Japan's Stewardship Code

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List of institutional investors signing up to “Principles for Responsible Institutional Investors” ≪Japan’s Stewardship Code≫ - To promote sustainable growth of companies through investment and dialogue - As of March 13, 2020 【Total︓280】 Website (URL) where the announcement of the Website (URL) where the announcement of the Disclosure of Voting Stewardship Activity Institution’s name (alphabetical order) Updates acceptance of the Code has been disclosed acceptance of the Code has been disclosed Results Reasons for Votes Reports Website (URL)

Trust banks（subtotal︓6）

Mitsubishi UFJ Trust and Banking 1 http://www.tr.mufg.jp/houjin/jutaku/about_stewardship.html https://www.tr.mufg.jp/houjin/jutaku/pdf/stewardship_ja_pdf.pdf ○○○○https://www.tr.mufg.jp/houjin/jutaku/pdf/stewardship_mutb_pdf.pdf?180905 Corporation

2 Mizuho Trust & Banking Co,. Ltd. https://www.mizuho-tb.co.jp/corporate/unyou/index.html https://www.mizuho-tb.co.jp/corporate/unyou/index.html ○ ○ ○ https://www.mizuho-tb.co.jp/corporate/unyou/stewardship_katsudo.html

3 Resona Bank, Limited. http://www.resonabank.co.jp/nenkin/sisan/prii/index.html http://www.resonabank.co.jp/nenkin/sisan/prii/pdf/Stewardship_code_policy.pdf ○○○○https://www.resonabank.co.jp/nenkin/sisan/prii/pdf/stewardship_report2018-2019.pdf

4 Sumitomo Mitsui Trust Bank, Limited http://www.smtb.jp/business/instrument/voting/ http://www.smtb.jp/business/instrument/voting/stewardship.html ○○○○https://www.smtb.jp/business/instrument/voting/stewardship_activity.html

The Nomura Trust and Banking Co., 5 http://www.nomura-trust.co.jp/news/140528.html http://www.nomura-trust.co.jp/company/stewardship/index.html ○ △ ○ https://www.nomura-trust.co.jp/company/stewardship/pdf/hyouka2019.pdf Ltd.

The Norinchukin Trust and Banking 6 http://www.nochutb.co.jp/about/governance.html http://www.nochutb.co.jp/about/governance.html ○ △ ○ http://www.nochutb.co.jp/日本版スチュワードシップ・コードの受け入れについて/ Co.,Ltd.

Investment managers（subtotal︓191）

Aberdeen Standard Investments 1 https://www.aberdeenstandard.com/ja-jp/japan/policies/stewardship https://www.aberdeenstandard.com/ja-jp/japan/policies/stewardship ○○○○https://www.aberdeenstandard.com/ja-jp/japan/policies/stewardship (Japan) Limited

2 ACA Inc http://www.acainc.jp/stewardship_code/ http://www.acainc.jp/stewardship_code/

ACA Innovative Investment 3 http://www.acainc.jp/japankakushin/ http://www.acainc.jp/japankakushin/ Management Inc.

4Acadian Asset Management (Japan) http://www.acadian-asset.com/contact-us/tokyo http://www.acadian-asset.com/contact-us/tokyo ○

5Acadian Asset Management LLC https://www.acadian-asset.com/capabilities/responsible-investing https://www.acadian-asset.com/capabilities/responsible-investing ○ ○

6 AllianceBernstein Japan Ltd. https://www.alliancebernstein.co.jp/about/policies/stewardship https://www.alliancebernstein.co.jp/about/policies/stewardship ○ ○ ○ https://www.alliancebernstein.co.jp/files/uploads/AB_2018年度スチュワードシップ活動の振返りと自己評価.pdf

7 Allianz Global Investors Japan Co., Ltd. http://jp.allianzgi.com/HomePage/AboutUs/AllianzGIJP/Pages/stewardship.aspx http://jp.allianzgi.com/HomePage/AboutUs/AllianzGIJP/Pages/stewardship.aspx ○○○○https://jp.allianzgi.com/ja-jp/our-firm/aboutus

8 Alphagen Capital Limited http://www.henderson.com/henderson/content/responsible-investment http://www.henderson.com/henderson/document/29872 ○ ○ https://www.janushenderson.com/henderson/content/responsible-investment

9 Alpha Japan Asset Advisors Ltd https://www.alphajapan.co.jp/ https://www.alphajapan.co.jp/japan-stewardship-code/ ○

10Amundi Japan Ltd. http://www.amundi.co.jp/company/policy/stewardship.html http://www.amundi.co.jp/company/policy/stewardship.html ○ ○ ○ https://www.amundi.co.jp/library/pdf/company/stewardship_report_2018.pdf

11 Ant capital partners Co.Ltd https://www.antcapital.jp/stewardship/ https://www.antcapital.jp/stewardship/ ○

Aozora Investment Management 12 http://www.aozora-im.co.jp/info/voting.html http://www.aozora-im.co.jp/info/voting/stewardship.pdf ○ △ Co.,Ltd.

13 Arabesque Asset Management Ltd. http://arabesque.com/#/values/membership http://arabesque.com/docs/20140528-arabesque-japanese-stewardship-code.pdf

14Ark Totan Alternative Co., Ltd. https://ark-aaa.jp/investment/ https://ark-aaa.jp/investment/ ○

ASAHI LIFE ASSET MANAGEMENT CO., 15 http://www.alamco.co.jp/stewardship/index.html http://www.alamco.co.jp/stewardship/index.html ○ ○ ○ http://www.alamco.co.jp/company/stewardship/_index.html LTD.

16 Asset Management One Co., Ltd. http://www.am-one.co.jp/company/stewardship/ http://www.am-one.co.jp/img/company/15/stewardshipcode.pdf ○ ○ ○ http://www.am-one.co.jp/img/company/15/20180531_stewardship_details.pdf

17 Asset Value Investors Ltd https://www.assetvalueinvestors.com/regulatory-disclosures/ https://www.assetvalueinvestors.com/regulatory-disclosures/ ○ ○

18 Astmax Asset Management, Inc. http://www.astmaxam.com/about/stewardship.html http://www.astmaxam.com/about/stewardship.html ○○○

19Asuka Asset Management Co., Ltd. http://www.asuka-asset.com/ http://www.asuka-asset.com/pdf/stewardship.pdf ○ △

20 AXA Investment Managers Japan Ltd. https://www.axa-im.co.jp/ja/stewardship_code https://www.axa-im.co.jp/documents/24491/1395208/Japan+Stwardship+Code+Basic+Principles/43baf4b0-7c11-fd0a-c861-01f7d334a8fd ○ ○

21 Baillie Gifford & Co http://www.bailliegifford.com/institutional-investor/japan/corporate-governance.aspx https://www.bailliegifford.com/en/uk/about-us/literature-library/corporate-governance/compliance-with-japans-stewardship-code/ ○○○○https://www.bailliegifford.com/en/japan/professional-investor/corporate-governance

Barclays Funds and Advisory Japan 22 http://www.fundsadvisory.barclays.co.jp/ja_JP_PB/Home/Important-Information-JP/JP-Stewardship-Code.html http://www.fundsadvisory.barclays.co.jp/ja_JP_PB/Home/Important-Information-JP/JP-Stewardship-Code.html Limited

23Bayview Asset Management Co., Ltd. https://www.bayview.co.jp/policy/stewardship_code/index.html https://www.bayview.co.jp/policy/stewardship_code/index.html ○ △

24 BlackRock Japan Co., Ltd. http://www.blackrock.com/jp/about-us/important-information/stewardship-code https://www.blackrock.com/jp/individual/ja/literature/publication/blkj-stewardship-code-policy-jp-ja.pdf ○ ○ ○ https://www.blackrock.com/jp/individual/ja/literature/publication/blkj-stewardship-code-overview-self-assessment-jp-ja.pdf

BNP Paribas Asset Management Japan 25 http://www.bnpparibas-am.jp/servlets/Query?SRC=bnppip/page/stewardship http://www.bnpparibas-am.jp/servlets/Query?SRC=bnppip/page/stewardship ○○○ Limited.

