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Molecular Psychiatry (1997) 2, 255–262  1997 Stockton Press All rights reserved 1359–4184/97 $12.00

SEMINARS IN MOLECULAR PSYCHIATRY AT THE CLINICAL NEUROENDOCRINOLOGY BRANCH, NIMH, NIH

Possible mechanisms for atrophy of the hippocampus BS McEwen

Harold and Margaret Milliken Hatch Laboratory of Neuroendocrinology, The Rockefeller University, New York, NY 10021, USA

Recently published work using MRI to image the human has revealed that the hippocam- pal formation undergoes a selective atrophy in diverse conditions such as Cushing’s syn- drome, post-traumatic stress disorder, recurrent depressive illness, normal aging preceding and in Alzheimer’s disease. Hippocampal shrinkage is usually accompanied by deficits in declarative, episodic, spatial and contextual performance and the hippo- campal changes provide a neural substrate for changes in cognitive function that have been recognized to accompany these various conditions. The hippocampus has long been known as a target of stress hormones, and it is an especially plastic and vulnerable region of the brain. However, the prominence of the hippocampus as a target has obscured the fact that other factors besides glucocorticoid hormones are involved in the process of hippocampal atrophy. Excitatory amino acids and NMDA receptors are prominent in their involvement in an animal model of hippocampal atrophy as well as in neuronal death. Further- more, the finding of hippocampal atrophy does not necessarily imply a permanent loss of cells, and this aspect deserves careful investigation, both to analyze the underlying anatom- ical changes and to investigate the possibility of pharmacological treatment to reverse the process. In cases where atrophy is due to cell loss, the time course of the disease process will provide much useful information about mechanism and offer the possibility of early inter- vention to arrest or slow the pathological process. Keywords: hippocampus; atrophy; cell loss; stress; ; NMDA receptors

It has been known for some time that the areas, in particular in Cushing’s syndrome, recurrent shows signs of atrophy as a result of elevated glucocort- depressive illness, post-traumatic stress disorder, icoids and severe, traumatic stress (eg holocaust and aging prior to overt dementia survivors).1 However, it has only been very recently (Table 1). The diversity of conditions in which atrophy that brain imaging techniques have allowed for a regional analysis of the atrophy or shrinking of various brain structures to see which ones are most affected. Table 1 Conditions involving atrophy of the human hippocampus Recent evidence indicates that the human hippocam- pal formation is particularly sensitive in this respect Condition References and tends to show greater changes than other brain Recurrent depressive illness 64 PTSD 65, 66 The section Seminars in Molecular Psychiatry at the Clinical Aging, preceding dementia 56, 57 Neuroendocrinology Branch, NIMH is jointly edited by Philip W Dementia 67 Gold, Julio Licinio, Esther Sternberg and Ma-Li Wong. Presented Cushing’s syndrome 68 on 29 April 1997. Schizophrenia 69, 70 Correspondence: BS McEwen, PhD, The Rockefeller University, Box 165, 1230 York Avenue, New York, NY 10021, USA. E-mail: mcewenȰrockvax.rockefeller.edu For another recent summary of hippocampal Received and accepted 7 January 1997 atrophy in the human brain, see Ref. 71. Atrophy of the human hippocampus BS McEwen 256 occurs raises the question whether they reflect a com- impairment in the learning of spatial and short-term mon mechanism and secondly whether the atrophy is memory tasks.4 permanent or reversible. Besides the effect of stress on hippocampal structure, Regarding mechanism, it is tempting to attribute the there are other forms of plasticity in the hippocampus, occurrence of hippocampal atrophy to glucocorticoids. including reversible that is regulated This is because the hippocampus is a primary target by ovarian steroids and excitatory amino acids via area for adrenal steroids in the brain, and adrenal ster- NMDA receptors in female rats and occurs in the CA1 oids have been shown to have effects on hippocampal region21,22 and a reversible atrophy of dendrites of CA3 neuronal plasticity and on the loss of hippocampal during hibernation in ground squirrels and neurons in conditions like and aging.1–4 How- hamsters.23,24 The estrogen-regulated CA1 synaptic ever, other factors play a role, including the endogen- plasticity is a rapid event, occurring during the female ous excitatory amino acid , and one rats′ 5-day estrous cycle, with the taking sev- of the purposes of this short overview will be to sum- eral days to be induced under the influence of estro- marize what we know about the mechanism of neu- gens and endogenous , and then disap- ronal atrophy in several animal models. Another goal pearing within 12 h under the influence of the of this article is to discuss the relationship between proestrus surge of progesterone.21 In contrast, the CA3 reversible atrophy and loss of permanent cells, includ- atrophy found in rats and noted in the preceding para- ing the possibility of therapeutic strategies for revers- graph is a relatively slow process taking normally at ing atrophy and preventing permanent