Return of Private Foundation OMB No 1545-0052 Form 990 -PF Or Section 4947 ( A)(1) Nonexempt Charitable Trust ` Treated As a Private Foundation 2010 Note

l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491318003451 Return of Private Foundation OMB No 1545-0052 Form 990 -PF or Section 4947 ( a)(1) Nonexempt Charitable Trust ` Treated as a Private Foundation 2010 Note . The foundation may be able to use a copy of this return to satisfy state reporting requirements Department of the Treasury Internal Revenue Service

For calendar year 2010 , or tax year beginning 01-01-2010 , and ending 12-31-2010

G Check all that apply r'Initial return r'Initial return of a former public charity r'Final return FA mended return r'Address change r'Name change Name of foundation A Employer identification nu The James Irvine Foundation 94-1236937

Number and street (or P 0 box number if mail is not delivered to street address) Room/suite is ieiepnone numoer (see page iu or the instructions) 575 Market Street Suite 3400 (415) 777-2244

City or town, state, and ZIP code C If exemption application is pending, check here Iii. F San Francisco, CA 94105 D 1. Foreign organizations, check here F

H Check type of organization I' Section 501(c)(3) exempt private foundation 2. Foreign organizations meeting the 85% test, r- check here and attach computation Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation E If private foundation status was terminated 3 Accounting method F Cash F Accrual I Fair market value of all assets at end un d er sect ion 507 ( b )( 1 )( A), c h ec k h ere F o f y e a r (from Part I I, col. (c), O the r (specify ) F If the foundation is in a 60-month termination line 16)x$ 1,589,353,533 (Part I , column (d) must be on cash basis.) under section 507(b)(1)(B), check here Iii- F (d) Disbursements Analysis of Revenue and Expenses (The (a) Revenue and (b) Net investment (c) Adjusted net for charitable total of amounts in columns (b), (c), and (d) may not expenses per income income purposes necessenly equal the amounts in column (a) (see page 11 of books the instructions) ) (cash basis only) 1 Contributions, gifts, grants, etc , received (attach schedule) 0

2 Check 1111 F_ if the foundation is not required to attach Sch B 3 Interest on savings and temporary cash investments 1,659,370 1,659,370 4 Dividends and interest from securities. . . 18,454,978 14,555,103

5a Gross rents ...... b Net rental income or (loss) cp 6a Net gain or (loss) from sale of assets not on line 10 20,273,999

b Gross sales price for all assets on line 6a 1,119,596,760 75 7 Capital gain net income (from Part IV, line 2) 20,987,554 co 8 Net short-term capital gain ...... 9 Income modifications ......

10a Gross sales less returns and allowances b Less Cost of goods sold . c Gross profit or (loss) (attach schedule) . .

11 Other income (attach schedule) 157,554 14,448,047

12 Total . Add lines 1 through 11 . . . . . 40,545,901 51,650,074

13 Compensation of officers, directors, trustees, etc 1,268,622 461,096 807,526

14 Other employee salaries and wages 4,312,832 874,758 3,438,074 In 10 15 Pension plans, employee benefits . . . . 2,178,183 466,699 1,711,484

16a Legal fees (attach schedule) ...... 65,863 40,030 0 25,833 b Accounting fees (attach schedule) ...... 147,000 80,850 0 66,150 W co c Other professional fees (attach schedule) . . . 4,578,715 4,087,993 490,722

4^ 17 Interest C5 18 Taxes (attach schedule) (see page 14 of the instructions) 239,706

19 Depreciation (attach schedule) and depletion . . 434,763 73,910

20 Occupancy ...... 892,694 151,783 740,910

21 Travel, conferences, and meetings . . . . 378,737 76,681 302,055

ss 22 Printing and publications ...... 15,189 2,328 12,861 23 Other expenses (attach schedule) ...... 2,414,884 516,084 1,898,800

ss 24 Total operating and administrative expenses.

Add lines 13 through 23 ...... 16,927,188 6,832,212 0 9,494,415

25 Contributions, gifts, grants paid . 59,311,064 59,311,064

26 Total expenses and disbursements . Add lines 24 and 25 76,238,252 6,832,212 0 68,805,479

27 Subtract line 26 from line 12

a Excess of revenue over expenses and disbursements -35,692,351 b Net investment income (if negative, enter -0-) 44,817,862 c Adjusted net income (if negative, enter -0-) . For Privacy Act and Paperwork Reduction Act Notice , see page 30 of the instructions . Cat No 11289X Form 990-PF (2010) Form 990-PF (2010) Pane 2 Attached schedules and amounts in the description column Beginning of year End of year B a l ance Sheets should be for end-of- year amounts only (See instructions ( a) Boo k Va l ue ( b ) Boo k Va l ue (c) Fair M ark et Va l ue 1 Cash-non - interest-bearing ...... 16,029 18,438 18,438 2 Savings and temporary cash investments ...... 12,386,393 26,790,081 26,790,081

3 Accounts receivable 111111 16,942,740 Less allowance for doubtful accounts Oil 22,629,926 16,942,740 16,942,740

4 Pledges receivable ► Less allowance for doubtful accounts Oil 5 Grants receivable ...... 6 Receivables due from officers , directors , trustees , and other disqualified persons (attach schedule ) ( see page 15 of the instructions ) ...... 7 Other notes and loans receivable ( attach schedule) 111111

Less allowance for doubtful accounts Oil 8 Inventories for sale or use ...... 9 Prepaid expenses and deferred charges .

10a Investments - U S and state government obligations (attach schedule ) 68,784,926 79,652,520 82,408,803 b Investments - corporate stock ( attach schedule ) . . . . . 416,554,46 4 413,933,844 514,256,986

c Investments - corporate bonds (attach schedule ). . . . . 71,168,90 6 48,995,150 50,576,792 11 Investments - land, buildings , and equipment basis Oil

Less accumulated depreciation ( attach schedule) ► 12 Investments - mortgage loans ......

13 Investments - other ( attach schedule ) ...... 866,692,012 881,673,406 894,620,522 14 Land, buildings , and equipment basis Oil 3,315,595 Less accumulated depreciation ( attach schedule ) ' 1,851,987 1,835,28 4 1,463,608 1,463,608

15 Other assets ( describe Ilk- ) 47,205,191 2,275,563 2,275,563 16 Total assets ( to be completed by all filers-see the instructions Also, see page 1, item I ) 1,507,273,131 1,471,745,350 1,589,353,533

17 Accounts payable and accrued expenses ...... 2,960,408 3,650,293 18 Grants payable ...... 48,020,377 51,893,034

19 Deferred revenue ...... co 20 Loans from officers, directors , trustees , and other disqualified persons 21 Mortgages and other notes payable ( attach schedule) 22 Other liabilities ( describe O ) 0 2,374,851

23 Total liabilities ( add lines 17 through 22) ...... 50,980,785 57,918,178 Foundations that follow SFAS 117, check here ' F

and complete lines 24 through 26 and lines 30 and 31. w1 4) 24 U nrestricted ...... 1,456,292,346 1,413,827,172 25 Temporarily restricted

a 26 Permanently restricted Foundations that do not follow SFAS 117, check here F- r_ and complete lines 27 through 31. U- 27 Capital stock, trust principal , or current funds ...... 28 Paid-in or capital surplus , or land, bldg , and equipment fund n 29 Retained earnings, accumulated income, endowment , or other funds 30 Total net assets or fund balances (see page 17 of the instructions ) ...... 1,456,292,346 1,413,827,172 31 Total liabilities and net assets / fund balances (see page 17 of the instructions ) ...... 1,507,273,131 1,471,745,350

Analysis of Changes in Net Assets or Fund Balances

1 Total net assets or fund balances at beginning of year-Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) ...... 1 1,456,292,346

2 Enter amount from Part I, line 27a ...... 2 -35,692,351

3 Other increases not included in line 2 (itemize) 111 - 3 4 Add lines 1, 2, and 3 ...... 4 1,420,599,995

5 Decreases not included in line 2 (itemize) Oil 9!^ 5 6,772,823 6 Total net assets or fund balances at end of year (line 4 minus line 5)-Part II, column (b), line 30 . 6 1,413,827,172 Form 990-PF (2010) Form 990-PF (2010) Page 3 Ca ital Gains and Losses for Tax on Investment Income (b) How acquired (a) List and describe the kind(s) of property sold (e g , real estate, (c) Date acquired (d) Date sold P-Purchase 2-story brick warehouse, or common stock, 200 shs M LC Co , day, , day, ) D-Donation (mo yr ) (mo yr ) la PUBLICLY TRADED SECURITIES P

b NON-PUBLICLY TRADED SECURITIES P c MBS PAYDOWN OR UP P

d GAINS ON CLASS ACTIONS P e ALTERNATIVE INVESTMENTS (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 989,155,319 986,475,216 2,680,103 b 18,746,073 24,739,627 -5,993,554

c 23,656,448 24,757,417 -1,100,969

d 985,820 j 1 985,820 e 16,154 1 1 24,416,154 Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) Gains (Col (h) gain minus (j) Adjusted basis (k) Excess of col (i) col (k), but not less than -0-) or (i) F M V as of 12/31/69 as of 12/31/69 over col (j), if any Losses (from col (h)) a 2,680,103 b -5,993,554

c -1,100,969 d 985,820

e 24,416,154

If gain, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) If (loss), enter -0- in Part I, line 7 2 20,987,554 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6)

If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions) If (loss), enter -0- in Part I, line 8 3

Qualification Under Section 4940 ( e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income )

If section 4940( d)(2) applies, leave this part blank

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? fl Yes F No If "Yes, " the foundation does not qualify under section 4940 ( e) Do not complete this part

1 Enter the appropriate amount in each column for each year, see page 18 of the instructions before making any entries

(d) Base period years Calendar Distribution ratio Adjusted qualifying distributions Net value of noncharitable-use assets year (or tax year beginning in) (col (b) divided by col (c)) 2009 74,424,900 1,308,864,523 0 056862 2008 78,163,394 1,668,800,460 0 046838 2007 91,218,358 1,828,430,711 0 049889 2006 50,787,667 1,654,482,056 0 030697 2005 77,891,749 1,516,647,045 0 051358

2 Total of line 1, column (d) ...... 2 0 235644 3 Average distribution ratio for the 5-year base period-divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years 3 0 047129

4 Enter the net value of noncharitable-use assets for 2010 from Part X, line 5. . . . . 4 1,433,272,317

5 Multiply line 4 by line 3 ...... 5 67,548,691

6 Enter 1% of net investment income (1% of Part I, line 27b)...... 6 448,179

7 Add lines 5 and 6 ...... 7 67,996,870

8 Enter qualifying distributions from Part XII, line 4 ...... 8 68,852,794 If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate See the Part VI instructions on page 18 Form 990-PF (2010) Form 990-PF (2010) Page 4 UMMIF Excise Tax Based on Investment Income (Section 4940 ( a), 4940 ( b), 4940(e), or 4948-see page 18 of the instructions) la Exempt operating foundations described in section 4940(d)(2), check here Oil F_ and enter "N/A" on line 1 Date of ruling or determination letter (attach copy of letter if necessary-see instructions) b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 448,179

here ► Rand enter 1% of Part I, line 27b ...... c All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I, line 12, col (b) 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 2

3 Add lines 1 and 2 ...... 3 448,179 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 4

5 Tax based on investment income . Subtract line 4 from line 3 If zero or less, enter -0- . . . . . 5 448,179

6 Credits/Payments a 2010 estimated tax payments and 2009 overpayment credited to 2010 6a 580,000 b Exempt foreign organizations-tax withheld at source . . . . 6b

c Tax paid with application for extension of time to file (Form 8868) 6c 161,300 d Backup withholding erroneously withheld ...... 6d

7 Total credits and payments Add lines 6a through 6d ...... 7 741,300

8 Enter any penalty for underpayment of estimated tax Check here F if Form 2220 is attached 95 8 2,206

9 Tax due . If the total of lines 5 and 8 is more than line 7, enter amount owed ...... ► 9 10 Overpayment . If line 7 is more than the total of lines 5 and 8, enter the amount overpaid . . . 10 290,915

11 Enter the amount of line 10 to be Credited to 2011 estimated tax Oil 290,915 Refunded ' 11 Statements Re g ardin g Activities la During the tax year, did the foundation attempt to influence any national, state, or local legislation or did Yes No

it participate or intervene in any political campaign? 95 . . . la No b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of the instructions for definition) ? ...... lb No If the answer is Yes "to la or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the foundation in connection with the activities. c Did the foundation file Form 1120 -POL for this year? ...... 1c No

d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year (1) O n the foundation 111111 $ (2) O n foundation managers Ik. $ e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers ► $ 2 Has the foundation engaged in any activities that have not previously been reported to the IRS? . . . . 2 No If "Yes," attach a detailed description of the activities.

3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws, or other similar instruments? If "Yes,"attach a conformed copy of the changes5 . 3 No 4a Did the foundation have unrelated business gross income of $1,000 or more during the year?...... 4a Yes

b If "Yes," has it filed a tax return on Form 990 -T for this year? ...... 4b Yes 5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? ...... 5 No If "Yes,"attach the statement required by General Instruction T. 6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either • By language in the governing instrument, or • By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? ...... 6 Yes

7 Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col (c), and PartXV 7 Yes 8a Enter the states to which the foundation reports or with which it is registered (see page 19 of the instructions) ' CA b If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as required by General Instruction G? If "No,"attach explanation . 8b Yes

9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(j)(5) for calendar year 2010 or the taxable year beginning in 2010 (see instructions for Part XIV on page 27 )? If "Yes,"complete Part XIV ...... 9 No

10 Did any persons become substantial contributors during the tax year? if "Yes," attach a schedule listing their names and addresses 10 No Form 990-PF (2010) Form 990-PF (2010) Page 5 Statements Re g ardin g Activities (continued) 11 At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)'' If "Yes," attach schedule (see page 20 of the instructions)...... 11 Yes 12 Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008' 12 No

13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? 13 Yes

Website address WWW IRVINE ORG

14 The books are in care of ' JO HN R JENKS CIOTREASURER Telephone no ' (415) 777-2244 Located at 1111 575 MARKET ST STE 3400 SAN FRANCISCO CA ZIP+4 X 94105

15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 -Check here ...... F and enter the amount of tax-exempt interest received or accrued during the year ...... I 15

16 At any time during calendar year 2010, did the foundation have an interest in or a signature or other authority over a bank, securities, or other financial account in a foreign country? ...... 16 Yes

See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22 1 If "Yes", enter the name of the foreign country ► BR Statements Re g ardin g Activities for Which Form 4720 Ma y Be Re q uired File Form 4720 if any item is checked in the "Yes " column, unless an exception applies. Yes No la During the year did the foundation (either directly or indirectly) (1) Engage in the sale or exchange, or leasing of property with a disqualified person? 1 Yes F No (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a disqualified person? ...... 1 Yes F No (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? 1 Yes F No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? F Yes 1 No (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person)? ...... 1 Yes F No (6) Agree to pay money or property to a government official? (Exception . Check "No" if the foundation agreed to make a grant to or to employ the official for a period after termination of government service, if terminating within 90 days )...... 1 Yes F No b If any answer is "Yes" to la(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations section 53 494 1(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions )?. . . lb No Organizations relying on a current notice regarding disaster assistance check here...... Ilk- F_ c Did the foundation engage in a prior year in any of the acts described in la, other than excepted acts, that were not corrected before the first day of the tax year beginning in 20107 ...... 1c No

2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation defined in section 4942(j)(3) or 4942(j)(5)) a At the end of tax year 2010, did the foundation have any undistributed income (lines 6d and 6e, Part XIII) for tax year(s) beginning before 2010' ...... 1 Yes F No

If "Yes," list the years Oil 20 , 20 , 20 , 20 b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to all years listed, answer "No" and attach statement-see page 20 of the instructions ) ...... 2b

c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here

111' 20 , 20 , 20 , 20 3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time during the year? ...... F Yes fl No b If "Yes," did it have excess business holdings in 2010 as a result of (1) any purchase by the foundation or disqualified persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest, or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine if the foundation had excess business holdings in 2010 .)...... 3b No 4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? 4a No b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 20107 4b No Form 990-PF (2010) Form 990-PF ( 2010) Page 6 Statements Re g ardin g Activities for Which Form 4720 Ma y Be Re q uired (continued) 5a During the year did the foundation pay or incur any amount to (1) Carry on propaganda , or otherwise attempt to influence legislation ( section 4945(e))'' 1 Yes F No (2) Influence the outcome of any specific public election ( see section 4955), or to carry on, directly or indirectly , any voter registration drive ? ...... 1 Yes F No (3) Provide a grant to an individual for travel, study , or other similar purposes? 1 Yes F No (4) Provide a grant to an organization other than a charitable , etc , organization described in section 509 (a)(1), (2), or ( 3), or section 4940( d)(2)'' (see page 22 of the instructions ). . . F Yes (- No (5) Provide for any purpose other than religious, charitable , scientific, literary, or educational purposes , or for the prevention of cruelty to children or animals ?...... 1 Yes F No b If any answer is "Yes "to 5a (1)-(5), did any of the transactions fail to qualify under the exceptions described in Regulations section 53 4945 or in a current notice regarding disaster assistance ( see page 22 of the instructions)? 5b No

Organizations relying on a current notice regarding disaster assistance check here ...... F c If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax because it maintained expenditure responsibility for the grant ?...... F Yes 1 No If "Yes," attach the statement required by Regulations section 53.4945-5(d). 6a Did the foundation, during the year, receive any funds , directly or indirectly, to pay premiums on a personal benefit contract? ...... 1 Yes F No b Did the foundation , during the year, pay premiums , directly or indirectly, on a personal benefit contract?. . . . 6b No

If "Yes "to 6b, file Form 8870. 7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? 1 Yes F No b If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? . . . . 7b Information About Officers, Directors , Trustees , Foundation Managers , Highly Paid Employees, and Contractors 1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions). (b) Title, and average (c) Compensation (d) Contributions to (e) Expense account, (a) Name and address hours per week ( If not paid, enter employee benefit plans other allowances devoted to position -0-) and deferred compensation See Additional Data Table

2 Compensation of five highest-paid employees (other than those included on line 1-see page 23 of the instructions). If none. enter "NONE." ( d) Contributions to (b) Title, and average (a) Name and address of each employee employee benefit (e) Expense account, hours per week ( c) Compensation paid more than $ 50,000 plans and deferred other allowances devoted to position compensation AMY DOMINGUEZ ARMS PROGRAM DIRECTOR 206,923 75,019 3,220 50 0 575 MARKET STREET SUITE 3400 SAN FRANCISCO,CA 94105

MALCOLM GOEPFERT DIROF 252,251 71,880 3,330 INVESTMENTS 575 MARKET STREET SUITE 3400 50 0 SAN FRANCISCO,CA 94105

JEFF MALLOY DIR OF FINANCE & 242,251 83,962 4,514 ADM 575 MARKET STREET SUITE 3400 50 0 SAN FRANCISCO,CA 94105

JOE PON VP PROGRAMS 292,251 79,271 3,843 50 0 575 MARKET STREET SUITE 3400 SAN FRANCISCO,CA 94105

ANNE STANTON-MALONE PROGRAM DIRECTOR 217,017 75,626 2,620 50 0 575 MARKET STREET SUITE 3400 SAN FRANCISCO,CA 94105

Total number of other employees paid over $50 ,000 ...... ► 31 Form 990-PF (2010) Form 990-PF (2010) Page 7 Information About Officers, Directors, Trustees , Foundation Managers , Highly Paid Employees, and Contractors (continued) 3 Five highest - paid independent contractors for professional services ( see page 23 of the instructions). If none, enter " NONE". (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation HALL CAPITAL PARTNERS INVESTMENT MANAGER 726,282

ONE MARITIME PLAZA SUITE 500 SAN FRANCISCO,CA 94111

DODGE &COX INVESTMENT MANAGER 408,403

555 CALIFORNIA STREET 40TH FLOOR SAN FRANCISCO,CA 94104

PRIMECAP MANAGEMENT CO INVESTMENT MANAGER 449,146

225 SOUTH LAKE AVENUE PASADENA,CA 91101

LAZARD ASSET MANAGEMENT INVESTMENT MANAGER 665,966

30 ROCKEFELLER PLAZA NEWYORK,NY 10112

OCH-ZIFF REAL ESTATE INVESTMENT MANAGER 466,917

9 WEST 57TH STREET NEWYORK,NY 10019

Total number of others receiving over $50,000 for professional services. 7

Summary of Direct Charitable Activities

List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc Expenses 1FOUNDATION-ADMINISTERED PROJECT TO SUPPORT COALITION BUILDING EFFORTS FOR THE 123,964 PROMOTION OF LINKED LEARNING IN CALIFORNIA

2FOUNDATION-ADMINISTERED PROJECT TO SELECT AND RECOGNIZE CALIFORNIA LEADERS WHO 479,750 PROMOTE EFFECTIVE SOLUTIONS TO CRITICAL ISSUES FOR CALIFORNIA'S FUTURE

3FOUNDATION-ADMINISTERED PROJECT TOWARD TECHNICAL ASSISTANCE AND INFORMATION- 187,954 SHARING AMONG SEVEN GRANTEES IN THE COMMUNITY FOUNDATIONS INITIATIVE

4FOUNDATION-ADMINISTERED PROJECT TO UNDERTAKE STRATEGIC COMMUNICATIONS TO 262,946 PROMOTE LINKED LEARNING AS A HIGH SCHOOL REFORM STRATEGY IN CALIFORNIA Summary of Program - Related Investments (see page 24 of the instructions) Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2 A mount 1

All other program-related investments See page 24 of the instructions 3

Total . Add lines 1 through 3. ► Form 990-PF (2010) Form 990-PF (2010) Page 8 Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see page 24 of the instructions.) 1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc purposes a Average monthly fair market value of securities ...... la 1,424,990,310

b Average of monthly cash balances ...... lb 28,010,601

c Fair market value of all other assets (see page 24 of the instructions)...... 1c 2,097,888

d Total (add lines la, b, and c) ...... ld 1,455,098,799 e Reduction claimed for blockage or other factors reported on lines la and 1c (attach detailed explanation )...... le

2 Acquisition indebtedness applicable to line 1 assets ...... 2 0

3 Subtract line 2 from line ld ...... 3 1,455,098,799 4 Cash deemed held for charitable activities Enter 1 1/2% of line 3 (for greater amount, see page 25 of the instructions) ...... 4 21,826,482

5 Net value of noncharitable - use assets . Subtract line 4 from line 3 Enter here and on Part V, line 4 5 1,433,272,317

6 Minimum investment return . Enter 5% of line 5 ...... 6 71,663,616 Distributable Amount (see page 25 of the instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain forei g n or g anizations check here ► fl and do not com p lete th is art. 1 Minimum investment return from Part X, line 6 ...... 1 71,663,616

2a Tax on investment income for 2010 from Part VI, line 5...... 2a 448,179

b Income tax for 2010 (This does not include the tax from Part VI ). . 2b

c Add lines 2a and 2b ...... 2c 448,179

3 Distributable amount before adjustments Subtract line 2c from line 1...... 3 71,215,437

4 Recoveries of amounts treated as qualifying distributions ...... 4 164,612

5 Add lines 3 and 4 ...... 5 71,380,049 6 Deduction from distributable amount (see page 25 of the instructions )...... 6 7 Distributable amount as adjusted Subtract line 6 from line 5 Enter here and on Part XIII,

line 1 ...... 7 71,380,049

Qualifying Distributions (see page 25 of the instructions)

1 Amounts paid (including administrative expenses) to accomplish charitable, etc , purposes

a Expenses, contributions, gifts, etc -total from Part I, column (d), line 26...... la 68,805,479

b Program-related investments-total from Part IX-B ...... lb 0 2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc ,

purposes ...... 2 47,315 3 Amounts set aside for specific charitable projects that satisfy the

a Suitability test (prior IRS approval required) ...... 3a 0 b Cash distribution test (attach the required schedule) ...... 3b 0

4 Qualifying distributions . Add lines la through 3b Enter here and on Part V, line 8, and Part XIII, line 4 4 68,852,794 5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income Enter 1% of Part I, line 27b (see page 26 of the instructions)...... 5 448,179

6 Adjusted qualifying distributions . Subtract line 5 from line 4 ...... 6 68,404,615 Note : The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax in those years Form 990-PF (2010) Form 990-PF (2010) Page 9 Undistributed Income ( see a e 26 of the instructions (a) (b) (c) (d) Corpus Years prior to 2009 2009 2010 1 Distributable amount for 2010 from Part XI, line 7 71,380,049 2 U ndistributed income, if any, as of the end of 2010 a Enter amount for 2009 only...... 29,957,122 b Total for prior years 2008 , 2007 , 2006 3 Excess distributions carryover, if any, to 2010 a From 2005...... b From 2006...... c From 2007...... d From 2008...... e From 2009...... 0 f Total of lines 3a through e...... 0 4 Qualifying distributions for 2010 from Part XII, line 4 1111 $ 68,852,794 a Applied to 2009, but not more than line 2a 29,957,122 b Applied to undistributed income of prior years (Election required-see page 26 of the instructions) c Treated as distributions out of corpus (Election required-see page 26 of the instructions). . . d Applied to 2010 distributable amount. . . . . 38,895,672 e Remaining amount distributed out of corpus 0 5 Excess distributions carryover applied to 2010 0 0 (If an amount appears in column (d), the same amount must be shown in column (a).) 6 Enter the net total of each column as indicated below: a Corpus Add lines 3f, 4c, and 4e Subtract line 5 0 b Prior years' undistributed income Subtract line 4b from line 2b ...... c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed...... d Subtract line 6c from line 6b Taxable amount-see page 27 of the instructions . . . e Undistributed income for 2009 Subtract line 4a from line 2a Taxable amount-see page 27 of the instructions ...... f Undistributed income for 2010 Subtract lines 4d and 5 from line 1 This amount must be distributed in 2011...... 32,484,377 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see page 27 of the instructions) ...... 8 Excess distributions carryover from 2005 not applied on line 5 or line 7 (see page 27 of the instructions) ...... 9 Excess distributions carryover to 2011. Subtract lines 7 and 8 from line 6a ...... 0 10 Analysis of line 9 a Excess from 2006. . . . b Excess from 2007. . . . c Excess from 2008. . . . d Excess from 2009. . . . e Excess from 2010. 0 Form 990-PF (2010) Form 990-PF (2010 Paae 10 IFTWOM Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9) la If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2010, enter the date of the ruling......

b Check box to indicate whether the organization is a private operating foundation described in section F 4942(j)(3) or F 4942(])(5) 2a Enter the lesser of the adjusted net Tax year Prior 3 years income from Part I or the minimum (e) Total (a) 2010 (b) 2009 (c) 2008 (d) 2007 investment return from Part X for each year listed ...... b 85% of line 2a ...... c Qualifying distributions from Part XII, line 4 for each year listed . . . . . d Amounts included in line 2c not used directly for active conduct of exempt activities . e Qualifying distributions made directly for active conduct of exempt activities Subtract line 2d from line 2c . . . . 3 Complete 3a, b, or c for the alternative test relied upon a "Assets" alternative test-enter (1) Value of all assets ...... (2) Value of assets qualifying under section 4942(j)(3)(B)(i) b "Endowment" alternative test- enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed. . . c "Support" alternative test-enter (1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) . . . . (2) Support from general public and 5 or more exempt organizations as provided in section 4942 (j)(3)(B)(iii). . . . (3) Largest amount of support from an exempt organization (4) Gross investment income Supplementary Information (Complete this part only if the organization had $5,000 or more in assets at any time during the year-see uaae 27 of the instructions.) 1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000) (See section 507(d)(2) )

NONE b List any managers of the foundation who own 10% or more of the stock of a corporation ( or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10 % or greater interest

NONE 2 Information Regarding Contribution , Grant , Gift, Loan, Scholarship, etc., Programs: Check here F if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds If the foundation makes gifts, grants, etc (see page 28 of the instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d

a The name , address, and telephone number of the person to whom applications should be addressed Grants M gr grantinquiryirvineorg 575 MARKET STREET SUITE 3400 SAN FRANCISCO,CA 94105 (415)777-2244 b The form in which applications should be submitted and information and materials they should include ADDITIONAL INFORMATION & UPDATED INFORMATION MAY BE OBTAINED FROM OUR WEBSITE AT WWWIRVINE ORG LETTER OF INQUIRY - ** PLEASE SUBMIT ONLINE - SEE WEBSITE** ORGANIZATION INFORMATION LEGAL NAME AND ADDRESS PHONE NUMBER (XXX)XXX-XXXX AND FAX NUMBER (XXX)XXX-XXXX WEBSITE ADDRESS GEOGRAPHIC AREA WITHIN CALIFORNIA SERVED BY PROPOSED PROJECT OPERATING BUDGET AGE - WHAT IS THE AGE OFTHE ORGANIZATION? BACKGROUND- BRIEFLY DESCRIBE THE MISSION (NO MORE THAN 250 WORDS) FUNDERS - WHO ARE THE FUNDERS (NO MORE THAN 100 WORDS) BOARD OF DIRECTORS - MEMBERS, MEETINGS (NO MORE THAN 250 WORDS) CONTACT INFORMATION EXECUTIVE DIRECTOR - WITH PREFIX MS , MR OR MRS , AND TITLE EMAIL ADDRESS AND NAME OF INDIVIDUAL TO CONTACT FOR QUESTIONS FUNDING REQUEST REQUEST AMOUNT - COMMAS BUT NO DOLLAR SIGN TERMS - PROPOSED DURATION OFTHE GRANT PROJECT TITLE - IN LESS THAN 15 WORDS PROGRAM AREA AND STUDY UNDER WHICH PROGRAM AREA AND STRATEGY ARE YOU SEEKING FUNDING? DESCRIBE THE PROGRAM OR PROJECT PLEASE PROVIDE c Any submission deadlines CREATIVE CONNECTIONS FUND PLEASE CHECK OUR WEBSITE FOR DEADLINES LETTERS OF INQUIRY - CALIFORNIA D d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors ELIGIBILITY TO BE CONSIDERED FORA GRANT, YOUR ORGANIZATION OR PROJECT MUST 1 BE CLASSIFIED AS A PUBLIC CHARITY AND TAX EXEMPT UNDER 501(C)(3) OFTHE INTERNAL REVENUE CODE 2 BENEFIT CALIFORNIA OUR INDENTURE OF TRUST RESTRICTS OUR GRANTMAKING TO PROGRAMS AND ORGANIZATIONS THAT DIRECTLY BENEFIT THE PEOPLE OF CALIFORNIA 3 BE PRIMARILY INDEPENDENT FROM GOVERNMENT SUPPORT WHEN JAMES IRVINE ESTABLISHED THE FOUNDATION IN 1937, HE STIPULATED THAT HIS FUNDS "SHALL BE USED FOR SUCH CHARITIES AS DO NOT ENJOY SUBSTANTIAL SUPPORT THROUGH TAXATION " BASED ON THIS RESTRICTION, WE REFRAIN FROM MAKING GRANTS TO PUBLIC AGENCIES OR ORGANIZATIONS THAT RECEIVE MORE THAN 50 PERCENT OFTHEIR REVENUE FROM GOVERNMENT DONATIONS IN RARE INSTANCES, AN ORGANIZATION THAT IS INELIGIBLE BY THESE CRITERIA MAY BE INVITED BY THE FOUNDATION TO SUBMIT A PROPOSAL FORA SPECIFIC PROJECT THIS MIGHT INCLUDE AN ORGANIZATION THAT IS NOT CLASSIFIED AS A 501(C)(3), OR A PUBLIC AGENCY THAT IS CONDUCTING A DISCRETE, PRIVA Form 990-PF (2010) Form 990-PF (2010) Page 11 Supplementary Information (continued) 3 Grants and Contributions Paid During the Year or Approved for Future Payment If recipient is an individual, Recipient Foundation show any relationship to Purpose of grant or status of Amount any foundation manager contribution Name and address (home or business) recipient or substantial contributor a Paid during the year See Additional Data Table

Total . 3a 59,311,064 b Approved for future payment See Additional Data Table

Total . 3b 34,587,008 Form 990-PF (2010) Form 990-PF (2010) Page 12 Anal y sis of Income-Producin g Activities Enter gross amounts unless otherwise indicated Unrelated business income Excluded by section 512, 513, or 514 (e) Related or exempt function income (a) (b) (c) (d ) (See page 28 of 1 Program service revenue Business code Amount Exclusion code Amount the instructions ) a b c d e f g Fees and contracts from government agencies 2 Membership dues and assessments. . . . 3 Interest on savings and temporary cash investments 14 1,659,370 4 Dividends and interest from securities. 14 18,454,978 5 Net rental income or (loss) from real estate a Debt-financed property...... b Not debt-financed property. . . . . 6 Net rental income or (loss) from personal property 7 Other investment income. . . . . 8 Gain or (loss) from sales of assets other than inventory 525990 -494,572 18 20,768,571 9 Net income or (loss) from special events 10 Gross profit or (loss) from sales of inventory. NON CAPITAL GAIN INCOME/ 525990 -512,802 41 670,356 11 Other revenue a (LS) FROM LIMITED P/SHIPS b c d e 12 Subtotal Add columns (b), (d), and (e). -1,007,374 41,553,275 13 Total . Add line 12, columns (b), (d), and (e) ...... 1 3 40,545,901 (See worksheet in line 13 instructions on page 2 8 to verify calc ulations Relationshi of Activities to the Accom p lishment of Exem p t Pur p oses Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to Line No . the accomplishment of the organization's exempt purposes (other than by providing funds for such purposes) (See oaae 28 of the instructions

Form 990-PF (2010) Form 990-PF (2010) Page 13 Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exem p t Or g anizations 1 Did the organization directly or indirectly engage in any of the following with any other organization described in section Yes No 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations? a Transfers from the reporting foundation to a noncharitable exempt organization of (1) Cash ...... la(1) Yes

(2) Other assets ...... la(2) No b Other transactions (1) Sales of assets to a noncharitable exempt organization ...... lb(1) No (2) Purchases of assets from a noncharitable exempt organization ...... lb(2) No

(3) Rental of facilities, equipment, or other assets ...... lb(3) No

(4) Reimbursement arrangements ...... lb(4) No

(5) Loans or loan guarantees ...... lb(5) No (6) Performance of services or membership or fundraising solicitations ...... lb(6) No

c Sharing of facilities, equipment, mailing lists, other assets, or paid employees ...... lc No d If the answer to any of the above is "Yes," complete the following schedule Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting foundation If the foundation received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received

2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501 ( c) of the Code ( other than section 501 ( c)(3)) or in section 527'x...... f Yes I' No b If"Yes, " complete the following schedule (a) Name of organization ( b) Type of organization ( c) Description of relationship

