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Heredity 68 (1992) 405—410 Received9May 1991 Genetical Society of Great Britain

Evolution of reproductive systems in filamentous ascomycetes. I. of types

M. J. NAUTA & R. F. HOEKSTRA Department of Genetics, Agricultural University, Ore yenlaan Z 6703 HA Wageningen, The Netherlands

Inthe ascomycete family of Sordariaceae both (with two mating types) and homo- thallism (without mating types) are common. A population genetic model is made in an attempt to find out under which conditions evolution from one system to the other is conceivable. Analysis shows that evolution from hetero- to is possible but evolution from homo- to hetero- thallism is improbable. As in these haploid fungi self-fertilization has other consequences than in diploid , homothallism seems to have little disadvantage. It is found that polymorphism in homo- and heterothallism can be stable, although this has not yet been found in Sordariaceae in nature.

Keywords:ascomycetes,evolution, heterothallism, homothallism, mating types, .

thallic are self-sterile and possess mating types. Introduction Here 'mating types' is defined as 'two different Mostpopulation genetic models about the evolution of without morphological -differentiation'. These sex and mating systems concern and mating types receive different names in different (e.g. Maynard Smith, 1978; Bell, 1982; Stearns, 1987; species but are called +and—inthis study. Michod & Levin, 1988). The fungi are largely over- Note that the terms monoecy and dioecy are confus- looked. Some of the reasons for this may be the relative ing in this context. In plants these terms refer to species lack of knowledge about their population structure and in which individuals produce of only one sex genetics, the complex cycle of many fungi and the or of both sexes. All Sordariaceae make both, indepen- puzzling variety in reproductive systems. This varia- dent of . [The implication of this will be tion, however, also offers an opportunity for compara- discussed in a subsequent paper (M. J. Nauta & R. F. tive studies of the evolutionary forces that shape the Hoekstra, 1992).] different mating systems. A remarkable phenomenon is the occurrence of This study presents a model of the evolution of both homo- and heterothallic species within many mating types in filamentous ascomycetes, exemplified related ascomycete genera and families. This means by the family Sordanaceae. This family includes some that homo- and/or heterothallism must have evolved genetically well-known species, e.g. crassa, independently quite often. One may suspect, then, that Podospora anserina and fimicola, which live the threshold for switching from one system to another on rotten material or herbivore dung. They show cannot be too high. relatively simple life cycles (see below). Some popula- The purpose of this study is to discover the condi- tion genetic (Perkins & Turner, 1988) and molecular tions, defined in general fitness parameters under (Glass et a!., 1990) data are also available and provide which homothallism can evolve to heterothallism and useful information. The model will probably also be vice versa. valid for many other ascomycete species, but these are not treated explicitly here. Themodel In the Sordariaceae (as in many other ascomycete families) roughly two mating systems exist: homo- Themodel is based on a typical Sordariaceae life cycle thallism and heterothallism. Homothallic species are as presented in Fig. 1. Note the following character- self fertile and have no mating types, whereas hetero- istics. 405 406 M. J. NAUTA & R. F. HOEKSTRA LIL.. ASEX conidia . / \ SE/

MEIOSIS N ascogonium young ascus Fig.1 Lifecycleof the heterothallic model . A haploid mycelium contains either nuclei of mating type +(•)orof mating type —(0). Theconidia can develop asexually into a new mycelium or fertilize ascogonia of the opposite mating type. After karyogamy and an ascus with eight (four of each mating type) is formed. The homothallic model organism has the same life cycle, but has no mating types (self-fertilization is possible).