damage. This least 3 weeks to develop under daily stress and a week issue has recently been discussed in a News & Views or so to disappear. However, dendritic atrophy in article in this journal.5 hibernating ground squirrels and hamsters develops as fast as the hibernating state and can be reversed rapidly Hippocampal neuronal plasticity in several animal within several hours (Magarinos, McEwen and Pevet, models unpublished).23,24 Although anatomically similar to the The is an important brain stress-induced atrophy in rats and tree shews, it is not structure in episodic and spatial learning as well as a yet clear if this process involves the same mechanisms; component of the control of a variety of vegetative however, if this is the case, the question becomes what functions such as ACTH secretion.6,7 It is also a plastic factors make the atrophy rapid in hibernation and slow and vulnerable brain structure that is damaged by in relation to repeated stress. stroke and head trauma and susceptible to damage dur- ing aging and repeated stress.1 In 1968, we showed that Animal models of reversible dendritic atrophy hippocampal neurons express receptors for circulating The detailed study of the process of dendritic atrophy adrenal steroids,8 and subsequent work in many lab- in rats and tree shrews is a useful model for under- oratories has shown that the hippocampus has two standing cellular mechanisms and pharmacological types of adrenal steroid receptors, Type I means of intervening and either blocking or reversing (mineralocorticoid) and Type II (glucocorticoid) which hippocampal atrophy. In the hibernation and stress mediate a variety of effects on neuronal excitability, studies, dendritic length and branching is assessed by neurochemistry and structural plasticity.9 morphometry after silver staining neurons with the sin- Recent work in our laboratory has shown that adre- gle-section Golgi technique. More recently, electron nal steroids are involved in three types of plasticity in microscopy has revealed that stress and glucocorti- the hippocampal formation. First, they reversibly and coids alter morphology of presynaptic mossy fiber ter- biphasically modulate excitability of hippocampal minals in the stratum lucidum region of CA3.25 neurons and influence the magnitude of long-term Initially, atrophy of apical dendrites of CA3 pyramidal potentiation, as well as producing long-term neurons, and not dentate granule neurons or CA1 pyr- depression.10–13 These effects may be involved in amidal neurons, was found after 21 days of daily biphasic effects of adrenal secretion on excitability and corticosterone (CORT) exposure and also after 21 days cognitive function and memory during the diurnal of 6 h per day repeated restraint stress.4 Psychosocial rhythm and after stress.14–17 Second, adrenal steroids stress also causes apical dendrites of CA3 pyramidal participate along with excitatory amino acids in reg- neurons to atrophy in rats26 and in an insectivore, the ulating of granule neurons, tree shrew.20 Stress- and CORT-induced atrophy were in which acute stressful experiences can suppress the prevented by the anti-epileptic drug, phenytoin ongoing neurogenesis.18 We believe that these effects (Dilantin), thus implicating the release and actions of may be involved in -related learning and memory, excitatory amino acids, since phenytoin blocks gluta- because of the anatomical connections between the mate release and antagonizes sodium channels and dentate gyrus and the , a brain area important possibly also T-type calcium channels that are acti- in memory of aversive and fear-producing experi- vated during glutamate-induced excitation; this result ences.19 Third, adrenal steroids participate along with was consistent with evidence that stress induces excitatory amino acids in a reversible stress-induced release of glutamate in hippocampus and other brain atrophy of dendrites in the CA3 region of hippocampus regions.4,20,27 Recent work has shown that NMDA of male rats4 and tree shrews,20 a process that affects receptor blockade is also effective in preventing stress- only the apical dendrites and results in cognitive induced dendritic atrophy.4 Atrophy of the human hippocampus BS McEwen 257 A model of the cellular and neurochemical interac- corticosterone secretion,30 but may instead be related tions involved in dendritic atrophy is presented in to its reported effects in enhancing the reuptake of Figure 1, and it emphasizes the interactions between within the hippocampus.31 Further evidence neurons and neurotransmitters. The role of adrenal for serotonin involvement in dendritic atrophy comes steroids will be discussed below. Besides glutamate, from studies of psychosocial stress in rats, in that both other participating neurotransmitters include GABA dominant and subordinate rats show dendritic atrophy and serotonin. Inhibitory have a signifi- as well as down-regulation of 5HT transporter cant role in controlling hippocampal neuronal excit- expression in the CA3 region, indicating either a ability,28 and involvement of the GABA-benzodiazep- reduced density of serotonin terminals or a reduced ine receptor system is strongly suggested by the ability expression of the transporter.26 However, dominant of a benzodiazepine, adinazolam, to block dendritic