URBAN DISPLACEMENT IN FEDERAL IRAQ
1 CONTENTS
EXECUTIVE SUMMARY 1
METHODOLOGY 2
ACRONYMS 2
BAGHDAD AND ABU GHRAIB 5
BAQUBA 10
KIRKUK 15
MOSUL 20
TIKRIT 25
TUZ KHURMATU 30
IOM IRAQ URBAN DISPLACEMENT IN FEDERAL IRAQ
EXECUTIVE SUMMARY
As displacement within Iraq becomes increasingly protracted for internally reported medical care as one of their top three needs. displaced persons (IDPs), further research is needed to understand its causes • Shelter remains a significant concern in two important respects. Over and put forward potential durable solutions. The United Nations (UN) one third of households in Baquba, Tuz Khurmatu and Baghdad/Abu International Organisation for Migration Displacement Tracking Matrix (IOM Ghraib reported the need for a new shelter as a priority. Similarly, high DTM) undertook this research project “Urban Displacement in Iraq” with the proportions of households in Tikrit, Tuz Khurmatu and Mosul identified primary objective of supporting evidence-based planning for the humanitarian the need to repair their shelter in their area of origin. Notably, in the community and the government of Iraq, and to inform the response to cities where a high proportion of households expressed the need to protracted displacement in this post-emergency phase. This report will detail repair their shelter in their area of origin, the most reported intention findings from urban centres within the Federal Iraq. An equivalentreport is was to return. available for urban centres assessed within the Kurdistan Region of Iraq (KRI). • Food was reported as a main top need at a much higher rate in Kirkuk Data for this assessment was collected on a sample of households, and Tikrit - by nearly half of households, in those cities - than in the representative at the city level (95%, 5%), between March and December other assessed urban centres. As a comparison, a low of six per cent of 2020. Ten urban centres of Iraq were assessed, namely the cities of Baghdad/ households reported food as a top three need in Mosul. Abu Ghraib, Baquba, Dahuk, Erbil, Kirkuk, Mosul, Sulaymaniyah, Tikrit, Tuz Khurmatu, and Zakho. Please refer to the methodological overview for further Levels of peaceful coexistence and feelings of safety and security details. • IDPs in the cities of Federal Iraq feel comparatively less safe than those The findings for the Federal Iraq cities – Baghdad/Abu Ghraib, Baquba, Mosul, in KRI. The lowest levels of safety were reported in Baquba, where 43 Kirkuk, Tikrit and Tuz Khurmatu – are presented in the attached factsheets, per cent of households reported not feeling completely safe, along with which give a detailed analysis of the conditions for IDPs in protracted urban 33 per cent of households in Tuz Khurmatu. However, very few IDP displacement. Some of the main findings include: households reported experiencing discrimination, the highest proportion being 14 per cent in Baghdad/Abu Ghraib. Socio-demographic composition • Trust in local authorities was notably low in Kirkuk, with 21 per cent of • While the number of IDP households remained stable in the majority households reporting they would not feel comfortable seeking help from of cities between August 2019 and August 2020, Baghdad/Abu Ghraib, the authorities, compared with a high of 92 per cent of households feeling Tikrit and Tuz Khurmatu saw a significant decline in their IDP population. comfortable seeking help from authorities in Mosul. • The density of IDPs varies greatly between the cities, ranging from less • Political participation was also extremely low in Tikrit, where only 48 per than one displaced household for 100 host households in Baghdad/Abu cent of households voted in the 2018 elections, as well as in Baghdad/ Ghraib to 17 IDP for every 100 host households in Tuz Khurmatu. Abu Ghraib (55%). Among those that did not vote, lack of faith in the • Over 25 per cent of IDP households in Baghdad/Abu Ghraib and Kirkuk political system was more commonly reported than among IDPs in KRI are headed by females, with just over 20 per cent of those female-headed cities, with Tikrit, Kirkuk and Baquba having the highest proportion of households being “alone”, i.e. either single, widowed, separated, divorced households that reported political apathy and mistrust. or if married, not living with their husband. In fact, five out of the six assessed cities in Federal Iraq have 10 per cent or more of households Future intentions and influencing factors that are headed by a female who could be described as “alone”. • IDPs