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Fonh990-PF 2001

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Fonh990-PF 2001 Return of Private Foundation No ~1545 0052 Fonh990-PF or Section 4947(a)(1) Nonexempt Charitable Trust Departsent of its Treasury Treated as a Private Foundation Internal Reenue Semce Note The organization ma be able to use a co o/ this return to satisfy state re orhn 2001 For calendar ear 2001 or tax ear b Innln , 2001, and end G Check all that apply Initial return Final return Amended return g Addr Name of organization EEmployer identification number Use lhelRS label THE THOMAS W WAT}{EN FOUNDATION Nn-o inz»i Otherwise, Number and street (or P O box number if mail is not delivered to street address) Room/suite B Telephone number (see page 10 0l print the instructions) or type See Specific 909 LILAC DRIVE 310 859-0500 C if ... told. ii,pisaroon is Instructions City or town, state, and 21P code pending enxkner. , D I Foreign oqenpawna thick hem LJ SANTA nnaanns ~ 93108 t Foreign oqanltir0ommwIYipNe LS% ban. Check he' . end adach i Check type of organ¢ahon X Section 501(c)L3) exempt private foundation Computation is. Ej E rt ohn'an rounaamn MM was hrmimba I Fair market value of all assets at end J Accounting method U Cash U Accrual under sicmm n 57(EgtMN Check here 0.0 of year (from Part 11 col (c), line Q Other (specify) _ F II the foundation b in a 6o-mon. = imn; 16 . 13 , 066 , 756 (Pert l, column (d) must be on cash basis ) unauscmn507(oNtgB) Ch (d) Disbursements Analysts of Revenue and Expenses (a) Revenue and (The total of amounts m columns (b) (c), end (b) Net investment (e) Adjusted net far charitable expenses per (d) may not necessarily equal the amounts in income income ourooses books column !al Isee DOGS 10 0l the instructions) ) 1 Con1rIDWOn~~ .8_!b iithints etc nceME("Cac7~chaEUle) . ask , I I ns foundation is not requited to ~-~ attach Sch B Z Distributions from split-interest trusts 3 Interest on whops and temporary cash inhrestments 4 Dividends and interest from securities 5 a Gross rents y b (Net rental come or (doss) 6 a Net pain or (lose) from sale of assets not on line 10 v b Gross sales once for ail y assets anline6a 10,029,84d 7 Capital gain net income (from Part IV, line 2) . N O 8 Net short-term capital gain 9 Income modifications Joe Gross sates less resume O a2 492 a and alloxancn w b Less Cost of goods wld 40 , 625 c Green profit or (lose) (attach Schedule) 11 Other income (attach schedule) 0 W Z 1 7 Compensation of officers directors, trustees; etc Q 14 Other employee salaries and wages U r66 AC ;g~njifrccountio es"e SeaM attach ula~ T?dT O;W%o 360 ~h scMQIW Q 7 h e 8 I C7WLrea'tiI `1' . o.yi u a .......... .. ~ OGDEN E 9 8spreeroM~r(ellecfreef~edufe) and depletion 20 Occupancy v e 21 Travel, conferences, and meetings A mCZ2 Printing and publications 23 Other expenses (attach Schedule) $TbIT 11 m 21 Total operating and administrative expenses Add lines 13 through 23 , , 26 Contributions, gifts, grants paid 27 Subtract line 26 from line 12 a Eacmarevenue over expenses end disbursements 2 , 504 , 398 b Net investment income (if negative, enter -D-) 1 c Ad j usted net income (if ne gative, enter -0-) JSA iE+4io a 000 For Paperwork Reduction Act Notice . see the instructions Form 990-PF (2001) 001022 1639 V01-7 602799 5 Attached Schedules and amounts m the Balance Sheets description column Should be for end of-year amounts onN f5ee insirudions 1 1 Cash -non-interest-beanng 2 Savings and temporary cash investments 7 Accounts receivable " _ Less allowance for doubtful accounts 1 4 Pledges receivable I Less allowance for doubtful accounts 6 Grants receivable , , 6 Recervables due from officers, directors, trustees, and other disqualified persons (wrath schedule) (see page 15 of the instructions) 7 Other notes and loans receivable (attach schedule) 1 Less allowance (or doubtful accounts 8 Inventories for sale or use h 9 Prepaid expenses and deferred charges h 10a investments U S and state government obligations (attac6TMMuli42 b Investments - corporate stock (attach schedule) STiT~ .13 c Investments - corporate bonds (attach schedule) ST= Investments-IanO buildings lll~ 11 and equipment basis ________ 3~815~943_ Less accumulated depreciation it . (attach schedule) --------------~----157,564 12 Investments - mortgage loans , 13 Investments - other (attach schedule) 74 Land buildings and , equipment basis ___________________ Less accumulated depreciation 1, (attach schedule) 15 Other assets (describe " -____________STMT_15) 76 Total assets (to be completed by all filers-see gape 16 of 17 Accounts payable and accrued expenses , 18 Grants payable 79 Deferred revenue , , , , , , , , , , , , , $ 0 Loans from officers directors trustees and other disqualified persons 21 Mortgages and other notes payable (attach schedule) 72 Other liabilities (describe " ____-____) ~ oeai uaonttiea aaa ones i i mrou z Organizations that follow SFAS 117, check here and complete lines 24 through 26 and lines 30 and 31 . 