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge

Signature of officer or trustee

= Preparer's Signature

Firm's name 0. ERNST &YOUNG US LLP

560 Mission Street Suite 1

Firm's address 0- San Francisco , CA 94105 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amount show any relationship to status of contribution Name and address (home or any foundation manager recipient business) or substantial contributor

a Paid during the year

18th Street Arts Center NA 501(c)(3) 509 To support California artists 66,000 1639 18th Street (a)(2) Santa Monica, CA 90404

1stACTSilicon Valley NA 501(c)(3) 509 For genARTS Silicon Valley 8,333 38 W Santa Clara Street (a)(1) San Jose, CA 95113

24th Street Theatre Company NA 501(c)(3) 509 For an initiative on Latino 24,000 1117 West 24th Street (a)(1) audiences Los Angeles, CA 90007

826 Valencia NA 501(c)(3) 509 To diversify youth participants 25,000 826 Valencia Street (a)(1) San Francisco, CA 94110

A Window Between Worlds NA 501(c)(3) 509 For the End the Violence 25,000 710 4th Ave 5 (a)(1) Project Venice,CA 90291

Adolescent Counseling Services NA 501(c)(3) 509 For unrestricted support 5,000 4000 Middlefield Road Suite FH (a)(1) Palo Alto, CA 94303

African-American Shakespeare NA 501(c)(3) 509 For Twelfth Night, with jazz 16,500 Company (a)(2) 762 Fulton Street San Francisco, CA 94102

Alameda County Community Food NA 501(c)(3) 509 For unrestricted support 2,500 Bank (a)(1) PO Box 2599 Oakland, CA 94614

Alameda Education Foundation NA 501(c)(3) 509 For programs in Alameda 2,500 PO Box 1363 (a)(1) schools Alameda, CA 94501

Alliance for a Better Community Inc NA 501(c)(3) 509 To strengthen support of 125,000 350 5 Bixel St Suite 180 (a)(1) Linked Learning Los Angeles, CA 90017

Alliance for California Traditional Arts NA 501(c)(3) 509 To strengthen the capacity and 75,000 1245 Van Ness Avenue (a)(1) regranting Fresno, CA 93721

Alliance for College-Ready Public NA 501(c)(3) 509 For core support 125,000 Schools (a)(1) 1940 South Figueroa Street Los Angeles, CA 90007

Alliance for College-Ready Public NA 501(c)(3) 509 For support of Scholarships 10,000 Schools (a)(1) 1940 South Figueroa Street Los Angeles, CA 90007

Alliance for Excellent Education Inc NA 501(c)(3) 509 To inform federal education 150,000 1201 Connecticut Avenue NW Suite (a)(1) policy Washington, DC 20036

Alonzo King's LINES Ballet San NA 501(c)(3) 509 To support a statewide touring 72,000 Francisco (a)(2) program Dance Center 26 Seventh Street an Francisco,CA 94103

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Altadena Christian Children's Center NA 501(c)(3) 509 For unrestricted support 1,425 791 East Calaveras Street (a)(1) Altadena,CA 91001

A mador Community Foundation Inc NA 501(c)(3) 509 For the Amador Student Music 2,000 PO Box 1154 21-B main Street (a)(2) Fund Jackson, CA 95642

American Composers Forum of San NA 501(c)(3) 509 For the Subito regranting 100,000 Francisco (a)(1) program 44 Page Street Suite 504 San Francisco, CA 94102

American Leadership Forum NA 501(c)(3) 509 For the Exemplary Leader 5,000 1171 Homestead Road Suite 220 (a)(1) Celebration Santa Clara, CA 95050

Angels Gate Cultural Center NA 501(c)(3) 509 For expanded public programs 50,000 3601 South Gaffey St Box 1 (a)(1) San Pedro,CA 90731

Armand Hammer Museum of Art and NA 501(c)(3) 509 To incorporate contemporary 310,000 Cultural Center Inc (a)(3) artists 10899 Wilshire Blvd Los Angeles, CA 90024

A rmory Center for the A rts NA 501(c)(3) 509 For the Community Pathways 100,000 145 N Raymond Avenue (a)(1) program Pasadena,CA 91103

A rmory Center for the A rts NA 501(c)(3) 509 For unrestricted support 10,000 145 N Raymond Avenue (a)(1) Pasadena,CA 91103

Arthritis Foundation Inc NA 501(c)(3) 509 For activities in California 5,000 657 Mission Street Suite 603 (a)(1) San Francisco,CA 94105

Arts & Learning Corporation NA 501(c)(3) 509 To diversity audiences 13,500 11422 Iola Avenue (a)(1) Garden Grove, CA 92843

Arts for LA NA 501(c)(3) 509 To support development and 15,000 1149 5 Hill St Suite H 100 (a)(1) training Los Angeles, CA 90015

Asian Americans-Pacific Islanders in NA 501(c)(3) 509 For 2010 membership dues 10,000 Philanthropy (a)(1) 211 Sutter Street Suite 600 San Francisco, CA 94108

Asian Pacific American Legal Center NA 501(c)(3) 509 To engage Asian Americans in 140,588 of (a)(1) redistricting Southern California 1145 Wilshire Blvd 2nd Floor Los Angeles, CA 90017

Asian Pacific American Legal Center NA 501(c)(3) 509 In support of the AAPIP Circle 500 of (a)(1) of Change Southern California 1145 Wilshire Blvd 2nd Floor Los Angeles, CA 90017

Association for the Advancement of NA 501(c)(3) 509 To expand audiences 21,000 Filipino (a)(1) American Arts Culture 760 5 Westmoreland Ave Suite 266 Los Angeles, CA 90005

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Association of California Symphony NA 501(c)(3) 509 To provide core program 33,000 Orchestras (a)(2) support 2755 Cottage Way Suite 3 Sacramento, CA 95825

Assyrian Aid Society of America NA 501(c)(3) 509 To support Mesopotamian 16,500 350 Berkeley Park Boulevard (a)(1) Night Kensington, CA 94707

Autry National Center NA 501(c)(3) 509 For Nuestra Voz 55,000 4700 Western Heritage Way (a)(1) Los Angeles, CA 90027

Avenue 50 Studio Inc NA 501(c)(3) 509 For unrestricted support 500 131 North Avenue 50 (a)(1) Los Angeles, CA 90042

Bakersfield Art Foundation Inc NA 501(c)(3) 509 To increase financial 126,000 1930 R Street (a)(1) sustainability Bakersfield, CA 93301

Balboa Park Cultural Partnership NA 501(c)(3) 509 To develop a Park-wide 75,000 1549 El Prado Suite 1 (a)(1) membership prog San Diego, CA 92101

Ballet Afsaneh Art and Culture NA 501(c)(3) 509 For new works of Central Asian 18,000 Society (a)(1) influence PO Box 1104 Wood ac re, CA 94973

Bay Area Discovery Museum NA 501(c)(3) 509 For unrestricted support 1,000 557 McReynolds Road (a)(1) Sausalito,CA 94965

Bay Area Women's and Children's NA 501(c)(3) 509 For unrestricted support 1,000 Center (a)(1) 318 Leavenworth St San Francisco, CA 94102

Bayview Hunters Point Center for NA 501(c)(3) 509 To broaden participation 25,000 Arts and Technology (a)(1) 2415 Third Street Suite 230 San Francisco, CA 94107

Berkeley Policy Associates NA Expend Resp For an evaluation of California 80,000 440 Grand Ave Suite 500 Forward Oakland, CA 94610

Big Brothers Big Sisters of San Diego NA 501(c)(3) 509 For unrestricted support 5,000 County (a)(1) 8515 Arjons Drive Suite A San Diego,CA 92126

Birthing Project USA NA 501(c)(3) 509 For support of activities in 1,000 2270 Wyoming Drive (a)(1) California Albuquerque,NM 87112

Board of Trustees of the Glide NA 501(c)(3) 509 For charitable activities 3,000 Foundation (a)(1) 330 Ellis Street San Francisco, CA 94102

BoardSource NA 501(c)(3) 509 For core operating support 80,000 1828 L Street NW Suite 900 (a)(1) Washington, DC 20036

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

BoardSource NA 501(c)(3) 509 For the BoardSource 10,000 1828 L Street NW Suite 900 (a)(1) Leadership Forum Washington, DC 20036

Bolinas Museum NA 501(c)(3) 509 For outreach to the Latino 6,000 PO Box 450 48 Wharf Road (a)(1) community in Marin Bolinas, CA 94924

Burnon Inc NA 501(c)(3) 509 To improve organizational 83,500 dba Rubicon Theatre Company (a)(1) capacity 1006 E Main Street Ventura,CA 93001

Cabrillo Festival of Contemporary NA 501(c)(3) 509 To improve organizational 79,500 Music (a)(2) capacity 147 5 River Street Suite 232 Santa Cruz,CA 95060

California Alliance for Arts Education NA 501(c)(3) 509 To expand the arts education 87,000 495 E Colorado Blvd (a)(1) advocacy network Pasadena, CA 91101

California Alumni Association NA 501(c)(3) 509 For support of the Equity 1,000 1 Alumni House (a)(2) Scholarship Berkeley, CA 94720

California Association of Museums NA 501(c)(3) 509 To provide core program 33,000 PO Box 1455 (a)(2) support Santa Cruz,CA 95061

California Association of Nonprofits NA 501(c)(3) 509 For core operating support 70,000 520 South Grand Avenue Suite 695 (a)(1) Los Angeles, CA 90071

California Black Womens Health NA 501(c)(3) 509 For unrestricted support 2,000 Project (a)(1) 101 N La Brea Ave Suite 610 Inglewood,CA 90301

California Budget Project NA 501(c)(3) 509 To expand participation in the 175,000 1107 9th Street Suite 310 (a)(1) budget process Sacramento, CA 95814

California Center for the Arts NA 501(c)(3) 509 To broaden participation of 25,000 Escondido (a)(1) families Foundation 340 North Escondido Blvd Escondido, CA 92025

California Charter School Consortium NA 501(c)(3) 509 To increase awareness of 250,000 250 E 1st Street 10th Floor (a)(2) Linked Learning Los Angeles, CA 90012

California Chicano News Media NA 501(c)(3) 509 For unrestricted support 5,000 Association (a)(2) USC Annenberg School of Journalism 727 W 27th St Room 201 Los Angeles, CA 90007

California Community Foundation NA 501(c)(3) 509 For the African American 5,000 445 5 Figueroa Street Suite 3400 (a)(1) Scholarship Fund Los Angeles, CA 90071

California Community Foundation NA 501(c)(3) 509 For the Warren Christopher 5,000 445 5 Figueroa Street Suite 3400 (a)(1) Scholarship Fund Los Angeles, CA 90071

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

California Community Foundation NA 501(c)(3) 509 For the Investing in Creativity 125,000 445 5 Figueroa Street Suite 3400 (a)(1) initiative Los Angeles, CA 90071

California Court Appointed Special NA 501(c)(3) 509 For unrestricted support 2,500 Advocate (a)(1) Association 660 13th Street Suite 300 Oakland, CA 94612

California Education Round Table NA Expend Resp For the ARCHES Initiative 370,600 Intersegmental Coordinating Committ 560 J Street Suite 290 Sacramento, CA 95814

California Education Round Table NA Expend Resp To provide assistance to 60,000 Intersegmental Coordinating Committ ARCHES grantees 560 J Street Suite 290 Sacramento, CA 95814

California Education Round Table NA Expend Resp For professional dev for 150,000 Intersegmental Coordinating Committ ARCHES grantees 560 J Street Suite 290 Sacramento, CA 95814

California Education Round Table NA Expend Resp For strategic planning for the 35,000 Intersegmental Coordinating Committ ARCHES Init 560 J Street Suite 290 Sacramento, CA 95814

California Exhibition Resources NA 501(c)(3) 509 To increase access to 50,000 Alliance Inc (a)(1) California art PO Box 193307 San Francisco, CA 94119

California Forward NA 501(c)(3) 509 For core support 1,500,000 1107 9th Street Suite 650 (a)(1) Sacramento, CA 95814

California Indian Basketweavers NA 501(c)(3) 509 To expand services to Central 25,000 Association (a)(1) & Southern CA 1005 Court Street Woodland, CA 95695

California Institute of Technology NA 501(c)(3) 509 To create a public engagement 150,000 1200 East California Blvd (a)(1) model Pasadena,CA 91125

California International Arts NA 501(c)(3) 509 For support of 'L A Rising' 1,000 Foundation (a)(2) 2737 Outpost Drive Los Angeles, CA 90068

California Presenters NA 501(c)(3) 509 To provide core program 20,000 PO Box 19748 (a)(1) support Sacramento, CA 95819

California Rangeland Trust NA 501(c)(3) 509 For core support 125,000 1225 H Street (a)(1) Sacramento, CA 95814

California Rural Legal Assistance Inc NA 501(c)(3) 509 For a regranting & capacity- 90,985 631 Howard Suite 300 (a)(1) building program San Francisco,CA 94105

California Rural Legal Assistance Inc NA 501(c)(3) 509 To support implementation ofa 74,000 631 Howard Suite 300 (a)(1) strategic plan San Francisco,CA 94105

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

California Shakespeare Theatre NA 501(c)(3) 509 For New Works/New 66,500 701 Heinz Avenue (a)(2) Communities Berkeley, CA 94701

California State Railroad Museum NA 501(c)(3) 509 For unrestricted support 1,000 Foundation (a)(2) 111 I Street Sacramento, CA 95814

California State University Fresno NA 501(c)(3) 509 To build a pipeline of leaders 18,682 Foundation (a)(1) 4910 N Chestnut Fresno, CA 93726

California Tomorrow NA 501(c)(3) 509 For unrestricted support 1,500 360 22nd Street Suite 640 (a)(1) Oakland, CA 94612

Camellia Symphony Association NA 501(c)(3) 509 To diversity participation 15,000 PO Box 19786 (a)(1) Sacramento, CA 95819

Cantare Con Vivo NA 501(c)(3) 509 For free concerts 25,000 1611 Telegraph Avenue Suite 801 (a)(1) Oakland, CA 94612

Capital Public Radio NA 501(c)(3) 509 To broaden audience 25,000 7055 Folsom Boulevard (a)(1) participation Sacramento, CA 95826

Capital Stage Company NA 501(c)(3) 509 To support the Women In 25,000 1000 Front Street (a)(1) Theatre Project Sacramento, CA 95814

Capitol Impact LLC NA Expend Resp For the CA Legislative Staff 150,000 1130 K Street Suite 250 Education Inst Sacramento, CA 95814

Carr Educational Foundation NA 501(c)(3) 509 For unrestricted support 5,000 228 Margarita Drive (a)(1) San Rafael, CA 94901

Cartoon Art Museum of California NA 501(c)(3) 509 For unrestricted support 1,000 655 Mission Street (a)(1) San Francisco,CA 94105

Center for Community Action and NA 501(c)(3) 509 To connect the public with 150,000 Environmental Justice (a)(1) public officials PO Box 33124 Riverside, CA 92519

Center for Community Advocacy NA 501(c)(3) 509 To engage farmworkers in 100,000 22 W Gabilan Street (a)(1) decision making Salinas, CA 93901

Center for Community Advocacy NA 501(c)(3)509 For unrestricted support 5,000 22 W Gabilan Street (a)(1) Salinas, CA 93901

Center for Creative Land Recycling NA 501(c)(3) 509 For unrestricted support 5,000 333 Pine Street Suite 300 (a)(1) San Francisco, CA 94104

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

C enter for C ultural Innovation NA 501(c)(3) 509 To support regranting for CA 500,000 244 South San Pedro Street Suite 4 (a)(1) artists Los Angeles, CA 90012

Center for Cultural Innovation NA 501(c)(3) 509 To support an arts leadership 77,000 244 South San Pedro Street Suite 4 (a)(1) initiative Los Angeles, CA 90012

Center for Investigative Reporting Inc NA 501(c)(3) 509 For sustainability of California 150,000 2130 Center Street Ste 103 (a)(2) Watch Berkeley, CA 94704

Center for Land Based Learning NA 501(c)(3) 509 For unrestricted support 500 5265 Putah Creek Road (a)(1) Winters, CA 95694

Center For Multicultural Cooperation NA 501(c)(3) 509 For the Central Valley Regional 3,000 PO Box 27442 (a)(1) Office Fresno, CA 93729

Center for the Education of the Infant NA 501(c)(3) 509 For unrestricted support 1,500 Deaf (a)(1) 1035 Grayson Street Berkeley, CA 94710

Center on Policy Initiatives NA 501(c)(3) 509 To engage the public on local 150,000 3727 Camino Del Rio S Suite 100 (a)(1) issues San Diego,CA 92108

Center on Race Poverty & NA 501(c)(3) 509 To engage the public on land- 250,000 Environment (a)(1) use issues 47 Kearny Street Suite 804 San Francisco, CA 94108

Center on Race Poverty & NA 501(c)(3) 509 For leadership and capacity 30,000 Environment (a)(1) building 47 Kearny Street Suite 804 San Francisco, CA 94108

Center on Race Poverty & NA 501(c)(3) 509 For unrestricted support 3,000 Environment (a)(1) 47 Kearny Street Suite 804 San Francisco, CA 94108

Center Theatre Group of Los Angeles NA 501(c)(3) 509 For attracting and engaging 250,000 601 West Temple Street (a)(2) diverse audiences Los Angeles, CA 90012

Centerpointe Presbyterian Church NA 501(c)(3) 509 In support of the pre-school 10,000 340 Cornerstone Court (a)(1) program Pleasanton, CA 94566

Central Coast Alliance United for a NA 501(c)(3) 509 For core support 125,000 Sustainable Economy (a)(1) 2021 Sperry Avenue Suite 18 Ventura,CA 93003

Central Coast Alliance United for a NA 501(c)(3) 509 To engage people in the 150,000 Sustainable Economy (a)(1) redistricting process 2021 Sperry Avenue Suite 18 Ventura,CA 93003

Central Valley Center for the Arts NA 501(c)(3) 509 To increase financial 127,165 dba Gallo Center (a)(1) sustainability 1000 I Street Modesto, CA 95354

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Central West Ballet NA 501(c)(3) 509 For an original contemporary 25,000 3125 McHenry Avenue Suite D (a)(2) ballet Modesto, CA 95350

Charles Drew University of Medicine NA 501(c)(3)509 For student scholarships 15,000 & Science (a)(1) 1731 East 120th Street Los Angeles, CA 90059

Charles W Bowers Museum NA 501(c)(3) 509 For capacity building and to 131,000 Corporation (a)(1) expand audiences 2002 N Main Street Santa Ana, CA 92706

Chez Panisse Foundation NA 501(c)(3) 509 For support of the Edible 1,000 1517 Shattuck Avenue (a)(1) Schoolyard program Berkeley, CA 94709

Chico Feminist Women's Health NA 501(c)(3) 509 For unrestricted support 1,000 Center (a)(2) dba Womens Health Specialists 1750 Wright Street Suite 4 Sacramento, CA 95825

Chico State University Foundation NA 501(c)(3) 509 To broaden audiences 36,000 400 W First Street (a)(1) Chico,CA 95929

Children Now NA 501(c)(3) 509 For unrestricted support 10,000 1212 Broadway 5th Floor (a)(1) Oakland, CA 94612

Childrens Book Project NA 501(c)(3) 509 For unrestricted support 500 45 Holly Park Circle (a)(1) San Francisco, CA 94110

Children's Bureau of Southern NA 501(c)(3) 509 For core support 25,000 California (a)(1) 1910 Magnolia Avenue Los Angeles, CA 90007

Chinese Culture Foundation of San NA 501(c)(3) 509 For the creation of Portrait of 35,000 Francisco (a)(1) Sun Yat-sen 750 Kearny Street 3rd Floor San Francisco, CA 94108

Chronicle Season of Sharing Fund NA 501(c)(3) 509 To support families with 75,000 901 Mission Street (a)(1) emergency needs San Francisco,CA 94103

Circuit Network NA 501(c)(3) 509 To develop Imperial Silence 22,500 499 Alabama Street Suite 203 (a)(1) San Francisco, CA 94110

Claremont Graduate University NA 501(c)(3) 509 For unrestricted support 10,000 165 E Tenth Street Jagels Buildin (a)(1) Claremont,CA 91711

Coalition LA NA 501(c)(3) 509 To connect the public with 25,000 2500 Wilshire Blvd Suite 908 (a)(1) public officials Los Angeles, CA 90057

COFEM NA 501(c)(3) 509 For sponsorship of the Annual 5,000 125 Paseo de la Plaza Suite 101 (a)(1) Conference Los Angeles, CA 90012

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amount show any relationship to status of contribution Name and address (home or business) any foundation manager recipient or substantial contributor

a Paid during the year

Collaborative Communications Group NA Expend Resp To produce a report on work- 135,000 Inc based learning 1029 Vermont Avenue NW Ninth Floo Washington, DC 20005

Collage Dance Theatre NA 501(c)(3) 509 To develop a dance 26,000 2934 1/2 Beverly Glen Circle Suite (a)(1) performance Los Angeles, CA 90077

College of the Canyons Foundation NA 501(c)(3) 509 To broaden and diversify 25,000 26455 Rockwell Canyon Road (a)(1) audiences Santa Clarita,CA 91355

Common Cause Education Fund NA 501(c)(3) 509 To improve California's 200,000 3303 Wilshire Blvd Suite 310 (a)(1) electoral system Los Angeles, CA 90010

Communications Network NA 501(c)(3) 509 For the annual conference 15,000 1755 Park Street Suite 260 (a)(1) Naperville, IL 60563

Community Coalition for Substance NA 501(c)(3) 509 For the 20th anniversary dinner 10,000 Abuse (a)(1) Prevention Treatment 8101 5 Vermont Avenue Los Angeles, CA 90044

Community Coalition for Substance NA 501(c)(3) 509 For the African American 40,000 Abuse (a)(1) Redistricting Collab Prevention Treatment 8101 5 Vermont Avenue Los Angeles, CA 90044

Community Coalition for Substance NA 501(c)(3) 509 To engage African-Americans 150,000 Abuse (a)(1) in redistricting Prevention Treatment 8101 5 Vermont Avenue Los Angeles, CA 90044

Community Foundation for Monterey NA 501(c)(3) 509 To increase individual giving to 117,000 County (a)(1) the arts 2354 Garden Road Monterey,CA 93940

Community Foundation for Monterey NA 501(c)(3) 509 For regranting and leadership 103,850 County (a)(1) development 2354 Garden Road Monterey,CA 93940

Community Foundation of the Napa NA 501(c)(3) 509 To build philanthropic capacity 195,000 Valley (a)(1) 3299 Claremont Way Suite 2 Napa,CA 94558

Community Foundation Sonoma NA 501(c)(3) 509 To increase individual giving to 111,000 County (a)(1) the arts 250 D Street Suite 205 Santa Rosa, CA 95404

Community Initiatives NA 501(c)(3) 509 For support of the Nichi Bei 1,500 354 Pine Street Suite 700 (a)(1) Foundation San Francisco, CA 94104

Community Music Center NA 501(c)(3) 509 For CMC/Richmond District 1,000 544 Capp Street (a)(1) financial aid San Francisco, CA 94110

Community Music Center NA 501(c)(3) 509 For unrestricted support 1,000 544 Capp Street (a)(1) San Francisco, CA 94110

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Community Partners NA 501(c)(3) 509 For LA Commons to engage the 25,000 1000 N Alameda Street Suite 240 (a)(1) public in art Los Angeles, CA 90012

Community Partners NA 501(c)(3) 509 For an emerging arts leadership 16,000 1000 N Alameda Street Suite 240 (a)(1) network Los Angeles, CA 90012

Community Television Of Santa Cruz NA 501(c)(3) 509 To diversify audiences 27,000 County (a)(1) 816 Pacific Ave Santa Cruz,CA 95060

Community Television of Southern NA 501(c)(3) 509 For KCET Public Television 5,000 California (a)(1) 4401 W Sunset Boulevard Los Angeles, CA 90027

Community Water Center NA 501(c)(3) 509 For core support 75,000 311 W Murray Ave (a)(1) V isalia, CA 93291

Community Youth Performing Arts NA 501(c)(3) 509 ForViva El Arte De Santa 75,000 Centerlnc (a)(1) Barbara' PO Box 21046 Santa Barbara, CA 93121

Company of Angels Inc NA 501(c)(3) 509 To create two full-length plays 12,000 PO Box 3480 (a)(2) Los Angeles, CA 90078

Compass Family Center NA 501(c)(3) 509 For unrestricted support 5,000 444 Camino del Rio South Suite 106 (a)(1) San Diego,CA 92108

CompassPoint Nonprofit Services NA 501(c)(3) 509 To provide tailored workshops 59,354 731 Market Street suite 200 (a)(1) San Francisco,CA 94103

CompassPoint Nonprofit Services NA 501(c)(3) 509 To support the Fundraising 50,000 731 Market Street suite 200 (a)(1) Academy San Francisco,CA 94103

CompassPoint Nonprofit Services NA 501(c)(3) 509 To support the Nonprofit Day 5,000 731 Market Street suite 200 (a)(1) Conference San Francisco,CA 94103

ConnectEd the California Center for NA 501(c)(3) 509 For core operating support 2,500,000 College (a)(1) and Career 2150 Shattuck Avenue Suite 1200 Berkeley, CA 94704

ConnectEd the California Center for NA 501(c)(3) 509 For the Linked Learning 5,437,500 College (a)(1) Initiative and Career 2150 Shattuck Avenue Suite 1200 Berkeley, CA 94704

ConnectEd the California Center for NA 501(c)(3) 509 For the CA Linked Learning 2,100,000 College (a)(1) District I nit and Career 2150 Shattuck Avenue Suite 1200 Berkeley, CA 94704

Contemporary Jewish Museum NA 501(c)(3) 509 For leadership development 64,000 736 Mission Street (a)(1) San Francisco,CA 94103

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Contra Costa Crisis Center NA 501(c)(3) 509 For support of the endowment 5,000 P 0 Box 3364 (a)(1) Walnut Creek, CA 94596

Contra Tiempo NA 501(c)(3) 509 To develop and perform Roots 15,000 PO Box 360465 (a)(1) Enredados Los Angeles, CA 90036

COPE Health Solutions NA 501(c)(3) 509 For support of the Camino de 5,000 2400 South Flower Street 3rd Floor (a)(1) Salud Network Los Angeles, CA 90007

Coro Southern California Inc NA 501(c)(3) 509 For unrestricted support 5,000 1000 N Alameda St Suite 240 (a)(1) Los Angeles, CA 90012

Corporation of the Fine Arts Museums NA 501(c)(3) 509 For the advancement of 200,000 50 Hagiwara Tea Garden Dr (a)(1) Cultural Encounterss San Francisco, CA 94118

Council fora Strong America NA 501(c)(3) 509 To engage business with 200,000 dba Fight Crime Invest in Kids Cal (a)(1) Linked Learning 211 Sutter Street Suite 401 San Francisco, CA 94108

Council on Foundations Inc NA 501(c)(3) 509 For 2010 membership dues 45,000 2121 Crystal Dr Suite 700 (a)(1) Arlington,VA 22202

Craft and Folk Art Museum NA 501(c)(3) 509 For Folk Art Everywhere 50,000 Incorporating the (a)(2) Egg and the Eye 5814 Wilshire Boulevard Los Angeles, CA 90036

Craft and Folk Art Museum NA 501(c)(3) 509 To launch an online store 49,500 Incorporating the (a)(2) Egg and the Eye 5814 Wilshire Boulevard Los Angeles, CA 90036

Craft and Folk Art Museum NA 501(c)(3) 509 For an executive search and 25,000 Incorporating the (a)(2) transition Egg and the Eye 5814 Wilshire Boulevard Los Angeles, CA 90036

Crocker Art Museum Association NA 501(c)(3) 509 To increase financial 99,344 216 0 Street (a)(1) sustainability Sacramento, CA 95814

Crohns & Colitis Foundation of NA 501(c)(3) 509 For support of the 2010 Camp 2,500 America (a)(1) Oasis 5 Third Street Suite 625 San Francisco,CA 94103

Cultural Council of Santa Cruz County NA 501(c)(3) 509 For regranting to diverse arts 50,000 2400 Chanticleer Avenue Suite G (a)(1) organizations Santa Cruz,CA 95062

Cygnet Theatre Company NA 501(c)(3) 509 For capacity building and to 110,000 2410 Congress St (a)(1) expand audiences San Diego,CA 92110

Dance USA NA 501(c)(3) 509 For the CA portion of Engaging 174,000 1111 16th St Suite 300 (a)(1) Dance Audiences Washington, DC 20036

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Dancers Group NA 501(c)(3) 509 To provide core program 55,000 1360 Mission St Suite 200 (a)(1) support San Francisco,CA 94103

Davis Art Center NA 501(c)(3) 509 To increase financial 81,050 PO Box 4340 (a)(2) sustainability Davis, CA 95617

Deaf West Theatre NA 501(c)(3) 509 For two ASL play adaptations 25,000 5114 Lankershim Blvd (a)(1) North Hollywood, CA 91601

Dell'Arte Inc NA 501(c)(3) 509 To support the annual home 100,000 P 0 Box 816 (a)(2) season Blue Lake, CA 95525

Diversionary Theatre Productions Inc NA 501(c)(3) 509 To commission six LGBT plays 21,000 4545 Park Boulevard 101 (a)(2) San Diego,CA 92116

Djerassi Resident Artists Program NA 501(c)(3) 509 To support residencies for 50,000 2325 Bear Gulch Road (a)(1) diverse CA artists Woodside, CA 94062

East Bay Center for the Performing NA 501(c)(3) 509 To support program expansion 100,000 Arts (a)(2) 339 - 11th Street Richmond,CA 94801

East LA Community Corporation NA 501(c)(3) 509 To design a resident advisory 125,000 530 South Boyle Ave (a)(1) commission Los Angeles, CA 90033

East Palo Alto Mural Art Project NA 501(c)(3) 509 For unrestricted support 2,000 2043 Euclid St (a)(1) East Palo Alto, CA 94303

East Palo Alto Mural Art Project NA 501(c)(3) 509 For unrestricted support 500 2043 Euclid St (a)(1) East Palo Alto, CA 94303

Eastside Arts Alliance NA 501(c)(3) 509 To expand youth participation 25,000 PO Box 17008 (a)(1) in East Oakland Oakland, CA 94601

Eastside College Preparatory School NA 501(c)(3) 509 For unrestricted support 2,500 Inc (a)(1) 1041 Myrtle Street East Palo Alto, CA 94303

Eastside College Preparatory School NA 501(c)(3) 509 For unrestricted support 20,000 Inc (a)(1) 1041 Myrtle Street East Palo Alto, CA 94303

East-West Players Inc NA 501(c)(3) 509 For the New Works 106,300 120 N Judge John Aiso Street (a)(2) Development Program Los Angeles, CA 90012

EdSource Inc NA 501(c)(3) 509 For core operating support 150,000 520 San Antonio Road Suite 200 (a)(1) Mountain View, CA 94040

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Education First Consulting NA Expend Resp To advise the California State 65,000 P 0 Box 22871 Senate Seattle, WA 98122

Education Trust Inc NA 501(c)(3) 509 To assure rigor in Linked 150,000 1250 H Street Suite 700 (a)(1) Learning scaling Washington, DC 20005

Education Trust Inc NA 501(c)(3) 509 For leadership development 75,000 1250 H Street Suite 700 (a)(1) Washington, DC 20005

El Dorado Musical Theatre NA 501(c)(3) 509 For musical theater for youth 25,000 5011 Golden Foothill Parkway Ste 4 (a)(2) El Dorado Hills, CA 95762

El Teatro Campesino Inc NA 501(c)(3) 509 To support a play based on the 25,000 PO Box 1240 (a)(1) Popul Vuh San Juan Bautista, CA 95045

Elkhorn Slough Foundation NA 501(c)(3) 509 For unrestricted support 10,000 PO Box 267 (a)(1) Moss Landing, CA 95039

EmcArts Inc NA 501(c)(3) 509 To provide capacity-building 145,000 127 W 122nd St (a)(2) support NewYork,NY 10027

Endowment for California Leadership NA 501(c)(3) 509 For the Summer Leadership 10,000 5779 Trailwood Drive (a)(1) Summit Santa Rosa, CA 95404

EngAge NA 501(c)(3) 509 To restructure the organization 75,000 240 E Verdugo Avenue Suite 100 (a)(1) Burbank, CA 91502

Entrepreneurs Foundation NA 501(c)(3) 509 For unrestricted support 5,000 1922 The Alameda Suite 205 (a)(1) San Jose, CA 95126

Environmental Health Coalition NA 501(c)(3) 509 To engage the public in 150,000 2727 Hoover Ave Ste 202 (a)(1) decision-making National City, CA 91950

Exhale An After-Abortion Counseling NA 501(c)(3) 509 For unrestricted support 500 Talkline (a)(1) 484 Lake Park Avenue 63 Oakland, CA 94610

Faith in Action Kern County NA 501(c)(3) 509 To engage the public on local 60,000 2005 Eye St Suite 3 (a)(1) issues Bakersfield, CA 93301

Families in Schools NA 501(c)(3) 509 For responsive education 60,510 1545 Wilshire Blvd Ste 700 (a)(1) decision making Los Angeles, CA 90017

Families in Schools NA 501(c)(3) 509 For the Families Improving 1,125,000 1545 Wilshire Blvd Ste 700 (a)(1) Education Init Los Angeles, CA 90017

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Family Violence Prevention Fund NA 501(c)(3) 509 For support of programs in 2,500 383 Rhode Island Street Suite 304 (a)(1) California San Francisco,CA 94103

First Place for Youth NA 501(c)(3) 509 To support a formative 125,000 519 17th St Suite 600 (a)(1) evaluation Oakland, CA 94612

First Place for Youth NA 501(c)(3) 509 To conduct an evaluation 150,000 519 17th St Suite 600 (a)(1) Oakland, CA 94612

Food Bank of Contra Costa and NA 501(c)(3) 509 For unrestricted support 1,500 Solano (a)(1) PO Box 6324 Concord, CA 94524

Food Bank of Contra Costa and NA 501(c)(3) 509 For unrestricted support 1,000 Solano (a)(1) PO Box 6324 Concord, CA 94524

Food Bank of Contra Costa and NA 501(c)(3) 509 For unrestricted support 5,000 Solano (a)(1) PO Box 6324 Concord, CA 94524

FoolsFury Theater Company NA 501(c)(3) 509 For unrestricted support 1,000 499 Alabama street 450 (a)(1) San Francisco, CA 94110

Foundation for a College Education NA 501(c)(3) 509 For unrestricted support 10,000 PO Box 50518 (a)(1) Palo Alto, CA 94303