BNY Mellon Asset Management Japan 26 http://www.bnymellonam.jp/about/stewardship http://www.bnymellonam.jp/about/stewardship ○ ○ Limited

27 Brandes Investment Partners,LP https://www.brandes.com/docs/default-source/administrative-documents/brandes-disclosure-response-to-japanese-stewardship-code-final.pdf https://www.brandes.com/docs/default-source/administrative-documents/brandes-disclosure-response-to-japanese-stewardship-code-final.pdf ○○○○https://www.brandes.com/docs/default-source/administrative-documents/annual-evaluation-of-our-commitments-under-the-japan-stewardship-code_2018.pdf

28 Capital Asset Management Co.,Ltd http://www.capital-am.co.jp/guide/steward.html http://www.capital-am.co.jp/guide/steward.html ○ △

29 Capital International K.K. https://www.thecapitalgroup.com/advisor/jp/ja/stewardshipcode.html https://www.thecapitalgroup.com/advisor/jp/ja/stewardshipcode.html ○ ○ ○ https://www.capitalgroup.com/content/dam/cgc/tenants/apac/documents/responsible-investing/jp-stewardshipcode-2019.pdf

30 Carrera Asset Management Co.,Ltd. https://www.carrera-am.co.jp/company/stewardship/ https://www.carrera-am.co.jp/company/stewardship/ ○ ○

31 Cartica Management, LLC https://www.cartica.com/wp-content/uploads/2017/12/Japan-Stewardship-Code-Cartica-Acceptance-Announcement-Final.pdf https://www.cartica.com/wp-content/uploads/2017/12/Japan-Stewardship-Code-Cartica-Acceptance-Announcement-Final.pdf ○ △ ○ https://www.cartica.com/affiliations/

32 Chibagin Asset Management Co.,Ltd. http://www.chibagin-am.co.jp/company/operation/code/ http://www.chibagin-am.co.jp/company/operation/code/ ○ ○

Chugin Asset Management Company, 33 https://www.chugin-am.jp/company/stewardship/stewardshipcode/ https://www.chugin-am.jp/company/stewardship/stewardshipcode/ ○ ○ ○ https://www.chugin-am.jp/assets/media/2019/08/sscode_20190830-1.pdf Limited.

34 Comgest Asset Management Japan Ltd. https://www.comgest.co.jp/stewardship-code/ https://www.comgest.co.jp/stewardship-code/ ○ ○

35 Comgest S.A. https://www.comgest.co.jp/stewardship-code/ https://www.comgest.co.jp/stewardship-code/ ○ ○

36 Commons Asset Management，Inc． http://www.commons30.jp/company/stewardship.php http://www.commons30.jp/company/stewardship.php ○ ○＊

37 Cohen and Steers Japan, LLC https://www.cohenandsteers.jp/ https://www.cohenandsteers.jp/jp/legal/stewardship# ○

38Création Capital, Inc. http://www.crea-cp.com/pdf/stewardship.pdf http://www.crea-cp.com/pdf/stewardship.pdf ○

39Daiwa Asset Management Co.Ltd. https://www.daiwa-am.co.jp/company/managed/result.html https://www.daiwa-am.co.jp/company/managed/guideline_01.pdf ○○○○https://www.daiwa-am.co.jp/company/managed/result.html

40 Daiwa Fund Consulting Co.Ltd. https://www.daiwa-fc.co.jp/about/pdf/stewardship.pdf https://www.daiwa-fc.co.jp/about/pdf/stewardship.pdf ○ ○ https://www.daiwa-fc.co.jp/about/pdf/stewardship2.pdf

41 Daiwa Securities Co. Ltd. http://www.daiwa.jp/doc/140530.html http://www.daiwa.jp/doc/140530.html ○

http://www.daltoninvestments.com/strategies/japan- http://www.daltoninvestments.com/strategies/japan- 42 Dalton Investments LLC stewardship-code-statement/ stewardship-code-statement/ ○

43DBJ ASSET MANAGEMENT CO.,LTD http://www.dbj-am.jp/fiduciary/steward.html http://www.dbj-am.jp/fiduciary/steward.html ○ ○ https://www.dbj-am.jp/news/pdf/news_20190705.pdf

44 DWS Investments Japan Limited https://funds.dws.com/jp/Stewardshipcode https://funds.dws.com/jp/Stewardshipcode ○ ○ ○ https://funds.dws.com/jp/assetdownload.ashx?assetGuid=5a73cfd1-1a28-4392-b5aa-8a3600d5f5ee&publishLocationGuid=25c25d53-e16a-4684-9c37-f1ce37f8b876

45 Dimensional Fund Advisors LP http://us.dimensional.com/about-us/corporate-governance http://us.dimensional.com/about-us/corporate-governance ○ ○ ○ https://us.dimensional.com/about-us/corporate-governance

46 DSM Capital Partners LLC http://www.dsmcapital.com/japan-stewardship-code/ http://www.dsmcapital.com/japan-stewardship-code/ 〇

Eastspring Investments (Singapore) 47 http://www.eastspring.com/sg/about-us/media-releases/PressRelease?article=694409bc-b106-68ef-81f2-ff0b00a19a2c&prev=list http://www.eastspring.com/sg/about-us/media-releases/PressRelease?article=ee2514bc-b106-68ef-81f2-ff1800a19a2c&prev=list ○ Limited

48Eastspring Investments Limited https://www.eastspring.co.jp/about-us/stewardship-code https://www.eastspring.co.jp/about-us/stewardship-code ○○○○https://www.eastspring.co.jp/docs/default-source/stewardship/jikohyouka201903.pdf

49 Effissimo Capital Management Pte Ltd http://www.fsa.go.jp/status/stewardship/list/30.pdf http://www.fsa.go.jp/status/stewardship/list/30.pdf ○ ○＊

50 FA Daiichi Asset Management Inc. http://fa-dam.com/stewardship.html http://fa-dam.com/stewardship.html ○

51FIL Investments (Japan) Limited https://www.fidelity.co.jp/about-fidelity/policies/investment/governance https://www.fidelity.co.jp/about-fidelity/policies/investment/governance ○○○○https://www.fidelity.co.jp/about-fidelity/policies/investment/governance

https://www.firtree.com/JapanStewardshipCodeStatement.asp https://www.firtree.com/JapanStewardshipCodeStatement.asp ○ 52 Fir Tree Partners x x

53Fisher Investments Japan https://institutional.fisherinvestments.com/ja-jp/stewardship-responsibilities https://institutional.fisherinvestments.com/ja-jp/stewardship-responsibilities ○ △ ○ https://reporting.unpri.org/surveys/PRI-reporting-framework-2018/7011D80D-17EF-478C-8485-A269EB16A7FF/79894dbc337a40828d895f9402aa63de/html/2/?lang=en&a=1

54 Fivestar Asset Management CO.,LTD http://www.fivestar-am.co.jp/pdf/SSC.pdf http://www.fivestar-am.co.jp/pdf/SSC.pdf ○ △

FOUR SEASONS ASIA INVESTMENT Pte. 55 http://www.fsa.go.jp/status/stewardship/list/12.pdf http://www.fsa.go.jp/status/stewardship/list/12.pdf ○ Ltd.

Franklin Templeton Investments Japan 56 https://www.franklintempleton.co.jp/investor/our-approach/our-company/franklin-templeton-in-japan https://www.franklintempleton.co.jp/content-common/miscellaneous/regulatory-legal/ja_JP/Stewardship-Code-details.pdf ○ Limited

57Fukoku Capital Management, Inc. https://www.fukoku-cm.co.jp/company-profile/stewardship.html https://www.fukoku-cm.co.jp/company-profile/stewardship.html ○○○○https://www.fukoku-cm.co.jp/pdf/201807_1_stewardship.pdf

58 Future Venture Capital Co., Ltd. https://www.fvc.co.jp/stewardship https://www.fvc.co.jp/stewardship ○

59GAMCO Investors, Inc.https://gab-misc-pdfs.s3.us-east-2.amazonaws.com/Japan_St_Code.pdf https://gab-misc-pdfs.s3.us-east-2.amazonaws.com/Japan_St_Code_PublicDiscl.pdf ○ ○*

60 GCI Asset Management, Inc http://www.gci.jp/jp/service/stewardshipcode.html http://www.gci.jp/jp/service/stewardshipcode.html ○ △

61 Global Investments Co., Ltd. http://www.global-inv.net/structure.html http://www.global-inv.net/assets/img/GI_Stewardship_Policy.pdf ○

62GMO LLC. https://www.gmo.com/globalassets/documents---manually-loaded/documents/esg-investing/japan-stewardship-code-statement-with-proxy.pdf https://www.gmo.com/globalassets/documents---manually-loaded/documents/esg-investing/japan-stewardship-code-statement-with-proxy.pdf ○ ○

63 Goldman Sachs (Asia) LLC http://www.fsa.go.jp/status/stewardship/list/05.pdf http://www.fsa.go.jp/status/stewardship/list/06.pdf

Goldman Sachs Asset Management 64 http://www.goldmansachs.com/japan/gsitm/company/stewardship.html https://www.gsam.com/japan/gsitm/company/pdf/stewardship.pdf ○ ○ ○ https://www.gsam.com/content/gsam/jpn/ja/gsitm/about-gsam/stewardship-code.html#tabpanel=dGFicGFuZWxfMS9wdWJsaWMvMQ____ Co.,Ltd.

