TESIS DOCTORAL
APROXIMACIÓN A LA PLANIFICACIÓN COLABORATIVA MEDIANTE ANÁLISIS DE DECISIÓN ESPACIAL MULTI‐CRITERIO PARA LA INTEGRACIÓN DE CONSTRUCCIONES RURALES EN SU ENTORNO A TRAVÉS DE HERRAMIENTAS SIG‐WEB
JIN SU JEONG Departamento de Expresión Gráfica
2013
TESIS DOCTORAL
“APROXIMACIÓN A LA PLANIFICACIÓN COLABORATIVA MEDIANTE ANÁLISIS DE DECISIÓN ESPACIAL MULTI‐CRITERIO PARA LA INTEGRACIÓN DE CONSTRUCCIONES RURALES EN SU ENTORNO A TRAVÉS DE HERRAMIENTAS SIG‐WEB”
JIN SU JEONG Departamento de Expresión Gráfica
Conformidad de los directores:
Fdo: Lorenzo García Moruno Fdo: Julio Hernández Blanco
2013
APROXIMACIÓN A LA PLANIFICACIÓN COLABORATIVA MEDIANTE ANÁLISIS DE DECISIÓN ESPACIAL MULTI‐CRITERIO PARA LA INTEGRACIÓN DE CONSTRUCCIONES RURALES EN SU ENTORNO A TRAVÉS DE HERRAMIENTAS SIG‐WEB
Doctorado en Ingeniería Gráfica, Geomática y Proyectos del Departamento de Expresión Gráfica de la Universidad de Extremadura
presentado por Jin Su Jeong para optar al grado del doctor en España en Diciembre 2013
Jin Su Jeong APROXIMACIÓN A LA PLANIFICACIÓN COLABORATIVA MEDIANTE ANÁLISIS DE DECISIÓN ESPACIAL MULTI‐CRITERIO PARA LA INTEGRACIÓN DE CONSTRUCCIONES RURALES EN SU ENTORNO A TRAVÉS DE HERRAMIENTAS SIG‐WEB • A COLLABORATIVE PLANNING APPROACH USING MULTI‐CRITERIA SPATIAL DECISION ANALYSIS TO INTEGRATE RURAL BUILDINGS INTO A LANDSCAPE IN GIS‐ENABLED WEB ENVIRONMENT December 2013
de acuerdo con la Mención de Doctorado Europeo
accorded with the European Doctoral Mention
Diciembre 2013
APROXIMACIÓN A LA PLANIFICACIÓN COLABORATIVA MEDIANTE ANÁLISIS DE DECISIÓN ESPACIAL MULTI‐CRITERIO PARA LA INTEGRACIÓN DE CONSTRUCCIONES RURALES EN SU ENTORNO A TRAVÉS DE HERRAMIENTAS SIG‐WEB
Tesis Doctoral por Jin Su Jeong
December 2013
A COLLABORATIVE PLANNING APPROACH USING MULTI‐CRITERIA SPATIAL DECISION ANALYSIS TO INTEGRATE RURAL BUILDINGS INTO A LANDSCAPE IN GIS‐ENABLED WEB ENVIRONMENT
A Dissertation by Jin Su Jeong
ABSTRACT
There is often a difficult relationship between rural buildings and the landscape. Selection of rural buildings’ site is a complex process to solve a discordant relation with other components of rural landscapes and needs many diverse criteria to deal with its situation. This may be overcome by methodologies that support a decision‐making processes for establishing harmonious relationships and sustainable environment integrity within a unique framework. The definition of such a framework assumes critical importance because the internet appears to provide the primary mechanism for allowing users the opportunity to acquire diverse geographic information system (GIS) data sources and to support collaborative planning process amongst planners, stakeholders and the public in the asynchronous and distributed environment. This research provides an approach how a spatial methodology for integrating rural tourism buildings into landscapes and coupling multi‐ criteria evaluations (MCE) into a web environment that uses a GIS technique can support to solve the current problem; an application of the proposed interface for Hervás (northern Extremadura region), Spain, is further presented. The analytical hierarchy process (AHP) is used to generate the alternative decisions using the multi‐criteria evaluation techniques standardized by fuzzy membership functions. The parameters are categorized into three criteria groups, namely physical, environmental and economic, and constraints verified by a group discussion with the experts and field survey, making them more objective. With the aid of the simple additive weighting (SAW) method, the calculation of final grading values in multiple criteria problem is evaluated for the study region. Then, this research describes the possibility to design and implement a web‐based GIS application, named ‘e‐shift’, with the methodology consisting of a general overview, a multi‐criteria spatial decision support system, an interoperable knowledge map and a post‐task questionnaire to identify spatial models. Through the implemented web interface, stakeholders reflected their individual experience to achieve desirable planning outcomes by the asynchronous and distributed collaboration with the increased public participation. Based on the qualitative and quantitative data set, this study examined the identification of spatial models for the various perceptions and knowledge sharing of building integrations into a rural landscape, the certification of the possible impact on tourism and the definition of interface usability. To strengthen data interpretation, these hypotheses are analyzed by four different clusters with the aid of analysis of variance (ANOVA) and principal component analysis (PCA) test: weak ties, socially linked, roots and resources, and dedicated to the place according to social and emotional relations. In general, most participants revealed positive responses to the questionnaires and an interesting fact amongst the
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findings is the difference between roots and resources (positive to building integrations) and dedicated to the place (negative to building integrations). In general, however, the differences between the clusters were relatively small. Thus, the relevant of an emotional attachment to the place and willingness to participate future integration did not differ significantly although it is often assumed to their close interrelation. In conclusions, first, the methodology presents the combination of a spatial clustering process revealed the most suitable areas for rural buildings siting with their landscapes. The proposed methodology is intended to solve the rural building integration problem with its landscape and to facilitate the flexible methodology implementation from decision alternatives involved in the decision making process. Also, it can be easily extend as taking other parameters of criteria and sub‐criteria which could yield different decision alternatives. Second, the web design and implementation describes users can learn interactively and iteratively about the nature of the problem, and their own preferences for desirable characteristics of solution, the knowledge map supports and stimulates the sharing of opinions and, hence the clarification and discussion of interests behind user’s preferences. Third, the analyzed results obtained by the web demonstrates that the web application can achieve consensus on recommendations for the spatial planning with the implementation of decision alternatives through improved understanding of the complex nature of the current problems and understanding of the other interest groups’ preferences. The objective was that with an exhaustive analysis that involved all the interest groups, public acceptance and commitment to the decisions to be made was achieved for integrating rural tourism buildings to their landscapes.
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RESUMEN
Con frecuencia se observa una difícil relación entre las construcciones rurales y su entorno. La selección de la ubicación de edificaciones rurales es un proceso complejo que conlleva dar respuestas a relaciones discordantes con otros componentes del entorno rural, requiriéndose criterios muy diversos. Para afrontar el proceso de integración, pueden plantearse metodologías que agrupen las etapas de toma de decisión, permitiendo establecer una relación harmoniosa y una integridad medioambiental sostenible con un marco único de trabajo. La definición de este marco de trabajo tiene una importancia crítica, y en este sentido, internet constituye un mecanismo primario para dar a los usuarios la oportunidad de adquirir información variada a través de sistemas de información geográfica (SIG) y apoyar procesos colaborativos de planificación entre los agentes involucrados en el proceso y el público en general, en un entorno asincrónico y distribuido. La investigación que se presenta en esta Tesis Doctoral proporciona una aproximación de cómo una metodología espacial, para la integración de edificaciones turísticas rurales en su entorno, y el acoplamiento de sistemas de evaluación multi‐criterio (EMC) en un entorno web que emplea tecnología SIG, es una solución adecuada para dar respuesta al problema actual de integración; presentándose una aplicación de esta interfaz para Hervás (comarca del norte de Extremadura), España. Se emplea un proceso analítico jerárquico (PAJ) para generar decisiones alternativas a través del empleo de técnicas de evaluación multi‐criterio estandarizadas mediante funciones de pertenencia difusa. Los parámetros se categorizan según las limitaciones que se establezcan y en tres grupos de criterios: físicos, medioambientales y económicos, todo ello verificado mediante grupos de discusión de expertos y entrevistas personales, haciéndolas así más objetivas. Para la región de estudio, los valores de puntuación final, en el sistema de análisis multi‐criterio, se lleva a cabo con la ayuda del método de ponderación aditiva simple (PAS). Así, este trabajo de investigación describe el diseño y la implementación de una aplicación SIG‐WEB, denominada ‘e‐shift’. La metodología de esta aplicación consiste en un área de información general, un zona de sistema de apoyo a la toma de decisión espacial multi‐criterio, un área de mapas de intercambio de conocimiento y finalmente un cuestionario post‐ tarea para identificar los modelos espaciales. A través de la implementación de esta web, los agentes involucrados en el proceso de integración pueden mostrar sus experiencias individuales, y así alcanzar los resultados deseados para la planificación a través de una colaboración asincrónica y distribuida. Basándose en un conjunto de datos cualitativos y cuantitativos, este estudio examina la identificación de modelos espaciales a través de diversas percepciones y información compartida de integraciones de edificaciones en
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entornos rurales, la certificación del posible impacto en el turismo y establecer la funcionalidad del interfaz. Para fortalecer la interpretación de los resultados, las hipótesis planteadas se han analizado a través del análisis de varianza (ANOVA) y análisis de componentes principales (ACP) mediante la formación de cuatro clústeres en función de la relación social y emocional con el área de estudio: lazos débiles, vinculaciones sociales, raíces y recursos. En general, la mayoría de los participantes mostraron respuestas positivas a las cuestiones formuladas, y un aspecto a destacar ha sido las diferencias encontradas entre los grupos raíces y recursos (positivos a la integración de edificaciones), en relación a aquellos con vínculos afectivos o sociales en la zona (negativos a la integración de edificaciones). Aunque, conviene resaltar, que las diferencias entre los diferentes clústeres fue relativamente pequeña. Así, la relevancia de los lazos afectivos hacia el área de estudio y la voluntad de participar en futuras integraciones no difirió significativamente, aunque es habitualmente asumida una estrecha interrelación. En conclusión, la metodología propuesta presenta, en primer lugar, la combinación de procesos de agrupación espacial, que permitió identificar las áreas más adecuadas para la integración de edificaciones rurales en sus entornos, resolviendo así los problemas de integración y facilitando una metodología flexible para considerar decisiones alternativas en los procesos de toma de decisiones. Permitiendo, además, considerar de forma sencilla otros parámetros de criterios y sub‐criterios, que pueden conducir a diferentes alternativas de decisión. En segundo lugar, el diseño de la aplicación web y su implementación, indica que los usuarios pueden aprender o recabar información interactivamente y de forma iterativa sobre la naturaleza del problema, y sus propias preferencias para las características deseables de la solución, los mapas de conocimiento fomentan y estimulan la compartición de opiniones y más aún la clarificación y discusión de los intereses que hay más allá de las preferencias de los usuarios. En tercer lugar, el análisis de los resultados obtenidos demuestra que la aplicación web puede proporcionar consenso en las recomendaciones para la planificación espacial mediante de la implementación de decisiones alternativas a través de un mejor entendimiento de la compleja naturaleza del problema y de la comprensión de las preferencias de otros grupos interesados en el proceso. El objetivo es que, con un análisis exhaustivo que involucre a todos los grupos con intereses, la aceptación del público y el compromiso con las decisiones a tomar, se logre una correcta integración de las edificaciones turísticas rurales en sus entornos.
