FAA Order 2150.3B Withdraws Compliance and Enforcement Bulletin No
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U.S. DEPARTMENT OF TRANSPORTATION ORDER CHANGE FEDERAL AVIATION ADMINISTRATION 2150.38 National Policy Effective Date: 02/24/16 SUBJ: Withdrawal of Compliance and Enforcement Bulletin 2014-1 from FAA Order 2150.3 8 , Appendix H. 1. Purpose. This change to FAA Order 2150.3B withdraws Compliance and Enforcement Bulletin No. 2014-1 from Appendix H. This change also deletes Compliance and Enforcement Bulletin 201 0-1 , which has expired by its terms. 2. Who this change affects. The change affects Aviati on Safety (AVS). Fli ght Standards Service (AFS), and all agency legal counsel who process enforcement actions originating from A VS and AFS. 3. Explanation ofPolicy Change. The FAA has determined that cases formerly covered under Compliance and Enforcement Bulletin No. 2014-1 are to be evaluated by FAA personnel under the FAA Compliance Philosophy. 4. Disposition ofTransmittal Paragraph. Retain this transmittal sheet until the Order directive is cancelled by a new directive. 5. Administrative Information. This Order change is distributed to divisions and branches in Washington headquarters, regions, and centers and to all field offices and facilities. PAGE CHANGE CONTROL CHART Remove Pa2es Dated Insert Pa2es Dated H-1 thru H-10 H- 1 thru H-3 : 03/30/10 ; H-1 thru H-5 02/24/16 H-4 thru H-5: 05/01/12; H-6 thru H-7: 06/ 1 1/14; H-8 thru H-10: 10/ 10/14 Administrator U.S. DEPARTMENT OF TRANSPORTATION ORDER CHANGE FEDERAL AVIATION ADMINISTRATION 2150.38 CHG 10 National Policy Effective Date: 10/30/15 SUBJ: Clarification on the Applicability ofChange 9 Regarding the Implementation ofthe FAA Compliance Philosophy 1. Purpose. On September 3, 2015, Chapter 5 of FAA Order 2150.3B was changed to adopt new guidance for carrying out the FAA's compliance and enforcement program in connection with the FAA Compliance Philosophy. 2. Who.this change affects. The change affects all agency legal counsel who process enforcement actions and all lines of business and program offices having an oversight function. 3. Explanation of Policy Change. Change I 0 is being issued to clarify the applicability ofthe guidance in Change 9. As ofSeptember 3, 2015,regulatory noncompliance is to be evaluated by FAA personnel under the guidance in Change 9. The guidance in Change 9 does not apply to regulatory noncompliance that was the subject ofenforcement investigative reports that were referred to the Office oftbe Chief Counsel for legal enforcement action before September 3, 2015. 4. Disposition of Transmittal Paragraph. Retain this transmittal sheet until the Order directive is cancelled by a new directive. No pages are being added or deleted. 5. Administrative Information. This Order change is distributed to divisions and branches in Washington headquarters, regions, and centers.and to all field offices and facilities. Administrator Distribution: Electronic Initiated By: AGC-300 U.S. DEPARTMENT OF TRANSPORTATION ORDER CHANGE FEDERAL AVIATION ADMINISTRATION 2150.3B CHG 9 National Policy Effective Date: 09/03/15 SUBJ: Guidance for Implementing the FAA Compliance Philosophy 1. Purpose. This change to Chapter 5 of FAA Order 2150.3B adopts new guidance for carrying out the FAA’s compliance and enforcement program in connection with the FAA Compliance Philosophy. In addition, this change removes: the remedial training program guidance from Chapter 5 and Appendix A; Appendix F (Enforcement Decision Process); and C&E Bulletin No. 2014-3. 2. Who this change affects. The change affects all agency legal counsel who process enforcement actions and all lines of business and program offices having an oversight function. 3. Disposition of Transmittal Paragraph. Retain this transmittal sheet until the directive is cancelled by a new directive. PAGE CHANGE CONTROL CHART Remove Pages Dated Insert Pages Dated vi-vii 10/01/07 vi thru viii and xv 09/03/15 viii 01/20/15 xv 05/13/11 1-5 thru 1-6 10/01/07 1-5 thru 1-6 09/03/15 5-1 thru 5-18 10/01/07 & 5-1 thru 5-19 09/03/15 10/23/09 8-3 10/23/09 8-3 09/03/15 8-7 10/23/09 8-7 09/03/15 i (Appendix A: Sample 10/01/07 i (Appendix A: Sample 09/03/15 Documents Table of Contents) Documents Table of Contents) A-20 thru A-32 10/01/07 A-20 thru A-21 09/03/15 Appendix F (EDP), F-1 thru F-10 10/23/09 NA Compliance & Enforcement 01/05/15 NA Bulletin No. 2014-3, H-11 thru H-13 Distribution: Electronic Initiated by: AGC-300 09/03/15 2150.38 Chg 9 4. Administrative Information. This Order change is distributed to divisions and branches in Washington headquarters, regions, and centers and to all field offices and faci lities. ti~~(J Administrator 2 CHANGE U.S. DEPARTMENT OF TRANSPORTATION ORDER FEDERAL AVIATION ADMINISTRATION 2150.38 National Policy Effective Date: 01/20/15 SUBJ: Settlement Guidance 1. Purpose. This change to FAA Order 2150.3B adopts new guidance for closing legal enforcement actions pursuant to a settlement agreement. 