HARTFORD MUTUAL FUNDS INC/CT Form N-Q Filed 2017-03-31
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SECURITIES AND EXCHANGE COMMISSION FORM N-Q Quarterly schedule of portfolio holdings of registered management investment company filed on Form N-Q Filing Date: 2017-03-31 | Period of Report: 2017-01-31 SEC Accession No. 0001193125-17-105640 (HTML Version on secdatabase.com) FILER HARTFORD MUTUAL FUNDS INC/CT Mailing Address Business Address 5 RADNOR CORPORATE 5 RADNOR CORPORATE CIK:1006415| IRS No.: 000000000 | State of Incorp.:MD | Fiscal Year End: 1031 CENTER CENTER Type: N-Q | Act: 40 | File No.: 811-07589 | Film No.: 17728616 100 MATSONFORD ROAD, 100 MATSONFORD ROAD, SUITE 300 SUITE 300 RADNOR PA 19087 RADNOR PA 19087 610-386-1844 Copyright © 2017 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-07589 THE HARTFORD MUTUAL FUNDS, INC. (Exact name of registrant as specified in charter) 5 Radnor Corporate Center, Suite 300, 100 Matsonford Road, Radnor, Pennsylvania 19087 (Address of Principal Executive Offices) (Zip Code) Alice A. Pellegrino Hartford Funds Management Company, LLC 5 Radnor Corporate Center, Suite 300 100 Matsonford Road Radnor, PA 19087 (Name and Address of Agent for Service) Registrants telephone number, including area code: (610) 386-1844 Date of fiscal year end: October 31 Date of reporting period: January 31, 2017 Form N-Q is to be used by management investment companies, other than small business investment companies registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than 60 days after the close of the first and third fiscal quarters, pursuant to Rule 30b1-5 under the Investment Company Act of 1940 (17 CFR 270.30b1-5). The Commission may use the information provided on Form N-Q in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-Q, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-Q unless the Form displays a currently valid Office of Management and Budget (OMB) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507. Copyright © 2017 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Item 1. Schedule of Investments. Copyright © 2017 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document The Hartford Balanced Fund Schedule of Investments January 31, 2017 (Unaudited) Shares or Principal Amount Market Value Common Stocks - 67.7% Banks - 7.5% 423,220 Bank of America Corp. $9,581,701 203,700 Citigroup, Inc. 11,372,571 186,430 JP Morgan Chase & Co. 15,777,571 79,170 PNC Financial Services Group, Inc. 9,536,818 289,900 Wells Fargo & Co. 16,330,067 62,598,728 Capital Goods - 5.2% 62,480 3M Co. 10,922,754 138,821 Eaton Corp. plc 9,825,750 137,130 Fortune Brands Home & Security, Inc. 7,559,977 95,690 Ingersoll-Rand plc 7,593,002 71,490 United Technologies Corp. 7,840,308 43,741,791 Commercial & Professional Services - 0.8% 155,290 Nielsen Holdings plc 6,352,914 Consumer Durables & Apparel - 1.5% 114,970 NIKE, Inc. Class B 6,081,913 306,600 PulteGroup, Inc. 6,594,966 12,676,879 Consumer Services - 1.6% 123,983 Hilton Worldwide Holdings, Inc. 7,138,960 127,920 Norwegian Cruise Line Holdings Ltd.* 6,012,240 13,151,200 Diversified Financials - 2.3% 16,800 BlackRock, Inc. 6,282,864 244,280 Invesco Ltd. 7,064,577 138,540 Thomson Reuters Corp. 6,212,134 19,559,575 Energy - 5.2% 63,490 Anadarko Petroleum Corp. 4,414,460 87,020 Chevron Corp. 9,689,677 65,260 EOG Resources, Inc. 6,629,111 85,590 Exxon Mobil Corp. 7,180,145 131,250 Halliburton Co. 7,424,812 219,140 Marathon Oil Corp. 3,670,595 146,520 Suncor Energy, Inc. 4,547,981 43,556,781 Food, Beverage & Tobacco - 4.7% 40,130 Anheuser-Busch InBev N.V. ADR 4,183,954 166,412 British American Tobacco plc 10,272,260 19,100 Constellation Brands, Inc. Class A 2,860,416 71,290 Kraft Heinz Co. 6,365,484 170,130 Mondelez International, Inc. Class A 7,533,356 85,360 Philip Morris International, Inc. 8,205,657 39,421,127 Health Care Equipment & Services - 2.8% 165,102 Medtronic plc 12,551,054 68,050 UnitedHealth Group, Inc. 11,030,905 23,581,959 Insurance - 2.6% 131,770 American International Group, Inc. 8,467,540 136,110 Marsh & McLennan Cos., Inc. 9,258,202 88,973 Unum Group 4,042,044 21,767,786 Materials - 1.8% 147,300 Dow Chemical Co. 8,783,499 118,620 International Paper Co. 6,713,892 15,497,391 Copyright © 2017 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document The Hartford Balanced Fund Schedule of Investments (continued) January 31, 2017 (Unaudited) Media - 2.5% 141,520 CBS Corp. Class B $9,126,625 114,720 Comcast Corp. Class A 8,652,182 69,270 Viacom, Inc. Class B 2,919,038 20,697,845 Pharmaceuticals, Biotechnology & Life Sciences - 8.1% 47,810 Allergan plc* 10,465,131 54,000 Amgen, Inc. 8,460,720 229,590 AstraZeneca plc ADR 6,251,736 191,400 Bristol-Myers Squibb Co. 9,409,224 66,230 Eisai Co., Ltd. 3,650,643 200,510 Merck & Co., Inc. 12,429,615 29,904 Roche Holding AG 7,085,699 75,358 UCB S.A. 5,204,983 57,750 Vertex Pharmaceuticals, Inc.