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PUBLICATIONS
This dissertation is based on ideas, fragments and figures that have appeared previously in the following publications:
Jeong, J.S., García‐Moruno, L., Hernández‐Blanco, J., 2011. Web‐based interoperability system: a collaborative method to integrate rural buildings with their surroundings. Proceedings on 16th International Conference on Urban Planning and Regional Development in the Information Society GeoMultimedia, Essen, Germany.
Jeong, J.S., García‐Moruno, L., Hernández‐Blanco, J., Carver, S., 2011. An interoperable web‐based GIS application to integrate rural buildings with their surroundings. Proceedings on VI Iberian Congress of Agricultural Engineering, Evora, Portugal.
Jeong, J.S., García‐Moruno, L., Hernández‐Blanco, J., 2012. Integrating buildings into a rural landscape using a multi‐criteria spatial decision analysis in GIS‐enabled web environment. Biosystems Engineering, 112(2), 82‐92.
Jeong, J.S., García‐Moruno, L., Hernández‐Blanco, J., 2012. A spatial assessment for re‐mixing buildings on the rural fringe of Spain. Proceedings on 17th International Conference on Urban Planning and Regional Development in the Information Society GeoMultimedia, Schwechat, Austria.
Jeong, J.S., García‐Moruno, L., Hernández‐Blanco, J., 2013. A site planning approach for rural buildings into a landscape using a spatial multi‐criteria decision analysis methodology. Land Use Policy, 32, 108‐ 118.
Jeong, J.S., García‐Moruno, L., Hernández‐Blanco, J., 2013. Un modelo web para el apoyo de tomas de decisiones en la integración de edificaciones rurales mediante planificación espacial multi‐criterio (A decision‐supporting web model for integrating rural buildings with multi‐criteria spatial planning). Informes de la Construcción, accepted. [Appendix B, p. 155].
Jeong, J.S., García‐Moruno, L., Hernández‐Blanco, J., 2013. Tool support for web‐aided requirement practicalities in rural planning. Proceedings on VII Iberian Congress of Agricultural Engineering and Horticultural Sciences, Madrid, Spain.
Jeong, J.S., Hernández‐Blanco, J., García‐Moruno, L., 2013. Approaches to validating a mutual participatory web‐planning interface in rural Extremadura (Spain). Land Use Policy, under review.
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DEDICATION
With love and gratitude, this dissertation is dedicated to my wonderful parents and beloved partner who supported me throughout this entire venture.
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ACKNOWLEDGEMENTS
I am grateful for the support of my friends and colleagues without whom writing this dissertation would have been much harder. I would like to give my sincere appreciation to my director, Prof. Dr. Lorenzo García Moruno. He has given me guidance and support since I was inspired to start this research. He encouraged me to acquire new knowledge and gave me a lot of advice to solve all problems during my study. I would also like to express my gratitude to the co‐director, Prof. Dr. Julio Hernández Blanco for putting so much effort into this dissertation. The constructive discussions with you have significantly shaped this work. Thank you also for the constant feedback that helped me to keep the big picture in mind. Thanks also go to David and Andrés who gave a hand to realize the application installation on the web. Last but not least, thanks to my family members and friends for their love and support.
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TABLE OF CONTENTS
ABSTRACT ...... xi RESUMEN ...... xiii PUBLICATIONS ...... xv DEDICATION ...... xvii ACKNOWLEDGEMENTS ...... xix TABLE OF CONTENTS ...... xxi LIST OF FIGURES ...... xxiii LIST OF TABLES ...... xxvii 1. INTRODUCTION ...... 1 1.1. Overview ...... 1 1.1.1. Rural buildings and their integration in landscapes ...... 3 1.1.2. Multi‐criteria spatial planning method ...... 7 1.1.3. Collaboration mechanism and technology ...... 12 1.1.4. Web‐based GIS application ...... 14 1.1.5. Managing knowledge and its mapping...... 19 1.1.6. Summary ...... 21 1.2. Problem statement ...... 22 1.3. Research outline ...... 23 2. JUSTIFICATIONS AND OBJECTIVES ...... 25 2.1. Research justifications ...... 25 2.1.1. Originality ...... 25 2.1.2. Significance of study ...... 25 2.1.3. Generalizability ...... 26 2.1.4. Substantiality ...... 26 2.2. Research objectives ...... 26 3. MATERIALS AND METHODS ...... 29 3.1. Philosophical assumptions ...... 29 3.2. Selected case study ...... 30 3.3. Multi‐criteria spatial methodology ...... 32 3.4. Web prototyping process ...... 35
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3.5. Measurement variables ...... 41 4. RESULTS ...... 45 4.1. Summary overview ...... 45 4.1.1. A site planning approach for rural buildings into a landscape using a spatial multi‐criteria decision analysis methodology ...... 47 4.1.2. Integrating buildings into a rural landscape using a multi‐ criteria spatial decision analysis in GIS‐enabled web environment ...... 67 4.1.3. Un modelo WEB para la asistencia en la toma de decisiones en la integración de las construcciones rurales mediante planificación espacial multi‐criterio ...... 83 4.1.4. Approaches to validating a mutual participatory web‐ planning interface in rural Extremadura (Spain) ...... 98
5. CONCLUSIONS AND FUTURE WORK ...... 121 5.1. Summary and discussion ...... 121 5.2. Limitations ...... 124 5.3. Future research ...... 125 REFERENCES ...... 127 APPENDIX A ...... 147 APPENDIX B ...... 153 VITA ...... 159
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LIST OF FIGURES
Figure 1.1: The integration process of rural buildings with their surroundings. p. 7
Figure 1.2: Classification matrix of knowledge processes. Adopted from Davenport (2005). p. 20
Figure 3.1: The outline of web prototyping process. p. 35
Figure 3.2: The prototype application workflow process in the view of client‐side and in the view of server‐side, cshtml (C#) was used to make the coding paradigms. p. 37
Figure 3.3: A typical collaboration of the MVC components. p. 38
Chapter 4.1.1:
Fig. 1: An example of a single dispersed tourism‐related commercial building based on the proposed construction size. p. 51
Fig. 2: Flowchart of rural building siting model. p. 52
Fig. 3: Location of the study area in Hervás (northern Extremadura), Spain. p. 54
Fig. 4: (A) Hierarchical structure shows the general aspect with the attention of physical suitability map process to make the decision of rural buildings siting problem. (B) Physical suitability map derived by 0.12, 0.23, 0.34, 0.09 and 0.08 factor weight for (a) elevation, (b) slope, (c) aspect, (d) vegetation type and (e) visibility sub‐criterion. p. 58
Fig. 5: (A) Hierarchical structure shows the general aspect with the attention of environmental suitability map process to make the decision of rural buildings siting problem. (B) Environmental suitability map derived by 0.28, 0.09, 0.12, 0.45 and 0.06 factor weight for (a) sensitive ecosystem, (b) water source, (c) surface water, (d) land use and (e) urban area sub‐criterion. p. 60
Fig. 6: (A) Hierarchical structure shows the general aspect with the attention of economic suitability map process to make the decision of rural buildings siting problem. (B) Economic suitability derived by 0.28, 0.05, 0.09, 0.43 and 0.15 factor weight for (a) site access, (b) population density, (c) residential area, (d) tourist area and (e) agricultural area sub‐criterion. p. 62
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Fig. 7: (A) Hierarchical organisation presents the final step to make the suitability map. (B) Possible suitability maps and their most appropriate areas over index value 9, derived by the physical, environmental and economic criteria applying different weights (a) equal weights, 0.33; (b) 0.50, 0.25 and 0.25; (c) 0.25, 0.50 and 0.25; (d) 0.25, 0.25 and 0.50, respectively. p. 65
Chapter 4.1.2:
Fig. 1: Location of the study area used in developing the prototype. p. 71
Fig. 2: Hierarchical structure of decision evaluation problem. p. 72
Fig. 3: The conceptual framework of the interoperable web‐based GIS application. p. 75
Fig. 4: The system architecture overview of interoperable web‐based GIS application. p. 75
Fig. 5: Web page that presents the feasible locations for rural buildings and the five criteria that the users must weight to classify one of them, the most important decision criteria, after logged in. p. 77
Fig. 6: Web page that shows the classified feasible sites with the users’ submitted weights of the decision criteria and displays the sub‐criteria of the submitted criterion that the users submit the relative importance weights using slider bars and text fields. p. 78
Fig. 7: Web page that displays the users’ submitted classifications according to a time rate, a knowledge map, and enables the users to check other users’ classifications, supporting communication. p. 79
Fig. 8: The prototype workflow process. p. 80
Chapter 4.1.3:
Figura 1: Mapa de situación del área de estudio Hervás. p. 88
Figura 2: Organización jerárquica del proceso de decisión mediante los criterios de evaluación planteados. p. 92
Figura 3: Despliegue del proceso del flujo de trabajo de e‐shift. p. 93
Figura 4: Selección de páginas web que muestran el proceso de toma de decisión espacial multi‐criterio. p. 95
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Chapter 4.1.4:
Fig. 1: The workflow deployment process of the web interface, named ‘e‐shift’. p. 105
Fig. 2: Web page that shows the criteria selection process that users must select one of three criteria and equal weight option, after logged in the system. p. 106
Fig. 3: (a) web page that presents sub‐criteria selection for three criteria that users can submit the relative importance weights using drop down menus; and (b) web page that demonstrates the final suitability map with constraints and categorized map selection options as clicking the radio buttons. p. 107
Fig. 4: The flow diagram of the web‐based post‐task survey questionnaire. p. 108
Fig. 5: The MCDA weighting ranking results of criteria and sub‐criteria. p. 111
Fig. 6: Score plot after PCA of the individuals in the four cluster groups defined by the two first PCs, PC1 and PC2. p. 117
Fig. 7: Loading plot after PCA of the variables in the questions defined by the two first PCs, PC1 and PC2. p. 118
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LIST OF TABLES
Table 1.1: Visual and aesthetic elements. Adopted from Español (1995). p. 6
Table 1.2: Common public participation methods in planning. Adopted from Wiedemann and Femer (1993) and Tang (2006). p. 10
Table 1.3: Time‐space matrix for classifying collaboration technology. Adopted from Munkvold (2003). p. 13
Table 3.1: Axiomatic contrasts of research paradigms. Adopted from Pickard and Dixon (2004). p. 30
Chapter 4.1.1:
Table 1: The relative importance of pair‐wise comparison and its numerical rates. p. 53
Table 2: The physical criteria calculation of pair‐wise comparison matrix in relation to the five sub‐criteria. p. 57
Table 3: The environmental criteria calculation of pair‐wise comparison matrix in relation to the five sub‐criteria. p. 59
Table 4: The economic criteria calculation of pair‐wise comparison matrix in relation to the five sub‐criteria. p. 61
Chapter 4.1.3:
Tabla 1: Los cuatros criterios principales y su desglose en sub‐criterios. p. 91
Tabla 2: Matriz de comparación por pares para el cálculo numérico de los pesos de los criterios. p. 92
Chapter 4.1.4:
Table 1: Socio‐demographic background variables of the participants in survey (n=212). p. 110
Table 2: Perceptions of building integration amongst the cluster groups, showing significant (p≤0.1) differences. p. 112
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Table 3: Perceptions of possible impact on tourism amongst the cluster groups, showing significant (p≤0.1) differences. p. 113
Table 4: Perceptions of knowledge sharing amongst the cluster groups, showing significant (p≤0.1) differences. p. 114
Table 5: Perceptions of usability testing amongst the cluster groups, showing significant (p≤0.1) differences. p. 116
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INTRODUCTION
1. This first chapter describes an introduction to present a scenario elaborating on establish theories of related fields to provide a baseline: the significant associated fields are rural buildings and their integration in a landscape, multi‐criteria spatial planning method, collaboration mechanism and technology, web‐based geographic information system (GIS) applications, and knowledge management and its mapping. Then, it describes the motivation stating current problems which are needed to define its scope and the deductive chain that contain the hypotheses. The outline of subsequent chapters is provided in the end of this chapter.