Goldman Sachs Asset Management 65 http://www.fsa.go.jp/status/stewardship/list/05.pdf http://www.fsa.go.jp/status/stewardship/list/06.pdf International

66Goldman Sachs Asset Management, L.P. http://www.fsa.go.jp/status/stewardship/list/05.pdf http://www.fsa.go.jp/status/stewardship/list/06.pdf

67Groupe La Francaise http://www.lafrancaise-am.com/en/who-we-are/la-francaise-and-csr.html http://www.lafrancaise-am.com//fileadmin/docs/ISR/JapanStewardshipCode.pdf ○ ○

68 Growth Capital of Japan, INC http://gcjinc.jp/company/stewardship_code.php http://gcjinc.jp/company/stewardship_code.php ○

69GS Investment Strategies LLC http://www.fsa.go.jp/status/stewardship/list/05.pdf http://www.fsa.go.jp/status/stewardship/list/06.pdf

70Harris Associates L.P. https://www.harrisassoc.jp/Harris-JP/News.htm https://www.harrisassoc.jp/Harris-JP-Files/HarrisAssociatesLPJapaneseStewardshipCodeStatement.pdf

71HC Asset Management Co., Ltd. https://www.hcax.com/stewardship/ https://www.hcax.com/stewardship/ ○ ○ https://www.hcax.com/stewardship/pdf/jssc_pri_2019.pdf

Janus Henderson Investors (Japan) 72 https://www.janushenderson.com/jpii/document/109084 https://www.janushenderson.com/jpii/document/109084 ○ ○ https://www.janushenderson.com/en-gb/investor/responsible-investment/ Limited

Janus Henderson Investors (Singapore) 73 https://www.janushenderson.com/en-gb/investor/responsible-investment/ https://www.janushenderson.com/ukpa/document/103641 ○ ○ https://www.janushenderson.com/en-gb/investor/responsible-investment/ Limited

74 Henderson Global Investors Limited https://www.janushenderson.com/en-gb/investor/responsible-investment/ https://www.janushenderson.com/ukpa/document/103641 ○ ○ https://www.janushenderson.com/en-gb/investor/responsible-investment

Henderson Investment Management 75 https://www.janushenderson.com/en-gb/investor/responsible-investment/ https://www.janushenderson.com/ukpa/document/103641 ○ ○ https://www.janushenderson.com/en-gb/investor/responsible-investment/ Limited

76 Hermes Fund Managers Limited https://www.hermes-investment.com/ukw/about-us/responsibility/ https://www.hermes-investment.com/ukw/wp-content/uploads/sites/80/2017/12/hermes-investment-management-approach-to-stewardship-2017.pdf ○○○○https://www.hermes-investment.com/ukw/stewardship/eos-literature/

77 Hibiki Path Advisors Pte Ltd http://hibiki-path-advisors.com/Stewardship-Code-e.html http://www.hibiki-path-advisors.com/ ○

78Horizon Capital Management S.A. https://horizon.com.uy/japanese-stewardship-code/ https://horizon.com.uy/japanese-stewardship-code/ ○ △

79 i Global Asset Management Co., Ltd. https://www.igam.co.jp/policy/?id=12 https://www.igam.co.jp/policy/?id=12 ○ △

80 Ichigo Asset Management, Ltd. https://www.ichigoasset.com/stewardship-code.html https://www.ichigoasset.com/stewardship-code.html ○○○

81Ichiyoshi Asset Management Co., Ltd. http://www.ichiyoshiam.jp/ stewardship.html http://www.ichiyoshiam.jp/ stewardship.html ○ ○ ○ https://img.ichiyoshi.co.jp/am/pc/pdf/スチュワードシップ活動の概況 2019.09.pdf

82 Indus Capital Partners, LLC https://www.induscap.com/japan-stewardship-code/ https://www.induscap.com/japan-stewardship-code/ ○

Inflection Point Capital Management 83 http://www.inflectionpointcm.com/japans-stewardship-code http://www.inflectionpointcm.com/sites/default/files/page/ipcm040215japanstewardshipcode_0.pdf Co., Ltd

Invesco Asset Management (Japan) 84 http://www.invesco.co.jp/footer/stewardshipcode.html http://www.invesco.co.jp/footer/stewardshipcode.html ○○○○http://www.invesco.co.jp/footer/pdf/Stewardship_2018_JPN.pdf Limited

85 J･Will Asset Management Co., Ltd. https://www.fsa.go.jp/status/stewardship/list/18.pdf https://www.fsa.go.jp/status/stewardship/list/18.pdf ○ ○ https://www.fsa.go.jp/status/stewardship/list/18.pdf

86 JAFCO Co., Ltd. http://www.jafco.co.jp/stewardship http://www.jafco.co.jp/stewardship ○

87JP Asset Management Co.,Ltd. http://www.jp-toushin.japanpost.jp/japanstewardshipcode.html http://www.jp-toushin.japanpost.jp/japanstewardshipcode.html ○ ○ http://www.jp-toushin.japanpost.jp/pdf/japanstewardshipcode_201909.pdf

JPMorgan Asset Management (Japan) 88 https://www.jpmorganasset.co.jp/wps/portal/Corporate/Overview https://www.jpmorganasset.co.jp/wps/portal/Corporate/Overview ○ ○ ○ https://www.jpmorganasset.co.jp/wps/portal/Corporate/Overview Limited

89 Jupiter Asset Management Limited https://www.jupiteram.com/UK/en/Professional-Investors/Why-Jupiter/About-Jupiter https://www.jupiteram.com/UK/en/Professional-Investors/Why-Jupiter/About-Jupiter ○ ○ ○ https://www.jupiteram.com/-/media/Files/Global-documents/UK-Stewardship/Voting-and-Engagement.ashx?la=en&hash=D40FC380CF486EE72FFE68A95A8125D88EE04017

90 Kabouter Management, LLC http://www.kaboutermgmt.com/attachments/acceptance%20of%20the%20japanese%20stewardship%20code.pdf http://www.kaboutermgmt.com/attachments/acceptance%20of%20the%20japanese%20stewardship%20code.pdf ○

Kamakura Investment Management 91 http://www.kamakuraim.jp/principles/ http://www.kamakuraim.jp/principles/ ○ △ Co.,Ltd.

92 Kaname Capital LP https://www.kanamecapital.com/blank-page https://www.kanamecapital.com/blank-page

93Kohlberg Kravis Roberts & Co. L.P.http://www.kkr.com/ja/responsibility/esg-management/our-commitment http://www.kkr.com/_files/pdf/Japan-Stewardship-Code.pdf ○

94Kusunokimasashige LLC http://www.kusunokimasashige.com/stewardship-code http://www.kusunokimasashige.com/stewardship-code 〇〇〇http://www.kusunokimasashige.com/stewardship-code/katsudo

95 Lazard Japan Asset Management K.K. https://www.lazardassetmanagement.com/jp/ja_jp/important-information https://www.lazardassetmanagement.com/jp/ja_jp/important-information ○ ○

Legal & General Investment 96 http://www.lgim.com/library/capabilities/Japan_Stewardship_Code_2014.pdf http://www.lgim.com/files/_document-library/capabilities/japan-stewardship-code-2017.pdf ○○○○https://www.legalandgeneralgroup.com/media/2360/annual-report-2017.pdf Management

97 Lindsell Train Limited https://www.lindselltrain.com/~/media/Files/L/Lindsell-Train-V2/about-us/Japan Stewardship Code - LT response - Dec 2018.pdf https://www.lindselltrain.com/~/media/Files/L/Lindsell-Train-V2/about-us/Japan Stewardship Code - LT response - Dec 2018.pdf ○

Lone Alpha Capital Management Pte. 98 https://www.fsa.go.jp/status/stewardship/list/19.pdf https://www.fsa.go.jp/status/stewardship/list/19.pdf ○ Ltd.

