Apr. 2019 (Reference Translation) TSE NOTICE May 20, 2019 (Mon
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Apr. 2019 (Reference Translation) TSE NOTICE May 20, 2019 (Mon.) [Attachment] Changes in Number of Listed Shares, etc. in Connection with Exercise of Subscription Warrants, etc. (Relevant Period Apr. 01, 2019 - Apr. 30, 2019) (Note) 1. No. of Listed Shares at End of Month No. of listed shares for Common Stock, Preferred Stock, etc. (*Code 2593-5 is Type-1 Preferred Stock of ITO EN, LTD.) When exercising Subscription Warrants in cases where treasury stocks will be transferred, the number of listed shares may not increase even after decreasing the residual amount of bonds, etc. After acquiring CBs subject to call in cases where retirement has not been conducted, the number of listed shares may increase without a decrease in the residual amount of bonds. 2. Primary Reasons for Changes Exercise of Bonds with Subscription Warrants …Due to Exercise of Bonds with Subscription Warrants Conversion of Preferred Stock, etc. …Due to Conversion of Stock (Preferred Stock, etc.) which can be converted into another type of Stock Exercise of CBs …Due to Exercise of CBs, and new share issuance by acquisition of Share Options subject to Call Exercise of Subscription Warrants …Due to Exercise of Subscription Warrant, and new share issuance by acquisition of Share Options subject to Call Public Offering …Due to Public Offering and Overseas Offering Third-Party Allotment, etc. …Due to Third-Party Allotment, Green Shoe Option (pursuant to the Cabinet Office Ordinance on the Disclosure of Corporate Affairs, etc. Article 19, Paragraph 2, Item 1, sub-item L.1), Allotment of New Shares as stock-based remuneration and Private Placement to Specified Investors for listed companies on TOKYO PRO Market Retirement of Treasury Stocks …Due to Retirement of Treasury Stocks 3. Bond Code, etc. (1) * …indicates listed securities. (2) Type of Bond, etc. PS …Stock (Preferred Stock, etc.) that can be converted into another type of stock CB …Convertible Bond WB …Bond with Subscription Warrant "CB 23. 9 JPY" of LINE Corporation (Code 3938) is a yen-denominated convertible bond (overseas offering) issued Sep. 2018 with a 2023 maturity. "CB 23.19 JPY" of LINE Corporation (Code 3938) is a yen-denominated convertible bond (third-party allotment) issued Sep. 2018 with a 2023 maturity. "CB 25. 9 JPY" of LINE Corporation (Code 3938) is a yen-denominated convertible bond (overseas offering) issued Sep. 2018 with a 2025 maturity. "CB 25.19 JPY" of LINE Corporation (Code 3938) is a yen-denominated convertible bond (third-party allotment) issued Sep. 2018 with a 2025 maturity. (3) Regarding subscription warrants, only issues for which a report has been received from the issuer, which states that the possibility of new stock issuance, are eligible for publication. (Issues for which a report has been received, which states that all treasury stocks will be transferred/swapped, will not be published.) 4. Display of Stock (Preferred Stock, etc.) that can be converted into another type of stock Bond Symbol, etc. Company Name (Code) Indicator Details in this Document Sumiseki Holdings,Inc. 1514 PS1 Class 2 Preferred Stock MAXVALU TOHOKU CO.,LTD. 2655 PS1 Class A Classified Stock Village Vanguard CO.,LTD. 2769 PS1 Class A Preferred Stock UNITIKA LTD. 3103 PS1 Class B Classified Stock OMIKENSHI CO.,LTD. 3111 PS1 Class A Preferred Stock Ultrafabrics Holdings Co.,Ltd. 4235 PS1 Class A Preferred Stock TAIYO HOLDINGS CO.,LTD. 4626 PS1 No. 2 Class A Classified Stock SHiDAX CORPORATION 4837 PS1 Class A Preferred Stock Nippon Sheet Glass Company,Limited 5202 PS1 Class A Classified Stock TOYO ENGINEERING CORPORATION 6330 PS1 Class A Preferred Stock Sharp Corporation 6753 PS1 Class C Classified Stock AIREX INC. 6944 PS1 Class A Preferred Stock Nippon Avionics Co.,Ltd. 6946 PS1 Class 1 Preferred Stock PS2 Class 2 Preferred Stock Mitsubishi Logisnext Co.,Ltd. 7105 PS1 Class A Classified Stock Jimoto Holdings,Inc. 7161 PS1 Class B Preferred Stock PS2 Class C Preferred Stock PS3 Class D Preferred Stock San ju San Financial Group,Inc. 7322 PS1 Class 1 Preferred Stock ATOM CORPORATION 7412 PS1 No. 1 Preferred Stock PS2 No. 2 Preferred Stock PS3 No. 3 Preferred Stock PS4 No. 4 Preferred Stock CYBERDYNE,INC. 7779 PS1 Class B Classified Stock SENSHUKAI CO.,LTD. 8165 PS1 Class A Preferred Stock - 1 - Apr. 2019 Bond Symbol, etc. Company Name (Code) Indicator Details in this Document PS2 Class B Preferred Stock Saikaya Department Store Co.,Ltd. 8254 PS1 Class A Preferred Stock Tsukuba Bank,Ltd. 8338 PS1 