Foundation for California Community NA 501(c)(3) 509 To strengthen executive 75,000 Colleges (a)(3) leadership 1102 Q Street Suite 3500 Sacramento, CA 95811

Foundation for California Community NA 501(c)(3) 509 To support the Career Ladders 400,000 Colleges (a)(3) Project 1102 Q Street Suite 3500 Sacramento, CA 95811

Foundation for California Community NA 501(c)(3) 509 For CA Commun Coll Student 150,000 Colleges (a)(3) Success Task Force 1102 Q Street Suite 3500 Sacramento, CA 95811

Foundation for Giving Hope NA 501(c)(3) 509 For unrestricted support 10,000 948 Lombard Street (a)(2) San Francisco, CA 94133

Foundation for World Arts NA 501(c)(3) 509 To plan the World Festival of 50,000 Glorya Kaufman Hall 120 Westwood P (a)(1) Sacred Music Los Angeles, CA 90095

Fresh Meat Productions NA 501(c)(3) 509 For geographically diversifying 16,000 375 27th Street A (a)(1) audiences San Francisco, CA 94131

Fresno International Grand Opera NA 501(c)(3) 509 To increase financial 109,500 2405 Capitol St Ste 103 (a)(1) sustainability Fresno, CA 93721

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Fresno Philharmonic Association NA 501(c)(3) 509 To increase financial 125,000 2377 West Shaw Avenue Suite 101 (a)(1) sustainability Fresno, CA 93711

Fresno Regional Foundation NA 501(c)(3) 509 To build philanthropic capacity 170,000 5250 N Palm Avenue Suite 424 (a)(1) Fresno, CA 93704

Fresno Regional Foundation NA 501(c)(3) 509 For the Community Education & 45,000 5250 N Palm Avenue Suite 424 (a)(1) Leadership Fund Fresno, CA 93704

Friends & Foundation of the San NA 501(c)(3) 509 In support of children's 500 Francisco (a)(2) services Public Library 100 Larkin Street San Francisco, CA 94102

Friends of Lincoln Theater NA 501(c)(3) 509 To diversify audiences 25,000 PO Box 2675 (a)(1) Yountville, CA 94599

Friends of Mcgroarty Cultural Arts NA 501(c)(3) 509 To engage low-income seniors 15,000 Center (a)(2) in the arts 7570 McGroarty Terrace Tujunga,CA 91042

Friends of the Chinese American NA 501(c)(3) 509 To commission art on 40,000 Museum (a)(1) Chinatown's future 125 Paseo de la Plaza Suite 300 Los Angeles, CA 90012

FSG Inc NA 501(c)(3) 509 To continue an evaluation of 90,000 20 Park Plaza Suite 320 (a)(2) CFI II Boston, MA 02116

Full Circle Fund NA 501(c)(3) 509 For unrestricted support 5,000 133 Kearny Street Suite 202 (a)(1) San Francisco, CA 94108

GaleriaStudio 24 NA 501(c)(3) 509 To expand statewide audiences 25,000 2857 24th Street (a)(1) San Francisco, CA 94110

Gay-Straight Alliance Network NA 501(c)(3) 509 For unrestricted support 2,500 1550 Bryant St Suite 800 (a)(1) San Francisco,CA 94103

Golden Gate National Parks NA 501(c)(3) 509 For unrestricted support 15,000 Conservancy (a)(2) Fort Mason Building 201 San Francisco, CA 94123

Golden Gate Performing Arts Inc NA 501(c)(3) 509 To tour the SF Gay Men's 25,000 1800 Market Street (a)(2) Chorus San Francisco, CA 94102

Grantmakers for Children Youth and NA 501(c)(3) 509 For 2010 membership dues 2,500 Families (a)(1) 8757 Georgia Avenue Suite 540 Silver Spring, M D 20910

Grantmakers for Education NA 501(c)(3) 509 For 2010 membership dues 15,000 720 SW Washington Street Suite 605 (a)(2) Portland, OR 97205

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Grantmakers for Effective NA 501(c)(3) 509 For 2010 membership dues 15,000 Organizations (a)(1) 1725 DeSales Street NW Suite 404 Washington, DC 20036

Grantmakers in the Arts NA 501(c)(3) 509 For 2010 membership dues 25,000 604 West Galer (a)(1) Seattle, WA 98119

Grants Managers Network NA 501(c)(3) 501 For 2010 membership dues 4,000 1101 14th Street NW Suite 420 (c)(3) Washington, DC 20005

Green Dot Education Project NA 501(c)(3) 509 For support of the Amino Locke 200,000 350 5 Figueroa Street Suite 213 (a)(1) ACE Academy Los Angeles, CA 90071

GRID Alternatives NA 501(c)(3) 509 For core support 125,000 1171 Ocean Ave Suite 200 (a)(2) Oakland, CA 94608

GRID Alternatives NA 501(c)(3) 509 To accelerate expansion 75,000 1171 Ocean Ave Suite 200 (a)(2) Oakland, CA 94608

Grossmont-Cuyamaca Community NA 501(c)(3) 509 For an evaluation 90,000 College (a)(1) Auxiliary Organization 8800 Grossmont College Drive El Cajon, CA 92020

Guidestar USA Inc NA 501(c)(3) 509 For 2010 membership dues 25,000 4801 Courthouse Street Suite 220 (a)(1) Williamsburg, VA 23188

HarderCompany Community Research NA Expend Resp For an evaluation ofARI 100,000 1450 Drew Avenue Suite 200 Davis, CA 95618

Headlands Center for the Arts NA 501(c)(3) 509 To support residencies for 50,000 944 Fort Barry (a)(1) California artists Sausalito,CA 94965

Headlands Center for the Arts NA 501(c)(3) 509 For unrestricted support 500 944 Fort Barry (a)(1) Sausalito,CA 94965

HeART Project NA 501(c)(3) 509 For unrestricted support 1,000 1140 N Citrus Avenue (a)(1) Los Angeles, CA 90038

Heyday Institute NA 501(c)(3) 509 For the expansion of 100,000 PO Box 9145 (a)(1) partnerships Berkeley, CA 94709

High Desert Resource Network NA 501(c)(3) 509 For Access Government Day 2,500 PO Box 293928 (a)(1) Phelan, CA 92329

Highways Inc NA 501(c)(3) 509 To increase participation of 25,000 1651 18th Street (a)(1) Latinos Santa Monica, CA 90404

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Hispanics in Philanthropy NA 501(c)(3) 509 For 2010 membership dues 15,000 55 Second Street Suite 1500 (a)(1) San Francisco,CA 94105

Homeboy Industries NA 501(c)(3) 509 Fora model gang violence 75,000 130 W Bruno St (a)(1) prevention program Los Angeles, CA 90012

Homeboy Industries NA 501(c)(3) 509 For unrestricted support 1,000 130 W Bruno St (a)(1) Los Angeles, CA 90012

Homeboy Industries NA 501(c)(3) 509 For unrestricted support 3,000 130 W Bruno St (a)(1) Los Angeles, CA 90012

Homeboy Industries NA 501(c)(3) 509 For unrestricted support 500 130 W Bruno St (a)(1) Los Angeles, CA 90012

Homeless Prenatal Program NA 501(c)(3) 509 For unrestricted support 1,000 2500 18th Street (a)(1) San Francisco, CA 94110

Homeless Prenatal Program NA 501(c)(3) 509 For unrestricted support 500 2500 18th Street (a)(1) San Francisco, CA 94110

Homeless Prenatal Program NA 501(c)(3) 509 For unrestricted support 1,500 2500 18th Street (a)(1) San Francisco, CA 94110

Horizons Foundation NA 501(c)(3) 509 For a regranting & capacity- 50,848 550 Montgomery Street Suite 700 (a)(1) building program San Francisco, CA 94111

Horizons Foundation NA 501(c)(3) 509 For unrestricted support 500 550 Montgomery Street Suite 700 (a)(1) San Francisco, CA 94111

HTH Learning NA 501(c)(3) 509 For core support 25,000 2861 Womble Road (a)(1) San Diego,CA 92106

HUC Skirball Cultural Center NA 501(c)(3) 509 ForVivai Celebrating the 100,000 2701 North Sepulveda Boulevard (a)(1) Americas Los Angeles, CA 90049

Humboldt Area Foundation NA 501(c)(3) 509 For the Native Cultures Fund 121,000 373 Indianola Road (a)(1) Bayside, CA 95524

Immigrant Legal Resource Center NA 501(c)(3) 509 For a regranting & capacity- 62,000 1663 Mission Street Suite 602 (a)(1) building program San Francisco,CA 94103

Immigrant Legal Resource Center NA 501(c)(3) 509 For a technology based 101,000 1663 Mission Street Suite 602 (a)(1) marketing model San Francisco,CA 94103

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Immigrant Legal Resource Center NA 501(c)(3) 509 For unrestricted support 2,500 1663 Mission Street Suite 602 (a)(1) San Francisco,CA 94103

Imperial Valley Community NA 501(c)(3) 509 For core operating support 40,000 Foundation (a)(1) 2410 Imperial Business Park Drive Imperial, CA 92251

Independent Sector NA 501(c)(3) 509 For 2010 membership dues 17,500 1602 L Street NW Suite 900 (a)(1) Washington, DC 20036

Independent Shakespeare Company NA 501(c)(3) 509 To increase Latino attendance 14,500 Inc (a)(1) 9800-D Topanga Canyon Boulevard 1 Chatsworth,CA 91311

Inland Congregations United for NA 501(c)(3) 509 To connect the public with 100,000 Change (a)(1) public officials Sponsoring Committee Inc 1441 N D St Suite 208 San Bernardino, CA 92405

Inland Congregations United for NA 501(c)(3) 509 For unrestricted support 20,000 Change (a)(1) Sponsoring Committee Inc 1441 N D St Suite 208 San Bernardino, CA 92405

Inside Out Community Arts Inc NA 501(c)(3) 509 To broaden audience 25,000 2210 Lincoln Boulevard (a)(1) attendance Venice,CA 90291

Institute for College Access and NA 501(c)(3) 509 To support community college 175,000 Success Inc (a)(1) students 405 Fourteenth Street 11th Floor Oakland, CA 94612

Institute For Evidence-Based Change NA 501(c)(3) 509 To strengthen executive 75,000 2236 Encinitas Blvd Suite G (a)(1) leadership Encinitas, CA 92024

Institute for Local Government NA 501(c)(3) 509 To engage the public in 42,000 1400 K Street Suite 205 (a)(1) decision making Sacramento, CA 95814

Instituto Mazatlan Bellas Artes De NA 501(c)(3) 509 To diversify the audience's age 12,000 Sacramento (a)(2) range 6910 Luther Dr Suite I Sacramento, CA 95823

International Trade Education NA 501(c)(3) 509 To engage business with 85,000 Programs Inc (a)(1) Linked Learning 3786 La Crescenta Ave 103 Glendale, CA 91208

Intersection NA 501(c)(3) 509 For the Bay Area Emerging 10,000 925 Mission Street Suite 109 (a)(2) Arts Professionals San Francisco, CA 94103

Intersection NA 501(c)(3) 509 For the Exec Director's 5,000 925 Mission Street Suite 109 (a)(2) Discretionary Fund San Francisco, CA 94103

Intersection NA 501(c)(3) 509 For the Diasporic Vietnamese 1,000 925 Mission Street Suite 109 (a)(2) Artists Network San Francisco, CA 94103

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Intersection NA 501(c)(3) 509 For Diasporic Vietnamese 500 925 Mission Street Suite 109 (a)(2) Artists Network San Francisco,CA 94103

Intersection NA 501(c)(3) 509 For the creation ofThe New 25,000 925 Mission Street Suite 109 (a)(2) River San Francisco,CA 94103

Iraq and Afghanistan Veterans Of NA 501(c)(3) 509 For support of work done in 500 America Inc (a)(1) California 770 Broadway 2nd Floor NewYork,NY 10003

J Paul Getty Trust NA 501(c)(3) PF For the Pacific Standard Time 200,000 1200 Getty Center Dr Suite 800 Exp Res consortium Los Angeles, CA 90049

Jacobs Center for Neighborhood NA 501(c)(3) PF To support resident-led 75,000 Innovation Exp Res community revitaliz 404 Euclid Avenue San Diego,CA 92114

Japanese American Cultural and NA 501(c)(3) 509 For unrestricted support 1,000 Community Center (a)(2) 244 5 San Pedro St Suite 505 Los Angeles, CA 90012

Japanese American National Museum NA 501(c)(3) 509 For cultural programming for 110,000 369 East First Street (a)(1) audiences Los Angeles, CA 90012

Jobs for the Future Inc NA 501(c)(3) 509 To align LinkedLearning with 150,000 88 Broad Street (a)(1) the labor market Boston, MA 02110

Joe Goode Performance Group NA 501(c)(3) 509 For unrestricted support 500 1007 General Kennedy Ave Suite 20 (a)(1) San Francisco, CA 94129

Kala Institute NA 501(c)(3) 509 To provide residencies for CA 65,000 1060 Heinz Street (a)(2) visual artists Berkeley, CA 94710

Kala Institute NA 501(c)(3) 509 To support a facility rental 75,000 1060 Heinz Street (a)(2) program Berkeley, CA 94710

Kern County Community Foundation NA 501(c)(3) 509 To build philanthropic capacity 85,000 1626 19th Street Suite 14 (a)(1) Bakersfield, CA 93301

Keshet Chaim Dancers NA 501(c)(3) 509 To attract non-Jewish 25,000 4155 Dixie Canyon Avenue (a)(2) audiences Sherman Oaks, CA 91423

Kimochi Inc NA 501(c)(3) 509 For unrestricted support 500 1715 Buchanan Street (a)(1) San Francisco, CA 94115

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Kronos Performing Arts Association NA 501(c)(3) 509 Fora touring program 100,000 1242 Ninth Ave (a)(2) San Francisco, CA 94122

Kuumbwa Jazz Center NA 501(c)(3) 509 To improve organizational 75,000 320-2 Cedar Street (a)(1) capacity Santa Cruz,CA 95060

La Casa De Las Madres NA 501(c)(3) 509 For unrestricted support 1,000 1663 Mission St Suite 225 (a)(1) San Francisco,CA 94103

La Pena Cultural Center Inc NA 501(c)(3) 509 For the ImaginArte program 67,650 3105 Shattuck Avenue (a)(1) Berkeley, CA 94705

La RazaGaleria Posada NA 501(c)(3) 509 To broaden Latino participation 17,000 1022-1024 22nd St (a)(2) Sacramento, CA 95816

LA Stage Alliance NA 501(c)(3) 509 To provide core program 55,000 644 South Figueroa (a)(2) support Los Angeles, CA 90017

Laguna Art Museum NA 501(c)(3) 509 For capacity building and to 165,000 307 Cliff Drive (a)(2) expand audiences Laguna Beach, CA 92651

Latino Center for Prevention & Action NA 501(c)(3) 509 To encourage civic 150,000 in (a)(1) engagement Health Welfare 450 W 4th Street Suite 130 Santa Ana, CA 92701

Latino Center for Prevention & Action NA 501(c)(3) 509 For the 'promoter' model for 75,000 in (a)(1) health promotion Health Welfare 450 W 4th Street Suite 130 Santa Ana, CA 92701

Latino Theater Company NA 501(c)(3) 509 To attract diverse audiences 75,000 514 5 Spring St (a)(1) Los Angeles, CA 90013

Laxart NA 501(c)(3) 509 To support the creation of new 25,000 2640 5 La Cienega Boulevard (a)(1) works Los Angeles, CA 90034

League of Women Voters of California NA 501(c)(3) 509 To support the Easy Voter 275,000 Education Fund (a)(1) Guide 1107 9th Street Suite 300 Sacramento, CA 95814

Liberty Hill Foundation NA 501(c)(3) 509 To support regranting and 400,000 6420 Wilshire Blvd Suite 700 (a)(1) capacity building Los Angeles, CA 90048

Livermore Valley Performing Arts NA 501(c)(3) 509 To diversify audiences 25,000 Center (a)(1) 2400 First Street Livermore, CA 94550

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Lobero Theatre Foundation NA 501(c)(3) 509 To improve organizational 87,000 33 E Canon Perdido (a)(1) capacity Santa Barbara, CA 93101

Los Angeles Alliance fora New NA 501(c)(3) 509 For core support 125,000 Economy (a)(1) 464 Lucas Ave Suite 202 Los Angeles, CA 90017

Los Angeles Chamber Orchestra NA 501(c)(3) 509 To broaden the orchestra's 115,000 Society Inc (a)(2) presence 350 5 Figueroa St Suite 183 Los Angeles, CA 90071

Los Angeles Council of Black NA 501(c)(3) 509 For support of EXCELL 1,000 Professional (a)(2) Engineers PO Box 881029 Los Angeles, CA 90009

Los Angeles Education Partnership NA 501(c)(3) 509 For unrestricted support 5,000 1055 W 7th Street Suite 200 (a)(1) Los Angeles, CA 90017

Los Angeles Master Chorale NA 501(c)(3) 509 To create new choral works 100,000 Association (a)(1) 135 North Grand Avenue Los Angeles, CA 90012

Los Angeles Philharmonic NA 501(c)(3) 509 To engage underserved LA 170,000 Association (a)(2) communities 151 5 Grand Avenue Los Angeles, CA 90012

Los Angeles Police Academy Magnet NA 501(c)(3) 509 To evaluate LA Police 15,000 Schools (a)(1) Academy Magnet Schools Foundation 1529 Gilcrest Drive Beverly Hills, CA 90210

Los Angeles Small Schools Center NA 501(c)(3) 509 To develop a Regional Linked 375,000 350 5 Bixel Street Suite 100 (a)(1) Learning Center Los Angeles, CA 90017

Los Angeles Urban League NA 501(c)(3) 509 For capacity building 152,000 3450 Mt Vernon Drive (a)(1) Los Angeles, CA 90008

Los Angeles Urban League NA 501(c)(3) 509 To produce the State of Black 50,000 3450 Mt Vernon Drive (a)(1) Los Angeles rpt Los Angeles, CA 90008

LSB Leakey Foundation for Research NA 501(c)(3) 509 For unrestricted support 5,000 to (a)(1) Mans Origin Behaviour Survival 1003 B 0 Reilly Avenue San Francisco, CA 94129

Lucile Packard Foundation for NA 501(c)(3) 509 For support of uncompensated 1,000 Childrens Health (a)(1) care 400 Hamilton Suite 340 Palo Alto, CA 94301

Lula Washington Contemporary NA 501(c)(3) 509 For the creation of new 50,000 Dance Foundation (a)(2) choreography 3773 Crenshaw Blvd Los Angeles, CA 90016

Lula Washington Contemporary NA 501(c)(3) 509 For unrestricted support 1,500 Dance Foundation (a)(2) 3773 Crenshaw Blvd Los Angeles, CA 90016

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Lula Washington Contemporary NA 501(c)(3) 509 For the IABD conference 5,000 Dance Foundation (a)(2) 3773 Crenshaw Blvd Los Angeles, CA 90016

Machine Project NA 501(c)(3) 509 To support eight emerging 20,000 1200 D North Alvarado St (a)(1) artists Los Angeles, CA 90026

Mainly Mozart Festival NA 501(c)(3) 509 For capacity building and to 140,000 2802 Juan Street 29 (a)(2) expand audiences San Diego,CA 92110

Malashock Dance & Company NA 501(c)(3) 509 For capacity building 45,000 2650 Truxton Road Suite 202 (a)(1) San Diego,CA 92106

Margaret Jenkins Dance Studio Inc NA 501(c)(3) 509 For the Choreographers in 150,000 149 Ninth Street Suite 300 (a)(1) Mentorship Exchange San Francisco,CA 94103

Marin Agricultural Land Trust NA 501(c)(3) 509 For unrestricted support 3,000 PO Box 809 (a)(1) Point Reyes Station, CA 94956

Marin Community Clinic NA 501(c)(3) 509 For unrestricted support 5,000 Administrative Office (a)(1) PO Box 1868 Novato,CA 94948

Maritime Museum Association of San NA 501(c)(3) 509 For unrestricted support 5,000 Diego (a)(2) 1492 North Harbor Drive San Diego,CA 92101

Marlborough School NA 501(c)(3) 509 For unrestricted support 5,000 250 South Rossmore (a)(1) Los Angeles, CA 90004

Men Alive NA 501(c)(3) 509 To diversify Latino audiences 25,000 23802 Avenida de la Carlota (a)(2) Laguna Hills, CA 92653

Merced County Arts Council Inc NA 501(c)(3) 509 To broaden and diversify 20,000 645 W Main Street (a)(2) participation Merced, CA 95340

Mingei International Inc NA 501(c)(3) 509 To bring participatory art to 25,000 1439 El Prado (a)(1) families San Diego,CA 92101

Mission SF Community Financial NA 501(c)(3) 509 For unrestricted support 500 Center (a)(1) 3269 Mission Street San Francisco, CA 94110

Montalvo Association NA 501(c)(3) 509 To provide residencies for CA 50,000 PO Box 158 (a)(1) artists Saratoga, CA 95071

Monterey Bay Aquarium Foundation NA 501(c)(3) 509 For unrestricted support 2,500 866 Cannery Row (a)(2) Monterey,CA 93940

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Monterey Museum OfArt NA 501(c)(3) 509 To improve organizational 75,000 559 Pacific Street (a)(2) capacity Monterey,CA 93940

Monterey Symphony NA 501(c)(3) 509 To improve organizational 55,000 2560 Garden Road Suite 101 (a)(1) capacity Monterey,CA 93940

Monterey Symphony NA 501(c)(3) 509 To support an executive 20,000 2560 Garden Road Suite 101 (a)(1) search Monterey,CA 93940

Moolelo Performing Arts Company NA 501(c)(3) 509 To commission a new play by 15,000 PO Box 710564 (a)(1) Chantal Bilodeau San Diego, CA 92171

Morada De Mujeres Del Milenio NA 501(c)(3) 509 For unrestricted support 500 2121 Vale Road 54 (a)(1) San Pablo, CA 94806

Movimiento de Arte y Cultura Latino NA 501(c)(3) 509 To cultivate new audiences 50,000 Americana (a)(2) de San Jose Inc 510 South First Street San Jose, CA 95113

Movimiento de Arte y Cultura Latino NA 501(c)(3) 509 For the Assn of Latino Arts & 5,000 Americana (a)(2) Culture conf de San Jose Inc 510 South First Street San Jose, CA 95113

MUSAE NA 501(c)(3) 509 For unrestricted support 500 PO Box 471675 (a)(1) San Francisco, CA 94147

Museum of Contemporary Art NA 501(c)(3) 509 For Engagement Party 250,000 250 South Grand Avenue (a)(1) Los Angeles, CA 90012

Museum of Contemporary Art San NA 501(c)(3) 509 To better target audiences and 247,000 Diego (a)(1) artists 700 Prospect Street La Jolla, CA 92037

Museum of Latin American Art NA 501(c)(3) 509 To increase audiences 50,000 628 Alamitos Avenue (a)(1) Long Beach, CA 90802

Museum of Latin American Art NA 501(c)(3) 509 For strategic planning 35,000 628 Alamitos Avenue (a)(1) Long Beach, CA 90802

Museum of Neon Art NA 501(c)(3) 509 To support increased cultural 13,750 PO Box 862307 (a)(1) participation Los Angeles, CA 90086

Museum of Photographic Arts NA 501(c)(3) 509 To support SEPIA 25,000 1649 El Prado (a)(1) San Diego,CA 92101

Museum of the African Diaspora NA 501(c)(3) 509 To expand African-American 25,000 685 Mission Street (a)(1) visitorship San Francisco,CA 94105

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Museum of Ventura County NA 501(c)(3) 509 To improve organizational 42,000 100 East Main Street (a)(2) capacity Ventura,CA 93105

NA LEO Educational Fund NA 501(c)(3) 509 To encourage participation in 144,661 1122 W Washington Blvd 3rd Floor (a)(1) redistricting Los Angeles, CA 90015

National Academy Foundation NA 501(c)(3) 509 For expansion of technical ed 450,000 218 West 40th Street 5th Floor (a)(1) programs NewYork,NY 10018

National Academy Foundation NA 501(c)(3) 509 To expand operations in 43,000 218 West 40th Street 5th Floor (a)(1) California NewYork,NY 10018

National Academy Foundation NA 501(c)(3) 509 To increase capacity 900,000 218 West 40th Street 5th Floor (a)(1) NewYork,NY 10018

National Coalition for Asian Pacific NA 501(c)(3) 509 For activities in California 2,500 A merican (a)(1) Community Development 1628 16th Street NW 4th Floor Washington, DC 20009

National Committee for Responsive NA 501(c)(3) 509 For 2010 membership dues 15,000 Philanthropy (a)(2) 1331 H Street NW Suite 200 Washington, DC 20005

National Guild of Community Schools NA 501(c)(3) 509 Forthe Community Arts 5,000 of the Arts (a)(1) Education Conference 520 8th Ave Suite 302 Third Floor NewYork,NY 10018

National Steinbeck Center NA 501(c)(3) 509 To improve organizational 75,000 One Main Street (a)(2) capacity Salinas, CA 93901

National Steinbeck Center NA 501(c)(3) 509 For unrestricted support 30,000 One Main Street (a)(2) Salinas, CA 93901

Native Americans in Philanthropy NA 501(c)(3) 509 For 2010 membership dues 1,500 2801 21st Avenue South Suite 132- (a)(1) D Minneapolis, MN 55407

NCD-North Coast Dance NA 501(c)(3) 509 To create a dance/theater 12,500 426 F Street (a)(2) piece Eureka,CA 95501

Near&Arnolds School Of Performing NA 501(c)(3) 509 To broaden Latino audiences 25,000 Arts & (a)(2) Cultural Education 145 E Church St Ukiah,CA 95482

Neighborhood Youth Association Inc NA 501(c)(3) 509 For unrestricted support 10,000 1016 Pleasant View Avenue (a)(1) Venice,CA 90291

New America Foundation NA 501(c)(3) 509 For the Blueprint for Commun 125,000 1899 L Street NW Suite 400 (a)(1) College Success Washington, DC 20036

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

New America Foundation NA 501(c)(3) 509 To provide strategic planning 440,000 1899 L Street NW Suite 400 (a)(1) Washington, DC 20036

New Conservatory NA 501(c)(3) 509 For geographic expansion of 50,000 25 Van Ness Avenue (a)(1) YouthAware San Francisco, CA 94102

New Conservatory NA 501(c)(3) 509 For unrestricted support 1,500 25 Van Ness Avenue (a)(1) San Francisco, CA 94102

New Conservatory NA 501(c)(3) 509 For unrestricted support 2,000 25 Van Ness Avenue (a)(1) San Francisco, CA 94102

New Conservatory NA 501(c)(3) 509 For unrestricted support 1,000 25 Van Ness Avenue (a)(1) San Francisco, CA 94102

New Conservatory NA 501(c)(3)509 For strategic planning 27,000 25 Van Ness Avenue (a)(1) San Francisco, CA 94102

New World Foundation NA 501(c)(3) 509 For 2010 membership dues for 1,500 666 West End Ave (a)(1) EPIP NewYork,NY 10025

NewSchools Fund NA 501(c)(3) 509 For a public education 15,000 49 Stevenson Street Suite 575 (a)(1) fellowship San Francisco,CA 94105

Next Generation Scholars Inc NA 501(c)(3) 509 For unrestricted support 500 912 Lootens Place (a)(1) First Floor San Rafael, CA 94901

Nihonmachi Little Friends NA 501(c)(3) 509 For unrestricted support 2,000 2031 Bush Street (a)(1) San Francisco, CA 94115

Ninth Street Media Consortium NA 501(c)(3) 509 To increase access to 50,000 145 9th Street Suite 310 (a)(3) independent film San Francisco,CA 94103

Nonprofit Finance Fund NA 501(c)(3) 509 To promote the role of arts and 2,000,000 70 West 36th Street (a)(1) culture Eleventh Floor NewYork,NY 10018

North of Panhandle Neighborhood NA 501(c)(3) 509 For unrestricted support 1,000 Association (a)(2) c/o Leela Gill 850 Baker Street San Francisco, CA 94115

Northern California Grantmakers NA 501(c)(3) 509 To support grantmaker 30,000 625 Market Street 3rd Floor (a)(2) education San Francisco,CA 94105

Northern California Grantmakers NA 501(c)(3) 509 To support the Arts Loan Fund 50,000 625 Market Street 3rd Floor (a)(2) San Francisco,CA 94105

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Northern California Grantmakers NA 501(c)(3) 509 For 2010 membership dues 15,000 625 Market Street 3rd Floor (a)(2) San Francisco,CA 94105

Northern California Public NA 501(c)(3) 509 For coverage of policy and 324,399 Broadcasting Inc (a)(1) governance issues 2601 Mariposa Street San Francisco, CA 94110

NTC Foundation NA 501(c)(3) 509 For unrestricted support 5,000 2801 Rosecrans St (a)(1) San Diego,CA 92106

Oakland Children's Fairyland Inc NA 501(c)(3) 509 For unrestricted support 2,500 699 Bellevue Avenue (a)(2) Oakland, CA 94610

Oakland Community Organizations NA 501(c)(3) 509 To strengthen Linked Learning 375,000 Inc (a)(1) engagement 7200 Bancroft Avenue 2 Eastmont Mall Oakland, CA 94605

Oakland East Bay Symphony NA 501(c)(3) 509 To merge into East Bay 75,000 2201 Broadway Suite 300 (a)(2) Performing Arts Oakland, CA 94612

Oakland Interfaith Gospel Choir Inc NA 501(c)(3) 509 To collaborate with Jewish 12,500 655 13th Street Suite 301 (a)(2) ensemble Vocolot Oakland, CA 94612

Oakland Museum of California NA 501(c)(3) 509 To engage wider audiences 259,800 Foundation (a)(1) 1000 Oak Street Oakland, CA 94607

Oakland Small Schools Foundation NA 501(c)(3) 509 For the Life Academy After 2,500 PO Box 20238 (a)(1) School program Oakland, CA 94620

Occidental Arts And Ecology Center NA 501(c)(3) 509 For Friends of Sunnyvale 500 15290 Coleman Valley Rd (a)(2) Conservatory Occidental,CA 95465

Oceanside Museum of Art NA 501(c)(3) 509 For capacity building and to 98,000 704 Pier V iew Way (a)(1) expand audiences Oceanside, CA 92054

Ojai Festivals Limited NA 501(c)(3) 509 To improve organizational 50,000 P 0 Box 185 (a)(2) capacity Ojai, CA 93024

Ojai Festivals Limited NA 501(c)(3) 509 For capacity building 75,000 P 0 Box 185 (a)(2) Ojai, CA 93024

Old Globe Theatre NA 501(c)(3) 509 For the Southeastern San 255,000 PO Box 122171 (a)(2) Diego Residency Prof San Diego,CA 92112

On Lok Inc NA 501(c)(3) 509 For unrestricted support 10,000 1333 Bush Street (a)(1) San Francisco, CA 94109

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Opera America Inc NA 501(c)(3) 509 For sponsors hip of0pera 5,000 330 Seventh Ave 16th Floor (a)(2) America's Conference NewYork,NY 10001

Opportunity Fund Northern California NA 501(c)(3) 509 For unrestricted support 5,000 111 W St John Street Suite 800 (a)(1) San Jose, CA 95113

Orange County Community NA 501(c)(3) 509 To increase individual giving to 128,500 Foundation (a)(1) the arts 4041 MacArthur Blvd Suite 510 Newport Beach,CA 92660

Orange County Congregation NA 501(c)(3) 509 To connect the public with 100,000 Community Org (a)(1) public officials 310 West Broadway Anaheim, CA 92805

Orange County Museum of Art NA 501(c)(3) 509 For capacity building and to 164,000 850 San Clemente Drive (a)(2) expand audiences Newport Beach,CA 92660

Orange County Museum of Art NA 501(c)(3) 509 To launch a Limited Editions 150,000 850 San Clemente Drive (a)(2) program Newport Beach,CA 92660

Other Minds NA 501(c)(3) 509 To commission The Space 25,000 333 Valencia Street Suite 303 (a)(1) Between Us San Francisco,CA 94103

Otis College ofArt and Design NA 501(c)(3) 509 For the Art & Design Teaching 150,000 9045 Lincoln Blvd (a)(1) & Learning Init Los Angeles, CA 90045

Otis College ofArt and Design NA 501(c)(3) 509 For the Creative Economy 15,000 9045 Lincoln Blvd (a)(1) Report Los Angeles, CA 90045

Otis College ofArt and Design NA 501(c)(3) 509 For a website for the Creative 50,000 9045 Lincoln Blvd (a)(1) Economy report Los Angeles, CA 90045

Pacific Asia Museum NA 501(c)(3) 509 To diversify the museum's 90,000 46 North Los Robles Avenue (a)(2) audience Pasadena, CA 91101

Pacific Asia Museum NA 501(c)(3) 509 For unrestricted support 5,000 46 North Los Robles Avenue (a)(2) Pasadena, CA 91101

Pacific Institute for Community NA 501(c)(3) 509 For the Robert M Holstein, Jr 15,000 Organizations (a)(1) Scholarship 171 Santa Rosa Avenue Oakland, CA 94610

Palm Springs Art Museum Inc NA 501(c)(3) 509 To engage the Latino 125,000 PO Box 2310 101 Museum Drive (a)(1) community Palm Springs, CA 92263

Palo Alto Community Fund NA 501(c)(3) 509 For unrestricted support 10,000 PO Box 50634 (a)(1) Palo Alto, CA 94303

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Pasadena Arts Council NA 501(c)(3) To commission CA artists to 20,000 PO Box 2116 509(a)(2) create new works Pasadena, CA 91102

Pat Tillman Foundation NA 501(c)(3) For the Tillman Military 500 2121 South Mill Avenue Suite 214 509(a)(1) Scholars program Tempe,AZ 85282

PEN Center USA West NA 501(c)(3) For audience development 15,500 PO Box 6037 509(a)(2) Beverly Hills, CA 90212

Performing Arts Center of Los NA 501(c)(3) To support Active Arts at the 250,000 Angeles County 509(a)(1) Music Center dba The Music Center 135 N Grand Avenue Los Angeles, CA 90012

Philanthropy Roundtable NA 501(c)(3) For 2010 membership dues 2,500 1150 17th St NW Suite 503 509(a)(1) Washington, DC 20036

Placer Community Foundation NA 501(c)(3) To build philanthropic capacity 105,000 PO Box 9207 509(a)(1) Auburn, CA 95604

Playhouse Arts NA 501(c)(3) For audience development 10,000 1251-9th St 509(a)(1) Arcata,CA 95521