1.1. Overview
Some landscapes are still preserved to have a close relationship and harmonious balance with natural resources, farming, and human settlement carefully sited and oriented (Di Fazio, 1988). However, over the last few decades, particularly in Southern Europe, there have been significant and often discordant changes in the relationship between rural buildings and their landscapes (Mennella, 1997). Tourism has long been identified as a powerful tool for development, spurring economic growth, increasing foreign exchange, smallholder investment, and local employment (De Kadt, 1979). European landscape planning policy has particular building codes to protect local cultural identity and promote landscape quality (Council of the European Union, 2001). In some cases, tourism has resulted in increased environmental protection and funds for environment conservation (Pigram, 1980). The appropriate integration of man‐made constructions into their surroundings, however, is not yet a common consideration in general planning practice (De Vriesa et al., 2012; Tassinari et al., 2007). Therefore, professionals1 must consider appropriate integration and environmental location in mind to harmoniously balance rural buildings within their landscape setting (Bell, 1995; Tandy, 1979). Several researchers have referred to general design criteria for improving the visual impact of the appearance of rural buildings in the landscape. The characteristics considered include the correct siting of the buildings in relation to the natural contours of the landscape; their shape and form, materials of construction, colors, textures, subdivision of volumes; their relationship to existing buildings and groupings; the organization of the space surrounding the buildings which links them to the landscape (Di Fazio, 1988; Schmitt, 2003; Smardon, 1979). The
1 The term of professionals was defined in the four results which are posed in Chapter 4.1.1 to 4.1.4.
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integration of the building with landscape usually depends more on the right choice of location than on any other weighted factors (Hernández et al., 2004b; Montero et al., 2005). GIS offers useful tools to study the location in depth when considering spatial planning limitations and opportunities, visual characteristics, and the overall landscape scene (Domingo‐Santos et al., 2011; Hernández et al., 2004b; Tassinari and Torreggiani, 2006). The spatial modeling used by GIS allows for analyzing large volumes of spatial data which give geographical expression to the economical, social, cultural ecological policies of societies (Böhme and Schön, 2006; Hermann and Osinski, 1999). From this modeling, decision‐makers (or planners and local authorities) can find the current state of affairs and some idea of future conditions, ideally the possible consequences of the plans and policies they may have under consideration (Blaschke, 2006). The problems of spatial planning usually incorporate a large number of stakeholders (experts and non‐experts) with different backgrounds, interests, authorities and interpretations of some of their issues (Fountas et al., 2006). A collaborative process is the right way to reconcile the individual approaches and to make decisions satisfying all or most participants (users: stakeholders and the public) (Jankowski et al., 1997). Multi‐criteria evaluation (MCE) is one particular type of spatial planning that has been developed to help decision‐makers explore and solve multiple complicated problems (Hwang and Yoon, 1981; Malczewski, 1999; Roy, 1996). Because of the number of factors involved, collaborative processes can be seen as an integration process aimed at solving complicated decision‐making (Renger et al., 2008). A range of participants with different levels of individual experience are able to share their knowledge to investigate compromise solutions and resolve conflicting views to provide desirable planning outcomes (Simão et al., 2009). Over the last decade, efforts have been made to develop integrative tools capable of dealing with both the analytical and communication side of spatial planning and design process within a unique framework (Jankowski et al., 1997; Ruiz and Ferández, 2009; Voss et al., 2004). The definition of such a framework assumes critical importance because the internet appears to provide the primary mechanism for allowing interested stakeholders the opportunity to participate in the planning and design process using asynchronous and distributed collaboration (Voinov and Bousquet, 2010). The internet as some researchers have mentioned already offers a new way to allow and facilitate participatory decision‐making processes and to generate a new public sphere supporting interaction and debate amongst participants (Batty, 1998; Kingston et al., 2000). Decision‐makers develop manners to use these technologies to work effectively and efficiently with the participants and to grant opportunities to some interested stakeholders using asynchronous and distributed collaboration (Al‐Kodmany, 2001; Voinov and Bousquet, 2010). Thus, multi‐criteria decision analysis (MCDA) incorporating
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with the technology provides ways to help decision‐makers explore and solve multiple and complicated decision problems (Hwang and Yoon, 1981; Keefer et al., 2004; Malczewski, 1999; Roy, 1996). One of widely accepted decision‐making methods is the analytic hierarchy process (AHP) that is an effective approach to take out the relative importance weights of the criteria in a specific decision‐making situation (Gemitzi et al., 2006; Saaty, 1977). Typically, the criteria have different significance which shows participants’ preference as the alternatives for them on each criterion (Saaty, 1996, 2005). One of the most crucial steps in any multiple criteria problem is the accurate estimation of the pertinent data. Although qualitative information about the criterion importance can be found, it is difficult to quantify it correctly (Faraji Sabokbar, 2005). This research describes an investigation into how a mutual participatory web‐based GIS planning interface coupled with a spatial methodology can be a unique and cohesive framework to identify and formulate suitable criteria and spatial models for the right spatial planning integration, with the primary aim of highlighting the interrelations between rural tourism buildings and their landscapes. The methodology explains the determination of rural tourism buildings’ site suitability with the AHP and constraints for MCDA and the simple additive weighting (SAW) based on the understanding of the existing regional planning and policies (Eastman, 2003). The general goal of this work is to examine how the research can contribute to support stakeholders’ decision‐making, together with its application to an empirical case study in Hervás, Spain. The implemented web application allowed us to calibrate the method, measuring users’ perception and knowledge sharing about building integration, defining the interface adequacy, and certifying the possible impact on tourism suitable carried out the analyses through the qualitative and quantitative database set. Thus, this system could be used as a channel to collaborate and communicate the integration of rural buildings and their surroundings to users who have specific and practical purposes.
1.1.1. Rural buildings and their integrations in landscapes
The suitable integration of the numerous man‐made elements is related with various interconnected factors which affect to the building itself and the relationship between the building and the current countryside environment and raises the questions of how negative impacts on these factors can be minimized (De Vriesa et al., 2012; Jeong et al., 2012; Tassinari and Torreggiani, 2006). European landscape planning policy with the particular building codes issued for protecting their cultural identity and for promoting landscape quality. The appropriate integration of man‐made constructions into their surroundings, however, is not still much common yet (Tassinari et al., 2007). To be fully adopted and implemented in general practice, the designer must bear integration and functionality in mind and plan buildings which can satisfy traditional construction styles and
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materials and do match modern agricultural needs to be sited respecting their environmental emplacement (Bell, 1995; Tandy, 1979). To solve the problems mentioned above, the previous approaches are needed to be investigated first.
Previous studies on building elements and its landscape
In recent and contemporary rural architecture, several causes of the poor landscape impact are described as the following: first, the increasingly uniform conception of little design consideration for the unique characteristics of the location and surroundings during planning and construction; second, heavy reliance on standardized design solutions and prefabricated building components to fulfill functional requirements whist limiting both design and construction costs, and third, little consideration for the relations between buildings and open spaces to make the failure to involve local construction companies and professionals with expertise in design (Schmitt, 2003). Several researchers have described and referred the main factors and general design criteria for improving the visual impact of the appearance of rural buildings on the landscape. Considered characteristics are correct siting in relation to the natural contours of the landscape, shape and form, materials, colors, textures, subdivision of volumes, relationship to existing buildings and groupings, organization of the space surrounding the building which links the building to the landscape, construction details and finishing elements (Di Fazio, 1988; Schmitt, 2003). Additionally, a fundamental observation is that good appearance is not something which can be added at the final stage of the design process, since it is strictly inherent in the conception of the building and is the result of structural, functional and economic choices (Di Facio, 1989). And reconciling aesthetic quality with economic constraints is both necessary and possible, since improved appearance does not necessarily involve additional costs (Damm, 1982). The definition of guidelines and reference standards is followed by the investigation of current traditional buildings’ types and their exterior materials and the study of up‐to‐date solutions which have been proposed as to review the evolution of rural building design and construction, especially agricultural one, during the last century in Spain in order to assess how the changes in rural landscape have been influenced by this type of building and to process solutions for improving the control of future building design (Ayuga, 1989, 2001; Di Facio, 1989; Fichera and Di Fazio, 1989). The followings are the factors considered to understand the problem arising from the relationship between a building element and the landscape (Ayuga, 2001; García et al., 2006, 2010):
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The landscape value: Many researchers have mentioned that landscape assessment is extensively discussed (Bishop and Leahy, 1989; Shafer, 1969; Smardon, 1979; Tveit et al., 2006). A simple quantitative method can be used from the point of view of building integration to evaluate the effect of the intervention related with the landscape value (Cañas et al., 1996; García et al., 2006, 2010). The building location: The building integration with landscape usually depends more on the right location selection than on any other weighted factors. GIS offers useful tools to study the location in depth as considering planning limitations, opportunities, visual characteristics and the scene (Hernández et al., 2004a, 2004b). More studies of GIS will be examined in the following paragraph. The visual elements: After selected a correct location, the scene in which the building will be set needs to be investigated and analyzed as to consider the importance of the places in terms of number of travelers or the interest of the people in that places (García et al., 2006). The visual elements of the scene that characterize the landscape describes in the Table 1.1 (Español, 1995; USDA Forest Service, 1974). The traditional buildings’ elements and harmonies: The professionals must bear integration in mind and plan buildings in rural areas satisfying traditional buildings’ elements which are their texture, volumes, strength lines, etc. to match modern agricultural needs and to respect their environmental emplacement (Bell, 1995; García et al., 2010; Tandy, 1979). The construction elements: To adapt constructions better to the landscape and traditional constructions, each element need to be studied as using the proper element, the position and repetition within building, the possibility of modification or development, and the cost change (García et al., 2010; Reyes, 2009).
