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Environmental Assessment Monitoring Report Project Number: 45030-002 September 2016 PRC: Yunnan Sustainable Road Maintenance (Sector) Project Prepared by the Yunnan Highway Administration Bureau for the People’s Republic of China and the Asian Development Bank This environmental monitoring report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area. Asian Development Bank Environmental Safeguard Assessment Report Project Number: 45030 September 2016 PRC: Yunnan Sustainable Road Maintenance (Sector) Project- Proposed Phase III Subproject (for Highway G213, G214, G320, G323, G324, three sections of S202 , two sections of S207 and S303) For the Asian Development Bank Prepared by the Yunnan Highway Administration Bureau 1 Table of Contents Acknowledgements ................................................................................................................. 7 executive Summary ................................................................................................................. 8 I. Background .......................................................................................................................... 11 II. Descriptions of the Subcomponents in Phase III and Domestic Approval Status........ 13 III. Environmental Assessment for Road Maintenance-Phase III ....................................... 17 Step 1 Environmental Screening .......................................................................................... 18 Step 2 Scoping ..................................................................................................................... 18 Step 3 Identifying Baseline Conditions ................................................................................. 47 A. Environmentally Sensitive Areas, Rare and Endangered Species ........................ 47 B. Hydrology and Surface Water Quality ................................................................... 48 C. Air Quality and Noise ............................................................................................ 50 D. Archaeological, Historical Treasures and Scenic Areas ........................................ 54 Step 4 Impact Prediction ...................................................................................................... 54 Step 5 Public Consultations and Information Distribution ..................................................... 58 Step 6 Preparation of the Environmental Management Plan (EMP) ..................................... 60 Step 7 Reviewing Capacity for Environmental Management ................................................ 61 Step 8 Estimating Mitigation, Monitoring and Training Costs................................................ 61 Step 9 Reporting and Document Production ........................................................................ 61 IV. Recommendations ............................................................................................................ 62 Appendix I List of Environmental Sensitive Receptors ................................................ 63 Appendix II Likely Impacts and Mitigation Measures and Monitoring for Road Maintenance Activities Proposed for Phase III Subproject Roads ......... 69 Appendix III List of Persons Consulted ......................................................................... 72 Appendix IV Sample Environmental Clauses for Inclusion in Contract Documents....... 82 Appendix V Environmental Costs ................................................................................. 87 Appendix VI Mainly Related Reports And Approval Status ........................................... 89 2 Tables, Figures and Pictures Table 1 Road Sections for Maintenance during the Phase I and II of the Project and Project Progress (as of June 2016)......................................................................................... 12 Table 2 Road Sections Proposed for Maintenance during the Phase III of the Project .......... 14 Table 3 Domestic EIA Institutes and Approval Authorities for Phase III Subproject ................ 16 Table 4 Environmental Quality Standards for Surface Water (GB3838-2002) ........................ 48 Table 5 Standards for Irrigation Water Quality (GB5084-2005) ............................................... 48 Table 6 The Results of Water Quality Monitoring .................................................................... 49 Table 7 Comparison of the PRC’s GB 3095-1996, GB 3095-2012, ........................................ 50 Table 8 Ambient Air Quality along the roads before construction ............................................ 51 Table 9 Acoustic Environmental Quality Standards (GB3096-2008) ....................................... 52 Table 10 Noise Monitoring Results .......................................................................................... 53 Table 11 Environment Categorization Checklist ...................................................................... 56 Table 12 Numbers of Local Attendees ..................................................................................... 59 Table 13 Summary of Issues Raised and Actions ................................................................... 59 Table A1- 1 Environmental Sensitive Receptors alongside S202 Xiaoqing/Haidai (Xuanwei city) ................................................................................................................................................. 63 Table A1- 2 Environmental Sensitive Receptors alongside S202 Ludong (Luoping county) .. 63 Table A1- 3 Environmental Sensitive Receptors alongside S207 Wulong /Lugu .................... 64 Table A1- 4 Environmental Sensitive Receptors alongside G324 Shisuo (Yiliang county) ..... 64 Table A1- 5 Environmental Sensitive Receptors alongside G320 Yangling (Songming county) ................................................................................................................................................. 64 Table A1- 6 Environmental Sensitive Receptors alongside G214 Xiangling (Yun county) ... 65 Table A1-7 Environmental Sensitive Receptors alongside S303 Masangwan (Yongsheng county) ..................................................................................................................................... 65 Table A1- 8 Environmental Sensitive Receptors alongside G213 ........................................... 66 Table A1- 9 Environmental Sensitive Receptors alongside G323 ........................................... 67 Table A3- 1 List of Persons Consulted for S202 Xiaoqing/Haidai ........................................... 72 Table A3- 2 List of Persons Consulted for S202 Ludong ......................................................... 73 Table A3- 3 List of Persons Consulted for S207 Wulong /Lugu .............................................. 74 Table A3- 4 List of Persons Consulted for G324 Shisuo ......................................................... 75 Table A3- 5 List of Persons Consulted for G320 Yangling ....................................................... 76 Table A3- 6 List of Persons Consulted for G214 Xiangling ..................................................... 77 Table A3- 7 List of Persons Consulted for S303 Masangwan ................................................. 78 Table A3- 8 List of Persons Consulted for G213-Songming/Xundian...................................... 79 Table A3- 9 List of Persons Consulted for G323-Funing ......................................................... 81 Table A5- 1 Estimated costs for ESSU establishment, environmental assessment preparation and annual operation ............................................................................................................... 87 Table A5- 2 Estimate of Costs for International Consultant Support for ESSU ....................... 88 3 Box 1 Profiles of Xuanwei City ................................................................................................ 19 Box 2 Profiles of Luoping County ............................................................................................ 22 Box 3 Profiles of Shizong County ............................................................................................ 25 Box 4 Profiles of Yiliang County .............................................................................................. 29 Box 5 Profiles of Songming County ......................................................................................... 32 Box 6 Profiles of Xundian County ............................................................................................ 35 Box 7 Profiles of Yun County ................................................................................................... 38 Box 8 Profiles of Yongsheng County ....................................................................................... 42 Box 9 Profiles of Funing County .............................................................................................. 45 Map III. 1 S202 /Xiaoqing/Haidai (Xuanwei) ............................................................................ 20 Map III. 2 S202/Ludong