Class 4 Preferred Stock THE TOHOKU BANK,LTD. 8349 PS1 Class 1 Preferred Stock THE MICHINOKU BANK,LTD. 8350 PS1 Class A Preferred Stock THE BANK OF KOCHI,LTD. 8416 PS1 Class 1 Preferred Stock THE TOWA BANK,LTD. 8558 PS1 Class 2 Preferred Stock APLUS FINANCIAL Co.,Ltd. 8589 PS1 Class H Preferred Stock PS2 No. 1 Class B Preferred Stock PS3 Class D Preferred Stock FIDEA Holdings Co.Ltd. 8713 PS1 Class B Preferred Stock RISE Inc. 8836 PS1 Class A Preferred Stock VISIONARYHOLDINGS CO.,LTD. 9263 PS1 Class B Preferred Stock Tokyo Electric Power Company Holdings,Incorporated 9501 PS1 Class A Preferred Stock PS2 Class B Preferred Stock THE KAMOGAWA GRAND HOTEL,LTD. 9695 PS1 Class A Preferred Stock THE ROYAL HOTEL,LIMITED 9713 PS1 No. 1 Class A Preferred Stock - 2 - Apr. 2019 (Reference Translation) [Correction] Details for the relevant period Feb. 01, 2019 - Mar. 31, 2019 have been partially corrected as follows. (Mar. 20, 2019 (Attachment Published), Relevant Period Feb. 01, 2019 - Feb. 28, 2019) Page 3 TSE received a notice again from YUMESHIN HOLDINGS CO.,LTD. regarding a correct in the increase in number of shares due to stock swap. (Feb. 20, 2019 (Attachment Published), Relevant Period Jan. 01, 2019 - Jan. 31, 2019) Company Name (Code) No. of Listed Shares at End of Month Reason for Alteration Altered No. of Shares YUMESHIN HOLDINGS CO.,LTD. 2362 (Correction) 78,352,240 Shares Stock Swap 3,778,800 Shares (Mar. 20, 2019 (Attachment Published), Relevant Period Feb. 01, 2019 - Feb. 28, 2019) Page 12 Company Name (Code) No. of Listed Shares at End of Month YUMESHIN HOLDINGS CO.,LTD. 2362 (Correction) 78,352,240 Shares (Error) 78,352,197 Shares (Apr. 19, 2019 (Attachment Published), Relevant Period Mar. 01, 2019 - Mar. 31, 2019) Page 12 Company Name (Code) No. of Listed Shares at End of Month YUMESHIN HOLDINGS CO.,LTD. 2362 (Correction) 78,352,240 Shares (Error) 78,352,197 Shares - 3 - Apr. 2019 (Reference Translation) By Company No. of Listed Shares Altered Alteration Value, etc. Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks Shares Shares KYOKUYO CO.,LTD. (1301) 10,928,283 0 Nippon Suisan Kaisha,Ltd. (1332) 312,430,277 0 Maruha Nichiro Corporation (1333) 52,656,910 0 HOHSUI CORPORATION (1352) 8,379,000 0 KANEKO SEEDS CO.,LTD. (1376) 11,772,626 0 SAKATA SEED CORPORATION (1377) 48,410,750 0 HOKUTO CORPORATION (1379) 33,359,040 Exercise of CB 0 * CB 1 0 thou. JPY 9,983,000 thou. JPY AKIKAWA FOODS & FARMS CO.,LTD. (1380) 4,179,000 0 AXYZ CO.,Ltd. (1381) 5,617,500 0 HOB Co.,Ltd. (1382) 762,000 0 Berg Earth co.,ltd. (1383) 1,269,900 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares May 2016 Resolution based 2 0 Shares Hokuryo Co.,Ltd. (1384) 8,459,000 0 RUDEN HOLDINGS CO.,Ltd. (1400) 12,435,000 Exercise of Subscription Warrants 12,000 Mar. 2013 Resolution based 1 0 Shares Jan. 2014 Resolution based 1 12,000 Shares Mar. 2015 Resolution based 1 0 Shares mbs,inc. (1401) 7,279,000 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares West Holdings Corporation (1407) 27,235,200 0 Hinokiya Group Co.,Ltd. (1413) 13,575,000 0 SHO-BOND Holdings Co.,Ltd. (1414) 28,372,590 0 MIRAIT Holdings Corporation (1417) 108,325,329 Exercise of CB 0 CB 21. 12 JPY 0 thou. JPY 16,500,000 thou. JPY INTERLIFE HOLDINGS CO.,LTD. (1418) 20,010,529 0 Tama Home Co.,Ltd. (1419) 30,055,800 0 Sanyo Homes Corporation (1420) 12,620,000 Exercise of Subscription Warrants 0 Feb. 2018 Resolution based 1 0 Shares Feb. 2018 Resolution based 2 0 Shares Nippon Aqua Co.,Ltd. (1429) 34,736,000 Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares First-corporation Inc. (1430) 13,358,540 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares DORYOKU Co.,Ltd. (1432) 2,066,000 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares Mar. 2015 Resolution based 2 0 Shares BESTERRA CO.,LTD (1433) 8,355,600 0 JESCO Holdings,Inc. (1434) 6,571,500 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares TATERU,Inc. (1435) 88,767,000 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares May 2017 Resolution based 1 0 Shares Fit Corporation (1436) 4,282,800 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares Nov. 2015 Resolution based 1 0 Shares Apr. 2014 Resolution based 1 0 Shares YASUE CORPORATION (1439) 1,305,620 Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares Nov. 2014 Resolution based 1 0 Shares YAMAZEN HOMES CO.,LTD. (1440) 1,610,000 0 Giken Holdings Co.,Ltd. (1443) 16,237,977 0 Nissou Co.,Ltd. (1444) 400,000 0 Hikari Holdings Co.,Ltd. (1445) 279,900 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares Dec. 2015 Resolution based 1 0 Shares Mar.