GIS has emerged over the last 20 years as an effective tool not only for analyzing spatial data but also for evaluating resource management alternatives (Appleton et al., 2002; Hermann and Osinski, 1999; Kangas et al., 2000; Seppelt and Voinov, 2002). In reality, in many cases, data are simply stored and processed in a GIS centered on the patterns of land cover and land use, and of social, economic, and demographic characteristics. Decision‐makers need to know not only the current state of affairs but also require some idea of future conditions. Ideally they would like to be able to see the possible consequences of the plans and policies they may have under consideration (Blaschke, 2006). This is often realized in a finite set of scenarios or through one of the many different predictive computational modeling techniques available (Seppelt and Voinov, 2002). The latter mainly use regular tessellations like regular grids or lattices and support the search for ‘optimal’ spatial
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decisions (Makowski et al., 2000; Martinnez‐Falero et al., 1998; Seppelt and Voinov, 2002).
Table 1.1: Visual and aesthetic elements (Español, 1995).
Element Characteristics Spectrum/ Color Saturation/ Lightness Surface Regularity/ Density/ Texture Grain Size/ Internal Contrast Sharpness/ Line Complexity/ Direction Formation Geometry/ Form Complexity/ Orientation Scenic Composition/ Space Scenic Background/ Composition Sitting of Units Scenic Occupation/ Scale Contrast of Scales
Among the factors mentioned earlier, two factors to stance rural buildings and their integration in landscapes which are more intrigued to start this research are reviewed: first, the location selection using GIS technologies (Hernández et al., 2004a, 2004b); and second, the visual element evaluation of man‐made constructions and other landscape components on photographic management (García et al., 2003, 2006, 2010), which are depicted in Figure 1.1:
Territorial system analysis: The aim of this study is to make an initial selection of the possible sites using GIS technologies. In the analytical and diagnostic sequences required to process the planning directives of a territory, the study area can be characterized in terms of its physical/natural, socio‐economic and legal/institutional subsystems together with human establishment (Gómez Orea, 1994). Spatial location analysis: The purpose of this process is to evaluate buildings’ spatial location based on GIS, which is to check the visual impact of man‐made constructions with the landscape and to select the location where this impact will be least. This process is using the criteria of visual integration, scenic composition and scenic background and is related with the second method, visual element evaluation (Hernández et al., 2004a, 2004b).
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Visual element analysis: The purpose of this evaluation is to analyze visual elements of buildings related with their surroundings using computer technologies. This process checks the relationship between two types of the same characteristic shown in Table 1.1 as the following categories (García et al., 2003, 2006, 2010): first, visual continuity describing the relationship between two similar types in a diagram or scale that buildings copy and reproduce their surroundings’ value which has no diversity and new contrasts; second, diversity describing the relationship between two types separated by a certain distance which has more diversity and contrast to enrich a scene.
Figure 1.1: The integration process of rural buildings with their surroundings.
1.1.2. Multi‐criteria spatial planning method
Spatial planning refers to the methods used by the public sector to influence the distribution of people and activities in spaces of various scales as well as the location of the various infrastructures, recreation and nature areas, which includes all levels of land‐use planning including urban planning, regional planning, environmental planning, national spatial plans, and in the European Union (EU) levels (CEMAT, 2006). One of the earliest definitions comes from the European Regional/Spatial Planning Charter (Böhme and Schön, 2006):
"Regional/spatial planning gives geographical expression to the economic, social, cultural and ecological policies of society. It is at the same time a scientific discipline, an administrative technique and a policy developed as an interdisciplinary and comprehensive approach directed towards a balanced regional development and the physical organization of space according to an overall strategy."
The problems of spatial planning usually incorporate a large number of decision‐makers with different backgrounds, interests, authorities and interpretations of some of their issues (Fountas et al., 2006). A collaborative process is the right way to reconcile the individual approaches and to lead solutions satisfying all or most participants. For fair, rational and efficient decision‐making
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procedures, the well‐tried interaction of decision‐makers with GIS has to be integrated with a framework (Gordon et al., 1997).
Collaborative and iterative spatial planning
Spatial planning involved many dimensions is a complex enterprise in which decision‐makers often are not fully aware of the range of factors or implications related. Sometimes, a definitive problem statement is not available in advance and the consequences of a particular decision are not obvious at the outset (Rittel and Weber, 1973). Insights into what the problem is and how it can be solved are commonly gained incrementally during successive problem exploration cycles (Hendriks and Vriens, 2000; Holz et al., 2006). The increasing segmentation of expertise areas and the current trend to democratize planning and decision‐making due to the number of factors involved, spatial planning cannot be the enterprise of a sole person. Because of this, different areas of expertise are required to address them for the multiple dimensions of a spatial problem (Fountas et al., 2006; Renger et al., 2008). In addition, the consequences of a planning decision require public involvement in the planning process; public participants will be those who will have to live with an implemented solution. Consequently, spatial planning must be resulted from a collaborative process in which a range of stakeholders can express their concerns and works on a trade‐off solution with seeking to solve their geographical problem (Simão et al., 2009). The numerous references of spatial planning support system contain tools which have been particularly designed to aid either the analytical side and/or communicative side of spatial planning. Over the last decade, efforts have been made to develop integrative tools capable of dealing with both the analytical and communication side of spatial planning and design process within a unique framework (Jankowski et al., 1997; Ruiz and Ferández, 2009; Voss et al., 2004). The definition of such a framework assumes critical importance because the internet appears to provide the primary mechanism for allowing interested stakeholders the opportunity to participate in the planning and design process using asynchronous and distributed collaboration (Voinov and Bousquet, 2010). Notwithstanding the constraints to participation in spatial planning that result from social groups’ differential access to computers (Carver et al., 2001; Davison and Cotten, 2003; Kingston, 2002), the continuous increase in the internet adoption makes it a suitable medium for collaboration. Thus, information plays an essential role in the planning and design process. Normally, stakeholders who involve in investigating a decision problem have background knowledge gained through personal experience or reading‐based sources on the problem. Both types of knowledge are crucial in decision‐making (McCall, 2003).
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Spatial decision supporting systems
Spatial decision support systems (SDSSs) are explicitly designed to help decision‐makers solve complex and semi‐structured spatial problems (Densham, 1991). SDSSs are rooted in the decision support systems (DSSs) literature and are emerged from there in the mid 1980s (Armstrong et al., 1986), when technological advances enabled computers to process spatial information. From the numerous different definitions which describe the characteristics of DSS, one can extract that the term DSS generally describes systems that assist the user in analyzing data and support him/her in making a decision (Densham, 1991). DSSs are applied to semi‐structured problems, which cannot be solved based on pure hard facts, but which require the user to set his/her preferences as a second input to the system (Simão et al., 2009). In spite of their roots, SDSS can be easily differentiated with DSS because the term SDSS refers to DSS which was developed for spatial decision‐making problems (Simão and Densham, 2004). The aim of SDSS is laid on spatial problems and is reflected in the functionality related with such systems: the acquisition and management of spatial data; the representation of geographical objects and their spatial relations; the performance of spatial analysis; and the creation of map‐ based outputs (Densham, 1991). These functions provide to support users in defining decisions’ preferences. The terms, public participant geographic information system (PPGIS) and SDSS, are closed related in the literature and not always clearly defined (Simão et al., 2009). Hence, communication is an essential stage in the decision‐making process; only through communication is it possible to find a solution that reconciles the conflicting objectives that result from different people’s opinions. Only through such a process can the final outcome be accepted by the majority (Simão et al., 2009; Tang, 2006).
Participation methods in spatial planning and decision‐making
Public participation is the process to allow those affected by a decision to have an input into that decision (Smith, 1993). This term also refers to the involvement of the public in the planning process. In general, the public means all stakeholders in the community except the planning authorities such as developers, interest groups and individuals. The ultimate purpose of public participation is to integrate well developed public opinion into collective actions and decisions (Innes and Booher, 2000). To meet the diverse participation needs, different participation methods have been developed at the various stages of the decision‐making process. The common public participation methods in planning shown in the Table 1.2 as the following, which presents a respective method that can reach on Wiedemann and Femers’ participation ladder described on the Table 1.2.
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Table 1.2: Common public participation methods in planning (Wiedemann and Femer, 1993; Tang, 2006).
Wiedemann & Femers’ Method Character Ref. Participation Ladder • Solicit information/opinion from representative sample of citizens. Opinion • Same questions are asked of every Step 1 Survey individual surveyed. • Survey types: postal, interview, telephone, online. • Mandatory requirement to notify adjacent Neighbor landowners of proposed planning Step 1 and 2 Notifications applications, whose comments may or may not be required. Exhibitions • A presentation/exhibit of planning proposal made by planning authority. Step 1 and 2 • For education & information purposes. Consulting • A compilation of key information on the Documents subject matters to be consulted. Step 1 and 2 • May request feedback from readers.
Written • Formally invite public to provide written Methods Comments feedback on planning proposals during Step 1, 2 and 3 mandatory consultation period. • Formal presentation by consulting team in open forum. Public • Public is given the chance to voice Meeting opinions and ask questions, but has no Conventional Step 1, 2 and 3 Forums direct impact on recommendations. • Extensively used to solicit information and input on particular issues. • No formal votes/decisions are made. • Similar to the setting of public meetings Public but public views are recorded for the Hearings purpose of informing the decision‐makers. Step 1, 2 and 3 • Decision‐making body makes a decision to approve or reject the proposal. Citizen Small group selected to represent views to Advisory various groups/communities and to Step 1, 2, 3, 4 and 5 Committees examine significant issues and make recommendations to decision‐makers.
Basic Web • Provides static or interactive information Sites on the subject matters to be consulted. Step 1, 2 and 3
• Accepts feedback via email. Online Discussion • Facilitates communication and discussion among participants about important issues. Step 1, 2, 3, 4 and 5 Methods Forums • Usually supports online voting/polling. based
• Utilize GIS technology to support and/or ‐ facilitate participation.
PPGIS • Depending on individual systems, Web Step 1, 2, 3, 4 and 5 available services vary from delivery of map information to spatial decision support system.
As presented in Table 1.2, the common public participation methods for planning are two methods: the conventional and web‐based method. These methods describe the different degree of the public
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involvement at decision‐making. The following indicates the detail information of these two methods:
Conventional methods: This method can reach one‐to‐many interaction which is the most widely used methods such as surveys and public meetings. Especially, the public meetings have been criticized by numerous researchers (Carver, 2001; Jackson, 2000; Kingston, 1998; Wilcox, 1994) as the following disadvantages and limits of participation degree: ∙ The separated speakers and audience, authoritative decision‐ makers have all the information, knowledge and expertise which are compared to a partially informed public (Tang, 2006), ∙ The fixed time and place, people from other commitments are excluded and the meeting is used to convince the public to adopt the proposal rather than opening up for exchange of views or consensus building.
Web‐based methods: This method has been developed by information and communication technologies (ICTs) advance to make online participation. ICTs have a number of advantages over the conventional participation methods as the below (Tang, 2006): ∙ Asynchronous participation, removing time and location barriers to access anytime and from anywhere with the internet connections, ∙ Relatively anonymous and less confrontational, encouraging the silent majority to participate the process of the decision‐ making, ∙ Two‐to‐multi‐way information flow, allowing exchange and share of information and knowledge in the effective manner.