Playworks Education Energized NA 501(c)(3) For support of California 1,500 380 Washington Street 509(a)(1) programs Oakland, CA 94607

Playwrights Project NA 501(c)(3) For a new play development 40,000 NTC Promenade at Liberty Station 509(a)(1) initiative 2590 Truxtun Road Suite 202 San Diego,CA 92106

Poets & Writers Inc NA 501(c)(3) For the 'California 132,000 90 Broad Street Suite 2100 509(a)(1) Readings/Workshops' NewYork,NY 10004

PolicyLink NA 501(c)(3) To conduct regranting 300,000 1438 Webster Street Suite 303 509(a)(1) Oakland, CA 94612

Prison University Project NA 501(c)(3) For unrestricted support 500 PO Box 492 509(a)(1) San Quentin, CA 94964

Project Bandaloop NA 501(c)(3) For IdEgo 2011 25,000 221 Pine St 4th Fl 509(a)(1) San Francisco, CA 94104

Public Advocates Inc NA 501(c)(3) To increase access to 150,000 131 Steuart Street Suite 300 509(a)(1) LinkedLearning programs San Francisco,CA 94105

Public Interest Projects Inc NA 501(c)(3) For the Funders' Committee for 5,000 45 W 36th St 6th Floor 509(a)(1) Civic Partic NewYork,NY 10018

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Public Interest Projects Inc NA 501(c)(3) 509 For Communities for Public 145,000 45 W 36th St 6th Floor (a)(1) Education NewYork,NY 10018

Public Policy Institute of California NA 501(c)(3) For the Donor Circle and 5,000 500 Washington Street Suite 600 Other Conference Center San Francisco, CA 94111

Purple Moon Dance Project NA 501(c)(3) 509 To expand audiences 14,000 26 7th Street 6th Floor (a)(1) San Francisco,CA 94103

Radar Productions Inc NA 501(c)(3) 509 For audience development 15,000 280 San Carlos Ave (a)(1) efforts San Francisco, CA 94110

Radio Bilingue Inc NA 501(c)(3) 509 To inform listeners on CA 100,000 5005 East Belmont (a)(1) budget and policy Fresno, CA 93727

Radio Bilingue Inc NA 501(c)(3) 509 To strengthen executive 75,000 5005 East Belmont (a)(1) leadership Fresno, CA 93727

Radio Bilingue Inc NA 501(c)(3) 509 To support Races Art 100,000 5005 East Belmont (a)(1) Moments on Radio Fresno, CA 93727

Rancho Cielo Inc NA 501(c)(3) 509 For unrestricted support 5,000 PO Box 6948 (a)(1) Salinas, CA 93912

Reading Partners NA 501(c)(3) 509 For unrestricted support 5,000 106 Linden Street 202 (a)(1) Oakland, CA 94607

Redlands Community Music NA 501(c)(3) 509 For capacity building and to 113,000 Association Inc (a)(1) expand audiences PO Box 466 Redlands, CA 92373

Regents of the University of California NA 501(c)(3) 509 For a Linked Learning 250,000 1111 Franklin Street 12th Floor (a)(1) implementation guide Oakland, CA 94607

Regents of the University of California NA 501(c)(3) 509 To research Prop 11, the 50,000 1111 Franklin Street 12th Floor (a)(1) Voters First Act Oakland, CA 94607

Regents of the University of California NA 501(c)(3) 509 For support of Doctors 125,000 1111 Franklin Street 12th Floor (a)(1) Academy Oakland, CA 94607

Regents of the University of California NA 501(c)(3) 509 To support the UCSD Student- 125,000 1111 Franklin Street 12th Floor (a)(1) Run Free Clinic Oakland, CA 94607

Regents of the University of California NA 501(c)(3) 509 For the Palliative Quality Care 25,000 1111 Franklin Street 12th Floor (a)(1) Network Oakland, CA 94607

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Regents of the University of California NA 501(c)(3) 509 To support California 425,000 1111 Franklin Street 12th Floor (a)(1) Partnership Academies Oakland, CA 94607

Regents of the University of California NA 501(c)(3) 509 To highlight the high school 100,000 1111 Franklin Street 12th Floor (a)(1) dropout crisis Oakland, CA 94607

Regents of the University of California NA 501(c)(3) 509 For research on redistricting 140,000 1111 Franklin Street 12th Floor (a)(1) issues Oakland, CA 94607

Regents of the University of California NA 501(c)(3) 509 To assess outcomes of Linked 150,000 1111 Franklin Street 12th Floor (a)(1) Learning youth Oakland, CA 94607

Regents of the University of California NA 501(c)(3) 509 To research public will for 150,000 1111 Franklin Street 12th Floor (a)(1) Linked Learning Oakland, CA 94607

Renaissance Arts Academy NA 501(c)(3) 509 For Alumni Interns of 25,000 1800 Colorado Boulevard (a)(1) Renaissance Arts Acad Los Angeles, CA 90041

Resources Legacy Fund NA 501(c)(3) 509 To conduct regranting and 200,000 555 Capitol Mall Suite 675 (a)(1) capacity building Sacramento, CA 95814

Riverside Art Museum NA 501(c)(3) 509 For capacity building and to 94,000 3425 Mission Inn Avenue (a)(2) expand audiences Riverside,CA 92501

Riverside Art Museum NA 501(c)(3) 509 For unrestricted support 7,500 3425 Mission Inn Avenue (a)(2) Riverside,CA 92501

Riverside County Philharmonic NA 501(c)(3) 509 For unrestricted support 7,500 Association (a)(1) PO Box 1601 Riverside,CA 92501

roadtripnation dot org NA Expend Resp For a career development 250,000 853 West 17th Street Unit A program Costa Mesa, CA 92627

Robert Moses Kin NA 501(c)(3) 509 To support two new 22,000 870 Market Street Suite 567 (a)(2) interdisciplinary works San Francisco, CA 94102

Rockwood Leadership Program NA 501(c)(3) 509 For a leadership development 31,000 1648 Martin Luther King Jr Way (a)(1) program Berkeley, CA 94709

Ronald McDonald House at Stanford NA 501(c)(3) 509 For unrestricted support 1,500 520 Sand Hill Road (a)(2) Palo Alto, CA 94304

ROYAL-Realizing Our Youth as NA 501(c)(3) 509 For unrestricted support 5,000 Leaders Inc (a)(2) 2675 Folsom Street 2nd Floor San Francisco, CA 94110

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Ryman Carroll Foundation NA 501(c)(3) 509 To support The Big Draw LA 50,000 315 W Ninth Street Suite 806 (a)(1) Los Angeles, CA 90015

Sacramento Ballet Association NA 501(c)(3) 509 To increase financial 100,000 1631 K Street (a)(2) sustainability Sacramento, CA 95814

Sacramento Loaves and Fishes NA 501(c)(3) 509 For unrestricted support 3,000 1321 North C Street (a)(1) Sacramento, CA 95814

Sacramento Opera Association NA 501(c)(3) 509 To increase financial 102,960 PO Box 161027 (a)(2) sustainability Sacramento, CA 95816

Sacramento Philharmonic Orchestra NA 501(c)(3) 509 To increase financial 155,300 Association (a)(2) sustainability 2617 K street Sacramento, CA 95816

Sacramento Region Community NA 501(c)(3) 509 To increase individual giving to 91,000 Foundation (a)(1) the arts 740 University Avenue Suite 110 Sacramento, CA 95825

Sacred Heart Community Service NA 501(c)(3) 509 For support of La Mesa Verde 2,000 1381 South First Street (a)(1) San Jose, CA 95110

Saint Joseph Ballet Company NA 501(c)(3) 509 For capacity building and to 137,000 dba The Wooden Floor (a)(1) expand audiences 1810 North Main Street Santa Ana, CA 92706

Salud Para La Gente NA 501(c)(3) 509 For unrestricted support 2,000 195 Aviation Way Suite 203 (a)(2) Watsonville, CA 95076

Sam and Alfreda Maloof Foundation NA 501(c)(3) 509 To diversify Latino audiences 16,000 for A its (a)(1) and Crafts 5131 Carnelian Street PO Box 8397 Alta Loma,CA 91701

San Bernardino Symphony NA 501(c)(3) 509 For capacity building and to 139,000 Association (a)(1) expand audiences 415 W 2nd Street San Bernardino, CA 92401

San Diego Asian Film Foundation NA 501(c)(3) 509 For Connect, a media arts 25,000 2508 Historic Decatur Road Suite 1 (a)(1) training program San Diego,CA 92106

San Diego Chamber Orchestra NA 501(c)(3) 509 For capacity building and to 96,000 dba Orchestra Nova (a)(2) expand audiences 11772 Sorrento Valley Road Suite 2 San Diego,CA 92121

San Diego Foundation NA 501(c)(3) 509 To increase individual giving to 130,000 2508 Historic Decatur Road Suite 2 (a)(1) the arts San Diego,CA 92106

San Diego Foundation NA 501(c)(3) 509 To grow the next generation of 25,000 2508 Historic Decatur Road Suite 2 (a)(1) arts leaders San Diego,CA 92106

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

San Diego Foundation NA 501(c)(3) 509 for the UCSD Black Alumni 25,000 2508 Historic Decatur Road Suite 2 (a)(1) Scholarship Fund San Diego,CA 92106

San Diego Foundation NA 501(c)(3) 509 For the San Diego Rotary Club 5,000 2508 Historic Decatur Road Suite 2 (a)(1) San Diego,CA 92106

San Diego Grantmakers NA 501(c)(3) 509 To support grantmaker 36,000 5060 Shoreham Place Suite 350 (a)(1) education San Diego,CA 92122

San Diego Grantmakers NA 501(c)(3) 509 For 2010 membership dues 10,000 5060 Shoreham Place Suite 350 (a)(1) San Diego,CA 92122

San Diego Historical Society NA 501(c)(3) 509 To diversify audiences 50,000 1649 El Prado Suite 3 (a)(1) San Diego,CA 92101

San Diego Organizing Project NA 501(c)(3) 509 To encourage engagement with 165,000 4305 University Ave Suite 530 (a)(1) public policy San Diego,CA 92105

San Diego Second Chance Program NA 501(c)(3) 509 For core support 25,000 6145 Imperial Avenue (a)(1) San Diego,CA 92114

San Diego State University NA 501(c)(3) 509 To develop single-subject 500,000 Foundation (a)(2) credential programs 5250 Campanile Drive San Diego,CA 92182

San Francisco Ballet Association NA 501(c)(3) 509 To launch an electronic media 300,000 455 Franklin Street (a)(1) initiative San Francisco, CA 94102

San Francisco Bicycle Coalition NA 501(c)(3) 509 For unrestricted support 3,000 Education Fund (a)(1) 833 Market Street 10th Floor San Francisco,CA 94103

San Francisco Chamber Orchestra NA 501(c)(3) 509 To support audience 25,000 PO Box 191564 (a)(2) diversification San Francisco, CA 94110

San Francisco Chanticleer Inc NA 501(c)(3) 509 To create new content & new 94,000 44 Page Street Suite 604 (a)(1) partnerships San Francisco, CA 94102

San Francisco Conservatory of Music NA 501(c)(3) 509 For the Conservatory in the 1,000 50 Oak Street (a)(1) Schools Program San Francisco, CA 94102

San Francisco Food Bank NA 501(c)(3) 509 For unrestricted support 1,000 900 Pennsylvania Ave (a)(1) San Francisco, CA 94107

San Francisco Opera Association NA 501(c)(3) 509 To aid long-term financial 150,000 War Memorial Opera House (a)(1) sustainability 301 Van Ness Avenue San Francisco, CA 94102

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

San Francisco Opera Association NA 501(c)(3) 509 For unrestricted support 10,000 War Memorial Opera House (a)(1) 301 Van Ness Avenue San Francisco, CA 94102

San Francisco Performances Inc NA 501(c)(3) 509 For unrestricted support 2,500 500 Sutter Street Suite 710 (a)(1) San Francisco, CA 94102

San Francisco Study Center Inc NA 501(c)(3) 509 For Brothers on the Rise 500 1095 Market Street Suite 602 (a)(1) San Francisco,CA 94103

San Francisco Symphony NA 501(c)(3) 509 For support of youth outreach 5,000 Davies Symphony Hall (a)(1) 201 Van Ness Avenue San Francisco, CA 94102

San Francisco Symphony NA 501(c)(3) 509 To encourage amateur music 105,000 Davies Symphony Hall (a)(1) making 201 Van Ness Avenue San Francisco, CA 94102

San Francisco Symphony NA 501(c)(3) 509 For support of youth outreach 5,000 Davies Symphony Hall (a)(1) 201 Van Ness Avenue San Francisco, CA 94102

San Joaquin Pioneer and Historical NA 501(c)(3) 509 To increase financial 118,913 Society (a)(1) sustainability 1201 N Pershing Avenue Stockton,CA 95203

San Jose Chamber Orchestra NA 501(c)(3) 509 For unrestricted support 7,500 1034 Bennett Way (a)(1) San Jose,CA 95125

San Jose Institute of Contemporary NA 501(c)(3) 509 To support the creation of new 25,000 Art (a)(1) work 560 South First St San Jose, CA 95113

San Jose Museum of Art Association NA 501(c)(3) 509 For From the Ground Up 125,000 110 South Market Street (a)(1) San Jose, CA 95113

San Jose Museum of Art Association NA 501(c)(3) 509 To strengthen leadership 75,000 110 South Market Street (a)(1) capacity San Jose, CA 95113

San Jose Museum of Quilts &Textiles NA 501(c)(3) 509 To support TECH style 44,000 520 South First Street (a)(2) SoftWEAR San Jose, CA 95113

San Luis Obispo Art Center Inc NA 501(c)(3) 509 To improve organizational 29,500 dba San Luis Obispo Museum of Art (a)(2) capacity 1010 Broad Street San Luis O bispo, CA 93401

San Luis Obispo County Community NA 501(c)(3) 509 For regranting to small arts 5,500 Foundation (a)(1) organizations PO Box 1580 San Luis O bispo, CA 93406

San Luis Obispo County Community NA 501(c)(3) 509 To build philanthropic capacity 95,000 Foundation (a)(1) PO Box 1580 San Luis O bispo, CA 93406

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

San Luis Obispo Symphony NA 501(c)(3) 509 To support Pops by the Sea 11,500 PO Box 658 (a)(1) San Luis O bispo, CA 93406

Santa Barbara Contemporary Arts NA 501(c)(3) 509 For site-specific installations 25,000 Forum Inc (a)(2) by CA artists 653 Paseo Nuevo Santa Barbara, CA 93101

Santa Barbara Dance Institute NA 501(c)(3) 509 To broaden participation 19,000 1330 State Street Suite 207 (a)(1) Santa Barbara, CA 93101

Santa Barbara Opera Association NA 501(c)(3) 509 To improve organizational 36,000 1330 State Street Suite 209 (a)(2) capacity Santa Barbara, CA 93101

Santa Barbara Symphony Orchestra NA 501(c)(3) 509 To improve organizational 69,100 Association (a)(2) capacity 1330 State Street Suite 102 Santa Barbara, CA 93101

Santa Barbara Symphony Orchestra NA 501(c)(3) 509 To support an executive 25,000 Association (a)(2) search 1330 State Street Suite 102 Santa Barbara, CA 93101

Santa Claus of the Chaffey District NA 501(c)(3) 509 For unrestricted support 500 Inc (a)(2) PO Box 362 O ntario, CA 91762

Santa Monica Museum of Art NA 501(c)(3) 509 To implement a strategic plan 100,000 2525 Michigan Avenue G1 (a)(1) Santa Monica, CA 90404

Santa Rosa Symphony Association NA 501(c)(3) 509 For an audience development 25,000 50 Santa Rosa Ave Suite 410 (a)(1) initiative Santa Rosa, CA 95404

Second Harvest Food Bank of Santa NA 501(c)(3) 509 For unrestricted support 500 Clara (a)(1) San Mateo Counties 750 CurtnerAvenue San Jose,CA 95125

Self-Help for the Elderly NA 501(c)(3) 509 For the Adult Day Services 750 407 Sansome Street (a)(1) Jackie Chan Center San Francisco, CA 94111

Self-Help Graphics and Arts Inc NA 501(c)(3) 509 To expand audiences 16,500 1300 East 1st Street (a)(1) Los Angeles, CA 90033

Seva Foundation NA 501(c)(3) 509 For Native American programs 2,000 1786 Fifth Street (a)(1) in California Berkeley, CA 94710

Sew Productions Inc NA 501(c)(3) 509 For unrestricted support 1,500 777 Jones Street (a)(2) San Francisco, CA 94109

Shakespeare Festival LA Inc NA 501(c)(3) 509 To broaden and diversify 75,000 1238 W First St (a)(2) audiences Los Angeles, CA 90026

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Shakespeare Festival LA Inc NA 501(c)(3) 509 To partner veterans with 100,000 1238 W First St (a)(2) community colleges Los Angeles, CA 90026

Shakespeare San Francisco NA 501(c)(3) 509 To expand audiences 25,000 PO Box 460937 (a)(2) San Francisco, CA 94146

Shasta Regional Community NA 501(c)(3) 509 To build philanthropic capacity 120,000 Foundation (a)(1) 1335 Arboretum Drive Suite B Redding, CA 96003

SHIELDS for Families Inc NA 501(c)(3) 509 To train substance abuse 75,000 11601 5 Western Ave (a)(1) treatment providers Los Angeles, CA 90047

Shotgun Players Inc NA 501(c)(3) 509 To develop The Salt Plays' 20,000 1901 Ashby Avenue (a)(2) Berkeley, CA 94703

Sierra Nevada Alliance NA 501(c)(3) 509 For unrestricted support 2,500 PO Box 7989 (a)(1) South Lake Tahoe, CA 96158

Sierra Repertory Theatre Inc NA 501(c)(3) 509 To increase financial 127,000 PO Box 3030 (a)(2) sustainability Sonora,CA 95370

Silicon Valley Community Foundation NA 501(c)(3) 509 For a regranting & capacity- 103,333 2440 W El Camino Real Suite 300 (a)(1) building program Mountain View, CA 94040

Silicon Valley Education Foundation NA 501(c)(3) 509 For a feasibility study 25,000 1400 Parkmoor 200 (a)(1) San Jose, CA 95126

Sinfonia Mexicana NA 501(c)(3) 509 To increase audiences 30,000 562 West Fourth Street (a)(2) San Bernardino, CA 92401

Small Press Distribution Inc NA 501(c)(3) 509 To offer electronic access to 25,000 1341 Seventh Street (a)(1) content Berkeley, CA 94710

Social Policy Research Associates NA Expend Resp For an evaluation of the 25,000 Inc Commun Ldshp Project 1330 Broadway Suite 1526 Oakland, CA 94612

Social Policy Research Associates NA Expend Resp To evaluate the Community 48,000 Inc Leadership Project 1330 Broadway Suite 1526 Oakland, CA 94612

Soledad Enrichment Action Inc NA 501(c)(3) 509 To educate policymakers about 75,000 222 North Virgil Ave (a)(1) new approaches Los Angeles, CA 90004

Sound Art NA 501(c)(3) 509 For the expansion of music 25,000 11110 Ohio Avenue Suite 109 (a)(1) programs Los Angeles, CA 90025

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Southern California Asian American NA 501(c)(3) 509 For the Armed with a Camera 50,000 Studies (a)(1) program Central 120 Judge John Aiso Street Los Angeles, CA 90012

Southern California Grantmakers NA 501(c)(3) 509 To support grantmaker 40,000 1000 N Alameda St Suite 230 (a)(1) education Los Angeles, CA 90012

Southern California Grantmakers NA 501(c)(3) 509 For 2010 membership dues 15,000 1000 N Alameda St Suite 230 (a)(1) Los Angeles, CA 90012

Southern California Grantmakers NA 501(c)(3) 509 For core operating support 50,000 1000 N Alameda St Suite 230 (a)(1) Los Angeles, CA 90012

Southern California Leadership NA 501(c)(3) 509 To develop new leadership 125,000 N etwork (a)(1) initiatives 350 5 Bixel Street Los Angeles, CA 90017

Southern California Public Radio NA 501(c)(3) 509 To support policy and govt 150,000 474 South Raymond Avenue (a)(1) news coverage Pasadena,CA 91105

Southern California Public Radio NA 501(c)(3) 509 For support of the Capital 10,000 474 South Raymond Avenue (a)(1) Campaign Pasadena,CA 91105

Southern California Public Radio NA 501(c)(3) 509 For unrestricted support 10,000 474 South Raymond Avenue (a)(1) Pasadena,CA 91105

Southern Exposure NA 501(c)(3) 509 For unrestricted support 500 3030 20th Street (a)(1) San Francisco, CA 94110

Southwest Chamber Music Society NA 501(c)(3) 509 To commission new work by 75,000 638 East Colorado Blvd Suite 201 (a)(1) CA composers Pasadena, CA 91101

Special Needs Network Inc NA 501(c)(3) 509 For unrestricted support 500 3530 Wilshire Blvd Suite 1670 (a)(1) Los Angeles, CA 90008

SpectorDance NA 501(c)(3) 509 To broaden and diversify 15,000 3343 Paul Davis Drive (a)(1) audiences Marina, CA 93933

SRI International NA 501(c)(3) 509 For an evaluation of Linked 650,000 333 Ravenswood Avenue (a)(2) Learning Menlo Park, CA 94025

SRI International NA 501(c)(3) 509 To expand the evaluation of 225,000 333 Ravenswood Avenue (a)(2) Linked Learning Menlo Park, CA 94025

Stagebridge NA 501(c)(3) 509 To more deeply engage older 25,000 2501 Harrison Street (a)(1) adults in Oakland Oakland, CA 94612

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Stanford University NA 501(c)(3) 509 For the Linked Learning District 250,000 Office of the President (a)(1) Leadshp Series Building 10 Stanford, CA 94305

Stanford University NA 501(c)(3) 509 To support the California 350,000 Office of the President (a)(1) Diploma Project Building 10 Stanford, CA 94305

Stanford University NA 501(c)(3) 509 For a Leadership Development 85,000 Office of the President (a)(1) Summer Inst Building 10 Stanford, CA 94305

Stanford University NA 501(c)(3) 509 For outreach programs in East 10,000 Office of the President (a)(1) Palo Alto Building 10 Stanford, CA 94305

State Street Ballet NA 501(c)(3) 509 To improve organizational 75,000 2285 Las Positas Rd (a)(1) capacity Santa Barbara,CA 93105

Stern Grove Festival Association NA 501(c)(3) 509 For unrestricted support 500 832 Folsom Street Suite 1000 (a)(1) San Francisco, CA 94107

Stockton Symphony Association Inc NA 501(c)(3) 509 To increase financial 128,750 1024 W Robinhood Dr Suite 1 (a)(2) sustainability Stockton, CA 95207

Strategic Concepts in Organizing and NA 501(c)(3) 509 For regranting 300,000 Policy (a)(1) Education 1715 W Florence Avenue Los Angeles, CA 90047

Strategic Concepts in Organizing and NA 501(c)(3) 509 To help develop a statewide 75,000 Policy (a)(1) membership base Education 1715 W Florence Avenue Los Angeles, CA 90047

Street Poets Inc NA 501(c)(3) 509 To create new works of spoken 25,000 2116 Arlington Ave Suite 310 (a)(1) word poetry Los Angeles, CA 90018

Summer Search NA 501(c)(3) 509 For unrestricted support 5,000 500 Sansome Street Suite 350 (a)(1) San Francisco, CA 94111

Sunset Cultural Center Inc NA 501(c)(3) 509 To improve organizational 80,000 PO Box 1950 (a)(1) capacity CarmelbytheSea,CA 93921

Sustainable Conservation NA 501(c)(3) 509 To promote green agricultural 100,000 98 Battery Street Suite 302 (a)(1) practices San Francisco, CA 94111

Symphonic Jazz Orchestra NA 501(c)(3) 509 To commission new symphonic 9,250 PO Box 1421 (a)(1) jazz works CulverCity,CA 90232

Taiwanese American Citizens League NA 501(c)(3) 509 For unrestricted support 2,500 1937 Francisco Street (a)(2) Berkeley, CA 94709

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

TCC Group NA Expend Resp To evaluate the Arts Regional 41,667 31 West 27th Street 4th Floor Initiative NewYork,NY 10001

TCC Group NA Expend Resp To provide technical 800,000 31 West 27th Street 4th Floor assistance services NewYork,NY 10001

Teach for America Inc NA 501(c)(3)509 For the Sponsor a Teacher 5,000 315 W 36th St 7th Floor (a)(1) Campaign NewYork,NY 10018

Teachers College Columbia NA 501(c)(3) 509 For career-related dual- 350,000 University (a)(1) enrollment pathways 525 W 120th Street NewYork,NY 10027

Teada Productions NA 501(c)(3)509 To support the TEA DAWO RKS 10,000 522 Wilshire Ave Suite H (a)(1) Dev Lab Santa Monica, CA 90401

Team-Up forYouth NA 501(c)(3) 509 For unrestricted support 5,000 310 8th St Suite 300 (a)(1) Oakland, CA 94607

Telos Project NA 501(c)(3) 509 For the Climate Protection 5,000 PO Box 3785 (a)(1) Campaign Santa Rosa, CA 95402

The Advancement Project NA 501(c)(3) 509 For sponsorship ofa conference 5,000 1541 Wilshire Blvd Suite 508 (a)(1) Los Angeles, CA 90017

The American Academy of Dramatic NA 501(c)(3) 509 For support of the Los Angeles 1,000 A rts (a)(1) campus 120 Madison Avenue NewYork,NY 10016

The American Conservatory Theatre NA 501(c)(3) 509 To encourage youth-oriented 250,000 Foundation (a)(1) theatrical work 30 Grant Avenue 6th Floor San Francisco, CA 94108

The American Conservatory Theatre NA 501(c)(3) 509 To support an executive search 25,000 Foundation (a)(1) process 30 Grant Avenue 6th Floor San Francisco, CA 94108

The American Conservatory Theatre NA 501(c)(3) 509 For unrestricted support 500 Foundation (a)(1) 30 Grant Avenue 6th Floor San Francisco, CA 94108

The Bay Area Video Coalition Inc NA 501(c)(3) 509 To support executive 70,000 2727 Mariposa 2nd Floor (a)(1) leadership development San Francisco, CA 94110

The Center for Effective Philanthropy NA 501(c)(3) 509 To expand programming 166,666 675 Massachusetts Avenue 7th Floor (a)(1) Cambridge, MA 02139

The Community Foundation NA 501(c)(3) 509 To prepare students for STEM 175,000 4280 Latham St (a)(1) careers Riverside,CA 92501

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

The Community Foundation NA 501(c)(3) 509 For core operating support and 75,000 4280 Latham St (a)(1) capacity bldg Riverside,CA 92501

The Community Foundation NA 501(c)(3) 509 To strengthen STEM 175,000 4280 Latham St (a)(1) opportunities in San Bern Riverside,CA 92501

The Community Foundation of NA 501(c)(3) 509 To build philanthropic capacity 120,000 Mendocino County (a)(1) 290 South State Street Ukiah,CA 95482

The Crucible NA 501(c)(3) 509 So develop a fire opera, 25,000 1260 7th Street (a)(1) 'Machine' Oakland, CA 94607

The Foundation Center NA 501(c)(3) 509 For 2010 membership dues 15,000 79 Fifth Avenue (a)(1) NewYork,NY 10003

The Foundation Center NA 501(c)(3) 509 For Funding for Arts Month 5,000 79 Fifth Avenue (a)(1) NewYork,NY 10003

The Foundation of City College of San NA 501(c)(3) 509 For public policy related 500 Francisco (a)(1) student internships 50 Phelan Avenue S-193 San Francisco, CA 94112

The George Lucas Educational NA 501(c)(3) PF To highlight the Linked 150,000 Foundation Exp Re Learning approach Post Office Box 3494 San Rafael, CA 94912

The Greenlining Institute NA 501(c)(3) 509 To encourage participation in 89,500 1918 University Ave 2nd Floor (a)(1) redistricting Berkeley, CA 94704

The Ink People NA 501(c)(3) 509 To expand a target audience of 25,000 517 3rd St Ste 36 (a)(1) at-risk youth Eureka,CA 95501

The Lighthouse for the Blind and NA 501(c)(3) 509 For unrestricted support 500 Visually Impaired (a)(1) 214 Van Ness Avenue San Francisco, CA 94102

The Marine Mammal Center NA 501(c)(3) 509 For unrestricted support 1,000 Marin Headlands (a)(1) 2000 Bunker Road--Fort Cronkhite Sausalito,CA 94965

The Milo Foundation NA 501(c)(3) 509 For unrestricted support 1,000 PO Box 6625 (a)(1) Albany,CA 94706

The Milo Foundation NA 501(c)(3) 509 For unrestricted support 2,000 PO Box 6625 (a)(1) Albany,CA 94706

The Mosaic Project NA 501(c)(3) 509 For unrestricted support 500 580 Grand Ave Suite 303 (a)(2) Oakland, CA 94601

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

The Nature Conservancy NA 501(c)(3) 509 For support of California 500 California Regional Office (a)(1) activities 201 Mission Street 4th Floor San Francisco,CA 94105

The Parthenon Group LLC NA Expend Resp For CA's Race to the Top 60,000 555 California Street Suite 3100 application San Francisco, CA 94104

The Robey Theatre Company NA 501(c)(3) 509 To expand audiences 17,000 514 South Spring Street (a)(1) Los Angeles, CA 90013

The San Francisco Foundation NA 501(c)(3) 509 To increase individual giving to 117,500 225 Bush Street Suite 500 (a)(1) the arts San Francisco, CA 94104

The San Francisco Foundation NA 501(c)(3) 509 For a regranting & capacity- 113,667 225 Bush Street Suite 500 (a)(1) building program San Francisco, CA 94104

The San Francisco Zoological Society NA 501(c)(3) 509 For support of the Botanical 5,000 1 Zoo Road (a)(2) Gardens San Francisco, CA 94132

The Tides Center NA 501(c)(3) 509 To support the LeaderSpring 23,560 PO Box 29198 (a)(1) project San Francisco, CA 94129

The Tides Center NA 501(c)(3) 509 To support the Out of Site 20,000 PO Box 29198 (a)(1) Youth Arts Center San Francisco, CA 94129

The University Corp San Francisco NA 501(c)(3) 509 To support Metropolitan Health 500,000 State (a)(1) Academies PO Box 320160 San Francisco,CA 94132

The Virginia Avenue Project NA 501(c)(3) 509 To engage low-income youth 25,000 3000 Olympic Boulevard (a)(1) Santa Monica, CA 90404

The Wellness Community SF East Bay NA 501(c)(3) 509 For unrestricted support 1,500 3276 Mc Nutt Avenue (a)(1) Walnut Creek, CA 94597

Theatre and Arts Foundation of San NA 501(c)(3) 509 To create site-specific events 225,000 Diego (a)(2) County dba La Jolla Playhouse PO Box 12039 La Jolla, CA 92039

Theatre Bay Area NA 501(c)(3) 509 For capacity building 75,000 1663 Mission Street Suite 525 (a)(2) San Francisco,CA 94103

Theatre Bay Area NA 501(c)(3) 509 To provide core program 55,000 1663 Mission Street Suite 525 (a)(2) support San Francisco,CA 94103

Theatre OfYugen Incorporated NA 501(c)(3) 509 To produce and present 17,000 2840 Mariposa (a)(1) Mystical Abyss San Francisco, CA 94110

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

TheatreWorks Inc NA 501(c)(3) 509 For the New Works Initiative 100,000 PO Box 50458 (a)(2) Palo Alto, CA 94303

TransForm CA NA 501(c)(3) 509 To engage the public on land- 150,000 436 14th Street Suite 600 (a)(1) use issues Oakland, CA 94612

TransForm CA NA 501(c)(3) 509 For capacity building 67,000 436 14th Street Suite 600 (a)(1) Oakland, CA 94612

Tri-Valley Conservancy NA 501(c)(3) 509 For general operating support 5,000 1736 Holmes St Building B (a)(1) Livermore, CA 94550

UC Santa Cruz Foundation NA 501(c)(3) 509 In support of the Parents' 750 1156 High Street (a)(1) Fund Santa Cruz,CA 95064

Union Station Homeless Services NA 501(c)(3) 509 For unrestricted support 10,000 825 East Orange Grove Blvd (a)(1) Pasadena, CA 91104

United Playaz Inc NA 501(c)(3) 509 For unrestricted support 1,000 1038 Howard Street (a)(1) San Francisco,CA 94103

United Through Reading NA 501(c)(3) 509 For activities in California 5,000 11555 Sorrento Valley Road Suite 2 (a)(1) San Diego,CA 92121

United Way Inc NA 501(c)(3) 509 To strengthen support of 115,000 1150 South Olive Street T500 (a)(1) Linked Learning Los Angeles, CA 90015

United Way Inc NA 501(c)(3) 509 To strengthen Linked Learning 500,000 1150 South Olive Street T500 (a)(1) engagement Los Angeles, CA 90015

UNITE-LA Inc NA 501(c)(3) 509 To build public will for Linked 400,000 350 5 Bixel St (a)(1) Learning Los Angeles, CA 90017

University Enterprises Inc NA 501(c)(3) 509 To improve outcomes for CA 75,000 Grants Contracts Administration (a)(3) community colleges 6000 J Street Sacramento, CA 95819

University of San Diego NA 501(c)(3) 509 For support of the Emergency 4,000 5998 Alcala Park (a)(1) Student Aid Fund San Diego,CA 92110

University of San Diego NA 501(c)(3) 509 For Linked Learning principal 150,000 5998 Alcala Park (a)(1) development San Diego,CA 92110

University of San Diego NA 501(c)(3) 509 For Linked Learning principal 325,000 5998 Alcala Park (a)(1) development San Diego,CA 92110

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

University of San Diego NA 501(c)(3) 509 For the Nativity Prep 5,000 5998 Alcala Park (a)(1) Scholarship San Diego,CA 92110

University of San Diego NA 501(c)(3) 509 For SOLES Global Center's 5,000 5998 Alcala Park (a)(1) endowment San Diego,CA 92110

University of Southern California NA 501(c)(3) 509 To expand and diversify the 100,000 Office of the President (a)(2) coverage of KUSC University Park Los Angeles, CA 90089

University of Southern California NA 501(c)(3) 509 For the Mexican-American 30,000 Office of the President (a)(2) Alumni Association University Park Los Angeles, CA 90089

University of Southern California NA 501(c)(3) 509 For KUSC-FM Public Radio 5,000 Office of the President (a)(2) University Park Los Angeles, CA 90089

University of Southern California NA 501(c)(3) 509 For the LA Foundation 10,000 Office of the President (a)(2) Leadership Group University Park Los Angeles, CA 90089