1 The life cycle is haploid. There is only a very short There are two heterothallic mating types (+ and —) stage of diploidy (in the young ascus) which is immedi- withfrequencies x1 and x2, and one homothallic ately followed by meiosis. 'mating type' with frequency x3 (x1 + x2 + x3 =1). 2 Each individual mycelium forms both conidia and These three types are assumed to be determined by ascogonia, that is both male and gametes. As three alleles at one locus. The fitness of a heterothallic stated above this is completely independent of mating cross + X— equals1, the crosses x —and x + type. have a fitness w1 (w1 1). The homothallic crossing 3 The conidia serve as both male gametes and x has a fitness w2 when it concerns outcrossing asexual . [This is a simplification of the situation (frequency 1 —s)and w3 when (frequency s). found in N. crassa, where micro- as well as macro- All mycelia produce the same amount of ascogonia conidia exist. The first seem to serve mainly as a ferti- and conidia. There is an excess of conidia formed, so lizing agent and the second as an asexual (Perkins all ascogonia are fertilized. [This can be compared with & Turner, 1988). In the laboratory, however, both can ovules and pollen in higher plants (Charlesworth & perform the two functions.] Charlesworth, 1978).] 4 Because of haploidy self-fertilization does not The conidia disperse randomly over the area. Some imply recombination. [A similar phenomenon in ferns land on unoccupied substrate and have a chance to is called intragametophytic selfing (Klekowski, 1979; germinate. Others land on a mycelium and are able to Hedrick, 1987).] From a genetic point of view then the fertilize ascogonia. There is an active attraction formation of selfed spores is equivalent to forming between unlike mating types as in, for example, Podo- asexual spores. spora anserina (Esser, 1959) and Bombardia lunata Furthermore, the following assumptions are made in (Zickler, 1952). Identical mating types do not attract the model. each other. This means that both a + landing

408 M. J. NAUTA & R. F. HOEKSTRA p0: (C>0 and A+B+C<0)or (C>0and now become A+B+C>0 and A> —+B>O and q<2) or (C<0 andA+B+Cc2), A=2(1—s)(w2—w1), fd: C0, B'2sw3—(1 +s)w,, he: Cc2), ho: C>OandA+B+C>Oandnot(A> —+B>Oand After the right the second mating type can q<2). invade under the same conditions as the first [condition Before discussing some special cases, note that the (5)J.Toachieve a better impression of these formulae, invasion of heterothallism in a homothallic population some special cases will be considered. (See Fig. 2 for is unlikely to happen with two mating types (two illustrations.) simultaneous ) at once. That is, one has to 1 No selfing: S consider the introduction of one mating type first. This Homothallism can invade if w1>2/3and hetero- means that x =0 or x2 =0. Elaborating this case gives thallism if w2 1 —w3and type must also serve as a heterothallic partner. heterothallism if w1>2w3. The expressions A, B and C in formulae (3) and (4) (a) 1 pa (b) 1 Wi W1

0 0 0 0 1 w2

(c) 1 (d) pa ha

Wi W1 he fd 0 0 0 1 0 1 W3 Fig. 2 Equilibrium states in four different cases. po stable polymorphism, he =heterothallism,ho =homothallism, fd =frequencydependent. (a) s=0(noselling, discussed as case 1 in the main text), (b) s=1(all homothallics are selfing, case 2), (c) s =0.5andw2 =w3(homothallic crosses are equally fit), (d) s =0.5and w1 =w2(outbreeding crosses with homothallics are equally fit). EVOLUTION OF MATING TYPES IN ASCOMYCETES 409

