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A University of Sussex PhD thesis Available online via Sussex Research Online: http://sro.sussex.ac.uk/ This thesis is protected by copyright which belongs to the author. This thesis cannot be reproduced or quoted extensively from without first obtaining permission in writing from the Author The content must not be changed in any way or sold commercially in any format or medium without the formal permission of the Author When referring to this work, full bibliographic details including the author, title, awarding institution and date of the thesis must be given Please visit Sussex Research Online for more information and further details Depictions of power in the imperial art of the early Macedonian Emperors: Basil I, Leo VI and Alexander. Neil Churchill Doctor of Philosophy University of Sussex April 2016 This thesis has not been previously submitted to this or any other University for a degree. Neil Churchill CONTENTS Acknowledgements Abbreviations List of Figures List of Plates List of Tables Introduction and Literature Review p 1 Part One: Constructing Power Chapter 1: Images of Imperial Power p 56 Chapter 2: Innovation and Adaptation in Imperial Iconography p 85 Chapter 3: Emperors as Builders p 131 Part Two: Power Relations Chapter 4: Images of the Emperor and His Family p 173 Chapter 5: Emperors and Patriarchs p 208 Conclusions p 243 Bibliography p 253 Plates ACKNOWLEDGEMENTS I am grateful to the University of Sussex, Ian Murray and the wonderful Byzantine Greek Summer School for helping me learn the language. The University of Sussex supported me to visit Hagia Sophia and the Archaeology Museum in Istanbul. I would like to thank Dumbarton Oaks, Harvard Art Museums, Arthur M. Sackler Museum, the Bibliothèque Nationale, wildwinds.com, cngcoins.com and Stack’s Co Ltd for permission to reprint photographic images (specific credits are given in the List of Figures and Plates). I read or borrowed most of the secondary literature from the University Library, Cambridge. Professor Rosamond McKitterick and Jonathan Shepard first introduced me to early medieval kingship and Byzantine art respectively and I am delighted to have finally pursued a question that has intrigued me for twenty years. Professor Liz James has been an inspiring, dedicated and patient supervisor who knew how to build character. I have benefited from discussion and challenge from fellow members of the Art History Department at Sussex and participants at seminars run by the Society for the Promotion of Byzantine Studies, the Oxford Byzantine Society and the International Medieval Congress in Leeds. I would also like to thank my parents Ron and Shirley Churchill for making this thesis possible. ABBREVIATIONS CCSG Corpus Christianorum, Series Graeca. CFHB Corpus Fontium Historiae Byzantinae. CSCO Corpus Scriptorum Christianorum Orientalium. CSHB Corpus Scriptorum Histoiae Byzantinae. Mansi Sacrorum Conciliorum Nova et Amplissima Collectio. ODB The Oxford Dictionary of Byzantium, I - III, ed. by A. Kazhdan (Oxford, 1991). Paris Gregory Codex Graecus 510, the Homilies of Gregory of Nazianzus, in the Bibliothèque Nationale, Paris. PG Patrologiae Cursus Completus, Series Graeca, 1 - 161, ed. J.P. Migne (Paris, 1857-1866). Sacra Parallela Codex Graecus 923, a florilegium, in the Bibliothèque Nationale, Paris. Vita Basilii Chronographia Quae Theophanis Continuati Nomine Fertur Liber Quo Vita Basilii Imperatoris Amplectitur, ed. I. Š evčenko, (Berlin, 2011). FIGURES 1a & b: Gold Solidus of Theophilos, Class I, 829-830, p 58 Obverse and Reverse, Malcolm Hackman Collection. With permission of wildwinds.com and cngcoins.com 2a & b: Gold Solidus of Michael III, Class III, 856-867, p 58 Obverse and Reverse, Accession Number BZ 1948.17.2692. © Dumbarton Oaks, Byzantine Collection, Washington DC. 3a & b: Gold Solidus, Basil I, Class III, 882, p 59 Obverse and Reverse, Freeman and Sear Collection. With permission of wildwinds.com, courtesy of Freeman & Sear 4a & b: Gold Solidus of Basil I, full standing figure, Class I, 868, p 59 Obverse and Reverse, Accession Number BZ.1948.17.2708. © Dumbarton Oaks, Byzantine Collection, Washington DC. 5a & b: Gold Solidus of Leo VI as older man, Class I, 886-908, p 65 Obverse and Reverse, from a Private Collection. With permission of wildwinds.com and cngcoins.com 6: Image of Constantine I, 847-870s, p 77 Patriarchal Rooms, Hagia Sophia. © Dumbarton Oaks, Byzantine Collection, Washington DC. 7a & b: Gold Solidus of Leo V, Class I, 813, p 87 Obverse and Reverse, Freeman and Sear Collection. With permission of wildwinds.com, courtesy of Freeman & Sear Gemini I 8a & b: Gold Solidus of Michael II, Class I, 821, p 87 Obverse and Reverse, the Golden Horn Collection. Courtesy of Stack’s Co. Ltd 9a & b: Copper Follis of Leo V and Constantine, Class II, 813-820, p 88 Obverse and Reverse, from a Private Collection. With permission of wildwinds.com for A.L Fournier 10a & b: Copper Follis of Michael II and Theophilos, Class II, p 