【Total:269】 Investment Managers (Subtotal:187) List of Institutional Investors Signing up to “Principles for Responsible I

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List of institutional investors signing up to “Principles for Responsible Institutional Investors” ≪Japan’s Stewardship Code ≫ - To promote sustainable growth of companies through investment and dialogue -

As of September 30, 2019 【Total:269 】 Trust banks （subtotal ：6） Website (URL) where the announcement of the Website (URL) where the announcement of the Disclosure of Stewardship Institution’s name (alphabetical order) Updates acceptance of the Code has been disclosed acceptance of the Code has been disclosed Voting Results Reasons for VotesActivity Reports Website (URL)

1 Mitsubishi UFJ Trust and Banking Corporation http://www.tr.mufg.jp/houjin/jutaku/about_stewardship.html http://www.tr.mufg.jp/houjin/jutaku/about_stewardship.html ○ ○ ○ ○ https://www.tr.mufg.jp/houjin/jutaku/pdf/stewardship_mutb_pdf.pdf?180905

2 Mizuho Trust & Banking Co,. Ltd. http://www.mizuho-tb.co.jp/corporate/unyou/index.html https://www.mizuho-tb.co.jp/corporate/unyou/pdf/stewardship.pdf ○ ○ ○ https://www.mizuho-tb.co.jp/corporate/unyou/pdf/stewardship_katsudo201806.pdf

3 Resona Bank, Limited. http://www.resonabank.co.jp/nenkin/sisan/prii/index.html http://www.resonabank.co.jp/nenkin/sisan/prii/pdf/Stewardship_code_policy.pdf ○ ○ ○ ○ https://www.resonabank.co.jp/nenkin/sisan/prii/pdf/stewardship_report2018-2019.pdf

4 Sumitomo Mitsui Trust Bank, Limited http://www.smtb.jp/business/instrument/voting/ http://www.smtb.jp/business/instrument/voting/stewardship.html ○ ○ ○ ○ https://www.smtb.jp/business/instrument/voting/stewardship_activity.html

5 The Nomura Trust and Banking Co., Ltd. http://www.nomura-trust.co.jp/news/140528.html http://www.nomura-trust.co.jp/company/stewardship/index.html ○ △ ○ https://www.nomura-trust.co.jp/company/stewardship/pdf/hyouka2018.pdf

6 The Norinchukin Trust and Banking Co.,Ltd. http://www.nochutb.co.jp/ 日本版スチュワードシップ・コードの受け入れについて / http://www.nochutb.co.jp/ 日本版スチュワードシップ・コードの受け入れについて / ○ △ ○ http://www.nochutb.co.jp/ 日本版スチュワードシップ・コードの受け入れについて /

Investment managers (subtotal:187)

1 Aberdeen Standard Investments (Japan) Limited https://www.aberdeenstandard.com/ja-jp/japan/policies/stewardship https://www.aberdeenstandard.com/ja-jp/japan/policies/stewardship ○ ○ ○ ○ https://www.aberdeenstandard.com/ja-jp/japan/policies/stewardship

2 ACA In ｃ http://www.acainc.jp/stewardship_code/ http://www.acainc.jp/stewardship_code/

3 ACA InnovativeInvestmentManagementInc. http://www.acainc.jp/japankakushin/ http://www.acainc.jp/japankakushin/

4 Acadian Asset Management (Japan) http://www.acadian-asset.com/contact-us/tokyo http://www.acadian-asset.com/contact-us/tokyo ○

5 Acadian Asset Management LLC https://www.acadian-asset.com/capabilities/responsible-investing# https://www.acadian-asset.com/-/media/files/aamllc_stewardship-statement.pdf?la=en&hash=FAEE63B29AC18AF6BA02B21E405FCB5F90BFF920 ○

6 AllianceBernstein Japan Ltd. http://www.abglobal.co.jp/about/policies/stewardship http://www.abglobal.co.jp/about/policies/stewardship ○ ○ ○ http://www.alliancebernstein.co.jp/files/uploads/AB_2017%E5%B9%B4%E5%BA%A6%E3%82%B9%E3%83%81%E3%83%A5%E3%83%AF%E3%83%BC%E3%83%89%E3%82%B7%E3%83%83%E3%83%97%E6%B4%BB%E5%8B%95%E3%81%AE%E6%8C%AF%E8%BF%94%E3%82%8A%E3%81%A8%E8%87%AA%E5%B7%B1%E8%A9%95%E4%BE%A1.pdf

7 Allianz Global Investors Japan Co., Ltd. http://jp.allianzgi.com/HomePage/AboutUs/AllianzGIJP/Pages/stewardship.aspx http://jp.allianzgi.com/HomePage/AboutUs/AllianzGIJP/Pages/stewardship.aspx ○ ○ ○

8 Alphagen Capital Limited http://www.henderson.com/henderson/content/responsible-investment http://www.henderson.com/henderson/document/29872 ○ ○ https://www.janushenderson.com/henderson/content/responsible-investment

9 Amundi Japan Ltd. http://www.amundi.co.jp/company/policy/stewardship.html http://www.amundi.co.jp/company/policy/stewardship.html ○ ○ ○ https://www.amundi.co.jp/library/pdf/company/stewardship_report_2017.pdf

10 Ant capital partners Co.Ltd https://www.antcapital.jp/stewardship/ https://www.antcapital.jp/stewardship/ ○

11 Aozora Investment Management Co.,Ltd. http://www.aozora-im.co.jp/info/voting.html http://www.aozora-im.co.jp/info/voting/stewardship.pdf ○ △

http://arabesque.com/docs/20140528-arabesque-japanese-stewardship-code.pdf 12 Arabesque Asset Management Ltd. http://arabesque.com/#/values/membership http://arabesque.com/docs/20140528-arabesque-japanese-stewardship-code-english.pdf

13 Ark Totan Alternative Co., Ltd. https://ark-aaa.jp/investment/ https://ark-aaa.jp/investment/ ○

ASAHI LIFE ASSET MANAGEMENT CO., 14 http://www.alamco.co.jp/stewardship/index.html http://www.alamco.co.jp/stewardship/index.html ○ ○ ○ http://www.alamco.co.jp/company/stewardship/_index.html LTD.

15 Asset Management One Co., Ltd. http://www.am-one.co.jp/company/stewardship/ http://www.am-one.co.jp/img/company/15/stewardshipcode.pdf ○ ○ ○ http://www.am-one.co.jp/img/company/15/20180531_stewardship_details.pdf

1 16 Asset Value Investors Ltd https://www.assetvalueinvestors.com/regulatory-disclosures/ https://www.assetvalueinvestors.com/regulatory-disclosures/ ○ ○

17 Astmax Asset Management, Inc. http://www.astmaxam.com/about/stewardship.html http://www.astmaxam.com/about/stewardship.html ○ ○ ○

18 Asuka Asset Management Co., Ltd. http://www.asuka-asset.com/ http://www.asuka-asset.com/pdf/stewardship.pdf ○ △

19 AXA Investment Managers Japan Ltd. https://www.axa-im.co.jp/ja/stewardship_code https://www.axa-im.co.jp/documents/24491/1395208/Japan+Stwardship+Code+Basic+Principles/43baf4b0-7c11-fd0a-c861-01f7d334a8fd ○ ○

20 Baillie Gifford & Co http://www.bailliegifford.com/institutional-investor/japan/corporate-governance.aspx https://www.bailliegifford.com/institutional-investor/japan/literature-library/corporate-governance/compliance-with-the-japan-stewardship-code/ ○ ○ ○ ○ https://www.bailliegifford.com/en/japan/professional-investor/corporate-governance

21 Barclays Funds and Advisory Japan Limited http://www.fundsadvisory.barclays.co.jp/ja_JP_PB/Home/Important-Information-JP/JP-Stewardship-Code.html http://www.fundsadvisory.barclays.co.jp/ja_JP_PB/Home/Important-Information-JP/JP-Stewardship-Code.html

22 Bayview Asset Management Co., Ltd. http://www.bayview.co.jp/stewardship_code/ http://www.bayview.co.jp/stewardship_code/ ○ △

23 BlackRock Japan Co., Ltd. http://www.blackrock.com/jp/about-us/important-information/stewardship-code https://www.blackrock.com/jp/individual/ja/literature/publication/blkj-stewardship-code-policy-jp-ja.pdf ○ ○ ○ https://www.blackrock.com/jp/individual/ja/literature/publication/blkj-stewardship-code-overview-self-assessment-jp-ja.pdf