Based on the participation objectives at respective levels of Wiedemann and Femers’ participation ladder, the objective of participation describes each step as the following: step 1 is public right to know; step 2 is informing the public; step 3 is public right to object; step 4 is public participation in defining interests, actors and determining agenda; step 5 is public participation in assessing risks and recommending solutions; and, step 6 is public participation in final decision. For the step 1, 2 and 3, they can be defined as broadcast model with having one‐to‐many‐interaction. From the step 4 to the end, they can be defined as participative model with having many‐to‐ many interaction. Participation activities need to satisfy the principles of participatory planning approach over the restricted participation to enable effective communication among the participants (Carver et al., 1998). Communication plays an important role in spatial planning and decision‐making (Healey, 1997). Through these activities, the participants can be better reflected in the final outcome and the
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collection of information and knowledge is used as the evaluation of planning options.
1.1.3. Collaboration mechanism and technology
Collaboration is becoming obligatory at the industrial globalization and is requiring a high order of involvement and different approach to share and create information at the practical reality. Based on these situations, collaborative circumstances must be created (Schrage, 1990). The concept of collaboration is an interpersonal recursive process that embodies co‐operative ventures of working together to realize shared goals and even to reach an identical objective (Marinez‐Moyano, 2006). Based on the thought of a team working together effectively, collaboration can be expressed as a process of value creation towards problem solving, given a set of constraints, such as limited expertise, time, financial constraints (Lorenz et al., 1999). To satisfy collaboration, the common communication space is necessary between participants’ interactions and their works. The space is rather a medium not a physical space to communicate team members. The communication of each participant through the medium of shared space can only successful if all agree on a common understanding.
Collaboration elements and modes
A number of factors are essential to achieve the effective collaboration, which depends on the environment where the collaboration takes place. There are six required elements for effective collaboration such as common purpose, mutual respect, shared paradigm, clear communication, co‐location, and compatible incentive (Lorenz et al., 1999):
Common Purpose has to be recognized by participants. The participants may have the different goals from conflict sources but must replace their short‐time goals to the overall goal. Mutual Respect has to be required in the category of collaboration for each other. In any relationship, it takes time to develop a good working relationship with successful experience and awareness of limitations. Shared Paradigm makes an easier transition to foster collaborative relationships. Even though the individual ideas cannot be mutually exclusive, it can prevent power struggles among participants. Clear Communication supports the effective communication and collaboration as recognizing varies styles and forms of communication and as updating tasks, progress, facts, and concerns each other.
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Co‐location is one of collaborative conditions because proximity makes easier exchange of information (Kraut et al., 2002). However, recently collaborators cannot be in the same location easily so it will be an interesting issue. Compatible Incentive is about straight financial concern, which mostly relates with the individual. Incentive scheme is the core motivation for individuals to work productively (Barnard, 1968). Also, collaborators often feel uncomfortable sharing competitive knowledge if they do not receive proper credit for their contribution towards the common goal (Haldin‐Herrgard, 2000; Williamson, 1995).
Collaboration technologies are categorized into with two elements: time and space dimension. Time dimension is divided into synchronous and asynchronous collaboration and space dimension is separated into same location and different location (DeSanctis and Gallupe, 1987). For better understanding of the scope of collaboration and their differences, the time‐space matrix is described in the Table 1.3. Sometimes the technologies, however, are not strictly one location due to the increased project complexity.
Table 1.3: Time‐space matrix for classifying collaboration technology (Munkvold, 2003).
Synchronous Asynchronous Email/ Calendar and scheduling systems/ Electronic meeting systems/ Co‐location Document management systems/ Face‐to‐face Electronic bulletin boards/ Workflow management systems Audio conferencing/ Email/ Data conferencing/ Calendar and scheduling systems/ Desktop conferencing/ Document management systems/ Distributed Instant messaging/ Electronic bulletin board/ Telephone call/ Web‐based team/project rooms/ Video conferencing Workflow management systems
Collaboration mechanism and technology impacts
For the more effective collaboration, clear goals need to be set in advance and then participants can work successfully towards achieving goals (Huang et al., 2003). Computer‐supported collaborative works are involved with the technology and the social side as a medium for communication as described many literatures. However, the electronic systems’ use has advantages and disadvantages. Electronic meeting systems allow more equal amounts of contributions across participants than in face‐to‐face meetings (Hollan and Stornetta, 1992). Gestures, non‐verbal communication, and tacit knowledge are hard to express and cannot be transferred well over distance media even computer‐ supported collaborative works have the merit of the distance (Olson and Olson, 2000; Olson et al., 2002). Many researchers still argue that
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perfect mimics of the face‐to‐face approach would make participants to reach the goal. ICTs could be used to create wholly new forms and to accomplish what previously was not possible (Hollan and Stornetta, 1992). Media richness is related with ICTs’ success as mentioned by many researchers. ICTs’ success depends on media richness which depends on information richness of channels, featuring cue variety, feedback, and message personalization, as candidate needs (Daft and Lengel, 1986; Daft et al., 1997). A more recent approach to explain the relation between technology and user is adaptive structural theory to support the companies’ efforts to achieve their goals (DeSanctis and Marshall, 1994). Media richness theory2 provides good explanations for many communication related studies, but more recently this theory is questioned as having not a significant impact (Rice, 1992), nor being able to predict the selection of the media (Fulk et al., 1990). It is apparent that the technology cannot be the replacement of technology‐less collaboration and communication. Hence, the use of ICTs has to be carefully evaluated in any industry regarding the ability of technology or software to achieve the organizational requirements and the potential benefits for the organization itself.
1.1.4. Web‐based GIS application
As indicated the previous sections, the number of web‐based applications that use techniques derived from GIS have seen an enormous increase (Haklay et al., 2008). Through a web application, tools equipped with GIS can support a wide range of planning activities and can facilitate the coordination between the planning authorities and pubic in the planning process. Thus, using tools in the planning process can be a simple map of the world to front‐ending complex spatial analyses of spatial distributions and processes ranging from day‐to‐day to future planning which make the process more effective. To give users’ expected results of real time GIS analysis, the proper tool requirements are important with the choice of mapping, development technologies and standards, and database. This further provides an evaluation and assessment between different technologies and their usefulness in different situations in order to perform in a range of circumstances
General considerations of web‐based GIS application
Like many other fast growing information technologies, there is uncertainty for the coherent terminology use when addressing the geospatial datasets “online” distribution as follows: GIS online which is shared geographic information (Plewe, 1997); internet GIS (Peng, 1999); web‐based GIS or simply web GIS (Grunwald et al., 2003). Both internet GIS and web‐based GIS use the client/server computing model
2 http://en.wikipedia.org/wiki/Media_richness_theory.
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made up of three basic elements: presentation, business logic and data (Hall, 1994). The presentation element provides the user interface to the system, whereas the business logic deals with the actual computation. The data element holds all information inside the system usually stored in a database (Keßler, 2004). The partition into server and client goes somewhere between three elements, described as thin to thick client depending on his/her participant level (Peng and Tsou, 2003). Web‐based GIS is a GIS distributed across a computer network to integrate, disseminate, and communicate geographic information on the world wide web (WWW) (Peng and Tsou, 2003). Also it provides end‐users3 a cost‐saving solution to access up‐to‐date spatial datasets and information comparing to other GIS systems (Horanont et al., 2002; Painho et al., 2001). Hence, an important part of every web‐based GIS application is its mapping or visualization technology, which makes it possible to show data in the form of maps. Visualization of data as maps has become increasingly popular, with hundreds of websites presenting geographic data. The popularity of web‐based mapping applications arises in large part through the wide dissemination of software that makes it easy for users and developers to publish map data. Improvements in usability through improved user interfaces also account for the increased popularity of visualization techniques (Aoidh et al., 2008). In similar vein, the growing interest in visualization and analysis of social networks has led to the development of several methods of structural analysis in order to analyze individual and group behavior. This visualization is not limited to the display of raw data in maps but is increasingly widely applied in the representation of large spatial databases (Bishop and Lange, 2005).
Information mapping
The information mapping approach is started from the research on how readers deal with large amounts of complex information resulted in a standard approach for organizing and communicating information (Horn, 1965). From this point of view, information mapping is a useful mean to assist information as summarizing and visualizing the non‐ visual content, structure and interrelationships of the bunch of documents. The focus is on two‐dimensional interactive information maps that can be used to summarize large volumes of textual information and can provide interfaces to browse the whole corpus and retrieve particular documents of interest. Information maps are being developed to tackle the modern‐day challenges of information overload – too much, too fast and too unmitigated (Shenk, 1998). What is information mapping? The information map is a visual tool to abstract, summarize and present large data volumes, facilitating interactive investigation by users (Lin, 1997). Typically, it maps non‐ geographical and abstract space information and can be considered as
3 http://en.wikipedia.org/wiki/End‐user.
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a part of the larger research area such as information presentation (Stuart et al., 1999). The integrated set of principles and techniques enables to break complex information into its most basic elements and then presents those elements optimally for readers. It makes readers can quickly and easily scan and retrieve the information they need (Horn, 1965). A set of 7 principles of information mapping is to organize information effectively so that it is easy to access, understand, and remember: first, chunking4 is a group content into small manageable units, makes information digestible and comprehensive; second, relevance is to put together what belongs together or omit irrelevant information; third, labeling is to give a meaningful label/title to each chunk; fourth, consistency is to use the same labels, titles, formats and/or structures for the same subjects; fifth, integrated graphics is to use illustrations, figures and tables as integrated part of the next; sixth, accessible detail is to use details/illustrations/clarifications where needed and complete abstract presentations with concrete examples; and last, hierarchy of chunking and labeling is to organize an accessible structure for content chunks by grouping them into larger chucks and labeling them (Namahn, 2000). Based on 7 principles of information mapping, well‐designed information maps have the three key advantages as the following: first, a sense of the whole describes the ability to summarize and meaningfully convey a large amount of information into a limited space, usually a single personal computer (PC) screen; second, revealing hidden connections shows the underlying semantic 5 structures of a collection of documents through shared concepts and the similarity between them; and third, exploration shows users to easily and intuitively browse and forage through the information space (Dodge and Kitchin, 2001).
Web GIS application development standards
The internet or an intranet is an application that indicates web application, accessed over a network (Shklar and Rosen, 2009). Because of web browsers’ ubiquity and convenience for clients, web application is popular and accepted (Peng and Tsou, 2003). Thus, a key reason for its popularity is the capacity to maintain and update it without distributing and installing software on potentially thousands of clients and is the inherent support for cross‐platform6 compatibility (Fowler and Stanwick, 2004). Web applications development standards give the standards related with the actual development of the web GIS application and require different techniques and technologies that can develop the performance of a web GIS application. Web applications development
4 http://en.wikipedia.org/wiki/Chunking_%28computing%29. 5 http://en.wikipedia.org/wiki/Semantics. 6 http://en.wikipedia.org/wiki/Cross‐platform.
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standards can be broken down into design standard and development standard as the following (Adnan et al., 2010):
Design standards: Design standards are related with the pre‐ development for web GIS applications. These are needed to be decided before starting the development of the web GIS application. Website wireframe7 is a concept for web design and development, which is a basic visual guide used in interface design to suggest the structure of a website and relationships between its pages. Web wireframes describe as simple line drawing to show the placement of elements in the web page (Miller, 2008). Because developers can see the web GIS application design in prototype form and give feedbacks, web wireframes enhance the usability of a web GIS application as saving a lot of time and making final design decision before web GIS application development (Adnan et al., 2010).