in the cities of Federal Iraq were considerably more likely than those in KRI cities to intend to return, with the majority of households Livelihoods expressing an intention to return in Tuz Khurmatu, Tikrit and Mosul. • Less than half of IDP households have a stable source of income in three However, among those households that intend to return, most are out of the six cities, namely Kirkuk, Baghdad/Abu Ghraib and Mosul. deferring that decision by at least a year or are undecided about when • Relatedly, informal or daily wage labour is a prominent source of income to do so. In Tuz Khurmatu, for example, only nine per cent intend to among the displaced population in Baghdad/Abu Ghraib, Kirkuk and return in the next year and 45 per cent remain undecided. Tuz Khurmatu, which have commensurately low rates of private sector • Despite high proportions of households reporting an intention to return, employment (ranging from 2-6% of displaced households). key barriers persist and influence the decision to move. The lack of • Federal Iraq hosts the two cities (of the 10 assessed), Baghdad/Abu Ghraib financial means was widely reported in Tuz Khurmatu, Baquba and Tikrit. and Kirkuk, with the highest dependency ratio among IDP households, A lack of housing in the AoO was the most prominent obstacle reported meaning that their IDP population comprises a high number of children by households in Kirkuk and Mosul, where the vast majority of households or elderly people. These cities also record the lowest proportion of are displaced from within the governorate, in the case of Kirkuk, or households able to meet basic needs, even though the heads of displaced within the district for those in Mosul city. The unstable security situation households in those cities were more likely to be working than those was another barrier reported by nearly half of IDP households in Tuz in any other assessed city. This points to a key challenge of protracted Khurmatu city, nearly all of whom originate from within Tuz Khurmatu urban displacement where the income sources of primary caregivers district. in displaced households are insufficient to meet the needs of young • Baquba was an outlier among all assessed cities with 78 per cent of dependents, a growing proportion of whom are born into displacement. households expressing the intention to stay within the city. The same proportion of households originate from districts within Diyala Primary needs in area of displacement Governorate, each of which have locations with poor access to services, • Medical care ranked highly among the needs of the displaced population housing destruction and concerns related to multiple security actors in all cities, a need perhaps exacerbated by the COVID-19 pandemic. according to the Return Index. The most severe situation was in Tikrit where 50 per cent of households
1 URBAN DISPLACEMENT IN FEDERAL IRAQ
• Across all assessed cities, those households that reported having previously over which the population of interest was distributed. Over-sampling was attempted to return (once or more) are more likely to report that their conducted in some areas to ensure that representative data could be future intention is to return to their area of origin. This shows that failed collected regarding the district/governorate of origin, to improve the returns do not discourage households from wanting to return in future, efficiency of the sample overall. and potentially even make them more determined to do so. Additionally, Map 1. Sampled urban centres the findings indicate that households who attempted return have greater economic means than those who do not, which is likely a factor in their Zakho Town.! Zakho Amedi Dahuk Mergasur Dahuk Soran ability to attempt return rather than an indicator of their vulnerability. Sumel.! Dahuk City Akre Al-Shikhan Choman Telafar Tilkaif Shaqlawa
Sinjar .! Al-Hamdaniya Erbil Rania Mosul City .! Pshdar METHODOLOGY Ninewa Mosul Erbil City Dokan Koisnjaq Erbil Sharbazher Makhmur Sulaymaniyah Penjwin Al-Ba'aj Dabes Kirkuk Kirkuk City .! This section provides a summary of the methodology used for this Hatra Al-Shirqat .! Sulaymaniyah City Kirkuk Sulaymaniya Daquq Chamchamal Al-Hawiga Halabja Darbandikhan assessment - please refer to the Methodological Overview for a more Tooz Khurmatu Town Baiji Tikrit .! Kalar Ra'ua detailed description. As the majority of the remaining caseload of IDPs Tikrit City.! Tooz Salah Al-Din Kifri Al-Daur Samarra Khanaqin reside in urban centres across Iraq, DTM determined that this study Al-Ka'im Haditha Al-Thethar Al-Khalis Ana Balad would focus on those centres, with data collected at the household-level Heet Al-Fares .! Diyala Tarmia Al-MuqdadyaBaqubah City Ba'quba 1 Baladrooz to generate findings that are representative at the city and national level. Kadhimia Ramadi Baghdad.! Mada’in Anbar Baghdad & Abu Graib Mahmoudiya Existing data on IDPs in – or at risk of – protracted displacement was Falluja Al-Azezia Badra Al-Suwaira