University of Southern California NA 501(c)(3) 509 For KUSC Radio 65,000 Office of the President (a)(2) University Park Los Angeles, CA 90089

Unusual Suspects Theatre Co NA 501(c)(3) 509 For multi-generational theater 25,000 617 5 Olive Street Suite 812 (a)(1) workshops Los Angeles, CA 90014

Valley Public Television Inc NA 501(c)(3) 509 For capacity building 50,000 1544 Van Ness Avenue (a)(1) Fresno, CA 93721

Valley Public Television Inc NA 501(c)(3) 509 To support the production of 50,000 1544 Van Ness Avenue (a)(1) 'Art Is , Fresno, CA 93721

Venice Arts In Neighborhoods NA 501(c)(3) 509 For an extended Art Mentoring 25,000 610 California Avenue (a)(1) Program Venice,CA 90291

Venice Community Housing NA 501(c)(3) 509 For the Japanese-American 500 Corporation (a)(1) memorial 720 Rose Avenue Venice,CA 90402

Venice Japanese Community Center NA 501(c)(3) 509 For the Venice Youth Council & 500 12448 Braddock Drive (a)(1) Gym Rats Los Angeles, CA 90066

Ventura County Community NA 501(c)(3) 509 To support the Social Justice 50,000 Foundation (a)(1) Fund 1317 Del Norte Road Suite 150 Camarillo, CA 93010

Ventura County Community NA 501(c)(3) 509 To increase individual giving to 150,000 Foundation (a)(1) the arts 1317 Del Norte Road Suite 150 Camarillo, CA 93010

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Vox Femina Los Angeles NA 501(c)(3) 509 To broaden and diversify 10,500 3341 Caroline Avenue (a)(1) audiences CulverCity,CA 90232

Walter and Elise Haas Fund NA 501(c)(3) PF For support of the Creative 200,000 One Lombard Street Suite 305 Exp Res Work Fund San Francisco, CA 94111

Watts Century Latino Organization NA 501(c)(3) 509 To diversify Latino audiences in 35,000 10360 Wilmington Ave (a)(1) Watts Los Angeles, CA 90002

Watts Willowbrook Boys & Girls Club NA 501(c)(3) 509 For unrestricted support 10,000 1339 E 120th Street (a)(1) Los Angeles, CA 90059

West Contra Costa Public Education NA 501(c)(3) 509 To provide college scholarships 20,000 Fund (a)(1) 217C West Richmond Avenue Richmond,CA 94801

WestEd NA Govt Entity It To support the CA Mayors 200,000 730 Harrison Street Pwrs Education Roundtable San Francisco, CA 94107

WestEd NA Govt Entity It To complete a feasibility study 35,000 730 Harrison Street Pwrs San Francisco, CA 94107

Western Alliance of Arts NA 501(c)(3) 509 For the Western Arts Alliance 5,000 Administrators (a)(2) Conference Foundation 715 SW Morrison Suite 600 Portland, OR 97205

White Ash Broadcasting Inc NA 501(c)(3) 509 For the Governance Reform 75,000 3437 West Shaw Avenue 101 (a)(1) project Fresno, CA 93711

William James Association NA 501(c)(3) 509 Fora new version of Of Mice 18,000 PO Box 1632 (a)(1) and Men Santa Cruz,CA 95061

Williams Group NA Expend Resp To provide strategic 164,000 70 Ionia Avenue SW Suite 200 communications support Grand Rapids,MI 49503

Williams Group NA Expend Resp To develop strategic 120,000 70 Ionia Avenue SW Suite 200 communications capacity Grand Rapids,MI 49503

Working Partnerships USA NA 501(c)(3) 509 To engage the public in 225,000 2120 Almaden Road Suite 107 (a)(1) governance reform Santa Jose,CA 95125

World Affairs Council of Northern NA 501(c)(3) 509 For the Technology for the 5,000 California (a)(2) Public Good event 312 Sutter Street Suite 200 San Francisco, CA 94108

Year Up Inc NA 501(c)(3) 509 To support capacity building 325,000 93 Summer Street 5th Floor (a)(1) Boston, MA 02110

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Yerba Buena Center for the Arts NA 501(c)(3) 509 To pilot YBCA YOU 75,000 701 Mission Street (a)(1) San Francisco,CA 94103

YMCA of San Diego County NA 501(c)(3) 509 For unrestricted support 5,000 151 YMCA Way (a)(1) San Diego,CA 92102

Yolo County Arts Council Inc NA 501(c)(3) 509 For works inspired by Central 25,000 PO Box 8250 (a)(1) Valley farmers Woodland, CA 95776

Yolo Hospice Inc NA 501(c)(3) 509 For unrestricted support 1,000 1909 Galileo Ct Suite A PO Box (a)(1) Davis, CA 95617

Young Audiences of San Diego NA 501(c)(3) 509 For the Military Arts 10,000 4007 Camino del Rio South Suite 2 (a)(2) Connection program San Diego,CA 92108

Young Men's Christian Association of NA 501(c)(3) 509 For unrestricted support 5,000 Metropolitan Los Angeles (a)(1) 625 South New Hampshire Avenue Los Angeles, CA 90005

Youth Orchestras Of Fresno NA 501(c)(3) 509 To diversify audiences 10,000 5627 N Figarden Drive Suite 102 (a)(2) Fresno, CA 93722

Youth Speaks Inc NA 501(c)(3) 509 For new work through The 100,000 1663 Mission Street Suite 604 (a)(1) Living Word Project San Francisco,CA 94103

Youth Yoga Dharma NA 501(c)(3) 509 For unrestricted support 3,000 PO Box 3452 (a)(1) Daly City,CA 94015

Yuba County Sutter County Regional NA 501(c)(3) 509 To broaden and diversify rural 21,000 Arts Council (a)(1) audiences 624 E Street Marysville, CA 95901

Total Matching Gifts NA 501(c)(3) The Foundation matches at a 398,604 Various ratio of 3 1 Various,CA 11111

Total ...... 3a 59,311,064 Form 990PF Part XV Line 3b - Grants and Contributions Approved for Future Payment

b Approved for future payment

826 Valencia826 Valencia Street NA 501(c)(3) 509 To diversify youth 25,000 San Francisco, CA 94110 (a)(1) participants

African-American Shakespeare NA 501(c)(3) 509 For Twelfth Night, with jazz 16,500 Company762 Fulton Street (a)(2) San Francisco, CA 94102

Alonzo King's LINES Ballet26 Seventh NA 501(c)(3) 509 To support a statewide 228,000 Street (a)(2) touring program San Francisco,CA 94103

Arts & Learning Corporation11422 NA 501(c)(3) 509 To diversity audiences 13,500 Iola Avenue (a)(1) Garden Grove, CA 92843

Arts for LA 1149 5 Hill St Suite H100 NA 501(c)(3) 509 To support development and 15,000 Los Angeles, CA 90015 (a)(1) training

Bakersfield Art Foundation Inc1930 R NA 501(c)(3) 509 To increase financial 199,000 Street (a)(1) sustainability Bakersfield, CA 93301

California Alliance for Arts Education NA 501(c)(3) 509 To expand the arts 313,000 495 E Colorado Blvd (a)(1) education advocacy network Pasadena, CA 91101

California Charter School Consortium NA 501(c)(3) 509 To increase awareness of 250,000 250 E 1st Street 10th Floor (a)(2) Linked Learning Los Angeles, CA 90012

California Exhibition Resources NA 501(c)(3) 509 To increase access to 60,000 Alliance IncPO Box 193307 (a)(1) California art San Francisco, CA 94119

California Forward1107 9th Street NA 501(c)(3) 509 For core support 4,500,000 Suite 650 (a)(1) Sacramento, CA 95814

California Institute of the Arts24700 NA 501(c)(3) 509 To support RADAR LA 50,000 McBean Parkway (a)(1) Valencia,CA 91355

Camellia Symphony AssociationPO NA 501(c)(3) 509 To diversity participation 15,000 Box 19786 (a)(1) Sacramento, CA 95819

Campaign for College Opportunity900 NA 501(c)(3) 509 For core operating support 300,000 Wilshire Blvd Suite 924 (a)(1) Los Angeles, CA 90017

Cantare Con Vivo1611 Telegraph NA 501(c)(3) 509 For free concerts 25,000 Avenue Suite 801 (a)(1) Oakland, CA 94612

Capitol Impact LLC1130 K Street NA Expend Resp To support the Linked 150,000 Suite 250 Learning Alliance Sacramento, CA 95814

Total ...... 3b 34,587,008 Form 990PF Part XV Line 3b - Grants and Contributions Approved for Future Payment

b Approved for future payment

Center for Governmental Studies NA 501(c)(3) 509 For core operating support 200,000 10951 W Pico Blvd Suite 120 (a)(1) Los Angeles, CA 90064

Central Valley Center for the Arts1000 NA 501(c)(3) 509 To increase financial 222,835 I Street (a)(1) sustainability Modesto, CA 95354

Chhandam Chitresh Das Dance NA 501(c)(3) 509 To support sustainability for 120,000 Company2325 Third Street Suite 320 (a)(1) programs in LA San Francisco, CA 94107

Common Cause3303 Wilshire Blvd NA 501(c)(4) To engage people in 600,000 Suite 310 Expend Res redistricting Los Angeles, CA 90010

Community Partners1000 N Alameda NA 501(c)(3) 509 For an emerging arts 59,000 Street Suite 240 (a)(1) leadership network Los Angeles, CA 90012

Community Television Of Santa Cruz NA 501(c)(3) 509 To diversify audiences 23,000 County816 Pacific Ave (a)(1) Santa Cruz,CA 95060

Community WaterCenter311 W Murray NA 501(c)(3) 509 For core support 75,000 Ave (a)(1) V isalia, CA 93291

Community Youth Performing Arts NA 501(c)(3) 509 For Viva EI Arte De Santa 150,000 Center IncPO Box 21046 (a)(1) BarbaraI Santa Barbara, CA 93121

Company ofAngels IncPO Box 3480 NA 501(c)(3) 509 To create two full-length 12,000 Los Angeles, CA 90078 (a)(2) plays

ConnectEd2150 Shattuck Avenue NA 501(c)(3) 509 For the CA Linked Learning 2,400,000 Suite 1200 (a)(1) District Init Berkeley, CA 94704

Contra TiempoPO Box 360465 NA 501(c)(3) 509 To develop and perform 15,000 Los Angeles, CA 90036 (a)(1) Roots Enredados

Corporation of the Fine Arts Museums NA 501(c)(3) 509 For the advancement of 600,000 50 Hagiwara Tea Garden Dr (a)(1) Cultural Encounterss San Francisco, CA 94118

Council fora Strong Americadba Fight NA 501(c)(3) 509 To engage business with 200,000 Crime Invest in Kids Cal (a)(1) Linked Learning 211 Sutter Street Suite 401 San Francisco, CA 94108

Craft and Folk Art M useum58 14 NA 501(c)(3) 509 To launch an online store 25,500 Wilshire Boulevard (a)(2) Los Angeles, CA 90036

Crocker Art Museum Association216 NA 501(c)(3) 509 To increase financial 225,656 O Street (a)(1) sustainability Sacramento, CA 95814

Total ...... 3b 34,587,008 Form 990PF Part XV Line 3b - Grants and Contributions Approved for Future Payment

b Approved for future payment

Davis Art CenterPO Box 4340 NA 501(c)(3) 509 To increase financial 143,950 Davis, CA 95617 (a)(2) sustainability

Deaf West Theatre 5114 Lankershim NA 501(c)(3) 509 For two ASL play 25,000 Blvd (a)(1) adaptations North Hollywood, CA 91601

Eagle Rock Community Cultural NA 501(c)(3) 509 To support Encompass 150,000 Association2225 Colorado Blvd (a)(1) Los Angeles, CA 90041

East Bay Center for the Performing NA 501(c)(3) 509 To support program 200,000 Arts339 - 11th Street (a)(2) expansion Richmond,CA 94801

East LA Community Corporation530 NA 501(c)(3) 509 To design a resident 125,000 South Boyle Ave (a)(1) advisory commission Los Angeles, CA 90033

EdSource Inc520 San Antonio Road NA 501(c)(3) 509 For core operating support 150,000 Suite 200 (a)(1) Mountain View, CA 94040

Education Sector1201 Connecticut NA 501(c)(3) 509 To develop new measures of 400,000 Avenue NW Suite 8 (a)(1) college readiness Washington, DC 20036

El Dorado Musical Theatre5011 NA 501(c)(3) 509 For musical theater for youth 25,000 Golden Foothill Parkway Ste 4 (a)(2) El Dorado Hills, CA 95762

EmcArts Inc127 W 122nd St NA 501(c)(3) 509 To assist Irvine grantees 600,000 NewYork,NY 10027 (a)(2)

EngAge240 E Verdugo Avenue Suite NA 501(c)(3) 509 To restructure the 75,000 100 (a)(1) organization Burbank, CA 91502

Environmental Health Coalition2727 NA 501(c)(3) 509 To engage residents on 200,000 Hoover Ave Ste 202 (a)(1) environment decisions National City, CA 91950

Families in Schools1545 Wilshire Blvd NA 501(c)(3) 509 For responsive education 59,490 Ste 700 (a)(1) decision making Los Angeles, CA 90017

Families in Schools1545 Wilshire Blvd NA 501(c)(3) 509 For the Families Improving 1,125,000 Ste 700 (a)(1) Education Init Los Angeles, CA 90017

Ford Theatre Foundation2580 NA 501(c)(3) 509 For the Community Bridges 375,000 Cahuenga Blvd East (a)(1) Program Hollywood,CA 90068

Foundation for California Community NA 501(c)(3) 509 To support the Career 400,000 Colleges1102 Q Street Suite 3500 (a)(3) Ladders Project Sacramento, CA 95811

Total ...... 3b 34,587,008 Form 990PF Part XV Line 3b - Grants and Contributions Approved for Future Payment

b Approved for future payment

Foundation for World ArtsGlorya NA 501(c)(3) 509 To plan the World Festival of 50,000 Kaufman Hall 120 Westwood P (a)(1) Sacred Music Los Angeles, CA 90095

Fresh Meat Productions375 27th NA 501(c)(3) 509 For geographically 16,000 Street A (a)(1) diversifying audiences San Francisco, CA 94131

Fresno International Grand Opera2405 NA 501(c)(3) 509 To increase financial 240,500 Capitol St Ste 103 (a)(1) sustainability Fresno, CA 93721

Fresno Philharmonic Association2377 NA 501(c)(3) 509 To increase financial 175,000 West Shaw Avenue Suite 101 (a)(1) sustainability Fresno, CA 93711

GaleriaStudio 242857 24th Street NA 501(c)(3) 509 To expand statewide 25,000 San Francisco, CA 94110 (a)(1) audiences

Golden Gate Performing Arts Inc1800 NA 501(c)(3) 509 To tour the SF Gay Men's 25,000 Market Street (a)(2) Chorus San Francisco, CA 94102

Grand Performances350 S Grand Ave NA 501(c)(3) 509 To broaden and diversify 300,000 Suite A -4 (a)(1) audiences Los Angeles, CA 90071

GRID Alternatives1171 Ocean Ave NA 501(c)(3) 509 To accelerate expansion 75,000 Suite 200 (a)(2) Oakland, CA 94608

Highways Inc1651 18th Street NA 501(c)(3) 509 To increase participation of 25,000 Santa Monica, CA 90404 (a)(1) Latinos

Homeboy Industries130 W Bruno St NA 501(c)(3) 509 For a model gang violence 75,000 Los Angeles, CA 90012 (a)(1) prevention program

Immigrant Legal Resource Center1663 NA 501(c)(3) 509 For a technology based 49,000 Mission Street Suite 602 (a)(1) marketing model San Francisco,CA 94103

Immigrant Legal Resource Center1663 NA 501(c)(3) 509 To involve residents in 625,000 Mission Street Suite 602 (a)(1) public decisionmaking San Francisco,CA 94103

Imperial Valley Community Foundation NA 501(c)(3) 509 To build capacity 150,000 2410 Imperial Business Park Drive (a)(1) Imperial, CA 92251

Independent Shakespeare Company NA 501(c)(3) 509 To increase Latino 14,500 Inc9800-D Topanga Canyon (a)(1) attendance Boulevard 1 Chatsworth,CA 91311

Inside Out Community Arts Inc2210 NA 501(c)(3) 509 To broaden audience 25,000 Lincoln Boulevard (a)(1) attendance Venice,CA 90291

Total ...... 3b 34,587,008 Form 990PF Part XV Line 3b - Grants and Contributions Approved for Future Payment

b Approved for future payment

Institute for College Access and NA 501(c)(3) 509 To support community 175,000 Success Inc405 Fourteenth Street (a)(1) college students 11th Floor Oakland, CA 94612

Institute For Evidence-Based Change NA 501(c)(3) 509 For the SLATE initiative 1,000,000 2236 Encinitas Blvd Suite G (a)(1) Encinitas, CA 92024

Instituto Mazatlan Bellas Artes De NA 501(c)(3) 509 To diversify the audience's 12,000 Sacramento6910 Luther Dr Suite I (a)(2) age range Sacramento, CA 95823

Intersection925 Mission Street Suite NA 501(c)(3) 509 For the creation ofThe New 25,000 109 (a)(2) River San Francisco,CA 94103

Jacobs Center for Neighborhood NA 501(c)(3) PF To support resident-led 75,000 Innovation404 Euclid Avenue Exp Res community revitaliz San Diego,CA 92114

Japanese American National Museum NA 501(c)(3) 509 For cultural programming for 190,000 369 East First Street (a)(1) audiences Los Angeles, CA 90012

Keshet Chaim Dancers4155 Dixie NA 501(c)(3) 509 To attract non-Jewish 25,000 Canyon Avenue (a)(2) audiences Sherman Oaks, CA 91423

Kronos Performing Arts Association NA 501(c)(3) 509 For a touring program 200,000 1242 Ninth Ave (a)(2) San Francisco, CA 94122

LA County Museum ofArt5905 NA 501(c)(3) 509 To design a Watts Tower 500,000 Wilshire Boulevard (a)(2) preservation plan Los Angeles, CA 90036

La RazaGaleria Posada1022-1024 NA 501(c)(3) 509 To broaden Latino 17,000 22nd St (a)(2) participation Sacramento, CA 95816

Latino Theater Company514 S Spring NA 501(c)(3) 509 To attract diverse audiences 150,000 St (a)(1) Los Angeles, CA 90013

Los Angeles Philharmonic Association NA 501(c)(3) 509 To engage underserved LA 330,000 151 5 Grand Avenue (a)(2) communities Los Angeles, CA 90012

Los Angeles Small Schools Center350 NA 501(c)(3) 509 To develop a Regional 375,000 S Bixel Street Suite 100 (a)(1) Linked Learning Center Los Angeles, CA 90017

Los Cenzontles Mexican Arts Center NA 501(c)(3) 509 For the Broadcasting 300,000 13108 San Pablo Avenue (a)(2) Tradition project San Pablo, CA 94805

Men Alive23802 Avenida de la Carlota NA 501(c)(3) 509 To diversify Latino 25,000 Laguna Hills, CA 92653 (a)(2) audiences

Total ...... 1111 3b 34,587,008 Form 990PF Part XV Line 3b - Grants and Contributions Approved for Future Payment

b Approved for future payment

Museum of Contemporary Art250 NA 501(c)(3) 509 For Engagement Party 250,000 South Grand Avenue (a)(1) Los Angeles, CA 90012

Museum of Photographic Arts1649 EI NA 501(c)(3) 509 To support SEPIA 25,000 Prado (a)(1) San Diego,CA 92101

Museum of the African Diaspora685 NA 501(c)(3) 509 To expand African-American 25,000 Mission Street (a)(1) visitorship San Francisco,CA 94105

National Academy Foundation218 NA 501(c)(3) 509 To increase capacity 900,000 West 40th Street 5th Floor (a)(1) NewYork,NY 10018

NCD-North Coast Dance426 F Street NA 501(c)(3) 509 To create a dance/theater 12,500 Eureka, CA 95501 (a)(2) piece

Near&Arnolds School Of Performing NA 501(c)(3) 509 To broaden Latino audiences 25,000 Arts145 E Church St (a)(2) Ukiah,CA 95482

New America Foundation1899 L Street NA 501(c)(3) 509 To provide strategic 110,000 NW Suite 400 (a)(1) planning Washington, DC 20036

Oakland Community Organizations Inc NA 501(c)(3) 509 To strengthen Linked 375,000 7200 Bancroft Avenue (a)(1) Learning engagement 2 Eastmont Mall Oakland, CA 94605

Oakland Interfaith Gospel Choir Inc NA 501(c)(3) 509 To collaborate with Jewish 12,500 655 13th Street Suite 301 (a)(2) ensemble Vocolot Oakland, CA 94612

Ojai Festivals LimitedP 0 Box 185 NA 501(c)(3) 509 For capacity building 75,000 Ojai, CA 93024 (a)(2)

Pasadena Arts Council65 S Grand Ave NA 501(c)(3) 509 To commission CA artists to 20,000 Pasadena, CA 91105 (a)(2) create new works

Pepperdine University24255 Pacific NA 501(c)(3) 509 To encourage inclusive 350,000 Coast Highway (a)(1) public decision-making Malibu,CA 90263

Performing Arts Center of Los Angeles NA 501(c)(3) 509 To support Active Arts at 650,000 Countydba The Music Center (a)(1) the Music Center 135 N Grand Avenue Los Angeles, CA 90012

PolicyLink1438 Webster Street Suite NA 501(c)(3) 509 To conduct regranting 250,000 303 (a)(1) Oakland, CA 94612

Project Bandaloop221 Pine St 4th Fl NA 501(c)(3) 509 For IdEgo 2011 25,000 San Francisco, CA 94104 (a)(1)

Total ...... 3b 34,587,008 Form 990PF Part XV Line 3b - Grants and Contributions Approved for Future Payment

b Approved for future payment

Public Interest Projects Inc45 W 36th NA 501(c)(3) 509 For Communities for Public 230,000 St 6th Floor (a)(1) Education NewYork,NY 10018

Radar Productions Inc673 Oak Street NA 501(c)(3) 509 For audience development 15,000 Apt 2 (a)(1) efforts San Francisco, CA 94117

Radio Bilingue Inc5005 East Belmont NA 501(c)(3) 509 To inform listeners on CA 200,000 Fresno, CA 93727 (a)(1) budget and policy

Radio Bilingue Inc5005 East Belmont NA 501(c)(3) 509 To support Races Art 200,000 Fresno, CA 93727 (a)(1) Moments on Radio

Regents of the University of California NA 501(c)(3) 509 To support California 425,000 1111 Franklin Street 12th Floor (a)(1) Partnership Academies Oakland, CA 94607

Regents of the University of California NA 501(c)(3) 509 To research the LA nonprofit 100,000 1111 Franklin Street 12th Floor (a)(1) sector Oakland, CA 94607

roadtripnation dot org853 West 17th NA Expend Resp For a career development 250,000 Street Unit A program Costa Mesa, CA 92627

Rockefeller Philanthropy Advisors Inc6 NA 501(c)(3) 509 To develop a Citizen's 400,000 West 48th Street 10th Floor (a)(1) Commission NewYork,NY 10036

Sacramento Ballet Association1631 K NA 501(c)(3) 509 To increase financial 200,000 Street (a)(2) sustainability Sacramento, CA 95814

Sacramento Opera AssociationPO Box NA 501(c)(3) 509 To increase financial 222,040 161027 (a)(2) sustainability Sacramento, CA 95816

Sacramento Philharmonic Orchestra NA 501(c)(3) 509 To increase financial 169,700 Association Inc2617 K street (a)(2) sustainability Sacramento, CA 95816

Sam and Alfreda Maloof Fdn for Arts & NA 501(c)(3) 509 To diversify Latino 16,000 Crafts5131 Carnelian Street Post (a)(1) audiences Office B Alta Loma,CA 91701

San Diego Organizing Project4305 NA 501(c)(3) 509 To encourage engagement 210,000 University Ave Suite 530 (a)(1) with public policy San Diego,CA 92105

San Francisco SymphonyDavies NA 501(c)(3) 509 To encourage amateur 495,000 Symphony Hall (a)(1) music making 201 Van Ness Avenue San Francisco, CA 94102

San Joaquin Pioneer and Historical NA 501(c)(3) 509 To increase financial 206,087 Society1201 N Pershing Avenue (a)(1) sustainability Stockton,CA 95203

Total ...... 3b 34,587,008 Form 990PF Part XV Line 3b - Grants and Contributions Approved for Future Payment

b Approved for future payment

Santa Barbara Dance Institute1330 NA 501(c)(3) 509 To broaden participation 19,000 State Street Suite 207 (a)(1) Santa Barbara, CA 93101

Santa Cecilia Opera and Orchestra NA 501(c)(3) 509 To engage Latinos in music- 150,000 Association2759 West Broadway (a)(1) making Los Angeles, CA 90041

Santa Monica Museum ofArt2525 NA 501(c)(3) 509 To implement a strategic 100,000 Michigan Avenue G1 (a)(1) plan Santa Monica, CA 90404

SCO PE1715 W Florence Avenue NA 501(c)(3) 509 For regranting 450,000 Los Angeles, CA 90047 (a)(1)

Shakespeare Festival LA Inc1238 W NA 501(c)(3) 509 To partner veterans with 50,000 First St (a)(2) community colleges Los Angeles, CA 90026

SHIELDS for Families Inc11601 S NA 501(c)(3) 509 To train substance abuse 75,000 Western Ave (a)(1) treatment providers Los Angeles, CA 90047

Sierra Repertory Theatre IncPO Box NA 501(c)(3) 509 To increase financial 223,000 3030 (a)(2) sustainability Sonora,CA 95370

Small Press Distribution Inc1341 NA 501(c)(3) 509 To offer electronic access to 25,000 Seventh Street (a)(1) content Berkeley, CA 94710

Social Policy Research Associates Inc NA Expend Resp To evaluate the Community 94,000 1330 Broadway Suite 1526 Leadership Project Oakland, CA 94612

Southern California Grantmakers1000 NA 501(c)(3) 509 For core operating support 100,000 N Alameda St Suite 230 (a)(1) Los Angeles, CA 90012

SRI International333 Ravenswood NA 501(c)(3) 509 To expand the evaluation of 225,000 Avenue (a)(2) Linked Learning Menlo Park, CA 94025

Stagebridge2501 Harrison Street NA 501(c)(3) 509 To more deeply engage older 25,000 Oakland, CA 94612 (a)(1) adults in Oakland

Stanford UniversityOffice of the NA 501(c)(3) 509 To support PACE 600,000 President (a)(1) Building 10 Stanford, CA 94305

Stockton Symphony Association Inc NA 501(c)(3) 509 To increase financial 146,250 1024 W Robinhood Dr Suite 1 (a)(2) sustainability Stockton, CA 95207

Street Poets Inc2116 Arlington Ave NA 501(c)(3) 509 To create new works of 25,000 Suite 310 (a)(1) spoken word poetry Los Angeles, CA 90018

Total ...... 3b 34,587,008 Form 990PF Part XV Line 3b - Grants and Contributions Approved for Future Payment

b Approved for future payment

The Advancement Project1541 NA 501(c)(3) 509 For an online redistricting 140,000 Wilshire Blvd Suite 508 (a)(1) mapping tool Los Angeles, CA 90017

The Center for Effective Philanthropy NA 501(c)(3)509 For core support in 500,000 675 Massachusetts Avenue 7th Floor (a)(1) California Cambridge, MA 02139

The Community Foundation4280 NA 501(c)(3) 509 To strengthen STEM 175,000 Latham St (a)(1) opportunities in San Bern Riverside,CA 92501

The Foundation Center79 Fifth Avenue NA 501(c)(3) 509 To provide writing training to 23,000 NewYork,NY 10003 (a)(1) CCF applicants

The RP Group Inc2600 Tenth Street NA 501(c)(3) 509 To assess transfers to 4- 350,000 Suite 435 (a)(2) year colleges Berkeley, CA 94710

The Sundance Institute8530 Wilshire NA 501(c)(3) 509 For the California Network 400,000 Blvd 3rd Floor (a)(1) initiative Beverly Hills, CA 90211

The Virginia Avenue Project3000 NA 501(c)(3) 509 To engage low-income youth 25,000 Olympic Boulevard (a)(1) Santa Monica, CA 90404

Theatre and Arts Fdn of San Diego NA 501(c)(3) 509 To create site-specific 675,000 Countydba La Jolla Playhouse (a)(2) events PO Box 12039 La Jolla, CA 92039

Theatre OfYugen Incorporated2840 NA 501(c)(3) 509 To produce and present 17,000 Mariposa (a)(1) Mystical Abyss San Francisco, CA 94110

United Way Inc1150 South Olive NA 501(c)(3) 509 To strengthen Linked 500,000 Street T500 (a)(1) Learning engagement Los Angeles, CA 90015

UNITE-LA Inc350 S Bixel St NA 501(c)(3) 509 To build public will for Linked 400,000 Los Angeles, CA 90017 (a)(1) Learning

University Enterprises IncGrants NA 501(c)(3) 509 To ID state policies 400,000 Contracts Administration (a)(3) regarding community coil 6000 J Street Sacramento, CA 95819

University of San Diego5998 Alcala NA 501(c)(3) 509 For Linked Learning principal 325,000 Park (a)(1) development San Diego,CA 92110

University of Southern CaliforniaOffice NA 501(c)(3) 509 For African American clergy 200,000 of the President (a)(2) ldrship developmt University Park Los Angeles, CA 90089

Unusual Suspects Theatre Co617 S NA 501(c)(3) 509 For multi-generational 25,000 Olive Street Suite 812 (a)(1) theater works hops Los Angeles, CA 90014

Total ...... 3b 34,587,008 Form 990PF Part XV Line 3b - Grants and Contributions Approved for Future Payment

b Approved for future payment

Urban Habitat Program436 14th Street NA 501(c)(3) 509 For the Boards & 200,000 Suite 1205 (a)(1) Commissions Leadership Oakland, CA 94612 Inst

Vox Femina Los Angeles3341 Caroline NA 501(c)(3) 509 To broaden and diversify 10,500 Avenue (a)(1) audiences CulverCity,CA 90232

Walter and Elise Haas FundOne NA 501(c)(3) PF For support of the Creative 400,000 Lombard Street Suite 305 Exp Res Work Fund San Francisco, CA 94111

WestEd730 Harrison Street NA Govt Entity It To support the CA Mayors 200,000 San Francisco, CA 94107 Pwrs Education Roundtable

White Ash Broadcasting Inc3437 West NA 501(c)(3) 509 For the Governance Reform 75,000 Shaw Avenue 101 (a)(1) project Fresno, CA 93711

Women's Foundation ofCalifornia340 NA 501(c)(3) 509 To strengthen civic 50,000 Pine Street Suite 302 (a)(1) engagement San Francisco, CA 94104

Year Up Inc93 Summer Street 5th NA 501(c)(3) 509 To support capacity building 325,000 Floor (a)(1) Boston, MA 02110

Youth Orchestras OfFresno5627 N NA 501(c)(3) 509 To diversify audiences 10,000 Figarden Drive Suite 102 (a)(2) Fresno, CA 93722

Total ...... 3b 34,587,008 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491318003451

TY 2010 Accounting Fees Schedule

Name : The James Irvine Foundation EIN: 94-1236937

Category Amount Net Investment Adjusted Net Disbursements for Income Income Charitable Purposes

DELOITTE &TOUCHE - 116,500 64,075 52,425 AUDIT

ERNST &YOUNG - TAX 30,500 16,775 13,725 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491318003451

TY 2010 Compensation Explanation

Name : The James Irvine Foundation EIN: 94-1236937

Person Name Explanation

JAMES E "CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS" INCLUDES CONTRIBUTIONS TO DEFINED CONTRIBUTION RETIREMENT CANALES PLANS OF $65,500, DEFERRED COMPENSATION OF $17,739, HEALTH AND LIFE INSURANCE BENEFITS OF $9,151, AND EMPLOYER PAID PAYROLL TAXES OF $14,586

JOHN R JENKS "CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS" INCLUDES CONTRIBUTIONS TO DEFINED CONTRIBUTION RETIREMENT PLANS OF $71,000, DEFERRED COMPENSATION OF $30,866, HEALTH AND LIFE INSURANCE BENEFITS OF $24,050, AND EMPLOYER PAID PAYROLL TAXES OF $13,547

DANIEL 0 "CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS" INCLUDES CONTRIBUTIONS TO DEFINED CONTRIBUTION RETIREMENT SILVERMAN PLANS OF $45,200, HEALTH AND LIFE INSURANCE BENEFITS OF $22,280, AND EMPLOYER PAID PAYROLL TAXES OF $9,936 defile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN: 93491318003451

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing. TY 2010 Depreciation Schedule

Name : The James Irvine Foundation EIN: 94-1236937 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491318003451

TY 2010 Employee Compensation Explanation

Name : The James Irvine Foundation EIN: 94-1236937

Employee Explanation AMY "CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS" INCLUDES CONTRIBUTIONS TO DEFINED DOMINGUEZ CONTRIBUTION RETIREMENT PLANS OF $41,000, HEALTH AND LIFE INSURANCE BENEFITS OF ARMS $24,429, AND EMPLOYER PAID PAYROLL TAXES OF $9,590. MALCOLM "CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS" INCLUDES CONTRIBUTIONS TO DEFINED GOEPFERT CONTRIBUTION RETIREMENT PLANS OF $49,000, DEFERRED COMPENSATION OF $1,018, HEALTH AND LIFE INSURANCE BENEFITS OF $11,544, AND EMPLOYER PAID PAYROLL TAXES OF $10,318. JEFF MALLOY "CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS" INCLUDES CONTRIBUTIONS TO DEFINED CONTRIBUTION RETIREMENT PLANS OF $48,000, HEALTH AND LIFE INSURANCE BENEFITS OF $25,696, AND EMPLOYER PAID PAYROLL TAXES OF $10,266. JOE PON "CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS" INCLUDES CONTRIBUTIONS TO DEFINED CONTRIBUTION RETIREMENT PLANS OF $49,000, DEFERRED COMPENSATION OF $9,000, HEALTH AND LIFE INSURANCE BENEFITS OF $10,255, AND EMPLOYER PAID PAYROLL TAXES OF $11,016. ANNE "CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS" INCLUDES CONTRIBUTIONS TO DEFINED STANTON- CONTRIBUTION RETIREMENT PLANS OF $43,000, HEALTH AND LIFE INSURANCE BENEFITS OF MALONE $22,963, AND EMPLOYER PAID PAYROLL TAXES OF $9,663. defile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN: 93491318003451