99Lyxor Asset Management https://www.lyxor.co.jp/stewardship-code/ https://www.lyxor.co.jp/stewardship-code/ ○ ○

Manulife Asset Management (Japan) 100 https://www.mamj.co.jp/info/japan-stewardship-code.html https://www.mamj.co.jp/info/japan-stewardship-code.html ○ ○ ○ https://www.mamj.co.jp/engagement-report Limited

101 Marathon Asset Management LLP https://www.marathon.co.uk/stewardship/ https://www.marathon.co.uk/stewardship/ ○ ○

102 Man Group Japan Limited http://www.fsa.go.jp/status/stewardship/list/08.pdf http://www.fsa.go.jp/status/stewardship/list/08.pdf

Martin Currie Investment Management 103 https://www.martincurrie.com/institutional/asia/about-us/stewardship https://www.martincurrie.com/institutional/asia/about-us/stewardship ○ ○ ○ https://www.martincurrie.com/~/media/corporate/documents/2018stewardshipannualreport.pdf Ltd

104 MCP Asset Management (Japan), Inc. https://www.mcp-am.jp/stewardship/ https://www.mcp-am.jp/stewardship/ ○

Meiji Yasuda Asset Management 105 http://www.myam.co.jp/about/stewardship.html http://www.myam.co.jp/about/stewardship.html ○○○○http://www.myam.co.jp/about/stewardship/pdf/stewardship_2018.pdf Company Ltd.

106 Melco Investments Inc. https://melcoinvestments.jp/stewardship/ https://melcoinvestments.jp/stewardship/ ○

107 Mercer Investments (Japan) Ltd. https://www.mijl.mercer.co.jp/content/dam/mercer-subdomains/mis/attachments/jp-2018-ds-stewardship-code-statement-mercer.pdf https://www.mijl.mercer.co.jp/content/dam/mercer-subdomains/mis/attachments/jp-2018-ds-stewardship-code-statement-mercer.pdf ○

MetLife Asset Management 108 https://investments.metlife.com/regulatory-disclosures-japan https://investments.metlife.com/regulatory-disclosures-japan ○ Corp.(Japan)

109 MFS Investment Management K.K. https://www.mfs.com/content/ja_jp/institutions-and-consultants/footer/stewardship_code.html https://www.mfs.com/content/dam/mfs-enterprise/mfscom/pdf/footer/stewardshipcode.pdf ○○○○https://www.mfs.com/content/dam/mfs-enterprise/mfscom/pdf/footer/sustainable_investment_annual.pdf

110 Milestone Asset Management Co.,Ltd http://www.mamj.com/expression/index.html http://www.mamj.com/expression/index.html ○

Milestone Turnaround Management Co., 111 http://www.milestone-tm.co.jp/news-jp/36.php http://www.milestone-tm.co.jp/news-jp/36.php △ LTD.

112 Misaki Capital Inc. http://www.misaki-capital.com/documents.html http://www.misaki-capital.com/Documents/日本版スチュワードシップコードの受入れ表明_みさき投資.pdf ○ ○＊ ○ ○ http://www.misaki-capital.com/documents.html

Mitsubishi UFJ Kokusai Asset 113 http://www.am.mufg.jp/corp/operation/stewardshipcode.html https://www.am.mufg.jp/corp/operation/stewardshipcode.html ○ ○ ○ https://www.am.mufg.jp/corp/operation/stewardshipcode.html Management Co., Ltd.

114 Morant Wright Management Limited https://www.morantwright.co.uk/ https://www.morantwright.co.uk/system/files/Japan%27s Stewardship Code.pdf ○ ○ https://www.morantwright.co.uk/system/files/Engagement Report.pdf

Morgan Stanley Investment 115 http://www.morganstanley.com/im/ja-jp/japanese-investor/about-us/stewardship-code.html http://www.morganstanley.com/im/ja-jp/japanese-investor/about-us/stewardship-code.html ○ ○ ○ https://www.morganstanley.com/im/publication/resources/global-stewardship-report-us.pdf?1571373181369 Management (Japan) Co., Ltd.

116 MU Investments Co., Ltd. http://www.mu-iv.co.jp/ http://www.mu-iv.co.jp/management/JapaneseSS.html ○○○○https://www.mu-iv.co.jp/management/pdf/Stewardship_Code_2018.pdf

117 Muzinich & Co., Inc. http://www.fsa.go.jp/status/stewardship/list/13.pdf http://www.fsa.go.jp/status/stewardship/list/13.pdf ○

Natixis Investment Managers Japan 118 https://www.im.natixis.com/jp/resources/japanese-stewardship-code https://www.im.natixis.com/jp/resources/japanese-stewardship-code ○ ○ ○ https://www.im.natixis.com/jp/resources/review-on-japanese-stewardship-code Co.,Ltd.

119 Neuberger Berman East Asia Limited https://www.nb.com/pages/Public/ja-jp/jstewardshipcode.aspx https://www.nb.com/pages/Public/ja-jp/jstewardshipcode.aspx ○ ○

120 Nezu Asia Capital Management Limited http://www.nezuasia.com/ http://www.nezuasia.com/japan_stewardship_code ○

121 Nikko Asset Management Co.,Ltd. http://www.nikkoam.com/about/stewardshipcode http://www.nikkoam.com/about/stewardshipcode/policy ○ ○ ○ https://en.nikkoam.com/stewardship-code

122 Ninety One https://www.investecassetmanagement.com/document/pdf/Investec-Stewardship-Codes-Japan_en.pdf https://www.investecassetmanagement.com/document/pdf/Investec-Stewardship-Codes-Japan_en.pdf ○ ○ ○ https://www.investecassetmanagement.com/document/pdf/Investec-ESG-Annual-Report-July-2018.pdf

123 Nippon Angels Investment Co., Ltd. http://www.naic.co.jp/policy/stewardship.html http://www.naic.co.jp/policy/stewardship.html ○

124 Nippon Value Investors KK https://www.nippon-value.com/disclaimer/08_j.html https://www.nippon-value.com/disclaimer/08_j.html ○ △

125 Nissay Asset Management Corporation https://www.nam.co.jp/company/responsibleinvestor/stewardship.html https://www.nam.co.jp/company/responsibleinvestor/stewardship.html ○○○○https://www.nam.co.jp/company/responsibleinvestor/report.html

NN Investment Partners (Japan) Co., 126 Ltd. https://www.nnip.com/ja-JP/professional/about/stewardship https://www.nnip.com/ja-JP/professional/about/stewardship ○○○

127 Nomura Asset Management Co.,Ltd. http://www.nomura-am.co.jp/corporate/service/responsibility_investment/stewardship.html http://www.nomura-am.co.jp/corporate/service/responsibility_investment/stewardship.html ○○○○https://www.nomura-am.co.jp/corporate/service/responsibility_investment/ri-report.html

Nomura Funds Research and 128 https://www.nfrt.co.jp/nfr-t/stewardship.html https://www.nfrt.co.jp/nfr-t/stewardship.html ○ Technologies Co., Ltd.

129 Norinchukin Value Investmenrs Co.,Ltd. https://www.nvic.co.jp/terms/stewardship-code https://www.nvic.co.jp/terms/stewardship-code ○ △ ○ https://www.nvic.co.jp/wp/wp-content/uploads/2019/09/stewardship-code_self_assessment_2018_ja.pdf

Norinchukin Zenkyoren Asset 130 https://www.ja-asset.co.jp/company/stewardship/index.html https://www.ja-asset.co.jp/company/stewardship/index.html ○ ○ ○ https://www.ja-asset.co.jp/company/stewardship/__icsFiles/afieldfile/2019/07/01/stewardship_2018.pdf Management Co., Ltd.

131 Nuveen Asset Management, LLC https://www.nuveen.com/ja-jp/global/-/media/nuveen/jp/stewardship-code-jp.ashx https://www.nuveen.com/ja-jp/global/-/media/nuveen/jp/stewardship-code-jp.ashx ○

132 Nuveen Japan Co. Ltd. https://www.nuveen.com/ja-jp/global/-/media/nuveen/jp/stewardship-code-jp.ashx https://www.nuveen.com/ja-jp/global/-/media/nuveen/jp/stewardship-code-jp.ashx ○

NWQ Investment Management 133 https://www.nuveen.com/ja-jp/global/-/media/nuveen/jp/stewardship-code-jp.ashx https://www.nuveen.com/ja-jp/global/-/media/nuveen/jp/stewardship-code-jp.ashx ○ Company, LLC

134 Oasis Management Company Ltd. https://oasiscm.com/about-us/shareholder-stewardship/japan-stewardship-code/ https://oasiscm.com/about-us/shareholder-stewardship/japan-stewardship-code/ ○ △

135 Okasan Asset Management Co., Ltd. http://www.okasan-am.jp/company/stewardship.html http://www.okasan-am.jp/company/stewardship.html ○ ○ ○ https://www.okasan-am.jp/pdf/gaikyou_1804.pdf

136 Orbis Investment Management Limited https://www.orbis.com/jp/en/about-us/our-approach https://www.orbis.com/jp/en/about-us/our-approach 〇