The recent software engineering innovation described design patterns explains common problems and solutions in object‐oriented programming paradigm (OPP) (Chambers et al., 2000). OPP represents an attempt to make programs more closely model the way people think about and deal with the world. At heart, we can find entities that have behaviors, that hold information, and that can interact with one another (Pillay, 2007). In the case of design patterns, they provide general solutions to commonly occurring problems by using template to clarity the relationship between different entities of a software or web application. They can be used in web‐based GIS applications to standardize the application according to the problem domain and hence tuning the web application to work better (Chambers et al., 2000).
Development standards: Development standards are to choose an appropriate web GIS application development technology. These describe a way to use different development technologies in the efficient way, explain the use of memory and physical storage, and provide a common standardized protocol for communication with other web GIS applications (Adnan et al., 2010). To achieve web‐based GIS applications, a sort of development technologies is available for different operating platforms. Development technologies are including in active server pages (ASP)8, java server pages (JSP)9, active server pages dot net (ASP.NET)10, and hypertext preprocessor (PHP)11. The
7 http://en.wikipedia.org/wiki/Website_wireframe. 8 http://en.wikipedia.org/wiki/Active_server_pages. 9 http://en.wikipedia.org/wiki/Java_server_pages. 10 http://en.wikipedia.org/wiki/ASP.NET. 11 http://en.wikipedia.org/wiki/Hypertext_Preprocessor.
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choice of technologies depends on the developer’s operating environment.
The OPP uses objects and their integrations to design and develop software or web applications with well structured, scalable and better operating performance (Pillay, 2007). In the case of a web‐based GIS application, OPP shows a better choice for developing a web‐based GIS application and copes with the new challenges involving performance and scalability of applications in a real world environment (Chambers et al., 2000). In addition, as one of important web GIS application parts, database management systems (DBMS) is complex and mission‐critical 12 software systems that embodies decades of academic and industrial research and intense corporate software development among the earliest widely deployed online server systems as to pioneer design solutions spanning not only data management but also applications, operating systems, and networked services (Hellerstein et al., 2007). DBMS is more important in the case of web‐based GIS application due to geographical referenced data storage requirements. The web‐based GIS application can use and can display the geographically referenced data in a database in the form of maps. The performance improvement of web‐based GIS application represents how efficiently database indicates the response time of the DBMS for retrieving/storing records and handles multiple read/write requests to different database tables. There are three tuning procedures devised for the enhancement of database performance, appropriate use of normalization, stored procedures, and indexes:
Normalization is a technique used to reduce data redundancy while maintaining integrity of the data in the database and by dividing a single table into multiple tables as to retain unique field values across different tables. In the case of web‐based GIS applications, the use of normalization depends on the volume of data which given application has to handle. At the same time the normalization increases the number of joins between the tables that need to be resolved structured query language (SQL)13 queries when accessing the data and therefore the web application may work better without the normalization if there are millions of records (Fotache, 2006). Stored Procedure is similar to procedure that can access input parameters and can return a value back to the calling program. Because stored procedures are stored physically in the database dictionary, DBMS creates the parse plan for their execution when a procedure is called for the first time. This improves the speed access to the database and enhances the performance of the web application using stored procedures (Microsoft, 2009).
12 http://en.wikipedia.org/wiki/Mission_critical. 13 http://en.wikipedia.org/wiki/Sql.
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Database Index enhances the data retrieval speed from a database as an important concept. Database index are created in one or more columns of a table and enables a database system to perform rapid random lookups on the database table simultaneously reducing database server load. The architecture of a database index classifies as clustered or un‐clustered: the clustered index is based on the ordering of the actual data records and the un‐clustered index, by contrast, is not based on the ordering of actual records (Smith, 2006).
1.1.5. Managing knowledge and its mapping
One of the most important resources in any organization is knowledge (Ofek and Sarvary, 2001; Smith, 2001). The success or even the survival of any organization depends on how effectively it manages the knowledge present internally and externally (Drucker, 1994; Egbu, 1999; Switzer, 2008). Organizational knowledge is recognized as a key resource and a variety of perspectives suggest that the ability to marshal and deploy knowledge dispersed across the organization is an important source of organizational advantage (Teece, 1998; Tsai and Ghoshal, 1998). Significant efforts have been made by industries to develop and implement systems to manage capturing, storing and retrieval of explicit project related information. Traditional organizations are beginning to comprehend that knowledge and its inter‐organizational management, as well as individual and organizational capability building, is becoming crucial factors for gaining and sustaining competitive advantages (Preiss et al., 1996). However, not enough attention has been paid towards managing tacit knowledge (Lin et al., 2006; Newell et al., 2006).
Knowledge map classifications
Several definitions on what forms data, information, and knowledge have been named in many literatures. Data is raw numbers and facts, information is processed data, and knowledge is authenticated information as the common view (Dretske, 1981; Vance, 1997). There are two types of knowledge exist within organizations; explicit and tacit which can greatly reduce the time spent on problem solving and can increase the quality of work. However, it can be argued that the presumption of hierarchy from data to information to knowledge with each varying along some dimension such as context, usefulness or interpretability can be misleading (Venters, 2001). What is knowledge map? It can be defined as a knowledge “yellow pages” or a cleverly constructed database that points to knowledge but does not contain it (Davenport and Prusak, 1998). In general, knowledge map indicates to people, documents and databases which enable a person to find a proper knowledge source. For an organization, one needs to study what kind of knowledge work will be as using different solutions for different types before implement any kind of
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knowledge management solutions (Ruikar et al., 2007). A matrix provided in Figure 1.2 is a broad classification of knowledge work to understand this better (Davenport, 2005). From the context to managing knowledge, collaboration work is the most difficult to address and this type of work is very iterational and improvisational. Thus, workers who are experts do this in their roles with a certain degree of education and/or experience behind them (Anumba et al., 2003; Davenport, 2005). Hence, organizations need to put workers in more knowledge available to them to improve this type of knowledge work. The static nature of most knowledge maps, however, is an obstacle of disseminate knowledge just‐in‐time 14 (Mertins et al., 2001). With web‐based technologies method, it can enhance a static knowledge map with easy additions and modification (Davenport and Prusak, 1998).
Figure 1.2: Classification matrix of knowledge processes (Davenport, 2005).
Collaborative knowledge management solutions
Knowledge management (KM) has existed long since as a broad and expanding topic (Scarbrough et al., 1999). Many such approaches to KM are identified and have been categorized in various ways (Alavi and Leidner, 2001; Earl, 2001; Schultze, 1998). In today’s information centric world, people deal with a great amount of information every day. Many different kinds of information systems are interpreting data
14 http://en.wikipedia.org/wiki/Just_in_time_%28business%29.
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and transforming it into some kind of information (Dave and Koskela, 2009). Many tools and techniques of knowledge management within organizations have been discussed over the years and among these ICTs have prompted workers and organizations to utilize platforms for collaborative knowledge sharing (Hearn et al., 2002; Newell et al., 2006). In the organizational context, KM has existed in different forms and from a knowledge‐based perspective, is necessary to concern how to integrate the disparate knowledge of individual organizational members into products, services, processes and routines that benefit the organization as a whole (Poyhonen, 2005). The knowledge creation basis of organizations is the continuous interaction and conversion from tacit into explicit knowledge among individuals, teams, and organizational to inter‐organizational level (Nonaka et al., 1996). However, there is no formal agreement about what knowledge management actually involves and how it is actually related to knowledge transfer, which is different depending on things and/or people (Fricke and Faust, 2006). Many researchers have discussed that KM cannot be implemented using technology alone even though technology has an important role to play (Anumba et al., 2003; Davenport and Prusak, 1998; Ruikar et al., 2007). They have pointed out that information and communication technologies have been implemented to support KM and also KM oriented non‐information technology is quite effective within organizations. Some KM technologies is using expensive information technology (IT) infrastructure which is difficult to implement and has an increased emphasis on explicit knowledge (Al‐Ghassani, 2002). These tools show the negative impact causing information overload due to unorganized and ad‐hoc information exchange on organizations’ KM capabilities. Information technologies used by knowledge workers for communication are in two categories; channel and platforms (McAfee, 2006). Channels are the low degree of commonality such as emails, direct messaging, and documents management system and in contrast, platforms are the high degree of commonality and are widely available content generated by a selected group of individuals such as intranet, extranet, and information portals. Although ICT’s limitations have been argued by researchers, we need to take what ICT has to offer within the context of knowledge management and recognize what the technology has to offer rather than how it is implemented or managed (Davenport, 2005).
1.1.6. Summary
Reviewing relevant literatures on rural building and their integrations on landscapes, spatial MCDA planning mechanism, collaboration mechanism and technology, web‐based GIS applications, and knowledge management and mapping elaborate the theoretical and technical perspective of this study. Review of these multidisciplinary
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research areas provides a theoretical and methodological foundation for this work. Studies on current transformations in the integration of rural buildings and their landscapes have demonstrated the importance to investigate the proper location selection and design criteria/evaluation and the integration and adaptation of information technology in this field. Literature outlined the key issues collaboration which indicates the potentials to bridge the geographical distance among users using technology. By using tools such as web‐based GIS applications, decision‐makers could achieve shared goals. The collaboration mechanism and technology pointed out an approach on how to measure and structure the work tasks of decision‐makers. Also, this method has the advantage that relates with communication and has already produced good results in the industries. They have established the significance to research web‐based GIS application including spatial planning to allow decision‐making for stakeholders. With information technology as a promising tool, collaborative tools are to support the users to be successful based on the environment in which collaboration is applied. The best collaborative technology is if all team members are deeply committed in the complex and intense situation. Thus, knowledge exchanging between participants based information technology tools indicates the strength for future application to support collaborative efforts as a critical actual use. Other background information might need to be added.