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing. TY 2010 Expenditure Responsibility Statement

Name : The James Irvine Foundation EIN: 94-1236937

Grantee' s Name Grantee' s Grant Date Grant Grant Purpose Amount Any Dates of Date of Results of Verification Address Amount Expended Diversion Reports By Verification By Grantee By Grantee? Grantee

BERKELEY POLICY 440 GRAND AVE 2008-12-17 187,600 TO CONDUCT AN 187,600 NO 11/19/2010 GRANT NO 2008462 $62,400 IN GRANT FUNDS OF THE ORIGINAL ASSOCIATES SUITE 500 EVALUATION OF CALIFORNIA $250,000 GRANT WERE UNSPENT AND REFUNDED TO THE IRVINE OAKLAND, CA FORWARD FOUNDATION BY THE GRANTEE TO THE KNOWLEDGE OF THE 94610 FOUNDATION AND BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED PURPOSE AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY

CAPITOL IMPACT 1130 K STREET 2009-10-09 700,000 TO SUPPORT EDUCATION OF 200,000 NO 1/29/2010, GRANT NO 2009284 TO THE KNOWLEDGE OF THE FOUNDATION LLC SUITE 205 CA LEGISLATIVE STAFF 10/4/2010 AND BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO SACRAMENTO, PART OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED CA 95814 PURPOSE AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY

CAPITOL IMPACT 1130 K STREET 2010-12-10 150,000 To support the Linked NO During 2010 no Grant No 2010566 NO REPORTS DUE THIS ACCOUNTING PERIOD LLC SUITE 205 Learning Alliance reports were REPORTS RECEIVED IN 2011 WILL BE REPORTED ON THE 2011 SACRAMENTO, received RETURN CA 95814

Collaborative 1029 Vermont 2010-06-10 135,000 To produce a report on work- 85,348 NO 12/1/2010 Grant No 2010190 TO THE KNOWLEDGE OF THE FOUNDATION Communications Avenue NW 9th based learning AND BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO Grp Fl PART OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED Washington, DC PURPOSE AND NO VERIFICATION EFFORTS HAVE BEEN 20005 CONSIDERED NECESSARY

COMMON CAUSE 3303 WILSHIRE 2009-10-05 250,000 TO DEVELOP MATERIALS TO 179,176 NO 5/4/2010 GRANT NO 2009267 TO THE KNOWLEDGE OF THE FOUNDATION BLVD SUITE 310 ENCOURAGE PARTICIPATION AND BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO LOS ANGELES, IN THE STATE'S PART OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED CA 90010 REDISTRICTING PROCESS PURPOSE AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY

COMMON CAUSE 3303 WILSHIRE 2010-12-09 600,000 To expand voter participation NO During 2010 no Grant No 2010547 NO REPORTS DUE THIS ACCOUNTING PERIOD BLVD SUITE 310 in elections and redistricting reports were REPORTS RECEIVED IN 2011 WILL BE REPORTED ON THE 2011 LOS ANGELES, received RETURN CA 90010

COMMON COUNSEL 678 13TH 2009-11-30 31,843 FOR LEADERSHIP 11,356 NO 12/21/2010 GRANT NO 2009445 TO THE KNOWLEDGE OF THE FOUNDATION FOUNDATION STREET SUITE DEVELOPMENT IN THE SAN AND BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO 100 JOAQUIN VALLEY AND PART OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED OAKLAND, CA CENTRAL COAST PURPOSE AND NO VERIFICATION EFFORTS HAVE BEEN 94612 CONSIDERED NECESSARY

COMMUNITY 2017 0 STREET 2007-06-05 250,000 SUPPORT THE CA EDGE 250,000 NO 7/2/2010 GRANT NO 2007190 TO THE KNOWLEDGE OF THE FOUNDATION COLLEGE LEAGUE SACRAMENTO, CAMPAIGN, TO PROMOTE AND BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO OF CA CA 95814 POLICY REFORMS FOR PART OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED INTEGRATED ACADEMICS IN PURPOSE AND NO VERIFICATION EFFORTS HAVE BEEN COLLEGE CONSIDERED NECESSARY

EDUCATION FIRST PO BOX 22871 2009-12-10 65,000 FOR TECHNICAL ASSISTANCE 65,000 NO 11/30/2010 GRANT NO 2009437 TO THE KNOWLEDGE OF THE FOUNDATION CONSULTING SEATTLE, WA TO THE CA STATE SENATE AND BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO 98122 ON ON EDUCATION POLICY PART OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED PURPOSE AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY

GRTR 1725 EYE 2009-02-10 100,000 TO HELP STRENGTHEN 100,000 NO 4/14/2010 GRANT NO 2009021 TO THE KNOWLEDGE OF THE FOUNDATION BAKERSFIELD STREET CAREER AND TECHNICAL AND BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO CHAMBER OF BAKERSFIELD, EDUCATION IN BAKERSFIELD PART OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED COMM CA 93301 PURPOSE AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY

HARDER COMPANY 1450 DREW AVE 2009-06-10 70,000 TO PLAN AN EVALUATION 70,000 NO 1/8/2010 GRANT NO 2009120 TO THE KNOWLEDGE OF THE FOUNDATION COMMUNITY SUITE 200 FOR PHASE TWO OF THE AND BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO RSRCH DAVIS, CA ARTS REGIONAL INITIATIVE PART OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED 95618 PURPOSE AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY

HARDER COMPANY 1450 DREW AVE 2009-10-09 450,000 TO CONDUCT A MULTIYEAR 132,177 NO 12/16/2010 GRANT NO 2009274 TO THE KNOWLEDGE OF THE FOUNDATION COMMUNITY SUITE 200 EVALUATION OF THE ARTS AND BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO RSRCH DAVIS, CA REGIONAL INITIATIVE PART OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED 95618 PURPOSE AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY

Intersegmental 560 J Street 2008-08-01 1,500,000 FOR NEW EDUCATIONAL 1,500,000 NO 6/28/2010 GRANT NO 2008223 TO THE KNOWLEDGE OF THE FOUNDATION Coordinating Suite 290 COLLABORATIVES AND BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO Committee Sacramento, CA PART OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED 95814 PURPOSE AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY

Intersegmental 560 J Street 2010-07-12 35,000 For strategic planning for the 21,237 NO 12/16/2010 Grant No 2010233 TO THE KNOWLEDGE OF THE FOUNDATION Coordinating Suite 290 ARCHES Initiative AND BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO Committee Sacramento, CA PART OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED 95814 PURPOSE AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY Grantee' s Name Grantee's Grant Date Grant Grant Purpose Amount Any Dates of Date of Results of Verification Address Amount Expended Diversion Reports By Verification By Grantee By Grantee? Grantee

Intersegmental 560 J Street 2010-04-21 150,000 For professional 150,000 NO 10/27/2010 Grant No 2010123 TO THE KNOWLEDGE OF THE FOUNDATION AND Coordinating Suite 290 development for ARCHES BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO PART OF Committee Sacramento, CA grantees THE GRANT WAS USED FOR OTHER THAN THE INTENDED PURPOSE 95814 AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY

Intersegmental 560 J Street 2010-01-10 60,000 For professional 60,000 NO 6/28/2010 Grant No 2010001 TO THE KNOWLEDGE OF THE FOUNDATION AND Coordinating Suite 290 development for ARCHES BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO PART OF Committee Sacramento, CA grantees THE GRANT WAS USED FOR OTHER THAN THE INTENDED PURPOSE 95814 AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY

J PAUL GETTY TRUST 1200 Getty 2010-10-05 200,000 For Pacific Standard Time NO 11/29/2010 Grant No 2010347 TO THE KNOWLEDGE OF THE FOUNDATION AND Center Dr Suite Consortium outreach BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO PART OF 800 activities THE GRANT WAS USED FOR OTHER THAN THE INTENDED PURPOSE Los Angeles, CA AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED 90049 NECESSARY

JACOBS CTR FOR 404 EUCLID AVE 2009-09-10 125,000 TO SUPPORT THE 90,488 NO 10/6/2010 GRANT NO 2009246 TO THE KNOWLEDGE OF THE FOUNDATION NEIGHBORHOOD SAN DIEGO, CA SCALING AND AND BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO INNOVATION 92114 LEADERSHIP PART OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED DEVELOPMENT WORK OF PURPOSE AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED THE CENTER NECESSARY

JACOBS CTR FOR 404 EUCLID AVE 2010-08-15 150,000 To educate key 7,980 NO 11/29/2010 Grant No 2010296 TO THE KNOWLEDGE OF THE FOUNDATION AND NEIGHBORHOOD SAN DIEGO, CA stakeholders about BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO PART OF INNOVATION 92114 community revitalization THE GRANT WAS USED FOR OTHER THAN THE INTENDED PURPOSE AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY

PUBLIC POLICY 500 2008-12-17 1,750,000 TO CONDUCT A SURVEY 760,792 NO 8/2/2010 GRANT NO 2008461 Grantee received 501(c)(3) public charity INSTITUTE OF WASHINGTON ON CALIFORNIANS AND determination from the IRS effective as of 7/1/2008 Therefore the CALIFORNIA STREET THEIR GOVERNMENT Foundation is no longer exercising expenditure responsibility on this SAN grant FRANCISCO, CA 94111

ROADTRIPNATION 853 W 17th St 2010-03-12 500,000 To provide career 123,328 NO 12/2/2010 Grant No 2010061 TO THE KNOWLEDGE OF THE FOUNDATION AND Unit A development for Linked BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO PART OF Costa Mesa, CA Learning students THE GRANT WAS USED FOR OTHER THAN THE INTENDED PURPOSE 92627 AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY

Social Policy Research 1330 Broadway 2010-11-11 142,000 To evaluate the NO 12/21/2010 Grant No 2010492 TO THE KNOWLEDGE OF THE FOUNDATION AND Associates Inc Ste 1526 Community Leadership BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO PART OF Oakland, CA Project THE GRANT WAS USED FOR OTHER THAN THE INTENDED PURPOSE 94612 AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY

Social Policy Research 1330 Broadway 2010-07-14 25,000 To design an evaluation 25,000 NO 11/29/2010 Grant No 2010279 TO THE KNOWLEDGE OF THE FOUNDATION AND Associates Inc Ste 1526 for the Community BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO PART OF Oakland, CA Leadership Project THE GRANT WAS USED FOR OTHER THAN THE INTENDED PURPOSE 94612 AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY

TCC GROUP 31 WEST 27TH 2007-06-05 1,399,850 TO MANAGE AN 496,383 NO 6/9/2010 GRANT NO 2007185 TO THE KNOWLEDGE OF THE FOUNDATION ST 4TH FLOOR ORGANIZATIONAL AND BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO NEW YORK, NY CAPACITY BUILDING PART OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED 10001 INITIATIVE PURPOSE AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY

TCC GROUP 31 WEST 27TH 2008-12-17 175,000 TO ASSES PHASE ONE OF 175,000 NO 11/24/2010 GRANT NO 2008458 TO THE KNOWLEDGE OF THE FOUNDATION ST 4TH FLOOR THE ARTS REGIONAL AND BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO NEW YORK, NY INITIATIVE PART OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED 10001 PURPOSE AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY

TCC GROUP 31 WEST 27TH 2009-03-06 825,000 TO PROVIDE TECHNICAL 825,000 NO 6/23/2010 GRANT NO 2009030 TO THE KNOWLEDGE OF THE FOUNDATION ST 4TH FLOOR ASSISTANCE TO ARTS AND BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO NEW YORK, NY ORGANIZATIONS PART OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED 10001 PURPOSE AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY

TCC GROUP 31 WEST 27TH 2010-03-12 800,000 TO PROVIDE TECHNICAL 582,465 NO 12/1/2010 Grant No 2010051 TO THE KNOWLEDGE OF THE FOUNDATION AND ST 4TH FLOOR ASSISTANCE TO ARTS BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO PART OF NEW YORK, NY ORGANIZATIONS THE GRANT WAS USED FOR OTHER THAN THE INTENDED PURPOSE 10001 AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY

The George Lucas PO Box 3494 2010-04-21 145,223 To create two multi- 145,223 NO 11/30/2010 Grant No 2010122 TO THE KNOWLEDGE OF THE FOUNDATION AND Educational San Rafael, CA media case studies that BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO PART OF Foundation 94912 employ the Linked THE GRANT WAS USED FOR OTHER THAN THE INTENDED PURPOSE Learning approach AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY $4,777 IN GRANT FUNDS OF THE ORIGINAL $150,000 GRANT WERE UNSPENT AND REFUNDED TO THE IRVINE FOUNDATION BY THE GRANTEE Grantee's Grantee' s Grant Date Grant Grant Purpose Amount Any Dates of Date of Results of Verification Name Address Amount Expended By Diversion By Reports By Verification Grantee Grantee? Grantee

The Parthenon 555 California St 2010-05-26 60,000 To support California's Race 60,000 NO 7/30/2010 Grant No 2010154 TO THE KNOWLEDGE OF THE FOUNDATION AND Group LLC Ste 3100 to the Top application BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO PART San Francisco, OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED CA 94104 PURPOSE AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY

WALTER and ONE LOMBARD 2007-12-18 600,000 REGRANTING SUPPORT FOR 595,703 NO 12/13/2010 GRANT NO 2007511 TO THE KNOWLEDGE OF THE FOUNDATION ELISE HAAS STREET SUITE THE CREATIVE WORK FUND AND BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO FUND 305 PART OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED SAN PURPOSE AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED FRANCISCO, CA NECESSARY 94111

WALTER and ONE LOMBARD 2010-06-15 600,000 REGRANTING SUPPORT FOR NO 12/13/2010 Grant No 2010193 TO THE KNOWLEDGE OF THE FOUNDATION AND ELISE HAAS STREET SUITE THE CREATIVE WORK FUND BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO PART FUND 305 OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED SAN PURPOSE AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED FRANCISCO, CA NECESSARY 94111

WILLIAMS 70 IONIA AVE 2007-06-11 129,000 PUBLISH REPORTS ON 119,840 NO 6/15/2010 GRANT NO 2007198 TO THE KNOWLEDGE OF THE FOUNDATION GROUP SW SUITE 200 ADVANCING COMMUNITIES AND BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO GRAND RAPIDS, THROUGH THE ARTS PART OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED MI 49503 PURPOSE AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY

WILLIAMS 70 IONIA AVE 2007-09-10 150,000 TO SUPPORT EMERGING 150,000 NO 9/1/2010 GRANT NO 2007283 TO THE KNOWLEDGE OF THE FOUNDATION GROUP SW SUITE 200 COMMUNITY FOUNDATIONS AND BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO GRAND RAPIDS, TO DESIGN STRATEGIC WEB PART OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED MI 49503 SITES PURPOSE AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY

WILLIAMS 70 IONIA AVE 2008-03-05 600,000 FOR TECHNICAL ASSISTANCE 377,292 NO 4/1/2010 GRANT NO 2008050 TO THE KNOWLEDGE OF THE FOUNDATION GROUP SW SUITE 200 FOR COMMUNITY AND BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO GRAND RAPIDS, FOUNDATIONS PART OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED MI 49503 PURPOSE AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY

WILLIAMS 70 IONIA AVE 2008-05-09 120,000 TO DOCUMENT LESSONS 120,000 NO 7/28/10, Grant No 2008129 TO THE KNOWLEDGE OF THE FOUNDATION AND GROUP SW SUITE 200 FROM COMMUNITY 12/28/10 BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO PART GRAND RAPIDS, FOUNDATIONS INITIATIVE II OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED MI 49503 PURPOSE AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY

WILLIAMS 70 IONIA AVE 2008-06-17 350,000 FOR TECHNICAL ASSISTANCE 319,878 NO 1/5/2010, GRANT NO 2008172 TO THE KNOWLEDGE OF THE FOUNDATION GROUP SW SUITE 200 AND CAPACITY BUILDING 12/10/2010 AND BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO GRAND RAPIDS, FOR COMMUNITY PART OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED MI 49503 FOUNDATIONS PURPOSE AND NO VERIFICATION EFFORTS HAVE BEEN CONSIDERED NECESSARY l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491318003451

TY 2010 General Explanation Attachment

Name : The James Irvine Foundation EIN: 94-1236937

Identifier Return Explanation Reference

Form 990PF, Land , Buildings and Equipment - Part II, Line 14 FURNITURE & FIXTURES San Francisco Office - 806,083 LA Part I, Line 19 , Office - 135,020 LEASEHOLD IMPROVEMENTS San Francisco Office - 1,520,557 Los Angeles Office - Part II, Line 14 354,123 COMPUTER SF/LA Offices - 499,812 TOTAL - 3,315,595 LESS ACCUMULATED DEPRECIATION - (1,851,987) NET P&E- 1, 463,608 Depreciation Expense - Part I, Line 19 Depreciation expense of $434,763 is taken on a straight-line basis over the estimated useful lives of the assets l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491318003451

TY 2010 Investments Corporate Bonds Schedule

Name : The James Irvine Foundation EIN: 94-1236937

Name of Bond End of Year Book End of Year Fair Value Market Value TOTAL 12-31-09 -SEE 2009 990PF AEGON NV 1,352,892 1,439,240 AMERICAN INTL GROUP 775,000 892,854 AT + T CORP ACQUIRED 341,302 439,912 BAC CAP TR XI 836,633 736,514 BANK OF AMERICA 974,323 988,094 BANK OF AMERICA CORP 815,434 834,787 BANK ONE CAP III 902,346 888,795 BANKAMERICA CAP II 1,093,197 1,006,250 BARCLAYS BANK PLC 953,743 995,729 BOSTON PPTYS LTD PARTNERSHIP 799,568 874,784 BOSTON PPTYS LTD PARTNERSHIP 128,420 139,570 BOSTON PROPERTIES LP 449,521 478,904 BURLINGTON NORTHN SANTA FE RY 1,934,337 2,068,743 CAPITAL ONE FINANCIAL CO 270,921 284,483 CAPITAL ONE FINANCIAL CO 1,123,253 1,296,405 CIGNA CORP 523,553 662,671 CIGNA CORP 786,566 936,096 CITIGROUP INC 1,757,355 1,722,432 CITIGROUP INC 271,343 287,953 CITIGROUP INC 672,775 739,726 COMCAST CORP NEW 174,838 200,366 COMCAST CORP NEW 349,687 391,836 COMCAST CORP NEW 399,373 461,108 COMCAST CORP NEW 399,985 449,632 COVIDIEN INTL FIN S A 629,429 681,906 COX COMMUNICATIONS INC 1,182,505 1,293,534 COX COMMUNICATIONS INC NEW 300,168 335,679 CSX TRANSN INC 257,808 282,780 DOW CHEM CO 547,800 594,952 DOW CHEM CO 922,692 1,016,001 DOW CHEMICAL CO/THE 474,553 501,300 ERP OPERATING LP 744,486 755,888 EXPORT IMPORT BK KOREA 377,022 381,113 FEDEX CORP 200,000 229,358 FEDEX CORP 1998 PASS TST 987,409 981,474 GENERAL ELEC CAP CORP 698,280 721,906 GENERAL ELEC CAP CORP 797,339 830,070 GLITNIR BANKI HF 3,869,326 1,152,813 HSBC HLDGS PLC 349,506 365,428 HSBC HOLDINGS PLC 648,474 680,706 JPMORGAN CHASE + CO 217,791 205,314 KONINKLIJKE PHILIPS ELECTRS 583,736 661,579 LAFARGE SA 675,032 718,976 LIBERTY MUT GROUP INC 349,699 394,778 MACYS RETAIL HLDGS INC 201,307 234,000 MACYS RETAIL HLDGS INC 433,675 423,938 MACYS RETAIL HLDGS INC 378,029 384,125 MACYS RETAIL HLDGS INC 467,592 466,688 MACYS RETAIL HLDGS INC. 227,043 220,781 MAY DEPT STORES CO 152,561 178,200 NORDSTROM INC 1,207,909 1,280,537 NORFOLK + SOUTHN RY CO VA 356,020 399,226 REED ELSEVIER CAPITAL 922,462 1,144,251 SLM CORP 983,771 1,039,360 SPRINT NEXTEL CORP 337,721 338,188 ST PAUL TRAVELERS COS INC 191,344 561,225 TIME WARNER CABLE INC 721,690 795,294 TIME WARNER CABLE INC 835,838 993,736 TIME WARNER INC 1,735,889 2,097,048 UNION PAC CORP 649,063 811,090 UNION PAC RR CO 1,041,658 1,080,982 UNION PAC RR CO PASS THRU TR 192,993 203,335 WACHOVIA BK NATL ASSN 670,915 748,892 WACHOVIA CORP 423,585 471,878 WELLPOINT INC 1,284,432 1,704,272 WHIRLPOOL CORP 378,800 413,528 WYETH 349,738 389,099 XEROX CORP + ROUNDING 1,951,695 2,194,680 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491318003451