137 Pelargos Capital B.V. https://www.pelargoscapital.com/organisation https://www.pelargoscapital.com/organisation ○○○

138 PGIM Japan Co., Ltd. http://www.pgimjp.com/stewardship.html http://www.pgimjp.com/stewardship.html ○ ○ ○ http://www.pgimjp.com/stewardship/pdf/stewardshiphyoka.pdf

139 Pictet Asset Management (Japan) Ltd. https://www.pictet.co.jp/company/policy/stewardshipcode https://www.pictet.co.jp/company/policy/stewardshipcode ○ ○ ○ https://www.pictet.co.jp/-/media/Files/PDF/Stewardship/stewardship201811.pdf?la=ja-JP&hash=D11FC990CADD48414222267E7F0E2108C050124B

http://www.pinebridge.co.jp/stewardship_code.html 140 PineBridge Investments Japan Co., Ltd. http://www.pinebridge.co.jp/stewardship_code.html http://www.pinebridge.co.jp/conflict_of_interest.html ○ ○ ○ https://www.pinebridge.co.jp/common/pdf/stewardship_code_report.pdf http://www.pinebridge.co.jp/proxy_voting.html

141 Portfolia Inc. http://portfolia.jp/resolution.html http://portfolia.jp/resolution.html ○○○

142 Principal Global Investors (Japan) Ltd. http://www.principalglobal.jp/stewardshipcode.html http://www.principalglobal.jp/stewardshipcode.html ○ △

http://www.quaerocapital.uk/downloads/regulatory-disclosures http://www.quaerocapital.uk/downloads/regulatory-disclosures 143 Quaero Capital LLP ○ ○ https://quaerocapital.com/en/news/publications/

144 RBC Global Asset Management http://www.rbcgam.com/corporate-governance-and-responsible-investment/index.html?_ga=2.268651761.1204634666.1539809903-2008979560.1497975203 http://www.rbcgam.com/corporate-governance-and-responsible-investment/pdf/commitment-to-the-japan-stewardship-code.pdf ○ ○ ○ http://www.rbcgam.com/corporate-governance-and-responsible-investment/index.html

145 Resona Asset Management Co., Ltd http://www.resona-am.co.jp/oshirase/2017/pdf/170622_2a.pdf https://www.resona-am.co.jp/investors/ssc.html ○○○○https://www.resona-am.co.jp/investors/pdf/ssc_report2019-2020.pdf

146 Rheos Capital Works Inc. http://www.rheos.jp/about/stewardship.jsp https://www.rheos.jp/corporate/stewardship.html ○ ○＊

147 Robeco Japan Company Limited https://www.robeco.com/jp/response-policies-for-stewardship-cord.html https://www.robeco.com/jp/response-policies-for-stewardship-cord.html ○ ○ ○ https://www.robeco.com/jp/strategies/investment-solutions/voting-engagement.html

148 Ruffer LLP http://www.ruffer.co.uk/cmsfiles/downloads/Ruffer_LLP_Statement_on_Japan_Stewardship_Code_May_2017.pdf http://www.ruffer.co.uk/cmsfiles/downloads/Ruffer_LLP_Statement_on_Japan_Stewardship_Code_May_2017.pdf ○ △ ○ https://www.ruffer.co.uk/approach/environmental-social-and-governance-issues

149 Russell Investments Japan Co., Ltd. https://www.russellinvestments.com/jp/legal/stewardship https://www.russellinvestments.com/jp/legal/stewardship ○ ○ ○ https://russellinvestments.com/-/media/files/us/corporate/responsible-investing-proxy-and-engagement-report.pdf?la=en

150 SAISON ASSET MANAGEMENT CO.,LTD. http://www.saison-am.co.jp/company/stewardshipcode.html http://www.saison-am.co.jp/company/stewardshipcode.html ○ ○ https://www.saison-am.co.jp/company/policy/_pdf/ss_report190419.pdf

151 Sarasin & Partners LLP http://www.sarasinandpartners.com/docs/regulatory/disclosure-of-committment-to-the-japan-stewardship-code.pdf?sfvrsn=4 http://www.sarasinandpartners.com/docs/regulatory/disclosure-of-committment-to-the-japan-stewardship-code.pdf?sfvrsn=4 ○○○https://www.sarasinandpartners.com/docs/default-source/esg/disclosure-of-committment-to-japan-stewardship-code-japanese-version.pdf?sfvrsn=6

152 Sawakami Asset Management Inc. https://www.sawakami.co.jp/news/3553/?preview_id=3553 http://www.sawakami.co.jp/info/stewardship/ ○ ○ ○ https://www.sawakami.co.jp/news/3500/

153 SBI Asset Management Co., Ltd. http://www.sbiam.co.jp/unyo/unyo_stewardshipCode.html http://www.sbiam.co.jp/unyo/unyo_stewardshipCode.html ○ ○ ○ http://www.sbiam.co.jp/0569ff144d54d28f2b6afa8f36568221329a764f.pdf

SBI Regional Revitalization Asset 154 https://www.sbi-rram.co.jp/houshin/stewardshipCode.html https://www.sbi-rram.co.jp/houshin/stewardshipCode.html ○ Management Co., Ltd

Schroder Investment Management 155 http://www.schroders.co.jp/important_info/stewardshipcode/ http://www.schroders.com/ja-jp/jp/asset-management/about-schroders/stewardshipcode/ ○○○○https://www.schroders.com/ja-jp/jp/asset-management/about-schroders/stewardshipcode/ (Japan) Limited

156 SEIRYU Asset Management Ltd. http://www.seiryuam.com/stewardship.html http://www.seiryuam.com/stewardship.html ○ △ ○ http://www.seiryuam.com/stewardshipselfassessment.html

Senshu Ikeda Investment Management 157 http://www.ikegin-im.co.jp/ http://www.ikegin-im.co.jp/pdf/stewardshipcord.pdf ○ ○ Co.,Ltd.

158 Shinkin Asset Management Co., Ltd. http://www.skam.co.jp/stewardship/ http://www.skam.co.jp/stewardship/ ○ ○ ○ http://www.skam.co.jp/files/user/pdf/201906_giketsu.pdf

Shinsei Investment Management Co., 159 http://www.shinsei-investment.com/policy/stewardshipcode.html http://www.shinsei-investment.com/policy/stewardshipcode.html ○ △ Ltd

160 Shiozumi Asset Management Co., Ltd. http://www.shiozumi-asset.com/jp/ http://www.shiozumi-asset.com/pdf/stewardship.pdf ○

161 Simplex Asset Management Co., Ltd. http://www.simplexasset.com/jp/toppage.html https://www.simplexasset.com/Stewardship.html ○ ○＊ ○ https://www.simplexasset.com/doc/stewardship20181213.pdf

162 Sky Ocean Asset Management Co., Ltd. http://soam.co.jp/pdf/jsc.pdf http://soam.co.jp/pdf/jsc.pdf ○

Sompo Japan Nipponkoa Asset 163 https://www.sjnk-am.co.jp/institutional/stewardship.html https://www.sjnk-am.co.jp/institutional/stewardship.html ○○○○https://www.sjnk-am.co.jp/institutional/stewardship_report.html Management Co.,Ltd.

164 SPARX Asset Management Co., Ltd. https://www.sparx.co.jp/ https://www.sparx.co.jp/stewardship.html ○ ○＊ ○ https://www.sparx.co.jp/stewardship.html

State Street Global Advisors (Japan) 165 https://www.ssga.com/apac/jp/individual-investors/ja/about-us/japan-local-stewardship-code-statement-and-self-assessment.html https://www.ssga.com/apac/jp/individual-investors/ja/about-us/japan-local-stewardship-code-statement-and-self-assessment.html ○ ○ ○ https://www.ssga.com/apac/jp/individual-investors/ja/about-us/asset-stewardship-individual.html Co., Ltd.