rats show a greater reduction in 5HT transporter site atrophy (Magarinos, unpublished). As for serotonin, than subordinates, and dominants also show a greater repeated restraint stress in rats and psychosocial stress dendritic atrophy.26 cause changes in the hippocampal formation that Because corticosterone- and stress-induced atrophy include not only atrophy of dendrites of CA3 pyrami- of CA3 pyramidal neurons are both blocked by pheny- dal neurons but also suppression of 5-HT1A receptor toin as well as by tianeptine,4 serotonin released by binding.4,26 stress or corticosterone may interact pre- or post-synap- Serotonin is released by stressors and tianeptine, an tically with glutamate released by stress or corticos- atypical tricyclic antidepressant that enhances sero- terone, and the final common path may involve inter- tonin reuptake and thus reduces extracellular 5HT lev- active effects between serotonin and glutamate els, prevented both stress- and corticosterone-induced receptors on the dendrites of CA3 neurons innervated dendritic atrophy of CA3 pyramidal neurons,29 by mossy fibers from the dentate gyrus. There is evi- whereas several inhibitors of serotonin reuptake, dence of interactions between serotonin and NMDA fluoxetine and fluvoxamine, and desipramine, an receptors, indicating that serotonin potentiates NMDA inhibitor of noradrenaline uptake, failed to block atro- receptor binding as well as activity of NMDA receptors 32,33 phy (Magarinos, Watanabe, unpublished). Thus the and may do so via 5-HT2 receptors. effect of tianeptine on CA3 pyramidal mor- Glucocorticoid treatment causes dendritic atrophy, phology is not due to its reported effects in reducing and stress-induced atrophy is blocked by treatment

Figure 1 Diagram of the hippocampal CA3 region showing schematically the innervation of apical dendrites of CA3 pyramidal neurons by mossy fiber projections from dentate granule neurons. Granule neurons also send mossy fibers to interneurons in the hilus, which, in turn, send inhibitory projections to the CA3 pyramidal neurons. The balance between the excitatory input and the inhibitory tone from the interneurons is presumed to be very important to the excitability of CA3 neurons. Evidence summarized in the text indicates that excitatory amino acid release during repeated stress, aided by circulating glucocorticoids, leads to a reversible atrophy of apical dendrites over 3–4 weeks in rats and tree shrews. Serotonin also participates, possibly by aiding the excitatory amino acid activity at the NMDA receptor, and reduced GABA-benzodiazepine-mediated inhibitory activity at from the interneurons on CA3 pyramidal neurons may also exacerbate the atrophy. Prolonged psychosocial stress in is known to cause a permanent loss of CA3 pyramidal neurons, which may reflect another and more dangerous stage of the actions of the mediators that cause the atrophy shown in the diagram. We envision that the process that is so intense in the CA3 region occurs to some extent throughout the hippocampus, which might help explain why the entire human hippocampus undergoes atrophy of 10–15% in various conditions described in the text and Table 1. Atrophy of the human hippocampus BS McEwen 258 with an adrenal steroid synthesis blocker, cyano- Following upon the widespread activation of NMDA ketone.4 What is the role of adrenal steroids in relation receptors, the increased levels of intracellular calcium to the involvement cited above? A may make the dendritic cytoskeleton become depoly- primary site of action is the release of glutamate, since merized or undergo proteolysis.4 Stress is also reported adrenalectomy markedly reduces the magnitude of the to alter the expression of the , BDNF and EAA release evoked by restraint stress.34 In this con- NT-3, in the hippocampus.45 Very little is known about nection, mossy fiber terminals from dentate granule the adrenal steroid receptor types involved in these neurons in the stratum lucidum of CA3 apical den- effects, or the localization of stress and adrenal steroid drites show morphological alterations as a result of effects on expression within the hippo- .25 These changes involve reorganization campus and their relationship to the conditions of of synaptic vesicles in the synaptic terminal, with a repeated stress which bring about morphological higher density occurring in regions adjacent to active changes. However, conditions which cause dendritic synaptic zones. atrophy, such as repeated restraint stress or psychoso- The stratum lucidum zone of CA3 contains high lev- cial stress, do not appear to change neurotrophin els of kainate receptors, as demonstrated by quantitat- expression in hippocampus (Kuroda, unpublished), ive autoradiography, and, as noted above, these recep- indicating that neurotrophins are probably not directly tors are decreased in density by ADX and restored to involved in the mechanism of dendritic atrophy. This normal by corticosterone replacement.35 Because kain- does not exclude the possibility that neurotrophin ate receptors are feed-forward autoreceptors for excit- depletion or suppression might be involved in perma- atory amino acids on presynaptic mossy fiber nerve nent neuronal loss resulting from more severe and pro- endings (Figure 1), the effects of adrenal steroids