University of Southern Queensland
Becoming Racially Aware: Explorations of Identity and Whiteness with Pre-service Teachers
A Dissertation submitted by Jon Austin, Dip. Teach(Primary), M.Ed.
For the award of Doctor of Philosophy July, 2001
i Abstract
This dissertation reports on the use of dialogic forms of engagement with white pre-service teachers in exploring the processes and events that led to self-awareness of the racialised aspects of their personal identities. The nature of whiteness as a structural system of privilege and of white racial identity as an individual dimension of identity in the Australian context forms a major part of the contextual background to this study. The study concludes that white racial self-awareness is a necessary pre-requisite to white identity reconstruction and that certain types of experiences seem to provoke and promote this awareness. Giroux’s notion of identity trauma and Spivak’s ‘moments of bafflement’ provide major planks of the conceptual framework here. Based in life history techniques, the main evidentiary material was elicited by the use of learning conversations and was analysed with the assistance of the NUD•IST 4 software package. Considerable attention is paid to methodological issues of transcription, the role of the researcher and the incorporation of researcher presence into the study and the report thereof.
ii Certification of Dissertation
I certify that the ideas, experimental work, results, analyses, software and conclusions reported in this dissertation are entirely my own effort, except where otherwise acknowledged. I also certify that the work is original and has not been previously submitted for any other award, except where otherwise acknowledged.
______Signature of Candidate Date
ENDORSEMENT
______Signature of Supervisor Date
______Signature of Supervisor Date
iii Acknowledgments
To my family, Helen, Sybilla and Hugo, who have been patient beyond belief. It's o.k. to be noisy around the house again.
To Tony Rossi, a friend, fellow traveller, and confidante.
To Frank Crowther, a colleague and friend, my supervisor who admitted he sometimes didn’t know what I was talking about and let me keep talking anyway. Thank you for your insights and your honesty.
To the people who let me into their lives and who listened to parts of mine. May your teaching be all that you each believe it will be.
To Henry Giroux and Peter McLaren, the intellectual provocateurs who have challenged me to make something of my time.
iv Table of Contents
TITLE PAGE ERROR! BOOKMARK NOT DEFINED.
ABSTRACT II
CERTIFICATION OF DISSERTATION III
ACKNOWLEDGMENTS IV
TABLE OF CONTENTS V
CHAPTER 1 AN INTRODUCTION TO THE STUDY 2
THE SIGNIFICANCE OF IDENTITY IN AN AGE OF UNCERTAINTY 2 RATIONALE FOR THE STUDY 4 ASPECTS OF THE THEORETICAL FRAMEWORK 13 RESEARCH PROBLEM AND RESEARCH QUESTIONS 15 THE DESIGN OF THE RESEARCH 16 SUMMARY OF THE CHAPTERS 17
CHAPTER 2 RELEVANT CONCEPTUAL LITERATURE 20
THE STARTING POINT 20 IDENTITY AND UNCERTAINTY 23 THE CONSTRUCTION OF THE OTHER 28 RACE AND ETHNICITY 32 WHITENESS AND WHITE ETHNICITY 37 TEACHING, TEACHERS AND WHITENESS 49
CHAPTER 3 CULTURAL AND PHENOMENOLOGICAL CONTEXT 51
INTRODUCTION 51 AUSTRALIAN WHITENESS 51 THE PERSONAL-PROFESSIONAL CONTEXT: THE UNIVERSITY AS A FIELD OF IDENTITY. 58 AUSTRALIAN INDIGENOUS STUDIES: A CHALLENGING UNIT 59
CHAPTER 4 THE INQUIRY PROCESS: LITERATURE AND ENGAGEMENT 65
QUALITATIVE SOCIOLOGICAL RESEARCH 66 CRITICAL SOCIAL RESEARCH 71 v LIFE HISTORY 73 TRUTH AND ITS REPRESENTATION 78 EVIDENCE GATHERING 86 INTERPRETATION OF EVIDENCE AND DATA ANALYSIS 89 SELECTION AND (RE)PRESENTATION 104 CONCLUDING COMMENTS 105
CHAPTER 5 TERESA 107
107 EARLY EXPERIENCES WITH RACE 112 CARTOGRAPHIES OF RACE: THE CAKE SHOP AND THE MILK BAR 117 ENCOUNTERING DIFFERENCE 122 MORE RECENT EXPERIENCES WITH RACE 124 WITNESSING RACISM 125 LEARNING TO BE THE OTHER 128 UNSETTLING IDENTITIES: THE 80146 EXPERIENCE AS RACIAL IDENTITY TRAUMA 128 WHITES, WHITENESS AND IDENTITY: A CONCEPTUAL WHIRLPOOL 134 ‘I KNOW I’M WHITE BUT I DON’T KNOW WHAT THAT MEANS’: IDENTITY AND UNCERTAINTY 144 WITNESSING RACISM, BUILDING RESISTANCE, FORGING PEDAGOGIC IMPERATIVES 151 CRITICAL PATHS TO RACIAL AWARENESS: A PLATFORM FOR WHITE IDENTITY RECONSTRUCTION 154
CHAPTER 6 FELLOW TRAVELLERS 155
INTRODUCING THE OTHER PARTICIPANTS. 155 AN EARLY IMMERSION IN THE LANGUAGE AND EFFECTS OF RACIALISED IDENTITIES 163 FREQUENT AND POWERFUL POSITIVE ENGAGEMENT WITH DIFFERENCE ACROSS A NUMBER OF AXES, OFTEN IN THE CONTEXT OF FAMILY CONNECTIONS 168 BEING OTHERED AND AN OUTSIDER 172 PERIODS OF RUPTURE OF OR CHALLENGE TO SETTLED IDENTITIES 175 A SECURE SENSE OF PERSONAL IDENTITY 180 DEVELOPING AN UNDERSTANDING OF WHITENESS AND WHITE RACIAL IDENTITY 182 WORKING TOWARDS THE REDUCTION OR ELIMINATION OF DISADVANTAGE DERIVED FROM DIFFERENCE 189 REALISING THE IDEOLOGICAL KNIFE-EDGE POSITION OF TEACHERS AND THE POTENTIAL FOR EITHER HEGEMONIC OR TRANSFORMATIVE PRACTICE. 192 CHAPTERS 5 AND 6: CONCLUSIONS FROM THE STORIES 195
CHAPTER 7 CONCLUSIONS. 204
LIVING AND IMAGINING WHITENESS 205 THEORISING WHITENESS 213 TRIGGERS AND PROVOCATIONS: PROCESSES AND STRATEGIES FOR RACIAL CONSCIOUSNESS-RAISING 213
vi LESSONS ABOUT IDENTITY: WHAT THE STORIES HOLD FOR EMANCIPATORY PEDAGOGY IN TEACHER EDUCATION 220 CONCLUDING PERSONAL THOUGHTS (A WORK-ALWAYS-IN-PROGRESS) 223
REFERENCES 229
APPENDIX 1 245 AUSTRALIAN INDIGENOUS STUDIES (UNIT 80146) UNIT SPECIFICATION 245
APPENDIX 2 246 PRINCIPLES OF PROCEDURE 246 APPENDIX 3 249 CATEGORY DEFINITIONS 249 APPENDIX 4 251 CATEGORY LIST 251
vii
Chapter 1 An Introduction to the Study
In the end, we will remember not the words of our enemies, but the silence of our friends. Martin Luther King Jr. (1929-1968)
But knowing brings burdens which can be shirked by those living in ignorance. With knowledge the question is no longer what we know but we are now to do, and that is a much harder matter to deal with. It will continue to perplex us for many years to come. Henry Reynolds (1999 p. 257)
Knowing, as Henry Reynolds points out in the epigram above, is a perplexing thing, and has become even more so for me as I have worked through the investigation that forms the essential focus of this thesis. At various times in this investigatory process, I have believed that I had come to know something, to be certain of the existence of a particular phenomenon or relationship, to have discovered the ‘facts’ of the matter. When I commenced this work some years ago, that was what I thought would be my purpose: to be able to discover a truth about the origins and causes of racism and to then be able to definitively present ‘an answer’ to that problem derived from what I now knew. What I have come to ‘know’ is something quite different and it is the aim of this thesis to present something of what I now know about racism, identity and trauma as well as about a process of self-enlightenment. In reality, what this thesis presents is more about what I have come to believe, hope and imagine. These seem not to be the ‘usual’ substance or focus of the doctoral thesis, but they seem to me to be the things about which I can confidently assert a claim to know. But to the start.
The significance of identity in an age of uncertainty
The clicking over of the clock to midnight on 31st December, 1999 signalled the start of a global celebration of a long process of the replacement of the old and certain by the new and the unforeseeable. Regardless of the arguments over the starting date of the new (Christian calendar) millennium, the arrival of the year 2000 released an energy and excitement that, in part, masked a degree of concern about who and what lay ahead and where the world was headed in this new era. It is fair to say that, for many people worldwide, the calendrical change from one era or epoch to another was merely a symbolic bookending of a preceding period of intense disruption - societal and personal - that had caused many to wonder not just ‘what
2
next?’ but ‘who next?’ The coinciding of very long-term and antagonistic forces of globalising economics and fragmenting national states produced a ‘series of jolts and jars and smashes in the social life of humanity’ (Economist, 11th October, 1930, cited in Kennedy, 1993, p 330) that have been reverberating around and throughout the world.
Kennedy (1993, pp 330 ff.) documents a number of crucial features of this unravelling of certainty: a rapid rise in the world’s total population; rising demographic imbalances between rich and poor nations; technology explosions; environmental challenges and breakdown; new systems of production with the attendant restructuring of jobs and production relations; the communications revolution; the disintegration of feelings of national self-efficacy and control. For many in the world, this final feature - the sense of loss of national and community control over their own destiny is replayed at the personal level.
In the Australian context, commentators have described the last two decades as constituting an age of the ‘end of certainty’ (Kelly 1992) and the Age of Anxiety and the Age of Redefinition (Mackay 1993). It is at this time that Australia, not alone in the world in this regard, is experiencing ‘unprecedented social, cultural, political, economic and technological change in which the Australian way of life is being radically redefined’; a time when ‘all Australians are becoming New Australians as we struggle partly to adapt to the changes going on around us, and partly to shape them to our own liking’ (Mackay 1993, p.6 emphasis in the original).
Perhaps the one defining feature of the period of the late 20th century for many living in the (so- called) Western world is that of a pervasive sense of loss. Loss of anchors of certainty about values, morality and justice. Loss of markers of trustworthiness of and certainty in social processes and organisations. Loss of the security that comes from established and settled senses of identity, not just of self but of others as well. Again, in the Australian context, Mackay claims that the one of the most significant features of the current time is the loss of national and personal identity: ‘growing numbers of Australians feel as if their personal identities are under threat... ‘Who are we?’ soon leads to the question, ‘Who am I? ’ (Mackay 1993, p.19). In such a climate of clamouring for self-definition, the importance of reflection on self and Other becomes paramount. Questions of identity are taking top billing in the postmodern Theatre of the Uncertain.
3
Rationale for the study
Societal
Racism remains one of the most vigorous expressions of social discrimination, subjugation and oppression, morphing into new shapes and forms as social relationships and mores are shattered and reformed in the postmodern and post colonial eras. But in all of this, racism retains its essential need to proscribe some in order to affirm others. That is, while there continue to exist inequalities and exploitation, there continues to exist the need to rationalise and excuse by way of naturalising a relationship of injustice. The rationalisation process throws up the need for racism, sexism, ableism and the like - all the descriptors and categories of difference from a norm that is usually invisible, unnamed and unchallengeable. From this perspective, race becomes one of a number of social fictions necessary to allow for the justification of the denigration or sub-humanising of certain identifiable groups in order that their exploitation continue with relatively clear consciences for the beneficiaries of the process. Racism throws up the need to establish and assign racial identities, not the reverse.
Matters of race are currently among the most visible social issues facing the world: indeed, for some, racial imagery is central to the very organisation of the modern world (Dyer 1997, p 1) From the death in 1999 of a black South African by being chained and dragged to his death behind a truck driven by his white employer - an act of brutality previously rehearsed by three white men in the United States of America with the same horrifyingly fatal results - to the ‘ethnic cleansing’ campaigns pursued in the Balkans. From the overthrow of the Fijian government because of the equality of treatment accorded by the Fijian Constitution to Indian Fijians to the rioting of ‘illegal immigrants’- all non-white- kept for some years under security guard in containment camps in South Australia, race presents as a major point of societal stress and rupture. To many, it is perhaps the major point of accumulation of prejudice, proscription and paranoia in the contemporary world.
In Australia, the most obvious arena for the development and display of racism is that of White - Indigenous∗ Australian relations. An almost-national re-consideration of the effects of two hundred and twenty-odd years of permanent white settlement in Australia on the country has been underway since the bicentenniel anniversary in 1988 of the first permanent white settlement on the shores of what is now known as Sydney Harbour.
∗ Out of respect for their cultures and as recognition of prior ownership of and connection to the land now known as Australia, throughout this thesis I use capitalisation for any words referring to the inhabitants of Australia prior to the arrival of European settlers. This includes ‘Aboriginal’ and ‘Indigenous Australians’ as well as ‘non-Indigenous Australians’ as a differentiating term. 4
This process has focussed on everything from the effects of the application of European-derived conceptions and uses of the natural environment to the core damage done to pre-existing cultures and the Indigenous population by virulent forms of European imperialism, both physical and cultural.
Rendered legally invisible in 1788 by the doctrine of terra nullius, Indigenous Australians have come to more recently constitute a conscious presence in the life of the Australian and world communities through campaigns over such matters as land rights (Native Title), the Stolen Generation and Aboriginal Deaths in Custody. They have also provoked the development of a self-awareness on the part of non-Indigenous Australians that race is a characteristic attaching to all. In other words, white Australia has caught a glimpse of itself, and for some the image is not all that attractive.
This reaction is seen in the Reconciliation movement, in the number of groups formally apologising to Indigenous Australians for past injustices perpetrated by the white community on the Aboriginal people of this country, and in reviews and re-writes of histories and school curricula. (While these expressions of concern about and regret for actions from the past are important steps in the building of a more racially-equitable society, the more difficult and imperative step is that of acting to end present and continuing injustices and discrimination).
Other axes of race relations also present as significant sore points in the egalitarian nation mythology that comforts the Australia psyche. Since the abandonment of the formal political White Australia policy in the mid-1960’s, immigration policy has become an increasingly contested area. After bi-partisan flirtations with broader notions of a multicultural future for Australia that occurred during the 1970’s and 1980’s, the cultural (read ‘racial’) composition of Australia has arisen as a major electioneering platform for the major political parties and has, arguably, spawned a number of new parties and organisations and propelled them into the public arena with great bravado and speed.
What is unspoken in the rhetoric of Australian multiculturalism is that core culture - that which ‘we all share’ - remains essentially European-based and derived; it is a culture of whiteness that requires a surrender of much that constitutes cultures of Other origin and an embrace of much that is for members of those cultures, foreign.
For some sections of the Australian community, such reconstructions of racial demographics and race relations are fraught with difficulties and present previously unimaginable challenges to White hegemony. For an apparently sizeable minority, Australia is and remains a (largely
5
unacknowledged and certainly unnamed) White nation and any changes to this are seen to inevitably rupture the stability and integrity of the society.
In such a climate, racism presents as a matter of increasing concern. One of the most obvious and common responses from such groups of disaffected harbouring an increasingly intense white angst has been explicitly racist acts. Groups espousing explicitly racist views about non- whites are more and more visible and active. Some commentators argue that racism in Australia is perhaps no more prevalent now than in previous decades of this century, but that it is now far more organised (Adams 1999) and making effective use of new forms of communications technologies.
Racism and racially-based violence – both physical and symbolic – have surfaced as major points of social concern in contemporary ‘Western’ societies in general, and in Australia in particular. Much has been written about the emergence of what Giroux has termed ‘a new racist discourse’ (Giroux 1997, p 287) and in the Australian context, the recent and continuing experience of the public articulation of this discourse has led to clear demarcations within the community between the neo-racists – epitomised by and demonised as the One Nation party, but by no means confined to that peculiar alliance of the various disaffected – and their opponents.
Considerable ‘official’ evidence exists to suggest that acts of racism and racist-based violence are on the increase in Australia. Statistics of the number of complaints made to the Human Rights and Equal Opportunity Commission (HREOC) show a clear increase in the number of reported race-based discriminatory events and occurrences (See Table 1). Year to June ATSI∗ NESB∍ ESB# Not stated Total
1991 121 135 79 17 352 1992 109 130 55 42 336 1993 83 228 53 6 370 1994 103 158 75 123 458 1995 124 273 117 193 707 1996 110 250 90 133 583 Table 1: Complaints received under the Racial Discrimination Act between July 1991 and June 1996 (Source: HREOC 1996, p 31)
∗ ATSI stands for Aboriginal and Torres Strait Islander ∍ NESB stands for Non-English Speaking Background # ESB stands for English speaking Background
6
The significant increase in the number of complaints in 1995 reflects the effect of changed legislation that allowed for specific types of racial hatred complaints to be lodged with the Commission for the first time. The number of complaints shown for that year reflects a one-off release of a backlog of these complaints. The following year’s figures show a return to a more ‘typical’ number of complaints, maintaining a general increase over the period covered by the table.
This trend to increasing numbers of race-based complaints further intensified in the following year (1997). In HREOC’s 1997-98 annual report, Race Discrimination Commissioner, Zita Antonios, notes that while ‘formal complaints statistics are notoriously unreliable indicators of the many forms of racism in our community’(p 90) , there has nevertheless been an alarming increase in complaints of racial discrimination received by HREOC's central office, these having ‘sky-rocketed’ by almost 150% over a three-year period (Green Left Weekly, September 23, 1998). Such an increase might be the result of factors such as greater awareness that racially- based discrimination is unacceptable and illegal, or it might reflect greater confidence on the part of those making a complaint (Matheson 1991) but, regardless, there is a clear public perception that racism and race-related acts of violence in Australia are increasing. In the HREOC annual report (1997-98), Human Rights Commissioner, Chris Sidoti, makes the point that ‘racism and intolerance are stains that have discredited much of our history and continue to infect our present.’ (p 66).
Anecdotal evidence collected by agencies such as HREOC further establish the virulence of racism in the Australian community: …anecdotal evidence…suggests for example that where race discrimination might occur in employment, high levels of job insecurity and scarce opportunities for alternative employment have resulted in a real reluctance by employees to lodge complaints for fear of victimisation. Anecdotal evidence also suggests that where racist abuse or racist harassment occurs in public this is frequently committed by strangers and in the absence of a name and contact details it is simply not possible for a complainant to name and therefore pursue a remedy.(HREOC 1998, accessed online, unpaginated).
In fact, the visibility of race-based conflict in the Australian community on the mid-90’s led the Race Discrimination Commissioner to describe the race debate in Australia as having escalated to new proportions, attracting not only domestic but international attention:
Feelings on race issues have seemed more heated than ever, and I continued to be asked time and again at home and overseas whether Australia is a racist nation.(HREOC 1998, p90).
In the popular (white) imagination, racism has emerged as both a significant social phenomenon and as a feature of Australian society that needs direct, visible and immediate
7
political attention. (In the non-White experience, racism and race-related violence are very much long-term, ever-present features of life even in a so-called multicultural society.)
At the Commonwealth level, the current Commonwealth (Federal) government has reacted to increasing community concerns about racism and race-related violence by introducing a specific anti-racism program (Living in Harmony http://www.immi.gov.au/harmony/index.html) which has as its focus the development of community (read ‘racial’) harmony. This program is a response to an acknowledged sense of unease about the changing racial (if not necessary cultural) demographics of Australian society on the part of an electorally-significant percentage of the population. The program is based upon a number of principles that assert the value of a culturally-diverse community as well as exhorting the discounting of national racial memory (‘There is no role for nostalgia’ http://www.immi.gov.au/harmony/index.html).
In terms of action to reduce or eliminate racism, the objectives of this program are presented as a challenge all Australians to:
1. take a stand against racism, prejudice and intolerance;
2. help build a peaceful and productive future for our children by setting an example of how to live in harmony, making the most of our racial, cultural, social and religious diversity; and
3. put into practice the best of traditional Australian values – justice, equality, fairness and friendship.
(Living in Harmony http://www.immi.gov.au/harmony/index.html)
It is in the context of such a public and political environment that the potential for making long- term inroads into the scourge of racism in contemporary Australia now presents itself. The Minister for Immigration and Multicultural Affairs responsible for the conduct of the Living in Harmony program at the time of writing acknowledges that any long term impact on the battle against racism and race-related violence can only be achieved through direct broadly-based community education activities, and, in particular, with a number of identified target groups.
The community consultations and the research indicate that projects developed as part of the living in harmony initiative should target all Australians but with specific emphasis on involving: • youth groups • school communities, including parents, because of the potential to influence young people. (Living in Harmony http://www.immi.gov.au/harmony/index.html)
8
Schools present as sites of paradox in considerations of the practice and experience of racism and the development and application of successful anti-racism measures. On the one hand, schooling plays a major role in the socialisation of children into the cultural mores of a society, and it is through the formal and informal, or hidden, curriculum that students come to be exposed to potent formative images and messages about race and difference (see, for example, Austin 1996). Ladson-Billings succinctly links schools to racism: ‘racism exists in society and therefore the school as an institution of society is influenced by racism’ (Ladson-Billings 2000, p 207)
On the other hand, schools and schooling offer important possibilities for the development of anti-racist work. In other words, schools both perpetuate racism and at the same time offer hope for its elimination.
That racism in the school environment is emerging as a feature of school life that can no longer be seen as an isolated phenomenon of relative overall insignificance is evidenced by the recent commissioning of a major research project on racism in Queensland schools by the Anti- Discrimination Commission of Queensland. This project has attempted to identify the extent to which racism is a feature of daily life in schools as well as to capture what has been termed ‘best practice’ in combating racism. The final project report itself is yet to be made publicly available - a major launch of the report and follow-up work based upon its recommendations is planned to coincide with the beginning of the 2001 school year - so consequently it is not possible to draw directly from it or to cite it formally.
The Australian Human Rights and Equal Opportunity Commission sees anti-racist education in schools as ‘an investment in the future of Australian society and asserts that ‘recent studies suggest that young people are generally very committed to non-discrimination and are comfortable with Australia’s cultural diversity’ (HREOC 1998, p 91).
In summation, social division by categories of race and the violence - physical and symbolic - of racism are as visible and as virulent as they have ever been. This study approached the problem of overcoming racism from the perspective of charting the path to racial awareness of six pre-service teachers with a longer-term view to make a contribution to the development of anti-racist pedagogy.
The Personal Dimension
This thesis is also the product of a personal involvement with and commitment to socially-just practices in general and anti-racist work in education in particular. I had become interested in
9
the broad social betterment aims of what has become known as critical pedagogy many years ago. The term ‘critical pedagogy’ is something of an umbrella caption for a range of educational practices that have as their basic purpose the social betterment of members of currently marginalised, disadvantaged, oppressed and exploited groups in society. (See, for example, Freire 1998; Giroux 1988; McLaren 1995; Weiler & Mitchell 1992). Critical pedagogy is a pedagogy based on a merging of critique and possibility. Included amongst the narrower or more specialised pedagogies huddling under this umbrella are emancipatory pedagogy, democratic pedagogy, anti-racist pedagogy, border pedagogy, radical pedagogy, feminist pedagogy, transformative pedagogy and situated pedagogy. For most of these, the qualifying adjective provides some hint of the specific target of the pedagogical practices attaching to or summoned up by the particular fissure of injustice to be addressed. The contribution of education to social transformation has long attracted me, and when I look at how my professional life has evolved, it is apparent that most of the time I have been concerned to use my position to assist in the exposure of social injustice, at the very least, and more recently have been concerned to attempt to contribute more in action terms to the overcoming of some of the major axes of disadvantage that affect society.
In this evolution, I have been crucially influenced by the works of four main authors: George Counts, Paulo Freire, Peter McLaren and Henry Giroux. It was two pieces by the last of these writers (Giroux 1988; Giroux 1997) that led me to realise that what I was interested in doing and had become increasingly committed to contributing to was a critical pedagogical approach to teacher education through a specific focus on anti-racist pedagogy and, within that, on studies of whiteness.
Through my university teaching, research and scholarship, I had become involved in the broad area of Australian Indigenous studies, in particular educational aspects of Indigenous-white Australian relationships, and the possibilities existing for education to lead to more socially just outcomes for Indigenous Australians. I had worked on a number of projects related to this - research into alternative paths to teacher preparation and registration for Indigenous education workers; contribution to the development and teaching of a compulsory unit in Indigenous studies in initial teacher education programs; and supervision of post-graduate student research work in the areas of multiculturalism, bi-culturality and education in Indigenous Australian contexts as examples. I had worked with colleagues in international education organisations on curricula for cross-cultural understanding, for a time acting as international convenor for the environmental education strand of the Pacific Circle Consortium, an OECD- derived educational organisation with membership drawn from OECD countries bordering the Pacific.
10
A crucial point in my development in this area of work was a six-month secondment to Hubei University in Wuhan in the People’s Republic of China in 1992. I was involved in helping members of the International Relations Department at that university establish an Australian Studies Centre and presented a series of lectures on aspects of Australian society to the professoriate there. In living and working as a minority group member - one of less than 100 white foreigners in a city of over 8 million people - I experienced first hand what it means to be different, particularly in a racial and cultural sense.
What was puzzling for me, however, was that not once during my time in Wuhan did I ever consciously experience negative discrimination as a result of my difference - my inability to use local languages, my skin colour, eye shape, clothing and hair styles, my height all marked me as clearly and visibly different, yet this was not the focus of any deliberate exclusionary or discriminatory practices against me. I often thought of what might be the situation confronting any of the citizens of Wuhan should they find themselves in the middle of Sydney or Brisbane; if, that is, our situations were reversed. I always arrived at the same answer, and it wasn’t particularly heartening. Were Australians so much more racially intolerant or were the Chinese people so much more accepting? Perhaps what was happening was that the universalising of White culture was proceeding apace, even in southern inland China, such that I was not an object of suspicion, derision and fear but rather I was the carrier of a new view of the world for the Chinese: the Middle Kingdom had been broached by the hordes and it wasn’t as bad as many thought. Whiteness was working its way into the Chinese psyche. My difference was desirable, to be observed and imitated.
A further occasion of consciousness-raising occurred when my daughter was preparing for a Speech and Drama examination. Her speech teacher had selected a poem by Guyanese poet John Agard for her to work on. I found the particular poem in a small volume of his children’s poetry (Agard 1983) held by the university library and brought it home for exam preparation purposes. In that volume, I found another poem that made me see more clearly what it meant to be white and at the same time what being non-white meant, even in practices as seemingly ‘culturally-blind’ as birthdays:
HAPPY BIRTHDAY, DILROY!
My name is Dilroy. I’m a little black boy And I’m eight today.
My birthday cards say It’s great to be eight
11
And they sure right Coz I got a pair of skates I want for a long time.
My birthday cards say, Happy Birthday, Dilroy! But, Mummy, tell me why They don’t put a little boy That looks a bit like me. Why the boy on the card so white? (Agard 1983, no pagination)
I checked my own children’s birthday card collections, and apart from cartoon characters, all the children on these were white. I just hadn’t noticed it before, but then why would I: it’s only a kid’s birthday card. And my children are white. When one’s world is drenched in one’s own personal defining characteristics, it is easy to ignore these altogether.
Later when I read Peggy McIntosh’s various articles about what she called the invisible knapsack of privilege that Whites carry around with them every minute of every day wherever it is they go (McIntosh 1990; 1993; 1995; 1997), I realised the position one inhabits where there is no provocation or need to notice one’s race. I had lived for almost 50 years in that position and never once had discomfort caused me to notice it.
