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Astronomy Beat ASTRONOMY BEAT ASTRONOMY BEAT /VNCFSt"QSJM XXXBTUSPTPDJFUZPSH 1VCMJTIFS"TUSPOPNJDBM4PDJFUZPGUIF1BDJöD &EJUPS"OESFX'SBLOPJ ª "TUSPOPNJDBM 4PDJFUZ PG UIF 1BDJöD %FTJHOFS-FTMJF1SPVEöU "TIUPO"WFOVF 4BO'SBODJTDP $" The Origin of the Drake Equation Frank Drake Dava Sobel Editor’s Introduction Most beginning classes in astronomy introduce their students to the Drake Equation, a way of summarizing our knowledge about the chances that there is intelli- ASTRONOMYgent life among the stars with which we humans might BEAT communicate. But how and why did this summary for- mula get put together? In this adaptation from a book he wrote some years ago with acclaimed science writer Dava Sobel, astronomer and former ASP President Frank Drake tells us the story behind one of the most famous teaching aids in astronomy. ore than a year a!er I was done with Proj- 'SBOL%SBLFXJUIUIF%SBLF&RVBUJPO 4FUI4IPTUBL 4&5**OTUJUVUF ect Ozma, the "rst experiment to search for radio signals from extraterrestrial civiliza- Mtions, I got a call one summer day in 1961 from a man to be invited. I had never met. His name was J. Peter Pearman, and Right then, having only just met over the telephone, we he was a sta# o$cer on the Space Science Board of the immediately began planning the date and other details. National Academy of Science… He’d followed Project We put our heads together to name every scientist we Ozma throughout, and had since been trying to build knew who was even thinking about searching for ex- support in the government for the possibility of dis- traterrestrial life in 1961. %at turned out to be all of covering life on other worlds. ten people, including Pearman and me…. “I conclude it’s crucial that a meeting be organized as %e guest list included: Guiseppi Cocconi and Philip soon as possible,” Pearman said, “to investigate the Morrison, who were the authors of the seminal paper research potential. I wonder if I might count on you in Nature on “Searching for Interstellar Communica- for help.” “Well, sure,” I answered, not needing a mo- tions;” Dana Atchley, a radio ham and electronics en- ment to consider, “What can I do?” Pearman wanted trepreneur; Barney Oliver, the inventor and research two things he thought I could help him to get: approval magnate from Hewlett-Packard, who had &own to to hold the meeting at the National Radio Astronomy Green Bank during Project Ozma; astronomer Carl Sa- Observatory site at Green Bank, West Virginia, since it gan, who knew more about biology than any astrono- was the site of Project Ozma, and the names of experts mer I had met; renowned chemist Melvin Calvin, who "TUSPOPNZ#FBU/Pt"QSJM 1BHF had unraveled and place where life could develop, how likely was it that life explained the process would develop? %at was another important point. of photosynthesis (and Even granting that other worlds swarmed with alien would, as it turned life-forms, how many of those might be intelligent? out, receive the Nobel What form would their intelligence take? Would we Prize during our meet- be able to detect them and communicate with them ing); John Lilly, a neu- across interstellar distances? roscientist and medi- cal doctor, famous All the places we might look for life would be very far for his experimental away indeed. And in the universe, distance is time. interests in conscious- %e further away a star is, the longer their message will ness and communica- take to reach us and the more time will be required for tions; and Otto Struve, our reply to get to them. Our chances of "nding our alien counterparts would be greatly enhanced if civili- the Director of the 0UUP4USVWF National Radio As- zations, once they established themselves and became tronomy Observatory detectable, lasted a good long while… Indeed, the with an interest in the existence of planets outside the chances of a detection were just proportional to how Solar System. long, on average, civilizations were detectable. I ran to see Struve the moment I hung up the phone. I looked at my list, thinking to arrange it somehow, Now that Pearman and I had pushed the idea forward perhaps in the order of the relative importance of the this far — the meeting had already grown into a three- topics. But each one seemed to carry just as much day conference in our minds — I hated to think that weight as another in assessing the likelihood of success Struve might object… In fact, Struve was delighted at for a future Project Ozma. %en it hit me: %e topics the prospect of it, and immediately agreed to serve as were not only of equal importance, they were also ut- the host… He suggested one more invitee: his former student Su Shu Huang, a Chinese émigré who had just joined the new National