TY 2010 Investments Corporate Stock Schedule

Name : The James Irvine Foundation EIN: 94-1236937

Name of Stock End of Year Book End of Year Fair Value Market Value TOTAL 12-31-09 -SEE 2009 990PF 3M CO 1,964,123 2,416,400 99 CENTS ONLY STORES 214,800 255,040 ABBOTT LABORATORIES 1,139,858 1,106,721 ADOBE SYSTEMS INC 519,648 2,087,807 ADVANCED SEMICONDUCTOR ENGR 703,223 813,275 AEGON 371,887 227,864 AFFYMETRIX INC 341,762 60,863 AGRICULTURAL BANK OF CHINA H 81,955 78,264 AIA GROUP LTD 725,115 753,288 AIR LIQUIDE SA 102,465 289,860 AKBANK TAS 548,987 1,055,875 ALEXANDER + BALDWIN INC 229,433 440,330 ALLIANZ SE REG 291,487 190,887 ALPHA NATURAL RESOURCES INC 415,478 846,423 ALTERA CORP 633,980 971,334 ALUMINA LTD 89,533 97,823 AMERICA MOVIL ADR SERIES L 295,533 711,016 AMERICA MOVIL ADR SERIES L 730,566 1,427,766 AMERICAN REPROGRAPHICS CO 608,315 418,968 AMGEN INC 4,283,288 4,463,370 AMGEN INC 955,110 1,070,550 AMR CORP 1,606,248 514,140 ANDRITZ AG 306,378 624,310 ANGLO AMERICAN PLC 477,927 600,556 ANN INC 720,951 862,785 AOL INC 161,446 148,425 AOZORA BANK LTD 91,132 138,783 APPLIED MATERIALS INC 413,932 311,910 ARCH CHEMICALS INC 508,018 997,559 Name of Stock End of Year Book End of Year Fair Value Market Value ARM HOLDINGS PLC 104,465 300,884 ARUBA NETWORKS INC 90,731 1,502,942 ASCENA RETAIL GROUP INC 686,174 1,188,900 ASML HOLDING N V 264,300 588,289 ASML HOLDING N V 212,871 256,878 ASML HOLDING NV 858,311 1,047,936 ASSA ABLOY AB B 329,557 586,299 ASTRAZENECA PLC 105,911 105,221 AUTOMATIC DATA PROCESSING 3,159,022 3,804,216 AUTONOMY CORPORATION PLC 264,155 240,343 AVON PRODUCTS INC 2,153,783 1,752,318 AXA SA 205,330 130,428 BABCOCK + WILCOX CO/THE 1,180,840 749,787 BAKER HUGHES INC 503,708 668,889 BANCO BRADESCO ADR 88,833 83,189 BANCO DO BRASIL SA 2,611,499 3,556,895 BANK MANDIRI TBK PT 283,946 590,194 BANK OF CHINA LTD H 245,265 282,561 BANK OF EAST ASIA 152,504 193,952 BANK OF INDIA 724,460 921,945 BANK OF NEW YORK MELLON CORP 866,649 939,220 BANPU PUBLIC CO LTD FOR REG 392,860 980,262 BARCLAYS PLC 773,261 724,266 BARRICK GOLD CORP 904,827 1,334,818 BAYER AG REG 552,404 816,065 BB+T CORP 235,702 294,448 BED BATH + BEYOND INC 859,771 1,135,365 BERKSHIRE HATHAWAY INC CL B 678,498 993,364 BERKSHIRE HATHAWAY INC CL B 867,589 945,298 BG GROUP PLC 739,383 1,032,804 Name of Stock End of Year Book End of Year Fair Value Market Value BHP BILLITON PLC 576,763 910,626 BIDVEST GROUP LTD 204,278 218,359 BIOGEN IDEC INC 1,854,823 3,500,010 BIOMARIN PHARMACEUTICAL INC 237,568 627,469 BMC SOFTWARE INC 162,231 395,976 BNP PARIBAS 990,072 1,081,276 BOC HONG KONG HOLDINGS LTD 125,360 256,890 BOEING CO/THE 929,358 926,692 BOSTON SCIENTIFIC CORP 1,693,383 863,154 BOSTON SCIENTIFIC CORP 765,927 457,228 BOUYGUES SA 232,063 563,441 BRENNTAG AG 165,704 198,067 BRISTOW GROUP INC 60,931 61,555 BRITISH AMERICAN TOBACCO BHD 435,681 520,999 CH ROBINSON WORLDWIDE INC 401,094 473,121 CABLE + WIRELESS WORLDWIDE 156,817 137,528 CABOT CORP 623,483 945,015 CABOT MICROELECTRONICS CORP 696,636 920,190 CADENCE DESIGN SYS INC 236,906 180,068 CAIRN ENERGY PLC 604,188 553,019 CAMBREX CORP 988,301 250,745 CAMECO CORP 460,669 747,030 CAMECO CORP 571,801 1,042,329 CANADIAN NATURAL RESOURCES 100,803 205,314 CANON INC 499,552 550,225 CAPITAL ONE FINANCIAL CORP 1,703,155 1,361,920 CAPLEASE INC 745,240 414,966 CAREFUSION CORP 293,203 255,715 CARMAX INC 570,411 1,603,564 CARMAX INC 134,528 210,408 Name of Stock End of Year Book End of Year Fair Value Market Value CARNIVAL CORP 321,591 336,603 CARTER S INC 683,015 811,525 CATERPILLAR INC 137,405 1,648,416 CCR SA 495,196 785,434 CEC ENTERTAINMENT INC 279,502 559,152 CEDAR SHOPPING CENTERS INC 577,167 256,632 CEMEX SAB SPONS ADR PART CER 312,443 155,327 CEMIG SA SPONS ADR 957,564 1,107,051 CENOVUS ENERGY INC 277,166 332,400 CENOVUS ENERGY INC 325,300 428,706 CENTERRA GOLD INC 359,462 740,768 CERNER CORP 68,524 161,058 CFAO 624,789 661,226 CHEVRON CORP 490,781 839,591 CHILDREN S PLACE 489,891 560,932 CHINA CONSTRUCTION BANK H 884,576 947,869 CHINA HIGH SPEED TRANSMISSIO 21,881 15,488 CHINA RAILWAY CONSTRUCTION H 182,632 163,151 CHINA SHENHUA ENERGY CO H 251,902 239,038 CHUBB CORP 390,886 852,852 CIA SIDERURGICA NACL SP ADR 1,208,084 1,350,270 CIE FINANCIERE RICHEMON BR A 132,037 312,735 CIELO SA 2,632,977 2,456,651 CIMB GROUP HOLDINGS BHD 124,970 131,766 CISCO SYSTEMS INC 155,601 111,265 CLEAN HARBORS INC 905,817 1,639,560 COCA COLA AMATIL LTD 297,396 391,180 COCA COLA CO/THE 2,027,294 3,242,461 COGNEX CORP 294,258 476,604 COLLECTIVE BRANDS INC 841,911 867,210 Name of Stock End of Year Book End of Year Fair Value Market Value COMCAST CORP CLASS A 1,341,641 1,589,530 COMMERCIAL INTERNATIONAL BAN 559,010 1,023,926 COMPANHIA DE BEBIDAS PRF ADR 31,994 34,133 COMPUTER SCIENCES CORP 387,881 406,720 COMPUWARE CORP 118,989 264,909 COMSTOCK RESOURCES INC 615,066 515,760 CONOCOPHILLIPS 604,432 946,590 COPART INC 1,072,573 1,261,496 CORN PRODUCTS INTL INC 425,572 883,200 CORNING INC 138,402 258,888 COSTCO WHOLESALE CORP 79,215 194,967 COVIDIEN PLC 198,526 271,677 CREDIT SUISSE GROUP SPON ADR 152,273 113,148 CREE INC 668,931 1,765,852 CRH PLC 556,696 630,152 CRUCELL ADR 246,605 428,673 CSL LTD 609,145 733,268 CUMMINS INC 141,071 308,028 CURTISS WRIGHTCORP 878,546 949,520 CYTEC INDUSTRIES INC 57,715 100,814 DAIMLER AG REGISTERED SHARES 1,070,352 1,325,067 DANONE 1,054,367 1,271,498 DBS GROUP HOLDINGS LTD 425,711 496,363 DEERE + CO 137,859 298,980 DELTA ELECTRONICS INC 694,314 816,199 DENSO CORP 637,806 725,504 DESARROLLADORA HOMEX ADR 885,453 561,246 DESCARTES SYSTEMS GRP/THE 53,434 81,084 DEUTSCHE BANK AG REGISTERED 300,664 298,991 DIAGEO PLC 346,763 389,612 Name of Stock End of Year Book End of Year Fair Value Market Value DIAGEO PLC SPONSORED ADR 183,957 200,691 DIRECTV CLASS A 670,945 2,090,895 DIRECTV CLASS A 31,270 83,853 DISCOVER FINANCIAL SERVICES 696,862 622,608 DISH NETWORK CORP A 231,494 206,430 DIXONS RETAIL PLC 37,219 34,378 DOMTAR CORP 82,804 87,232 DOMTAR CORP 132,502 103,099 DOW CHEMICAL CO/THE 1,086,392 877,398 DREAMWORKS ANIMATION SKG A 154,030 159,138 DREW INDUSTRIES INC 221,425 193,120 DUN + BRADSTREET CORP 111,355 131,344 EADS NV 83,263 77,209 EASTERN CO 411,260 387,845 EBAY INC 780,550 720,797 ELECTRONIC ARTS INC 940,213 895,986 ELECTRONIC ARTS INC 378,292 335,790 ELI LILLY + CO 6,638,308 4,281,888 EMC CORP/MASS 823,478 1,385,450 ENCANA CORP 294,311 291,200 ENTEGRIS INC 225,467 EOG RESOURCES INC 472,855 457,050 ERICSSON (LM) TEL SP ADR 683,066 1,120,716 ERICSSON (LM) TEL SP ADR 273,318 323,993 ESTERLINE TECHNOLOGIES CORP 235,628 823,080 FANUC CORP 348,922 492,004 FEDEX CORP 361,057 2,762,397 FEDEX CORP 1,034,743 1,106,819 FINANCIAL ENGINES INC 60,784 642,948 FIRST QUANTUM MINERALS LTD 89,471 130,428 Name of Stock End of Year Book End of Year Fair Value Market Value FIRST QUANTUM MINERALS LTD 993,699 1,652,091 FLEXTRONICS INTL LTD 223,075 235,500 FOMENTO ECONOMICO MEX SP ADR 541,665 982,514 FRANKLIN ELECTRIC CO INC 314,588 284,116 FTI CONSULTING INC 910,244 1,129,584 GAZPROM OAO SPON ADR 927,979 747,936 GDF SUEZ 306,403 298,971 GENERAL ELECTRIC CO 1,936,878 1,373,579 GENERAL ELECTRIC CO 1,613,807 896,210 GENERATION INV MAN GLOBAL EQUT 35,000,000 39,735,121 GENWORTH FINANCIAL INC CL A 338,681 195,786 GILEAD SCIENCES INC 119,336 123,216 GKN PLC 351,899 544,096 GLAXOSMITHKLINE PLC SPON ADR 354,892 278,462 GLAXOSMITHKLINE PLC SPON ADR 1,201,756 976,578 GOLDMAN SACHS GROUP INC 186,251 218,608 GOLDMAN SACHS GROUP INC 2,449,544 3,447,280 GOOGLE INC CL A 1,420,756 1,960,101 GRACO INC 459,595 653,765 GRUPO MEXICO SAB DE CV SER B 791,032 1,687,386 GRUPO TELEVISA SA SPON ADR 1,032,944 1,257,605 HAEMONETICS CORP/MASS 340,988 865,566 HDFC BANK LTD ADR 84,188 116,977 HEICO CORP CLASS A 457,745 832,236 HEIDELBERGCEMENT AG 332,814 399,094 HENNES + MAURITZ AB B SHS 281,517 347,119 HESS CORP 288,445 1,201,678 HEWLETT PACKARD CO 95,992 547,300 HEWLETT PACKARD CO 853,558 1,751,360 HITE BREWERY CO LTD 829,651 448,172 Name of Stock End of Year Book End of Year Fair Value Market Value HOLCIM LTD REG 423,092 627,596 HOME DEPOT INC 520,255 641,598 HON HAI PRECISION GDR REG S 50,508 128,700 HON HAI PRECISION GDR REG S 781,630 1,400,048 HONEYWELL INTERNATIONAL INC 1,054,716 1,105,728 HONG KONG + CHINA GAS 713,569 707,004 HSBC HOLDINGS PLC 1,132,215 1,334,103 HSBC HOLDINGS PLC 97,441 188,648 HSBC HOLDINGS PLC SPONS ADR 420,490 253,618 HTC CORP 197,550 714,499 HYNIX SEMICONDUCTOR INC 177,444 162,834 HYPERMARCAS SA 337,201 278,232 HYUNDAI MOBIS 220,420 476,297 HYUNDAI MOBIS 774,164 1,062,895 IBIDEN CO LTD 122,710 151,626 ICICI BANK LTD SPON ADR 137,073 187,368 IDEX CORP 347,732 559,416 ILUKA RESOURCES LTD 166,780 618,351 IMPALA PLATINUM HOLDINGS LTD 91,600 116,203 IMPERIAL TOBACCO GROUP PLC 1,048,362 1,011,897 IND + COMM BK OF CHINA H 267,292 288,022 INFOSYS LTD SP ADR 349,170 737,976 INMET MINING CORPORATION 427,484 606,479 INTACT FINANCIAL CORP 181,269 255,925 INTEL CORP 49,017 988,410 INTERPUBLIC GROUP OF COS INC 203,135 199,656 INTERSIL CORP A 162,346 111,089 INTL BUSINESS MACHINES CORP 2,888,072 4,813,728 INTREPID POTASH INC 758,071 1,096,326 INTUIT INC 1,464,723 2,504,440 Name of Stock End of Year Book End of Year Fair Value Market Value ISRAEL CHEMICALS LTD 268,589 292,754 ISUZU MOTORS LTD 105,646 213,834 IVANHOE MINES LTD 176,439 178,232 IVANHOE MINES LTD RTS 10,384 JARDINE MATHESON HLDGS LTD 245,772 334,400 JC DECAUX SA 154,241 185,335 JETBLUE AIRWAYS CORP 445,931 278,281 JGC CORP 100,366 108,933 JINDAL STEEL + POWER LTD 552,898 944,559 JOHNSON + JOHNSON 552,473 569,020 JOHNSON + JOHNSON 3,020,333 3,259,495 K S AG 112,155 151,220 KAMAN CORP 639,211 654,075 KAR AUCTION SERVICES INC 601,590 667,920 KASIKORNBANK PCL FOREIGN 283,658 665,812 KAYDON CORP 269,863 318,756 KB FINANCIAL GROUP INC 708,284 768,173 KELLOGG CO 219,167 219,644 KENNAMETAL INC 380,440 576,313 KEYENCE CORP 797,635 1,101,979 KIMBERLY CLARK DE MEXICO A 416,381 590,662 KIRBY CORP 272,017 1,048,390 KOC HOLDING AS 316,731 675,710 KOHLS CORP 390,461 445,588 KONINKLIJKE DSM NV 167,737 182,902 KONINKLIJKE KPN NV 763,020 1,158,794 KOREA LIFE INSURANCE 1,239,628 1,229,290 KT+G CORP 1,499,517 1,507,899 KUMBA IRON ORE LTD 694,481 1,792,258 KURITA WATER INDUSTRIES LTD 368,842 520,399 Name of Stock End of Year Book End of Year Fair Value Market Value L OREAL 256,211 412,387 LAFARGE SA 197,796 138,480 LEGG MASON INC 312,734 145,080 LG CHEM LTD 189,629 423,764 LI + FUNG LTD 376,484 452,529 LIBERTY GLOBAL INC A 52,584 49,532 LIBERTY GLOBAL INC SERIES C 46,004 44,057 LIBERTY MEDIA CORP INTER A 474,748 426,579 LIFE TECHNOLOGIES CORP 475,513 1,032,300 LINDE AG 98,574 151,419 LINK REIT 307,884 447,357 LLOYDS BANKING GROUP PLC 642,730 752,033 LOEWS CORP 83,950 159,531 LOWE S COS INC 2,891,588 3,195,192 LUKOIL OAO SPON ADR 1,349,083 1,274,075 LUMINEX CORP 177,567 191,940 LVMH MOET HENNESSY LOUIS VUI 172,459 306,179 MACY S INC 38,450 27,577 MAGNIT OJSC SPON GDR 144A 321,659 660,097 MARSH + MCLENNAN COS 1,674,888 1,845,450 MASSMART HOLDINGS LTD 401,377 904,248 MATTEL INC 493,489 712,040 MAXIM INTEGRATED PRODUCTS 347,983 618,844 MAZDA MOTOR CORP 285,247 301,646 MCDERMOTT INTL INC 1,002,115 912,429 MCGRAW HILL COMPANIES INC 133,166 134,717 MDC HOLDINGS INC 270,452 293,454 MEDIATEK INC 1,451,493 1,461,726 MEDTRONIC INC 2,593,771 2,689,025 MEDTRONIC INC 190,805 196,577 Name of Stock End of Year Book End of Year Fair Value Market Value MERCK + CO INC 899,570 1,250,588 MICHELIN (CGDE) B 128,768 128,161 MICRON TECHNOLOGY INC 654,651 477,992 MICROSOFT CORP 1,491,286 1,490,928 MICROSOFT CORP 2,601,081 2,831,088 MID AMERICA APARTMENT COMM 469,451 546,014 MITSUBISHI CORP 154,972 162,604 MITSUBISHI UFJ FINANCIAL GRO 96,400 105,548 MITSUI FUDOSAN CO LTD 454,376 459,121 MITSUI OSK LINES LTD 480,338 525,960 MOBILE TELESYSTEMS SP ADR 1,362,018 1,281,418 MOBINIL EGYPTIAN MOBILE SERV 508,845 363,592 MOLEX INC CL A 279,837 200,022 MONSANTO CO 622,750 2,572,223 MOTOROLA INC 528,609 473,454 MOTOROLA INC 2,259,096 1,181,821 MOTRICITY INC 72,374 124,809 MUENCHENER RUECKVER AG REG 279,705 325,097 MURATA MANUFACTURING CO LTD 932,264 1,339,979 MURPHY OIL CORP 119,213 447,300 MURRAY + ROBERTS HOLDINGS 1,039,692 963,855 NATIONAL GRID PLC 78,596 89,178 NATIONAL OILWELL VARCO INC 134,968 1,211,038 NATURA COSMETICOS SA 672,504 1,287,055 NEDBANK GROUP LTD 490,038 839,643 NESTLE SA REG 266,343 493,696 NETEASECOM INC ADR 1,026,585 947,130 NEUSTAR INC CLASS A 777,251 752,845 NEWCREST MINING LTD 253,389 372,953 NEW MONT MINING CORP 210,267 681,873 Name of Stock End of Year Book End of Year Fair Value Market Value NEWS CORP CL A 1,203,110 1,129,856 NHN CORP 1,214,655 1,819,360 NINTENDO CO LTD 981,858 969,595 NOBLE ENERGY INC 58,187 387,360 NOKIA CORP SPON ADR 376,873 355,008 NORFOLK SOUTHERN CORP 108,990 502,560 NOVARTIS AG ADR 1,836,497 2,870,865 NOVARTIS AG ADR 1,221,270 1,308,690 NOVARTIS AG REG 556,754 791,502 NOVO NORDISK A/S B 304,686 1,075,727 NUANCE COMMUNICATIONS INC 200,484 221,796 NVIDIA CORP 444,602 838,530 OCCIDENTAL PETROLEUM CORP 418,184 1,206,630 OCEANEERING INTL INC 667,737 751,026 OIL + GAS DEVELOPMENT CO LTD 476,067 610,670 OIL SEARCH LTD 291,810 410,141 OLAM INTERNATIONAL LTD 119,566 120,105 ONEX CORPORATION 84,661 88,227 ORACLE CORP 746,282 1,862,350 ORACLE CORP JAPAN 366,386 408,323 ORASCOM CONSTRUCTION INDS 868,106 1,305,536 ORIFLAME COSMETICS SA SDR 623,087 731,869 ORTHOFIX INTERNATIONAL NV 1,044,137 771,400 OTP BANK PLC 992,235 1,100,881 PAKISTAN PETROLEUM LTD 439,755 750,695 PANASONIC CORP SPON ADR 403,356 408,900 PAREXEL INTERNATIONAL CORP 49,514 114,642 PATTERSON UTI ENERGY INC 220,473 805,970 PEAK SPORT PRODUCTS LTD 2,286 22,792 PEPSICO INC 1,643,451 2,227,753 Name of Stock End of Year Book End of Year Fair Value Market Value PERNOD RICARD SA 1,573,301 1,596,255 PETROLEO BRASILEIRO SPON ADR 314,197 345,117 PETROLEO BRASILEIRO SPON ADR 77,976 119,595 PFIZER INC 1,130,935 1,073,363 PHILIPPINE LONG DIST SP ADR 1,698,713 1,806,370 PITNEY BOWES INC 406,459 232,128 PLAINS EXPLORATION + PRODUCT 52,655 33,426 POTASH CORP OF SASKATCHEWAN 120,770 2,214,069 POWER INTEGRATIONS INC 190,083 188,658 POWSZECHNY ZAKLAD UBEZPIECZE 166,892 144,392 PRAXAIR INC 97,557 200,487 PRETORIA PORTLAND CEMENT CO 860,811 971,849 PRIDE INTERNATIONAL INC 138,665 247,500 PROCTER + GAMBLE CO/THE 317,849 347,382 PROCTER + GAMBLE CO/THE 3,632,763 4,065,656 PROGRESSIVE CORP 196,476 178,830 PRUDENTIAL PLC 268,928 335,719 PUNJAB NATIONAL BANK 945,959 1,926,997 QANTAS AIRWAYS LTD 376,713 452,701 QUALCOMM INC 489,227 1,742,048 QUIKSILVER INC 398,783 171,366 RAMBUS INC 691,586 722,944 RANGE RESOURCES CORP 135,382 148,569 RBC BEARINGS INC 549,637 1,004,356 REDECARD SA 2,606,602 2,263,610 RELIANCE INDS SPONS GDR 144A 236,779 237,600 REPSOL YPF SA 272,416 299,293 RESEARCH IN MOTION 383,663 1,052,153 RIO TINTO PLC 547,547 892,085 RITCHIE BROS AUCTIONEERS 423,757 516,320 Name of Stock End of Year Book End of Year Fair Value Market Value RITCHIE BROS AUCTIONEERS 357,663 424,120 ROCHE HOLDING AG GENUSSCHEIN 1,705,510 1,496,109 ROCKWELL AUTOMATION INC 210,790 286,840 ROTORK PLC 190,556 183,169 ROYAL DUTCH SHELL PLC A SHS 631,761 958,172 ROYAL DUTCH SHELL PLC ADR 2,706 180,306 SAMPO OYJ A SHS 656,942 704,461 SAMSUNG ELECTR GDR 144A 749,393 1,071,626 SAMSUNG ELECTR GDR 144A 1,465,673 1,940,740 SAMSUNG ELECTR GDR 144A 170,092 212,638 SAMSUNG ELECTRONICS CO LTD 338,132 380,470 SANDISK CORP 120,960 363,978 SANDRIDGE ENERGY INC 388,415 425,629 SANLAM LTD 741,936 1,303,018 SANOFIADR 942,517 721,952 SAP AG COMMON 1,269,720 1,262,493 SCHLUMBERGER LTD 587,936 1,636,600 SCHLUMBERGER LTD 747,158 1,465,425 SCHLUMBERGER LTD 1,810,075 2,429,850 SCHWAB (CHARLES) CORP 464,054 479,080 SEADRILL LTD 547,952 891,666 SEAHAWK DRILLING INC 9,194 4,233 SEMEN GRESIK (PERSERO) PT 534,501 693,489 SEMTECH CORP 741,276 953,144 SES 78,170 280,255 SES 384,597 394,346 SHAW GROUP INC 405,193 872,865 SHIMAMURA CO LTD 105,390 102,127 SHINHAN FINANCIAL GROUP LTD 2,490,414 2,742,885 SHIRE PLC 380,976 596,702 Name of Stock End of Year Book End of Year Fair Value Market Value SHIRE PLC ADR 62,860 130,284 SHOPRITE HOLDINGS LTD 481,779 858,158 SHORETEL INC 136,383 329,199 SHOUGANG CONCORD INTL ENT CO 29,142 27,910 SIEMENS AG REG 692,599 1,181,437 SILCHESTER INTL VALUE EQUITY 59,842,649 66,160,583 SIMPSON MANUFACTURING CO INC 1,178,645 1,322,948 SLM CORP 697,818 312,232 SMC CORP 357,293 531,669 SOCIETE GENERALE 262,491 285,973 SOFTBANK CORP 1,039,961 2,051,800 SONY CORP 109,064 129,920 SONY CORP SPONSORED ADR 1,041,142 871,324 SONY CORP SPONSORED ADR 684,246 710,629 SOUTHWEST AIRLINES CO 957,403 1,383,499 SOUZA CRUZ SA 189,486 952,634 SPRINT NEXTEL CORP 1,225,056 276,642 SPRINT NEXTEL CORP 1,843,604 557,514 STANDARD BANK GROUP LTD 653,814 887,126 STANDARD CHARTERED PLC 166,469 157,364 STANDARD CHARTERED PLC 172,818 183,038 STORA ENSO OYJ R SHS 73,645 124,182 STRATTEC SECURITY CORP 160,175 183,315 STRYKER CORP 1,353,541 1,616,370 SUMITOMO CHEMICAL CO LTD 424,016 320,572 SUMITOMO CORP 273,347 467,505 SUNTRUST BANKS INC 142,829 212,472 SUZUKI MOTOR CORP 79,504 167,684 SVENSKA CELLULOSA AB B SHS 160,062 217,618 SVENSKA HANDELSBANKEN A SHS 157,760 179,007 Name of Stock End of Year Book End of Year Fair Value Market Value SWIRE PACIFIC LTD A 269,138 320,583 SWISSCOM AG REG 385,796 554,396 SYMANTEC CORP 700,466 867,132 SYMANTEC CORP 570,988 639,468 SYNGENTA AG REG 525,326 573,643 SYNOPSYS INC 319,545 374,049 SYNTHES INC 159,214 169,647 SYSMEX CORP 493,123 590,038 TAIWAN SEMICONDUCTOR SP ADR 1,491,079 1,797,095 TAMBANG BATUBARA BUKIT ASAM 401,636 769,245 TDC A/S 210,184 204,970 TE CONNECTIVITY LTD 508,694 529,230 TELEDYNE TECHNOLOGIES INC 604,950 707,917 TELEFONICA SA 34,957 91,880 TELEFONOS DE MEXICO SP ADR L 197,375 138,804 TELEKOMUNIK INDONESIA SP ADR 1,921,431 1,746,850 TELEKOMUNIKACJA POLSKA SA 95,271 83,010 TELSTRA CORP LTD 325,129 338,025 TELUS CORPORATION NON VOTE 453,360 517,964 TESCO PLC 1,162,569 1,130,517 TEXAS INSTRUMENTS INC 644,471 2,999,750 THOR INDUSTRIES INC 721,437 869,376 TIGER BRANDS LTD 596,954 944,450 TIME WARNER CABLE 520,254 657,395 TIME WARNER INC 1,215,633 1,118,422 TINGYI (CAYMAN ISLN) HLDG CO 188,337 189,435 TJX COMPANIES INC 162,440 341,803 TNK BP HOLDING BRD 618,649 796,449 TOKYO ELECTRON LTD 212,179 266,173 TOTAL SA 217,610 247,079 Name of Stock End of Year Book End of Year Fair Value Market Value TRANSOCEAN LTD 162,479 156,809 TRAVELERS COS INC/THE 205,253 367,686 TREND MICRO INC 1,002,529 935,482 TRIMBLE NAVIGATION LTD 321,200 2,108,304 TRUWORTHS INTERNATIONAL LTD 481,804 1,041,206 TURKCELL ILETISIM HIZMET AS 1,932,294 2,040,702 TURKIYE IS BANKASI C 1,295,687 2,191,684 TYCO INTERNATIONAL LTD 340,042 337,736 UBS AG REG 1,282,788 1,273,419 UGI CORP 306,144 1,089,510 UNION PACIFIC CORP 185,267 926,600 UNITED PARCEL SERVICE CL B 1,237,877 1,183,054 UNITED STATIONERS INC 302,781 523,242 UNITED TRACTORS TBK PT 265,458 684,370 URALKALI SPON GDR REG S 668,992 1,348,138 US BANCORP 185,956 229,245 VALE SA SP ADR 2,519,011 3,052,531 VALE SA SP PREF ADR 242,874 459,344 VEOLIA ENVIRONNEMENT 499,076 241,407 VIENNA INSURANCE GROUP AG 62,432 64,964 VODAFONE GROUP PLC 79,993 74,241 VODAFONE GROUP PLC SP ADR 616,411 742,683 VULCAN MATERIALS CO 907,801 975,920 VULCAN MATERIALS CO 273,607 235,108 WAL MART STORES INC 337,118 404,475 WAL MART STORES INC 2,904,888 3,025,473 WALGREEN CO 436,743 522,064 WALT DISNEY CO/THE 147,341 165,044 WALT DISNEY CO/THE 2,392,731 3,199,603 WARNACO GROUP INC/THE 141,169 495,630 Name of Stock End of Year Book End of Year Fair Value Market Value WASTE CONNECTIONS INC 920,435 1,192,049 WATERS CORP 211,169 442,947 WEICHAI POWER CO LTD H 516,792 523,210 WELLS FARGO + CO 3,105,927 1,647,459 WELLS FARGO + CO 1,496,567 1,605,282 WEST PHARMACEUTICAL SERVICES 619,068 597,400 WHARF HOLDINGS LTD 450,335 738,495 WHIRLPOOL CORP 1,979,915 2,016,441 WILMAR INTERNATIONAL LTD 80,863 76,470 WING HANG BANK LTD 54,477 55,315 WOLTERS KLUWER 547,929 599,891 WOODWARD INC 330,881 454,476 WOOLWORTHS LTD 42,606 243,724 WOONGJIN COWAY CO LTD 855,225 970,090 WRIGHT MEDICAL GROUP INC 35,321 34,166 XEROX CORP 850,861 705,024 XSTRATA PLC 384,147 311,136 YAHOO JAPAN CORP 227,825 236,527 ZIMMER HOLDINGS INC 72,657 75,152 ARCADIAN 23,385 23,385 ELETROPAULO METROPOLI PREF 141,582 244,357 LIVHOME 292,075 80,179 ULTRAPAR PARTICIPACOES PREF 508,756 702,777 USINAS SIDER MINAS GER PF A 1,593,453 1,595,128 VALE FERTILIZANTES SA PRF 110,716 132,701 UNREALIZED GN/LS ADJ - FX + RN 136,128 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491318003451

TY 2010 Investments Government Obligations Schedule

Name : The James Irvine Foundation EIN: 94-1236937 US Government Securities - End of Year Book Value : 74,430,130 US Government Securities - End of Year Fair Market Value : 77,023,320 State & Local Government Securities - End of Year Book Value : 5,222,390 State & Local Government Securities - End of Year Fair Market Value : 5,385,483 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491318003451

TY 2010 Investments - Other Schedule

Name : The James Irvine Foundation EIN: 94-1236937

Category / Item Listed at Cost or Book Value End of Year Fair FMV Market Value TOTAL 12-31-09 -SEE 2009 990PF FMV ABINGWORTH BIOVENTURES II FMV 751,400 ABINGWORTH BIOVENTURES III FMV 4,528,852 3,554,125 ACACIA VENTURE PARTNERS LP FMV 3,500 ACACIA VENTURE PARTNERS II FMV 2,235,069 680,000 ANGELENO INVESTORS II FMV 3,297,913 4,174,283 ANGELENO INVESTORS 3 FMV 450,000 71,327 ARCHER CPT OFFSHORE FMV 15,000,000 18,265,200 AURELIUS CAPITAL INTERNATIONAL FMV 5,928,104 9,908,197 AXIOM ASIA PRIVATE CAPITAL 1 FMV 2,801,384 1,093,949 AXIOM ASIA PRIVATE CAPITAL 2 FMV 1,079,571 4,147,995 BAUPOST 4 FMV 20,024,496 30,661,105 BEACON CAPITAL PART IV LP FMV 26,774,573 14,816,707 BEACON CAPTAL PART V LP FMV 20,559,000 8,346,520 BIL LTD FMV 5,374,618 9,867,456 BROADREACH CAP PART REIT II FMV 17,598,246 8,027,898 BROOKSIDE 2 FMV 5,000,000 5,324,236 CASTLE HARLAN PARTNERS III FMV 3,226,826 483,748 CASTLE HARLAN PARTNERS IV FMV 2,169,550 1,028,069 CCG INVESTMENT FUND, LP FMV 7,104,444 3,976,656 CD + R 8 FMV 4,650,983 5,489,368 CD + R 7 FMV 9,771,882 11,633,730 CD + R 7 COINVEST FMV 8,377,668 6,599,229 CENTERBRIDGE CREDIT PARTNERS FMV 7,442,077 9,000,545 CERBERUS INSTITUTIONAL PARTNRS FMV 17,134,244 21,364,588 CHARLES RIVER PRTNR 13 FMV 4,125,000 5,192,994 CHRYSCAPITAL IV FMV 2,535,575 3,750,240 CHRYSCAPITAL V FMV 2,591,044 2,401,519 CIPEF III FMV 681,583 1,515,129 CIPEF IV FMV 7,159,991 10,492,210 Category/ Item Listed at Cost or Book Value End of Year Fair FMV Market Value CIPEF V FMV 7,589,474 7,816,580 COLISEUM CAPITAL PARTNERSHIP FMV 20,059,631 30,661,208 CROWN EUROPEAN BUYOUT2 FMV 5,315,090 6,435,151 DECCAN VALUE ADVISORS FUND FMV 1,050,707 638,594 DENHAM 5 FMV 3,044,230 4,296,504 DRAWBRIDGE FMV 7,474,875 11,160,751 EAST PEAK PARTNERS LP FMV 7,207,002 5,848,927 ENERGY CAPITAL I FMV 8,592,808 6,905,364 ENERGY CAPITAL 2 FMV 3,215,539 3,944,311 ETON PARK OVERSEAS FUND FMV 6,352,722 11,093,008 FARALLON CAPITAL INST PARTNERS FMV 9,374,335 12,627,979 FIRST RESERVE CORP X LP FMV 2,460,035 3,506,000 FIRST RESERVE CORP XI LP FMV 11,195,513 11,600,000 FOUNDATION CAPITAL LP FMV 914,196 2,917,500 FOUNDATION CAPITAL II FMV 2,044,416 2,683,061 FOUNDATION CAPITAL III FMV 3,528,347 980,080 FOUNDATION CAPITAL IV FMV 4,191,065 5,967,069 FOUNDATION CAPITAL V FMV 3,623,676 3,262,371 FOUNDATION CAPITAL VI FMV 3,840,000 4,292,081 FOUNDATION CAPITAL LEADERSHIP FMV 1,711,397 1,738,084 FRIEDMAN FLEISCHER LOWE FMV 2,361,885 4,952,033 FRIEDMAN FLEISHER LOWE II FMV 6,918,042 9,474,157 FRIEDMAN FLEISCHER LOWE 3 FMV 4,283,114 3,804,805 GGC INVESTMENT II FMV 13,394,643 17,090,185 GGC OPPORTUNITY FUND FMV 16,637,511 21,712,255 GMO FORESTRY FUND 8 B FMV 16,639,640 19,247,127 GSR VENTURES II FMV 4,100,000 6,819,843 GSR VENTURES 3 FMV 2,000,000 2,965,283 HELLMAN + FRIEDMAN 6 FMV 7,787,478 8,810,465 HOUSTONIC 4 FMV 7,000,000 9,181,319 Category / Item Listed at Cost or Book Value End of Year Fair FMV Market Value HUSATONIC 5 FMV 1,000,000 1,263,255 IGP INDUSTRIES FMV 5,224 3,882 IGP INDUSTRIES II FMV 2,413,742 905,226 IGP INDUSTRIES III FMV 5,775,622 6,169,839 INVESCO REAL ESTATE I LP FMV 15,559,334 10,274,770 INVESCO REAL ESTATE II FMV 12,000,662 7,753,387 JP MORGAN ALTERNATIVE PROPERTY FMV 12,511,264 7,019,662 KKR STRATEGIC CAP OVERSEAS LTD FMV 5,921,295 6,240,872 KPS CAPITAL PTNR III FMV 2,091,419 3,546,833 LEGACY PARTNERS REALTY FUND 1 FMV 17,476,482 12,086,717 LEGACY PARTNERS REALTY FUND II FMV 20,000,000 2,901,510 LGT CROWN EUROPEAN BUYOUT FMV 6,743,013 4,785,591 LONE STAR & MACFARLANE RE FUND FMV 23,816,946 6,367,494 MADRONA VENTURE 4 FMV 1,600,000 1,095,278 MADRONA VENTURE III FMV 4,997,238 5,165,549 MAYFIELD XII FMV 3,915,537 4,660,331 MAYFIELD 13 FMV 1,512,738 1,705,946 MILLGATE INTERNATIONAL LTD FMV 3,600,580 3,915,904 NAZEM + CO IV FMV 2,409,531 64,938 NEW ENTERPRISE ASSOCIATES VI FMV 415,486 62,452 NEW ENTERPRISE ASSOCIATES VII FMV 1,213,504 282,933 NEW ENTERPRISE ASSOC VIII FMV 2,806,189 910,874 NEW ENTERPRISE ASSOC 8 A LP FMV 1,199,868 427,693 NEW ENTERPRISE ASSOCIATES IX FMV 4,364,849 1,338,277 NEW ENTERPRISE ASSOCIATES 10 FMV 3,710,138 1,892,663 NEW ENTERPRISE ASSOCIATES 11 FMV 3,823,876 3,808,841 NEW ENTERPRISE ASSOCIATES 12 FMV 7,395,150 8,466,347 NEXUS INDIA CAPITAL I FMV 3,850,212 5,678,031 NEXUS INDIA CAPITAL 2 FMV 2,325,000 2,252,653 OCH ZIFF RE PARALLEL 2A FMV 1,208,363 1,050,626 Category/ Item Listed at Cost or Book Value End of Year Fair FMV Market Value OCH ZIFF REAL ESTATE FMV 19,269,443 20,073,593 OCM OPPORTUNITIES FUND VII B FMV 18,000,000 27,563,378 ONSET ENTERPRISE ASSOCIATES II FMV 1,388,759 86,326 ONSET ENTERPRISE ASSOCIATES II FMV 3,937,872 881,088 ONSET ENTERPRISE ASSOCIATES IV FMV 4,158,221 1,658,676 PERRY PARTNERS ALL FMV 11,439,062 16,761,072 PROSPECT HARBOR CRED PARTNERS FMV 1,412,416 1,432,543 ROYALCAP VALUE FUND LTD FMV 3,780,830 5,766,011 SAGEVIEW CAPITAL PARTNERS FMV 6,955,797 6,629,561 SEQUOIA CAP INDIA GROWTH 1 FMV 4,056,347 4,900,497 SEQUOIA CAP INDIA GROWTH 2 FMV 1,200,000 1,178,421 SEQUOIA CAPITAL 2010 LP FMV 1,699,500 1,930,267 SEQUOIA CAPITAL CHINA GROWTH 1 FMV 2,459,519 3,160,560 SEQUOIA CAPITAL CHINA I FMV 1,606,247 4,146,694 SEQUOIA CAPITAL CHINA II FMV 2,280,000 4,343,419 SEQUOIA CAPITAL FRANCHISE FUND FMV 3,676,881 5,908,696 SEQUOIA CAPITAL GROWTH 4 FMV 4,360,000 4,431,652 SEQUOIA CAPITAL GROWTH FD III FMV 6,416,967 7,025,440 SEQUOIA CAPITAL INDIA III LP FMV 2,025,000 2,274,540 SEQUOIA CAPITAL ISRAEL III FMV 1,498,941 1,531,557 SEQUOIA CAPITAL ISREAL 4 FMV 610,304 499,185 SEQUOIA CAPITAL IX FMV 7,369,056 4,126,095 SEQUOIA CAPITAL VII FMV 3,071,919 512,488 SEQUOIA CAPITAL VIII FMV 3,850,602 165,082 SEQUOIA CAPITAL X FMV 5,314,953 1,560,098 SEQUOIA CAPITAL XI LP FMV 4,721,909 8,641,117 SEQUOIA CAPITAL XII FMV 5,906,999 6,079,156 SOWOOD ALPHA FUND LTD FMV 529,980 162,072 SPLIT ROCK PARTNERS 2 FMV 2,350,001 1,767,758 SPLIT ROCK PARTNERS, LP FMV 6,699,614 5,166,670 Category/ Item Listed at Cost or Book Value End of Year Fair FMV Market Value SPO 2 FMV 22,226,441 33,927,435 STADIUM RELATIVE VALUE PTNERS FMV 5,294,613 5,418,445 STARWOOD SOF VII NEW LP LENDER FMV 1,234,914 1,577,613 STARWOOD 8 FMV 8,010,000 8,592,094 STARWOOD OPPORTUNITY FD VII D FMV 28,428,733 20,378,699 SUTTER HILL VENTURES LP FMV 22,437,519 33,867,125 TA ASSOCIATES 11 FMV 1,050,000 1,055,859 TCW ENERGY PARTNERS XIV FMV 8,895,932 10,959,529 TECHNOLOGY PARTNERS VIII FMV 2,337,500 2,940,316 TECHNOLOGY PARTNERS VI FMV 2,414,741 407,921 TECHNOLOGY PARTNERS VII LP FMV 3,623,312 1,720,923 TOTAL RETURN SWAP MSTRS10-1 TR FMV 1,896,985 TRUE VENTURES 1 LP FMV 3,744,206 2,670,245 TRUE VENTURES 2 FMV 2,835,014 3,292,304 VARDE FUND IX FMV 5,000,000 7,283,982 VENTURE INVTMENT ASSOCIATES II FMV 284,603 VENTURE LENDING + LEASING V FMV 7,500,000 7,600,725 WARBURG PINCUS PRT EQT IX FMV 11,400,016 16,008,679 WHIPPOORWILL OFFSH DIST OPP 1 FMV 26,000,000 27,220,936 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491318003451

TY 2010 Land, Etc. Schedule

Name : The James Irvine Foundation EIN: 94-1236937

Category / Cost / Other Accumulated Book End of Year Fair Market Item Basis Depreciation Value Value l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491318003451

TY 2010 Legal Fees Schedule

Name : The James Irvine Foundation EIN: 94-1236937

Category Amount Net Investment Adjusted Net Disbursements for Income Income Charitable Purposes

COOLEY - INVESTMENT 26,277 26,277 ISSUES

ADLER - GRANTEE ADVICE ETC 38,761 13,408 25,353

VARIOUS MINOR ISSUES 825 345 480 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491318003451

TY 2010 Other Assets Schedule

Name : The James Irvine Foundation EIN: 94-1236937

Description Beginning of Year - End of Year - Book End of Year - Fair Book Value Value Market Value

INTEREST RECEIVABLE 1,570,659 1,197,921 1,197,921

DIVIDENDS RECEIVABLE 701,503 580,877 580,877

PREPAID EXPENSES 181,922 199,412 199,412

DEFD COMP ASSETS - 457B PLAN 221,858 297,353 297,353

PREPAID INVESTMENT CONTRIB 44,529,249 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491318003451

TY 2010 Other Decreases Schedule

Name : The James Irvine Foundation EIN: 94-1236937

Description Amount DIFFERENCE IN ACCRUAL VS. CASH INCOME 466,124 DIFFERENCE IN GRANT EXPENSE VS. PAID 5,229,682 DIFFERENCE IN BOOK-TAX TREATMENT OF 457 31,829 DIFFERENCE IN ACCRUAL VS. CASH EXPENSE 1,045,188 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491318003451

TY 2010 Other Expenses Schedule

Name : The James Irvine Foundation EIN: 94-1236937

Description Revenue and Expenses Net Investment Adjusted Net Income Disbursements for per Books Income Charitable Purposes

OFFICE SUPPLIES 78,550 11,520 67,029

EQUIPMENT &FACILITIES MAINT 39,944 6,790 33,154

POSTAGE 11,666 1,885 9,781

INSURANCE 35,863 6,097 29,766

MEMBERSHIPS/DUES/FEES 8,080 3,813 4,267

BANK CUSTODIAL SERVICES 420,044 420,044

RECRUITMENT & EMPL MOVING EXP 10,867 312 10,555

INFORMATION TECHNOLOGY 233,873 65,623 168,251

FOUNDATION ADMIN'D PROJECTS 1,575,997 1,575,997 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491318003451

TY 2010 Other Income Schedule

Name : The James Irvine Foundation EIN: 94-1236937

Description Revenue And Net Investment Adjusted Net Income Expenses Per Books Income

Securities Lending 146,824 146,824

Rebate on Commissions Paid 10,730 10,730

Net Currency Gain (in Book as Cap Gain) 1,419,951

Ltd Partnership Operating Gains (Losses) 12,868,756

Redetermined Foreign Income Taxes 1,786 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491318003451

TY 2010 Other Liabilities Schedule

Name : The James Irvine Foundation EIN: 94-1236937

Description Beginning of Year - End of Year - Book Book Value Value DEFERRED EXCISE TAX 2,374,851 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491318003451

TY 2010 Other Professional Fees Schedule

Name : The James Irvine Foundation EIN: 94-1236937

Category Amount Net Investment Adjusted Net Disbursements for Income Income Charitable Purposes

MANAGEMENT OF 4,035,449 4,035,449 INVESTMENTS

LINKED LEARNING RESEARCH 195,024 195,024

VARIOUS UNDER $50,000 348,242 52,544 295,698 EACH l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491318003451

TY 2010 Taxes Schedule

Name : The James Irvine Foundation EIN: 94-1236937

Category Amount Net Investment Adjusted Net Disbursements for Income Income Charitable Purposes

990PFTAX ON INVESTMENT INCOME 145,142

VARIOUS STATES INCOME TAX 94,564 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491318003451

TY 2010 Tra nsfersToControlled Entities

Name : The James Irvine Foundation EIN: 94-1236937

Name us / EIN Description Amount Foreign Address

SOF-VIII Investor III 21 St Thomas Street 98-0579697 $654,000 was 654,000 Bristol BS1 6]S transferred TO this UK entity in 2010 See form 926 Tota I 654,000 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491318003451

TY 2010 Itemized Other Current Liabilities Schedule

Name : The James Irvine Foundation EIN: 94-1236937

Corporation Name Corporation Description Beginning Ending EIN Amount Amount

ACCRUED EXPENSES 3,500 3,500

DUE TO AFFILIATES 4,181 7,681 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491318003451

TY 2010 Other Deductions Schedule

Name : The James Irvine Foundation EIN: 94-1236937

Description Foreign Amount Amount (should only be used when attached to 5471 Schedule C Line 16) PORTFOLIO DEDUCTIONS FROM PASSTHROU 11,291 FOREIGN TAXES FROM PASSTHROUGH 118 PROFESSIONAL FEES 3,500 OTHER PASSTHROUGH DEDUCTIONS 123 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491318003451

TY 2010 Itemized Other Investments Schedule

Name : The James Irvine Foundation EIN: 94-1236937

Corporation Name Corporation Other Investments Description Beginning Ending Amount EIN Amount

OPPORTUNITY FUND VIII-1, LP 524,884 557,084 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491318003451

TY 2010 Itemized Other Liabilities Schedule

Name : The James Irvine Foundation EIN: 94-1236937

Corporation Name Corporation Other Liabilities Description Beginning Ending Amount EIN Amount

LIAB FROM STARWOOD INT'L OPP FUND 614,901 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491318003451

TY 2010 Other Income Statement

Name : The James Irvine Foundation EIN: 94-1236937

Description Foreign Amount Amount ORDINARY LOSS FROM PASSTHROUGH -4,465 OTHER LOSS FROM PASSTHROUGH -22 PORTFOLIO INCOME FROM PASSTHROUGH 5 THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1. 6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street . Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name ClaN ton. Dubilier & Rice Fund VIII LP FEIN 98-0476822 Address 37 5 Park AN enue . 18th Floor New York, NY 10052 2 Transfer