In describing a particular situation to me, a friend of mine once drew analogously upon his understanding of the physiology of amphibians and told of how to boil a frog: put the frog, alive, into a pan of cold water over a low heat. Gradually increase the heat until the water boils. Because of the slow increment in the temperature of the water and the nature of the frog’s physiology, the frog doesn’t realise it’s in a dangerous environment until it’s too late. The point of the story is that unless we become more aware of our condition, our environment may be so comfortable that we continually adjust to danger until a point-of-no-return is reached. In a way similar to the title of a Neil Postman book (Postman 1986) we may be effectively amusing ourselves to death. These two events - the birthday card poem and the story of boiling a frog - together led me to consider that the comfort of most Whites may in fact mask a slow process of being boiled alive in a pot of racism and intolerance.
That race and racism permeated and penetrated from the earliest age also became apparent to me through a conversation between my son (then aged 4) and my daughter (then aged 10) I overheard after school one day. Sybilla described how a student in her class had reported to her class an event that occurred the previous weekend: her neighbour’s house had been
12
burgled and the girl thought that she had seen the offenders leaving the house. Hugo, having listened intently to the whole story, asked a question to fill in a vital part of his imagining of the incident: ‘But what colour were their faces, Billie?’. I asked him why he wanted to know that piece of information. His response concerned me: he answered that if their faces were black, then they most definitely were the burglars. At the age of 4, this little boy had already developed a strong sense of racially-based otherness, of racist assumptions beliefs and stereotypes. The broad social pedagogies of racism had already been at work here.
These experiences are but examples of encounters of race and racism that have led to my merging of personal with social imperatives, and this intersection has led to me following certain life paths, one of which resulted in the writing of this thesis.
Aspects of the Theoretical Framework
In order to understand the position of the Other, one has to understand Self, and for members of the White community, this means initially coming to see and recognise oneself as possessing a slew of racial characteristics. This in itself is no easy task, since the seeming incongruity of broadly prevailing community notions of ‘race’, ‘culture’ and ‘ethnicity’ with white European- derived groups means that for many, the initial step may well be to work out what one is actually looking for. Identity work seemed to me to present as a major point of opportunity for the contribution to anti-racist pedagogy that I believe to be essential to the movement towards more socially-just educational outcomes and forms of social relations in the community.
There are two ideas that are central to the work reported on in this thesis. Both of these relate to the conditions under which questions about white racial identity previously unconsidered (and in all likelihood, unconsiderable) might emerge as personal imperatives. That is, the things that might provoke Whites to see themselves as being raced. These two ideas are that of ‘moments of bafflement’ described by Gayatri Spivak (1990, p137) and the notion of the function of identity trauma as a precursor to self-awareness developed by Henry Giroux (1997).
A central process of Spivak’s work as a feminist-Marxist literary critic is rooted in Derrida’s notions of deconstruction (Derrida 1976). From Derrida’s perspective, deconstructive activity aims not to expose error or the falsities of ideological obfuscation but attempts to unmask the ways in which truth is founded or constructed. As such ‘deconstruction can only speak in the language of the thing it criticises… The only things one really deconstructs are things into which one is intimately mired’ (Spivak 1990, p 135). To Spivak, the most powerful point of focus for deconstructing the nature of the social is through ‘small things: margins, moments, etc.’ (Spivak 1990, p 136).
13
For her, much of the work of the university operates to resist such deconstruction, it merely operates to refute rather than expose. It sets up a master-apprentice model of learning that would seem to fly in the face of the processes of developing authentic knowledge. In Spivak’s view, it is ‘more useful to enter into texts so that the moments of bafflement can become useful’ (Spivak 1990, p 137). It is this idea of moments of bafflement that I have found to be valuable in describing the initially-irreconcilable image that many Whites encounter when they glimpse an image of themselves as racialised or ethnicised. In this study, it is these moments that almost require an interrogation of what had been up until the time of their emergence a settled sense of self. Such moments appear to be relatively rare and risky, but link powerfully with the second of the conceptual strand in this study, trauma.
Trauma as a desirable state and as a deliberate pedagogical tactic would seem to be antithetical to the educative project. It is not usual for teachers to be encouraged to find ways to traumatise their students. Henry Giroux (1997) argues that in order for Whiteness and White identity to become something other than the exploitative social identity that they would currently seem to be, the nature and meanings of whiteness first need to be deconstructed and interrogated. It is the spur to this initial interrogation that must, in Giroux’s view, lead to trauma:
I attempt to fashion a tentative and strategic pedagogical approach to Whiteness that offers students a possibility of rearticulating "Whiteness", rather than either simply accepting its dominant normative assumptions or rejecting it as a racist form of identity....As a potent pedagogical tool, trauma refers to the subjectively felt effects of classroom practices that baffle, reorient, and challenge students' commonsense assumptions about race. ...Trauma represents that pedagogical moment when identities become unsettled, provoking both anxiety and the opportunity to rethink the political nature and moral content of one's own racial identity (Giroux 1997, p 293)
In this study, I have attempted to ascertain the contribution such an approach to the development of White racial identity might have. That is, I have organised aspects of the participants’ narratives around this idea of identity trauma, of an unsettling, anxiety-filled experience with Self that doesn’t fit with existing images and assumptions - of moments of bafflement that disrupt settled senses of identity.
Relevant Developments in Teacher Education
The importance of preparing teachers to deal with social (in)justice issues through their work has been long-established, and considerable attention has been turned to the fact of increasing
14
diversity - across numerous planes - in classrooms. In the United States of America, preparing teachers to engage with such diversity, in particular cultural diversity, has been the focus of a number of recent projects, proposals and programs. In a very recent review of ten national teacher education reform proposals, one of the two recommendations common to all of these proposals was that teacher education programs should develop multicultural competence in their students (Valli & Rennert-Ariev 2000). In a similar analysis of existing programs of teacher education, Sonia Nieto has argued that teachers have become more monolithic, monocultural and monolingual in past twenty-five years (see also Futrell 1999) and that ‘schools and colleges of education are still functioning as if they were preparing teachers for the classrooms of half a century ago’(Nieto 2000, p 181). However, as Nieto acknowledges, there is some movement in teacher preparation institutions in the United States towards addressing what she sees as the crucial issues of the age: increasing diversity, new international processes and forms of communication, the changed nature of and access to information, enormous inequities and lack of democratic opportunities for many people (Nieto 2000, p 182).
Such reorientations in teacher education programs are not necessarily achieved easily or without conflict. Gloria Ladson-Billings, for example, in discussing the importance of ensuring pre-service teacher education students experience diversity in as many forms as is possible in their preparation program points out that ‘teacher educators who have attempted to bring issues of race and racism to the forefront of their preparation programs have been subjected to resistance and harsh criticism from students’ (Ladson-Billings 2000, p. 207).
In the Australian context, there has been a somewhat slower response to the recognition of the fact of increasing social diversity. The peak academic organisation of teacher education faculties in Australia, the Council of Deans of Education, has to date failed to make any statement in policy terms about the importance of initial teacher education programs ensuring graduates are aware of and familiar with the pedagogical and personal dimensions of cultural diversity. This situation is likely to change in the near future as the new executive of the Council has had extensive discussions about this matter at its inaugural meeting (October 2-3, 2000) (personal communication, Professor Nerida Ellerton, Chair, Queensland Chapter, Australian Council of Deans of Education, 5/10/2000). Presumably, the importance of understanding self and other will become an even more important feature of Australian teacher education programs in the coming years than it is currently.
Research Problem and Research Questions
This research study was designed and conducted in order to arrive at some understandings of a central problem:
15
What meanings do white pre-service teachers make of the racialised aspects of their identities when they consciously reflect on their life experiences?
As a way of entering into this particular problematic, the research was structured around a series of more specific questions which address three different levels of conceptualisation of the problem. The first level of inquiry (questions one and two) relate to the interpretation of the evidence; the second level (question three) looks to the applicability of conceptual aspects of existing literature and theorising; and the third level (questions four and five) looks to the implications of the study for theory-building in teacher education and research methodology . The questions that directed the study are:
1. What life experiences do the participants perceive as having been influential in shaping their racial identity?
2. What do the pre-service teacher education participants in this research study perceive to be the impact of concerted programmatic experiences of cultural consciousness-raising on their sense of self?
3. What is the relevance of Giroux’s notion of identity trauma and Spivak’s idea of moments of bafflement in providing an explanatory framework within which to locate a sense of whiteness in Australian pre-service teachers?
4. What meanings are ascribed to whiteness and racial identity when pre-service teachers have been through a consciousness-raising experience?
5. What insights into personal identity and whiteness can be gleaned from the use of a dialogic research methodology?
The Design of the Research
The research project was based on the use of dialogic forms of research and personal biographical narrative and analysis. Six second-year pre-service teacher education students who had all completed a unit of study on Indigenous Australians volunteered to engage in a series of learning conversations about identity. All of the participants ultimately saw themselves as White, and their understanding of their own racial identity became a primary focus of the conversations. Transcripts of these sessions formed the primary source of evidence
16
for the extraction and interrogation of experiences that the participants recalled as significant, or at least memorable, in coming to a certain level of awareness of Self.
As researcher, I also featured prominently as a participant. A feature of this study is the braiding into the narratives of the student volunteers of my own biographical journey to and through the topic of white racial identity and, to a lesser extent, whiteness. This thesis presents the stories of the volunteers juxtapositioned with my own story at points where the narratives touch, intersect or run parallel to each other. I have used text boxes to carry my personal thoughts regarding aspects of the stories of the other participants, particularly Teresa. At times, my own biography paralleled or was at odds with parts of those of the other participants, or it occurred that elements of the life experiences of the participants provoked certain thoughts, ideas and the like that it seemed might be valuable to capture and present. Certainly this material chronicles some of my own life experiences and emerging understandings of the topics in question. The format of presentation allows for the reader to either read the other material straight through or to read my commentary in conjunction with each section of the main narratives. I have utilised this device mainly in conjunction with the main narrative - Teresa’s - because the degree of detail included there provided greater opportunities for parts of my own story to be included.
The power of the use of learning conversations as provocation to deepening levels of self understanding and the overall consciousness-raising effect of the use of dialogue as a research tool is reflected in the evidence presented here.
Summary of the Chapters
This thesis has been cast as seven separate chapters. This, however, should not be taken to mean that each is self-contained. There are many points of cross-over and interconnection between the various chapters - a feature, I suspect, of the nature of the problem being addressed and the research methodology employed.
The first chapter, An Introduction to the Study, attempts to delineate the scope of the problem that drove the study as well as the social and personal significance of the work at hand. The research problem and the research questions that were generated are outlined here. This chapter also summarises some key theoretical elements upon which I have drawn in constructing an appropriate research framework.
Chapter Two, Relevant Conceptual Literature, presents my synopsis of and commentary on published theoretical and research work that bears directly on the study’s research problem and questions. This chapter is organised around broad conceptual categories (Identity ,
17
Whiteness, Race and Racism.) and further elaborates on the theoretical elements briefly described in the first chapter (particularly the idea of racial identity trauma and moments of bafflement). This chapter also identifies a number of gaps in the existing published work touching on this study.
In Chapter Three, Cultural and Phenomenological Contexts, my purpose is to locate matters of whiteness and white identity in an Australian socio-political context, including the operation of the White Australia Policy and the current moves to Indigenous-non-Indigenous Australian reconciliation. To understand the state of dominant, White, identity in contemporary Australia, one needs to understand something of the historical development of some of the more visible expressions of national identity. This chapter also draws upon my personal experience with and understandings of a unit of study on Australian Indigenous cultures, histories and issues.
Chapter Four, The Inquiry Process: Literature and Engagement, deals with the approach taken in the research and examines a number of problematics attaching to the application of particular techniques and tools to assist in the inquiry process. This chapter delves into a number of philosophical as well as technical issues relating to research generally, life history approaches in particular, and issues and dilemmas of evidentiary and data analysis.
The stories of the participants, which constitute the body of evidence in this study, are presented in Chapters Five, Teresa, and Six, Fellow Travellers. In the first of these, detailed excerpts from the narrative of one of the participants is presented and analysed in order to extract events, occurrences and phenomena seemingly significant in the process of coming to understand the racialised nature of Self. In the second of these evidentiary chapters, more truncated extracts from the stories of other participants are presented and discussed in relation to Teresa’s narrative. From these two chapters, I have identified a number of commonalities and themes that form the basis of the final chapter.
Chapter Seven, Conclusions, presents my perceptions and understanding of the research problem and the research questions identified in Chapter One. In this section, I have attempted to draw out not just my (tentative) answers to these questions, but also a number of implications for teacher education, anti-racist pedagogy and Australian multiculturalism. In the final section of this chapter, I focus on the research process and my personal development and consciousness raising as a result of involvement in the project. I also draw some conclusions regarding the role of dialogic forms of research in work of this type.
While, as I have already mentioned, there is a certain linearity to this structure, it is highly likely that a reader will move across and between chapters to establish and re-establish certain links and evidentiary bases. This, perhaps inevitably, creates something of a ‘messy’ reading
18
process, but one that more closely parallels the actuality of the postmodern identity and which admits of the construction of a number of different readings and interpretations.
19
Chapter 2 Relevant Conceptual Literature
You never get there by starting from there; you get there by starting from here. Paulo Freire, Pedagogy of Hope.
The starting point
This thesis is based in an optimism that it is possible for white teachers to develop such a sense of self and identity that they become secure enough to engage in a project of reinvention of that identity. Stephenson (1997, online) argues that ‘becoming aware of white advantage is a necessary requirement to challenging it’. It was the purpose of this study to uncover ways in which preservice teachers came to the first crucial point in this process: an awareness of their own racial identity.
The research in this area of teacher education is very thin, a function, presumably, of the ‘muted discussion of racism and whiteness within teacher discourse’ (McIntyre 1997a, p. 655). In her United States study with similar hopes and almost-parallel paths to my work, Alice McIntyre attempted to capture a feel for the ways in which white self-awareness might be turned to the development of ‘teaching strategies and research methodologies aimed at disrupting and eliminating the oppressive nature of whiteness in education’ (McIntyre 1997b, p. 7). The McIntyre study was explicitly couched in terms of exploring the anti-racist pedagogical dimensions and possibilities of White racial identity (McIntyre 1997a, p. 660) and drew upon the potency of participatory action research to stimulate reflection on and critique of the relationship between white racial identity and pedagogical practices with a view to exposing how
similarity can blind us to our own complicity in the perpetuation of racist talk and the uncritical acceptance of racist actions. [The study] is about the need to learn by doing - to engage and reengage whites in discussions about whiteness and to continue to develop strategies for critiquing the very discussions we generate. It is about publicizing and politicizing our whiteness - being vulnerable and “fessing up” to how we contribute to the routinization of racism in our teaching practices (McIntyre 1997b, p. 7).
The participants in McIntyre’s study were women from privileged backgrounds, even by White standards. They viewed whiteness as either a fairy tale (anything is possible for Whites) (McIntyre 1997b, p. 80), a domineering ‘norm reference group’ (p. 84), the repository and guarantor of ‘the American Dream’ (p 88), or as a problematic, dualistic location (‘We’re good, they’re bad and don’t blame us’, p. 95). In a teaching context, whiteness manifested itself in
20
images of teachers as either ‘white knights’ intent upon saving non-Whites in distress (p. 123) or as pedagogically ‘colourblind’ and dismissive of race as a factor in classroom relations and practices (p. 126).
In my study, I have limited my investigations and reflections to the nature of racial awareness on the part of white pre-service teachers in an Australian context. The pedagogical imperatives growing from such an awareness, while my ultimate focus of anti-racist educative work, is but tangentially touched upon here, and forms the basis for future projects.
As explored in Chapter Three, Australian whiteness is quite different in many ways from (United States of) American experiences of whiteness. Additionally, there is, a crucial naivety surrounding Australian whiteness which provides both a buffer against intense scrutiny and a robustness that allows it to fend off challenges. All of this, of course, is couched in an egalitarian nationhood myth that makes for an extremely complex paradoxical interplay of the simultaneous position of centrality and proclaimed inconsequence of whiteness.
The existence and effects of discrimination - whether based primarily in race, gender or any other particular characteristic - have been acknowledged for a long time in the social welfare literature and embodied in compensatory programmatic efforts to redress these social wrongs. Similarly, that these programs have but limited positive effect is also readily apparent, despite, for example, increases in participation rates of women in upper management, completion rates in high school of students from non-English-speaking backgrounds and the like. In the area of racial discrimination, this leaves the very crucial question: ‘How can so destructive a force as racism continue to exist in the face of its negative consequences for society?’ (Fernandez 1996, p.158).
A partial answer to this question is, basically, that a large or powerful enough sector of society sufficiently benefits, consciously or not, from the maintenance of a racist social structure as to warrant its allegiance to, support (deliberate or not) and defense of and active participation in a systematic process of selective allocation of race-based privileges. That sector of significance is, in racial terms, Whites.
One way to approach the problem of racism would be to continue along the liberalist road of education and enlightenment, the basic premise being that if a population becomes more aware of a problem, its causes and effects, then it is more likely to be moved to want to change the situation. This has certainly been the underlying basis for many of the anti-discrimination programs conducted in Australia over the past two decades. That these initiatives are important prongs of attack on racism cannot be denied - they send messages of official policy and statements of changing social values. That they have been largely unsuccessful in their
21
eradication (or even reduction?) of racism is also largely undeniable: the public rhetoric and personal practice dichotomy carves out the essential problem with this enlightenment approach. To further embed the authority of the State in the disapproval of racism, legislative measures have been enacted to add a supervisory and punitive dimension as well as the striking of various boards of review, complaint and supervision (e.g. The Anti-Discrimination Commission of Queensland).
A modification of that approach has attempted to turn the spotlight away from the effects of racism on the victims and onto those who are seen to be perpetrators of it. To this end, there is a growing body of literature that documents the negative effects of white-based racism on those thereby most advantaged. Arguing that most racist attitudes and behaviors are the result of a cultural socialization process, Bowser and Hunt (1996), for example, identified a number of impairments to the quality of life experienced by Whites as a result of the acceptance of and participation in a white-racist social system. Racism operates to the detriment of all Whites, qua Whites in the following ways: • by isolating them from persons of colour and dividing them from one another • by promoting an ignorance and disdain of other races and cultures that becomes more dangerous as the world community grows closer and more interdependent • by invasions of in-group behaviour by the habits of out-group oppression • by sometimes feeding or aggravating psychiatric disturbances • by promoting misperceptions of overlapping interests with non-Whites and thereby losing opportunities for social progress • by basing their orientations to reality on distorted views and allowing misinformation and false fears to control and limit their lives • by the stunting of human potential caused by inauthentic personal and social relationships • by ‘sociological ambivalence’ - the moral and social confusion that distorts images of reality; causes uncertainty about one’s feelings and beliefs about self, others, and the world; and forces one to act cautiously and indecisively • by personal and racial insecurity (Bowser & Hunt 1996a,pp. 237-238).
This attack on the problem of racism goes some way towards forcing a more self-reflective approach to race and identity: its intent is to make Whites look at their own location within a system of privilege and to see some of the damage - psychic, social and material - that the maintenance of that system enacts upon even those most advantaged by it. For example, Hollins (2000) argues the importance of a ‘healthy sense of ethnic identity to one’s
22
psychological well-being’ (p. 224). This is in many ways what is denied to members of the White ethnic group or groups who do not or are not able to come to awareness of and to terms with their racial and ethnic existence.
A more likely way to overcome racism, to inoculate society against this illness, seems to reside in a more thorough interrogation of privilege rather than a continuing exclusive focus on disadvantage. Before exploring this notion, however, it is important to issue two caveats. Iris Marion Young (1990) makes the point that, while the measure of a just society isn’t only to be found within the material domain, there is much to be said for a more equitable distribution of material goods within a community. Further, she acknowledges that, in fact, this may well be the first stage in the development of more truly just communities - it’s easier to apply oneself to the broader philosophical issues and imperatives of justice when one has a full stomach and a warm house in winter. bell hooks (1990) encourages the turn of the gaze away from the disadvantaged and onto the face of the privileged, but not so exclusively that the daily struggle for survival of people of colour is ignored. Tread warily is her caution: Whites already hold centre stage, let’s not call for an extended season. That is, by focussing on whiteness, by spotlighting the primacy of the dominant cultural or racial group, we might well further embed the centrality of white culture rather than unsettle it.
With those concerns and cautions in mind, a crucial question becomes, What does it mean to turn the interrogative eye onto the centrality of white ethnicity in contemporary white- dominated society? It would seem that this is essentially an individual project, one that requires self-reflection and -evaluation. The first step would involve an understanding of and reconciliation with a sense of identity.
Identity and Uncertainty
Identity is a contemporary buzzword, a ‘keyword’ (Williams 1976, p 13) and as such has come to assume multiple meanings. One thing, though, is apparent: ‘identity only becomes an issue when it is in crisis, when something assumed to be fixed, coherent and stable is displaced by the experience of doubt and uncertainty’ (Mercer 1990, p.43). The effects of the increasing deterioration of many of the purported certainties of social life in the modern era have attracted the attention of many social theorists. Lyotard (1984) identified what he termed the postmodern condition, and his explorations of the psycho- and socio-cultural dimensions of the postmodern turn have been taken further by virtual hordes of theorists.
23
While the existence of a distinguishable era, epoch or period that might be called the postmodern has been generally acknowledged, there is not a universal acceptance. Appardurai, for example, refers to this period as an extension of modernity, a period of high modernity (Appadurai 1990); Giddens (1991) describes it as late or high modernity. Jameson saw what was termed postmodern as the ‘specific cultural logic of contemporary multinational capitalism’ (Dickens 1994, p. 95). For him postmodernity was an idea, a concept ‘whose function is to correlate the emergence of new formal features in culture with the emergence of a new type of social life and a new economic order’ (Jameson 1983, p. 113).
In trying to capture what it was that was significantly different or distinguishing about this new era, Lyotard’s central premise was that the period is characterised by the breakdown of the grand narratives that provide a framework for comprehending the world. In particular, the metanarrative of science as universal human problem-solver (‘the certainty that the development of the arts, technology, knowledge and liberty would be profitable to mankind as a whole’ (Lyotard 1999, p 144) ) had been shown to be a fiction, a ‘language-robbery’ in Barthes idea of mythologies (Barthes 1957,1972, p 131) .
Lyotard pointed to evidence of the betrayal of modernity’s faith in science to lead to greater human comfort and emancipation: for example, the human failure of Auschwitz, and techno- sciences as the origin of rather than scourge of disease (Lyotard 1999, p 144). With the removal of the modernist notion of progress from the vortex of hope for the human species, a void has been created at the centre (Solomon 1998, p 39) leading to the so-called postmodern angst - ‘a sort of sorrow in the Zeitgeist’ (Lyotard 1999, p 144). As Stafford maintains, ‘We now live in an amorphous frame of time: a ‘post’ history where both our knowledge of the past and our confidence about the future have been shaken.’ (1996,p. 114)
Rutherford describes the general malaise of the postmodern era :
‘Not belonging’, a sense of unreality, isolation and being fundamentally ‘out of touch’ with the world become endemic in such a culture. The rent in our relation to the exterior world is matched by a disruption in our relation to our selves (Rutherford 1990, p.24).
Clearly, it is not possible here to meander too long through the often semantically turgid fields that constitute the landscape of postmodernism, its theorising and critique, but the key features and effects as they relate to the question of identity need at least to be raised. If we accept that the postmodern is an appropriate way of capturing current social forces, that it in ways at once philosophical, ethical, cognitive and material butts up against and draws breath from the
24
radical fracturing of the certainties and consistencies of the Modern period, then it becomes possible to map essential lodes of difference and departure.
In terms of relevance to this study, the postmodern era is characterised by: • a weakening or fading of the absolutist values of the Western Enlightenment; • the collapse of foundational myths and master narratives of rationality and progress; • the fragmentation of traditional sources of authority and identity; • the displacement of collective sources of membership and belonging; • the decentring of political consensus and the emergence of differentiated subjectivities ; • the certainty of uncertainty; • multiple perspectives of reality; • the evaporation of claims of authenticity and the Authentic Self, • the centrality of communication technologies in providing global access to a culture of mass reproduction and simulacra, or copies of which there is no original. (Baudrillard 1983; Gitlin 1998; Lyotard 1984; Lyotard 1992; Meehan 1998; Mercer 1990; Miller & Real 1998; Solomon 1998; Weeks 1990).
Postmodernism reflects a ‘cultural attitude’, a multitude of ways of engaging with the daily stories of contemporary struggles to make sense of life:
In its most general sense, postmodernism represents a new mode of perception fostered by an age of instant communication: by radio, cinema, and most importantly, by TV. Gazing upon the world as if it were one vast variety show, the postmodern eye perceives the course of human events as a narrativeless and nonsensical series of skits, as one long "Monty Python" (Solomon 1998, p 36)
In all of this, the importance of narratives for the construction of identity cannot be by-passed. In a psycho-social sense, narratives operate much like myths in that they are stories intended to make and convey a sense of existence. From a Judeo-Christian perspective, this process was one that drew on the power of the sacred:
[I]n the face of our own meaninglessness as human beings, we have decided to tell a story, a narrative complete with a beginning, middle and end, "written" by a divine Author who will make sense of our lives, tell us what we’re here for. For nearly two thousand years, the Judeo-Christian Bible has provided the West with a narrative that has created meaning out of chaos by framing history between the limits of a creative origin and an apocalyptic end…In essence, that is the purpose of all sacred narratives: to centre our lives around a creative origin and to give meaning thereby to our mortality. In semiotic terms, narrative itself is sacred, constituting our greatest – and perhaps only – weapon against death (Solomon 1998, pp 38-39)
25
In the world of the postmodern, the power of the sacredness of linear history is extremely difficult to maintain, given the ascendancy of seeming senselessness and a rejection of the primacy of the Western tradition by:
rejecting the traditional narratives of the West, the postmodern myth has rejected the centering structures that have long given meaning to human history. At the postmodern center there is only a void, which is the same as saying there is no center to the postmodern worldview. History has neither a beginning nor an end, neither a creative origin nor a purposive goal. Life is nothing more than a decentred, narrativeless course of waiting for death – or for a nonexistent God who never comes (Solomon 1998, p 39)
When there are no transcendencies, no universal referents to admit a connection to a unifying ‘human nature’, it is not possible to identify essential identities. In the postmodern worldview, there is no such thing as an essential "Me", no centering self-identity, no in-born character. There are only roles, images we take up in imitation of other images (Solomon 1998, p48.), and in this way there is a need for the individual to interrogate what it means to Be. This is why the postmodern era seems almost-obsessively concerned with matters of identity, of what it means to be and to belong.
In the Australian context, social commentators have chronicled both the ricochets of rapid social change and the social conditions attendant upon that change. Mackay asserts we are presently in a period of ‘unprecedented social, cultural, political, economic and technological change in which the Australian way of life is being radically redefined’; a time when ‘all Australians are becoming New Australians as we struggle partly to adapt to the changes going on around us, and partly to shape them to our own liking’ (Mackay 1993, p.6 emphasis in the original).
In attempting to unravel the manifestations of the Big Angst, Mackay asks a seminal question: ‘Why, as we move into the middle of the 1990’s, should Australia be in the grip of an epidemic of anxiety?’ (Mackay 1993, p.15). In answering this question, he identifies what he sees as the underlying problem for contemporary Australian society - that is, that the Age of Anxiety is, in reality, nothing other than a symptom of a more apposite description of the era: the Age of Redefinition. In this age - which by Mackay’s reckoning commenced over twenty years ago - the very certainties of identity and belonging have been eroded such that ‘growing numbers of Australians feel as if their personal identities are under threat... ‘Who are we?’ soon leads to the question, ‘Who am I?’ ’ (Mackay 1993, p.19).