1.2. Problem statement
The many man‐made constructions’ cluttering is being introduced in the rural area and their recreational potential is growing and makes human movements to rural areas which is coinciding with the urban sprawl in the last 20th century (Dwyer and Childs, 2004; Van der Wulp, 2009). Although there are some movements to improve the current situation, rural planning has still not evolved to deal with this new rural area changes (Montero et al., 2005) but careful choosing locations of rural buildings which follows and meets certain criteria could mitigate the negative impacts on rural environments (Bell, 1995; García et al., 2006; Tandy, 1979). Thus, to the best of our knowledge, for the brevity’s sake, few studies have been conducted on rural buildings’ spatial clustering process that explicitly integrates MCDA and GIS technique. The use of web‐based information system has significant potential and provides different channels as a part of IT development to help users make better decisions and support knowledge sharing across geographical distributed teams (Thysen, 2000). Whilst the majority of information management processes are heavily based traditional means of information collaboration and communication such as face‐ to‐face meetings with the exchange of paper documents printed out from own computer. The need to increase the efficiency of these processes via exchanging massive volumes of information at high speed
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and at relatively low cost has been long recognized by the industry (Deng et al., 2001). The application of ICTs had some success but also had some difficulties. One challenge is dealing with the various software tools each trade is using and their area. Anumba et al. (2002) stated that “in particular, there are very few tools available to support distributed asynchronous collaboration.” Current studies as Orr mentioned (2004) indicate that there are over 260 web‐based collaboration systems (WBCS) available on the market. The appearance of these technologies gives new chances for users to implement this to their own purposes. However, in the current industries, many practitioners are still hesitant using the web‐based applications and even grant little recognition to their potentials. Practitioners’ concerns are that WBCS do not enable them to achieve successful projects or may even waste more time (Laiserin, 2002). With a close investigation of the current methods for determining the location of different types of rural buildings with a landscape, these studies often deal with minimization of the overall environmental impact of these developments and mainly have essentially economic approaches, the analysis of criteria concerning the location strategy (Hsu and Tan, 1999; Inyang et al., 2003). In particular, this research is the first of its kind in applying techniques of MCE/MCDA combined with fuzzy standardization and the SAW for evaluating rural tourism building siting into a landscape on the rural fringe of the northern Extremadura region, Hervás (Spain). Also, there are no the exact systems, the web collaboration systems enabled GIS coupled with the proposed methodology, which can be a unique and cohesive framework to identify and formulate suitable criteria and spatial models for the right spatial planning integration, with the primary aim of highlighting the interrelations between rural tourism buildings and their landscapes to contribute stakeholders’ decision‐making. Only a few research efforts have been conducted on various aspects of web‐based GIS collaboration systems to integrate rural buildings and their surroundings. These studies have rarely focused on the impact of decision supporting, users’ perception, tourism resource, and knowledge mapping together. There is no research that provides empirical advice on how to implement these technologies to integrate rural buildings with their surroundings based on the methodology. Also, the usability of this system has rarely demonstrated empirically. Therefore, there is a need for empirical research to fully investigate the potential of these technologies and enrich understanding of how users can use these technologies for the specific use. This study will guide the development of an appropriate use to integrate rural tourism buildings and their surroundings to solve the current research problem.
1.3. Research outline
This outline explains what each chapter of dissertation articulates for the person who will read. The first chapter presents an introduction to
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provide theories of related fields, the motivation referring problem statement, and the outline of subsequent chapters. Chapter 2 demonstrates the research justifications and objectives starting from a previous baseline. Research justifications start with a general summary and then have four different elements which are pursuing any potential research needs: originality; significance of the study; capability of generalization; substantiality. Then, research objectives elaborate to establish a long term goal, a theoretical foundation for clarifying the contribution of the web interface of multi‐ criteria decision support system, predicting users’ perception to integrate rural buildings and their surroundings, together with tourism resource impact, making the knowledge mapping and its usability. Chapter 3 describes the research materials and methodologies, the post positivistic study combining qualitative and quantitative methodologies, which are the importance of multiple measures and observations and the need to use of triangulation to build a better theory (Gorman et al., 1997; Guba et al., 1988). The primary research sources are publications of the academia and industry as well as in‐ depth survey with users. The methodologies in the framework are four phases: a case study elaborating the current status of rural planning; a spatial methodology in order to determine suitable locations of rural buildings; a prototyping outline to implement a web‐based GIS application; finally, a system testing and evaluation using MCE ranking weighting and survey questionnaire analyzed by content and statistics analysis. Chapter 4 summarizes and mentioned the four research results which are already published and in progress in various international journals, having great relevance in the area of application of this work. It was divided into three distinct parts based on the research objectives: a paper with a location selection methodology based on spatial methodologies; two papers with a conceptual web implementation conducted in hypothesis testing based on the proposed methodologies; a paper with a practical testing corroborating and substantiating analytical evidences and discussions from web surveys’ data to identify users’ data related sequences. This thus checks the long term goal, a theoretical foundation for clarifying the contribution of the web application. Chapter 5 summarizes and discusses findings, contributions, originality and generality, to verify the research hypotheses and objectives. The dissertation articulates the scope and limitations of this research and stances the suggestion of possible future researches in the end of this chapter.
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JUSTIFICATIONS AND OBJECTIVES
2. Based on the overviews and problem statements earlier in the introduction chapter, this research demonstrates some of justifications and objectives inspired by them as the following.
2.1. Research justifications
The question, why carry out a particular research, is that every researcher has at the beginning of each research. The aim of this research is to strengthen the body of knowledge and to examine facts and theories. This research contributes to the body of knowledge and facts and theories by implementing answers to the problem statements and questions mentioned earlier and current chapter. Four elements are needed to pursue any potential research necessities: an original idea; the significance of the study; the capability of generalization of potential results; and the substantiality that the work will construct fact proofs.
2.1.1. Originality
The proposed web application itself is not new; some similar researches have been performed in the industries and academic fields but there are no the exact applications to achieve the research objectives. Previous researches had investigated several limited and different aspects of tools (Jankowski et al., 1997; Ruiz and Ferández, 2009; Voss et al., 2004), not capable of dealing with both the analytical and communication side of spatial planning and knowledge sharing process within a unique framework.
2.1.2. Significance of study
The integration of the rural building with landscape usually depends more on the right choice of location than on any other weighted factors (Jeong et al., 2012, 2013). Selection of rural buildings’ site is a complex process to solve a discordant relation with other components of rural landscapes, needs many diverse criteria to deal with its situation, and concerns multiple stakeholders (experts and non‐experts) with conflicting views. In this sense, they must bear how rural buildings should be sited or integrated as respecting their environmental emplacement to satisfy multiple criteria such as traditional contexts and residential needs (Bell, 1995; Tandy, 1979). Along with online collaboration systems’ growing, collaboration process is to understand the information content and users’ utilization and to solve problems to make decision (Renger et al., 2008). To ground improvement of existing systems, this research investigates the
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specific use of these web collaborative applications with the geographic information system (GIS) techniques that are as simple as presenting a simple map to front‐ending complex spatial analyses. In general, the studies are dealing with data from participants’ involvement and employed case studies. It is a new approach to produce as a byproduct of the use of supporting decision‐making, measuring users’ perception, and making the knowledge mapping together using the technologies. The system developed in this study could be a new alternative to support decision‐making and to measure users’ perception on rural building integration into a landscape and possible tourism impact based on web GIS application and to archive users to share and reuse personal knowledge and therefore, conveniently provide knowledge map for proximate users. This system is a channel to collaborate and communicate to integrate rural buildings and their surroundings for users having the specific and practical purposes. An important benefit of this tool includes a monitoring work process. Another benefit is to determine and demonstrate the feasibility of web GIS application by studying the needs of the practical and academic fields.
2.1.3. Generalizability
This research has used the data from empirical case and survey acquiring previous researches and users’ participation through the web application. For this reason, this study has relatively the capability of generalization.
2.1.4. Substantiality
The research produces the evidence of decision‐making interface with handling information and knowledge, users’ perception with using multiple criteria and knowledge mapping with using participants’ information flow based on web‐based GIS technologies with a spatial methodology, which have not been investigated in that depth prior. The strength of the evidence is outstanding as it is based on practical data and not from experimental or controlled environments. A detailed clarification of the study results can be shown in the following Chapter 4.
2.2. Research objectives
The long term goal of this research is to establish a theoretical foundation for clarifying the contribution of the interface of multi‐ criteria decision support system, predicting users’ perception to integrate rural buildings and their surroundings, particularly on tourism resource impact, and making the knowledge mapping together using the technologies. The web application has been developed to operationalize the proposed theoretical framework. The prototype implemented an online, interactive tool with a database to store practical information and knowledge. The specific objectives of this research are corresponding to:
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1) Describe a spatial methodology for determining the location/site suitability of rural tourism building based on the understanding the limitations of the existing regional planning in the northern Extremadura region, Hervás (Spain), using the analytical hierarchy process (AHP) for multi‐criteria evaluations (MCE) combined with fuzzy standardization and the simple additive weighting (SAW) (Eastman, 2003) in a GIS environment.
2) Demonstrate design and implementation of web GIS application with the proposed spatial methodology which can help decision‐makers learn interactively and iteratively about the nature of the problem and their own preferences for desirable characteristic of solution and solve complex spatial problems reflected in the functionality with the associated system and which can identify and formulate suitable criteria and spatial models for the right rural tourism buildings’ integration into their landscapes.
3) Test and observe the effect of the process of how the research can contribute to support consensus on stakeholders’ decision‐ making, allowed them to calibrate the method, measuring users’ perception and knowledge sharing about building integration, defining the interface adequacy, and certifying the possible impact on tourism resource suitable carried out the analyses through the qualitative and quantitative database set.
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MATERIALS AND METHODS
3. The research was started with philosophical assumptions labeled as post positivistic study combining with qualitative and quantitative methodologies. Then, it was carried out in four phases where the current status of rural planning with a case study in Hervás (Extremadura, Spain), especially rural building integration considering its landscape, was investigated first; second, a spatial methodology was described in order to determine suitable locations in the proposed case study area; third, prototyping process and actual implementation of web application was elaborated to make an interactive prototype with a spatial method, a take‐off to develop sophisticated web tools; fourth, variables were measured through the web interface where users had participated two variables which are the multi‐criteria evaluation (MCE) ranking weighting and post‐task survey questionnaire, and were analyzed through content and statistics analysis.
3.1. Philosophical assumptions
The stance of this research is labeled as post‐positivism which often combines both qualitative and quantitative methodologies (Gorman and Clayton, 1997; Guba and Lincoln, 1988). Post‐positivistic study is seen as a compromise between the traditional positivist from of inquiry and the more recent alternative forms of inquiry, such as constructivism. Own basic axioms of each research paradigm can guide not only its research process but also the way research which is perceived and applied (Guba, 1992; Pickard and Dixon, 2004). Table 3.1 outlines the basic axioms of the traditional positivist, post‐positivist and constructivist research paradigms (Guba and Lincoln, 2005; Pickard and Dixon, 2004). Moreover, the implications of this research are connected to those beliefs. Post positivists assert that the goal of research is to try continuously to achieve the goal obtaining absolute truth and objectivity, even though we never fully achieve that goal. Therefore, post positivists emphasize the importance of multiple measures and observations and the need to use triangulation to build a better theory (Denzin and Lincoln, 1994; Guba and Lincoln, 1988). Based on this perspective, the research will be both quantitative and qualitative.
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Table 3.1: Axiomatic contrasts of research paradigms (Pickard and Dixon, 2004).