3 All outcrossing sex has the same fitness: with the present model is the second condition, which w1= w2 = 1 is less severe here (w1 >2/3). The reason for this is the (a) selling mildly deleterious: w30.5. Hetero- differentiation in the present model and the fact thallism can never invade, homothallism is that no ascogonia are lost by incompatible fusions. stable. It does not mean, however, that the evolution of (b) selling strongly deleterious: w3<0.5.Both heterothallism has become easier. It is hard to find homo- and heterothallism can invade, poly- convincing reasons why w1, w2 and/or w3 should be morphism is stable. considerably smaller than 1. It is clear that conditions for homothallism to invade The idea that heterothallism must have preceded a heterothallic population will be much more easily homothallism in evolution is supported by DNA realized than conditions for heterothallism to invade. A sequencing of the mating type of Neurospora heterothallic population can only be stable with strong crassaandthe comparison of these sequences with selection pressure against homothallism and/or selling. other Sordariaceae (Glass et a!., 1990; Metzenberg & The model seems to suggest, therefore, that evolu- Glass, 1990). It has been found that + and —(called tion from hetero- to homothallism may be possible but A and a in Neurospora) are dissimilar and that most that evolution from homo- to heterothallism is (but not all) homothallic species carry homologous expected to be rare. At the same time it shows that, sequences of both mating types in one haploid . when evolution from homo- to heterothallism or vice Mating type switching, as in (Herskowitz, 1988), versa occurs, one should also expect to find popula- is improbable in the Sordariaceae. tions polymorphic for this trait. The fact that most homothallic Sordariaceae do not form conidia is not reflected in the model assumptions (Perkins & Turner, 1988), which means that out- Discussion crossing can only take place via occasional mycelial contact. Thus in homothallic species, in nature, the Oneof the few discussions on the evolution of hetero- frequency of selfing must be close to 100 per cent. This thallism in ascomycetes has been given by Olive (1958, is supported by the finding that RFLP and mating-type 1963). He assumes that in the early evolution of the analysis show far less variation within homothallic fungi, homothallism preceded heterothallism. In the species than within heterothallic species (Glass et a!., homothallic species , a number of 1990). mutations that affect the sexual process have been This possible lack of conidia may make the model found. In the laboratory 'heterothallism' could be less valid for the evolution of homo- to heterothallism. created by selecting for self-sterile colonies that could It is easy to see, however, that a more realistic model be crossed with each other (El Ani & Olive, 1962). It would put a heterothallic mutant at an even greater dis- is suggested that heterothallism might evolve by 'the advantage than in the present model because it occurrence and association of pseudo allelic self- decreases the chance of finding an appropriate mate. sterility mutations in a compound locus of two or more This will therefore only produce more severe condi- subunits'. tions for the evolution of heterothallism. The nature of the selective forces that promote the The only explanation for the existence of hetero- evolution of heterothallism under natural conditions is thallic Sordariaceae seems to be that in some cases the not clear but, according to Raper (1968) and Esser fitness thresholds for intermediate stages are too high. (1971, 1974), these should mainly be the promotion of More ecological research on these species is needed to outbreeding and the prevention of . This last find out if and why this should be the case. argument, however, deserves a closer look. What is Note that the model suggests that polymorphism in meant by inbreeding is actually intragametophytic sell- homo- and heterothaliism may very well be stable. No ing. (Selfing as it occurs in diploids, intergametophytic report of such polymorphism has been found in selling, is possible with both homo- and heterothallism Sordariaceae. In some species of comparative asco- in these fungi.) This selling does not imply any recom- mycete families, both homo- and heterothallic strains bination and is in fact equivalent to asexual reproduc- are described [e.g. (Wheeler, tion. This means that the 'usual' disadvantages of 1954), Gibberella zeae and Nectria huematococca inbreeding are not applicable here. (Booth, 1971 )],butthe stability of these strains in A model on the evolution of mating types in iso- nature is somewhat obscure. It may well be that poly- gamous populations has been studied by Hoekstra morphism occurs in some species but has never been (1982, 1987). Using comparable parameters (and with reported. s =0),he found that heterothallism can invade if The lack of conidia in many homothallic species, the w1> w2 and homothallism if Wi> 1/2. The difference differentiation in male and female gametes in addition to 410 M. J. NAUTA & R. F. HOEKSTRA