In the Australian political realm, Pauline Hanson’s One Nation Party captured the attention - and imagination - of the community with a platform that, for many, captures and expresses this angst. At the peak of its popularity, opinion polls indicated that 25% of the eligible
26
population would cast a vote for a One Nation party candidate if a Senate election were to be held at that time. This, clearly, was not a fringe movement. Seemingly exclusively Caucasian in membership and eurocentric in outlook, groups such as this tend to be anti-government, seeing the governments of the day as having sold out the “ordinary” citizen to the interests of big capital and big labour. Populist in the extreme, these groups frequently espouse a strong anti- intellectual stance and speak from first hand experience and with great emotion of the effects of the conspiracy - usually global -to subjugate the masses to the demands and desires of a new elite. Many of these groups are overtly racist, seeking to preserve the perceived deserved position of dominance secured by white culture. All of this, in reality, a reaction to the loss of security and certainty and an anxiety to restore what was.
In another, but very similar social context, Lamy describes what he calls the tribulation that grows from the perception of a small but increasing number of white (United States of) Americans as they witness what they see as the chaotic end to the millenium - the disintegration of (United States of) American cultural mores and social cohesion is interpreted by those who have come to be known as the survivalists as evidence of identity crisis so major as to herald the onset of the Christian Armageddon and Doomsday (Lamy 1996).
What is left unsaid in analyses by many populist social commentators, however, is often very much more significant than what is said. Mackay’s analyses and commentaries, for example, are based upon an unstated assumption of location of reference in dominant (white) society: while asserting that ‘it makes less sense to talk about typicality than about diversity’ (Mackay 1997, p. 10), diversity is identified only by reference to an invisible point of reference. While there is an identifiable trend towards a tolerance of diversity in contemporary Australian society evidenced by ‘a willingness to jettison ethnic stereotypes and to regard ethnicity as just another dimension of our diversity’ (Mackay 1997,p. 183), there is little to suggest that this increasing focus on ethnicity is anything other than an outward looking cultural act, one that fails to include dominant (white) ethnicity in the identity reconstruction project. It is to this missing part of the reconstruction process that this study is addressed.
Identity
As a word, ‘identity’ joins the postmodern lexicon in the company of ‘difference’ and ‘diversity’ as key terms for the description of a new social reality. This language of uncertainty segues perfectly into the postmodern motifs of displacement, decentring and disenchantment that play at the core of contemporary society (Mercer 1990, p 49). Identity as a concept needs to be excavated.
27
In this study, identity is engaged from a socio-cultural perspective rather than from a psychological one. This is not to deny that the process of identity formation is, in the final instance, inherently individual and dependent upon the interplay of processes of cognition and affect that constitute the world of the psychologist.
The loss of a clear sense and place of belonging is a two-edged sword. The increasing ambiguity of identity is symptomatic of both the disintegration of traditional cultural and political forms and of the undermining of the role of central social actors in the postmodern era (Mercer 1990, p 44) bringing about a ‘predicament that threatens fragmentation and psychosis’ (Rutherford 1990, p24). But this state of uncertainty also opens the spaces for the reformulation of extant and the invention of new forms of identity that offer the possibility of the more democratic forms of social relations.
Janet Helms described racial identity as 'a sense of group or collective identity based on one's perceptions that he or she shares a common racial heritage with a particular racial group’ (Helms 1993, p 3, emphasis in the original). Similarly, Weeks defines identity as being :
about belonging, about what you have in common with some people and what differentiates you from others. At its most basic it gives you a sense of personal location, the stable core to your individuality…At the centre, however, are the values we share or wish to share with others (Weeks 1990, p 88).
The assumptive aspect of identity is important to note here - the individual assumes an identity, claims it for her- or himself based on a feeling or perception of commonality with others whose essential characteristics are able to be identified, named and compared, and ultimately accorded value.
Simultaneously, identity is conferred. In naming self, one names the not-self in ways that require the construction of dichotomous relationships: self/other; insider/outsider; normal/deviant; same/different. The conferring process, in itself the soil bed of discriminatory practices, is the other half of the assumptive process: as we claim for self, we bestow on others.
The construction of the Other
The process of identity-formation and identification requires, and of necessity throws up, what has come to be called the Other. This view of the divided, dissected and incomplete nature of identity has attracted the attention of a number of theorists working in post-colonial furrows, but the subject is by no means one of contemporary making. Bellow (2000) relates a Platonic myth of the origin of and imperative driving the search for the Other part of identity :
28
Looking for love, falling in love, you were pining for the other half you had lost, as Aristophanes had said. Only it wasn’t Aristophanes at all, but Plato in a speech attributed to Aristophanes. In the beginning men and women were round like the sun and the moon, they were both male and female and had two sets of sexual organs. In some cases both the organs were male. So the myth went. These were proud, self-sufficient beings. They defied the Olympic Gods who punished them by splitting them in half. This is the mutilation that mankind suffered. So that generation after generation we seek the missing half, longing to be whole again.(p. 24)
This process of identity formation (individual or group) which involves originating an Other has been a much-explored phenomenon (see, for example, Bhabha 1990; Bhabha 1994; Hage 1994; hooks 1997; JanMohamed 1985; McLaren 1995; Mercer 1990; Said 1978; Said 1993; Solomon 1998; Spivak 1990; Thompson & Tyagi 1996; Winant 1998). From this perspective, the act of identifying requires the simultaneous act of not-identifying. In the act of coming to represent Self, we project the Other, that identity or thing that is not us. This constant comparative process operates along multiple axes of identity-formation (Pitt 1997, p 128). This is not to suggest that such axes of difference run parallel to and separate from each other: there is obviously considerable overlapping and criss-crossing. This means that identity is in a constant state of flux and emergence, that it is not a absolute, final achievement: ‘Identity then is never a static location, it contains traces of its past and what it is to become’ (Rutherford 1990, p 24)
Each axis of identity is bookended by a pair of binary oppositionary locations and labels such as male/female; masculine/feminine; black/white; culture/nature; advanced/primitive; rational/irrational; and hard/soft. One of the terms, appropriated by hegemonic or dominant elements of a society or community as a way of positively describing itself, constitutes the Centre. The opposite term, the excluded, marks the Margin or the periphery. Identity is formed along, between and among these axes, such that identification resides within a veritable matrix of potentialities and possibility that are constantly in motion, with particular facets assuming greater or lesser importance at particular points in time and place.
It is from the Centre that universalising motifs and narratives emerge:
Those terms that are pre-eminent and invested with truth, achieve that status by excluding and marginalising what they are not …[T]he centre expels its anxieties, contradictions and irrationalities onto the subordinate term, filling it with the antithesis of its own identity. The Other, in its very aliennness, simply mirrors and represents what is deeply familiar to the centre, but projected outside of itself. (Rutherford 1990, pp 21-22).
This is not to suggest that identity or locations within the dichotomous relationships constructed here are in any way homogenous or separate: ‘the interrelationships of differences
29
are marked by translation and negotiation’ (Rutherford 1990, p 26) both within, between and across identities (Weeks 1990, p 89).
The Self becomes the Centre and the Other, that ‘repository of our fears and anxieties’ (Rutherford 1990, p 10), is relegated to the Margin. In this alienating and separating process, the fear of difference becomes sedimented into various exclusionary and discriminatory discourses and material practices: racism, sexism, classism are but some examples. From the Centre, the Margin is a feared and reviled place: it is there that the threats to a secure sense of Centred self reside and fester. It is there that all that has been found unacceptable and expelled from the Centre has been embodied, the Gulag of identity. It is ‘dangerous territory’ (Roman & Eyre 1997) because it is in this place that the forces for reformulation of the identificatory relationship congregate and well up. It is at the margins that the prospect of disrupting settled identities gathers its bravado and hope.
The boundary between Centre and Margin operates as a disciplining mechanism, attempting to constrain the emergence of new identities, and yet it is here where the intersections of blurred boundaries occurs that identity is formulated (Rutherford 1990, p22). In using language as a solidifying agent, the Centre tries to rein in volatile relationships of difference so as to better contain and regulate the periphery and pathologise difference as deviance. That this process is increasingly unsuccessful is perhaps a (the?) defining feature of the postmodern era as the steam of difference escapes from the fissures of unsettled relationships. New forms and uses of language are drawn up to name these new identity locations - language itself becomes a site of contestation and struggle. What this means is that ‘there are no ready-made identities or categories that we can slip into. Our struggles for identity and a sense of personal coherence and intelligibility are centred on this threshold between interior and exterior, between self and other’ (Rutherford 1990, p 25, 24).
Identity, then, is • claimed and bestowed; • at once interdependent and relational (Rutherford 1990, p. 10); • constituted across multiple landscapes, some of which at times are mutually incommensurable, contradictory and antagonistic; • fluid and in a constant state of flux and movement;
A primary consequence of the breakdown of homogeneity and the multiplication of possibility is an increasing presence of difference such that the public sphere must be reconceptualised in such a way as to be able to draw in and celebrate ‘unequal, uneven, multiple and potentially antagonistic political identities’ (Bhabha 1990, p 208, emphasis in the original). Difference
30
becomes the defining feature of the postmodern era, and needs to be counterpositioned with diversity, a term frequently used interchangeably with it.
Where diversity fronts and sustains the liberal adoration of plurality, difference demands acknowledgment and a re-working of cultural relationships. Diversity encourages a passport approach to culture, the musee imaginaire of culture in Bhabha’s terms (1990, p 208) : visit, come to experience and perhaps understand elements of those cultures that are not one’s own, all of this within a framework of central or dominant culture which leaves untouched a hegemonic universal. The raising on high of diversity as a desirable social characteristic, along with its attendant concepts of tolerance and multiculturalism, has led to the disguising of the operation of an invisible cultural centre (Bhabha 1990; Hage 1994 ).
That an approach to minimising socio-cultural antagonisms through the recognition of diversity, the endorsement of multiculturalism and the exhortation to tolerance is largely ineffectual can be seen in the continuing rampage of racism, sexism and other discourses and material practices of discrimination and oppression. Australia is a good example of this: a society caught in the grip of the process of ‘a creation of cultural diversity and the containment of cultural difference’ (Bhabha 1990, p 208, emphasis in the original). In this situation, the maintenance of an invisible cultural norm is required in order to accommodate divergent cultural forms - one must diverge from something, one must be diverse within a central conceptualisation of normalcy. This is the essential point of separation for two main approaches to the resolution of problems attaching to discrimination: one path follows the line of enlightened tolerance, the other the more difficult trek through the recognition of and reconciliation with difference.
The importance of this for the current study is that overcoming the feared face of difference, to crumble the rock-like façade of pathologies of Otherness, requires an acceptance of a cultural politics of difference that :
pays attention to the old liberal adage that we must learn to live together - not attempting to construct oppositions based on hierarchies of value and power, not through that politics of polarity, but in the recognition of the otherness of ourselves, through the transformation of relations of subordination and discrimination (Rutherford 1990, p 26, emphasis added)
Seeing ourselves as (potentially and actually) Other is a vitally important idea for this study since it is through a recognition of the specificity of location that one might come to understand the identity politics attaching to a reformulation of relations of dominance and subordination. In this case, the Othernesss requires a disassociation from and a disavowal of the privileges location within the Centre characteristically secures.
31
At any historical moment, certain coalitions of identity features will assume primacy and dominance within a society. Throughout the period of Modernity, white heterosexual male values, world views and identities have been ascendant, and this position has led to a hegemonic shaping and sustaining of a particularistic cultural politics wherein the desirability and value of the cultural capital (Bourdieu 1986) attaching to those identities has been entrenched.
Robert Solomon identified the process whereby the particular Weltanschauung of one group within a society becomes equated with a universal view of the nature of the world. He called this process the ‘transcendental pretense’: ‘the self-congratulatory pretense that we - the white middle classes of European descent - were the representatives of all humanity, and as human nature is one, so its history must be one as well’ (Solomon 1993, p.xiv).
Race and Ethnicity
Intricately bound up in considerations of whiteness is the concept of “race” and the semantics of race have not been quarantined from the struggle for the control of language visible in all other forms of cultural contestation in recent decades, particularly since the outbreak of ‘ethnic fever’ (Steinberg 1989; Keating 1995, p 913) in the late 1960’s. These almost-paradigmatic tectonic forces of contestation between competing discourses of race have been well-and-truly enveloped in the culture wars (Gates 1992) that have been raging throughout the postmodern period in Western society. As a result, ‘race’ and attendant terms are no longer easily contained and mutually understood as may have been the case in decades past. Despite a view that race is ‘man’s [sic] most dangerous myth’ (Montagu 1974), the discourse of race is one of the most potent metanarratives of contemporary society (King 2000, p. 141)
There is a continual need to define and re-define the particular meanings associated with and attached to the discourse of race, such is the fluidity of the conceptual base and the increasing intensity of scrutiny of the area. While some commentators have been disparaging of these conceptual and linguistic developments - Gabriel, for example, decries the myopia of definitions of race - both academic and common-sensical - that have circulated in the past thirty years (Gabriel 1998, p 1) - the field has by most accounts become increasingly dense intellectually and unstable semantically. One result of this has been the need to attempt to clearly define what it is that is intended by the use of certain terms, but regardless of how it is seen, race is a significant marker of social and cultural location (Glasberg 1996, p 228; Kramer 1997). It is also one of the most visible carriers of status.
32
In modernist discourse, race was primarily a biological concept, based on ‘scientific’ pronouncements and categories of human diversity. From an alternative perspective, race is seen as a social construct, a semiotic marker of difference location (Kramer 1997, p 2) and as such is a political rather than a genetic marker. In the former view, race is a classificatory system that captures essential biologically-based features and conceptualises the aggregation into a descriptive schema.
While there has been a long process of refutation of genetic constructions of race, there is still a strong commonsensical view of race as being biologically determined. Kwame Appiah, a strong opponent of the notion of race as a biologically fixed and determined feature of identity, notes:
What most people in most cultures ordinarily believe about the significance of "racial difference" is not supported by scientific evidence. While biologists can interpret the data in various ways, they cannot demonstrate the existence of genetically distinct "races", for human genetic variability between the populations of Africa or Europe or Asia is not much greater than that within those populations (Appiah 1992, p.21)
One effect of a biologically-based determination of race is that markers or signifiers become sedimented, separated from their socio-political points of origin with the resultant stabilisation of racial categories leading to “commonsensical” and uncrossable boundaries. In attempting to expose the dangerous terrain one enters when linking politically-based categorisations to intransmutable natural selection and codification, Keating makes the point that,
although we generally think of "white" and "black" as permanent, transhistorical racial markers indicating distinct groups of people, they are not. In fact, the Puritans and other early European colonizers didn't consider themselves "white"; they identified as "Christian", "English" or "free". (Keating 1995, p.912)
Significantly, then, the "white race" evolved in opposition to but simultaneously with the "black race": [T]he English adopted the terms "white" and "black" - with their already existing implications of purity and evil - and developed the concept of a superior "white race" and an inferior "black race" to justify slavery (Keating 1995,p. 912).
and today still operates to maintain a rationalisation, a justification for oppressive forms of social and economic relations. Certain ‘inherent’ sets of racially-located characteristics are valued at the expense of others. Prager (1982, p 111) argues that ‘the black experience in America is distinguished by the fact the qualities attributed to blackness are in opposition to
33
the qualities rewarded in society’. Edward Said (1978; 1993) has plotted similar political processes of justifying colonisation, oppression and exploitation in the construction of notions of ‘Asia’. This connection between race, economy and politics has been further underscored by analyses of the coinciding of changed views of non-whiteness and the development of the Western imperialist project: Blackness was evaluated positively in European iconography from the 12th to the 15th centuries, but after the 17th century and the rise of European colonialism, blackness became conveniently linked to inferiority (McLaren & Torres 1999, p. 52)
Ruth Frankenberg (1993) argues that ‘race is as much constructed through place, neighbourhood, region or household, as through more familiar considerations like physical appearance, language or shared beliefs and rituals’ (Glasberg 1996, p.229) but that, regardless of the legitimacy of the application of such a social construction, race is ‘real’:
It has real, though changing, effects in the world and real, tangible, and complex impact on individuals’ sense of self, experiences, and life chances. In asserting that race and racial difference are socially constructed, I do not minimise their social and political reality, but rather insist that their reality is, precisely, social and political rather than inherent and static. (Frankenberg 1993, p. 11)
For many whites, the word ‘race’ is a code word for the Other. It is used to signify the presence of non-whites in ways that turn the focus onto the non-white, effectively rendering unseeable the white centre. It also operates to hierarchically arrange various locations on the race axis, with whites at the top and others spread throughout the remaining positions (Erickson 1995). In the Australian context, common perceptions of race and race relations are inevitably taken to mean Indigenous Australians and matters touching upon their position within contemporary society. Rarely if ever does the term expand to incorporate white Australians as a focus.
In this study, the term and concept of ‘race’ is understood to be on all fours with the views of Glasberg (Glasberg 1996, p. 228 ) and Chandra Mohanty:
I use the term ‘race’ as a social set of power relations among racially constructed people and not a reified biological category (Mohanty 1997, p. xvi)
It is the ‘sociological reality’ (McLaren & Torres 1999, p. 49) of the term ‘race’ and its effects on community social relations that makes it a significant topic of study in itself, and even more urgent in the context of schools. For many decades, the use of categories of race and the ‘commonsensical’ stereotypical assumptions that underpin these have been unproblematically recirculated through the school: through its curriculum, formal and hidden; its practices and its pedagogies (For a personal account of these processes in an Australian context, see Austin 1996).
34
Along with race, ethnicity is one of the most commonly used categories of comprehension and formulation of notions of identity(Cornell & Hartmann 1998, p. 12) , and the two terms are often used interchangeably in the literature (Ng 1993, p. 51). The term ‘ethnicity’, as understood in the broad sociological literature contains a number of features, most of which are captured in Weber’s description of ethnic groups:
We shall call ‘ethnic groups’ those human groups that entertain a subjective belief in their common descent because of similarities of physical type or customs or both, or because of memories of colonisation and migration…It does not matter whether an objective blood relationship exists (Weber 1968, p. 389)
Here, ethnicity attaches to relations of blood ties, real or assumed, wherein the belief that common descent exists forges a sense of community. Schermerhorn defines an ethnic group as
A collectivity within a larger society having real or putative common ancestry, memories of a shared historical past, and a cultural focus on one or more symbolic elements defined as the epitome of their peoplehood (Schermerhorn 1978, p.12)
Ethnicity, then, is a subjective state (‘the crucial issue is how we see ourselves’ (Cornell & Hartmann 1998, p. 17) ) and the evidence of such a claimed commonality or belonging is multiple: ‘varying from physical resemblance to shared cultural practices to a shared historical experience of intergroup interaction’ (Cornell & Hartmann 1998, p.17). Crucially, both of these definitions of ethnicity carry a self-consciousness that in many instances is not necessarily apparent among white ethnic groups.
That race and ethnicity overlap, conceptually, is apparent, but it is important to recognise the essential differences between the two, particularly in identity terms. Cornell and Hartmann (Cornell & Hartmann 1998) have provided a clear comparison between the two in summary form:
Ethnic Group Race • identity based on putative common • identity is based on perceived physical descent, claims of shared history, and characteristics symbols of peoplehood • identity may originate in either • identity typically originates in assignment assignment by others or assertion by by others selves
35
• identity may or may not reflect power • identity typically reflects power relations relations • identity may or may not imply inherent • identity implies inherent differences in differences in worth worth • identity usually constructed by both • identity is constructed by others (at point selves and others of self-construction, group becomes ethnic group as well as race) Source: (Cornell & Hartmann 1998, p. 35)
In the context of the current study, the terms race, ethnicity and ethnic group to a large extent cover the same territory, however the differences between these needs to be borne in mind.
Once one comes to see the features of race as being signifiers of worth or value, it becomes easier to understand racism. In one view, race and racial categories were thrown up in order to sustain and justify systems of iniquitous social and economic relationships:
In our view, it is essential for scholars to understand that the construction of the idea of ‘race’ is embodied in racist ideology that supports the practice of racism. It is racism as an ideology that produces the notion of ‘race’, not the existence of ‘races’ that produces racisms…(McLaren & Torres 1999, pp 47-48)
Racism adopts many faces and forms in pursuit of its ends, but a crucial question is ‘What does racism do to people?’(Schmitt 1996, p 35). In Franz Fanon’s view, the answer is it objectifies people, leaching out the essence that is human (Fanon 1967, p. 88). As such, racism might be seen in many locations and as operating in multifarious ways and practices: infantilisation, denigration, distrust, ridicule, exclusion, rendering invisible, scapegoating, violence (Schmitt 1996, pp 36-38). An understanding of the way in which racism might be perpetuated unthinkingly through an invisible racial centring process adds to this list. This would require that those inhabiting that centre interrogate their position of privilege.
Up until very recently, the focus of almost all of the written record of racism in the “western” world at the very least, has been on the effects of racism on those who have suffered most from it (Ashmore 1976;Bowser & Hunt 1996b). In itself, this is a crucial step in the sparking of a commitment to the elimination of racism as a feature of social life, but it is only a step, not the destination. According to some commentators, this state of affairs has arisen from the ways in which interracial relations were viewed throughout much of this century: the long-prevailing view that racism was a personal or individual phenomenon rather than a societally-based or structural one led to the liberal democratic idea that the stumbling block to the creation of more socially just non-racial social outcomes resided in overcoming individual prejudices, and that the most effective way of achieving this was through eliminating ignorance of the human suffering resulting from racist practices and attitudes. Consequently, the research and other
36
literature touching on this area was dominated almost exclusively by what amounted to exposes of racial suffering. (Bowser & Hunt 1996b, xvii). But a serious question arises here. As Michelle Fine asks: what if, by keeping our eyes on those who gather disadvantage, we have not noticed white folks, varied by class and gender, nevertheless stuffing their academic and social pickup trucks with goodies otherwise not readily available to people of color? (Fine 1997, p. 57)
As a result of the predominance of the liberal-individualistic view of racism until very recently, little has been uncovered to answer the question of how whites perceive their own racial being, their location within a racial hierarchy that more often than not has retained the pretence of invisibility of whiteness. (Jones & Carter 1996,p. 4) and a concomitant denial of structural group advantage.
Similarly, racism for a long time has been seen as a problem for the victim, not one to be addressed by the perpetrating group (Terry 1996, pp.181-182), and certainly not one occasioning reflection on the question of whether whites actually suffered as a result of white racism (Terry 1996, p.183). Bowser and Hunt (1996) maintain that ‘any agenda for research or social action that takes as its goal effective and permanent change in the character of race relations in the United States must focus explicitly on white citizens’ (Bowser & Hunt 1996a, p.231). This argument revolves around the basic idea that focussing on the victims is crucial in order to alleviate the everyday suffering that racism enacts upon them, but that to stop at the first aid stage is not to address the organic causes of the disease - in race terms, it is only by working at the point of the white cancer that the symptomatic suffering might be lessened.
Whiteness and White Ethnicity
One of difficulties for Whites in talking about and reflecting upon their whiteness is that the very novelty of the concept for many of us is such that we don’t have a familiarity with an appropriate lexicon of race from which to draw in formulating even a sketch of what it is that the term ‘whiteness’ circumscribes. This is reflected in the inordinate amount of anxiety and struggle many Whites apparently experience in trying to describe themselves. Indeed, as one study demonstrated, the very experience of coming to see themselves as White was in itself a novelty for the participants (McIntyre 1997a, p. 657). . Some of the more recent scholarship in the area of whiteness studies has focussed on this self-definitional problematic Whites suffer. (Non-Whites, on the other hand, have little difficulty in either conceptualising or articulating what whiteness is (hooks 1990;hooks 1992;hooks 1997) ).
37
The irony of this White flailing about in search of the language of identity is that, more than any other group, Whites inhabit a powerful position of identity-naming and Outing: ‘white people have had so very much more control over the definition of themselves and indeed of others than have those Other’ (Dyer 1997, xiii). It is the centrality of White positioning within the spheres of production of image, identity and location that this capacity to name others while eschewing any responsibility to name self becomes self-alienating: the continual act of naming and re-naming the Other forces an outward fixation of the gaze to the effect that the self becomes unfamiliar, strange and almost unknowable.
It is important at this point to clarify the difference between what are often used as synonymous terms. As a form of identity, being tagged or labelled as ‘white’ carries an almost definitional objectivity with it. As much as one might be defined as a member of a particular gender group, age group or similar, white racial identity can be seen as purely a descriptor of a constellation of individual attributes. These include all of the phenotypical features (skin colour, eye shape, hair texture and body shapes, etc.) associated with the white race as well as those cultural aspects about which there might be an assumed commonality (epistemological orientations, language types, aesthetic senses, diet, etc.). Regardless of how one defines being white, essentially this is largely an individual project of identification and belonging. As such, it is possible for normative measures of being white to be applied. That is, it is possible to identify positive white identities and there are not-so-positive white identities. The ascription of such evaluations depends, obviously, on the moral and philosophical location of the judge.
Whiteness, however, is a quite different matter. This term is used here as a way of capturing a systematic form of embedded privilege for those sufficiently white to be admitted and at the same time systematically and structurally excluding those judged to be not white enough. Whiteness, as a political structure in contemporary society cannot be seen as anything but negative. This position is one that causes some writers – McLaren (1997, 1999b) for example – to advocate the elimination of whiteness as an essential step on the way to a more socially-just society. In this view, there is no such thing as a positive spin to whiteness. This matter is taken up later in this chapter, but it is important to state at this point that much of the focus of this dissertation is on the development of understandings of white racial identities by the participants in the study. In itself, this is interesting and powerful work. However, the ultimate purpose is to attempt to contribute to the emasculation of whiteness as a political structure for the organization and distribution of societal rewards and condemnations.
At times, the two terms – white identity and whiteness – seem to merge. This is, in my view, largely unavoidable at this point in time, since there is little evidence to suggest that many (most?) of those with white racial identity status are cognisant of the connection between these identities and the systemic mining of those individual characteristics for group advantage and
38
privilege. In other words, the two terms are often conflated – in both the literature broadly and in this report specifically – because it is often impossible to separate them. The reader should, however, bear in mind the point of essential difference that I have drawn between the terms. In order to further elaborate the contribution of whiteness studies to contemporary anti- discriminatory pedagogical projects, it is necessary to delve further into the question of what constitutes whiteness.
McIntyre defined whiteness as ‘a system and ideology of white dominance that marginalises and oppresses people of color, ensuring existing privileges for white people’ (1997, p. 3). Hollins identifies a number of core white cultural values that she sees being promoted in many school textbooks. These values include the Protestant work ethic, individualism and self- reliance, competition and materialism (Hollins 2000, p 223) and their elevation to the status of universals works to effectively maintain the status quo.
David Stowe maintains that ‘it may not be premature to speak of a new humanities subfield: whiteness studies’ (Stowe 1996,p. 68). As a relatively recent focus, the field has attracted a curiously wide range of interests and perspectives belying a considerable diversity of political location. It is possible to trace the development of this field through a selection of what have become quite seminal works, with the intention of covering the growth of the Whiteness studies “movement”, its basic tenets and the bifurcations within contemporary scholarship, being ever mindful of Giroux’s caution that ‘in some quarters, the call to study Whiteness provoked scorn and indignation’ (Giroux 1997,p. 299)
For some time, the forever morphing question of the nature of identity and culture in the late twentieth century has probed the heart of the process of identification, whether in race, ethnic, sexuality or class terms. Each of these explorations has led to the same concern to expose the transparency of hegemonic constructions of reality. In the case of race and cultural identity, explorers have attempted to expose ‘the hidden assumptions we make concerning racialised identities’ primarily because of their ‘far-reaching theoretical and pedagogical implications’ (Keating 1995,p. 901). Much of this work has centered on the explication of the construction of the Other -that is, that which is different from an invisible, unarticulated and submerged “norm”. This has meant that the concern for most theorists has been on the effects of Othering on those “Othered”, leading to an almost exclusive interrogation of the experience of marginalisation, alienation and disadvantage.