24 BNP Paribas Asset Management Japan Limited. http://www.bnpparibas-am.jp/servlets/Query?SRC=bnppip/page/stewardship http://www.bnpparibas-am.jp/servlets/Query?SRC=bnppip/page/stewardship ○ ○ ○

25 BNY Mellon Asset Management Japan Limited. http://www.bnymellonam.jp/about/stewardship http://www.bnymellonam.jp/about/stewardship ○ ○

26 Brandes Investment Partners,LP https://www.brandes.com/docs/default-source/administrative-documents/brandes-disclosure-response-to-japanese-stewardship-code-final.pdf https://www.brandes.com/docs/default-source/administrative-documents/brandes-disclosure-response-to-japanese-stewardship-code-final.pdf ○ ○ ○ ○ https://www.brandes.com/docs/default-source/administrative-documents/annual-evaluation-of-our-commitments-under-the-japan-stewardship-code_2018.pdf

27 Capital Asset Management Co.,Ltd http://www.capital-am.co.jp/guide/steward.html http://www.capital-am.co.jp/guide/steward.html ○ △

28 Capital International K.K. https://www.thecapitalgroup.com/advisor/jp/ja/stewardshipcode.html https://www.thecapitalgroup.com/advisor/jp/ja/stewardshipcode.html ○ ○ ○ https://www.capitalgroup.com/content/dam/cgc/tenants/apac/documents/responsible-investing/jp-stewardshipcode-2019.pdf

29 Carrera Asset Management Co.,Ltd. http://www.carrera-am.co.jp/stewardship.html http://www.carrera-am.co.jp/stewardship.html ○ ○

30 Cartica Management, LLC https://www.cartica.com/wp-content/uploads/2017/12/Japan-Stewardship-Code-Cartica-Acceptance-Announcement-Final.pdf https://www.cartica.com/wp-content/uploads/2017/12/Japan-Stewardship-Code-Cartica-Acceptance-Announcement-Final.pdf ○ △ ○ https://www.cartica.com/affiliations/

31 Chibagin Asset Management Co.,Ltd. http://www.chibagin-am.co.jp/company/operation/code/ http://www.chibagin-am.co.jp/company/operation/code/ ○ ○

32 Chugin Asset Management Company, Limited. http://www.chugin-am.jp/stewardship.pdf http://www.chugin-am.jp/stewardship.pdf ○ ○ ○ http://www.chugin-am.jp/file/news/099a865916e5877bdd3b9e8d5708f818b5faa1dc.pdf

33 Comgest Asset Management Japan Ltd. https://www.comgest.co.jp/stewardship-code/ https://www.comgest.co.jp/stewardship-code/ ○ ○

34 Comgest S.A. https://www.comgest.co.jp/stewardship-code/ https://www.comgest.co.jp/stewardship-code/ ○ ○

35 Commons Asset Management ，Inc ． http://www.commons30.jp/company/stewardship.php http://www.commons30.jp/company/stewardship.php ○ ○＊

36 Création Capital, Inc. http://www.crea-cp.com/policy.html http://www.crea-cp.com/policy.html ○

37 Daiwa Asset Management Co.Ltd. http://www.daiwa-am.co.jp/company/managed/result.html http://www.daiwa-am.co.jp/company/stewardship/guideline_01.pdf ○ ○ ○ ○ https://www.daiwa-am.co.jp/system/files/giketu/giketu_20180328_84199.pdf

38 Daiwa Fund Consulting Co.Ltd. http://www.daiwa-fc.co.jp/corporateinformation/3index.html http://www.daiwa-fc.co.jp/corporateinformation/stewardship.pdf ○

39 Daiwa Securities Co. Ltd. http://www.daiwa.jp/doc/140530.html http://www.daiwa.jp/doc/140530.html ○

40 Dalton Capital (Japan) Inc. http://www.daltoncapital.co.jp/company/scode http://www.daltoncapital.co.jp/company/scode ○

2 41 Dalton Investments LLC http://www.daltoninvestments.com/strategies/japan-stewardship-code-statement/ http://www.daltoninvestments.com/strategies/japan-stewardship-code-statement/ ○

42 DBJ ASSET MANAGEMENT CO.,LTD http://www.dbj-am.jp/fiduciary/steward.html http://www.dbj-am.jp/fiduciary/steward.html ○ ○ https://www.dbj-am.jp/news/pdf/news_20180706.pdf

43 Deutsche Asset Management （Japan) Limited https://funds.dws.com/jp/Stewardshipcode https://funds.dws.com/jp/Stewardshipcode ○ ○

44 Dimensional Fund Advisors LP http://us.dimensional.com/about-us/corporate-governance http://us.dimensional.com/about-us/corporate-governance ○ ○ ○ https://us.dimensional.com/about-us/corporate-governance

45 DSM Capital Partners LLC http://www.dsmcapital.com/Japan_Stewardship_Code.pdf http://www.dsmcapital.com/Japan_Stewardship_Code.pdf

46 Eastspring Investments (Singapore) Limited http://www.eastspring.com/sg/about-us/media-releases/PressRelease?article=694409bc-b106-68ef-81f2-ff0b00a19a2c&prev=list http://www.eastspring.com/sg/about-us/media-releases/PressRelease?article=ee2514bc-b106-68ef-81f2-ff1800a19a2c&prev=list ○

47 Eastspring Investments Limited https://www.eastspring.co.jp/about-us/stewardship-code https://www.eastspring.co.jp/about-us/stewardship-code ○ ○ ○ ○ https://www.eastspring.co.jp/docs/default-source/stewardship/jikohyouka201903.pdf

48 Effissimo Capital Management Pte Ltd http://www.fsa.go.jp/status/stewardship/list/01.pdf http://www.fsa.go.jp/status/stewardship/list/04.pdf ○ ○＊

49 FA Daiichi Asset Management Inc. http://fa-dam.com/stewardship.html http://fa-dam.com/stewardship.html ○

https://www.fidelity.co.jp/about- https://www.fidelity.co.jp/about- 50 FIL Investments (Japan) Limited https://www.fidelity.co.jp/about-fidelity/policies/investment/governance ○ ○ ○ ○ fidelity/policies/investment/governance fidelity/policies/investment/governance

https://www.firtree.com/JapanStewardshipCodeSt 51 Fir Tree Partners https://www.firtree.com/JapanStewardshipCodeStatement.aspx ○ atement.aspx https://reporting.unpri.org/surveys/PRI-reporting-framework- https://institutional.fisherinvestments.com/ja- 2018/7011D80D-17EF-478C-8485- 52 Fisher Investments Japan https://institutional.fisherinvestments.com/ja-jp/stewardship-responsibilities ○ △ ○ jp/stewardship-responsibilities A269EB16A7FF/79894dbc337a40828d895f9402aa63de/ht ml/2/?lang=en&a=1

53 Fivestar Asset Management CO.,LTD http://www.fivestar-am.co.jp/pdf/SSC.pdf http://www.fivestar-am.co.jp/pdf/SSC.pdf ○ △

FOUR SEASONS ASIA INVESTMENT Pte. 54 http://www.fsa.go.jp/status/stewardship/list/12.pdf http://www.fsa.go.jp/status/stewardship/list/12.pdf ○ Ltd.

55 Franklin Templeton Investments Japan Limited http://www.franklintempleton.co.jp/ja_JP/investor/company/japan/regulatory-information https://www.franklintempleton.co.jp/content-japan/PDFs/Stewardship-Code-details.pdf ○

56 Fukoku Capital Management, Inc. http://www.fukoku-cm.co.jp/company-profile/stewardship.html http://www.fukoku-cm.co.jp/company-profile/stewardship.html ○ ○ ○ ○ http://www.fukoku-cm.co.jp/pdf/201707_1_stewardship.pdf

57 Future Venture Capital Co., Ltd. https://www.fvc.co.jp/stewardship https://www.fvc.co.jp/stewardship ○

58 GAMCO Investors, Inc. https://gab-misc-pdfs.s3.us-east-2.amazonaws.com/Japan_St_Code.pdf https://gab-misc-pdfs.s3.us-east-2.amazonaws.com/Japan_St_Code_PublicDiscl.pdf ○ ○

59 GCI Asset Management, Inc http://www.gci.jp/jp/service/stewardshipcode.html http://www.gci.jp/jp/service/stewardshipcode.html ○ △

60 Global Investments Co., Ltd. http://www.global-inv.net/structure.html http://www.global-inv.net/assets/img/GI_Stewardship_Policy.pdf ○