Kerbala Al-Mahawil Al-Rutba Al-Hindiya used to select the main urban centres which are the focus of this study. Al-Na'maniyaWassit Ain Al-TamurKerbala Babylon Kut Ali Al-Gharbi Hilla Hashimiya These areas were selected with the aim of understanding the progress Al-Hai Kufa Amara Diwaniya Afaq Al-ManatheraQadissiya Missan
Al-Shamiya Al-Mejar Al-Kabir and challenges related to achieving durable solutions to displacement. For Al-Rifa'i Al-Maimouna Al-KahlaQal'at Saleh Hamza Al-Rumaitha the purpose of this study, protracted displacement is defined as three Al-Shatra Al-Samawa Al-Khidhir Thi-Qar .! Selected urban centers Nassriya Al-Midaina
Najaf b
a
years of displacement or longer, and all IDPs included were displaced Suq Al-Shoyokh r
A
Al-Qurna - District boundaries l Najaf A
t
t
Al-Chibayish Basrah a
h as a result of the 2014 crisis (or re-displaced as a result of this crisis, if Governorate boundaries Basrah S Abu Al-Khaseeb 2 0 40 80 160 Muthanna Al-Zubair they had already been forced to resettle prior to 2014). Additionally, all Fao Kilometers Al-Salman
IDPs included in the study are residing in the host community and not in Data Source :
camp setting, as conditions for IDPs vary substantially between camps This map is for illustration purpose only. The boundar- ies and names shown and the designations used on this map do not imply official endoresement or acceptance by and from conditions in the host communities. the International Organization for Migration
The cities selected for the study are: Baghdad and Abu Ghraib, Baquba, Dahuk, Erbil, Kirkuk, Mosul, Sulaymaniyah, Tikrit, Tuz Khurmatu, and ACRONYMS Zakho. These urban centres were determined using the DTM Master List round 112 (the most up to date at the time of selection), taking in to AoD Area of displacement consideration the areas with the greatest non-camp IDP concentration, accessibility and security conditions.3 AoO Area of origin
These facthseets present the findings for the assessed cities of the of CCCA Central Committee for Compensating Federal Iraq: Baghdad and Abu Ghraib, Baquba, Kirkuk, Mosul, Tikrit and Tuz Khurmatu. The findings for the assessed cities of the KRI are the Affected presented in a seperate document. HH Household Following selection, the IDP population of the urban centre was mapped at the neighbourhood level to show the distribution of the IDP population across the city/town. IOM DTM’s Rapid Assessment and Response Teams HoHH Head of household (RARTs) then used their detailed knowledge of the locality to determine which neighbourhods are considered to be part of the urban centre, so IDPs Internally displaced persons as to exclude peri-urban and rural locations. For the purposes of this assessment, ‘urban’ neighbourhoods were considered to be those that KRI Kurdistan Region of Iraq were fully reliant on an urban centre for jobs and basic services such as healthcare and education. ML Master List For the purpose of sampling, each urban centre was treated separately, depending on the IDP population size and the number of neighbourhoods MoMD Ministry of Migration and Displacement
1 Findings from ILA V show that 64% of IDPs are living in urban settings across Iraq, 24% are living in camps, 3% are living in peri-urban and 9% in rural locations. More information can be found at: http://iraqdtm.iom.int/ILA5
2 Protracted displacement is generally described as a condition in which IDPs are prevented from accessing durable solutions that would reduce their displacement-induced vulnerability, impoverishment and marginalization. The criteria for this determination relate to: the duration of displacement (UNHCR defines protracted displacement as three or more years in displacement); locations where durable solutions are not possible (i.e., return, settlement in the area of displacement, or resettlement in a third area); the continued dependence on humanitarian assistance while economic conditions are either not improving or are further deteriorating; and the continuing or worsening psychosocial impacts of displacement and marginalization.