166 Strategic Capital, Inc. https://stracap.jp/stewardship https://stracap.jp/stewardship ○○○○https://stracap.jp/wp/wp-content/uploads/Stewardship_Activity_Report.pdf

Sumitomo Mitsui DS Asset Management 167 https://www.smd-am.co.jp/corporate/responsible_investment/stewardship/ https://www.smd-am.co.jp/corporate/responsible_investment/stewardship/ ○○○○https://www.smd-am.co.jp/corporate/responsible_investment/ Company, Limited

Sumitomo Mitsui Trust Asset 168 https://www.smtam.jp/company/policy/stewardship/ https://www.smtam.jp/company/policy/stewardship/ ○○○○https://www.smtam.jp/company/policy/stewardship/activity_status/ Management Co., Ltd.

https://www.tdasset.co.jp/company/principles/voting/report_201906.pdf 169 T&D Asset Management Co., Ltd. http://www.tdasset.co.jp/company/principles/stewardship/ http://www.tdasset.co.jp/company/principles/stewardship/ ○○○○ https://www.tdasset.co.jp/company/principles/voting/review_201906.pdf

170 T. Rowe Price Japan, Inc. https://www.troweprice.com/financial-intermediary/jp/ja/about/news/2019/stewardship.html https://www.troweprice.com/financial-intermediary/jp/ja/about/news/2019/stewardship.html ○ ○ ○ https://www.troweprice.com/content/dam/tpd/legal-documents/SR_201903.pdf

171 Taiyo Pacific Partners LP https://www.taiyofunds.com/uploads/pdf/20190724_tpp_stewardship_implementation_guide_for_japan-jpn.pdf https://www.taiyofunds.com/uploads/pdf/20190724_tpp_stewardship_implementation_guide_for_japan-jpn.pdf ○ △ ○ https://www.taiyofunds.com/uploads/pdf/2018_self-evaluation.pdf

172 Teachers Advisors, LLC https://www.nuveen.com/ja-jp/global/-/media/nuveen/jp/stewardship-code-jp.ashx https://www.nuveen.com/ja-jp/global/-/media/nuveen/jp/stewardship-code-jp.ashx ○

TIAA-CREF Investment Management, 173 https://www.nuveen.com/ja-jp/global/-/media/nuveen/jp/stewardship-code-jp.ashx https://www.nuveen.com/ja-jp/global/-/media/nuveen/jp/stewardship-code-jp.ashx ○ LLC

TOKAI TOKYO ASSET MANAGEMENT 174 http://www.tfr.co.jp/publics/index/59/ http://www.tfr.co.jp/publics/index/59/ ○ △ ○ http://www.tfr.co.jp/publics/index/62/ CO.,LTD.

Tokio Marine Asset Management Co., 175 https://www.tokiomarineam.co.jp/pdf/20170630.pdf https://www.tokiomarineam.co.jp/company/stewardship_code ○ ○ ○ https://www.tokiomarineam.co.jp/company/pdf/stewardship_code_2018.pdf Ltd.

TORANOTEC ASSET MANＡGEMENT 176 http://toranotecasset.com/important/stewardship/ http://toranotecasset.com/important/stewardship/ ○○○○https://toranotecasset.com/wp-content/uploads/stewardship/%E2%91%A3%E8%87%AA%E5%B7%B1%E8%A9%95%E4%BE%A1%E7%B5%90%E6%9E%9C%E3%80%802017%E5%B9%B47%E6%9C%88%EF%BD%9E2018%E5%B9%B46%E6%9C%88%EF%BC%89.pdf LTD.

177 UBP Investments Co. Ltd. https://www.ubp.com/files/live/sites/ubp/files/offices/japan/1-2018.11.01_UBP_Japan.pdf?pdf=1-2018.11.01_UBP_Japan https://www.ubp.com/files/live/sites/ubp/files/offices/japan/1-2018.11.01_UBP_Japan.pdf?pdf=1-2018.11.01_UBP_Japan ○ ○

178 UBS Asset Management (Japan) Ltd. https://japan1.ubs.com/am/pages/importance/ssc/ https://japan1.ubs.com/am/pages/importance/ssc/ ○ ○ ○ https://www.ubs.com/global/en/asset-management/investment-capabilities/sustainability.html

179 Vanguard Investments Japan, Ltd. https://www.vanguardjapan.co.jp/retail/stewardship-code.htm https://www.vanguardjapan.co.jp/retail/stewardship-code.htm ○ ○ ○ https://www.vanguardjapan.co.jp/docs/Investment-Stewardship-Annual-Report-2018-EN.pdf

180 Vontobel Asset Management, Inc. https://am.vontobel.com/japanese-stewardship-code https://am.vontobel.com/japanese-stewardship-code ○ △ ○ https://am.vontobel.com/japanese-stewardship-code

181 Walter Scott & Partners Limited https://www.walterscott.com/wp-content/uploads/2019/06/20180914-Response-to-Japans-Stewardship-Code-Japanese.pdf https://www.walterscott.com/wp-content/uploads/2019/06/20180914-Response-to-Japans-Stewardship-Code-Japanese.pdf ○ △

182 Wellington Management Japan Pte Ltd. https://www.wellington.com/japan/stewardship-code https://www.wellington.com/japan/stewardship-code ○ ○ ○ https://www.wellington.com/en/wp-content/uploads/2019/08/selfeval_201807-201906_20190821_jp-2.pdf

183 Wells Fargo Asset Management https://www.wellsfargoassetmanagement.com/assets/public/pdf/legal/japan-stewardship-code.pdf https://www.wellsfargoassetmanagement.com/assets/public/pdf/legal/japan-stewardship-code.pdf ○

184 WERU INVESTMENT CO., LTD. http://www.weruinvest.com/ http://www.weruinvest.com/stewardshipcode_jp.html ○

185 Whiz Partners Inc. http://www.whizp.com/steward/ http://www.whizp.com/steward/ ○ △

186 William Blair International Limited http://www.williamblair.com/Institutional-Investment-Management/About-Us/Japan-Stewardship-Code.aspx http://www.williamblair.com/Institutional-Investment-Management/About-Us/Japan-Stewardship-Code.aspx ○ ○

William Blair Investment Management, 187 http://www.williamblair.com/Institutional-Investment-Management/About-Us/Japan-Stewardship-Code.aspx http://www.williamblair.com/Institutional-Investment-Management/About-Us/Japan-Stewardship-Code.aspx ○ ○ LLC

188 Winslow Capital Management, LLC https://www.nuveen.com/ja-jp/global/-/media/nuveen/jp/stewardship-code-jp.ashx https://www.nuveen.com/ja-jp/global/-/media/nuveen/jp/stewardship-code-jp.ashx ○

189 WM Partners Co., Ltd. http://www.wmpartners.jp/stewardship_code/ http://www.wmpartners.jp/stewardship_code/ ○

190 YM Asset Management Co.,Ltd. http://www.ymam.co.jp/company/stewardship.html http://www.ymam.co.jp/company/stewardship.html ○

http://yukijapan.com/stewardship.html 191 Yuki Management & Research Co., Ltd. http://yukijapan.com ○ △ http://yukijapan.com/giketsu.html

Insurance companies（subtotal︓23）

1Aflac Life Insurance Japan Ltd.https://www.aflac.co.jp/home_stewardship.html https://www.aflac.co.jp/home_stewardship.html ○ ○ ○ https://www.aflac.co.jp/home_stewardship/pdf/kekka201906.pdf

2 Aioi Nissay Dowa Insurance Co., Ltd. http://www.aioinissaydowa.co.jp/corporate/policy/stewardship.html http://www.aioinissaydowa.co.jp/corporate/policy/stewardship.html ○ △ ○ https://www.aioinissaydowa.co.jp/corporate/policy/pdf/katsudohoukoku.pdf

3 Asahi Mutual Life Insurance Company http://www.asahi-life.co.jp/stewardship/index.html http://www.asahi-life.co.jp/stewardship/index.html ○ ○＊ ○ ○ http://www.asahi-life.co.jp/stewardship/implementation_status.pdf

4 AXA Life Insurance Co., Ltd. http://www2.axa.co.jp/other/stewardshipcode/pdf/announcement_stewardshipcode.pdf http://www.axa.co.jp/other/stewardshipcode/ ○ ○ ○ http://www2.axa.co.jp/other/stewardshipcode/pdf/201707-201810.pdf

5 DAIDO LIFE INSURANCE COMPANY https://www.daido-life.co.jp/company/csr/investor/ssc/ https://www.daido-life.co.jp/company/csr/investor/ssc/ ○○○○https://www.daido-life.co.jp/company/csr/investor/ssc/pdf/stewardship_201807-201906.pdf

6 Fukoku Mutual Life Insurance Company https://www.fukoku-life.co.jp/about/activity/stewardship/index.html https://www.fukoku-life.co.jp/about/activity/stewardship/houshin/index.html ○ ○＊ ○ https://www.fukoku-life.co.jp/about/activity/stewardship/torikumi/pdf/gensokujisshi_2018.pdf

Fukokushinrai Life Insurance 7 https://www.fukokushinrai.co.jp/company/activity/stewardship/ https://www.fukokushinrai.co.jp/company/activity/stewardship/ ○ ○ ○ https://www.fukokushinrai.co.jp/company/activity/stewardship/ Company,Limited

8 Japan Post Insurance Co., Ltd. http://www.jp-life.japanpost.jp/news/2014/news_id000737.html https://www.jp-life.japanpost.jp/aboutus/company/assets/pdf/stewardship.pdf ○ ○ ○ https://www.jp-life.japanpost.jp/aboutus/company/assets/pdf/stewardship_taio.pdf