61 GMO LLC. https://www.gmo.com/docs/default-source/legal-and-compliance/statement-on-japan-stewardship-code.pdf?sfvrsn=4 https://www.gmo.com/docs/default-source/legal-and-compliance/statement-on-japan-stewardship-code.pdf?sfvrsn=4 ○ ○

62 Goldman Sachs (Asia) LLC http://www.fsa.go.jp/status/stewardship/list/05.pdf http://www.fsa.go.jp/status/stewardship/list/06.pdf

63 Goldman Sachs Asset Management Co.,Ltd. http://www.goldmansachs.com/japan/gsitm/company/stewardship.html https://www.gsam.com/japan/gsitm/company/pdf/stewardship.pdf ○ ○ ○ https://www.gsam.com/content/gsam/jpn/ja/gsitm/about-gsam/stewardship-code.html#tabpanel=dGFicGFuZWxfMS9wdWJsaWMvMQ____

64 Goldman Sachs Asset Management International http://www.fsa.go.jp/status/stewardship/list/05.pdf http://www.fsa.go.jp/status/stewardship/list/06.pdf

65 Goldman Sachs Asset Management, L.P. http://www.fsa.go.jp/status/stewardship/list/05.pdf http://www.fsa.go.jp/status/stewardship/list/06.pdf

3 66 Groupe La Francaise http://www.lafrancaise-am.com/en/who-we-are/la-francaise-and-csr.html http://www.lafrancaise-am.com//fileadmin/docs/ISR/JapanStewardshipCode.pdf ○ ○

67 Growth Capital of Japan, INC http://gcjinc.jp/company/stewardship_code.php http://gcjinc.jp/company/stewardship_code.php ○

68 GS Investment Strategies LLC http://www.fsa.go.jp/status/stewardship/list/05.pdf http://www.fsa.go.jp/status/stewardship/list/06.pdf

69 Harris Associates L.P. http://www.harrisassociates.jp/News.asp https://www.harrisassoc.jp/Harris-JP.htm

70 HC Asset Management Co., Ltd. https://www.hcax.com/stewardship/ https://www.hcax.com/stewardship/ ○ ○ https://www.hcax.com/stewardship/pdf/jssc_pri_2019.pdf

71 Henderson Global Investors (Japan) Limited https://www.henderson.com/jpii/content/jp-responsible-investment https://www.henderson.com/jpii/content/jp-responsible-investment ○ ○ https://www.janushenderson.com/henderson/content/responsible-investment

72 Henderson Global Investors (Singapore) Limited http://www.henderson.com/henderson/content/responsible-investment http://www.henderson.com/henderson/document/29872 ○ ○ https://www.janushenderson.com/henderson/content/responsible-investment

73 Henderson Global Investors Limited http://www.henderson.com/henderson/content/responsible-investment http://www.henderson.com/henderson/document/29872 ○ ○ https://www.janushenderson.com/henderson/content/responsible-investment

74 Henderson Investment Management Limited http://www.henderson.com/henderson/content/responsible-investment http://www.henderson.com/henderson/document/29872 ○ ○ https://www.janushenderson.com/henderson/content/responsible-investment

75 Hermes Fund Managers Limited https://www.hermes-investment.com/ukw/about-us/responsibility/ https://www.hermes-investment.com/ukw/wp-content/uploads/sites/80/2017/12/hermes-investment-management-approach-to-stewardship-2017.pdf ○ ○ ○ ○ https://www.hermes-investment.com/ukw/stewardship/eos-literature/

76 Hibiki Path Advisors Pte Ltd http://hibiki-path-advisors.com/Stewardship-Code-e.html http://www.hibiki-path-advisors.com/ ○

77 Horizon Capital Management S.A. https://horizon.com.uy/japanese-stewardship-code/ https://horizon.com.uy/japanese-stewardship-code/ ○ △

78 i Global Asset Management Co., Ltd. http://www.igam.co.jp/policy/stewardship http://www.igam.co.jp/policy/stewardship ○ △

https://www.ichigoasset.com/stewardship- 79 Ichigo Asset Management, Ltd. https://www.ichigoasset.com/stewardship-code.html ○ ○ ○ code.html

80 Ichiyoshi Asset Management Co., Ltd. http://www.ichiyoshiam.jp/ stewardship.html http://www.ichiyoshiam.jp/ stewardship.html ○ ○ ○ https://img.ichiyoshi.co.jp/am/sp/pdf/201809.pdf

81 Indus Capital Partners, LLC http://www.induscap.com/stewardship.html http://www.induscap.com/stewardship.html ○

82 Inflection Point Capital Management Co., Ltd http://www.inflectionpointcm.com/japans-stewardship-code http://www.inflectionpointcm.com/sites/default/files/page/ipcm040215japanstewardshipcode_0.pdf

83 Invesco Asset Management (Japan) Limited http://www.invesco.co.jp/footer/stewardshipcode.html http://www.invesco.co.jp/footer/stewardshipcode.html ○ ○ ○ ○ http://www.invesco.co.jp/footer/pdf/Stewardship_2018_JPN.pdf

84 Investec Asset Management https://www.investecassetmanagement.com/document/pdf/Investec-Stewardship-Codes-Japan_en.pdf https://www.investecassetmanagement.com/document/pdf/Investec-Stewardship-Codes-Japan_en.pdf ○ ○ ○ https://www.investecassetmanagement.com/document/pdf/Investec-ESG-Annual-Report-July-2018.pdf

85 J ･Will Asset Management Co., Ltd. https://www.fsa.go.jp/status/stewardship/list/18.pdf https://www.fsa.go.jp/status/stewardship/list/18.pdf ○ ○ https://www.fsa.go.jp/status/stewardship/list/18.pdf

http://www.jafco.co.jp/stewardship http://www.jafco.co.jp/stewardship 86 JAFCO Co., Ltd. ○ http://www.jafco.co.jp/english/stewardship http://www.jafco.co.jp/english/stewardship

87 JP Asset Management Co.,Ltd. http://www.jp-toushin.japanpost.jp/japanstewardshipcode.html http://www.jp-toushin.japanpost.jp/japanstewardshipcode.html ○ ○ http://www.jp-toushin.japanpost.jp/pdf/japanstewardshipcode_2018.pdf

88 JPMorgan Asset Management (Japan) Limited https://www.jpmorganasset.co.jp/wps/portal/Corporate/Overview https://www.jpmorganasset.co.jp/wps/portal/Corporate/Overview ○ ○ ○ https://www.jpmorganasset.co.jp/wps/portal/Corporate/Overview

89 Jupiter Asset Management Limited https://www.jupiteram.com/UK/en/Professional-Investors/Why-Jupiter/About-Jupiter https://www.jupiteram.com/UK/en/Professional-Investors/Why-Jupiter/About-Jupiter ○ ○ ○ https://www.jupiteram.com/-/media/Files/Global-documents/UK-Stewardship/Voting-and-Engagement.ashx?la=en&hash=D40FC380CF486EE72FFE68A95A8125D88EE04017

90 Kabouter Management, LLC http://www.kaboutermgmt.com/attachments/acceptance%20of%20the%20japanese%20stewardship%20code.pdf http://www.kaboutermgmt.com/attachments/acceptance%20of%20the%20japanese%20stewardship%20code.pdf ○

4 91 Kamakura Investment Management Co.,Ltd. http://www.kamakuraim.jp/principles/ http://www.kamakuraim.jp/principles/ ○ △

92 Kohlberg Kravis Roberts & Co. L.P. http://www.kkr.com/ja/responsibility/esg-management/our-commitment http://www.kkr.com/_files/pdf/Japan-Stewardship-Code.pdf ○

93 Kusunokimasashige LLC http://www.kusunokimasashige.com/stewardship-code http://www.kusunokimasashige.com/stewardship-code

94 Lazard Japan Asset Management K.K. https://www.lazardassetmanagement.com/jp/ja_jp/important-information https://www.lazardassetmanagement.com/jp/ja_jp/important-information ○ ○

95 Legal & General Investment Management http://www.lgim.com/library/capabilities/Japan_Stewardship_Code_2014.pdf http://www.lgim.com/files/_document-library/capabilities/japan-stewardship-code-2017.pdf ○ ○ ○ ○ https://www.legalandgeneralgroup.com/media/2360/annual-report-2017.pdf

96 Lindsell Train Limited http://www.lindselltrain.com/~/media/Files/L/Lindsell-Train-V2/about-us/Japan%20Stewardship%20Code%20Dec%202017.pdf http://www.lindselltrain.com/~/media/Files/L/Lindsell-Train-V2/about-us/Japan%20Stewardship%20Code%20Dec%202017.pdf ○