(1) Transferee foreign corporation

Name CD&R OspreN Ins estment SARL FEIN FOREIGNUS Address 5. Rue Guillaume Kroll L-1025 L-1025 Luxembourg

Countn of incorporation Luxembourg

(u) Description of Transfer

The James In nee Foundation transferred the following property to CD&R OspreN In estment SARL The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $757,5 10 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $757,510 (u) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1. 6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street . Suite 3400 San Francisco . CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Clm scapital V LLC FEIN 98-0546580 Address IFS Court. T« ent} Eight CN bercm . Ebene Mauritius 2 Transfer

(1) Transferee foreign corporation

Name Pratibha Industries Ltd FEIN FOREIGNUS Address 101 Usha Kamal. 574 Chembur Naka Chembur

Countn of incorporation India

(u) Description of Transfer

The James In me Foundation transferred the follow Ing property to Pratibha Industries Ltd The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $123.959 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiNe Business Propem $123.959 (ni) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1. 6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 575 Market Street. Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Capital Intl Pm ate Equrtm Fund V LP FEIN 51-0631126 Address Walker House. 87 Man Street George Town. CaN man Islands KY1-9002 2 Transfer

(1) Transferee foreign corporation

Name Cipef Galax S A R L FEIN FOREIGNUS Address 5. Rue Guillaume Kroll L-1882 Luxembourg

Countn of incorporation Luxembourg

(u) Description of Transfer

The James In ine Foundation transferred the following propem to Cipef Galax S A R L The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 3/10/2010 Cash of $466.218 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $466,218 (ii) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1. 6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street. Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Capital Intl Pm ate Equrtm Fund V LP FEIN 51-0631126 Address Walker House. 87 Man Street George Town. CaN man Islands KY1-9002 2 Transfer

(1) Transferee foreign corporation

Name Constellation ON erseas Ltd FEIN FOREIGNUS Address Vanterpool Plaza 2nd Fl Wickhanis CaN 1 Road Tow n

Countn of incorporation Virgin Islands

(u) Description of Transfer

The James In uie Foundation transferred the following property to Constellation ON erseas Ltd The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 6/15/2010 Cash of $1,367.634 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $1.367,634 (N) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 575 Market Street . Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Capital Intl Pm ate Equrtm Fund V LP FEIN 51-0631126 Address Walker House. 87 Man Street George Town. CaN man Islands KY1-9002 2 Transfer

(1) Transferee foreign corporation

Name Dili Group Holdings Co. Ltd FEIN FOREIGNUS Address Cricket Square. Hutcluns Drn e PO Box 2681

Country of incorporation CaN man Islands

(u) Description of Transfer

The James In me Foundation transferred the follow ing property to Dili Group Holdings Co. Ltd The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 3/18/2010 Cash of $456.033 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $456.03 3 (i i) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1. 6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street . Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Capital Intl Pm ate Equrtm Fund V LP FEIN 51-0631126 Address Walker House. 87 Man Street George Town. CaN man Islands KY1-9002 2 Transfer

(1) Transferee foreign corporation

Name Exoro Energ} International Limited FEIN FOREIGNUS Address C/O Intl Mgmt (Mauritius) Ltd Les Cascades Bldg. Edith CaN ell St

Countn of incorporation Mauritius

(u) Description of Transfer

The James In uie Foundation transferred the following property to Exoro Energ} International Limited The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $1;6,810 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $136,810 (i u) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 575 Market Street . Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Capital Intl Pm ate Equrtm Fund V LP FEIN 51-0631126 Address Walker House. 87 Man Street George Town. CaN man Islands KY1-9002 2 Transfer

(1) Transferee foreign corporation

Name Grupo Ibmec Educacional S A FEIN FOREIGNUS Address Rua Vergueiro, N 1 759. Terreo, 1 E 2 Andares

Countn of incorporation Brazil

(u) Description of Transfer

The James In ine Foundation transferred the following property to Grupo Ibmec Educacional S A The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 2/17/2010 Cash of $337.053 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $337.053 (N in) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street. Suite 3400 San Francisco . CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name GSR Ventures II. LP FEIN 98-0526928 Address Scotia Centre PO Box 268 Grand CaN man CaN man Islands KY1-1104 2 Transfer

(1) Transferee foreign corporation

Name Adcluna Ltd FEIN FOREIGNUS Address 4Th Fl Harbour Ctr PO Box 613

Country of incorporation CaN man Islands

(u) Description of Transfer

The James In me Foundation transferred the follow ing property to Adcluna Ltd The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $145,525 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiNe Business Propem $145,525 (ix) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street. Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name GSR Ventures II. LP FEIN 98-0526928 Address Scotia Centre PO Box 268 Grand CaN man CaN man Islands KY1-1104 2 Transfer

(1) Transferee foreign corporation

Name Dalian Golden Thenual« aN FEIN FOREIGNUS Address 2 - 1 East, No 11 Guanggu Rd Dalian DeN elopment Area

Countn of incorporation China

(u) Description of Transfer

The James In me Foundation transferred the following property to Dalian Golden Thenual« aN The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 10/18/2010 Cash of $140.094 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $140,094 (x) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In Inc Foundation FEIN 94-1236937 Address 57 5 Market Street. Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name GSR Ventures II. LP FEIN 98-0526928 Address Scotia Centre PO Box 268 Grand CaN man CaN man Islands KY1-1104 2 Transfer

(1) Transferee foreign corporation

Name Netqin Mobile. Inc FEIN FOREIGNUS Address Zeph} r House. 122 Man St PO Box 709

Country of incorporation CaN man Islands

(u) Description of Transfer

The James In Inc Foundation transferred the following property to Netqin Mobile, Inc The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $143.856 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiNe Business Propem $143,856 (xi) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1. 6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street . Suite 3400 San Francisco . CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name GSR Ventures III. LP FEIN 42-1767000 Address Scotia Centre PO Box 268 Grand CaN man CaN man Islands KY1-1104 2 Transfer

(1) Transferee foreign corporation

Name Lattice Power Corp FEIN FOREIGNUS Address 122 Man St PO Box 709 GT

Country of incorporation CaN man Islands

(u) Description of Transfer

The James In me Foundation transferred the following property to Lattice Power Corp The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 12/8/2010 Cash of $127,854 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $127,854 (xii) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In Inc Foundation FEIN 94-1236937 Address 57 5 Market Street . Suite 3400 San Francisco . CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name GSR Ventures III. LP FEIN 42-1767000 Address Scotia Centre PO Box 268 Grand CaN man CaN man Islands KY1-1104 2 Transfer

(1) Transferee foreign corporation

Name Lashou Group Inc FEIN FOREIGNUS Address PO Box 309. Ugland House

Country of incorporation CaN man Islands

(u) Description of Transfer

The James In Inc Foundation transferred the following property to Lashou Group Inc The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $176,630 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $176,630 (xiii) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1. 6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 575 Market Street . Suite 3400 San Francisco . CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name GSR Ventures III. LP FEIN 42-1767000 Address Scotia Centre PO Box 268 Grand CaN man CaN man Islands KY1-1104 2 Transfer

(1) Transferee foreign corporation

Name Tectron Limited FEIN FOREIGNUS Address 4th FLHarbour Centre PO Box 613

Country of incorporation CaN man Islands

(u) Description of Transfer

The James In me Foundation transferred the following property to Tectron Limited The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 6/13/2010 Cash of $136,656 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $136,656 (xii) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1. 6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 575 Market Street . Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Housatoiuc Equit} In estors IV LP FEIN 26-0414752 Address 44 Montgomen Street. Suite 4010 San Francisco , CA 94104 2 Transfer

(1) Transferee foreign corporation

Name Offsite ArcluN e Storage & Integrated SN c Hldg FEIN FOREIGNUS Address Uiut 20. Asbourne Business Park Ashbourne Co

Countn of incorporation Ireland

(u) Description of Transfer

The James In me Foundation transferred the follow ing property to Offsite ArcluN e Storage & Integrated SN c Hldg The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 2/11/2010 Cash of $231.246 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $231.246 (xi) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1. 6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 575 Market Street . Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Nexus India Capital II. LP FEIN 98-0594026 Address Cricket Sq. Hutcluns Dr. PO Box 2681 Grand CaN man. CaN man Islands KN 1-1111 2 Transfer

(1) Transferee foreign corporation

Name Deccan Health Care FIN t Ltd FEIN FOREIGNUS Address 2 4 7. 2nd Fl D« arakapun Colons Punlagutta

Countn of incorporation India

(u) Description of Transfer

The James In me Foundation transferred the follow Ing property to Deccan Health Care FIN t Ltd The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 12/27/2010 Cash of $226,562 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $226,562 (xN i) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1. 6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 575 Market Street . Suite 3400 San Francisco . CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Nexus India Capital II. LP FEIN 98-0594026 Address Cricket Sq. Hutcluns Dr. PO Box 2681 Grand CaN man. CaN man Islands KN 1-1111 2 Transfer

(1) Transferee foreign corporation

Name Jasper Infotech FIN t Ltd FEIN FOREIGNUS Address 1/41 Punjabi Bagh West

Countn of incorporation India

(u) Description of Transfer

The James In me Foundation transferred the follow ing property to Jasper Infotech FIN t Ltd The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 12/28/2010 Cash of $176,468 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $176,468 (xN u) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1. 6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street . Suite 3400 San Francisco . CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Sequoia Capital Cluna II. LP FEIN 26-0204241 Address 3000 Sand Hill Road, Bldg 4. Suite 250 Menlo Park. CA 94025 2 Transfer

(1) Transferee foreign corporation

Name Meituan FEIN FOREIGNUS Address Ste 1103. Bldg 321 Jin Slue Ma Yuan Zluclurn Rd. Haidian District

Countn of incorporation China

(u) Description of Transfer

The James In me Foundation transferred the follow Ing property to Meituan The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 9/3/2010 Cash of $131.857 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $131,857 (xN in) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 575 Market Street. Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Sequoia Capital Cluna Growth Fund I LP FEIN 26-020543; Address 3000 Sand Hill Road. Bldg 4. Suite 250 Menlo Park. CA 94025 2 Transfer

(1) Transferee foreign corporation

Name Dongpeng International Holding FEIN FOREIGNUS Address C/O Guangdong Dongpeng Ceranuc Co Ltd. No 8.3 Rd Jiang«an Rd Chancheng

Countn of incorporation China

(u) Description of Transfer

The James In ine Foundation transferred the following propem to Dongpeng International Holding The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 8/13/2010 Cash of $175.217 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $175,217 (xix) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street. Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Sequoia Capital Cluna Growth Fund I LP FEIN 26-020543; Address 3000 Sand Hill Road. Bldg 4. Suite 250 Menlo Park. CA 94025 2 Transfer

(1) Transferee foreign corporation

Name Tian i Fruit FEIN FOREIGNUS Address Ste 231 1.To« er One. Times Square 1 Matheson St. Cause« aN BaN

Countn of incorporation China

(u) Description of Transfer

The James In ine Foundation transferred the following property to Tian i Fruit The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $129,062 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $129,062 (») Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1. 6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 575 Market Street. Suite 3400 San Francisco . CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Sequoia Capital US Growth Fund IV LP FEIN 98-0589567 Address 3000 Sand Hill Road. Bldg 4. Suite 250 Menlo Park. CA 94025 2 Transfer

(1) Transferee foreign corporation

Name Klama FEIN FOREIGNUS Address Norm Stationsgatan 61

Countn of incorporation S« eden

(u) Description of Transfer

The James In me Foundation transferred the follow Ing property to Klama The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 7/8/2010 Cash of $335.760 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $335.760 (»i) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 575 Market Street. Suite 3400 San Francisco . CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Sequoia Capital India III. LP FEIN 26-0468910 Address 3000 Sand Hill Road. Bldg 4. Suite 250 Menlo Park. CA 94025 2 Transfer

(1) Transferee foreign corporation

Name Celon Labs FEIN FOREIGNUS Address Plot No 2. Aleap Industrial Estate Near Pragatlu Nagar

Countn of incorporation India

(u) Description of Transfer

The James In uie Foundation transferred the following property to Celon Labs The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $144.354 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $144.354 (»n) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street. Suite 3400 San Francisco . CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Sequoia Capital India III. LP FEIN 26-0468910 Address 3000 Sand Hill Road. Bldg 4. Suite 250 Menlo Park. CA 94025 2 Transfer

(1) Transferee foreign corporation

Name Quick Heal Technologies FEIN FOREIGNUS Address 603. MaN fair Tow ers Ii.Wakde« adi SluN ajinagar

Countn of incorporation India

(u) Description of Transfer

The James In me Foundation transferred the following property to Quick Heal Technologies The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $121.975 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiNe Business Propem $121,975 (xxiii) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 575 Market Street . Suite 3400 San Francisco . CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Sequoia Capital India Growth Fund I LP FEIN 20-5187503 Address 3000 Sand Hill Road. Bldg 4. Suite 250 Menlo Park. CA 94025 2 Transfer

(1) Transferee foreign corporation

Name Eclerx Sen ices FEIN FOREIGNUS Address 29 Bank St Fort

Countn of incorporation India

(u) Description of Transfer

The James In me Foundation transferred the following property to Eclerx Sen ices The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 3/5/2010 Cash of $144.337 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $1 44.337 (»ii) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 575 Market Street . Suite 3400 San Francisco . CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Sequoia Capital India Growth Fund I LP FEIN 20-5187503 Address 3000 Sand Hill Road. Bldg 4. Suite 250 Menlo Park. CA 94025 2 Transfer

(1) Transferee foreign corporation

Name Vasan Health Care FEIN FOREIGNUS Address 15A I Cross Main Road Tlullainanagar

Countn of incorporation India

(u) Description of Transfer

The James In me Foundation transferred the following propem to Vasan Health Care The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $166,960 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $166,960 (»i) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street . Suite 3400 San Francisco . CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Sequoia Capital India Growth Fund II LP FEIN 98-0587232 Address 3000 Sand Hill Road. Bldg 4. Suite 250 Menlo Park. CA 94025 2 Transfer

(1) Transferee foreign corporation

Name Hindusthan Natl Glass & Industries Ltd FEIN FOREIGNUS Address 2. Red Cross Place

Countn of incorporation India

(u) Description of Transfer

The James In me Foundation transferred the follow Ing property to Hindusthan Natl Glass & Industries Ltd The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 6/3/2010 Cash of $150,955 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $150,955 (»i i) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street . Suite 3400 San Francisco . CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Sequoia Capital India Growth Fund II LP FEIN 98-0587232 Address 3000 Sand Hill Road. Bldg 4. Suite 250 Menlo Park. CA 94025 2 Transfer

(1) Transferee foreign corporation

Name Micromax FEIN FOREIGNUS Address 697 Ud} og Vihar. Phase-V Gurgaon

Countn of incorporation India

(u) Description of Transfer

The James In ine Foundation transferred the following property to Micromax The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 9/17/2010 Cash of $113.646 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $113.646 (»-w u) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street . Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Sequoia Capital India Growth Fund II LP FEIN 98-0587232 Address 3000 Sand Hill Road. Bldg 4. Suite 250 Menlo Park. CA 94025 2 Transfer

(1) Transferee foreign corporation

Name Star Health FEIN FOREIGNUS Address Ali Towers. D Block, 55 Greams Rd

Countn of incorporation India

(u) Description of Transfer

The James In me Foundation transferred the follow Ing property to Star Health The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 12/3 1/2010 Cash of $175,902 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $175,902 (»-w in) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1. 6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street. Suite 3400 San Francisco . CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Sequoia Capital Israel IV. LP FEIN 98-060231; Address 3000 Sand Hill Road. Bldg 4. Suite 250 Menlo Park. CA 94025 2 Transfer

(1) Transferee foreign corporation

Name Scodix FEIN FOREIGNUS Address 11 Amal St . Park Afeq PO Box 11777

Countn of incorporation Israel

(u) Description of Transfer

The James In me Foundation transferred the following property to Scodix The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 8/23/2010 Cash of $116,807 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $116,807 (xxix) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1. 6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street . Suite 3400 San Francisco . CA 94105

Actual Transferor, a partnerslup, in w luch the filer is a partner

Name Beacon Capital Strategic Ptners V LP FEIN 03-0610280 Address 200 State Street. 5th Floor Boston, MA 02109 2 Transfer

(1) Transferee foreign corporation

Name BCSP V Europe L P FEIN 98-0523511 Address

Countn of incorporation

(u) Description of Transfer

The James In ine Foundation transferred the following property to BCSP V Europe L P The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $1,905,942 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiNe Business Propem $1,905,942 (»>) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street . Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Starn ood Intl Opport Fund VIII-2 LP FEIN 98-0576058 Address 591 West Putnam AN enue Green ich, CT 06830 2 Transfer

(1) Transferee foreign corporation

Name SOF Lrg In estments Lux SARL FEIN FOREIGNUS Address > Rue Guillaume Kroll L-1882

Countn of incorporation Luxembourg

(u) Description of Transfer

The James In ine Foundation transferred the following property to SOF Lrg In estments Lux SARL The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 4/21/2010 Cash of $104,064 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $104,064 (»>i) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street . Suite 3400 San Francisco . CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Starn ood Intl Opport Fund VIII-2 LP FEIN 98-0576058 Address 591 West Putnam AN enue Green ich, CT 06830 2 Transfer

(1) Transferee foreign corporation

Name SOF-VIII CT Holdings SARL FEIN FOREIGNUS Address > Old Broad St London Ec2N 1D«

Countn of incorporation Uiuted Kingdom

(u) Description of Transfer

The James In ine Foundation transferred the following property to SOF-VIII CT Holdings SARL The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 7/14/2010 Cash of $242.441 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $242.441 (xxxii) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1. 6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street. Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name TCW Energ} Fund XIV-A LP FEIN 20-802322; Address 865 S Figueroa Street. #1800 Los Angeles. CA 90017 2 Transfer

(1) Transferee foreign corporation

Name Abbott -Turbo Holdings S A R L FEIN FOREIGNUS Address 2 BouleN ard. Konrad Adenauer L-1115

Countn of incorporation Luxembourg

(u) Description of Transfer

The James In me Foundation transferred the follow ing property to Abbott-Turbo Holdings S A R L The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $175 USD Proportionate share of transferee Various $802.35; USD of Notes Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $802,528 (xxxiii) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1. 6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In m e Foundation FEIN 94-1236937 Address 57 5 Market Street. Suite 3400 San Francisco , CA 94105

2 Transfer

(1) Transferee foreign corporation

Name KPS Special Situations Fund III. Ltd FEIN FOREIGNUS Address C/O Walker'S SpN Ltd, Walker Hse 87 Man St

Country of incorporation CaN man Islands

(u) Description of Transfer

The James In me Foundation transferred the follow ing propem to KPS Special Situations Fund III. Ltd The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $1,456,462 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propem Transferred

(1) ActiNe Business Propem $1.456.462 (»>ii) Stock or Securities Not Applicable (ni) Depreciated Propem Not Applicable (ii) Propem to be Leased Not Applicable (N) Propem to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Propem Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iousIN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1. 6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 575 Market Street . Suite 3400 San Francisco , CA 94105

2 Transfer

(1) Transferee foreign corporation

Name Crow n Prn Eq European BuN out Opportunities FEIN 98-0388606 Address C/O Lgt Fund Managers. SegraN e Hse 19/20 Earlsfort Ter

Countn of incorporation Ireland

(u) Description of Transfer

The James In me Foundation transferred the follow ing propem to Crown Prn Eq European BuN out Opportunities The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $634,125 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propem Transferred

(1) ActiNe Business Propem $634,125 (xx w) Stock or Securities Not Applicable (ni) Depreciated Propem Not Applicable (ii) Propem to be Leased Not Applicable (N) Propem to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Propem Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iousIN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In m e Foundation FEIN 94-1236937 Address 57 5 Market Street . Suite 3400 San Francisco , CA 94105

2 Transfer

(1) Transferee foreign corporation

Name Crown European BuN out Oppt^ s II PC FEIN FOREIGNUS Address C/O Lgt Fund Managers SegraN e Hse 19/20 Earlsfort Ter

Countn of incorporation Ireland

(u) Description of Transfer

The James In me Foundation transferred the follow Ing propem to Crown European BuN out Opp s II PC The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $1,589,640 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propem Transferred

(1) ActiN e Business Propem $1.589.640 (»>i i) Stock or Securities Not Applicable (ni) Depreciated Propem Not Applicable (ii) Propem to be Leased Not Applicable (N) Propem to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Propem Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iousIN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 575 Market Street . Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name BNAP. LLC FEIN 5-2353679 Address 20 Rue de la Poste Luxembourg L-2346 2 Transfer

(1) Transferee foreign corporation

Name BNAP SARL FEIN 98-0681121 Address 20. Rue De La Poste L-2346

Countn of incorporation Luxembourg

(u) Description of Transfer

The James In ine Foundation transferred the following property to BNAP SARL The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 12/27/2010 Cash of $58 USD Proportionate share of transferee 12/14/2010 $455,561 USD Claims on Proportionate share of transferee Debt of Icelandic assets

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $58 (xxw ii) Stock or Securities $455.561 (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Propem to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1. 6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 575 Market Street. Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Baupost Value Partners. LP -IV FEIN 26-2208448 Address 10 St James AN enue. Suite 1700 Boston, MA 02116 2 Transfer

(1) Transferee foreign corporation

Name BVP-IV CaN man III FEIN FOREIGNUS Address PO Box 309

Country of incorporation CaN man Islands

(u) Description of Transfer

The James In ine Foundation transferred the following property to BVP-IV CaN man III The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 12/3 1/2010 Cash of $596,036 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $596,036 (xxxi in) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1. 6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street . Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Baupost Value Partners. LP -IV FEIN 26-2208448 Address 10 St James AN enue. Suite 1700 Boston, MA 02116 2 Transfer

(1) Transferee foreign corporation

Name Tlungg ellir SARL FEIN 98-0681198 Address 20, Rue De La Poste L-2346

Countn of incorporation Luxembourg

(u) Description of Transfer

The James In me Foundation transferred the follow ing propert\ to TlungN ellir SARL The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 12/28/2010 Cash of $100 USD Proportionate share of transferee 12/14/2010 $1.484.335 USD Claims on Proportionate share of transferee Debt of Icelandic assets

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $100 (xxxix) Stock or Securities $1,484,435 (ni) Depreciated Property Not Applicable (ii) Propert\ to be Leased Not Applicable (N) Propem to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 575 Market Street. Suite 3400 San Francisco . CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name OCM Opportunities Fund VIIB, LP FEIN 20-8514102 Address 333 S Grand AN enue, 28th Floor Los Angeles , CA 90071 2 Transfer

(1) Transferee foreign corporation

Name Oaktree Opps ITW Ltd FEIN 98-0657364 Address Walker House. 87 Man St

Country of incorporation CaN man Islands

(u) Description of Transfer

The James In uie Foundation transferred the following propem to Oaktree Opps ITW Ltd The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $1,206,698 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiNe Business Propem $1,206,698 (xl) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street . Suite 3400 San Francisco . CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name OCM Opportunities Fund VIIB, LP FEIN 20-8514102 Address 333 S Grand AN enue, 28th Floor Los Angeles , CA 90071 2 Transfer

(1) Transferee foreign corporation

Name OCM Opps VIIB (CaN iuan) 1 Ltd FEIN 98-0648938 Address Walker House. 87 Man St

Country of incorporation CaN man Islands

(u) Description of Transfer

The James In ine Foundation transferred the following propem to OCM Opps VIIB (CaN iuan) 1 Ltd The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $519,744 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $519,744 (xli) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 575 Market Street . Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Axiom Asia Prn ate Capital Fund I LP FEIN 98-0488598 Address 4th Fl. Centur Yard. Cricket Sq. Hutcluns Dr. PO Box 2681 GT Grand CaN man, CaN man Islands 2 Transfer

(1) Transferee foreign corporation

Name Adcluna Ltd FEIN FOREIGNUS Address 4th Fl. Harbour Centre PO Box 613

Country of incorporation CaN man Islands

(u) Description of Transfer

The James In me Foundation transferred the follow ing property to Adcluna Ltd The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $733 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $73 3 (xlii) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street . Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Axiom Asia Prn ate Capital Fund I LP FEIN 98-0488598 Address 4th Fl. Centur Yard. Cricket Sq. Hutcluns Dr. PO Box 2681 GT Grand CaN man. CaN man Islands 2 Transfer

(1) Transferee foreign corporation

Name Dalian Golden Thenual« aN FEIN FOREIGNUS Address 2 - 1 East, No 11 Guangu Rd. Dalian DeN Area

Countn of incorporation China

(u) Description of Transfer

The James In me Foundation transferred the following property to Dalian Golden Thenual« aN The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 10/18/2010 Cash of $706 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $706 (xliii) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In Inc Foundation FEIN 94-1236937 Address 575 Market Street . Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Axiom Asia Prn ate Capital Fund I LP FEIN 98-0488598 Address 4th Fl. Centur Yard. Cricket Sq. Hutcluns Dr. PO Box 2681 GT Grand CaN man. CaN man Islands 2 Transfer

(1) Transferee foreign corporation

Name Netqin Mobile Inc FEIN FOREIGNUS Address Zeph} r House. 122 Man St PO Box 709

Country of incorporation CaN man Islands

(u) Description of Transfer

The James In Inc Foundation transferred the follow ing property to Netqin Mobile Inc The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $725 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $725 (xlii) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street. Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Axiom Asia Prn ate Capital Fund I LP FEIN 98-0488598 Address 4th Fl. Centur Yard. Cricket Sq. Hutcluns Dr. PO Box 2681 GT Grand CaN man. CaN man Islands 2 Transfer

(1) Transferee foreign corporation

Name Pratibha Industries Lumted FEIN FOREIGNUS Address 101. Usha Kamal, 574. Chembur Naka Chembur

Countn of incorporation India

(u) Description of Transfer

The James In me Foundation transferred the follow Ing property to Pratibha Industries Limited The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 10/19/2010 Cash of $1,785 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiNe Business Propem $1,785 (xli) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In Inc Foundation FEIN 94-1236937 Address 57 5 Market Street . Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Axiom Asia Prn ate Capital Fund II LP FEIN 98-0629004 Address 4th Fl. Centur Yard. Cricket Sq. Hutcluns Dr. PO Box 2681 GT Grand CaN man, CaN man Islands 2 Transfer

(1) Transferee foreign corporation

Name Lashou Group Inc FEIN FOREIGNUS Address PO Box 309. Ugland House

Country of incorporation CaN man Islands

(u) Description of Transfer

The James In Inc Foundation transferred the following property to Lashou Group Inc The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $2,209 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $2,209 (xli i) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street . Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Axiom Asia Prn ate Capital Fund II LP FEIN 98-0629004 Address 4th Fl. Centur Yard. Cricket Sq. Hutcluns Dr. PO Box 2681 GT Grand CaN man. CaN man Islands 2 Transfer

(1) Transferee foreign corporation

Name Lattice Power Corporation FEIN FOREIGNUS Address 122 Man St PO Box 709 GT

Country of incorporation CaN man Islands

(u) Description of Transfer

The James In me Foundation transferred the following property to Lattice Power Corporation The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 12/8/2010 Cash of $1,599 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiNe Business Propem $1,599 (xli u) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1. 6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street. Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Axiom Asia Prn ate Capital Fund II LP FEIN 98-0629004 Address 4th Fl. Centur Yard. Cricket Sq. Hutcluns Dr. PO Box 2681 GT Grand CaN man. CaN man Islands 2 Transfer

(1) Transferee foreign corporation

Name Tectron Limited FEIN FOREIGNUS Address 4th Fl. Harbour Centre PO Box 613

Country of incorporation CaN man Islands

(u) Description of Transfer

The James In me Foundation transferred the following property to Tectron Limited The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 6/13/2010 Cash of $1,709 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiNe Business Propem $1,709 (xli in) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1. 6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 575 Market Street . Suite 3400 San Francisco . CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name MaN field XII FEIN 11-3758759 Address 2800 Sand Hill Road. Suite 250 Menlo Park. CA 94025 2 Transfer

(1) Transferee foreign corporation

Name Lattice Power Corporation FEIN FOREIGNUS Address 122 Man St PO Box 709GT

Country of incorporation CaN man Islands

(u) Description of Transfer

The James In me Foundation transferred the following property to Lattice Power Corporation The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $38,132 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $38.132 (xlix) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street. Suite 3400 San Francisco . CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Sequoia Capital Cluna I. LP FEIN 20-3514012 Address 3000 Sand Hill Road, Bldg 4. Suite 250 Menlo Park. CA 94025 2 Transfer

(1) Transferee foreign corporation

Name Netqin FEIN FOREIGNUS Address No 4 Bldg. Heping Li E St 11 Dongcheng District

Countn of incorporation China

(u) Description of Transfer

The James In me Foundation transferred the following property to Netqin The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $11,022 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiNe Business Propem $11,022 (1) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 575 Market Street . Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Sequoia Capital US Growth Fund IV LP FEIN 98-0589567 Address 3000 Sand Hill Road. Bldg 4. Suite 250 Menlo Park. CA 94025 2 Transfer

(1) Transferee foreign corporation

Name Kenshoo Ltd FEIN FOREIGNUS Address 6 Habarzel St Bldg B PO Bo x 5 8034. Kin at Atidim

Countn of incorporation Israel

(u) Description of Transfer

The James In me Foundation transferred the following property to Kenshoo Ltd The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 7/15/2010 Cash of $98,882 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $98,882 (h) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 575 Market Street . Suite 3400 San Francisco . CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Sequoia Capital Israel III LP FEIN 20-2812278 Address 3000 Sand Hill Road. Bldg 4. Suite 250 Menlo Park. CA 94025 2 Transfer

(1) Transferee foreign corporation

Name Kenshoo Ltd FEIN FOREIGNUS Address 6 Habarzel St Bldg B

Countn of incorporation Israel

(u) Description of Transfer

The James In me Foundation transferred the following property to Kenshoo Ltd The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 7/15/2010 Cash of $10.387 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $10.387 (lu) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 575 Market Street . Suite 3400 San Francisco . CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Sequoia Capital Israel IV LP FEIN 98-060231; Address 3000 Sand Hill Road. Bldg 4. Suite 250 Menlo Park. CA 94025 2 Transfer

(1) Transferee foreign corporation

Name Kenshoo Ltd FEIN FOREIGNUS Address 6 Habarzel St Bldg B

Countn of incorporation Israel

(u) Description of Transfer

The James In me Foundation transferred the following property to Kenshoo Ltd The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed 7/15/2010 Cash of $68,042 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $68,042 (lui) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street. Suite 3400 San Francisco . CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Sequoia Capital India III LP FEIN 26-0468910 Address 3000 Sand Hill Road. Bldg 4. Suite 250 Menlo Park. CA 94025 2 Transfer

(1) Transferee foreign corporation

Name Vasan Health Care FEIN FOREIGNUS Address 15A I Cross Main Rd Tlullainanagar

Countn of incorporation India

(u) Description of Transfer

The James In me Foundation transferred the following propem to Vasan Health Care The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $54,157 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $54,157 (lii) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

1 Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street. Suite 3400 San Francisco , CA 94105

2 Transfer

(1) Transferee foreign corporation

Name SOF VIII In estor III FEIN 98-0579697 Address 21 St Thomas St BS1 6JS

Countn of incorporation Uiuted Kingdom

(u) Description of Transfer

The James In ine Foundation transferred the following propem to SOF VIII In estor III The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $654,000 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propem Transferred

(1) ActiN e Business Propem $654,000 (1N) Stock or Securities Not Applicable (ni) Depreciated Propem Not Applicable (ii) Propem to be Leased Not Applicable (N) Propem to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Propem Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iousIN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street . Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Golden Gate Capital Opp Fund. LP FEIN 98-0546998 Address One Embarcadero Center. 39th Floor San Francisco , CA 94111 2 Transfer

(1) Transferee foreign corporation

Name GGC Collateral Manager SPV Ltd FEIN 98-0662587 Address Walkers Corp SN ces Ltd. Walker Hse 87 Man St

Country of incorporation CaN man Islands

(u) Description of Transfer

The James In me Foundation transferred the following property to GGC Collateral Manager SPV Ltd The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $16,157 USD Proportionate share of transferee Various $606,879 USD of US Proportionate share of transferee securities

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $16,157 (1N i) Stock or Securities $606,879 (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Propem to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 575 Market Street. Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Golden Gate Capital Opp Fund. LP FEIN 98-0 546998 Address One Embarcadero Center. 39th Floor San Francisco , CA 94111 2 Transfer

(1) Transferee foreign corporation

Name GGC Public Equities Opport Blocker Corp Ltd FEIN 98-0572956 Address Walkers SpN Ltd. Walker House 87 Man St

Country of incorporation CaN man Islands

(u) Description of Transfer

The James In me Foundation transferred the following property to GGC Public Equities Opport Blocker Corp Ltd The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $136,838 USD Proportionate share of transferee

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $136,838 (1N u) Stock or Securities Not Applicable (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Property to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1 .6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR

Transferor

Name The James In uie Foundation FEIN 94-1236937 Address 57 5 Market Street . Suite 3400 San Francisco , CA 94105

Actual Transferor, a partnerslup. in w luch the filer is a partner

Name Sutter Hill GGC Partners LLC FEIN 26-0892783 Address 755 Page Mill Road. Suite A-200 Palo Alto, CA 94304 2 Transfer

(1) Transferee foreign corporation

Name GGC Collateral Manager SPV Ltd FEIN 98-0662587 Address Walkers Corp SN ces Ltd. Walker Hse 87 Man St

Country of incorporation CaN man Islands

(u) Description of Transfer

The James In me Foundation transferred the following property to GGC Collateral Manager SPV Ltd The transaction qualifies as a tax free transaction under IRC §351

Date PronertN Transferred PronertN Recehed Various Cash of $686 USD Proportionate share of transferee Various $2 5,779 USD of US Proportionate share of transferee securities

Consideration Recen ed See aboN e

4 Propertm Transferred

(1) ActiN e Business Propem $686 (1N in) Stock or Securities $25,779 (ni) Depreciated Property Not Applicable (ii) Property to be Leased Not Applicable (N) Propem to be Sold Not Applicable (i i) Transfers to FSC's Not Applicable (i u) Tainted Property Not Applicable (N in) Foreign Loss Branch Not Applicable (ix) Other Intangibles Not Applicable

5 Transfer of Foreign Branch with PreN iouslN Deducted Losses Not Applicable THE JAMES IRVINE FOUNDATION FEIN: 94-1236937 FOR TAX YEAR ENDED: DECEMBER 31, 2010

STATEMENT PURSUANT TO SECTION 1.6038B-1(c) AND 1. 6038B-1T(c) BY: THE JAMES IRVINE FOUNDATION, FEIN: 94-1236937 THE SIGNIFICANT TRANSFEROR