Aeronautics and Space Ad- ministration (NASA). Huang and Struve had collabo- rated in studies of the kinds of stars that might support habitable planets… I took on the job of setting an agenda for the meet- ing. %ere was no one else to do it. So I sat down and thought, “What do we need to know about to discover life in space?” %en I began listing the relevant points as they occurred to me. Surely we needed to know the number of new stars born each year — and not just any stars, but “good suns.” %ese would be stars of medium and small size which maintained an almost constant brightness long enough for a technology-using civilization to evolve. %is de"nition of “good suns” only ruled out the small fraction of the stars which are very massive and be- come giant, lethal stars too soon for technology to arise. If there were planets out beyond the Solar System that were suitable for life, how many of them would actually become homes to living things? In other words, given a 5IFGPPU5FMFTDPQFBU/3"06TFEJO1SPKFDU0[NB /3"0"6* "TUSPOPNZ#FBU/Pt"QSJM 1BHF terly independent. Furthermore, multiplied together they constituted a formula for determining the number of advanced, communicative civilizations that existed in space. I quickly gave each topic a symbol, mathematician style, and found that I could reduce the whole agenda for the meeting to a single line, shown in the accom- panying photo. Of course, I didn’t have a real value for most of the factors. But I did have a compelling equa- tion that summarized the topics to be discussed: tćFOVNCFS / PGEFUFDUBCMFDJWJMJ[BUJPOTJOTQBDF equals tUIFSBUF 3 PGTUBSGPSNBUJPO UJNFT tUIFGSBDUJPO Gp) of stars that form planets, times %SBLF&RVBUJPO1MBRVFPO8BMMPG$POGFSFODF3PPNBU(SFFO#BOL 1BVM4IVDI tUIFOVNCFS Oe) of [its] planets hospitable to life, times 1961, we all gathered in a small conference room in the observatory’s residence hall. Struve welcomed every- tUIFGSBDUJPO Gl) of those planets where life actually emerges, times one o$cially, and then I got up and wrote my equation on the blackboard. I explained the factors as I went tUIFGSBDUJPO Gi) of those planets where life evolves along. People started murmuring before I was halfway into intelligent beings, times through it. Just as I had hoped, the formula gave imme- tUIFGSBDUJPO Gc) of those planets with intelligent diate and pointed direction to our discussion… Where creatures capable of interstellar communication, that blackboard stood at the National Radio Astronomy times Observatory, there is now a commemorative plaque on tUIFMFOHUIPGUJNF - UIBUTVDIBDJWJMJ[BUJPOSF- the wall, bearing the equation with its description. mains detectable. At the conference, we plugged in our best estimates My agenda formula later became known as the Drake for each of the factors, and found that the product of Equation. It amazes me to this day to see it displayed the "rst six factors on the right hand side came out to prominently in most textbooks on astronomy, o!en in roughly the value of 1. %us the value of N seemed to a big important-looking box. I’ve even seen it printed hinge solely on the value of L — how long intelligent, in !e New York Times. It was also made the focal communicative civilizations could survive. At the end point of an interactive exhibit at the Smithsonian In- of the meeting, Struve o#ered a toast: “To the value of stitution’s Air and Space Museum in Washington, DC. L. May it prove to be a very large number.” I’m always surprised to see it viewed as one of the great icons of science, because it didn’t take any deep intel- %is excerpt has been adapted and updated for As- lectual e#ort or insight on my part. But then, as now, tronomy Beat from Is Anyone Out !ere: !e Scienti"c it expressed a big idea in a form that a scientist, even a Search for Extraterrestrial Intelligence (1992, Delacorte beginner, could assimilate. Press) by Frank Drake and Dava Sobel. © 1992 by Frank Drake and Dava Sobel; used with permission. Sometimes, people who are unfamiliar with the scien- ti"c picture of cosmic and biological evolution think the equation is highly speculative. In fact, it is just the About the Authors opposite, since each phenomenon it assumes to take place in the universe is an event that has already taken Frank Drake served as Professor of Astronomy and place at least once. Astrophysics and Dean of Natural Sciences at the Uni- When the meeting took place, starting November 1, versity of California, Santa Cruz, a!er having been at Cornell and serving as the founding Director of the "TUSPOPNZ#FBU/Pt"QSJM 1BHF National Astronomy and Iono- sphere Center. He was the "rst president of the SETI Institute, and was President of the Astronomi- cal Society of the Paci"c during its Centennial.
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