97 Lone Alpha Capital Management Pte. Ltd. https://www.fsa.go.jp/status/stewardship/list/19.pdf https://www.fsa.go.jp/status/stewardship/list/19.pdf ○

98 Lyxor Asset Management https://www.lyxor.co.jp/stewardship-code/ https://www.lyxor.co.jp/stewardship-code/ ○ ○

99 Manulife Asset Management (Japan) Limited https://www.mamj.co.jp/info/japan-stewardship-code.html https://www.mamj.co.jp/info/japan-stewardship-code.html ○ ○ ○ https://www.mamj.co.jp/engagement-report

100 Marathon Asset Management LLP http://www.marathon.co.uk/stewardship-code.aspx http://www.marathon.co.uk/uploads/japanesestewardshipcode_20171130.pdf ○ ○

101 Man Group Japan Limited http://www.fsa.go.jp/status/stewardship/list/08.pdf http://www.fsa.go.jp/status/stewardship/list/08.pdf

102 Martin Currie Investment Management Ltd https://www.martincurrie.com/institutional/asia/about-us/stewardship https://www.martincurrie.com/institutional/asia/about-us/stewardship ○ ○ ○ https://www.martincurrie.com/~/media/corporate/documents/2018stewardshipannualreport.pdf

103 MCP Asset Management (Japan), Inc. http://www.mcp-am.jp/stewardship/ http://www.mcp-am.jp/stewardship/ ○

104 Meiji Yasuda Asset Management Company Ltd. http://www.myam.co.jp/about/stewardship.html http://www.myam.co.jp/about/stewardship.html ○ ○ ○ ○ http://www.myam.co.jp/about/stewardship/pdf/stewardshipreview_2017.pdf

105 Melco Investments Inc. https://melcoinvestments.jp/stewardship/ https://melcoinvestments.jp/stewardship/ ○

106 Mercer Investments (Japan) Ltd. https://www.mijl.mercer.co.jp/content/dam/mercer-subdomains/mis/attachments/jp-2018-ds-stewardship-code-statement-mercer.pdf https://www.mijl.mercer.co.jp/content/dam/mercer-subdomains/mis/attachments/jp-2018-ds-stewardship-code-statement-mercer.pdf ○

107 Metlife Investment Management https://investments.metlife.com/regulatory-disclosures-japan https://investments.metlife.com/regulatory-disclosures-japan ○

108 MFS Investment Management K.K. https://www.mfs.com/content/ja_jp/institutions-and-consultants/footer/stewardship_code.html https://www.mfs.com/content/dam/mfs-enterprise/mfscom/pdf/footer/stewardshipcode.pdf ○ ○ ○ ○ https://www.mfs.com/content/dam/mfs-enterprise/mfscom/pdf/footer/sustainable_investment_annual.pdf

109 Milestone Asset Management Co.,Ltd http://www.mamj.com/expression/index.html http://www.mamj.com/expression/index.html ○

110 Milestone Turnaround Management Co., LTD. http://www.milestone-tm.co.jp/news-jp/36.php http://www.milestone-tm.co.jp/news-jp/36.php △

111 Misaki Capital Inc. http://www.misaki-capital.com/documents.html http://www.misaki-capital.com/Documents/ 日本版スチュワードシップコードの受入れ表明 _みさき投資 .pdf ○ ○＊ ○ http://www.misaki-capital.com/documents.html

Mitsubishi UFJ Kokusai Asset Management Co., 112 http://www.am.mufg.jp/corp/operation/stewardshipcode.html https://www.am.mufg.jp/corp/pdf/stewardshipcode_170831.pdf ○ ○ ○ https://www.am.mufg.jp/corp/pdf/report2018.pdf Ltd.

113 Morgan Stanley Investment Management http://www.morganstanley.com/im/ja-jp/japanese-investor/about-us/stewardship-code.html http://www.morganstanley.com/im/ja-jp/japanese-investor/about-us/stewardship-code.html ○ ○ ○ https://www.morganstanley.com/im/publication/resources/proxyvotingandengagementreport_msim_us.pdf?1542017110042

114 MU Investments Co., Ltd. http://www.mu-iv.co.jp/ http://www.mu-iv.co.jp/management/JapaneseSS.html ○ ○ ○ http://www.mu-iv.co.jp/management/pdf/Stewardship_Code_2017.pdf

115 Muzinich & Co., Inc. http://www.fsa.go.jp/status/stewardship/list/13.pdf http://www.fsa.go.jp/status/stewardship/list/13.pdf ○

5 116 Natixis Investment Managers Japan Co.,Ltd. http://ngam.natixis.com/cs/global/Render.jsp?did=1250212614198 http://ngam.natixis.com/cs/global/Render.jsp?did=1405824530795 ○ ○ ○ https://www.im.natixis.com/jp/resources/review-on-japanese-stewardship-code

117 Neuberger Berman East Asia Limited https://www.nb.com/pages/Public/ja-jp/jstewardshipcode.aspx https://www.nb.com/pages/Public/ja-jp/jstewardshipcode.aspx ○ ○

118 Nezu Asia Capital Management Limited http://www.nezuasia.com/ http://www.nezuasia.com/japan_stewardship_code ○

119 Nikko Asset Management Co.,Ltd. http://www.nikkoam.com/about/stewardshipcode http://www.nikkoam.com/about/stewardshipcode/policy ○ ○ ○ https://www.nikkoam.com/about/stewardshipcode/policy-2

120 Nippon Angels Investment Co., Ltd. http://www.naic.co.jp/policy/stewardship.html http://www.naic.co.jp/policy/stewardship.html ○

121 Nippon Value Investors KK https://www.nippon-value.com/disclaimer/08_j.html https://www.nippon-value.com/disclaimer/08_j.html ○ △

122 Nissay Asset Management Corporation https://www.nam.co.jp/company/responsibleinvestor/stewardship.html https://www.nam.co.jp/company/responsibleinvestor/stewardship.html ○ ○ ○ ○ https://www.nam.co.jp/company/responsibleinvestor/report.html

123 NN Investment Partners (Japan) Co., Ltd. https://www.nnip.com/ja-JP/professional/about/stewardship https://www.nnip.com/ja-JP/professional/about/stewardship ○ △

124 Nomura Asset Management Co.,Ltd. http://www.nomura-am.co.jp/corporate/service/responsibility_investment/stewardship.html http://www.nomura-am.co.jp/corporate/service/responsibility_investment/stewardship.html ○ ○ ○ ○ https://www.nomura-am.co.jp/corporate/service/responsibility_investment/ri-report.html

Nomura Funds Research and Technologies Co., 125 http://www.nfrt.co.jp/nfr-t/stewardship/ http://www.nfrt.co.jp/nfr-t/stewardship/ ○ Ltd.

126 Norinchukin Value Investmenrs Co.,Ltd. https://www.nvic.co.jp/terms/stewardship-code https://www.nvic.co.jp/terms/stewardship-code ○ △ ○ https://www.nvic.co.jp/wp/wp-content/uploads/2019/03/stewardship-code_self_assessment_2017.pdf

Norinchukin Zenkyoren Asset Management Co., 127 http://www.ja-asset.co.jp/ https://www.ja-asset.co.jp/company/stewardship/index.html ○ ○ ○ https://www.ja-asset.co.jp/company/stewardship/__icsFiles/afieldfile/2018/07/18/stewardship_2017.pdf Ltd.