However, the gaze of the oppressor has been turned back upon itself. Kobena Mercer talks about whiteness’s ‘violent denial of difference’ (Mercer 1991, p.206) as a strategy whereby locations of privilege are sustained, leading him to call for the exposure of the exploitation embedded in a perpetuation of the myth of the invisibility of whiteness as a colour - in fact,
39
THE colour of privilege. bell hooks, as a further example, challenges white theorists to turn the critical gaze upon their own ethnicity:
One change in direction that would be real cool would be the production of a discourse on race that interrogates whiteness. It would be just so interesting for all those white folks who are giving blacks their take on blackness to let them know what’s going on with whiteness. (hooks 1990,p 54)
The end result of these types of concerns over the misdirected nature of critical interrogations of the relationship between race, ethnicity and advantage is captured in Keating’s summation of the effect of the unquestionable privileging of whiteness:
“Whiteness” serves a vital function in masking the social and economic inequalities in contemporary Western cultures. By negating those people - whatever the color of their skin - who do not measure up to “white” standards, “whiteness” has played a central role in maintaining and naturalising a hierarchical social system and a dominant / subordinate worldview (Keating 1995, p.902)
The essential scope of the field is captured in Giroux’s point that:
"whiteness", domination and invisibility are intimately related, [yet although] "whiteness" functions as a historical and social construction, the dominant culture’s inability or reluctance to see it as such is the source of its hidden authority; "whiteness" is an unrecognised and unacknowledged racial category that secures its power by refusing to identify itself (Giroux 1992, p.15, emphasis added).
Critical reflection on what it means to be white is by no means a recent phenomenon, however. Schuyler’s 1931 novel Black No More explored the social and economic consequences of the elimination of the black race (through the application of a process of changing “Negroes” to whites) as a means to laying bare some of the threads of privilege that attached to whiteness (Schuyler 1931). Ralph Ellison’s Invisible Man similarly presents a construction of white identity through the chronicling of aspects of the life of its main character, an African-American man (Ellison 1965). The main effect is to show that ‘whiteness is produced through the operation of marginalising blackness’ (Mullen 1994, p.74). As something of a parable of the production of whiteness, the narrator describes the secret of the Liberty Paint Company’s prime paint product, Optic White:
During his stint as a worker in the paint factory, the narrator must add ten drops of a “dead black” liquid into each bucket of “Optic White” paint, thus producing “the purest white that can be found,” a paint “as white as George Washington’s Sunday-go-to-meetin’ wig and as sound as the all-mighty dollar”
40
according to his white supervisor Kimbro, who adds, “That’s paint that’ll cover just about anything” (Mullen 1994, p.74)
To further elaborate the process of the production of whiteness, Mullen adds commentary to this extract: The American myth may rely for its potency on the interdependent myths of white purity and white superiority, but the invisible ones whose cultural and genetic contributions to the formation of American identity are covered up by Liberty White...know that no pure product of America, including the linguistic, cultural and genetic heritage of its people, has emerged without being influenced by over three hundred years of multiracial collaboration and conflict (Mullen 1994, p.74)
If, in this extract, one reads “white” for “American”, one gains a better appreciation of the interconnectedness of white / non-white construction: there, almost literally, cannot be one without the other.
What is both common throughout and striking about this historical body of literature that attempts to draw images of dominant white identity is that it does so from and through the perspective of those who are not-white - it is through encountering what it means to be not- white that one comes to see what it means to be white. In other words, images of whiteness to date have come largely from the margins of the Manichean duality that constrains predominant Western notions of difference. Said’s notion of the construction and rationalization of difference and Other (Said 1978; Said 1993), as but one influence, provides a useful means of viewing this identity of whiteness, but is not necessarily in itself sufficient. Diane Jeater, for example, in describing a set of images of whiteness from the perspective of non-whites in Britain maintains that
we need to rethink our metaphors if we are going to find a way to talk meaningfully about whiteness. 'Centre' and 'margin' are not useful metaphors to describe a 'Third Space'. Where there is a centre and a margin, there is a circle, or some kind of enclosed space. And in an enclosed space, there is no 'third space'; there is only the centre and the margin. (Jeater 1992, p.120).
What is basically lacking, from this perspective, is any real consideration by whites of what it means to be white, of what identity choices exist.
Toni Morrison’s 1992 work, Playing in the Dark: Whiteness and the Literary Imagination, is often cited as a crucial point in the emergence of Whiteness studies, particularly in the United States of America, (although anchor points to the area were laid down during the previous thirty or so years. See Stowe, 1996). In this work, Morrison explains that
41
images of blackness can be evil and protective, rebellious and forgiving, fearful and desirable - all of the self-contradictory features of the self. Whiteness, alone, is mute, meaningless, unfathomable, pointless, frozen, veiled, curtained, dreaded, senseless, implacable.(Morrison 1992, p.59)
Other scholars have tracked the meandering nature of the appellation “white” as it has criss- crossed racial, cultural, ethnic and economic groupings at various points in time. Amongst the many attempts to track what Mullen (1994) has called the “floating signifier” that is whiteness, Lopez (1996) has documented the legal construction of whiteness throughout the history of the United States of America, demonstrating that the question of ‘whether one was ‘white’...was often no easy question’ (p.1) He shows how, in the pursuit of the United States Congress’s 1790 dictate that naturalisation be restricted to “white persons” (Lopez, 1996 p.1), the legal system of the United States of America has had to grapple with defining this particular descriptor. At various times, for example, Syrians have been considered white (1909, 1910) then not white (1913, 1914), and then white again (1915) (Lopez 1996, pp.204-206) Similar experiences of legal classification have confronted Japanese, “Asian” and “Arabian” people, as well as the Irish. A similar situation has been evident in Australian history through the operation of the White Australia policy. This is taken up in more detail in the following chapter.
The point here is that, even in the more formalized legalistic social codes, “race”, ethnicity or colour is demonstrably a social rather than a biological construct, and, as such, presents as a point of socio-political analysis. At the more subtle hegemonic level, the ways in which race is constructed, signified and lived warrant serious interrogation.
Since the 1960’s, ‘ethnic fever’ (Steinberg 1989, p.3) has fuelled a sometimes intense reinvestigation of what it means to belong to, to identify with, to display particular racial / ethnic identifiers, and this has included a turn to the inclusion of White as one of these categories. This is the place of "Whiteness studies".
The pursuit of the interrogation of Whiteness is itself contested terrain. Keating for example, issues both a caution against an overemphasis on Whiteness while at the same time asserting its urgency: [E]ducators must be aware of the impact interrogations of "whiteness" can have on our students. Although self-identified students of colour find it satisfying to see the "white" gaze which has marked them as "Other" turned back on itself, I question the long term effectiveness of this reversal....[T]hese reversals trigger a variety of unwelcome reactions in self-identified "white" students, these reactions ranging from guilt to anger to withdrawal and despair. Instructors must be prepared to deal with these responses. The point is not to encourage feelings of personal responsibility for the slavery, decimation of indigenous peoples, land theft, and so on that occurred in the past. It is, rather, to enable students of all colors more fully to comprehend how these oppressive systems that began in the historical past continue misshaping contemporary conditions...When self-identified "white" students feel guilty, they become
42
paralyzed, deny any sense of agency and assume that their privileged positions in contemporary US culture automatically compel them to act as “the oppressor”…Because "whiteness" -whatever it is, and I would argue that at this point no one really knows - has functioned as an oppressive, mythical norm that negates peoples (whatever their skin colour) who do not conform to its standard - we need to understand and deconstruct it (Keating 1995,pp. 915- 916)
It is around the point about the importance of a sense of agency in the reconstruction of White identity and identification that the most significant work in the field of "Whiteness studies" has occurred, leading to a clear bifurcation of the field. One branch exhorts Whites to eliminate Whiteness as a socially-constructed category in order to overcome racially-coded systems of disadvantage. Stowe, for example, talks about ‘the race traitors of the Nineties [as]a small but growing vanguard resolved to battle racism in America by renouncing the privileges of whiteness’ (Stowe 1996, p.68). McLaren is another proponent of this approach to the problem of white racism, and in his call for “revolutionary multiculturalism” lays down the challenge:
To choose blackness or brownness as a way of politically disidentifying with white privilege and instead identifying with and participating in the social struggles of non-white peoples is, on the other hand, an act of transgression, a traitorous act that reveals a fidelity to the struggle for justice (McLaren 1997, p.31)
The starting point for an interrogation of what it means to be “white” must, of necessity, be that of what McLaren (McLaren 1997) calls, with a pungent dual meaning, “unthinking whiteness”. In a society where “only white people have the luxury of having no color” (p 25), McLaren maintains that “Whites need to ask themselves to what extent their identity is a function of their whiteness in the process of their ongoing daily lives and what choices they might make to escape whiteness” (p 25):
Whiteness is not a pre-given, unified ideological formation, but is a multi- faceted collective phenomenon resulting from the relationship between the self and the ideological discourses which are constructed out of the surrounding local and global terrain. Whiteness is fundamentally Euro- or Western-centric in its episteme, as it is articulated in complicity with the pervasively imperializing logic of empire (p 21).
Wolfenstein (1993) describes “the whiteness of domination as the one fixed point of America’s many racisms” and that whiteness “is a social designation and a history disguised as biology” (p 331). He links white racism to what he calls “epidermal fetishism”, that process that “reduces people to the color of their skins and renders them invisible” (cited in McLaren, 1997, p 23). Ian Lopez (1996) addresses the steps involved in “dismantling whiteness” and argues that:
43
First, Whites must overcome the omnipresent effects of transparency and of the naturalization of race in order to recognize the many racial aspects of their identity, paying particular attention to the daily acts that draw upon and in turn confirm their whiteness. Second, they must recognize and accept the personal and social consequences of breaking out of a White identity. Third, they must embark on a daily process of choosing against Whiteness. (p. 193, emphasis added).
The second main branch of "Whiteness" studies has led to the position of interrogating the nature and effects of Whiteness as a provocation to the reconstruction of a non-oppressive identity for Whites. David Roediger believes that the White signifier, though able to be self- consciously renounced, is too strongly embedded in systems of power and privilege to be ignored or shed: Whites cannot fully renounce whiteness even if they want to. Whites are, after all, still accorded the privileges of being white even as they ideologically renounce their whiteness, often with the best of intentions. Choosing not to be white is not an easy option for white people, as simple as deciding to make a change in one's wardrobe. To understand the processes involved in the radicalization of identity and to consistently choose nonwhiteness is a difficult act of apostasy, for it implies a heightened sense of social criticism and an unwavering commitment to social justice (Roediger 1994, p.16)
Henry Giroux sees the importance of this emerging field as a means of reinscribing a more sustainable cultural identity for Whites: The new scholarship on Whiteness focuses largely on the critical project of unveiling the rhetorical, political, cultural and social mechanisms through which Whiteness is both invented and used to mask its power and privilege...[C]entral to such an effort is the attempt to strip Whiteness of its historical and political power to produce, regulate, and constrain racialised others within the discursive and material relations of racial domination and subjugation (Giroux 1997, p.292)
Further, he sees as crucial the development of a pedagogy that will provide ‘students a possibility of rearticulating “Whiteness", rather than either simply accepting its dominant normative assumptions or rejecting it as a racist form of identity’ (Giroux 1997, p.293). In other words, he clearly differs from McLaren and others over the rehabilitative potential of White identity insofar as he maintains the primacy of the pedagogical project in the dismantling of structures and material instances of oppression and injustice in society. He utilizes the idea of trauma as a forceful event in the development of his pedagogy: As a potent pedagogical tool, trauma refers to the subjectively felt effects of classroom practices that baffle, reorient, and challenge students' commonsense assumptions about race....Trauma represents that pedagogical moment when identities become unsettled, provoking both anxiety and the opportunity to rethink the political nature and moral content of one's own racial identity (Giroux 1997, p.293)
44
In Australia, what has emerged as the field of whiteness studies in other parts of the world remains largely underdeveloped and undertheorised (Hage 1998,p.20), leading to a certain feeling that the area is typically, and restrictedly, a response to a collection of problems that arose from the peculiar history of the United States of America. This perspective misses entirely the critical relevance of this area of study for the contemporary Australian situation. As one commentator puts it: With the recent turn towards conservative forms of White cultural politics in Australia and the media focus on extreme-right forms of this cultural politics (particularly on the rise of Pauline Hanson’s One Nation Party)…the importance of a social scientific interest in a White perspective on multiculturalism has become increasingly clear. (Hage 1998, p. 20)
It is easy to consider Whiteness as an integrated set of characteristics carving out a unified, seamless identity location. While it is not the intention of this study to delve into whiteness in its various forms, it is important to emphasise that the white identity contains gradations and flows. Perhaps the most obvious shade of white is that of that segment of the white population labelled white trash, where, in contradistinction to the white cultural aristocracy (Hage 1998, p.62), a substratum of whiteness exists as much as a disciplining device for would-be wayward whites as anything else. As a form of racial or ethnic excommunication, the threat of exile to the nether reaches of the white Centre has been seen as an effective means of constructing an example of the white Other: white trash lies simultaneously inside and outside whiteness , becoming the difference within, the white Other that inhabits the core of whiteness (Newitz & Wray 1997, p. 170).
Further, lest it be thought that whiteness inhabits an impregnable and unchallengeable space, it is also important to note that one response to the dissolution of social certainties has seen the emergence of white reactionary groups and movements. These have developed as a result of the construction of challenges to white dominance as reverse discrimination, or the oppression of the white, particularly the white male. Fernandez puts it thus:
As early as 1964, but especially in the past few years, THE central issue has been white males’ fear for their position in society. Collectively, these impressions suggest that white men believe that they are the disadvantaged group; that they are stereotyped and faced with tremendous amounts of discrimination because of their whiteness and maleness. As a result, many white men have become angry, defensive, stressed, and generally unhappy with their lot. (Fernandez 1996, pp.166-167, emphasis in the original).
Talkback radio hosts of the likes of Rush Limbaugh in the United States and, in Australia, John Laws and Howard Sattler, whose positions make them popular media personalities, champion the attack on ‘political correctness’ and at the same time attempt to claw back the ground they believe to have been lost by the white male cause.
45
While this feature of whiteness is not the focus of the current study, it is important to locate explorations of whiteness and white racial identity within a context of challenge, uncertainty and reformation as opposed to a view of it as untouchable or omnipotent. As with any form of identity, white racial identity is constantly changing and is, thereby, open to influence and pressure. This is significant for this study.
Whiteness and Nation: an Australian perspective
In an Australian context, and with a nod in the direction of Lacanian psychoanalysis, Ghassan Hage (Hage 1998) has written about the ways in which whiteness plays itself out as a collection of fantasies of nation and self. It is worth following Hage’s argument here in some depth, particularly given the already acknowledged thinness of literature on matters of Australian whiteness and because of the ready slippage between whiteness and nationality that many (White) Australians seem to surf. Hage’s focus is on the internal orientalism (p.17) that constructs those who fall outside that group that constitutes itself as the ‘enactors of the Law of Australia’ into passive objects about which decisions are made. His argument is that this objectification of the Other is the essence of Said’s Orientalism, but that in looking at contemporary Australian society through a racial lens, it is necessary to recognise that the process of orientalising need not be restricted to the operation of a colonising nation attempting to rationalise and maintain its domination over the colonised. The orientalising process occurs in an intra-community as well as an inter-community sense, and leads Hage to reconceptualise racism and racist practices as nationalist acts: [racism is] better conceived as nationalist practices: practices which assume, first, an image of a national space; secondly, an image of the nationalist himself or herself as master of this nationalist space; and thirdly an image of the ‘ethnic/racial other’ as a mere object within this space.(p.28)
White nationals in Australia, whether ‘racists’ or ‘multiculturalists’, share a view of Australia as a national space centred on and structured around a White culture wherein they assume a right to legitimate governmental activity. This is what Hage calls the ‘White nation fantasy’ (p. 18) and it complements his view of Whiteness as a fantasy that grew out of European colonial expansion wherein it was assumed that whiteness was an essence, an inherent characteristic. In Hage’s view, the fantasy resides in the fact that, rather than being an essence, whiteness is an aspiration towards which people work by accumulating Whiteness (and Australianness): ‘How white they can be depends on the social attributes they possess’ (p.20).
The notion of Australia as a place of White belonging rests within the nationalist discourse of ‘home’. Here, the discourse implies a relationship of privilege and comfort: Whites belong here, this is their [largely imaginary] space which they inhabit as privileged members alongside non-privileged others.
46
There are two senses of belonging that Hage identifies and distinguishes between. All residents within a nation experience some degree of a passive ‘homely’ belonging. This is the varying degrees of feelings being part of the nation, of expecting to benefit from the resources it holds, of feeling ‘at home’ here. This is also the arena where most of the explicit forms of racist activity (Hage would see these as ‘forms of empowered practical prejudice’ (p. 36, emphasis in original) exist: the racialised ‘other’ is shown that she or he does not and should not feel comfortable in this national space, that this is not their home. Despite such messages about belonging, all people ‘legally’ within a national territory accumulate attributes that allow a relationship of domestic comfort to develop. These attributes include fluency in the official language, the adoption of certain allegiances (to country, sporting teams and world view) and cultural attitudes and social manners. This relationship is captured in the sense of ‘I belong to the nation’ (p. 45).
The second form of belonging is what Hage refers to as ‘governmental belonging’ (p. 46). Here, the ‘nation belongs to me’. The proprietary nature of this relationship implies more than a feeling of being part of a nation: here lies a claim to a right over the nation, a belief in one’s possession of the right to contribute (even if only by way of having a legitimate opinion with regard to the internal and external politics of the nation) to its management such that it remains ‘one’s home’ (p. 46). Hage distinguishes between his use of the term ‘governmental’ in the sense of a cultural dominance and the civic activity of governing. While the holding of formal civic State power is an effective structure of governmental belonging, it is the more pervasive, naturalised quality of the latter that makes it the aim of those in a nationally dominant position.
To belong governmentally to a space is to conflate ideas of a national will with one’s own. This is where, in a white dominated community, sectional interests, world views, attitudes and attributes morph into the general and assume the status of the universal: It is clearly this governmental belonging which is claimed by those who are in a dominant position. To inhabit the nation in this way is to inhabit what is often referred to as the national will. It is to perceive oneself as the enactor or the agent of this will, to the extent that one identifies with it precisely as one’s own will…It is also by inhabiting this will that the imaginary body of the nationalist assumes its gigantic size, for the latter is the size of those whose gaze has to be constantly policing and governing the nation. (p.46)
The importance of Hage’s work for the current study is in how he then analyses and describes the means whereby one assumes a place within the managerial space of governmental belonging. In ways similar to the invisible knapsack of privileges that Peggy McIntosh (1997; 1995; 1993; 1990) unpacked in her work on the unnoticed nature of the benefits of whiteness,
47
Hage exposes the processes whereby aspirants to whiteness accumulate the necessary social, cultural and personal attributes necessary to admit them to the national managerial space.
As a Lebanese-Australian, Hage is probably well-positioned to look at the techniques and strategies that whiteness in Australia employs to retain its omniscience. In many ways, these strategies are common to all dominant cultural groups, regardless of nation, time or geography.
One of the first attributes to be presented for examination for entry to whiteness is that of formal citizenship status. For those not born within the territory, the conferring of citizen status carries with it an assumption of acculturation -the person has been ‘naturalised’ - and yet, the mere fact of having proof of citizenship, while civically legitimating the holder, stigmatises at a practical, non-official level: real Australians don’t have such proof, they aren’t issued with papers declaring their civic status because it should be obvious that they belong here: …the very possession of these citizenship papers is stigmatising at a practical, non-official level since their possession and production is only required from those who have not acquired their citizenship by birth. Thus, what is the proof of national belonging to the state (citizenship) can, in a practical sense, operate as proof of national non-belonging to the dominant culture (Hage 1998,pp. 50- 51)
Thus is a major obstacle to developing governmental belonging in addition to homely belonging erected. It is the growing gap between formal civic recognition of new citizens by the State and their everyday acceptance by the dominant community that lies at the heart on much of the so-called racial tensions within contemporary Australia: [T]he acquisition of formal citizenship does not give any indication of the level of practical national belonging granted by the dominant cultural community. This is largely because the basis of communal acceptance remains determined by questions of cultural descent far more than by state acceptance. (Hage 1998, p50.)
It is in staking a claim to practical, governmental belonging that the subtleties of the construction and conferral of whiteness might be seen. In rejecting an in/out, either/or model of belonging (and thereby, whiteness), Hage looks at the ways in which the striving for nationality (which he uses to mean ‘practical-cultural acceptance at a communal, everyday level’) requires that people are ‘constantly converting some cultural achievements they have acquired or a personal characteristic they possess to make claims of being more of a national than, or at least as national as, others’ (p. 52). In other words, the assumption of a position increasingly on all fours with the dominant - white - position requires the accumulation of certain types of acceptable qualities, only some of which are phenotypical. Because the distribution of these requisite qualities of whiteness are unevenly and certainly unequally spread, it is obvious that whiteness exists in shades rather than as an essence. To a large measure, this helps to reconcile the partial admission of very non-white people to the edges of
48
white privilege, and at the same time explains the yellow card warning, the almost-expulsion from the whiteness club of others. (The perilous occupancy of the space of white privilege of those designated as ‘white trash’ is a major factor in the resurgence of working class racism in Australia, and has been discussed elsewhere in this thesis).
Drawing on the idea of cultural capital developed by Bourdieu (1986), Hage explores the idea of practical nationality - whiteness- as a form of national cultural capital: …practical nationality can be understood analytically as the sum of accumulated nationally sanctified and valued social and physical cultural styles and dispositions (national culture) adopted by individuals and groups, as well as valued characteristics (national types and national character) within a national field: looks, accent, demeanour, taste, nationally valued social and cultural preferences and behaviour, etc.(p. 53)
In Bourdieu’s scheme, accumulated cultural capital is converted into symbolic capital. For Hage, the purpose of the accumulative process is to convert in into a particular form of symbolic capital; namely that of national belonging: ‘to have your accumulated national capital recognised as legitimately national by the dominant cultural grouping within the field’ (p. 53).
In Australia, the dominant cultural group is white and the field of power is that of whiteness: The totality of such struggles to determine and accumulate what is ‘really’ Australian or what is ‘more’ Australian, gives the Australian field of national power its particular historical characteristics. It is this field that I propose to call the field of Whiteness and those who aspire to occupy it and assume a governmental position within it, and consequently within the nation, I will call White Australians (p. 57)
It is with such White Australians that I explored notions of racial identity. That they were all intending to become members of the teaching profession added a further dimension to the study
Teaching, teachers and whiteness
With pedagogical arenas being populated by increasingly diverse groups, the monocultural assumptions of times past no longer hold up under scrutiny - and, as a testament to the virulence of hegemonic processes, they probably never could. Yet, there still exists a hankering for the golden era, the good old days when culture was something that primitives and exotics had, or was spelt with a capital C or was something bred in a Petri dish. Faced with the increasing concern to link pedagogy to learner in more and more authentic ways, teachers need to deal with Difference and Otherness in ways previously not imagined.
49
The starting point for this type of work is with the Self. The Self as the most crucial package of knowledge in the professional development of effective reachers has long been proclaimed, with Henry Giroux presenting a powerful case for this (Giroux 1988b).
The increasing importance on the reflective process in stimulating renewed teacher professionalism has occurred in tandem with this focus on the Self. The professional and personal dimensions of teacher identity have been re-united in ways that mean that the interrogation of either draws up the need to necessarily consider the other.
McIntyre draws attention to the ‘changing demographics’ detailed in the United States National Education Association report (1992, p. 208) that calculated that white teachers made up 88% of the total teaching force in the United States of America. This situation has remained largely unchanged in the ensuing eight years (Futrell 1999; Nieto 2000) and McIntyre argues that: One way for… student teachers to teach more effectively is to develop a range of insights about their own socialisation processes and their own locations as white…student teachers. (McIntyre 1997b, p. 5)
And that, further, teachers need to be ‘intentional about being self-reformers - in other words, purposefully thinking through their own racial identities as salient aspects of their thinking through the racial identities of the students they teach.’ (McIntyre 1997b, p 5, emphasis in the original).
In following McIntyre’s argument, there is a progression towards a position within a genuinely anti-racist pedagogical project that is far-from-easy and by no means common to all teachers. In fact, it would seem, it is only those who are prepared to take the tentative steps into the inner self and investigate, critically, their own racial identities who might eventually find solace in that anti-racist project. The way McIntyre sees it, this move from acknowledging our white identities to locating ourselves within the system of whiteness to teaching multicultural anti-racist education was - and continues to be - a profoundly challenging experience. One needs a set of tools that allow white teachers to not only reflect on, but to reinvent, their notions about their racial identities.{McIntyre, 1997b #233p. 6, emphasis added}).
This thesis reports on the early stages of this process of a movement towards and an embrace of anti-racist pedagogical practices on the part of the participants. It is restricted to the plotting of the paths the participants took in coming to expose the racialised aspects of their identity – that is, those aspects of their identities that are connected to their membership of the white race (see the description of the essential difference between white racial identity and whiteness on pages 38-39).
50
Chapter 3 Cultural and Phenomenological Context
Introduction
A sense of identity, of belonging, needs to be examined within the multifarious conditions and influences that coalesce to give succour to that identity, that provide the anchor for belonging. In attempting to capture some of the crucial events and stages in the development of a white racialised identity that is the focus of this study, it is necessary to portray, briefly, some of these contextual facets. In this chapter, I will address two main cultural and phenomenological strands that are braided into contemporary Australian whiteness - viz. the White Australia policy and current re-formulations of White-Indigenous Australian relationships and the process of Reconciliation. Of necessity, these excursions into the socio-cultural context of racial identity must be truncated, but it is essential to understand something of the environment within which the participants engage their racial identities on a daily basis.
Australian whiteness
Australian whiteness is a different thing from that which has been the main focus of much of the work in whiteness studies in recent years. Most of the existing literature on whiteness comes from or draws upon experience of the United States of America where the paths of particular social and political events have crossed at various points to create a situation which is quite different from that of Australia. In summary, United States of American whiteness has developed within the hothouse of the civil rights movement accompanied by the presence, at times highly self-assertive, of a large number of non-white racial and ethnic groups that threaten in places to relegate the historically dominant Whites to minority status. Additionally, the effects of the various amendments to the (United States of ) American constitution has led to the legal entrenchment of certain rights which have provided protection for the promulgation of less-than-popular, non-mainstream, non-white ideas and activities that have in their turn shaken up the seemingly settled cultural norms of that society. Such constitutional protection has also allowed for the public promotion of racist White views and activities as well. Finally, with the United States of America as the world capitalist power par excellence, the extremes of wealth attendant upon the advanced stage of this economic order have led to the existence of very clear strata of systemic poverty. While the lower strata have been and to a large measure continue to be inhabited by those who are other than white, the vagaries of the capitalist system have meant that increasingly the economic and life security of large numbers
51
of whites have been undermined and threatened with dissolution. The United States of America has become the home of the wounded white male. All of these features have meant that whiteness has been a very visible racial location on the (United States of) American scene for some time.