* 4,958,992 67,916,743 Real Estate - 0.7% 207,242 Park Hotels & Resorts, Inc. REIT 5,624,548 Retailing - 2.2% 2,006,600 Allstar Co.*(1)(2)(3) 1,705,610 81,030 Home Depot, Inc. 11,148,108 220,230 Liberty Interactive Corp. QVC Group Class A* 4,224,011 32,392 Tory Burch LLC*(1)(2)(3) 1,610,193 18,687,922 Semiconductors & Semiconductor Equipment - 4.4% 123,170 Analog Devices, Inc. 9,230,360 341,000 Intel Corp. 12,555,620 139,460 Maxim Integrated Products, Inc. 6,203,181 162,410 QUALCOMM, Inc. 8,677,566 36,666,727 Software & Services - 6.2% 23,257 Alphabet, Inc. Class C* 18,530,945 114,560 Cognizant Technology Solutions Corp. Class A* 6,024,710 233,870 eBay, Inc.* 7,444,082 313,570 Microsoft Corp. 20,272,301 52,272,038 Technology Hardware & Equipment - 5.0% 203,440 Apple, Inc. 24,687,444 573,950 Cisco Systems, Inc. 17,631,744 42,319,188 Transportation - 1.1% 82,520 Union Pacific Corp. 8,794,982 Utilities - 1.5% 104,670 NextEra Energy, Inc. 12,949,772 Total Common Stocks (cost $446,097,266) 567,835,896 Asset & Commercial Mortgage Backed Securities - 2.4% Asset-Backed - Automobile - 0.7% AmeriCredit Automobile Receivables Trust $ 103,384 1.79%, 03/08/2019 103,483 130,000 2.72%, 09/09/2019 130,658 Capital Auto Receivables Asset Trust 200,000 2.06%, 10/22/2018 200,351 Chesapeake Funding II LLC 680,000 1.77%, 06/15/2028(3)(4) 683,740 Chesapeake Funding LLC 195,140 1.27%, 02/07/2027(3)(4) 194,936 Copyright © 2017 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document The Hartford Balanced Fund Schedule of Investments (continued) January 31, 2017 (Unaudited) Chrysler Capital Auto Receivables Trust $ 170,000 1.78%, 06/17/2019(3) $170,410 280,000 1.83%, 03/15/2019(3) 280,626 Drive Auto Receivables Trust 68,742 2.12%, 06/17/2019(3) 68,792 Exeter Automobile Receivables Trust 83,395 1.54%, 11/15/2019(3) 83,377 First Investors Auto Owner Trust 279,941 1.67%, 11/16/2020(3) 279,969 294,000 2.26%, 01/15/2020(3) 294,463 115,000 2.39%, 11/16/2020(3) 115,248 Ford Credit Auto Owner Trust 130,000 1.36%, 10/15/2018 130,034 Hyundai Automotive Receivables Trust 100,000 2.48%, 03/15/2019 101,013 Prestige Automotive Receivables Trust 120,000 1.91%, 04/15/2020(3) 120,196 Santander Drive Auto Receivables Trust 354,108 1.97%, 11/15/2019 354,669 498,806 2.25%, 06/17/2019 500,244 85,000 2.33%, 11/15/2019 85,358 515,424 2.36%, 04/15/2020 517,326 140,000 2.57%, 03/15/2019 140,894 Securitized Term Auto Receivables Trust 540,000 1.52%, 03/25/2020(3) 536,712 Westlake Automobile Receivables Trust 202,067 1.57%, 06/17/2019(3) 202,173 320,000 1.83%, 01/15/2021(3) 320,371 5,615,043 Asset-Backed - Credit Card - 0.4% CARDS II Trust 800,000 1.47%, 07/15/2021(3)(4) 803,437 Evergreen Credit Card Trust 950,000 1.49%, 04/15/2020(3)(4) 953,960 Trillium Credit Card Trust II 1,285,000 1.49%, 05/26/2021(3)(4) 1,290,777 3,048,174 Asset-Backed - Finance & Insurance - 0.5% Ally Master Owner Trust 900,000 1.54%, 09/15/2019 900,996 975,000 1.60%, 10/15/2019 975,841 Ford Credit Floorplan Master Owner Trust 100,000 2.09%, 03/15/2022(3) 99,968 MMAF Equipment Finance LLC 395,000 1.39%, 12/17/2018(3) 394,944 295,000 2.21%, 12/15/2032(3) 290,401 OneMain Financial Issuance Trust 120,000 3.66%, 02/20/2029(3) 121,859 240,000 4.10%, 03/20/2028(3) 244,814 SBA Tower Trust 310,000 2.90%, 10/15/2044(3)(5) 312,147 Springleaf Funding Trust 385,000 3.16%, 11/15/2024(3) 388,545 170,000 3.48%, 05/15/2028(3) 170,590 SPS Servicer Advance Receivables Trust 600,000 2.53%, 11/16/2048(3) 598,266 4,498,371 Commercial Mortgage - Backed Securities - 0.7% Citigroup Commercial Mortgage Trust 400,000 3.46%, 12/10/2049 406,921 95,000 3.82%, 11/10/2048 99,543 Commercial Mortgage Trust 525,000 3.18%, 02/10/2048 529,606 CSAIL Commercial Mortgage Trust 950,000 3.50%, 06/15/2057 971,999 Copyright © 2017 www.secdatabase.com.