128 Nuveen Asset Management, LLC https://www.fsa.go.jp/status/stewardship/list/20.pdf https://www.fsa.go.jp/status/stewardship/list/20.pdf ○

129 Nuveen Japan Co., Ltd. https://www.fsa.go.jp/status/stewardship/list/20.pdf https://www.fsa.go.jp/status/stewardship/list/20.pdf ○

130 NWQ Investment Management Company, LLC https://www.fsa.go.jp/status/stewardship/list/20.pdf https://www.fsa.go.jp/status/stewardship/list/20.pdf ○

131 Oasis Management Company Ltd. https://oasiscm.com/about-us/shareholder-stewardship/japan-stewardship-code/ https://oasiscm.com/about-us/shareholder-stewardship/japan-stewardship-code/ ○ △

132 Okasan Asset Management Co., Ltd. http://www.okasan-am.jp/company/stewardship.html http://www.okasan-am.jp/company/stewardship.html ○ ○ ○ https://www.okasan-am.jp/pdf/gaikyou_1804.pdf

https://www.orbis.com/FirmPolicies/JapanStewardshipPolicyJapanese.pdf https://www.orbis.com/FirmPolicies/JapanStewardshipPolicyJapanese.pdf 133 Orbis Investment Management Limited https://www.orbis.com/FirmPolicies/JapanStewardshipPolicyEnglish.pdf https://www.orbis.com/FirmPolicies/JapanStewardshipPolicyEnglish.pdf

134 Pelargos Capital B.V. https://www.pelargoscapital.com/organisation https://www.pelargoscapital.com/organisation ○ ○ ○

135 PGIM Japan Co., Ltd. http://www.pgimjp.com/stewardship.html http://www.pgimjp.com/stewardship.html ○ ○ ○ http://www.pgimjp.com/stewardship/pdf/stewardshiphyoka.pdf

136 Pictet Asset Management (Japan) Ltd. https://www.pictet.co.jp/company/policy/stewardshipcode https://www.pictet.co.jp/company/policy/stewardshipcode ○ ○ ○ https://www.pictet.co.jp/-/media/Files/PDF/Stewardship/stewardship201811.pdf?la=ja-JP&hash=D11FC990CADD48414222267E7F0E2108C050124B

http://www.pinebridge.co.jp/stewardship_code.html 137 PineBridge Investments Japan Co., Ltd. http://www.pinebridge.co.jp/stewardship_code.html http://www.pinebridge.co.jp/conflict_of_interest.html ○ ○ ○ https://www.pinebridge.co.jp/common/pdf/stewardship_code_report.pdf http://www.pinebridge.co.jp/proxy_voting.html

138 Portfolia Inc. http://portfolia.jp/resolution.html http://portfolia.jp/resolution.html ○ ○ ○

139 Principal Global Investors (Japan) Ltd. http://www.principalglobal.jp/stewardshipcode.html http://www.principalglobal.jp/stewardshipcode.html ○ △

140 Quaero Capital LLP http://www.quaerocapital.uk/downloads/regulatory-disclosures http://www.quaerocapital.uk/downloads/regulatory-disclosures ○

6 141 RBC Global Asset Management http://www.rbcgam.com/corporate-governance-and-responsible-investment/index.html?_ga=2.268651761.1204634666.1539809903-2008979560.1497975203 http://www.rbcgam.com/corporate-governance-and-responsible-investment/pdf/commitment-to-the-japan-stewardship-code.pdf ○ ○ ○ http://www.rbcgam.com/corporate-governance-and-responsible-investment/index.html

142 Resona Asset Management Co., Ltd http://www.resona-am.co.jp/oshirase/2017/pdf/170622_2a.pdf http://www.resona-am.co.jp/util/ssc.html ○ ○ ○ ○ https://www.resona-am.co.jp/investors/pdf/ssc_gaiyo.pdf

143 Rheos Capital Works Inc. http://www.rheos.jp/about/stewardship.jsp https://www.rheos.jp/corporate/stewardship.html ○ ○＊

144 Robeco Japan Company Limited http://www.robeco.jp/response-policies-for-stewardship-cord.jsp http://www.robeco.jp/response-policies-for-stewardship-cord.jsp ○ ○ ○ https://www.robeco.com/jp/strategies/investment-solutions/voting-engagement.html

145 Ruffer LLP http://www.ruffer.co.uk/cmsfiles/downloads/Ruffer_LLP_Statement_on_Japan_Stewardship_Code_May_2017.pdf http://www.ruffer.co.uk/cmsfiles/downloads/Ruffer_LLP_Statement_on_Japan_Stewardship_Code_May_2017.pdf ○ △ ○ https://www.ruffer.co.uk/approach/environmental-social-and-governance-issues

146 Russell Investments Japan Co., Ltd. https://www.russellinvestments.com/jp/legal/stewardship https://www.russellinvestments.com/jp/legal/stewardship ○ ○ ○ https://russellinvestments.com/-/media/files/us/corporate/responsible-investing-proxy-and-engagement-report.pdf?la=en

147 SAISON ASSET MANAGEMENT CO.,LTD. http://www.saison-am.co.jp/company/stewardshipcode.html http://www.saison-am.co.jp/company/stewardshipcode.html ○ ○ https://www.saison-am.co.jp/company/policy/_pdf/ss_report180515.pdf

148 Sarasin & Partners LLP http://www.sarasinandpartners.com/docs/regulatory/disclosure-of-committment-to-the-japan-stewardship-code.pdf?sfvrsn=4 http://www.sarasinandpartners.com/docs/regulatory/disclosure-of-committment-to-the-japan-stewardship-code.pdf?sfvrsn=4 ○ ○ ○ https://www.sarasinandpartners.com/docs/default-source/esg/disclosure-of-committment-to-japan-stewardship-code-japanese-version.pdf?sfvrsn=6

149 Sawakami Asset Management Inc. http://www.sawakami.co.jp/news/detail.html?id=173 http://www.sawakami.co.jp/info/stewardship/ ○ ○ ○ https://www.sawakami.co.jp/news/2748/

150 SBI Asset Management Co., Ltd. http://www.sbiam.co.jp/unyo/unyo_stewardshipCode.html http://www.sbiam.co.jp/unyo/unyo_stewardshipCode.html ○ ○ ○ http://www.sbiam.co.jp/0569ff144d54d28f2b6afa8f36568221329a764f.pdf

SBI Regional Revitalization Asset Management 151 https://www.sbi-rram.co.jp/houshin/stewardshipCode.html https://www.sbi-rram.co.jp/houshin/stewardshipCode.html ○ Co., Ltd

Schroder Investment Management (Japan) 152 http://www.schroders.co.jp/important_info/stewardshipcode/ http://www.schroders.com/ja-jp/jp/asset-management/about-schroders/stewardshipcode/ ○ ○ ○ ○ https://www.schroders.com/ja-jp/jp/asset-management/about-schroders/stewardshipcode/ Limited

153 SEIRYU Asset Management Ltd. http://www.seiryuam.com/stewardship.html http://www.seiryuam.com/stewardship.html ○ ○ http://www.seiryuam.com/stewardshipselfassessment.html

154 Senshu Ikeda Investment Management Co.,Ltd. http://www.ikegin-im.co.jp/ http://www.ikegin-im.co.jp/pdf/stewardshipcord.pdf ○ ○

155 Shinkin Asset Management Co., Ltd. http://www.skam.co.jp/stewardship/ http://www.skam.co.jp/stewardship/ ○ ○ ○ http://www.skam.co.jp/files/user/pdf/201806_giketsu.pdf

156 Shinsei Investment Management Co., Ltd http://www.shinsei-investment.com/policy/stewardshipcode.html http://www.shinsei-investment.com/policy/stewardshipcode.html ○ △

157 Shiozumi Asset Management Co., Ltd. http://www.shiozumi-asset.com/jp/ http://www.shiozumi-asset.com/pdf/stewardship.pdf ○

158 Simplex Asset Management Co., Ltd. http://www.simplexasset.com/jp/toppage.html https://www.simplexasset.com/Stewardship.html ○ ○＊ ○ https://www.simplexasset.com/doc/stewardship20181213.pdf

159 Sky Ocean Asset Management Co., Ltd. http://soam.co.jp/pdf/jsc.pdf http://soam.co.jp/pdf/jsc.pdf ○

Sompo Japan Nipponkoa Asset Management 160 https://www.sjnk-am.co.jp/institutional/stewardship.html https://www.sjnk-am.co.jp/institutional/stewardship.html ○ ○ ○ https://www.sjnk-am.co.jp/institutional/stewardship_report.html Co.,Ltd.

161 SPARX Asset Management Co., Ltd. http://www.sparx.co.jp/ http://www.sparx.co.jp/stewardship.html ○ ○＊ ○ https://www.sparx.co.jp/stewardship.html

162 State Street Global Advisors (Japan) Co., Ltd. https://www.ssga.com/apac/jp/individual-investors/ja/about-us/japan-local-stewardship-code.html https://www.ssga.com/apac/jp/individual-investors/ja/about-us/japan-local-stewardship-code.html ○ ○ ○ https://www.ssga.com/global/en/about-us/asset-stewardship.html

163 Strategic Capital, Inc. http://stracap.jp/stewardship http://stracap.jp/stewardship ○ ○ ○ ○ http://stracap.jp/wp/wp-content/uploads/2018/12/Stewardship-Activity_2018.pdf

Sumitomo Mitsui DS Asset Management 164 https://www.smd-am.co.jp/corporate/responsible_investment/stewardship/ https://www.smd-am.co.jp/corporate/responsible_investment/stewardship/ ○ ○ ○ ○ https://www.smd-am.co.jp/corporate/responsible_investment/ Company, Limited

Sumitomo Mitsui Trust Asset Management Co., 165 http://www.smtam.jp/shared/pdf/news/PR2014_001.pdf http://www.smtam.jp/company/policy/stewardship/ ○ ○ ○ ○ http://www.smtam.jp/shared/images/company/policy/stewardship/activity_status/images/ss_review.pdf Ltd.