9 Manulife Life Insurance Company http://www.manulife.co.jp/code http://www.manulife.co.jp/code ○ ○

10 Meiji Yasuda Life Insurance Company http://www.meijiyasuda.co.jp/profile/csr/governance/index.html https://www.meijiyasuda.co.jp/profile/csr/governance/index.html ○○○○https://www.meijiyasuda.co.jp/profile/csr/governance/index.html

11 MetLife Insurance K.K. http://www.metlife.co.jp/about/governance/stewardship/ http://www.metlife.co.jp/about/governance/stewardship/pdf/stewardship_policy.pdf ○ ○

Mitsui Sumitomo Insurance Company, 12 http://www.ms-ins.com/company/aboutus/stewardship/reception.html http://www.ms-ins.com/company/aboutus/stewardship/policy.html ○ △ ○ https://www.ms-ins.com/company/aboutus/stewardship/pdf/20190930.pdf Limited

13 NIPPON LIFE INSURANCE COMPANY http://www.nissay.co.jp/topics/2014/pdf/20140526.pdf http://www.nissay.co.jp/kaisha/otsutaeshitai/shisan_unyou/ssc/ ○○○○https://www.nissay.co.jp/kaisha/otsutaeshitai/shisan_unyou/ssc/

14 NN Life Insurance Company, Ltd. https://www.nnlife.co.jp/company/policies/stewardshipcode https://www.nnlife.co.jp/company/policies/stewardshipcode ○

15Sompo Japan Nipponkoa Insurance Inc. http://www.sjnk.co.jp/company/stewardship/ http://www.sjnk.co.jp/company/stewardship/ ○ △ ○ https://www.sjnk.co.jp/company/stewardship/report/

16 Sony Life Insurance Co., Ltd. https://www.sonylife.co.jp/company/management/jsc/ https://www.sonylife.co.jp/company/management/jsc/ ○ ○ ○ https://www.sonylife.co.jp/company/management/jsc/

17 SUMITOMO LIFE INSURANCE COMPANY http://www.sumitomolife.co.jp/about/csr/group/investment.html http://www.sumitomolife.co.jp/about/csr/group/pdf/stewardship1.pdf ○○○○http://www.sumitomolife.co.jp/about/csr/group/pdf/stewardship9.pdf

TAIJU LIFE INSURANCE COMPANY 18 https://www.taiju-life.co.jp/corporate/csr/steward2.htm https://www.taiju-life.co.jp/corporate/csr/steward2.htm ○ ○ ○ https://www.taiju-life.co.jp/corporate/csr/steward2.htm LIMITED

19 Taiyo Life Insurance Company https://www.taiyo-seimei.co.jp/company/activity/ssc.html https://www.taiyo-seimei.co.jp/company/activity/ssc.html ○○○○https://www.taiyo-seimei.co.jp/company/activity/download/ssc/assessment.pdf

The Dai-ichi Life Insurance Company, 20 http://www.dai-ichi-life.co.jp/dsr/investment/ssc.html http://www.dai-ichi-life.co.jp/dsr/investment/ssc.html ○○○○https://www.dai-ichi-life.co.jp/dsr/investment/ri-report.html Limited

21 The Gibraltar Life Insurance Co., Ltd. http://www.gib-life.co.jp/st/stewardship/ http://www.gib-life.co.jp/st/stewardship/ ○ ○ ○ http://www.gib-life.co.jp/st/about/is_pdf/stewardship_20191015.pdf

The Prudential Life Insurance Company, 22 http://www.prudential.co.jp/company/governance/stewardship.html http://www.prudential.co.jp/company/governance/stewardship.html ○ ○ ○ https://www.prudential.co.jp/news/pdf/563/20191015.pdf Ltd.

Tokio Marine & Nichido Fire Insurance 23 http://www.tokiomarine-nichido.co.jp/company/about/policy/stewardship.html http://www.tokiomarine-nichido.co.jp/company/about/policy/stewardship.html ○ △ ○ http://www.tokiomarine-nichido.co.jp/company/pdf/stewardship.pdf Co., Ltd.

Pension funds（subtotal︓53）

1 Aioi Nissay Dowa Pension Fund http://www.fsa.go.jp/status/stewardship/list/14.pdf http://www.fsa.go.jp/status/stewardship/list/14.pdf ○

2 Bank of Yokohama Pension Fund https://www.nenkin-kikin.jp/yokohama-bank/stewardship/index.html https://www.nenkin-kikin.jp/yokohama-bank/stewardship/index.html ○

California Public Employees' Retirement 3 https://www.calpers.ca.gov/page/newsroom/calpers-news/2016/calpers-signs-japan-investor-stewardship-code https://www.calpers.ca.gov/page/investments/governance/partnership-advocacy ○ System (CalPERS) Certified Public Accountants' Corporate 4 https://cpa-kikin.or.jp/stewardship.html https://cpa-kikin.or.jp/stewardship.html ○ Pension Fund

5 Chiba Bank Pension Fund https://www.nenkin-kikin.jp/chibabank/stewardship/index.html https://www.nenkin-kikin.jp/chibabank/stewardship/files/stewardship.pdf ○

6 Chugoku Bank Pension Fund http://www.fsa.go.jp/status/stewardship/list/26.pdf http://www.fsa.go.jp/status/stewardship/list/26.pdf ○

7 Daishi Bank Pension Fund http://www.fsa.go.jp/status/stewardship/list/22.pdf http://www.fsa.go.jp/status/stewardship/list/22.pdf ○

8 Eisai Pension Fund http://www.eisai-kikin.or.jp/pop.html http://www.eisai-kikin.or.jp/pop.html ○

9 Farmers Pension Fund http://www.nounen.go.jp/nounen/shisan/steward.html http://www.nounen.go.jp/nounen/shisan/data/steward/hoshin.pdf ○

Federation of National Public Service 10 http://www.kkr.or.jp/shikin/Stewardship_Code.htm http://www.kkr.or.jp/shikin/Stewardship_Code2_H291130.pdf ○ Personnel Mutual Aid Associations Fourth Swedish National Pension Fund 11 http://www.ap4.se/web/templates/Page.aspx?id=1199 http://www.ap4.se/web/templates/Page.aspx?id=1217 ○ (AP4)

12 Government Pension Investment Fund http://www.gpif.go.jp/operation/voting.html http://www.gpif.go.jp/public/policy/pdf/houshin.pdf ○

13 Higo Bank Pension Fund http://www.fsa.go.jp/status/stewardship/list/28.pdf http://www.fsa.go.jp/status/stewardship/list/28.pdf ○

14 Hokuetsu Bank Pension Fund http://www.fsa.go.jp/status/stewardship/list/23.pdf http://www.fsa.go.jp/status/stewardship/list/23.pdf ○

15 Hyakugo Bank Pension Fund http://www.hyakugo-kenpo.or.jp/ http://www.hyakugo-kenpo.or.jp/nenkin/stewardship_20190725.pdf ○

16 ITOCHU Corporate Pension Fund https://www.nenkin-kikin.jp/itochu/ https://www.nenkin-kikin.jp/itochu/ ○

17 Iyo Bank Pension Fund http://www.fsa.go.jp/status/stewardship/list/24.pdf http://www.fsa.go.jp/status/stewardship/list/24.pdf ○

Japan Mutual Aid Association of Public 18 https://www.kouritu.or.jp/about/disclosure/sisanunyo/index.html https://www.kouritu.or.jp/content/files/about/disclosure/sisanunyo/stewardship.pdf ○ School Teachers Japan Police Personnel Mutual Aid 19 http://www.keikyo.jp/about01.php?jnl=706 http://www.keikyo.jp/others/aboutkeikyo/pdf/stewardship.pdf ○ Association

20 Joyo Bank Pension Fund https://www.nenkin-kikin.jp/joyo-ginko/ https://www.nenkin-kikin.jp/joyo-ginko/files/stewardship.pdf ○

21 Kagoshima Bank Pension Fund http://www.fsa.go.jp/status/stewardship/list/29.pdf http://www.fsa.go.jp/status/stewardship/list/29.pdf ○

22 Mitsubishi Corporation Pension Fund http://www.fsa.go.jp/status/stewardship/list/16.pdf http://www.fsa.go.jp/status/stewardship/list/16.pdf ○

Mitsubishi UFJ Trust and Banking 23 http://www.mutb-kikin.jp/stewardship-20140829/index.html http://www.mutb-kikin.jp/stewardship-20140829/index.html ○ Corporation Pension Fund Mitsui Sumitomo Insurance Pension 24 http://www.fsa.go.jp/status/stewardship/list/15.pdf http://www.fsa.go.jp/status/stewardship/list/15.pdf ○ Fund