Issue Positivism Post‐positivism Constructivism
Critical realism – Ontology: “real” reality but Relativism – local Naive realism – Dealing with only imperfectly and specific co‐ “real” reality but the nature of and constructed apprehensible being probabilistically realities apprehensible
Epistemology: Dealing with Modified the nature of Objectivist/dualist objectivist/dualist Subjectivist/transac knowledge, its (knower can be (objectivity tional (researcher presuppositions, independent of the approximated by and subject are foundations, known) external interdependent) extent and verification) validity Modified Hermeneutical/dial Experimental/mani experimental/mani ectical; empathetic pulative; pulative; critical interaction verification of multiplism; Methodology between researcher hypotheses; chiefly falsification of and subject; quantitative hypotheses; may interpretation and methods include qualitative interaction methods Context and time Context and time dependent independent Context and time generalizations Outcomes of generalizations dependent working leading to models the research leading to ‘natural’ hypotheses leading for predictions; immutable laws or to understanding probabilistically predictions true laws
3.2. Current status of rural planning with the selected case study
The study area is Hervás15, an approximately 60 km2 area located in the Ambroz Valley region of the northern Cáceres province (Extremadura) on the border of the Salamanca province (Castilla y León) and in the foothills of the Béjar and Gredos Sierra. Hervás is one of 8 municipalities in the Ambroz Valley region: Abadía, Aldeanueva del Camino, Baños de Montemayor, Casas del Monte, La Garganta, Gargantilla, Hervás, and Segura de Toro. Due to its large population, this area is the administrative and commercial center of the Ambroz Valley region. In this region, land use is dominated by a multifunctional agrosylvopastroal system, the Dehesa16, corresponding to specific cultural landscape which deciduous forests predominated with the chestnut tree that gives an important nucleus of chestnut product companies. Also this system corresponds to high biological,
15 See Chapter 4.1.1 to 4.1.4 which describe the case study area and its fringe region. 16 http://en.wikipedia.org/wiki/Dehesa_%28pastoral_management%29.
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scenic and recreational value with abundant rivers and wetlands that are tourist destinations for the summer period. As some researchers have already mentioned, development in rural regions depends on complex economic, social and political processes (Terluin, 2003). Looking at the study region, the most significant income source of this area during 18th and 19th century was the traditional wood working and crafts from a socioeconomic view. From the fifties to eighties, the abandonment, an enormous emigration to the cities, happened in this study area which was evolving on a new regional mosaic (Nieto Masot and Gurría, 2001). Furthermore, the socio‐economic and political transformations in Extremadura, which led to increased agricultural wages, coupled with migration from the countryside, made it difficult to maintain low‐cost manual shrub clearing and traditional management (Jaraíz et al., 2013). In the nineties, the introduction of several European initiatives in Extremadura occurred to change this region for the sustainable rural development (LEADER and PRODER projects). The LEADER (91/C180/12) and the PRODER (Royal Decree 206/1996 dated 9 February 1996) projects are both public programs which adopt on a local initiative approach, targeting rural areas as their field of intervention. Although two programs have a scope difference, both programs are aimed at promoting rural development, locally based with local partners, and pursue a development model, not based exclusively on agricultural activities. During the last decades, rural buildings’ developments due to the holiday residences’ growths and its natural environments have increased for tourist activities which show the results of significantly increased constructions of new hotels and rural houses (Jaraíz et al., 2013; Montero et al., 2005). These do, however, cause their consequent impacts. As we can see similar issues in other countries, the continuing development in urban and rural environments has caused substantial changes to land use which are reflected in the loss of traditional landscapes (Pinto‐Correia, 2000; Pinto‐Correia and Mascarenhas, 1999; Tassinari et al., 2008). In a very short period, it has resulted in the destabilization of the nature due to the accelerated land use changes associated with tourism and urbanization. The recent response for the current situation (LESOTEX, Law 15/2001 of land and landscape planning of Extremadura) is linked to territorial and regional planning: plans, programs and different actions including territorial repercussion but cannot give the proper answer for this situation yet because of not giving a coherent answer to the real problems for their planning. Rural development changes are progressing faster than the rise of their understanding and awareness (Wascher et al., 1999). The current unsuccessful planning policies and instruments need modification and/or new alternatives which need to be developed and implemented. Also, the planning process is put forward for public debate to obtain alternative suggestions, objections and views and for collaboration with other associations and individuals.
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3.3. Multi‐criteria spatial methodology
In the study area, Hervás (the northern Extremadura region), aforementioned, although some planning policies have been practiced by people that had an approximate knowledge of the region, they cannot support to deal with their real planning problems which will give the proper and coherent answer. According to the way of evaluation criteria’ influence to rural tourism building integration, extensive criteria and evaluation steps are considered to identity the best available building location and to eliminate subsequent impacts (i.e. debasement of visual attraction and recreational value and degradation of ecosystem) and adverse long‐term effects (i.e. substantial changes to land use, loss of traditional landscape and quality deterioration of local environment). Although criteria weights are objectively based upon real data, the weights assignment in the process of MCE are considered partly subjective because it is dependent upon decisions made by the authors, based on the relevant literatures, regional polices and European Union (EU) directives. To reduce possible authors’ subjectivity, to verify the weights generated, and to reach a consensus for weights, an analytical procedure is considered, a group discussion for final criteria consensus with a panel of experts (Eastman et al., 1993; Kapetsky and Nath, 1997). The MCE gives transparent ways to systematically organize and analyze complicated decision‐making problems and to support the elicitation of preferences in participatory decision‐making within a structured framework (constraints, physical, environmental and socio‐ economic) (Hwang and Yoon, 1981; Keefer et al., 2004; Malczewski, 1999). Extensive criteria and evaluation processes are considered and classified into six constraints and three main criteria with each four sub‐criteria involved in the computation process as the follow17:
Constraints: The following six constraints limit the analysis to the particular geographic areas (1) environmentally protected areas, sensitive ecosystem following European commission regulation for nature & biodiversity policy (NATURA, 2000); (2) important aquifers such as springs and/or ground water wells with high groundwater pollution risk; (3) surface water bodies to prevent water surface pollution; (4) specific vegetation and land use types with the dense vegetation formation; (5) highways and railways followed by legal limits for minimum distance; (6) areas prohibited to construct commercial buildings by the regional building ordinance. Factors relevant to physical evaluations: The following four factors related with the physical evaluation of the selected study area were analyzed; (1) morphology: having an important
17 The evaluation criteria, sub‐criteria and constraints were followed by the fourth result in Chapter 4: Approaches to validating a mutual participatory web‐planning interface in rural Extremadura (Spain).
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role for environmental attributes’ derivation along with slope, aspect and specific catchment area and plan (Gallant and Wilson, 2000); (2) orientation: showing the better aspect for aesthetical reason not for any legal restrictions and having environmental attributes’ derivation; (3) land use: resolving public conflicts over the acceptance of unwanted buildings integration to consider the current land development from the Landsat bands of the digital elevation model (DEM)18; (4) visibility: aiming to preserve the aesthetic protection of inhabited areas from the designated points but not based on any legal restrictions. Factors relevant to environmental concerns: The following four factors related with the environmental concern of the selected study area were analyzed; (1) sensitive ecosystem: dealing with the potential pollution or degradation of natural environments of unique ecological and/or aesthetic interest based on legal restrictions (NATURA, 2000); (2) water source: including springs and/or groundwater wells calculated using Euclidean distance functions using ESRI ArcGIS 9.3; (3) surface water: relating with lakes and rivers with continuous water flows which have a potential final receiver of treated or even untreated pollution; (4) vegetation type: including the ecological uniqueness of the forested and deforested vegetation and spatial spread of these natural formations based on the normalized difference vegetation index (NDVI)19. Factors relevant to socio‐economic parameters: The following four factors related with the socio‐economic evaluation of the selected study area were analyzed; (1) site access infrastructure: including the existing transport networks, the main routes for tourists, such as highways, local roads and train railways; (2) population density: considering an influence zone around city, town and human settlement associated with economic activities; (3) residential area: relating with towns and villages representing a high concentration of human activities associated the surrounding resources’ demands besides the presence of urban centers; (4) tourism resource area: including tourist, cultural and urban area examined by the various distance calculations from each zone and by the legal restrictions based on land use and cover type.
First screening using exclusionary criteria can represent as dividing the study area in two land categories: suitable (suitability index 1) and unsuitable (suitability index 0). All criteria in the 3 categories (physical, environmental and socio‐economic) were quantified using a common scale, i.e., a 0‐255 byte grading value. The grading value 0 was assigned to the least suitable areas and 255 to the most suitable ones,
18 http://en.wikipedia.org/wiki/Digital_elevation_model. 19 http://en.wikipedia.org/wiki/Normalized_Difference_Vegetation_Index.
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transforming the different measurement units of the factor images into comparable suitability values. In the process, a sigmoidal fuzzy membership function, monotonically increasing and monotonically decreasing, was the most commonly used function (Eastman, 2003)20. There were four parameters specifying the sigmoidal membership function: (a) membership rises above 0; (b) membership becomes 1; (c) membership falls below 1; (d) membership becomes 0. Fuzzy functions can standardize map layers in geographic information system (GIS) and evaluate the possibility of each pixel belonging to a fuzzy set by evaluating any of a series of fuzzy set membership functions (Voloshyn et al., 2003). The approach consisted of the following steps:
(a) Development of a digital GIS database development incorporating all spatial information. To create a digital geo database using the spatial analysis tools provided by GIS, ESRI ArcGIS 9.3 as a commercial GIS software was used to perform the spatial analysis processes (Maguire, 1991); (b) Determination of constraints and evaluation criteria and formation of the hierarchical multi‐criteria structure; (c) Implementation of the analytical hierarchy process (AHP) method implementation combined with fuzzy function standardization to extract the criteria relative importance weights based on pair‐wise comparisons (Eastman, 2003). By comparing pairs of criteria, decision makers can quantify their opinions about the magnitude of the criteria; (d) Implementation of the simple additive weighting (SAW) method to calculate suitability indexes.
The AHP method is an effective approach to extract the relative importance weights of the criteria in a specified decision‐making problem. One of the most crucial steps in any multiple criteria problem is the accurate estimation of the pertinent data. Although qualitative information about the criterion importance can be found, it is difficult to quantify it correctly. The AHP has steps including specifying the hierarchical structure, determining the relative importance weights of the criteria and sub‐criteria, assigning preferred weights of each alternative and determining the final score (Faraji Sabokbar, 2005). The next stage was to specify the relative importance weights of the criteria and sub‐criteria through pair‐wise comparison. The AHP is based on pair‐wise comparisons, which are used to determine the relative importance of each criterion. By comparing pairs of criteria at a time and using a scale expression, decision makers can quantify their opinions about the criteria’s magnitude (Saaty, 1996). The pair‐wise comparison matrix (PCM) formed by the decision makers must keep in mind the following attributes, aii = 1 and aij = 1/aji.
20 See http://www.corp.at/archive/CORP2012_45.pdf (Fig. 3: The Sigmoidal fuzzy membership functions (A‐monotonically increasing, B‐monotonically decreasing, C and D‐symmetric curves) in the proceedings entitled as “A spatial assessment for re‐ mixing buildings on the rural fringe of Spain” of the publication list [p. xv]).
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The criteria’s relative importance weights implied by the previous comparisons were calculated. The estimation of the right principal eigenvector21 of the PCM is approximated using the geometric mean of the PCM’s each row (Saaty, 1996). Then, the application of the SAW method estimates the suitability index which is a widely utilized method for the calculation of final grading values in multiple criteria problems (Hwang and Yoon, 1981). Evaluation criteria were combined in a grid that contains all grades calculated from each of the separate grids. The grading values for each evaluation criterion are included in the complex grid at the appropriate attribute field (Chen and Hwang, 1992). The relative importance weights of the evaluation criteria were calculated by using the PCM matrix as shown in Eq. (1) (Yoon and Hwang, 1995):