7 166 T&D Asset Management Co., Ltd. http://www.tdasset.co.jp/company/principles/stewardship/ http://www.tdasset.co.jp/company/principles/stewardship/ ○ ○ ○ ○ http://toranotecasset.com/wp-content/uploads/stewardship/%E2%91%A0%E7%9B%AE%E7%9A%84%E3%82%92%E6%8C%81%E3%81%A3%E3%81%9F%E5%AF%BE%E8%A9%B1%EF%BC%882017%E5%B9%B47%E6%9C%88%EF%BD%9E2018%E5%B9%B46%E6%9C%88%EF%BC%89.pdf

167 T. Rowe Price Japan, Inc. https://www4.troweprice.com/iws/wps/wcm/connect/abf6d40044fe68eea98fb91f1d5f6df6/FSA_CODE.pdf?MOD=AJPERES https://www4.troweprice.com/iws/wps/wcm/connect/abf6d40044fe68eea98fb91f1d5f6df6/FSA_CODE.pdf?MOD=AJPERES ○ ○ ○ https://www3.troweprice.com/usis/content/trowecorp/en/what-we-do/investing-approach/esg-investment-policy/_jcr_content/band-wrapper/paragraph_pdfs_0/right-pdf-02/pdffile

168 Taiyo Pacific Partners LP http://taiyofunds.com/uploads/pdf/japanese_tpp-stewardship-implementation-guide-for-japan_20171107.pdf http://taiyofunds.com/uploads/pdf/japanese_tpp-stewardship-implementation-guide-for-japan_20171107.pdf ○ △ ○ http://www.taiyofunds.com/uploads/pdf/2017-self-evaluation.pdf

169 Teachers Advisors, LLC https://www.fsa.go.jp/status/stewardship/list/20.pdf https://www.fsa.go.jp/status/stewardship/list/20.pdf ○

170 TIAA-CREF Investment Management, LLC https://www.fsa.go.jp/status/stewardship/list/20.pdf https://www.fsa.go.jp/status/stewardship/list/20.pdf ○

TOKAI TOKYO ASSET MANAGEMENT 171 http://www.tfr.co.jp/publics/index/59/ http://www.tfr.co.jp/publics/index/59/ ○ △ ○ http://www.tfr.co.jp/publics/index/62/ CO.,LTD.

172 Tokio Marine Asset Management Co., Ltd. https://www.tokiomarineam.co.jp/pdf/20170630.pdf https://www.tokiomarineam.co.jp/company/stewardship_code ○ ○ ○ https://www.tokiomarineam.co.jp/company/pdf/stewardship_code_2017.pdf

173 TORANOTEC ASSET MAN ＡGEMENT LTD. http://toranotecasset.com/important/stewardship/ http://toranotecasset.com/important/stewardship/ ○ ○ ○ ○ https://toranotecasset.com/wp-content/uploads/stewardship/%E2%91%A3%E8%87%AA%E5%B7%B1%E8%A9%95%E4%BE%A1%E7%B5%90%E6%9E%9C%E3%80%802017%E5%B9%B47%E6%9C%88%EF%BD%9E2018%E5%B9%B46%E6%9C%88%EF%BC%89.pdf

174 UBP Investments Co. Ltd. https://www.ubp.com/files/live/sites/ubp/files/offices/japan/1-2018.11.01_UBP_Japan.pdf?pdf=1-2018.11.01_UBP_Japan https://www.ubp.com/files/live/sites/ubp/files/offices/japan/1-2018.11.01_UBP_Japan.pdf?pdf=1-2018.11.01_UBP_Japan ○

175 UBS Asset Management (Japan) Ltd. https://japan1.ubs.com/am/pages/importance/ssc/ https://japan1.ubs.com/am/pages/importance/ssc/ ○ ○ ○ https://www.ubs.com/global/en/asset-management/investment-capabilities/sustainability/_jcr_content/mainpar/toplevelgrid_401696984/col1/accordionbox_1787345959/linklist/link_1688603335.0304329191.file/bGluay9wYXRoPS9jb250ZW50L2RhbS91YnMvaW5zaWdodHMvc2ktc3Rld2FyZHNoaXAtYW5udWFsLXJlcG9ydC5wZGY=/si-stewardship-annual-report.pdf

176 Vanguard Investments Japan, Ltd. https://www.vanguardjapan.co.jp/retail/stewardship-code.htm https://www.vanguardjapan.co.jp/retail/stewardship-code.htm ○ ○ ○ https://www.vanguardjapan.co.jp/docs/Investment-Stewardship-Annual-Report-2018-EN.pdf

177 Vontobel Asset Management, Inc. www.vusa.com/about-us/corporate-governance www.vusa.com/about-us/corporate-governance ○ △ ○ https://www.vusa.com/clients/sign_in?return_url=https%3A%2F%2Fwww.vusa.com%2Fuploads%2FInsights%2FWhite%2520Papers%2FWhite%2520Paper_Engagement%2520Report_2017%2520FINAL.pdf

178 Walter Scott & Partners Limited https://www.walterscott.com/#response https://www.walterscott.com/documents/10184/0/20180914+Response+to+Japan%27s+Stewardship+Code+-+Japanese.pdf/5392b45f-7502-4c1a-b8bf-9b008cee2c0a ○ △

179 Wellington Management Japan Pte Ltd. https://www.wellington.com/japan/stewardship-code https://www.wellington.com/japan/stewardship-code ○ ○ ○ https://www.wellington.com/japan/wp-content/uploads/2018/08/selfeval_201707-201806_20180821_jp.pdf

180 Wells Fargo Asset Management https://www.wellsfargoassetmanagement.com/assets/public/pdf/legal/japan-stewardship-code.pdf https://www.wellsfargoassetmanagement.com/assets/public/pdf/legal/japan-stewardship-code.pdf ○

181 WERU INVESTMENT CO., LTD. http://www.weruinvest.com/ http://www.weruinvest.com/stewardshipcode_jp.html ○

182 Whiz Partners Inc. http://www.whizp.com/steward/ http://www.whizp.com/steward/ ○ △

183 William Blair International Limited http://www.williamblair.com/Institutional-Investment-Management/About-Us/Japan-Stewardship-Code.aspx http://www.williamblair.com/Institutional-Investment-Management/About-Us/Japan-Stewardship-Code.aspx ○ ○

184 William Blair Investment Management, LLC http://www.williamblair.com/Institutional-Investment-Management/About-Us/Japan-Stewardship-Code.aspx http://www.williamblair.com/Institutional-Investment-Management/About-Us/Japan-Stewardship-Code.aspx ○ ○

185 Winslow Capital Management, LLC https://www.fsa.go.jp/status/stewardship/list/20.pdf https://www.fsa.go.jp/status/stewardship/list/20.pdf ○

186 WM Partners http://www.wmpartners.jp/stewardship_code/ http://www.wmpartners.jp/stewardship_code/ ○

http://yukijapan.com/stewardship.html 187 Yuki Management & Research Co., Ltd. http://yukijapan.com ○ △ http://yukijapan.com/giketsu.html

8 Insurance companies (subtotal:23)

1 Aflac Life Insurance Japan Ltd. http://www.aflac.co.jp/home_stewardship.html http://www.aflac.co.jp/home_stewardship.html ○ ○ ○ https://www.aflac.co.jp/home_stewardship/pdf/kekka201806.pdf

2 Aioi Nissay Dowa Insurance Co., Ltd. http://www.aioinissaydowa.co.jp/corporate/policy/stewardship.html http://www.aioinissaydowa.co.jp/corporate/policy/stewardship.html ○ △ ○ https://www.aioinissaydowa.co.jp/corporate/policy/pdf/katsudohoukoku.pdf

3 Asahi Mutual Life Insurance Company http://www.asahi-life.co.jp/stewardship/index.html http://www.asahi-life.co.jp/stewardship/index.html ○ ○＊ ○ ○ http://www.asahi-life.co.jp/stewardship/implementation_status.pdf

4 AXA Life Insurance Co., Ltd. http://www2.axa.co.jp/other/stewardshipcode/pdf/announcement_stewardshipcode.pdf http://www.axa.co.jp/other/stewardshipcode/ ○ ○