25 Mizuho Pension Fund http://www.mhfg-kikin.jp/ http://www.mhfg-kikin.jp/ ○

26 MUFG Bank Pension Fund http://www.mufg-kikin.or.jp/stewardshipcode/index.html http://www.mufg-kikin.or.jp/stewardshipcode/index.html ○

27 Musashino Bank Pension Fund https://www.nenkin-kikin.jp/musashinobank/stewardship/index.html https://www.nenkin-kikin.jp/musashinobank/stewardship/index.html ○

Mutual Benefit Association for Tokyo 28 https://www.kyosai.metro.tokyo.jp/outline/shikin/shikin.html https://www.kyosai.metro.tokyo.jp/outline/shikin/data/hyomei.pdf ○ Metropolitan Government Employees National Construction Association 29 http://www.zenken-k.or.jp/stewardship_code.pdf http://www.zenken-k.or.jp/stewardship_code.pdf ○ Pension Fund National Federation of Mutual Aid 30 http://www.shichousonren.or.jp/about_us/desc/list_0530.html http://www.shichousonren.or.jp/about_us/pdf/unyo/stuward2017.pdf ○ Associations for Municipal Personnel National Mutual Insurance Federation of 31 http://www.ja-kyosai.or.jp/info/20170927141441.html http://www.ja-kyosai.or.jp/info/20171130_stuwardship/29_19_styuwardship.pdf ○ Agricultural Cooperatives

32 National Pension Fund Association http://www.npfa.or.jp/org/unyo.html http://npfa.or.jp/pdf/org/stewardship29.pdf ○

33 Nihon IT Software Pension Fund https://www.its-kikin.or.jp/01_kikin/file/stewardshipcode.pdf https://www.its-kikin.or.jp/01_kikin/file/stewardshipcode.pdf ○

Nomura Research Institute, Ltd. 34 https://www.nri.com/jp/sustainability/governance/stewardship_code https://www.nri.com/jp/sustainability/governance/stewardship_code ○ (contract-type corporate pension)

35 NTT Employees Pension Fund https://www.nttkikin.jp/ssc/ https://www.nttkikin.jp/ssc/ ○

36 Travel Industry Pensin Fund https://www.kankosangyo-nenkin.org/観光産業企業年金基金/トピックス/ https://www.kankosangyo-nenkin.org/観光産業企業年金基金/トピックス/ ○

37 Omron Group Pension Fund http://www.omron-nenkinkikin.org/info/stewardship_code.html http://www.omron-nenkinkikin.org/info/images/omron_scc_20190920.pdf ○ Organization for Small & Medium 38 Enterprises and Regional Innovation, http://www.smrj.go.jp/doc/kyosai/unyou_stewardship_20171114.pdf http://www.smrj.go.jp/doc/kyosai/unyou_stewardship_20171114.pdf ○ JAPAN Organization for Workers' Retirement 39 http://www.taisyokukin.go.jp/assets/index.html http://www.taisyokukin.go.jp/assets/assets07.html ○ Allowance Mutual Aid Otsuka Pharmaceutical Group Pension 40 http://www.otsuka-kikin.or.jp/entrance/steward/index.html http://www.otsuka-kikin.or.jp/entrance/steward/index.html ○ Fund

41 Panasonic Pension Fund http://nenkin.jpn.panasonic.com/swship/index.html http://nenkin.jpn.panasonic.com/swship/data/swship.pdf ○

42 Pension Fund Association http://www.pfa.or.jp/activity/shisan/shisan07.html https://www.pfa.or.jp/activity/shisan/files/steward_houshin.pdf ○

Pension Fund Association for Local 43 http://www.chikyoren.or.jp/sikin/governance.html http://www.chikyoren.or.jp/sikin/pdf/stewardshipcode.pdf ○ Government Officials

44 Resona Pension Fund http://www.fsa.go.jp/status/stewardship/list/10.pdf http://www.fsa.go.jp/status/stewardship/list/10.pdf ○

45 SECOM Pension Fund http://www.secom.co.jp/corporate/csr/stewardshipcode.html http://www.secom.co.jp/corporate/csr/stewardshipcode.html ○

46 Shiseido Pension Fund https://www.nenkin-kikin.jp/shiseido/stewardship/index.html https://www.nenkin-kikin.jp/shiseido/stewardship/files/torikumi.pdf ○

Sumitomo Mitsui Banking Corporation 47 http://www.nenkin-kikin.jp/smbc/index.php http://www.nenkin-kikin.jp/smbc/stewardship/index.html ○ Pension Fund Sumitomo Mitsui Trust Bank Pension 48 https://www.nenkin-kikin.jp/sumi-trust https://www.nenkin-kikin.jp/sumi-trust/stewardship/index.html ○ Fund The Mutual Aid Association of 49 http://www.chikyosai.or.jp/pdf/unyou/unyou_stewardship.pdf http://www.chikyosai.or.jp/pdf/unyou/unyou_stewardship.pdf ○ Prefectural Government Personnel

50 The Pension Fund of Casio http://www.fsa.go.jp/status/stewardship/list/11.pdf http://www.fsa.go.jp/status/stewardship/list/11.pdf ○

The Promotion and Mutual Aid 51 http://www.shigakukyosai.jp/shokai/shisan/index.html http://www.shigakukyosai.jp/shokai/shisan/files/k_unyou_stewardship_code_ukeire.pdf ○ Corporation for Private Schools of Japan

52 Toho Bank Pension Fund http://www.fsa.go.jp/status/stewardship/list/25.pdf http://www.fsa.go.jp/status/stewardship/list/25.pdf ○

53 University of California http://www.ucop.edu/investment-office/sustainable-investment/active-ownership/index.html http://www.ucop.edu/investment-office/_files/japan-stewardship-code-letter.pdf ○

Others (Service providers, etc.) (subtotal︓7）

1 Development Bank of Japan Inc. http://www.dbj.jp/ja/topics/dbj_news/2014/html/0000016749.html http://www.dbj.jp/co/info/stewardship.html ○

2 Glass Lewis & Co. http://www.glasslewis.com/wp-content/uploads/2015/12/Japan-Stewardship-Code.pdf http://www.glasslewis.com/wp-content/uploads/2015/12/Japan_stewardship_code_2017.pdf ○

3 Governance for Owners Japan KK https://goinvestmentpartners.com/wp-content/uploads/2019/07/Revised_Stewardship_responsibilities_for_GOJ_J.pdf https://goinvestmentpartners.com/wp-content/uploads/2019/07/Revised_Stewardship_responsibilities_for_GOJ_J.pdf ○

4 Hermes Equity Ownership Services https://www.hermes-investment.com/ukw/about-us/responsibility/ https://www.hermes-investment.com/ukw/wp-content/uploads/sites/80/2017/12/hermes-investment-management-approach-to-stewardship-2017.pdf ○

5 Institutional Shareholder Services Inc. http://www.issgovernance.com/compliance/statement-on-intent-to-sign-japan-stewardship-code/ https://www.issgovernance.com/file/duediligence/Japan-Stewardship-Code-Statement-2017.pdf ○

6 Mercer Japan Ltd. http://www.mercer.co.jp/about-us/stewardship-code.html https://www.mercer.co.jp/about-mercer/stewardship-code.html ○

Towers Watson Investment Services 7 http://www.towerswatson.com/ja-JP/Services/our-solutions/investment https://www.towerswatson.com/-/media/Pdf/Services/services-investment/Stewardship-Code-Nov2017.pdf?la=ja-JP&hash=0AEDF6B7C91FD04924A889D65BE6E80FA1DF2297 ○ K.K.

（※１）上記のリストは、⾦融庁に対して当該「受⼊れ表明」を⾏った旨を通知した機関投資家を取りまとめたものであり、それぞれのリンク先に掲載されている情報について、⾦融庁がその内容を保証するものではない。（※２）「更新状況」については、⾦融庁に対して、コード改訂に伴う更新を⾏った旨の連絡があった機関に「○」を付している（従来の公表項⽬が改訂版コードにも対応しているとして更新を⾏わなかった旨の連絡があった機関を含む）。（※３）「議決権⾏使結果」については、個別の議決権⾏使結果を公表している機関に「○」（全⾏使結果を公表していない場合は「○＊」）、集計結果のみを公表している機関に「△」を付している。前者において理由も個別の議案毎に公表している場合には「理由」欄に「○」を付す（⼀部の開⽰も含む）。（※４）「スチュワードシップ活動報告」については、ウェブサイト上にてスチュワードシップに関する活動の報告を公表している機関に「○」を付すとともに、ウェブサイトのアドレス（URL）を記載している。