By comparison, whiteness in an Australian context is still relatively under-exposed and unacknowledged. It is, consequently, far more robust by virtue of still being largely invisible. That an Australian sense and awareness of whiteness should be relatively underdeveloped presents as highly curious, given the fact that of all the (so-called) Western nations, Australia is one of the very few to have explicitly embraced a White national identity and to have legally enacted legislative measures to ensure the social policy objective of whiteness was achieved and sustained.
Bleaching the national identity : The White Australia policy
Since the first permanent English settlement in 1788, dominant Australia has seen itself as a white country. As an Asian outpost within the English colonial project of the 17th and 18th Centuries, it, of necessity, carried its heritage on its sleeve. Indeed, until it was overturned by the so-called Mabo native title decision in 1992, the legal fiction of terra nullius maintained that the country had no identity prior to the annexation of the east coast by the English in 1770, that it was an empty land.
The erasure of previous, non-white, cultures and histories provided a powerful force in the service of the whitening of Australia, although that process has been and continues to be far from smooth and unproblematic. It has only really been since the bi-centennial anniversary of permanent white settlement in Australia in 1988 that a concern to reverse the effects of popular social amnesia have had any real success. Historians of the likes of Henry Reynolds and the late Manning Clark have contributed to a broad community acknowledgment of the existence of submerged stories of nation and obscured corners of community histories and continue to expose and re-form national myths that relate to the racial bases of Australian social history (see, for example, Reynolds 1999; Clark and Cathcart 1993).
With the Indigenous Australian population effectively relegated to invisibility - and not resurrected civically until a Commonwealth referendum in 1967 conferred formal citizenship status on them - the first major racial concern for the new English colonies was the existence of a small but visible Chinese population. In the pre-Federation colonies, the existence of the Chinese allowed for the articulation of racist, exclusionary policies and practices at times
52
couched in terms of humanitarianism. The Chinese, it was argued, should not be encouraged to migrate to the new colonies and those already here - chiefly working the tailings of the gold fields, but also in market gardening and transportation industries - should be encouraged to leave. Various punitive measures in the guise of capitation taxes and levies were imposed as subtle persuasive tactics, and actual (e.g. the Lambing Flats riots∗) and threatened physical violence further sheeted home the message about whose country this was. The justification for these practices at the time was that the Chinese were undesirable because they were servile and unassimilable, because they degraded the nation and depressed wages (Johanson 1962, p 3); they were unclean; and would be exploited by the baser elements of the emerging capitalist class in the colonies. In other words, the arguments channeling towards the clear Othering of the Chinese in colonial Australia covered almost all bases, from the outright racist and uninformed to the most majestic of humanitarian, but still to the same end: the maintenance of the fiction of a white Australia with ‘an ornamental Europeanism that still passes for culture with most [Australians]’ (Berry 1970, p 116). Stereotypes of difference born in the quest for territory and wealth have appeared to be remarkably resilient, and many persist, only slightly modified, in some of the current debates over immigration and national identity.
While never officially proclaimed as such, the provisions and effects of Commonwealth Immigration Restriction Act (1901), the ‘first substantive law passed by the federal Parliament’ (Kelly 1992, pp 2-3), became popularly and internationally-known as the White Australia policy. This policy has perhaps more than any other social phenomenon brought to the forefront the link between race, construed in colour terms, and nation in the Australian context. It assumed such importance in the formation of the new nation that Clark described it as ‘the first tablet of Australian law’ (Clark & Cathcart) 1993, p 412). The policy, ‘clearly racially discriminatory’ (Hollinsworth 1998, p 3), was one of utilising procedures of selective and restricted immigration for the purposes of the maintaining a pretence of a homogenous - white, Anglo-Saxon - population in Australia in the face of a growing realisation of the reality of the country’s Asian geographic location. In the lead up to the coalescing of the individual Australian colonies into the Commonwealth of Australia, maintaining a racial homogeneity was a crucial negotiating point: between 1860 and 1900, there had been a ‘growing tendency of governments to impose discriminatory legislation on foreign-born “non-whites” ’ (Hollinsworth 1998, p 109) and this position regarding ‘foreigners’ was a non-negotiable point in the formation of the Commonwealth of Australia.
At the time of Australian Federation (in 1901), all three political parties vying for parliamentary control in the first federal election espoused the necessity of preserving ‘White Australia’ (Johanson 1962, p 13), and until the mid 1960s, a non-partisan view of immigration based upon
∗ Lambing Flat was the site of a violent anti-Chinese a riot by ‘white’ gold miners in 1861. 53
this sense of national identity prevailed (Hollinsworth 1998, p 103; London 1970, p 35). That view has been one of the desirability of whiteness and the need to secure the sustainability of the white population in the face of a geographic hostility and perceived threats of contamination from the non-white peoples of the region. It was this fantasy of creating and protecting a White Australia that formed one of the great foundational myths of post- Federation nationalism (Kelly 1992, p 3). So ingrained was the imperative of maintaining a racially-pure, or at least homogenous, white Australia that the first government of the Commonwealth of Australia, the Barton government, saw that the first principle by which the nation was to be administered and guided was that of a White Australia. This was a principle ‘from which they believed they should never make a concession’ (Clark & Cathcart) 1993, p. 411) and around which an almost national, bi-partisan security screen was thrown. The Australian Labor Party, for example, for many decades of the century held firmly and proudly to a view of the deserved whiteness of Australia. The Fighting Platform attached to the 1921 statement of aims of the party, for example, had as a primary objective:
The cultivation of an Australian sentiment, the maintenance of a White Australia, and the development in Australia of an enlightened and self-reliant community. (Fitzgerald 1994, p 149).
Even as the White Australia policy was coming to the end of its official political days, the underlying basis for it was still being articulated by many. For example, in 1961 Sir John Latham, a former Chief Justice of the High Court of Australia, described Australia’s immigration policy as:
[N]ot based on race or colour, but on difference. Ours is a European civilisation. Are we not entitled to keep it so if we wish - just as other countries are entitled to preserve their traditional and preferred civilisation? Colour and race are not tests of character and quality. But Oriental civilisations are very different to European civilisations. Asian countries differ from Australia not only in colour and race and language, but also in tradition and history and loyalties, in social and political outlook and organisation, in religion (except for minorities), in manner of living, and in standards of living (cited in Hollinsworth 1998, p p237-238).
With the invisibility and silence of the Indigenous Australian population secured, and resident non-whites encouraged to leave, the purification of the country might proceed. The mechanism whereby the preservation of such racial purity might best be effected was via close scrutiny of and restrictions on those who might be permitted to migrate to the country. This was the task that fell to the White Australia policy. A good example of the operation of the policy is to be found in the ways in which the post-World War Two ‘displaced persons’ program was conducted. Journalist John Pilger interviewed one of the immigration officers involved in the identification of ‘suitable’ applicants for migration to Australia :
54
I asked him what was meant by the White Australia Policy.
‘Well, there never was one,’ he replied. ‘What we had was something verbal called a Non-European Policy under which a person had to be 60 per cent European in appearance and outlook’.
‘What did that mean?’ I asked.
‘Mate’, he replied, ‘Christ only knows…no one ever told me. So you played God. I still have regrets about people I turned down. There was this one bloke I can never get out of my mind…I rejected him for two reasons...one, for Australia’s sake and the other for himself, so he wouldn’t be embarrassed and treated badly when he got here. (Pilger 1989, p 79).
The exclusivity of whiteness was easily able to be cloaked in a costume of humanitarian concern for the Other.
As a clear example of the non-biological nature of a status of whiteness and of the fluidity of the category, those who were and those who weren’t considered white changed over the period of operation of the policy. At various times, the Irish, Germans, Spanish, Greek and Italians were considered to be if not non-white, then at least not-quite-white-enough. They were treated ‘as separate “races”, whose linguistic, religious or cultural differences, inherent and fixed in their ancestry, were alien and inferior to British Australia’ (Hollinsworth 1998, p 96).
Not that the essential purpose and spirit of the White Australia policy has entirely disappeared from the national political scene even if the legislative mechanism for its enactment has. In 1988, the current Prime Minister but then Leader of the Opposition launched his party’s immigration policy. This policy, ‘One Australia’ effectively resurrected the old White Australia policy and brought it up to date (Pilger 1989, p 99). Recent (August 2000) images of riot troops attempting to quell a major eruption of violence and frustration at a detention centre for ‘illegal immigrants’ in South Australia presented a sharp reminder of the containment of racial /cultural difference in this country. The ‘illegals’ are exclusively non-European, non-whites. Within a public rhetoric of multiculturalism and humanitarian concern for refugees, the images are stark evidence that in White Australia, that which is different must still be restrained, contained and monitored. Non-whiteness is dangerous and must be treated as such.
In some ways, whiteness in an Australian context has been able to remain invisible for longer this century than United States of American whiteness because it has been a foundation of the nation since the nation was formed - whiteness was a national characteristic and recognised by all as such. The notion of a white nation here was not limited to a ‘redneck’, patroit reactionary constituency as perhaps has been more often the case in the United States. Australian Whiteness is not just natural, its is legislative, legal as well.
55
Reconciliation
For many Australians today, to think about race raises, often exclusively, images of Indigenous Australians. This is perhaps because of the lingering guilt and apprehension over the relationships between white and Indigenous Australians, the violence - actual and symbolic - that has been done to the indigenous cultures and people since the time of white settlement and the continuing evidence of policies and practices of marginalisation, genocide and discrimination. As a nation, Australia was ‘formed by invasion and colonisation’ (Stephenson 1997) and as such the discourse of racism was necessary in order to justify the deprivation of and the theft from the indigenous inhabitants by the colonisers. In an example of the process of ‘orientalism’ documented and developed by Edward Said (1978), the Aboriginal people needed to be constructed as naturally inferior to rationalise the economic appropriation process: ‘economic relations developed first, and then an ideology of racism was “thought of” to justify them’ (Bulbeck 1993, p 214).
Currently, a significant expression of concern over historical and present events with regard to the indigenous population of Australia has occurred. This has been touted as a part of a national - and for some, a very personal - reconciliation process, and has grown out of a number of formal acknowledgments of past injustices and discriminatory practices (e.g. the Stolen Generation report•) as well as the continuation of the effects of a process which has Othered indigenous Australians (e.g. Aboriginal Deaths in Custody).
•An estimated 100,000 children were taken from their parents over 60 years. 10 per cent of Aborigines over 25 were removed from their parents in childhood, according to Australian Bureau of Statistics figures in 1994. Other reports estimated the number at 47 per cent. NSW admitted in June 1997 that between 1940-1969 it separated at least 8,000 children, and said the real figure was likely to be much higher. In May 1997 the report ' Bringing Them Home' by the Human Rights and Equal Opportunity Commission was published. It called for a Government apology, compensation and a national Sorry Day. It said the Government's policies had amounted to genocide. On October 8, 1996 Senator Herron, borrowing Lady Macbeth's line, told the Senate: "What's done cannot be undone." In July 1997 the Catholic and Anglican Churches apologised for their role in the stolen generation policy. (SMH August 14th, online)
56
Significant sections of White Australia have expressed their regret over events such as these in a number of ways, ranging from Sorry books# to mass walks for reconciliation. At the same time, the refusal of the current federal government to formally apologise on behalf of the rest of the nation to indigenous Australians for the events of the past has seen considerable political derision, exasperation and condemnation of that government, to the extent that a former prime minister from the same political party has publicly encouraged the electorate to vote for an alternative government. Indigenous - and White-Australian relationships are clearly highly emotive and of significant community concern in contemporary Australia.
This unease is further heightened by the fact that as ‘original’ inhabitants, Indigenous Australians shake the national myth of Australia as a white nation - the fantasy of white nationhood, as Ghassan Hage (1998) describes it - because they fit into neither category of settler (and thereby white) or immigrant (and thus having a lesser civic legitimacy). With contemporary historical hindsight, Aboriginal Australia has been reconstructed as ‘first’ people (Stephenson 1997), but the price of this acknowledgment for white Australia has been to know, almost officially, that a lie has been lived for over two hundred years. It might well be that the reconciliation movement will be seen as major step in the emersion of a local civil rights movement akin to that of the United States of America.
Australian whiteness has had to contend with ghosts in its closet over its attempts to secure its primacy of place in the national culture. In many cases, this has thrown up a concern to redress past injustices, to make up for dispossession of land and the marginalisation of its previous (original?) inhabitants. It has also had to contend with reactionary campaigns of sections of the white population who, in ways very much akin to the “wounded white” groups in the United States of America, have seen any attempt at compensation, affirmative action and the like as having gone too far in righting any wrongs. To this group, the pendulum has swung too far and the group now most in danger of being discriminated against is White Australians.
It is this view of the reconciliation and native land title processes that has given succour, if not birth, to the curious political amalgam that has been formalised as Pauline Hanson’s One Nation Party. It is to this particular political party that must go, almost ironically, the credit for raising to popular visibility and acknowledgment the existence of white racial and ethnic
# Sorry books are collections of signatures, a register almost, attesting to the concern of individual Australians to apologise for practices, past and current, that have resulted in the decimation of the indigenous Australian population and the impoverishment - economically and spiritually - of surviving members of that population.
57
groups in Australia, although not in order to reflect on and re-formulate this feature of identity, but to protect and strengthen it.
As in the United States of America, it has been this section of the disaffected that has drawn an image of the besieging of whiteness as the crucial feature of contemporary times. This phenomenon has been typically couched in terms of the decay of the old morality, of settled standards for and expectations of the citizen. Whiteness has been elided into human nature and challenges to whiteness re-routed through the social maze to emerge as social dysfunctionality: things just aren’t right, they aren’t the way they used to and should continue to be, as the view from this position has it.
The personal-professional context: the university as a field of identity.
The university constitutes a significant point of community identity formation in contemporary society. As a major influence on the weltanschauung of graduates and staff, it is perhaps the only social point for large-scale, explicit self-reflection and contemplation for adults. Obviously, the school - and the associated broader social pedagogies of media and family - is a similarly significant field of identity formation for children: that is the point of this study - to identify ways in which those who ply the pedagogics trade in schools might be better able to assist in the development of more positive white identities.
Despite the lamentations of some social commentators that the university in western society has emasculated the role of the intellectual, tamed it in a way that lends itself more readily to the requirements of global capitalism (see, for example, Jacoby 2000) and their parallel decrying of the evaporation of the part played by the public intellectual in societal introspection, the university is still seen as a place wherein the futures of a nation - and the determination of what type of nation Australia will be - are to a certain extent conceived and considered.
This study focussed on a number of members of the Faculty of Education at a regional university- six students and a member of the academic staff. This university promotes itself as one wherein the multicultural mix of students and staff is such as to make it something of a microcosmic model of the multicultural society Australia might become. The Student Guild• recently endorsed the message ‘USQ: A Multicultural Campus’ as one of the bumper sticker messages distributed to its members and more broadly afield in the community.
58
Of its current enrolment of approximately 19, 900 students, approximately 75% study at the university in off-campus modes (either by external study or in on-line courses). At the time of writing, the university has just been awarded a State award for its commitment to multiculturalism and it also recently won a national award of recognition of its use of computer- and internet-based means of ‘delivering’ parts of its courses. The university has also been the recipient of an international award as the ‘World’s Best Dual Mode University’ for its development of both on- and off-campus modes of study
On the surface, the university presents a culturally-diverse visage, one that is reflected to a degree in the surface-level presence of cultural difference on the campus. Up until recently, the university had the highest percentage of its total enrolment as overseas students of any university in Australia, many of these overseas enrolments coming from the (so-called) Asian region.
But this is a university set within and propagates a white cultural norm under the cloak of a cultural diversity that fits with a prevailing ideology of multiculturalism. This view of multiculturalism espouses tolerance and acceptance as remedies to the tensions created by the confrontation of difference. In this particular context, whiteness and white culture sculpt the university experience all the while evincing an embrace of cultural diversity under the mantle of multiculturalism.
Australian Indigenous Studies: a challenging unit
A point of common experience of the participants in this study was a unit of study offered by the Faculty of Education titled Australian Indigenous Studies (unit 80146), and it is important for the purposes of parts of this study to provide a brief description of the unit (see Appendix 1) and some personal views of the history and experience of the teaching of the unit over the past five years.
Prior to the recommendations regarding Aboriginal and Torres Strait Islander Studies in Teacher Education (Board of Teacher Registration 1993) described above, the Faculty of Education had taken a position requiring all undergraduate level teacher education students to successfully complete a unit in Australian Indigenous Studies prior to graduation, and had set about developing a unit of study. This unit - Australian Indigenous Studies - formed a
• An association of students of the university that operates to provide facilities and activities for the student body and to act as advocates for student interests. In other universities, such associations are
59
compulsory part of the content strand of undergraduate teacher education courses offered by the Faculty, thereby reinforcing the Board of Teacher Registration’s conceptualization of the need in this area to be one largely addressed by the provision of greater knowledge of the cultures in focus - Aboriginal and Torres Strait Islander cultures.
It was considered essential that the unit be taught by those with appropriate cultural experience, knowledge and understanding. Accordingly, an agreement was entered into with the support group for Aboriginal and Torres Strait Islander students on-campus, staffed largely by Aboriginal and Torres Strait Islander people, to develop a unit proposal for consideration by the Faculty of Education. This process, outlined further below, resulted in the introduction of Australian Indigenous Studies to students in semester one, 1995.
It is crucial to understanding the dynamics of the interactions in the teaching of this unit to appreciate the nature of the student body. Over eighty-five per cent of the students who have taken this unit in the now six years of its offering have been female, the large majority of them being in their third semester of university study. Less than fifteen percent are mature age students, and a very small number are enrolled in faculties other than the Faculty of Education. Well over fifty percent of the students are drawn from rural areas of Queensland.
It is also important to understand something of the nature of the teaching staff. Almost exclusively, the teaching staff are members of Aboriginal or Torres Strait Islander cultures. Some have had experience with the provision of education services in Queensland, and all but one have had little previous experience in university teaching.
I, a White male academic with a thirteen years’ experience in the university system, am the unit team leader, serving a non-teaching function of academic co-ordination and unit development.
The design of the unit was based on the principle of the primacy of Indigenous community perspectives. A development team of eight Indigenous people and one non-Indigenous staff member was set up. The members came from a variety of backgrounds and walks of life and were not chosen, necessarily, for their involvement or experience in the field of education. Some members had extensive experience in education and some had none. The age range of the group was also extensive, providing a representative sample of opinions with differing perspectives. The group was given the task of defining the skills, knowledge and sensitivities that they would like teachers teaching their children to have. What was achieved was a series of content areas covering the anticipated issues of racism, history, anthropology, sociology, Government policies, colonization, Native Title and pedagogics.
known as Student Unions or Student Associations. 60
Each offering of the unit provided the opportunity to observe students engaging with some content that they find they are uncomfortable with. Each year, the staff of the unit are accused of making people ‘feel guilty’, in spite of the fact that particular care has been taken to emphasize from the very beginning and all the way through each unit offering that some content of the unit might well prove confronting and distressing. The position was taken from the initial offering of this unit in order to face the future we must confront the past.
From formal and informal feedback from students taking the unit, it appears that this unit is considerably different to all the others students have encountered. The unit is consistently described as ‘difficult’, ‘different to anything else’, ‘too much reading’ and ‘does not have any solutions’. What many of our students find is that the perspectives presented by and from the perspective of Indigenous Australians do not support their currently held attitudes and opinions and consequently they are forced to reconsider their position. This is not a comfortable exercise, especially when they realize that most of their established positions have been constructed on false, stereotypic or misinterpreted information provided by people whom they respect, such as parents and teachers. Even more confusing is the realization that many of these myths and stereotypes are publicly supported by the media. Confronting oneself is sometimes more comfortably dealt with by not confronting oneself.
Confronting self: Lessons from the unit
The presentation of an “awareness-raising” unit such as that on Australian Indigenous Studies, focused as it is primarily on content - a “topping up” of knowledge - in order to undermine the bases of stereotyping, effect attitudinal change and contribute to more inclusive curricula in schools is often seen as sufficient to achieve the aim of cultural sensitivity and social justice in education. Many other areas of academic endeavour dealing with matters of difference - from physical and intellectual through to sexuality - are “dealt with” by the same strategy: exposure to the issues, provision of “accurate” information and perspectives, and exhorting students to see things a little differently.
However, there is little evidence to suggest that, at least in the experience of those engaged in this Australian Indigenous Studies unit, a genuine commitment to engaging in anti-racist practices and pedagogies occurs merely as a result of increased exposure to information and perspectives on issues related to the topic. Many students indicate that they have developed more tolerant views of Indigenous Australians as a result of having taken the unit, but
61
tolerance is vastly different from acknowledging and celebrating difference, since the former implies a deviation from a norm that, while perhaps discomforting, is nevertheless able to be accommodated within the range of non-threatening meanderings.
What is apparent from this experience, though, is the almost ubiquitous experience of students feeling guilt. It seems that the journey to coming to understand something of the process of othering and Other requires the traveller to traverse the difficult terrain of cultural complicity in past atrocities, oppression and exploitation. A significant stage in the confrontation of indigenous-non-indigenous relations in Australia seems to be reached each time the Australian Indigenous Studies unit is taught wherein students react in one of three ways to the presentation of alternative histories, alternative explanations of the causes of current Aboriginal and Torres Strait Islander socio-economic and cultural situations and the like. A sizeable group of students resists the intrusion of discrepant realities and, in some crude way, adopts a position of (feigned) apathy which, it is arguable, masks a vigorous process of denial. For most of these students, it would seem that the unit is yet another part of their academic custodial sentence - something to be endured, time to be served with the promise of release in the future.
The majority of students, however, at some point in their engagement with the material and the people in the unit experience guilt and respond with either defensive / aggressive posturings (‘You can’t surely blame me for what happened two hundred years ago’) or apologetic, compensatory outpourings of shame and regret.
For the purposes of pursuing possibilities of the development of understandings as to how teacher education might contribute to a liberatory cultural globalisation, one based on the elimination of what Iris Marion Young (1990) has called the five faces of oppression, it is the defensive / aggressive response to being confronted with unpalatable images of the past that appears to offer valuable insight into ways whereby the root problem of racism might be both exposed and overcome. In Young’s view, oppression in fact names a family of conditions that includes exploitation, marginalisation, powerlessness, cultural imperialism and violence, and her very naming of these dimensions of oppression allows for more focused transformative pedagogical subject matter to be generated.
A person responding aggressively to guilt-inducing teaching material of the type in question here is probably in the process of undergoing essential confrontational experiences wherein her or his basic self-identity is being seriously drawn into question. This is a positive experience, since, given the binary nature of the terms, in order to come to understand the Other, one must simultaneously come to understand Self. It is the point of this thesis to argue that most units of study of Otherness - cultural, social, sexual, class-based, or whatever - advance only that aspect distant from a dominant reference point - the Otherness - at the expense of locating both Self
62
and Other as points connected in time and space in many ways. In the experience of those involved in the teaching of the Australian Indigenous Studies unit, the most powerful point for genuinely educative activity is that at which the role of Self is made apparent in the coming to know the Other. What this means here is that when, typically, students come to react aggressively to alternative views held up to them in the mirror provided by often their first real experience with Indigenous Australians, it is a sign that they are grappling with the questions of who and what they really are.
Taking heed of Leslie Roman’s declaration that ‘White is a Color’ and her analysis of white defensiveness in the face of ‘racial displacement’ (Roman 1993, p. 72), it is apparent that one of the first stages in the process of coming to understand the positive, emancipatory potentialities of difference is to acknowledge the existence of ethnicity resident within dominant white society. In the experience of the Australian Indigenous Studies unit, this ‘transparency’ of culture / ethnicity is clearly evident in this extract from an analysis and response to an article set for students:
After reading this article, I came to realize that I do not have a traditional culture as such that is filled with customs...People were punished severly (sic) by aboriginal (sic) law, which was not written text, whilst we have a standard justice system (student comment, review of set unit reading, semester 1, 1998).
The invisibility of culture and white ethnicity in a self-conscious sense is readily apparent in this extract, and is referable to the approach taken by many content-based approaches to experiences of Otherness. The students who seem to come to embrace a genuine understanding of the realities of the indigenous experience seem to be those dominant-culture students who have come to see themselves as inhabiting the cultural spaces typically rendered invisible by hegemonic devices. This presents as a point of potentially liberatory self- awareness. As students encounter more of the types of experiences designed to force them to confront their own identity - experiences, for example, where they are required to spend up to one week in contact with Indigenous Australians in fieldwork requirements for assessment purposes, as well as engaging Indigenous Australian teaching staff in the unit on a twice- weekly basis - they come to appreciate something of the nature of culture and power.
The experience of working with preservice teachers in this unit has led me to the conclusion that the most important focus in this type of endeavour is in fact that of the student her or himself. That is, it is only through the process of shaking off the invisibility of cultural location that dominant group members come to understand their daily involvement in the oppressive aspects of cultural difference and more productively envision and act upon a view of difference
63
as presenting opportunities for coming to excavate the roots of humanity - the global connections - within the local.
All of the student participants in this study took the Australian Indigenous Studies unit in semester 1, 1998. I was unit team leader of the unit that year, and it was to a meeting of all students enrolled in the unit that year that my call for volunteers for this study was made. The experience of having taken this unit was the one of the very few elements common to the lives of all the participants and forms an important backdrop to the exploration of their paths to self- awareness.
64
Chapter 4 The Inquiry Process: Literature and Engagement
I believe it no longer necessary to provide a justification for the conduct of a study within the (so-called) qualitative research paradigm, the battles for legitimacy in the coming-to-know stakes having been called even. With the truce between quantitative and qualitative approaches to research - or, as Wolcott calls them, ‘quantities- and qualities-oriented research’ (Wolcott 1990, p. 147) - having been negotiated somewhere in the 1970’s, qualitative research has demonstrated an increasingly powerful capacity to capture, portray and illuminate the human experience. Indeed, the methodological literature abounds with descriptions of a seemingly burgeoning number of “approaches” to qualitative inquiry, so much so that some writers have likened the rapidly expanding scope, type, substance and influence of qualitative research to the Big Bang theory of the origins of the universe (Ely, Vinz, Downing et al. 1997, p. 5). Over a decade ago, Renate Tesch, as one example, identified in excess of forty different, yet related, qualitative research approaches (see figure 4.1).
One might comfortably add several more recently developed forms of qualitative research to this list, including forms of feminist research methodology and method (Hurtado & Stewart 1997) (Ribbens & Edwards 1998); critical social research (Kincheloe & McLaren 1998); and postmodern and postcolonial approaches (Fine 1998). Lincoln and Denzin refer to the development of these forms of and approaches to qualitative research as constituting Moments in research history, with the present Fifth and emerging Sixth moments being characterised by the work of the researcher being intimately and ineluctably woven into the social epistemologies of the postmodern era (Lincoln & Denzin 1998; Denzin & Lincoln 1998). However, because the research methods of previous socio-historical ‘moments’ are forever present, the researcher must both adopt a posture along this historical line and articulate, as best as is possible, this position within the research discourse (Wolcott 1992a).
65
Action research Ethnographic content Interpretive interactionism Case study analysis Interpretive human studies Clinical research Ethnography Life history study Cognitive anthropology Ethnography of Naturalistic inquiry Content analysis communication Oral history Conversation analysis Ethnomethodology Panel research Dialogical research Ethnoscience Participant observation Delphi study Experiential psychology Participative research Descriptive research Field study Phenomenography Direct research Focus group research Phenomenology Discourse analysis Grounded theory Qualitative evaluation Document study Hermeneutics Structural ethnography Ecological psychology Heuristic research Symbolic interactionism Educational connoisseurship & Holistic ethnography Transcendental realism criticism Imaginal psychology Transformative research Educational ethnography Intensive evaluation
Figure 4.1 Different approaches to qualitative research (Tesch 1990, 58.)