2. Who this change affects. The change affects all agency legal counsel who process enforcement actions. 3. Disposition of Transmittal Paragraph. Retain this transmittal sheet until the directive is cancelled by a new directive. PAGE CHANGE CONTROL CHART Remove PaRes Dated Insert PaRes Dated viii thru xii 10/01/07 viii thru xii 01/20/15 6-5 thru 6-49 10/01107 6-5 thru 6-50 01/20/15 4. Administrative Information. This Order change is distributed to divisions and branches in Washington headquarters, regions, and centers and to all field offices and facilities. ~/k~ b-. Reginald C. Govan f/ ChiefCounsel Distribution: Electronic Initiated by: AGC-300 U.S. DEPARTMENT OF TRANSPORTATION ORDER CHANGE FEDERAL AVIATION ADMINISTRATION 2150.3B CHG 7 National Policy Effective Date: 01/05/15 SUBJ: Compliance and Enforcement Bulletin 2014-3: Use of Informal Actions to Address Regulatory Non-Compliance; Aircraft Certification Service (AIR) Compliance and Enforcement Process 1. Purpose. This change to FAA Order 2150.3B, Compliance and Enforcement Program, implements a new decision process for informal actions for the Aircraft Certification Service (AIR). 2. Who this change affects. The change affects all agency personnel who investigate, report, or process enforcement actions involving regulations governing the design, production, and airworthiness of civil aeronautical products. 3. Disposition of Transmittal Paragraph. Retain this transmittal sheet until the directive is cancelled by a new directive. PAGE CHANGE CONTROL CHART Remove Pages Dated Insert Pages Dated Appendix H, H-11 through H-13 01/05/15 4. Administrative Information. This Order change is distributed to divisions and branches in Washington headquarters, regions, and centers and to all field offices and facilities. Distribution: Electronic Initiated by: AGC-300 U.S. DEPARTMENT OF TRANSPORTATION ORDER CHANGE FEDERAL AVIATION ADMINISTRATION 2150.38 ,...., ''"' 6 National Policy Effective Date: 10/10/14 SUBJ: Compliance and Enforcement Bulletin 2014-2: 1. Purpose. This change to FAA Order 2150.3B provides guidance on actions applicable to persons who operate: (1) an Unmanned Aircraft System (UAS) in violation of the Federal Aviation Regulations (14 C.F.R.); or (2) a Model Aircraft that endangers the safety of the National Airspace System (e.g., in violation of 14 C.F.R. §§ 91.13-91.15, 91.113, 91.126-135, 91.137-145, and 14 C.P.R. part 73). 2. Who this change affects. The change affects all agency personnel who investigate, report, or process enforcement actions involving the operation ofUAS in the NAS. 3. Disposition of Transmittal Paragraph. Retain this transmittal sheet until the directive is cancelled by a new directive. PAGE CHANGE CONTROL CHART Remove Pages Dated Insert Pages Dated . Appendix H, H-8 thru H-10 10/10/14 . 4. Administrative Information. This Order change is distributed to divisions and branches in Washington headquarters, regions, and centers and to all field offices and facilities. Administrator Distribution: Electronic Initiated By: AGC-300 U.S. DEPARTMENT OF TRANSPORTATION ORDER CHANGE FEDERAL AVIATION ADMINISTRATION 2150.38 National Policy Effective Date: 06/11/14 SUBJ: Compliance and Enforcement Bulletin 2014-1: 1. Purpose. This change to FAA Order 2150.3B provides sanctions applicable to a special emphasis enforcement program for certificate holders who commit violations of 14 C.F.R. §§ 91.133, 91.137, 91.139, 91.141, 91. 143, 99.7 and 14 C.F.R. part 93, subpart V and other regulations used to limit operations or to establish conditions for operating in airspace in the United States in the interest of national security. 2. Who this change affects. The change affects all agency personnel who investigate, report, or process enforcement actions involving regulations used to restrict or establish conditions for operation in airspace in the United States in the interest of national security. 3. Disposition of Transmittal Paragraph. Retain this transmittal sheet until the directive is cancelled by a new directive. PAGE CHANGE CONTROL CHART Remove Pages Dated Insert Pages Dated Appendix H, H-6 thru H-7 06/ 11 / 14 4. Administrative Information. This Order change is distributed to divisions and branches in Washington headquarters, regions, and centers and to all field offices and facilities. Administrator Distribution: Electronic Initiated By: AGC-300 CHANGE U.S. DEPARTMENT OF TRANSPORTATION ORDER FEDERAL AVIATION ADMINISTRATION 2150.38 National Policy Effective Date 05/01/12 Compliance and Enforcement Bulletin 2012-1: Sanction Guidance for Violations of SUBJ: Federal Aviation Regulations in Laser-Related Interference Cases 1. Purpose. This change to FAA Order 2150.3B provides sanction guidance to agency enforcement personnel in initiating and processing laser-related interference with crewmember cases involving violations of 14 C.F.R.