are longed stress, as described, for example, by Uno et al.46 consistent with the dependence of stress-induced glut- amate release on the presence of the adrenal glands.34 What is the functional significance of impaired Another possibility is that corticosterone or stress hippocampal function on stress and aging? alter CA3 neuronal atrophy through regulation of Stress and glucocorticoids are known to have specific GABAergic synaptic inhibition (Figure 1). In support of effects on cognitive function in and in animal this notion, low levels of corticosterone alter mRNA models. Adrenal steroids and stressful experiences levels for specific subunits of GABAa receptors in CA3 produce short-term and reversible deficits upon epi- and the dentate gyrus of adrenalectomized rats,36 sodic and in animal models and in whereas stress levels of corticosterone have produced humans,47 whereas repeated stress also impairs cogni- different effects on GABAa receptor subunit mRNA tive function in animal models and glucocorticoid levels and receptor binding in hippocampal subregions elevation or treatment in humans is accompanied by including CA3 (Orchinik, Weiland and McEwen, cognitive dysfunction.48 There are also declines in cog- unpublished). Therefore, it appears that corticosterone nitive function in aging humans that are correlated may alter the excitability of hippocampal neurons with progressive elevations in HPA activity over 3–4 through regulation of GABAa receptor expression, but years.49,50 it remains to be seen if the corticosteroid effects on Acute effects of stress or glucocorticoid adminis- neuronal morphology involve changes to the number tration are evident within a time span ranging from a or pharmacological properties of GABAa receptors. few hours to a day and are generally reversible and Both stress and glucocorticoid treatment cause quite selective to the task or particular situation.47,51 enhanced expression of NMDA receptors in hippocam- Adrenal steroid effects are implicated in both selective pus,37,38 and this is another potential mechanism by attention as well as in ,47 and which adrenal steroids are involved in dendritic atro- such actions are consistent with the effects of adrenal phy (Figure 1). It is puzzling, however, that NMDA steroids on the modulation of long-term potentiation receptors are not expressed at very high levels in the and primed-burst potentiation (see above). However, stratum lucidum where mossy fibers terminate39, given some acute actions of stress may involve other mech- the evidence cited above for the importance of this anisms than glucocorticoids, including endogenous innervation for dendritic atrophy. The presence of opioid in the case of painful stressors NMDA receptors on the more distal aspects of CA3 like shock (summarized in Ref. 4). With regard to non- dendrites suggest that the mossy fiber activation of glu- painful stressors, exposure of rats to a novel environ- tamate release triggers a much more widespread ment resulted in a rapid and reversible impairment of activity of excitatory amino acids affecting the entire plasticity in vivo in the CA1 region and this effect may dendritic tree of the CA3 pyramidal neurons. Indeed, involve the actions of glucocorticoids.17 the and physiology of CA3 neurons is Longer-term stress that produces dendritic atrophy consistent with a recurrent excitation. Neuroanatom- in the CA3 region of the hippocampus has also been ically, CA3 neurons send recurrent axonal projections shown to impair hippocampal-dependent learning. A to other CA3 neurons as well as back to the hilus;40,41 recent study has demonstrated an impairment of per- and physiologically, CA3 neurons are characterized by formance on an 8-arm radial maze in rats that received burst firing42,43 and have a multiplicity of calcium 21 days of restraint stress prior to maze training.52 The channel types that contribute to the activation of cal- stress effect is reversible, in that inhibition of the initial cium currents by low voltage changes.44 learning was evident when rats were trained and evalu- Atrophy of the human hippocampus BS McEwen 259 ated immediately after the end of stress, but not 18 transmitters. Nevertheless the role of glucocorticoids days after the termination of stress. This impairment should not be ignored. Glucocorticoids are elevated in was in the same direction, but not as great as, impair- Cushing’s syndrome and may also be somewhat elev- ment found in aging rats; moreover, stress effects were ated in aging individuals, but this is probably not the prevented by prior treatment of rats with phenytoin or case for any of the other disorders listed in Table 1, at with tianeptine under the same conditions in which least at the time they are studied, except that there are phenytoin was able to prevent the stress-induced atro- elevations in glucocorticoids associated with the diur- phy of CA3 pyramidal neurons.29,52,53 A subsequent nal rhythm and stressful experiences that take place on study showed that the same repeated restraint stress a daily basis. paradigm that causes dendritic atrophy impaired the Moreover, pathological elevations of adrenal steroids short-term (4 h) retention of a spatial recognition mem- are not required for atrophy of hippocampal neurons. ory in a Y-maze, an action