Qualitative sociological research
Based in a sociological more so than in a psychological frame, four critical elements (Metz 2000, p. 62) of qualitative research developed in large measure from the research work of early 20th century United States sociologists such as George Herbert Mead and others located at the University of Chicago School of sociology provided the methodological signposts for this study. In order, these elements and their incorporation into the study are:
1. There must be ‘a concerted effort to understand a worldview in its own terms. Deep understanding of insiders’ views is critical, including the tacit assumptions and patterns of which they may not be articulately aware.’ (Metz 2000,p. 62).
The study was aimed at drawing out the ways in which the participants both experienced and explained their racial positionings largely through engaging in a series of learning conversations (Thomas & Harri-Augstein 1985). The intention was to assist the participants to come to a deeper level of understanding about their own racial identity and the ways in which these had been constructed, developed, resisted and manipulated. It was considered essential that the participants direct the course of each of the conversations since each person’s path of exploration was unique (although certain commonalities or synchronicities seemed to exist). A
66
further rationale for the participants largely directing the course of the conversations was that there were often occasions when sensitive, possibly embarrassing, events or stories might arise. In keeping with a concern to act in a just fashion through the research process, it was essential that the participants be able to expose as much or as little as they felt comfortable in so doing.
As the series of conversations proceeded, many of the participants returned to events they had raised in earlier sessions but felt unwilling or unable to elaborate on at that time. Often, the return to these stories led to their deeper explication and interrogation as, presumably, the relationship of trust of and comfort with the researcher developed, and often the subject of these reflective returns was initially seen as some seemingly mundane, unremarkable aspect of the participant’s biography or lived experience. It was these types of discoveries that opened the window onto the participants’ racialised worlds.
2. The researcher attempts to ‘discover insider perspectives by spending a long time in contact with a group; participating in their lives with them, and seeking to understand mundane routines, special celebrations and rituals, and unplanned critical incidents’(Metz 2000,p.62)
A key procedural concept in the design and conduct of research, whether quantitative or qualitative, is that of ‘the field’. The term itself conveys an image of a clearly bounded, (intellectually and possibly physically) fenced parcel of something ready for entry, exploration and exiting, betraying a reified view of a reality awaiting discovery. The nature and purpose of the study at hand will determine whether the researcher needs to avoid trespassing by gaining approval for entry and if she or he needs to ensure the gates are closed upon departure. In many research studies, the nature of the field is considered to be so readily discernible as to require little by way of description, interrogation or justification.
However, what constitutes ‘the field’ is in itself highly problematic and yet crucially important in providing the contextual basis for the reading and evaluation of any research report (Ely et al. 1997, pp. 15-19). In many such reports, little attention seems to be given to defining what it is, for each study, that is the field. Research descriptions of ‘the field’ , when this aspect of research work is considered at all, typically fall into the conceptual category of the physical / territorial (the actual site of the particular study). While such a use of the term usually proceeds as if its meaning were ‘straightforward and readily evident’ (Ely, Vinz, Downing et al. 1997, p.15), it may well be that the use of this very non-problematised, commonsensical use of the term should give sufficient hint that it needs to be considered more carefully.
By way of example of the spatial sense with which the term ‘the field’ is usually embued, Schensul, et. al. (1999) define the field as ‘the natural, nonlaboratory setting or location where the activities in which a researcher is interested take place’; a ‘physical setting, the boundaries
67
of which are defined by the researcher in terms of institutions and people of interest, as well as their associated activities in geographic space’ (p.70, emphasis added). In a similar vein, Lincoln and Guba (1985) see ‘the field’ as a muddy and swampy place, often obscure and always complex. (Ely et al. 1997, p.15, emphasis added). The field, here, is an element external to the researcher, enveloping the substantive content of the research, a container requiring little more than a explanatory description. (Proponents of equating ‘the field’ exclusively with a physical construction of space and place will have increasing difficulty in reconciling this view with the expansions of cyberspatial locations, communities, identities, practices and languages.)
Typically, the field is seen as a place to which the researcher ‘goes’, physically, and it is frequently a place of unfamiliarity or at least partial strangeness. Indeed, in some views of the ethnographic process, it is investigating the unfamiliar that constitutes the central work of the practitioner. The current study differs markedly from this view insofar as it involves the exploration of the very familiar, the unremarkable, the mundane. The travelling involved to reach the field in this case is non-existent. The field is the daily existence of the researcher- participant and the other participants - we didn’t have to leave home in order to enter unfamiliar (intellectual) terrain.
Ely et.al. (1997) present an alternative view of ‘the field’ that fits neatly into the epistemological tenets that frame this study. It is worth following their notions of the field in some detail at this point. Far from being the almost ubiquitously straightforward term assumed by many researchers and methodologists, ‘the field’ in their view can be ‘rather slippery and complicated’ (Ely, Vinz, Downing et al. 1997, pp.15-16).
The field is constituted by a series of constructs, whereby the only reality to which a concept of ‘the field’ relates is that which is sketched by the transactions of the researcher and that which touches on or is touched by the point of her or his activity. Contrary to the absolutist, finite almost-geographical view of the field, these constructs are ‘shifting, extending, changing’ (p. 16), leading Ely and her colleagues to reconceptualize the field as consisting of an amalgam of internal and external constructions - that is, any attempt to describe the field of study must address and reconcile dilemmas of inside/outside, internal/external and subjective/objective representation (p. 16). It is these axes of complexity that ensure that the struggle for meaning- making is the essence of the ethnographic angst.
In further drawing out the transactional nature of this view of the field, Atkinson (1992) summarizes the essential relationships and negotiations involved:
…the field is produced (not discovered) through the social transactions engaged in by the ethnographer. The boundaries of the field are not ‘given’. They are the outcomes of what the ethnographer encompasses in
68
his or her gaze; what he or she may negotiate with hosts and informants; and what the ethnographer omits or overlooks as much as what he or she observes. Secondly, ‘the field’ is constructed by what the ethnographer writes. (p.9)
And, of course, the gaze, the negotiations, the observations and the writings are never innocent. Naïve, perhaps, but never innocent.
The actual periods of time spent with the participants in this study were not lengthy by standard anthropological ethnographic measures. In major branches of that discipline the whole matter of the validity or the veracity of truth claims asserted by the researcher is frequently dependent upon an acknowledgement by the audience of the appropriateness of the length of time spent in the field (see, for example, Spindler & Hammond 2000, pp.41-42). In some ways, this might be seen as an incarceration view of ethnography: one needs to serve one’s time.
It is very difficult to determine precisely when I entered and when I left the field, if in fact I have yet left it. If by the field of this study one means white culture, then I have spent a little over 46 years in that place, and at present I have little inclination to arrange an imminent departure. The field is where I live, and have lived for the whole of my life. It is what has formed and continues to form my individuality, my personality, my identity. One of the bonuses of inquiring into the mundane or the everyday is that when one starts to look with fresh eyes, one finds that one has been immersed in the subject matter for long periods of time and is so familiar with aspects of it that the subject matter in fact is largely invisible. The trick is to make explicit that which has been submerged into the implicit, experienced as the everyday and judged as the ordinary.
From a temporally closer perspective, I was fully immersed in the cultural milieu that constituted a major part of the daily life experiences of the participants - the university that is a point of common geography - for a lesser time than my life experience. I have been employed there for a little over thirteen years, and spent three years in fulltime undergraduate study and four years in part-time postgraduate study there prior to this employment period.
The most intense period of acute inquiry into the racialised identities of the white participants occurred over an eighteen month period. During this time, formal learning conversations were conducted and other evidence that would (possibly) assist in the inquiry was gathered. During this time, my own awareness, consciousness and understanding of what it means to be white in a white society grew dramatically as did my insight into the processes of coming to be racially self-aware. I see this now as a period of deep experience and understanding of self, identity and whiteness as opposed to my previous naïve everyday understanding of white ethnicity.
69
This period of acute understanding has led me to a much heightened understanding and awareness of the place I inhabit as a white in a predominantly white society. It has also led me to appreciate the possibilities raised by others (Giroux 1997; Jeater 1992; and McLaren 1999b in particular) of reformed, positive, white identities. As such, I don’t leave the field - I continue to live within it and to work on my understandings of it. I consider this ongoing flow of growth to constitute an enlightened unwhitened experience and understanding of the everyday. As with many examples of qualitative research, the project upon which this report is based is far from complete. Perhaps this report should be considered as but one of a number of articulations of thoughts about and insights into racialised identities and social betterment.
3. The researcher brings her or his personal-professional lens to the analysis and interpretation of the evidence. The researcher does not simply ‘describe what they see or become voices for insiders’ perspectives. Rather, they analyse the roots, patterns and consequences of those perspectives’ (Metz 2000, p.63).
In this study, I have been conscious of the very difficult question of how much to allow the participants’ words to carry the stories. The choice of verb - ‘allow’ - in the previous sentence is deliberate and provocative, because it has become apparent to me that the researcher role, and in particular that aspect of it that selects material for presentation, is very much a power- drenched one. The playing out of this role requires a commitment to principles of epistemology that bind the study together but which do not require the abdication of the responsibility of the researcher for answering the ‘so what?’ questions about the stories.
Some researchers see their role as little more than journalistic and try as much as is possible to limit their presence in the reporting process to formatting the participants’ words for inclusion verbatim. While this approach has much to commend it insofar as it aims at retaining the authenticity and integrity of the stories of the participants, I found it unsatisfying as a researcher/writer because it would have narrowed my voice and my thoughts in all of this almost to the point of exclusion. I operated on the basis that what the participants had to say was crucial in the project of coming to understand something of the processes and experiences through which they had come in developing a sense of their racialised identity but that the deep significance of this needed to be drawn out and laid bare. This was the researcher’s obligation.
In the realm of the personal, the laying bare process is uncomfortable and often impossible to achieve because of the confluence of factors of sensitivity, personal crisis, vulnerability and memory. It was this part of the recovery process that, it seemed to me that I, as researcher, could and needed to fill.
70
In the relevant sections, my own thoughts about and analyses of the stories of the other participants are presented where appropriate, and in the section on evidence interpretation later in this chapter I describe how I engaged the task of interpreting and analysing or making my sense of these stories.
4. The researcher demonstrates an appreciation of the social nature of the people or phenomena she or he is studying. They are ‘keenly aware that the groups they study both form social systems and cultural patterns of their own and accommodate their lives to the diverse groups around them and the larger societal systems of which all are a part’ (Metz 2000, p. 63)
The complex nature of identity is such that no one study could sustain a claim to capturing more than segments of it in toto, and part of this reason is that facets of the postmodern conception of what constitutes identity assume greater or lesser depending upon the particular socio-historical location of the individual. The power of the sociological lens in studies such as this one is that it recognises the significance of the social - that, after all, is the object of its gaze - and acknowledges that individuals wear membership of various groups at various times. Through shifting memberships, the individual constructs and utilises elements of identity that are at times in harmony with and at others in opposition to each other.
What is crucial is that the researcher acknowledge the multiple group memberships continually subscribed to by the participants, even if they don’t see all of these themselves. In this study, I have attempted to draw out the links between elements of identity that were my primary focus of interest and those other social locations that contributed to the complexity of each participant’s identity where it seemed to me that these links were significant. I selectively make these linkages where it seemed that the resolution of the questions driving the study might be advanced.
Critical social research
All research serves a purpose, and in the immediate case, the pursuit of doctoral qualifications is but one of these. A more outwardly-focussed purpose of this work is to contribute to a more equitable form of social relations, at least in the area of race. My approach to my work as an academic - the scholarship and research projects that channel passion into productive energies - is that research should serve social justice or social betterment ends. While this is perhaps not the place to delve too deeply into what constitutes social justice (see Young 1990; Sleeter 1996; Adams, Bell & Griffin 1997 for excursions into this topic), it is necessary to describe the main hopes of this work in terms of a contribution to social change.
71
This study falls largely into the field of critical social research, within which the primary goal is to engage in inquiry so as to contribute to social betterment (see, for example, Smith 1996). It is not sufficient to come to understand or know. Understanding is directed towards a social responsibility to assist in the alleviation of social injustice, disadvantage and oppression. Thomas (1993) argues that social research must grasp the opportunity resident within its scope for engaging critically with the world of the apparent so as to apply ‘a subversive worldview to the conventional logic of cultural inquiry’ (vii). Using ethnography as an example, Thomas argues for a form of research that is not content with describing what is, insisting instead upon pursuing the question of what could (should?) be:
Conventional ethnographers study culture for the purpose of describing it; critical ethnographers do so to change it. Conventional ethnographers recognize the impossibility, even undesirability, of research free of normative and other biases, but believe that these biases are to be repressed. Critical ethnographers instead celebrate their normative and political position as a means of invoking social consciousness and societal change (Thomas 1993, p.4).
For Thomas, the only genuinely justice-oriented forms of research are those that are imbued with the spirit of collaboration and participation. In this form of endeavour, the pursuit of both ‘truth’ and social problem-solving are merged:
participant researchers opt for relevance and identify closely with the needs and concerns of their subjects, using diverse perspectives that attempt to reconcile action with inquiry (Thomas, 1993, p 26, emphasis added)
The intention in this approach to research is to remove the barriers separating the researcher and the researched in order to draw upon the knowledge, the passion and the commitment to change of those most enveloped in the substance of the inquiry.
The researcher who adopts a critical stance operates under a number of assumptions: 1. that all thought is fundamentally mediated by power relations that are social and historically constituted; 2. that facts can never be isolated from the domain of values or removed from some form of ideological inscription; 3. that the relationship between concept and object and between signifier and signified is never stable or fixed and is often mediated by the social relations of capitalist production and consumption; 4. that language is central to the formation of subjectivity (conscious and unconscious awareness); 5. that certain groups in any society are privileged over others and, although the reasons for this privileging may vary widely, the oppression that characterizes
72
contemporary societies is most forcefully reproduced when subordinates accept their social status as necessary, or inevitable; 6. that oppression has many faces and that focussing on only one at the expense of others (eg class oppression versus racism) often elides the interconnections among them; and 7. that mainstream research practices are generally, although most often unwittingly, implicated in the reproduction of systems of class, race, and gender oppression (Kincheloe & McLaren 1998, p.263)
Critical approaches to research, then, offer ways to ‘redirect attention from those who wield power to those who bear its consequences’ (Thomas, 1993, p 27). On the surface, the current study might not seem to fit with this imperative: in fact, attention is very clearly being focussed on those who wield power. It is arguable that those most likely to benefit from the expose of and dismantling of almost-invisible structures of white racism would be non-whites. In Thomas’s view of critical research, if this were to be the case, participants in the study should have been drawn from this group of non-whites and their experiences of and with racism captured, interrogated and used as a basis for drawing conclusions about ways forward to a more racially-equitable society.
This wasn’t the case here. The participants were invited to participate on the basis of their very opposite positioning: that they were members of the privileged - in this case, white - group. How does this fit with Thomas’s point?
This study attempts to derive its justification and power from operating from within the master’s house, aiming indeed to use the master’s tools to dismantle the master’s house (with apologies to Audre Lord). I saw the work here as an attempt to meet the ‘critical postmodern challenge’ identified by Tierney: ‘to work from within not so that we hear what we want to hear, but that we hear what has not been heard’ (Tierney 2000, p. 111). Methodologically, I think that I followed similar paths to those trodden by Patti Lather when she explored ‘what it means to do empirical research in an unjust world (Lather 1986,p.257).
The location of this study within the criticalist tradition means that this report is but a partial one, a report-in-progress, since the end is not the understanding but the using illumination of verstehen in order to act. Later reports will, hopefully, address that part of the critical process.
Life history
Arguably, all research draws upon life history and autobiography: ‘There is no theory that is not a fragment, carefully prepared, of some autobiography’ (Paul Valery, cited in Olney 1980,
73
preface). The researcher is always present, and her or his life experiences that have led her or him to particular philosophical locations, as brief as the domocility in those spaces might be, need to be accounted for in the research. Additionally, in this study, life history was a major research approach used to arrive at understandings about and illuminations of the development and awareness of white racial identity.
Life history embraces a range of phenomenologically-derived research approaches and writing genres including biography and autobiography, the testimonio, oral history, life stories, life writing, critical incidents, and autoenthnography (Tierney 2000, p. 307), case study, personal vignettes, and even forms of action research (Smith 1996, p. 216) and is a respected method in disciplines ranging from literature studies to anthropology and history to sociology and psychology. In this study, the main form of evidence collected has been derived from life history-type methods, in particular learning conversations (Thomas & Harri-Augstein 1985) and critical incidents (Tripp 1993; Tripp 1994) and one of the main means of reporting is the narrative form of vignette.
The meaning of the term ‘life history’ is semantically self-evident: it is research that tells the history of a person’s life. Ward (1999) describes life history as:
The history of an individual’s life given by the person living it and solicited by the researcher. It is a sociological autobiography obtained from solicited narratives and/or in-depth interviewing. It is an endeavour to acquire an account of a person’s life told in their own words. (p. 48).
To Becker (1966), life history is ‘a faithful rendering of the subject’s experience and interpretation of the world he [sic] lives in’ (pp. v-vi, cited in Ward 1999, p.49). Goodson maintains that life history’s greatest strength resides in its scope to allow the ‘subject to speak for herself or himself’ (Goodson 1980-81, pp 66-67), but always in the context of the social and cultural milieu.
Life history has come to be recognised as a means of not only eliciting the story of a person’s life, but more importantly, their interpretation and understanding of those experiences (Taylor & Bodgan 1984). Life history research takes personal and individual experience and locates and interrogates it within the context of the community. It is an ‘ever-emerging relativistic perspective’ and is consequently ‘inherently marginal and ambiguous’ (Ward 1999, p.56).
A central assumption in life history research is that there are certain events, experiences and people encountered through the course of the individual’s life that are crucial to the formation of facets of personality and identity. A further assumption is that while life stories are of
74
necessity and unavoidably ‘incessantly perspectival’ (Greene 1995) it is possible to re-present these perspectives in ways that will lead to understanding, connection and healing (Cary 1999).
I have rejected the totalising or universalising strand in life history research that attempts to utilise the stories of some to generalise to and about the life trajectories of others. In this, I have been influenced by notions such as that articulated from a feminist position ( and that description in itself assumes a capacity to generalise) by Carmen Luke:
Women’s complex and multiple identities experienced in and through the discourses that define feminine gender identity, sexuality, ethnicity, class, or culture suggest that an understanding of women and the concept of femininity cannot be articulated in universal principles, but must come from women’s individual voices articulated from specific social and cultural locations. (1996, p.290)
The purpose of life history research is to allow the subjects to speak, but the notion of voice is a problematic one. Considerable kudos is claimed for the recent turn in qualitative research in allowing so-called silent voices to be heard, for providing space for the marginalised to speak and the like. In itself, this aim is highly desirable and morally urgent. However, what is often masked by these types of statements and claims to authenticity is a normalising function and emasculation of the power of the research form to lead to social betterment. Often what is unacknowledged is that the voice/s that emerge are not unfettered or manipulated, but are those that have been ‘encouraged and granted’ (Cary 1999, accessed on-line, unpaginated). It is also crucial to recognise that people speak - they are not mute. It is not so much the speaking but the listening that is in need of rehabilitation.
In this study, I have drawn heavily upon the voices of the participants, but I have also recognised that my task is not to act as patronising door-opener, doing charity work among the less privileged. I don’t believe that the participants had stories they were desperate to tell but for which could find no-one to listen. This is not the way this study originated or developed. There is a type of life history work that opens those stories to broader audiences, as a way of allowing a healing process - both for the subject and the community within which she or he resides (see, for example, Cary 1999). Here, I was concerned to interrogate what in most ways was an unexamined, non-urgent facet of life for the participants - their white racial identity. There were no stories, no oppressions, no atrocities bursting to be told to and about the perpetrators. But there were stories of import for those who do suffer at the hands of white racism.
The place of memory is crucial in life history work. Edel (1984) equates biography with the ‘organisation of human memory’ (Smith 1998, pp.193-194). Studs Terkel describes his oral historical writings as ‘memory books’ (Terkel 1970, p. 17), and Tierney talks of memory in life
75
history as being little more than ‘a ghost telling half-lies’ (Tierney 1999, accessed electronically, unpaginated). The reliability of memory - and the attendant question of the credibility of the story told from the memories - is taken up in the section on truth following, but it must be acknowledged that life history and narrative work rests heavily, if at times uneasily, on the base of trust: trust that the participant is telling her or his life stories as she or he recalls them and trust that the researcher will re-present these stories with integrity and care.
The main challenge in biographical work is coming to know the ‘figure under the carpet’ (Edel 1979), that part of the subject of the research that is usually hidden. Given the fragmented nature of and the tectonic-like splits and movements that characterise the postmodern identities that reside within the subject, this figure is not so much found as constructed by the biographer in the almost voyeuristic endeavour that constitutes her or his craft and by the subject in the process of what Pritchett likens to a striptease:
In a sense, [the subject] is sort of stripper [sic]: the suspense of his story lies in guessing how far he will undress. Or, of course - if he is writing about his career - we see him putting more and more important clothes on. (Pritchett 1977, p. 3).
Tierney (1999, accessed electronically, unpaginated) has summarised five aspects of a ‘cartography of life history concerns’ that delineate the landscape of contemporary issues surrounding life history research :
1. Textual authority: in acknowledging the active participation of the author in the construction and excavation of the figure under the carpet and the generation of the biographical pieces that attempt to make that figure public, there is a need for greater creativity in representing the authorial voice. Tierney suggests looking to literature to broaden the narrative range of the authorial voice.
2. Fragmentation: In rejecting the notion of a unitary or unified subjectivity, the new life history work accepts the impossibility of capturing and re-presenting an integrated identity. In a world that is increasingly fragmented, any one person will carry ‘various complementary, contradictory and elusive selves’. The biographical challenge is not to attempt to seamlessly reintegrate these, but to ‘create the methodological and narrative strategies that will do justice to those multiple identities’ (Tierney 1999, accessed electronically, unpaginated).
3. Representation: The linear form of conventional life history, wherein the story is told in chronological order as the life moves from A to Z, obviously labours to effectively convey these fragmentations, and one of the most potent and urgent tasks for life historians is to
76
develop new ways of carrying the narratives of the subject. Tierney sees these experiments with alternative narratives as authors ‘struggling to get out of the representational straitjacket that social scientists have been in for most of this century’ (Tierney 1999, accessed electronically, unpaginated), and encourages such developments as ways out of the assumption that meaning making is solely a cognitive, rational process and into an acknowledgment that the affective is just as powerful in this regard.
4. Purpose: multiplicity of purpose has always attended the life history project, although more rarely were multiple agendas ever made explicit. There are at least three major points of purpose in any biographical piece: those of the author, the individual subject and the audience of such work. Each of these points contains multiple agendas as well, and the task is to attempt to display the complexity of identity rather than reduce difference to a unitary sense of the Human. The need for life history work to contribute to the formation of alliances across and beyond difference has never been more critical, and Tierney sees life history as a means of reconstructing difference as empowering rather than deviant.
5. Judgement: Truthfulness (or at least verisimilitude), precision and standards of trustworthiness are essential to the illuminative power of narrative forms of research, however, with the changes described in the previous four points impacting upon the research text, questions of how to judge the credibility of the report arise. These matters are considered in greater detail in a following section dealing with truth and validity issues more broadly, but it is important to note here that the old ways of judging the worth of a piece of research will no longer suffice. In many ways, this is the most critical of all issues facing the postmodern researcher, particularly one working within a life history or biographical approach, since the determination of worth or value in large part dictates the effect one’s research might have more broadly. This consideration is not insignificant when one works towards more socially-just forms of community.
All of these issues and concerns have confronted me in the design and conduct of this study. The reader should recognise where I have attempted to grapple with them and will, no doubt, draw their own conclusions as to how well I succeed in the context of this study in meeting their challenges.
Ward (1999), drawing on the work of Allport (1942), describes three forms of life history: the complete, the topical and the edited. The difference between these three is determined, ultimately, by ‘the aims of the research process; what the researcher is looking for and/or trying to illustrate; and the degree of intrusion made by the researcher in the creation of the final document.’(Ward 1999, p. 49). In brief, complete life histories attempt to cover the whole collection of life experiences of the subject; the topical focuses on a select part of the whole life
77
history and the edited mixes into the narrative of the ‘focal subject’ commentary and interrogatives by another party. Ward maintains that the power of life history work lies in its capacity to lead to theory building, and that that process of necessity requires the intrusion of the researcher into the subject’s life history.
In this study, the edited form of life history work is perhaps most apparent. In the role of editor, as the language of this approach would position me, I engaged in the types of activities Ward lists, but within the theoretical, epistemological and moral framework that borders this study:
Editing can range from minimal interpretation by the researcher, such as cutting out the verbal repetitions and the ‘ums’ and ‘ahs’, through to extensive cutting of the account and arrangement in chronological sequence, to ‘verification by anecdote’ (Plummer 1983, p.115) where the use of selected quotes from the informant’s interviews are used as examples to illustrate and accentuate the theoretical position being argued by the researcher. (Ward 1999, p. 51)
In eschewing the idea that one can hope to capture the totality of a person’s existence, contemporary life history approaches tend to focus more closely on particularities within individual biography: either temporal extracts from a life chronology or the pursuit of a narrower dimension of the personality under scrutiny. In this study, I have endeavoured to confine my inquiry to those aspects of the participants’ life histories to date that relate to their development and awareness of racial identity.
In representing or retelling these stories, Nietzsche’s conclusion that the difference between truth and fiction in matters of narrative is, finally, undecidable (1968, cited in Lather 2000, p. 155) is probably as clear an admonition as any. This matter is taken up later in this chapter.
Truth and its Representation
The ascension of the fifth and sixth moments of qualitative research (Denzin 1996;Lincoln & Denzin 1998) means that considerable unsettling in even the most stable aspects of qualitative research has occurred. Nowhere is this more apparent than in the matter of veracity or truth, accuracy, validity and reliability of the evidence or data collection and the interpretation and representation of that evidence. While for some, this state of affairs is frightening with its disintegrating certainties, there is much that is opened up by way of those previously ‘unacceptables’, ‘unspeakables’ and ‘unknowables’:
78
Qualitative research is at a crossroads. The promise of qualitative research, focused as it is in its more postmodern incarnations on stakeholder participation, stakeholder design of research and stakeholder decisions about how and when to use data collected and analysed, has never been more invitingly fruitful (Lincoln 2000, p.131).
In the pursuit of social justice goals, it becomes imperative that the research process in itself be socially just, that in the conduct of the inquiry and its subsequent reporting, dissemination and use, those who are intimately involved, the participant-informers, are accorded respect and protection and that their weltanschauung is recorded, interpreted and portrayed with integrity, honesty and compassion. The participants have recollected their thoughts on various aspects of their lives in ways which may in fact not hold up to close chronological scrutiny but which tell the broad-brush stories of their coming to racial awareness. Making white racial identities visible has the potential to lead to individual projects of understanding Self and Other in ways that might work to reduce the discriminatory effects of Difference. Whether this, in effect, occurs presents as a further stage of this study yet to be undertaken.