3 The most up to date Master List, round 112, was used for the initial drawing of the sample, and subsequently data was collected for the cities of Erbil, Dahuk, Zakho, Sulaymaniyah and Mosul. After data collection began, movement restrictions aimed at curbing the spread of the coronavirus disease 2019 (COVID-19) pandemic were implemented and data collection was paused. Before data collection could resume in September 2020 the sample for the remaining five locations – Baghdad and Abu Ghraib, Baquba, Kirkuk, Tikrit and Tuz Khurmatu - was updated using Master List 117. 2 URBAN DISPLACEMENT IN FEDERAL IRAQ
Table 1. Sample breakdown4
Population Sample City # of locations # of HHs # of locations # of HHs Baghdad and Abu Ghraib 365 4,869 74 452 Baquba 16 2,299 16 330 Kirkuk 38 12,104 38 396 Mosul 86 17,512 62 486 Tikrit 23 1,815 23 308 Tuz Khurmatu 8 3,288 8 332 Dahuk 44 5,972 44 343 Erbil 93 20,604 68 500 Sulaymaniyah 151 10,035 72 525 Zakho 13 6,869 13 350 Total 837 85,367 422 4,022
Enumerators selected household for interview using randomly drawn 2020), while urban population estimates refer to 2009 figures and official GPS locations, selecting the nearest households to the GPS point. estimation of the urban population at sub-district level according to the ArcGIS Beta and Open Data Kit (ODK) were used for the selection of household listing.6 households and collection of data. Male to female (sex) ratio – the ratio of males to females in the IDP The following definitions are used throughout this factsheet. For a population. A sex ratio of 112, for example, means that males slightly more detailed explanation of the methodology used, please consult the outnumber females by 112 males to every 100 females. Understanding Urban Displacement: Methodology document. Stable income sources – regular income generated from salaried work Adequate/good access5 – DTM created a composite index to better (public or private sector), pensions, and owned business or from rented understand access to infrastructure and services. All indicators were property that is not fluctuating significantly on a month-by-month basis. weighted with the number of IDPs living in the location where the issue Female-headed household – households that are headed by a female was reported to determine the severity of conditions in each location, member. When female heads of households are described as ‘alone’ it using a three-point scale of high severity, medium severity and low means that they are single, widowed, separated, divorced, or if married, severity. For the assessed services/facilities to be considered as adequate, not living with their husband. the location had to fulfil at least 13 of the following 17 criteria: • Electricity and water: at least 75 per cent of residents at the location Essential identity documents – the documents considered to be were connected to the public electricity network, and at least 75 essential are: proof of nationality, national ID, residency card, birth per cent had tap water running. certificate . All others are not considered to be essential for the purpose • Primary and secondary schools, health clinics, hospitals, markets, of this study.7 places of worship and police stations: these services were present and functional within 5km, with the hospital within 10km. Functional difficulties – the Washington Group Questions on • Courts, legal services for Housing, Land and Property (HLP) issues, Disability Statistics use the term functional difficulty/ies instead of offices for Public Distribution System (PDS) and civil directorates: disability. This choice is intended to focus on those who have difficulty these services were functional and present within the sub-district. in carrying out basic universal tasks in order to identify those within • Access to latrines, desludging and waste collection services, and a population who would be at greater risk of social exclusion if their immunisations for the community environment is not enabling. Additionally, verification of ‘disability’ requires a medical diagnosis that cannot be ascertained during an Dependency ratio – The dependency ratio relates to the number of assessment of this nature.8 The questions use a 5-point assessment children (aged 0–17 years) and older persons (aged 60 years or older) scale ranging from ‘no difficulty’ to ‘cannot do at all’. As recommended in relation to the working-age population or active citizens (aged 18–59 by the developers of the methodology, any answer from point 3 on the years). scale ‘a lot of difficulty’ and upwards in at least one domain is considered IDP to host population ratio – the ratio of IDPs to the population to be a functional difficulty for the purpose of this assessment. in each city. IDP estimates refer to IOM DTM Master List 117 (August
4 Sample for Erbil, Dahuk, Zakho, Sulaymaniyah and Mosul drawn in December 2019 using Master List 112, sample for Baghdad and Abu Ghraib, Baquba, Kirkuk, Tikrit and Tuz Khurmatu updated using Master List 117 in September 2020.