26 Unrestricted , , , , , , , , , , 25 Temporarily restricted , , , , , . 28 Permanently restncted Organizations that do not follow SFAS 117, check here and complete lines 27 through 71 . po-X~ 27 Capital stock, trust principal, or current funds . 29 Paid in or capital surplus or land bog , end equipment fund , , 29 Retained earnings accumulated income, endc,,,,ment, or other funds SO Total net assets or fund balances (see papa 17 of the instructions) , , , , , , , 71 Total liabilities and net assets/hind balances (sea page 17 Of Analysis of Changes in Net Assets or Fund Balances 1 Total oat assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on poor years velum) , , , , 2 Enter amount from Part I, line 27a 3 Other increases not included in tine 2 (itemize) " SEE STATEl&ENT 16 4 Add lines t, 2, and 3 5 Decreases not included inline 2(item¢e) "________________________________________ 6 Total net assets nr fiend halancae ~f and nl ,ear fhnn d minus lion 51 . Part II enlumn !hl lines 70 12,944,513 Fom,990-PF (2oot) JSA tE14707000 001022 1639 VO1-7 602799 6 3 Date (a) List and describe the kind(s) of property sold (e g , real estate, acquired (c) (d) Date sold ac quired P'Purchax (mo , day, yr ) 2-story brick warehouse, or common stock, 200 she MLC Co ) (mo day, yr ) tD-Donation a SEE PART IV SCHEDULE I b c d e (e) Gross sales price (1) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (or allowable) plus expense of sale (e) plus (f) minus (p) d Com plete onl y for assets showin g gain in column h and owned b the foundation on 72/37/69 (I) Gains (Col (h) gain minus col (nless (p F M V as of 12/31/69 U) Adjusted basis (k) Excess of Col (i) as of 12/31169 over col Q), if any Losses (fro ol a( h))~) or a b c d e If gain, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) { If (loss), enter -0- in Part I, line 7 } 2 762 , 30 . 1 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6) If gain, also enter in Part I, line 8, column (c) (see pages 73 and 77 of the Instructions) ,r If (loss) . enter- in Part 1. line 8 . , 3 I 226 .16 (For optional use by domestic private foundations subject to we section 4940(a) tax on net investment income ) If section 4940(d)(2) applies, leave this part blank Was the organization liable for the section 4942 tax on the distnbutable amount of any year in the base period? , . , F-1 Yes X No If "Yes," the organization does not qualify under section 4940(e) Do not complete the part 1 Enter the appropriate amount in each column for each year, see page 18 of the instructions before making any entnes Base penal years Calendar year ( b~ ( c ~ qualRying easels Distribution~ inter for tar vas' beainnino ~nl Adjusted distributions Net value W noncharrta0lo-use 1-1 -1 1~11 1999 1998 1997 2 Total of line 1, column (d) . I 2 Average distribution ratio for the 5-year base penod-divide the total on line 2 by 5, or by the number of years the foundation has been in existence d less than 5 years 4 Enter the net value of nonchantable-use assets for 2001 from Part X, tine 5 , , . , , U-- 8 5 Multiply line 4 by line 3 , , , , , , , , , I S 8 Enter 1°h of net investment income (1°.6 of Part I, line 27b) . 7 Add lines 5 and 6 8 Enter qualifying distributions from Part XII, line 4 . 1 8 1 888,253 II line 8 is equal to or greater than line 7 check tie box in Pert VI, line tband complete that part using a 1% W rate See the Pan VI instructions on page 10 JS\ ,e1.30 3 000 Form 990-PF (2001) 001022 1639 V01-7 602799 7 Excise Tax Based on Investment Income (Section 4940(a), 4960(b ), 494 0(e), or 4948 - see pa 18 of 1 a Exempt operating foundations described in section 4940(d)(2), check here J~ and enter N/A" on line 1 Date of ruling letter _ _ _ _ _ _ _ _ _ (attach copy of ruling letter if necessary - see instructions) b Domestic or anizations that meet the section 4940(e) requirements in Part V, check here " and enter 1 % of Part 1, line 27b c All other domestic organizations enter 2% of line 27b Exempt foreign organizations enter 4°.6 0l Part I, line 12, col (b) Z Tax under section 511 (domestic section 4947(a)(i) trusts ana tueuIC fu~ndo;on~ ~^ ;" ^'~^"e ^wer-rW a Add lines 1 and 2 d Subtitle A (income) tax (domestic section d947(a)(1) trusts and taxable foundations only Others enter -0-), 5 Tax based on investment income Subtract line d from line 3 II zero or less, enter -o- 6 CreditslPayments a 2001 estimated tax payments and 2000 overpayment credited to 2001 6a b Exempt foreign organizations - tax withheld at source 8 b NONE c Tax paid with application for extension of time to file (Forth B868) , , , , fic 25 .
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