The form of reporting accepted in the research genre of the testimonio, as a related form of life history and narrative research, asks the reader to believe and to trust in the face of no other evidence of credibility than that the speaker / writer claims veracity. While the main form of evidence gathered in my study does not fall squarely into the bounds of the testimonio (‘If the testimonio is little more than an individual’s concerns, memories and ideas, then it is not testimonio, but autobiography’. Tierney 2000, p.105), there are some relevant points of comparison to be made between the two with regards to truth claims and ‘validity’. Lincoln captures one of these points:
Unfamiliar with the testimonio form, I take it to be “testimony”. Testimony, in turn, I take in the Eurocentric, legal sense: an eyewitness account. Upon finding it is not entirely an eyewitness account, or even a factual account, I am left wondering what is to be believed. (Lincoln 2000, p. 134)
When we are asked to accept as true that which someone else tells us is true, the logico- positivist remnants within stir to protest. To accept the veracity of the life stories and histories of the participants in this study requires a whole different set of ‘well, ok, but only if’ caveats. What are those ifs? On what epistemological and other grounds should I believe the stories the other participants told me? And then why should the reader believe my story and theirs? Of these latter two, utterly crucial questions, the first demands some means for determining the truthfulness of the participants’ stories. The second question requires that I demonstrate the ways in which I worked to ensure the highest standard of believability was present in this current (final?) draft of the manuscript.
79
In response to the first question, Patti Lather’s caution about witness testimony, autobiographical statements and the like is important:
No matter how much we think we are reading voice, we are reading a text. Acts of transcription have taken place. Editorial decisions have been made. The text is never free of the contamination of language. Given this, what is knowledge in the testimony? (Lather 2000, p.155.)
To further demoralise one in the process of trying to determine ways in which to ascertain the veracity of personal accounts and belief statements, Britten says:
The question of narrative truth…is perhaps irresolvable, for, as is generally accepted by most objective thinkers, truth is relative to experience, perception, imagination, and underlying motives of the person or persons claiming it….Readers’ ultimate acceptance or rejection of a given… claim to narrative truth is a highly personal matter involving their predisposition to believe what is written and the narrator’s ability to persuade them to accept what is written as fact. (Britten 1995, p.105, emphasis added).
Tierney (2000, p. 110) suggests that the determinant of the veracity or the validity of a story becomes not the documentary process or the text itself, but the reader. In keeping with what Britten has suggested, is the reader prepared to accept, or be ‘predisposed’ to believe? There is no room to ignore obvious inaccuracies or fabrications in the narrative form, and any such ‘contradictions between narrative and experience need to be explored’ , but truth in a postmodern world is a highly elusive concept, ‘contested, argued over and perspectival’ (Tierney 2000, p.110).
In answer to the second question (Why should the reader believe me or put faith in what I have to say?) I must enter - briefly - into the debate about validity in qualitative research. When one works within a qualitative research frame, particularly in that unswept corner where one finds evidence of more poststructuralist and postcolonial veneers slowly building up, considerable attention needs to be paid to explaining how one arrived at one’s conclusions and then in justifying the particular means adopted to ensure some sort of “validity” or credibility of those conclusions: ‘truth, of course, is always a central problematic’ (Lincoln 2000, p. 137).
Validity as a term in the education research lexicon derives from the area of testing and evaluation and has, therefore, a very strong postpositivist genealogy (Wolcott 1990). In the forms of qualitative research where validity is still considered to be a significant design feature, it has been seen more as a process of extracting accurate or acceptable meaning from the evidentiary base (Miles & Huberman 1984).
However, a number of researchers have either rejected calls to demonstrate the validity of their work, at least from the more traditional social science viewpoint (Scheurich 1997; Wolcott 1990;
80
Wolcott 1994), or have ‘[brushed] aside the concept of validity as though it were no more than a frail vine or a small cloud of gnats impeding [the] progress…like a backwoodsman in full stride’ (Jackson 1990, pp. 153-154). This study was conducted with Harry Wolcott’s explanation of the incongruence of the concept of validity with his ‘Brad’ trilogy in mind:
I do not go about trying to discover a ready-made world; rather, I seek to understand a social world we are continuously in the process of constructing…Validity stands to lure me from my purpose by inviting me to attend to facts capable of verification, ignoring the fact that for the most part the facts are already in. My present reality includes a case study in which any understanding I may achieve will occur largely in answer to questions that are not matters of fact. (Wolcott 1990, p.147)
From a more specifically anthropological perspective, but one that segues nicely here, Geertz (1973) captured one of, if not the, essential dilemmas for the researcher engaged in this type of work:
Cultural analysis is intrinsically incomplete. And, worse than that, the more deeply it goes the less complete it is. It is a strange science whose most telling assertions are its most tremulously based, in which to get somewhere with the matter at hand is to intensify the suspicion, both your own and that of others, that you are not quite getting it right. (p. 29)
I utilised Wolcott’s nine procedural points in order to ‘satisfy the implicit challenge of validity…[or] to keep the question from being raised at all’ (Wolcott 1990, p.127). This ‘constellation of activities’ that underpins Wolcott’s approach to questions of validity in his research are utilised in his work ‘ not only to help me get things right (or keep me from getting them all wrong) but to convey ideas in such a way that the reader, who is also not quite getting it all right, is not getting it all wrong either’.(p.133, emphasis in the original). These are the steps I took, the processes I invoked in order to produce an account that the reader would accept as credible, believable and in which the other participants in the study placed trust and faith. In summary, these points are:
1. Talk little, listen a lot: the purpose is to attempt to elicit as much of the story as the informant or participant is willing and / or able to tell. The crucial aspect of this point is to ensure that the part being told is as large as is possible. Listening also allows for the researcher to consider how much of the tale she or he is actually able to understand. The learning conversations in this study were based on typical conversations: there were no rigid schedules of questions to interject staccato-like and disrupt the flow of the participants’ stories.
I adopted the role of conversationalist but with a concern to ‘talk little, listen a lot’. The conversation transcripts, however, reveal more of me talking than I would have preferred,
81
particularly in the early sessions when I felt there was a need to keep the conversation between relative strangers (at that point) going. As the period of time with the participants grew, they inhabited more of the dialogic space. For some reason, however, periods of silence are still concerns of mine.
2. Record accurately: notes were made as soon as was possible after the event to which they referred, at times during conversations and observations but most often immediately after such events. Checks for accuracy, when needed, were conducted with the participants. In Wolcott’s view, early accurate recording minimises the ‘potential influence of some line of interpretation or analysis that might have me remembering and recording too selectively or reinterpreting behaviour prior to recording it.’(p. 128). This is perhaps the closest the whole research process here came to a level of objectivity or external validity.
3. Begin writing early: Wolcott advises the production of initial drafts, largely descriptive, of the report prior to engaging in fieldwork, and then the writing of further drafts as soon and as often as the emerging evidence allows and requires. Early writing carries two intents: to provide a ‘record of what one already knows or suspects and to identify obvious gaps where more information will be needed’ (p.129). Subsequent revisions and expansions enable the deeper contextualisation of the accounts and early drafts can be shared with those participants more knowledgable about the setting of the research, providing opportunities for feedback to the writer.
In this study, written accounts were made on an on-going basis, the early versions being returned to participants for their comments and amendments. These early pieces also enabled me to consider conversation points for following sessions.
4. Let readers ‘see’ for themselves: One way of demonstrating the path by which the researcher/writer came to the conclusions s/he has is by enabling the readers of the account to see for themselves the evidence or data from which the conclusions are drawn. While qualitative research typically generates large quantities of evidence, most of which cannot - and indeed, need not - be included in any report, Wolcott advises including as much ‘primary data’ as possible in the final report. Without eschewing the essential role of interpretation, he suggests erring on the side of too much detail and too little analysis of the evidence so as to expose the readers to the types of material he has collected in the research process. In giving the audience access to the evidentiary material so they might more readily see how he has arrived where he has, Wolcott also opens up alternative interpretations so as to create something of a dialogic relationship with the reader as well.
82
In the current study, I was concerned to maintain a balance between two features: allowing the participants to carry their stories and analyses of these as much as possible to the reader in their own words and providing a readable and concise account of my pursuit of the study’s central questions. These features are often (usually?) in opposition to each other. In this study, I have erred on the side of the former: that while interpretation is crucial, it doesn’t extend to every piece of evidence collected.
5. Report fully: Contradictions and inconsistencies abound in the social world, so any attempt to capture parts of that world will contain these as well. Rather than discard, obscure or manipulate pieces of evidence that don’t fit with final (or even emerging ) categories and themes, Wolcott advises the researcher to report fully enough to capture and portray the range of the informant’s ideas. Discrepant details are crucial to establish the credibility of the research process as well as in ‘[flagging] an issue that is not as well resolved as the prose implies or not developed more fully because my data are “thin” or certain events never occurred during the period of the fieldwork’ (p. 130).
I have included references to and examples of pieces of contradictory evidence that, after consideration, seem to indicate counter-themes within the flow of the major themes and meta- themes reported on. Walt Whitman’s words from his poem Song of Myself were very germane:
I contradict myself? Very well, then, I contradict myself. (I am large - I contain multitudes)
6. Be candid: In research of this type, it is impossible to not convey the views, judgements or preferences of the researcher/writer in the report. While the days of lauding scientific detachment and objectivity are long gone, Wolcott argues it is still necessary to explicitly impose oneself in the social context being investigated and to report on that imposition. He opts for ‘subjectivity as a strength of qualitative approaches rather than attempt to establish a detached objectivity that I am not sure I want or need’(p.130). This requires the identification of bias, preference and judgement on the part of the researcher/writer since there is a definite line between research and reform.
Procedures for establishing the credibility or validity of the research process and the conclusions being drawn from them are not sufficient to ‘validate our personal or professional authority to offer pronouncement about what needs improving and how to go about it’(131). While the current study resides within the criticalist tradition, the points regarding the validity of the inquiry do not extend to the moral worth of the ultimate ends of that inquiry. In this report, I have positioned myself variously as observer, participant, confidante, witness, narrator and scribe, and from each of those positions comes particular perspectives that surface in the report. I am also present throughout as white, male academic. I have adopted Wolcott’s
83
advice to be candid about my subjectivity, but to ‘try to draw a distinction between revealing my feelings and imposing my judgements’ (p.131).
7. Seek feedback: There is possibly no more unassailable indicator of validity than that of the approval or imprimatur of those closest to the evidence. Such feedback on accuracy is crucial, and in this study each participant was given the opportunity to check transcripts and make amendments as necessary to correct inaccuracies, clarify ambiguities and delete material they felt, with hindsight, was better left unreported.
Feedback from those at a greater distance from the central activity of the study is also crucial and an often-overlooked aspect of qualitative research. Being removed from the production of the core evidence, the role of this second tier of feedback fitted with Wolcott’s point that ‘readers not so closely involved can be helpful in assessing the suitability of my analytical concepts, my sensitivity to the people involved, or the adequacy and appropriateness of interpretations made and lessons drawn’(p.132).
Two distinct groups of people assisted in enhancing the strength of the conclusions from this second tier: a peer review group and my doctoral supervisors. From previous experience researching, writing and presenting in the area of cultural identity, I was aware of the concern harboured by members of Indigenous Australian communities about the ways in which white research on Indigenous people might be (and frequently is) exploitative and disempowering. I was also aware of the sensitivity of drawing upon the experiences of participants, in part, in a formal unit of study of Indigenous Australians where suspicions, at the very least and hopefully at the most, of trespassing on (metaphorically as well as the historically on-going physical act) murri territory or appropriating murri knowledge would be raised. In order to avoid unintentional transgressions of cultural sensitivity, a peer review group of friends and colleagues knowledgeable in the area of the study was established to provide a feedback and verification forum. Included in this group was an Indigenous Australian elder who offered critique and alternative cultural explanations of some of the information and evidence I had gathered as well as ensuring my own whiteness did not intrude excessively into the constructions and descriptions of culturally and racially Other groups in the course of the study. This group provided feedback on the analysis and interpretation of aspects of the participants’ stories and offered alternative interpretations that were considered against my initial interpretations. This group also interrogated aspects of the methodology and research process more generally. My doctoral supervisors also provided critical feedback in ways that provoked a further tightening of the analysis and interpretation.
8. Try to achieve balance: Because of the nature of the interpretive process that lies at the heart of qualitative research, Wolcott advises periodic returns to the field setting or, at least,
84
a full re-reading of the casenotes so as to check for fit between the evidence and the representation of the events at hand. The purpose here is to satisfy the researcher/writer that ‘elusive criteria like balance, fairness, completeness, sensitivity’ (p.133) have been met. This is not an attempt to achieve objectivity but rather more rigorous subjectivity, to ensure that, while accurate in the events and impressions reported, the writer has presented a full account such that, as before, the reader might be left with a stronger sense of the reality portrayed as well as the opportunity to consider how the writer selected the focus of the report.
In this study, I have engaged in frequent re-readings of the primary evidence and have pondered the difficulty of ensuring that, in seeking to expose the ordinary or the mundane, a fuller balance in reporting might be achieved. The inquiry process did not attempt to address matters that seemed to me to lie outside the general parameters of racial awareness, and consequently I report on only a part of the struggles and processes of identity formation that the participants have undergone in their lives to date. I have not, for example, drawn out either in the inquiry process or in the interpretation of the results of that process anything of the development of gendered, sexual or class identities, although these are obviously impossible to disentangle from the racial identities of the participants and flavour the testimonies of the participants throughout.
By focussing almost exclusively on one aspect of the complex matter of identity formation I have limited the depth of depiction of the participants. However, while matters relating to other aspects of identity did arise in the conversations and they did impinge on the matter of primary interest of this study, to capture and include these elements would have diluted the work of uncovering racial identity issues with white participants. If anything, I considered the more usual phenomenon of the seeming invisibility of the racial facet of identity in Whites to be sufficient reason to cut or narrow the focus to that part of the individuality of each participant. By taking this decision, I hope that a larger balance might be achieved: the pasting of a usually- overlooked piece of identity onto the collage of white cultural identity .
9. Write accurately: The final process Wolcott suggests applying to shore up credibility in qualitative research studies is in many ways a technical one. He looks for what he calls a ‘coherence or internal consistency’(p.134) in the manuscript, not so much in the sense of internal validity in a postpositivistic sense but rather ensuring acceptable writing conventions - grammar, punctuation, etc. - are present and that the whole manuscript reads coherently. In keeping with the fifth point above, he is not suggesting that this part of the writing process should aim to remove contradictions :
[F]rankly, I regard consistency … as much an author’s trick as it is revealing of research acumen. That our studies are so free of inner contradiction ought
85
really to set us wondering how they can be describing human behaviour. (Wolcott, p.134).
In this study, rigorous re-reading and editing has been undertaken to try to ensure that what is presented for the reader’s consideration accurately captures what was said, seen and done by the participants and, just as importantly, accurately conveys the meaning of all of this constructed by the researcher/writer. Where possible, I have included examples of evidence that would reveal an inconsistency, a contradiction. Through the use of the peer review group, I have been able to check that the impressions conveyed by a reading of parts of the report by knowledgable outsiders fit with the evidence gathered.
I believe that where personal stance and interpretation of my own testimony have been foregrounded, those who know me personally, as well as professionally, would not be surprised by what they read, that they would see a congruence with my current view of the world.
While seemingly a more technical aspect to the research writing process, in many ways this final element of the raft of measures designed to develop a sense of confidence in the reader that what she or he is engaging with is to be believed and relied upon has been the most difficult to do and the most important of the lot. It is through this process that the veracity of this study has, hopefully, been established in such a way as to be able to present credibly some of the ‘particles of truth’ sieved from the ‘narratives of inaccuracies’ (Heinrich Boll cited in Lindsey 1993, p. 111) that constitutes individual biographies.
In the final analysis, all I can hope is, if asked, Does it create for you an experience of believing? (Clough 1999, p.442), the reader will answer, yes.
Evidence Gathering
Part of the difficulty of investigating the ordinary - and that, in large measure, is what this study was about - is that one can be too busy looking for and miss out on the value of looking at (Jackson 1990, p. 163). As Jackson puts it, ‘perhaps looking for encourages us to look past things rather than at them. Looking for constricts awareness; looking at expands it. What would it mean to look at a [setting] rather than looking for something that might be found there?’ (p. 163, emphasis in the original). Here, I tried to look at what constitutes the development and self-awareness of white racial identity.
86
Learning conversations
The main form of evidence gathering was the learning conversation. In many ways similar to the research interview, the use of the term ‘interview’ was eschewed because of the power relationships resident within it. I was concerned that volunteers, being accustomed to being interviewed for jobs, places in courses and the like, would not be forthcoming for a series of interviews. The sense of needing to ‘pass’ an interview, to perform well and to present the face that seemed to best fit with what the interviewer was after would have been fatally detrimental to the intention here.
Rather than needing to have the participants sculpt stories or ideas to fit a pre-conceived notion of worthwhile input that might have been drawn up by the use of the term ‘interview’, I needed to convey my genuine sense of ‘wanting to know’. I needed to assure potential participants that this was not a question-and-answer interview situation, that there were no right and wrong answers. I needed to convey in a simplistic way the epistemological basis of the study - that knowledge is constructed through the interaction of complex and uncertain agents - and the term ‘learning conversation’ (Thomas & Harri-Augstein 1985) seemed to meet this purpose.
Learning conversations ‘represent the process of “story telling” and as such contribute to the construction of knowledge in the participants and their constantly developing identity’ (Rossi 1999, p. 143)
Derived from the work of George Kelly in the use of repertory grid technique in the psycho- therapeutic area of personal construct theory (Kelly 1955; Kelly 1970), learning conversations have been viewed as crucial staging points in the journey to self-knowledge and understanding in life conjunction of life history research (Rossi 1999, p. 156). Kelly’s purpose was to help the individual heal him or herself by provoking an explicit confrontation with the realities s/he had constructed, and the learning conversation was a powerful tool in this project. In this activity, the therapist and the patient would discuss particular constructs of the patient’s social realities, with the conversation initiated by an analysis of a representation of the patient’s view of aspects of the world elicited by the repertory grid technique. This analysis would inevitably throw up contradictions in the world view of the patient, and it was these that led the conversation, therapeutically, to its conclusion. The interaction between the therapist and the patient was designed to be a non-threatening, open-ended conversation between two people about the ideas of one of them. The therapist’s role was not to challenge or interrogate, but to provoke these responses in the patient: the patient was led to interrogate her or his own world views and realities.
87
While the therapeutic gloss to the learning conversation is not relevant here - although there is probably much in the course of the conversations that ensued in this study that might well have led to some forms of reconciliation with and healings of self - the essential purpose was. This technique was utilised to assist participants draw up incidents from their past and to explore and interrogate these for the illuminations they might provide in coming to understand the racialised nature of identity that each participant carried within themselves.
My role was to engage in subtle provocation to memory work by the participants by using seeming contradictions contained within their stories and more typical elicitation and encouragement techniques. Additionally, I drew upon episodes from my own experiences that sometimes paralleled and at others stood in stark contrast to theirs.
Each participant was engaged in a series of conversations regarding their view of self as a racialised being. Each string of learning conversations was conducted over an eighteen month period with approximately ten hours of face-to-face ‘formal’ conversation time with each participant. As well as this time, numerous informal conversations with each of the primary participants occurred over this time, in face-to-face situations as well as by email, telephone and in writing.
The importance of seeing the sessions as learning conversations rather than strictly as interviews was borne out in these returns. In keeping with the concern to attempt to make more explicit the hidden, mundane aspects of life that conceal the effects of a particular racial identity, it was necessary for the participants to experience an ‘ah-ha’ moment. This is the power and the point of engaging in conversation, where the direction and outcomes are unknown until they occur, and where learning, self-knowledge for the participants and understanding (verstehen) for the researcher, is attendant upon the process.
No formal schedule of questions was developed for use in these conversations, although the temptation was strong and sense of confidence in the success of a more open-ended, free-form conversation somewhat weaker. I was concerned that without a clear path to follow, the conversations might end up meandering (which they did) and yield little relevant insight (which they didn’t). I decided to use a more formally structured approach in the first conversation with each participant and to then monitor each subsequent session and decide on whether I needed to maintain a more guided approach. The tensions between the reason for using a learning conversation approach and the possibility of a thin evidentiary base were very real.
The first conversation with each participant was structured around a set of topics and questions aimed at eliciting basic demographic and biographical data, setting the scope and expectations
88
of the study and establishing some level of understanding of the participants’ experience with a particular unit each had taken in their pre-service teacher education program.
My initial insecurity over the lack of formal structure for the conversations proved to be groundless as each session flowed freely, with my early directive and conversation-maintainer roles dwindling to vanishing by the final sessions. I entered each conversation with a few ideas I wanted to follow up from previous conversations, and the participants usually went with points and took the discussions on further, both in depth terms and by way of ground covered. For example, in one conversation with Michelle, she had talked about her suspicions about her family’s possible Indigenous heritage. In our next conversation, I returned to these suspicions of hers, and out of this came her recollection and telling of the ways in which her grandmother attempted to (almost literally) remove marks of indigeneity from her children: the scrubbing of the skin with lemon juice and the like.
It was apparent that as the length of time spent in the project grew, the researcher-participant relationship became more comfortable for all concerned, and events covered in earlier sessions were often re-visited at a greater depth and with more personal disclosures attending the process. These personal disclosures were made by both researcher and other participants, and fueled further familiarity and comfort in the research relationship.
With regard to the questions of how deep the data or evidence should be, of how exhaustive the search, of how wide the scope of the cases, I was heartened by a piece of advice: ‘it is not necessary to know everything in order to understand something’ (Geertz 1973, p.20). In all twenty-eight separate conversations were conducted, each of a minimum of an hour’s duration and a number lasting considerably longer. Participants in the study further contributed to the evidentiary base of the project through memorandum and reflective writing, and these pieces have been drawn upon where relevant to the report.
Interpretation of Evidence and Data Analysis
I was conscious of the fact that, through being allowed into the lives of the participants in this study, I have assumed that ‘privileged position of naming and representing other people’s realities’ (Mauthner & Doucet 1998, p. 139). It was crucial, then, that the analytic and interpretive tasks be conducted with the greatest concern for accuracy, integrity and fairness.
In the qualitative research field, considerable attention is paid to the development and description of approaches to and techniques of evidence or data gathering and to processes of reporting outcomes and conclusions. Guidebooks and methods texts abound. However, by
89
comparison, until recently there has been a relative paucity of material in the literature, both research methods texts and in professional journals, on the interpretation of research evidence or data analysis as the activity is more frequently tagged (Ely et al. 1997,p.223; Mauthner & Doucet 1998, p.119). Qualitative researchers, in general, have been accused of being ‘cavalier’ in their attempts at presenting for scrutiny and explaining their professional modus operandi (Page 2000, p.25).
With a more self-conscious turn on the part of researchers and the recognition of the importance of accounting for the positioning of the researcher in every stage of the research process, this deficit is being repaired. The earlier (almost exclusive) focus on techniques of entering and leaving the field, data collection and recording, casenote management and analysis has been broadened by an increasing concern to ensure issues of interpretation, representation and writing and textual production are theorised and developed (Coffey 1999, p. 135).
Essentially, in analysing the evidence and data in this study, I followed the sequence of a ‘fairly classic set of analytic moves’ (Miles & Huberman 1994, p. 9) . This sequence, paraphrased, is:
1. Affixing codes to a set of field notes, interviews, etc. 2. Noting reflections 3. Sorting and sifting through the materials to identify similarities, relationships, patterns, themes, differences and common sequences 4. Isolating these and returning to the field for further data collection 5. Gradually elaborating a set of generalisations that cover consistencies uncovered in the data 6. Confronting these generalisations with a formalised body of knowledge in the form of constructs or theories. (Miles & Huberman 1994, p.9)
Transcription
Each learning conversation was audiotaped with the informed consent of the participant in each case. This was to enable a transcription of the sessions to be made for use in further analysis of the stories told and events described. The transcriptions were made by me as researcher/writer so that the experience I had of participating in the conversation could be brought to bear on the transcription of that session. It is necessary to delve a little into what happens in the transcription process.
90
To many a purely technical task, transcription is often almost glibly passed over in descriptions of research (Edwards 1993; Lapadat 1999; Ochs 1979; Poland 1995). For many researchers, the transcription process is one that requires little by way of theorising or considering, being seen as a transparent part of the task of creating a ‘hard’ copy record of an interview (Lapadat 1999, p.66). This view implies that the translation of the complex social interaction that constitutes an interview or a conversation is non-problematic and mechanical, that there is little possibility of influence, manipulation or contamination of the evidence by the “impartial” transcriber. This is particularly the case where the transcription is from an audiotape. Where the record is on videotape, there might well be more concession given to the interpretive gaze of the translator or transcriber.
It is a view that I rejected in this study. It seemed to me that the process of transcription, far from being an invisible, inert, neutral movement of evidence from one setting and form to another relied upon countless ‘decisive analytic actions’ (Miles & Huberman 1994, p. 110) that in the end render the transcription a version of the communicative event rather than a record of it. Certainly, it could not be seen as the record.
Some of the variations between such versions are accounted for by alterations of the data (Poland 1995, p. 6), either deliberate (as in a transcriber ‘tidying up’ the data, putting her or his hopefully synonymous words in the text in place of the speaker, etc.) or accidental (sentence structure, punctuation marks, omissions and mistaking words and phrases for others) changes made by the transcriber which render the transcript a variation on the event. The loss of any but the most obvious non-verbal components of the communicative event also effects changes to the record of the event:
Committing verbal exchanges to paper seems to result in their immediate deterioration: Context, empathy, and other emotional dynamics are often lost or diminished, and the language seems impoverished, incoherent, and ultimately embarrassing for those who may have cause to read back over their contributions (including the interviewer/researcher!). (Poland 1995, p.8)
Lapadat (1999) makes the point that if transcription is used, then attempts should be made to demonstrate that it was conducted with rigour and with an understanding of its representational character. This means that the act of transcription and the product of that act, the transcription, should be subject to the same standards of trustworthiness or credibility as any other interpretive process and record:
A transcript is an interpretation (Mishler 1991)that is constructed as a new, original text by the researcher (Denzin 1995). There is a need to examine empirically how researchers create or co-construct representations and how these representations follow from their purposes or working theories as well
91
as their positionality and ultimately constrain the kinds of interpretations that they can derive from their data. (Lapadat 1999, p.82)
If the transcription emerges as a form of evidence upon which the conclusions of the study are based, then it seems to follow that the processes whereby that form of evidence came into being be subject to the same standards of quality and trustworthiness as are the data or evidence gathering and analysis stages of the project. That transcription forms a bridge between the two does not exclude it from the gaze of the critical eye.
Acknowledging that no transcript can sustain a claim to being a verbatim record of an interview, the most one might claim is that the transcript is ‘a faithful reproduction of the aural record’ (Poland 1995, p.2). The difficulty with all of this arises when the unquestioned transcript assumes an authority as privileged text rather than as a perspectival treatise. If we are to assert the claims of ‘faithful reproduction’ and to endeavour to ensure rigour in the transcription process, we need to develop approaches to and procedures within the transcription process that will demonstrate to the audience of the text that we have taken the task of transcription as seriously as any other part of the inquiry process. In this particular instance, I adopted Poland’s ideas for establishing and ensuring the ‘trustworthiness of transcripts as research data’ (1995, p.5). In summary these are:
1. Ensure the quality of the original tape recording: I used a Sanyo Talkbook VAS tape recorder with an inbuilt microphone in conjunction with a Sanyo external lapel condenser microphone which each participant attached to her collar. At each session, a test recording was conducted to ensure appropriate recording levels were set. The conversations were conducted in my university office which is in a relatively out-of-the-way part of the faculty building. Interruptions were almost totally eliminated by telephone calls being diverted to other extensions and large signage attached to doors and hallways. It was not possible to eliminate the intrusion of environmental noise (lawn mowing, etc.), but this did not significantly effect the quality of the recordings.