5 More details on the infrastructure and services composite indicator can be found in the ‘Urban displacement in Iraq: A preliminary analysis’ factsheets which serve as a baseline to this study. Available from: http://iraqdtm.iom.int/DurableSolutions.
6 Estimates available from: https://www.citypopulation.de/Iraq-Cities.html
7 This definition of essential documentation used for this study includes all those considered critical in the Multi-Sector Needs Assessment (as defined by the Protection Cluster and REACH 2020) but also considers additional documentation that is considered necessary to be able to obtain a durable solution to displacement. Additionally, the questionnaire allowed space for the respondent to list another document if missing and considered essential. More information on essential documentation is available from: https://www.reachresourcecentre.info/country/iraq/ theme/multi-sector-assessments/cycle/28380/#cycle-28380
8 The Washington Group on Disability Statistics, Conceptual Framework. Available from: https://www.washingtongroup-disability.com/about/conceptual-framework/
3 URBAN DISPLACEMENT IN FEDERAL IRAQ
City IDP population
High recipient City hosting 10% or more of the total caseload of current non-camp IDPs in Iraq
Medium recipient City hosting between 3% and 10% of the total caseload of non-camp IDPs
Low recipient City hosting less than 3% of the total caseload of non-camp IDPs
Rate of change in IDP population
The rate of change is used to highlight the fluidity of IDP arrivals and departures between two points, in this case between ML 117 (August 2020) and ML 111 (August 2019). On occasion, a positive rate of change can be seen, highlighting an increase in the IDP population over the reporting period. The rate of change is classified using the following categories:
Stationary City with a rate of change for the displaced population of between 0% and -10%, indicating that IDPs are not (or only very slowly) moving out of their location of displacement Fairly stationary City with a rate of change for the displaced population between -10% and -20%
Fairly dynamic City with a rate of change for the displaced population between -20% and -30%
Dynamic City with a rate of change for the displaced population greater than -30%, indicating that IDPs have been rapid- ly or very rapidly moving out of their location of displacement
District of origin
Homogeneous City with 80% or more of the IDPs coming from the same district of origin
Fairly homogeneous City with between 50% and 80% of the IDPs coming from the same district of origin
Heterogeneous City with no majority group found in terms of district of origin
Ethno-religious composition
Homogeneous City with 80% or more of the IDPs coming from the same ethno-religious group
Fairly homogeneous City with between 50% and 80% of the IDPs coming from the same ethno-religious group
Heterogeneous City with no majority group found in terms of ethno-religious group
Length of displacement
Homogeneous City in which 80% or more of the IDPs displaced within the same time period
Fairly homogeneous City in which 50% to 80% of the IDPs displaced within the same time period
Mixed City with no majority group found in terms of time of displacement
Protracted displacement IDPs who fled before October 2016
4 URBAN DISPLACEMENT BAGHDAD AND ABU GHRAIB
9 GENERAL CONTEXT Rate of change in IDP population
Displaced individuals 19,506 Stationary
Displaced households 3,251 -42% IDPs Fairly Stationary
(August 2019–August 2020) Fairly Dynamic Neighborhoods hosting IDPs 365 Dynamic IDP to host population ratio 0.29 Districts of origin While there has been much focus on the closure of IDP camps on 38% Falluja 6% Mahmoudiya Homogeneous the outskirts of Baghdad and Abu Ghraib, urban displacement re- 14% Ramadi 3% Baiji mains extensive and protracted. This combined urban centre hosts 8% Al-Kaim 3% Heet Fairly Homogeneous 19,506 non-camp IDPs, equivalent to 2 per cent of the total out-of- 8% Mosul 3% Sinjar camp displaced population nationwide. 7% Balad 3% Al-Musayab Heterogeneous
Recipient of out of camp IDPs Ethno-religious composition
Homogeneous10 Low Recipient 82% Arab Sunni Fairly Homogeneous 2% of total out-of-camp IDPs Medium Recipient 3% Arab Shia Heterogeneous High Recipient
Map 2. IDP locations and population concentration