88 821-829, Obverse and Reverse, the H. D. Rauch Collection With permission of wildwinds.com and H.D. Rauch GmbH. 11a & b: Copper Follis, Basil I, Basil enthroned, Class V, 879-886, p 91 Obverse and Reverse, Malcolm W. Heckman Collection. With permission of wildwinds.com and cngcoins.com 12a & b: Gold Solidus, Alexander, crowning image, Class II, p 121 912-913, Obverse and Reverse, from a Private Collection, With permission of wildwinds.com and cngcoins.com 13a & b: Silver Miliaresion, Alexander, 912-913, p 124 Obverse and Reverse, Harvard Art Museums/ Arthur M. Sackler Museum, Bequest of Thomas Whittemore, © President and Fellows of Harvard College 14a & b: Gold Solidus of Theophilos with Michael II & Constantine, p 183 Obverse and Reverse, Class III, 830-840, With permission of wildwinds.com and cngcoins.com 15a & b: Gold Solidus of Theodora with Michael III and Thekla, p 186 Obverse and Reverse, Class I, 842-843, With permission of wildwinds.com and cngcoins.com 16a & b: Seal of Leo VI, depicting Leo and Alexander, 886 - 912, p 188 Obverse and Reverse, Accession Number BZS.1955.1.4298 © Dumbarton Oaks, Byzantine Collection, Washington DC. 17a & b: Seal of Alexander, with a second figure (now missing), p 193 912-913, Obverse and Reverse, Accession Number BZS.1955.1.4296 © Dumbarton Oaks, Byzantine Collection, Washington DC. 18: Seal of Basil I, showing Basil I and Constantine, 869-879, p 196 Reverse, Accession Number BZS.1951.31.5.42, © Dumbarton Oaks, Byzantine Collection, Washington DC. TABLES 1: Iconography of Basil I’s Coins . p 92 2: Iconography of Basil I’s Seals. p 93 3: Iconography of Leo VI’s Coins. p 113 4: Iconography of Leo VI’s Seals . p 114 5: Iconography of Alexander’s Coins. P 119 6: Iconography of Alexander’s Seals. P 119 7: Coin types with imperial figures, reign of Basil I. p 175 8: Seal types with imperial figures, reign of Basil I. p 176 9: Coin types with imperial figures, reign of Leo VI. P 185 10: Seal types with imperial figures, reign of Leo VI. P 186 11: Coin types with imperial figures, reign of Alexander. P 190 12: Seal types with imperial figures, reign of Alexander. P 191 13: Schema for David narratives in the Paris Gregory, p 221 Sacra Parallela and the David Casket. 14: Characteristics of imperial art, 867 - 913. P 244 PLATES 1: Homilies of Gregory of Nazianzus, BN Ms. Gr. 510, Folio Cv, Basil being crowned by Gabriel, Bibliothèque Nationale, Paris. Photo: Bibliothèque Nationale. 2: Homilies of Gregory of Nazianzus, BN Ms. Gr. 510, Folio Br: Eudokia, Leo and Alexander, Bibliothèque Nationale, Paris. Photo: Bibliothèque Nationale. 3: Homilies of Gregory of Nazianzus, BN Ms. Gr. 510, Folio 174v, the anointing of David, Bibliothèque Nationale, Paris. Photo: Bibliothèque Nationale. 4: Homilies of Gregory of Nazianzus, BN Ms. Gr. 510, Folio 355r: the Council of 381, Bibliothèque Nationale, Paris. Photo: Bibliothèque Nationale. 5: Mosaic of an emperor before Christ, narthex, Hagia Sophia, Istanbul. Photo: Neil Churchill. 6: Detail of emperor in narthex mosaic, Hagia Sophia, Istanbul. Photo: Neil Churchill. 7: Location of mosaic of Emperor Alexander, North Gallery, Hagia Sophia, Istanbul. Photo: Neil Churchill. 8: Mosaic of Emperor Alexander, North Gallery, Hagia Sophia, Istanbul. Source: Neil Churchill. SUMMARY The last comprehensive study of Byzantine imperial art was published in 1936 and there have been surprisingly few investigations of the art of the Macedonian Dynasty, despite their reputation as active propagandists. Most studies of imperial art have taken a centuries-long perspective, identifying major patterns but overlooking choices made by or on behalf of individual emperors. This thesis considers imperial in the reigns of the first three Macedonain Emperors: Basil (867 - 886) and his sons Leo (886 - 912) and Alexander (912 - 913). It seeks to understand how they constructed images of their power and what imperial art says about the power dynamics at Constatinople. Chapter 1 considers imperial portraits. It concludes that although elements of the imperial image were unchanging, there were nevertheless important differences in the public images put forward by each emperor. Basil’s physical power was often depicted, whilst Leo was depicted as a wise ruler. Aspects of emperor’s private lives are also visible in their art. Chapter 2 charts the changing iconography between reigns. It studies the emergence and development of the motif of an emperor being crowned by a heavenly figure, which signified the idea of anointing, and its assimilation into imperial art. The chief innovator in terms of imperial iconography, however, was Alexander, and not Basil. Chapter 3 considers Basil and Leo’s records as builders and renovators of churches, monasteries, palaces and other buildings. Whilst multiple motives were at work, Basil and Leo acted in different ways. Basil’s activity, it is argued, partly reflected his response to the earthquake of 869, which might have jeopardised the perceived legitimacy of his seizure of power in 867.