2. Ensure the transcriber is prepared : Prior to embarking on the transcription of any of the audiotapes, I decided upon a series of abbreviations for ‘substantive’ words and phrases I expected to commonly encounter (for example: ‘wh’ = white; ‘r’ = racism; ‘rt’= racist;) as well as for common grammatical phrases (‘rt’ = rather than; ‘aot’ = as opposed to; ‘wo’ = without, etc.). I thought this system would assist in overcoming some of the shortfall in my capacity to transcribe as a two-fingered typist. As the transcription proceeded, other abbreviations were developed. I also decided that I would attempt to capture every word spoken, even if at the time they seemed irrelevant to the research requirements. I was aware of the danger of engaging in too much analysis during the early stages of evidence gathering and analysis, and decided that too much material was better than too little. I also
92
decided to transcribe the initial conversation with each participant as soon as was possible after the sessions so that the transcript could be returned to them for checking and confirmation and so they could decide if they wanted to continue in the project. At this point, I also decided that I would then delay transcriptions until I had a full series of conversations with a participant completed and then transcribe in chronological order with each person (That is, I transcribed all of Teresa’s conversations and then all of Felicity’s, and so on). I believe this gave me a better grasp on the development of each participant’s stories as well as enabling a better quality transcription since it was easier working with one voice, linguistic structure and use of idiomatic speech for a block of time than to be continually adjusting to the idiosyncrasies of the participants on an on-going basis.
3. Review several of the first transcripts: as the transcripts of each of the first conversations were completed, I read the written record against the audiotape of the session. Poland describes this as : ‘an assessment of the trustworthiness of the transcription, based on a review of selected transcripts in the context of an explicit acknowledgment of the interpretive nature of the transcription process’ (1995, p. 14). This was a valuable - and sobering - experience. Using a system of tallying minor (semantic) and major (meaning- reversing) errors suggested by Poland, I found that a typical one-hour conversation transcript of approximately fourteen pages of text would contain at least five errors on each page. Admittedly, the large majority of these errors were semantic or minor in nature (e.g. ‘home’ instead of ‘house’) that did little to change the meaning of the passage, but there were sufficient major errors (one transcript contained four of these, the others in the first round of transcripts held two or three each) to require a closer attention to the transcription process.
I had transcribed the initial tapes using the same machine with which I had recorded the conversations, using an earphone to provide better audibility of the playback. As a result of the accuracy check, I sought out a transcribing machine and completed the transcriptions using a Sanyo TRC-8080 Standard Cassette Transcribing System. This machine enabled greater manipulation of tone, speed of tape playback, and volume, all of which improved the accuracy of the transcripts to the point that, after three random checks, I was happy that the meanings resident within the conversations were being recorded accurately enough that another reader of the transcript would arrive at the same meanings that were articulated on the tapes. Given that I was not engaging in a linguistic or discourse analysis and that the main function of the transcriptions was to capture stories and the meaning of those for the participants, I adopted a measure of acceptable accuracy as no major errors. Minor errors, while declining considerably, were still evident, but I considered that they weren’t sufficient to effect the purpose of the transcription
93
process. This is an area that I believe warrants further development insofar as enhancing the credibility of interview-based research.
Transcription analysis
I returned the transcript of each of the participants’ first conversation to them for checking. I was conscious of the need to adhere to the principles of procedure that guided this project (see Appendix 2) but was also cognisant of the potential difficulty such a confirmatory process harbours.
Despite the many merits of checking back with respondents on either a routine or ad hoc basis (in terms of relations of participation, control, and power between researcher and researched), its use for the validation of the trustworthiness of transcription is potentially problematic because one typically receives not only corrections to (perceived) errors in transcribing, depending on the person's recollections of what was said, but also attempts to clarify (perhaps justify) aspects of what was said (Hoffart 1991 cited in Poland 1995, p.13.)
The essence of qualitative research analysis lies in comparing individual pieces of evidence or data and sorting these into categories for ease of manipulation. (Ely, Vinz, Downing et al. 1997). The ultimate purpose of the sifting and sorting activities is to enable the researcher to identify themes and meta-themes so as to be able to make her or his sense of the window onto the inner world of the participants.
In identifying themes and drawing conclusions from a large mass of textual records of conversations and other notetaking engaged in over the course of the study, I used a combination of the qualitative data analysis process developed by Dey (1993) and Mauthner and Doucet’s voice-centred relational method (Mauthner & Doucet 1998). The analysis was assisted by the use of NUD*IST 4 (Richards & Richards 1997), a computer-based qualitative data analysis software package.
Evidence Analysis: Deyʼs approach
Ian Dey (1993) describes an analytic process that has five basic stages: 1. Finding a focus 2. Managing data 3. Reading and annotating data 4. Categorising data 5. Connecting categories and corroborating evidence
94
Finding a focus: This is not a one-off task that once achieved is not to be re-visited or re- engaged, but is one that is continually evolving as evidence and data accumulate and suggest one or other changes in the route being taken by the analysis. At the initial stage, the point is to try to identify broad skeletal themes that might usefully support the flesh of the evidence and understanding, preliminary though this may be. Dey suggests that focus might be obtained through personal experience, general culture or the academic literature (Dey 1993, p. 69). In my case, personal experience was initially the driving force for focus setting, but this focus changed considerably from the point of submission of my dissertation proposal to the version of the report the reader holds.
Initially, I was concerned to try to capture the effects of trauma, in a racial sense, on university students. In my university teaching role, I had witnessed some of the difficulties many students evinced as they were confronted with discrepant identity images. While not a concept usually linked positively with sound educational practice, and certainly not assuming a place in the pedagogical bag of tricks that constitutes most instructional strategies-type units in teacher education courses, trauma has here been reconceptualised as a ‘potent pedagogical tool’ that refers to the subjectively felt effects of classroom practices that baffle, reorient, and challenge students' commonsense assumptions about race. ...Trauma represents that pedagogical moment when identities become unsettled, provoking both anxiety and the opportunity to rethink the political nature and moral content of one's own racial identity (Giroux 1997, p.293).
My initial focus was on the possibilities opened up for racial identity reconstruction and the development of anti-racist pedagogies by being ‘traumatised’ in the sense described by Giroux. I believed that such moments of unsettling occurred in the course of students taking a particular unit in a teacher education program within which I worked, and that this would provide a valuable opportunity to explore the ways out of the trauma into more positive, anti- racist identities for white teachers. Prior to engaging formally in this study, I had investigated aspects of this topic, and have reported on it elsewhere (Austin & McMaster 1999)
As the study proceeded, however, it seemed to me that, while valuable information about the anti-racist possibilities of Giroux’s idea of a pedagogy of trauma was likely to be uncovered, the dominant point of exploration with the participants centred on their coming to understand themselves as racial beings. As I read further into the existing conceptual literature, it seemed to me that the focus of the study was in fact better placed in looking at how these people came to understand themselves as racialised beings. This process of self-knowledge, when teamed with racially unsettling experiences, seemed to be a crucial intersection on the road to the reformation of positive white identities, and the primary focus I pursued in the interpretation
95
of the evidence and the analysis of the data was derived from the research questions presented in Chapter 1.
This focus, and these questions, while providing a set of handrails to support my stumbling, hesitant movement towards understanding allowed for sufficient meandering and independence to ensure that themes and ideas that arose were not discounted where it seemed they were likely to be informative in this broad social justice project.
Managing the data: In Dey’s view, ‘good analysis requires efficient management of one’s data’ (p.74). The evidentiary base of this project consisted of a total of twenty-eight separate transcriptions of learning conversations, three notebooks of my own reflections and comments, notes and email messages from the participants, and various other observation notes. Once an acceptable level of accuracy of transcription had been achieved (see above), I then saved two copies of the textual material formatted for incorporation into the rawfiles section of the NUD•IST4 qualitative data analysis software. One copy of the text data was maintained in secure storage. The second copy was my working file, and was stored on my personal computer. Weekly synchronisation of the two files was completed and hourly back-up of the working file to floppy disks was done during analysis sessions.
Each document incorporated into the analysis package (‘introduced’, in the language of the program) was set up with a document header containing basic reference data for ease of retrieval and analysis. The actual method of dealing with this data is discussed below.
The other text-based material - researcher reflections, etc. - was not incorporated into the NUD•IST program because of the difficulties of retaining the often non-linear, spontaneous and irregular formats that were used in the original. This material was labelled with relevant identificatory details (date, place, author, etc.) and kept as a secure folder in my home office. I admit to suffering some anxiety about this after having read researcher accounts of the loss of crucial research material in house fires (Wolcott 1990) and have kept a close eye on open flames ever since.
Reading and Annotating the Data: The purpose of this stage is to ‘prepare the ground for analysis’ (Dey 1993, p. 83). This means that the analyst needs to be very familiar with the data in order to be able to begin the sorting, sifting and categorising that constitutes the major part of the analysis process. In this study, I conducted the reading and annotating tasks associated with the text-based evidence using a blend of some reading techniques suggested by Dey and the Voice-Centred Relational Method of Mauthner and Doucet (1998). This latter method, derived from the work of Carole Gilligan and others, provides a means of interpreting narrative evidence in ways that retain the integrity of the participant while at the same time
96
acknowledging the fact of the relationship between the participant and the researcher as having unavoidable implications on this interpretive process. This method is described in more detail below.
I had already established what I believed was a strong familiarity with the conversation data: I had been involved in every session and I had personally transcribed the audiotapes of these. This was, in many ways, a passive form of familiarity. My next step was to read more actively, looking for ways in which I might be able to disassemble this evidence and recombine it in ways that would shed more light onto the focus of the study. Initially, I used Dey’s interrogative quintet -Who? What? When? Where? How? - and other ‘stock questions’ - So what? And What if? (Dey 1993, pp.83-84) in a chronological sequence through each participant’s conversations. Emerging ideas and questions were written as memos and were added to the study collection. I conducted some broad text searches of the conversation transcripts using the Find function of the Microsoft Word program as suggested by Dey in order to identify the more frequently occurring words and phrases. I conducted searches for terms such as race, white, whiteness, identity, racism and terms describing emotions that I felt had been aroused by experiences in the life stories and experiences presented. These latter words included anger, angry, guilt, guilty, scared, frightened and defensive. I also searched for the number of times personal pronouns - I and we - occurred to check on the degree of personalising that occurred in the conversations and in the stories. Frequency in itself denotes nothing necessarily of importance, but these searches did at least allow a picture of the clusters of topics covered or mentioned to emerge and pointed to topics that might admit of fuller discussion and analysis .
At this point, I utilised the ideas of Mauthner and Doucet (1998) for a deeper level of understanding of the text-based data. This method is described below. The results of this approach were then added in to the next stage of the analysis.
Categorising the data: After having developed some initial ideas about the ways in which aspects of the data might be grouped into categories that rendered the original data asunder, the next step was to adopt the ‘attentive and tentative’ approach to defining categories: ‘attentive to the data and tentative in our conceptualisations about them’ (Dey 1993, p.102).
The categorisation process is an evolutionary process that involves grouping like pieces of data together, distilling and naming the essentially defining characteristic and assigning category labels (‘coding’ in the language of NUD•IST). As the conceptual framework of the category system is found to be unable to incorporate discrepant data, re-naming or splitting of these categories into either new categories or into sub-categories becomes necessary until all data or evidence considered to be relevant are able to be included within the categorisation system.
97
The primary intellectual task here involves the development of descriptive criteria - definitions in a way - by which individual pieces of data are to evaluated and admitted to or excluded from particular categories.
This was a particularly taxing task, and the one of the real methodological and technical strengths of the use of the NUD•IST program was that it allowed for ongoing modification of written descriptions of the criteria or definition of each category name. This in itself presents a window onto the qualitative research process, and examples of the development of the category definitions are included (see Appendix 3). Further description of the role that the NUD•IST software played is presented in a following section.
The categories developed and applied ( and not all were - for example, I wasn’t able to assign any data to the category of alternative white identities I thought - hoped, in the early stages of the project - would be there) needed to be referable to the data, but not necessarily be explicitly present in them. That is, the ‘distinctions [I] have used are suggested by the data, but they are not [necessarily] drawn by the data. [E]mpirical grounding should not be taken to mean some slavish obligation to reproduce only those distinctions which are meaningful to actors as well as to analysts’ (Dey 1993, p. 136).
With the benefit of having read the transcriptions and identified some middle order categories (Dey 1993,p.104) in a way compatible with Mauthner and Doucet’s voice-centred relational method, I analysed each participant’s series of conversations as a sequence to attempt to capture the integrity of the stories.
Initially, I used Dey’s idea of using the basic questions driving the study as broad categories, and then further developed these by adopting some of the words used by the participants themselves in telling their stories. For example, where I had an initial category of childhood experiences with race, I split that category, creating a sub-category of school after readings of the transcripts for Teresa showed this to be a point of reference in her stories.
As the analysis developed, and it continues to develop as I understand perhaps not more but differently what these stories have to say, the category system developed accordingly. The list of categories is included (See Appendix 4).
Connecting categories and corroborating evidence: Each series of conversation transcripts was worked through in chronological sequence and categorised. Only at the conclusion of this stage did I conduct cross-participant searches (‘retrievals’ in the language of NUD•IST) for each of the categories. This then provided an opportunity to link categories across the
98
participant group and also enabled what Dey has termed splicing: ‘combining categories to provide a more integrated conceptualisation’ (Dey 1993, p.131). From here, I drew conclusions about the primary research questions and other matters that hadn’t initially been envisioned by these questions, but which arose and assumed significance as the study progressed.
Because of the interpretive nature - typically highly idiosyncratic - of qualitative analysis and interpretation, several possible and a smaller number of plausible explanations or accounts of any one event or case are resident within the data. In this final formal stage of data analysis, I constructed accounts of both the life stories told to me and my interpretation of them in such a way that I believed retained the integrity of the data or evidence considered in context. Obviously, alternative accounts exist - I considered a number of these at various times in the analytic process.
In the final account, I have attempted to provide a map of the path I took to arrive at the point I have. As Dey puts it, ‘if we can’t expect others to replicate our account, the best we can do is explain how we arrived at our results.’ (p.251).
The Voice-Centred Relational method
This method was braided into the reading of the data or evidence, and provided a conceptually-based approach to the process of initiating the movement of data from one place - the transcripts - to another - the classification and coding structure.
Working from within a feminist epistemological framework, Mauthner and Doucet (1998) developed an approach to reading and categorising data where the paramount importance was placed upon the maintenance of participant voice and relationships. Their research work was rooted in a consciousness of the power they hold as researchers as they go about the task of ‘transforming private lives and concerns into public theories and debates’ (p. 141) while at the same time recognising that in this delicate process, the stories they tell are not the stories of the participants or informants, but those stories ‘changed by and infused with our identity’ (p. 141). These concerns resonated perfectly with my views of the research process and the power dimensions attaching to that.
Mauthner and Doucet see the data analysis process as an ongoing one that needs to be more clearly and explicitly described in order to attempt to balance three very different, and at times contradictory, perspectives:
(1) the multiple and varying voices and stories of each of the individuals we interview; (2) the voice(s) of the researcher(s); and (3) the voices and
99
perspectives represented within the existing theories or frameworks in our research areas and which researchers bring to their studies (Mauthner & Doucet 1998, p. 140).
In a concern to minimise the violation of the participants’ voices through the data analysis process (‘ a deeply disempowering [stage] in which our respondents have little or no control’(p. 138) ), Mauthner and Doucet have developed a method for working with interview-based evidence or data that attempts to both retain the integrity of the participant’s stories and make explicit the influence on the collection and retelling of these stories by the researcher. In my study, I blended this method into Dey’s approach as described above.
Based on the work of Brown and Gilligan (Brown, Argyris, Attanucci et al. 1988; Brown & Gilligan 1992; and Brown & Gilligan 1993) the voice-centred relational method consists of four distinct, purposeful readings of the data or evidence:
• Reading 1: reading for the plot and for our responses to the narrative. This reading has two parts; the first being to read for the story being told by the participant - events, actors, plot and the like. The second part of this first reading requires the researcher to position her or himself - their history, background, experiences - within the story as s/he reads it in order to examine her or his response to the story and to the person telling it - the assumptions and views that are drawn up by the reading that (undoubtedly) will flavour any analysis, interpretation and representation. The point here is to ‘retain some grasp over the blurred boundaries between their narratives and our interpretations of those narratives’ (p. 127)
• Reading 2: reading for the voice of the ‘I’. This reading centres the attention of the researcher on the self-referential content of the material - how the participant refers to him or herself, and how s/he moves between various forms of inclusion and reference (e.g. the slippage into and out of the use of I, we and you). This reading is intended to convey a sense of the ways in which the participant refers to her or himself ‘before we speak of her’(Brown & Gilligan 1992, pp. 27-28).
• Reading 3: reading for relationships. Mauthner and Doucet use this reading to try to understand how the participant positions her or himself in relation to others. These relationships are multi-leveled and fluid, and need to be captured in the ways in which the participant sees them.
• Reading 4: placing people within cultural contexts and social structures. Here, the stories of the participants are placed into broader socio-cultural contexts, in keeping with the relational emphasis that pervades this method.
100
This method differs in a fundamental way from many other approaches to data analysis, and that is in its deliberate delay of the ‘reductionistic stage of data analysis when transcripts are cut up into themes and aggregated’ with the added benefit for my study coming through the prospect that ‘tracing voices through individual interview transcripts, as opposed to linking themes across interviews, helps maintain differences between the respondents’ (Mauthner & Doucet 1998, p. 134)
NUD•IST 4
The analysis and to a lesser extent, the interpretation of the data and evidence in this study was facilitated by the use of the NUD•IST software program. Until the past five years or so, it was necessary to delve in great detail into the pros and cons of computer-aided data analysis, particularly in qualitative research. For some reason, there didn’t seem to be such a problem when the machine was dealing with essentially inanimate measures, records and impressions that constitute much of the numerical fodder of (so-called) quantitative research. The problems arose when a machine, assumed by many to be the tool of (hard) science was turned to the use of the (soft) sciences, and then appropriated by those who would eschew any link to (post)positivistic science in their research work.
Since the mid-1990’s, however, changes in the capacities and capabilities of computer-based technologies have opened up a whole new vista for the research analyst, and I no longer feel it necessary to justify the use of the computer in my research work. The roles of technologies like computers - or more correctly, the software packages that are mounted on them - have been discussed reasonably thoroughly (Miles and Huberman 1994; Weitzman & Miles 1995; Richards & Richards 1994; Tesch 1990; Fielding & Lee 1991; Coffey & Atkinson 1996)), but there are a few caveats that need to be issued regarding the use of computer-based data analysis tools.
One of the main concerns over the application of computer-based technologies to the qualitative research process has been that of limiting the richness, detail and depth of the data or evidence utilised in the study. In some cases, there has been a concern that the tail of the computer might indeed wag the dog of inquiry insofar as the point might be reached where only data amenable to computer manipulation might be collected (Dey 1993;Wolcott 1999, p. 216).
Another potential problem with the use of computer-based qualitative data analysis software is that, because of its capacity to deal with the smallest unit of meaning (the ‘text unit’ in the
101
NUD•IST lexicon), it is possible that the researcher will be caught up in the technological wizardry and lose sight of the bigger picture painted within the data or evidence. This fragmentation of data to such an extent as to focus the view (and the interpretive work) of the researcher on the trivial means that potentially the illuminative power of qualitative research might be lost through the dissolution of the links between parts of the data. Dey (1995) sees the use of hypertext links to link pieces of data and other text as a way of using the potential of the technology to not only overcome the weaknesses of software use, but in fact to transform the representational prospects of qualitative research altogether. The hypermedia environment in general has been the subject of considerable attention for its potential to ‘support novel forms of representation’ (Coffey & Atkinson 1996, p.182).
A further caution about the use of computer-based data analysis software in qualitative research emanates from what might be seen as a mismatch between paradigm and tool. Mauthner and Doucet (1998) describe this sense of incompatibility:
In analysing data we are confronted with ourselves, and with our central role in shaping the outcome. Indeed, perhaps this is part of the reason why computer programs have become so popular: the use of technology confers an air of scientific objectivity onto what remains a fundamentally subjective, interpretative process. (p.122)
What I have considered important in this regard is that, as with Coffey and Atkinson (1996, p 187), the word aided is crucial in thinking about and using tools and techniques of computer- aided qualitative data analysis. The analytical role resides squarely with the analyst, the researcher. The software will not interpret, it will not bring the creativity, the background understanding and life experience or the passion and commitment to the research process that the human researcher will. It will only assist in those technical parts of the process of coming- to-know. This is how NUD•IST, by way of example, was viewed and used in this study. There were considerable quantities of evidence that I felt could not be handled by NUD•IST. I considered these important pieces of evidence for the study’s purposes, and they were incorporated and dealt with largely without computer-assistance. The imperatives of the study determined the use of particular software, the software did not delineate the forms of data or evidence collected or incorporated.
One of the more technically-sophisticated and useful tools in this regard is the NUD•IST4 software. This package enables the researcher to:
• Collect, compare and organise various types of documents; • Code and explore these, uncovering patterns; • Search for words, phrases, etc. in the text; • Explore individual cases;
102
• Record emerging ideas and theories; • Relate theories to data; • Link with statistical records; and • Report results and produce evidence. (QSR 2000)
Another major strength of NUD•IST is its capacity to store, manage and operate on large quantities of text-based data. The evidentiary base of this study generated a large amount of material, much of which lent itself to NUD•IST storage and manipulation in ways that drew upon the list of capabilities of the program listed above.
In summary form, the use of NUD•IST 4 involved the following procedures and processes. Text-based data in the form of transcripts of the learning conversations were formatted for direct incorporation into NUD•IST using a Word 98 macro obtained through the software publisher’s webpage (WWW:http://www.qsr.com.au). Each transcript was then ‘introduced’ into the project and text units - the basic unit of meaning used for analysis in the project - delineated and numbered. Each transcript, once introduced, looked like the example in box 4-1 and when prepared for analysis each text unit was assigned a number for the purpose of addressing and categorising (see box 4-2).
Q.S.R. NUD*IST Power version, revision 4.0. Licensee: Jon Austin. PROJECT: ph d NUDIST, User Jon Austin, 11:02 am, May 18, 2000. +++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++ +++ ON-LINE DOCUMENT: Teresa#4 +++ Document Header: *interview: Teresa #4 14/9/99 +++ Retrieval for this document: 147 units out of 147, = 100% ++ Text units 1-147:
Box 4-1: Document Details
The documents were then analysed by applying a coding system to the text units. Each text unit was read and considered in relation to the surrounding units and, if it appeared to me that some relevant link might be made between a text unit and a category, that text unit was coded accordingly. It was possible - and frequently it was the case - that individual text units would carry multiple category codings (e.g. a text unit might be coded for gender, participant, and childhood story).
But back to white privilege, I was in Brisbane on the weekend and I've noticed that before my boyfriend's flatmate would make racist jokes and I'd go 'go on, sit down and explain it to me' and confront it and he'd make excuses and that and just recently he'll stop and say to me 'what do Aboriginals do if they're doing dah dah dah dah dah' and I said 'well, I don't know. 9 103 I'm not a traditional Aboriginal and the guys I live with don't discuss that'. 10 And he's stopped the racial jokes, instead of throwing a racial joke at me he'll now ask questions and if I can't answer them, and usually I can't, he hasn't used jokes like, ohh..11
Box 4-2: Text Units
Each category was considered a temporary description of an emerging conceptual sorting of the data involved, and as the analysis progressed, the meaning of each category changed. Definitional statements of what constituted the essence of each category were generated and used to decide on the inclusion or exclusion of any particular text unit in a category. NUD•IST allows these changing definitions to be saved, thus providing a record of the evolution of the conceptual thinking engaged in during the course of the analysis
The multiple coding, storage and retrieval possibilities, as well as the record-keeping functions described above demonstrate the benefits to analysis offered by a computer-based software package such as NUD•IST. I also used the package for searches for particular words and phrases and for highlighting the relative frequencies of these. In exploring and making links between categories and emerging ideas about what these stories were telling me, I utilised the interrogative functions of NUD•IST to search for and report on commonalities as well as mutual exclusions across and between categories. All such searches were saved and provided further evidence of the data analysis process and my thinking on the ideas that seemed to be emerging at any one time.
Selection and (Re)Presentation
I collected and wrote up detailed representations of all participant stories and ideas, but have chosen to concentrate in the presentation of the ideas I have derived from this study from one of the participants, Teresa . I have also drawn upon the stories of the other participants where they have been able to provide additional, supporting, contradictory or otherwise relevant comparisons with the primary stories. The reader will also notice that I am present explicitly on many of the pages, with my own thoughts and analyses being presented in commentary boxes at certain points.
The illuminative and explanatory power of concentrating on fewer rather than larger numbers of cases in research should not be underestimated. In this matter, I found Wolcott’s support of idiographic inquiry to be persuasive and comforting. (Wolcott 1992b). He maintains that increasing the number of cases or phenomena being studied far from increasing the power of the study in fact serves to undermine the richness of the data as each example would receive proportionately less attention. I was not looking to generalise from the experiences of the participants, but rather come to understand their particular path of coming to the point of
104
racial self-understanding that they had - that is, I was acutely aware of my location within the idiographic rather than nomothetic (Crotty 1998, pp.67-68, 70-71).
I selected the participant for primary attention in this report on the basis of a number of criteria. First, she seemed to present a reasonably coherent narrative of her development in this area. Second, she was able to articulate her experiences, both in straight narrative terms as well as in more analytic and reflective ways. Third, I felt the rapport between us was stronger and the relationship more comfortable than with the other participants in the study. Because of this, I believe that we might have excavated more of the untold stories with Teresa than with the others, and that we probably delved into more of the life experiences relevant to this study. Fourth, Teresa’s stories attracted my interest, they were more engaging than perhaps the others were. While in most respects not being overly different from the others, with similar events and experiences occurring in their lives, the particular events presented by Teresa seemed open to more illustrative use and informative power. In some ways, Teresa’s stories might be seen as representative of the life experiences of all the participants in the study. The final reason for the selection of her stories as the primary vehicle for the carriage of the stories here was that I had amassed significantly larger amounts of information, evidence and other relevant case material about her life history than the others.
I have tried to retain the integrity of each participant’s narrative, although I have been tempted to play with the representational potential of collage and bricolage. At one stage, I thought the most effective way to use the evidence I had collected here might be in the construction of textual montage. It is still a possibility..
Concluding comments
What was I trying to achieve with all of this? Essentially I was trying to come to understand the ways in which a small group of Whites come to identify as white so that I might then be able to contribute, through my professional activity, to a re-conceptualisation, a re- identification of whiteness as a more positive, emancipatory and socially-just identity. This meant that I needed to make some sense for myself of what the participants shared with me before I could hope to provide something for third parties to engage. I was conscious of a statement - an accusation, almost - that kept emerging in the front in my head:
The search for sense is the symptom of the insecure academic wishing to claw everything back to the rational. (Fiske 1998b,p.171).
I was searching for sense and in this endeavour, I was certainly feeling insecure: how could one confidently and self-assuredly take snippets of what other people tell you about their lives and
105
use that to make sense, particularly in a ‘rational’ way? Having put a pebble in my shoe, Fiske at least provided a salve for the irritation:
[There] is a need for academic modesty that acknowledges that the aim of analysis is not to reveal the truth but to contribute to a process of understanding, and to provoke other, probably contradictory, contributions (Fiske 1998a, p.370.)
The presentation of the stories that follow, the interrogation of these, the kneading of ideas and experiences, and my search for sense are offered to the reader with, I hope, the type and degree of academic modesty that Fiske envisions.
106
Chapter 5 Teresa