5 DAIDO LIFE INSURANCE COMPANY https://www.daido-life.co.jp/company/csr/investor/ssc/ https://www.daido-life.co.jp/company/csr/investor/ssc/ ○ ○ ○ ○ https://www.daido-life.co.jp/company/csr/investor/ssc/pdf/stewardship_201707-201806.pdfhttps://www.daido-life.co.jp/company/csr/investor/ssc/voting.html

6 Fukoku Mutual Life Insurance Company http://www.fukoku-life.co.jp/about/activity/stewardship/index.html http://www.fukoku-life.co.jp/about/activity/stewardship/houshin/index.html ○ ○＊ ○ https://www.fukoku-life.co.jp/about/activity/stewardship/torikumi/pdf/gensokujisshi.pdf

7 Fukokushinrai Life Insurance Company,Limited https://www.fukokushinrai.co.jp/company/activity/stewardship/ https://www.fukokushinrai.co.jp/company/activity/stewardship/ ○ ○ ○ https://www.fukokushinrai.co.jp/company/activity/stewardship/pdf/site_steward180816_02.pdf

8 Japan Post Insurance Co., Ltd. http://www.jp-life.japanpost.jp/news/2014/news_id000737.html http://www.jp-life.japanpost.jp/aboutus/company/abt_cmp_stewardship.html ○ ○ ○ https://www.jp-life.japanpost.jp/aboutus/company/pdf/stewardship_taio.pdf

9 Manulife Life Insurance Company http://www.manulife.co.jp/code http://www.manulife.co.jp/code ○ ○

10 Meiji Yasuda Life Insurance Company http://www.meijiyasuda.co.jp/profile/csr/governance/index.html https://www.meijiyasuda.co.jp/profile/csr/governance/index.html ○ ○ ○ ○ https://www.meijiyasuda.co.jp/profile/csr/governance/index.html

11 MetLife Insurance K.K. http://www.metlife.co.jp/about/governance/stewardship/ http://www.metlife.co.jp/about/governance/stewardship/pdf/stewardship_policy.pdf ○ ○

12 Mitsui Sumitomo Insurance Company, Limited http://www.ms-ins.com/company/aboutus/stewardship/reception.html http://www.ms-ins.com/company/aboutus/stewardship/policy.html ○ △ ○ https://www.ms-ins.com/company/aboutus/stewardship/pdf/20180928.pdf

13 NIPPON LIFE INSURANCE COMPANY http://www.nissay.co.jp/topics/2014/pdf/20140526.pdf http://www.nissay.co.jp/kaisha/otsutaeshitai/shisan_unyou/ssc/ ○ ○ ○ ○ https://www.nissay.co.jp/kaisha/otsutaeshitai/shisan_unyou/ssc/

14 NN Life Insurance Company, Ltd. https://www.nnlife.co.jp/company/policies/stewardshipcode https://www.nnlife.co.jp/company/policies/stewardshipcode ○

15 Sompo Japan Nipponkoa Insurance Inc. http://www.sjnk.co.jp/company/stewardship/ http://www.sjnk.co.jp/company/stewardship/ ○ △ ○ https://www.sjnk.co.jp/company/stewardship/report/

16 Sony Life Insurance Co., Ltd. https://www.sonylife.co.jp/company/management/jsc/ https://www.sonylife.co.jp/company/management/jsc/ ○ ○ ○ https://www.sonylife.co.jp/company/management/jsc/

17 SUMITOMO LIFE INSURANCE COMPANY http://www.sumitomolife.co.jp/about/csr/group/investment.html http://www.sumitomolife.co.jp/about/csr/group/pdf/stewardship1.pdf ○ ○ ○ ○ http://www.sumitomolife.co.jp/about/newsrelease/pdf/2018/180910.pdf

TAIJU LIFE INSURANCE COMPANY 18 https://www.taiju-life.co.jp/corporate/csr/steward2.htm https://www.taiju-life.co.jp/corporate/csr/steward2.htm ○ △ ○ https://www.taiju-life.co.jp/corporate/csr/steward2.htm LIMITED

19 Taiyo Life Insurance Company https://www.taiyo-seimei.co.jp/company/activity/ssc.html https://www.taiyo-seimei.co.jp/company/activity/ssc.html ○ ○ ○ ○ https://www.taiyo-seimei.co.jp/company/activity/download/ssc/assessment.pdf

20 The Dai-ichi Life Insurance Company, Limited http://www.dai-ichi-life.co.jp/dsr/investment/ssc.html http://www.dai-ichi-life.co.jp/dsr/investment/ssc.html ○ ○ ○ ○ https://www.dai-ichi-life.co.jp/dsr/investment/ssc2.html

21 The Gibraltar Life Insurance Co., Ltd. http://www.gib-life.co.jp/st/stewardship/ http://www.gib-life.co.jp/st/stewardship/ ○ ○ ○ http://www.gib-life.co.jp/st/about/is_pdf/stewardship_20181012.pdf

22 The Prudential Life Insurance Company, Ltd. http://www.prudential.co.jp/company/governance/stewardship.html http://www.prudential.co.jp/company/governance/stewardship.html ○ ○ ○ http://www.prudential.co.jp/news/pdf/521/20181012.pdf

23 Tokio Marine & Nichido Fire Insurance Co., Ltd. http://www.tokiomarine-nichido.co.jp/company/about/policy/stewardship.html http://www.tokiomarine-nichido.co.jp/company/about/policy/stewardship.html ○ △ ○ http://www.tokiomarine-nichido.co.jp/company/pdf/stewardship.pdf

9 Pension funds (subtotal:46)

1 Aioi Nissay Dowa Pension Fund http://www.fsa.go.jp/status/stewardship/list/14.pdf http://www.fsa.go.jp/status/stewardship/list/14.pdf ○

2 Bank of Yokohama Pension Fund https://www.nenkin-kikin.jp/yokohama-bank/stewardship/index.html https://www.nenkin-kikin.jp/yokohama-bank/stewardship/index.html ○

California Public Employees' Retirement System 3 https://www.calpers.ca.gov/page/newsroom/calpers-news/2016/calpers-signs-japan-investor-stewardship-code https://www.calpers.ca.gov/page/investments/governance/partnership-advocacy ○ (CalPERS)

Certified Public Accountants' Corporate Pension 4 https://cpa-kikin.or.jp/stewardship.html https://cpa-kikin.or.jp/stewardship.html ○ Fund

5 Chiba Bank Pension Fund https://www.nenkin-kikin.jp/chibabank/stewardship/index.html https://www.nenkin-kikin.jp/chibabank/stewardship/files/stewardship.pdf ○

6 Chugoku Bank Pension Fund http://www.fsa.go.jp/status/stewardship/list/26.pdf http://www.fsa.go.jp/status/stewardship/list/26.pdf ○

7 Daishi Bank Pension Fund http://www.fsa.go.jp/status/stewardship/list/22.pdf http://www.fsa.go.jp/status/stewardship/list/22.pdf ○

8 Eisai Pension Fund http://www.eisai-kikin.or.jp/pop.html http://www.eisai-kikin.or.jp/pop.html ○

9 Farmers Pension Fund http://www.nounen.go.jp/nounen/shisan/steward.html http://www.nounen.go.jp/nounen/shisan/data/steward/hoshin.pdf ○

Federation of National Public Service Personnel 10 http://www.kkr.or.jp/shikin/Stewardship_Code.htm http://www.kkr.or.jp/shikin/Stewardship_Code2_H291130.pdf ○ Mutual Aid Associations

11 Fourth Swedish National Pension Fund (AP4) http://www.ap4.se/web/templates/Page.aspx?id=1199 http://www.ap4.se/web/templates/Page.aspx?id=1217 ○

12 Government Pension Investment Fund http://www.gpif.go.jp/operation/voting.html http://www.gpif.go.jp/public/policy/pdf/houshin.pdf ○

13 Hokuetsu Bank Pension Fund http://www.fsa.go.jp/status/stewardship/list/23.pdf http://www.fsa.go.jp/status/stewardship/list/23.pdf ○

14 Hyakugo Bank Pension Fund http://www.hyakugo-kenpo.or.jp/ http://www.hyakugo-kenpo.or.jp/nenkin/stewardship_20190725.pdf ○

15 ITOCHU Corporate Pension Fund https://www.nenkin-kikin.jp/itochu/ https://www.nenkin-kikin.jp/itochu/ ○

16 Iyo Bank Pension Fund http://www.fsa.go.jp/status/stewardship/list/24.pdf http://www.fsa.go.jp/status/stewardship/list/24.pdf ○

Japan Mutual Aid Association of Public School 17 https://www.kouritu.or.jp/about/disclosure/sisanunyo/index.html https://www.kouritu.or.jp/content/files/about/disclosure/sisanunyo/stewardship.pdf ○ Teachers