mating types, and the existence of related fungi imper- METZENBERG, R. L. AND GLASS, N. L. 1990. Mating type and fecti, offer some intriguing additional questions. These mating strategies in Neurospora. Bioessays, 12, 53—59. wifi be analysed in a comparative model (M. J. Nauta MICHOD, R. E. AND LEVIN, B. R. 1988. The Evolution of Sex: An and R. F. Hoekstra, 1992). Examination of Current Ideas, Sinauer Associates Inc., Sunderland. NAUTA, M. J. AND HOEKSTRA, R. F. 1992. Evolution of reproduc- Acknowledgements tive systems in filamentous ascomycetes. II. Evolution of hermaphroditism and other reproductive strategies. Theseinvestigations were supported by the Founda- Heredity, 68, (in press). tion for Biological Research (BION), which is subsi- OLIVE, L. S. 1958. On the evolution of heterothallism in fungi. dized by the Netherlands Organization for Scientific Am. Nat., 42, 233—25 1. Research (NWO; grant no. 811-439-085). OLIVE, L. s. 1963. Genetics of homothallic fungi. Mycologia, 55, 93—103. PERKINS, D. D. AND TURNER, B. C. 1988. Neurospora from References natural populations: Toward the population of a a 1982. The Masterpiece of Nature: The Evolution and haploid . Exp. Mycol., 12, 91—131. BELL, RAPER, .i. R. 1968. On the evolution of fungi. In: Ainsworth, Genetics of Sexuality. University of Columbia Press, G. C. and Sussman, A. S. (eds) The Fungi. An Advanced Berkeley. Treatise, Vol. III, Academic Press, New York, pp. BOOTH, C. 1971. The Genus Fusarium. Commonwealth Myco- 677-694. logical Institute, Kew. STEARNs, 5. c. 1987. The Evolution of Sex and its Con- CHARLESWORTH, 0. AND CHARLESWORTH, B. 1978. Population genetics of partial male-sterility and the evolution of sequences, Birkhauser Verlag, Base!. WHEELER, H. E. 1954. Genetics and the evolution of hetero- monoecy and dioecy. Heredity, 41,137—153. EL AN!, A. S. AND OLIVE, L. s. 1962. The induction of balanced thallism in Glomerella. Phytopathology, 44, 342—345. heterothallism in Sordaria fimicola. Proc. Nat!. Acad. Sd., ZICKLER, H. 1952. Zur Entwicklungsgeschichte des Askomy- zeten Bombardia lunata Zckl. Arch. Protistenk., 98, 1—70. U.S.A., 48, 17—19. ESSER, K. 1959. Die Incompatibilitatsbeziehungen zwischen geographischen Rassen von Podospora anserina (Ces.) Rehm. II. Die Wirkungsweise der Semi-Incompatibilitáts- Appendix . Z. Vererbungsl.,90,29—52. ESSER, K. 1971. Breeding systems in fungi and their signifi- Equal heterotha/fic frequencies are stable cance for . Mo!. Gen. Genet., 110, 86—100. Formulae(la)and (ib) can be rewritten to ESSER, K. 1974. Breeding systems and evolution. In: Carlile, M. J. and Skehel, J. J. (eds) Evolution in the Microbial xx1(a+bx2) World. Proceedings of the 24th Symposium of the Society xx2(a+bx1) of Genetics and , Cambridge University Press, Cambridge, pp. 87—104. with GLASS, N. L., METZENBERG, R. L. AND RAJU, N. B. 1990. Homo- thallic Sordariaceae from nature: The absence of strains a=[1 + +0w1(1 —s)x3](1 —x1)(1 —x2)+Ow1x3, containing only the a mating type sequence. Exp. Mycol., — 14,274—289. b+O[1+x3(1 w1)}. HEDRICK, pw.1987. Population genetics of intragametophytic It is easy to see that x1 and x2 are mutually inter- selfing. Evolution, 41, 137—144. changeable, so if x1/x2 converges to 1 for x1 x2a+bx2>1. (ed.) The Evolution of Sex and its Consequences, x1 a+bx1 Birkhauser Verlag, Basel, pp. 59—9 1. KLEKOWSKI, E. i. 1979. The genetics and reproductive biology As both a> 0 and b >0, these conditions hold if of ferns. In: Dyer, A. F. (ed.) The Experimental Biology of x1