18 Japan Police Personnel Mutual Aid Association http://www.keikyo.jp/about01.php?jnl=706 http://www.keikyo.jp/others/aboutkeikyo/pdf/stewardship.pdf ○

19 Mitsubishi Corporation Pension Fund http://www.fsa.go.jp/status/stewardship/list/16.pdf http://www.fsa.go.jp/status/stewardship/list/16.pdf ○

Mitsubishi UFJ Trust and Banking Corporation 20 http://www.mutb-kikin.jp/stewardship-20140829/index.html http://www.mutb-kikin.jp/stewardship-20140829/index.html ○ Pension Fund

21 Mitsui Sumitomo Insurance Pension Fund http://www.fsa.go.jp/status/stewardship/list/15.pdf http://www.fsa.go.jp/status/stewardship/list/15.pdf ○

22 Mizuho Pension Fund http://www.mhfg-kikin.jp/ http://www.mhfg-kikin.jp/ ○

23 MUFG Bank Pension Fund http://www.mufg-kikin.or.jp/stewardshipcode/index.html http://www.mufg-kikin.or.jp/stewardshipcode/index.html ○

Mutual Benefit Association for Tokyo 24 https://www.kyosai.metro.tokyo.jp/outline/shikin/shikin.html https://www.kyosai.metro.tokyo.jp/outline/shikin/data/hyomei.pdf ○ Metropolitan Government Employees

10 25 National Conctruction Association Pension Fund http://www.zenken-k.or.jp/stewardship_code.pdf http://www.zenken-k.or.jp/stewardship_code.pdf ○

National Federation of Mutual Aid Associations 26 http://www.shichousonren.or.jp/about_us/desc/list_0530.html http://www.shichousonren.or.jp/about_us/pdf/unyo/stuward2017.pdf ○ for Municipal Personnel

National Mutual Insurance Federation of 27 http://www.ja-kyosai.or.jp/info/20170927141441.html http://www.ja-kyosai.or.jp/info/20171130_stuwardship/29_19_styuwardship.pdf ○ Agricultural Cooperatives

28 National Pension Fund Association http://www.npfa.or.jp/org/unyo.html http://npfa.or.jp/pdf/org/stewardship29.pdf ○

29 Nihon IT Software Pension Fund https://www.its-kikin.or.jp/01_kikin/file/stewardshipcode.pdf https://www.its-kikin.or.jp/01_kikin/file/stewardshipcode.pdf ○

30 NTT Employees Pension Fund https://www.nttkikin.jp/ssc/ https://www.nttkikin.jp/ssc/ ○

31 Omron Group Pension Fund http://www.omron-nenkinkikin.org/info/stewardship_code.html http://www.omron-nenkinkikin.org/info/images/omron_scc_20190920.pdf ○

Organization for Small & Medium Enterprises 32 http://www.smrj.go.jp/doc/kyosai/unyou_stewardship_20171114.pdf http://www.smrj.go.jp/doc/kyosai/unyou_stewardship_20171114.pdf ○ and Regional Innovation, JAPAN

Organization for Workers' Retirement Allowance 33 http://www.taisyokukin.go.jp/assets/index.html http://www.taisyokukin.go.jp/assets/assets07.html ○ Mutual Aid

34 Otsuka Pharmaceutical Group Pension Fund http://www.otsuka-kikin.or.jp/entrance/steward/index.html http://www.otsuka-kikin.or.jp/entrance/steward/index.html ○

35 Panasonic Pension Fund http://nenkin.jpn.panasonic.com/swship/index.html http://nenkin.jpn.panasonic.com/swship/data/swship.pdf ○

36 Pension Fund Association http://www.pfa.or.jp/activity/shisan/shisan07.html https://www.pfa.or.jp/activity/shisan/files/steward_houshin.pdf ○

Pension Fund Association for Local Government 37 http://www.chikyoren.or.jp/sikin/governance.html http://www.chikyoren.or.jp/sikin/pdf/stewardshipcode.pdf ○ Officials

38 Resona Pension Fund http://www.fsa.go.jp/status/stewardship/list/10.pdf http://www.fsa.go.jp/status/stewardship/list/10.pdf ○

39 SECOM Pension Fund http://www.secom.co.jp/corporate/csr/stewardshipcode.html http://www.secom.co.jp/corporate/csr/stewardshipcode.html ○

Sumitomo Mitsui Banking Corporation Pension 40 http://www.nenkin-kikin.jp/smbc/index.php http://www.nenkin-kikin.jp/smbc/stewardship/index.html ○ Fund

41 Sumitomo Mitsui Trust Bank Pension Fund https://www.nenkin-kikin.jp/sumi-trust https://www.nenkin-kikin.jp/sumi-trust/stewardship/index.html ○

The Mutual Aid Association of Prefectural 42 http://www.chikyosai.or.jp/pdf/unyou/unyou_stewardship.pdf http://www.chikyosai.or.jp/pdf/unyou/unyou_stewardship.pdf ○ Government Personnel

43 The Pension Fund of Casio http://www.fsa.go.jp/status/stewardship/list/11.pdf http://www.fsa.go.jp/status/stewardship/list/11.pdf ○

The Promotion and Mutual Aid Corporation for 44 http://www.shigakukyosai.jp/shokai/shisan/index.html http://www.shigakukyosai.jp/shokai/shisan/files/k_unyou_stewardship_code_ukeire.pdf ○ Private Schools of Japan

45 Toho Bank Pension Fund http://www.fsa.go.jp/status/stewardship/list/25.pdf http://www.fsa.go.jp/status/stewardship/list/25.pdf ○

46 University of California http://www.ucop.edu/investment-office/sustainable-investment/active-ownership/index.html http://www.ucop.edu/investment-office/_files/japan-stewardship-code-letter.pdf ○

11 Others (Service providers, etc.) (subtotal:7)

1 Development Bank of Japan Inc. http://www.dbj.jp/ja/topics/dbj_news/2014/html/0000016749.html http://www.dbj.jp/co/info/stewardship.html ○

2 Glass Lewis & Co. http://www.glasslewis.com/wp-content/uploads/2015/12/Japan-Stewardship-Code.pdf http://www.glasslewis.com/wp-content/uploads/2015/12/Japan_stewardship_code_2017.pdf ○

3 Governance for Owners Japan KK https://goinvestmentpartners.com/wp-content/uploads/2019/07/Revised_Stewardship_responsibilities_for_GOJ_E.pdf https://goinvestmentpartners.com/wp-content/uploads/2019/07/Revised_Stewardship_responsibilities_for_GOJ_E.pdf ○

4 Hermes Equity Ownership Services https://www.hermes-investment.com/ukw/about-us/responsibility/ https://www.hermes-investment.com/ukw/wp-content/uploads/sites/80/2017/12/hermes-investment-management-approach-to-stewardship-2017.pdf ○

5 Institutional Shareholder Services Inc. http://www.issgovernance.com/compliance/statement-on-intent-to-sign-japan-stewardship-code/ https://www.issgovernance.com/file/duediligence/Japan-Stewardship-Code-Statement-2017.pdf ○

6 Mercer Japan Ltd. http://www.mercer.co.jp/about-us/stewardship-code.html https://www.mercer.co.jp/about-mercer/stewardship-code.html ○

7 Towers Watson Investment Services K.K. http://www.towerswatson.com/ja-JP/Services/our-solutions/investment https://www.towerswatson.com/-/media/Pdf/Services/services-investment/Stewardship-Code-Nov2017.pdf?la=ja-JP&hash=0AEDF6B7C91FD04924A889D65BE6E80FA1DF2297 ○

*The information in this list was gathered from institutional investors who notified the Financial Services Agency (FSA). Therefore, the FSA does not guarantee the contents of the information on each website. *The institutions marked " ○" in the column of "Updates" notified the FSA that they had updated the disclosure items in line with the revised Stewardship Code. (Including the institutions which notified the FSA that present disclosure items had already covered the revised Stewardship Code.) *In the column of "Disclosure of Voting Results", the institutions which disclose voting results by each company and each agenda basis on their website are marked " ○". Those which partially disclose the results by each company and each agenda basis are marked " ○＊ ". Those which only disclose voting results by cumulative basis are marked " △". As for the column of "Reasons for votes", the institutions which disclose the reasons of votes in addition to disclosure of voting results by each company and each agenda basis are marked " ○". *The institutions which disclose their stewardship activity reports on their websites are marked " ○" in the column of "stewardship activity report", and their website (URL) is also disclosed on the list.