that was also prevented by First, in the animal models of stress-induced atrophy, tianeptine treatment during the stress regimen.54 ordinary adrenocortical stress responses are all that is Declines of hippocampally related cognitive func- needed for the process to occur with repetition of the tions, such as spatial and , occur in stressful situation. Second, with regard to human hip- human subjects and are correlated with increases in pocampal atrophy, individual differences in stress HPA activity over 3–4 years.49,50 Recent evidence has responsiveness may play a role in making some people revealed that the most severely impaired individuals more vulnerable to their own stress hormones. One have a significantly smaller hippocampal volume com- example that is instructive in understanding how indi- pared to the least impaired individuals.55 This result is vidual differences might play a role in brain changes consistent with other findings of individual differences is the finding that some individuals who are exposed in cognitive function correlated with hippocampal vol- to repeated psychosocial stress (eg public speaking) fail ume reductions in elderly humans.56,57 to habituate their elevation; these individuals Long-term stress also accelerates a number of bio- lack self-esteem and self-confidence.63 It is therefore logical markers of aging in rats, including increasing not difficult to imagine that individuals with a more the excitability of CA1 pyramidal neurons via a cal- reactive stress hormone profile will expose themselves cium-dependent mechanism and causing loss of hippo- to more cortisol and experience more stress-elevated campal pyramidal neurons.58 An important factor may neural activity, than other people who can more easily be the enhancement by glucocorticoids of calcium cur- habituate to psychosocial challenges. rents in the hippocampus,59 in view of the key role of In this regard, events related to trauma leading to calcium ions in destructive as well as plastic processes PTSD and the course of illness in recurrent depressive in hippocampal neurons. Another aspect making the illness may involve very distinct pathways of selective aging hippocampus more vulnerable may be the per- and repeated elevations of glucocorticoid hormones in sistence of excitatory amino acid release after the ter- relation to the individual experiences and reactivities. mination of a stressful experience.60 It will be In the case of disorders such as post-traumatic stress important to learn how long-term changes in neural disorder, we must learn more about stress responses activity as well as glucocorticoid secretion in such con- and neurochemical changes accompanying the initial ditions as traumatic stress and recurrent depressive ill- trauma, which usually took place months or years ness may alter the structure and function of neurons, before, as well as the ongoing stress responsiveness and particularly in the hippocampus. neurochemical activity (eg brain glucose metabolism) Another aspect of stressful experiences is the devel- in traumatized individuals. For recurrent depressive opmental influence of early stress and of neonatal illness, we are largely ignorant of the same type of his- handling on the life-course of aging and age-related tory of the depressed individual as far as endocrine cognitive impairment. As discussed elsewhere,61,62 function and neurochemical activity, as well as such early experiences can either increase or decrease responses to stressful life experiences. In recurrent the rate of brain aging through a mechanism in which depression, a long-term pattern of increased neuro- the activity of the HPA axis appears to be involved. chemical, autonomic and HPA reactivity to experi- The early experiences are believed to set the level of ences may underlie a progression of neuronal struc- responsiveness of the HPA axis and autonomic nervous tural changes, involving atrophy that might lead to system in such a way that these systems either over- permanent damage, including neuronal loss.5 react in animals subject to early unpredictable stress or Regarding the role of adrenal steroids, we have noted under-react in animals exposed to the neonatal hand- above, however, that glucocorticoids merely have to be ling procedure. present in moderate stress-levels for stress-induced atrophy of CA3 neurons to occur and that serotonin is Understanding the role of glucocorticoids in human involved along with excitatory amino acids acting via hippocampal atrophy NMDA receptors as the final common path for such Although it is tempting to attribute a dominant role in atrophy. Regarding reversibility, treatment with drugs hippocampal atrophy to glucocorticoids, this is like phenytoin or tianeptine, both of which block undoubtedly an over-simplification, and the preceding stress-induced atrophy, is a potential means of testing discussion shows how complex the interactions are both the mechanism and at the same time demonstrat- between adrenal steroids and endogenous neuro- ing the reversibility of human hippocampal atrophy. Atrophy of the human hippocampus BS McEwen 260 There is already some indication that hippocampal 10 Pavlides C, Kimura A, Magarinos AM, McEwen BS. Type I atrophy in Cushing’s syndrome is reversible adrenal steroid receptors prolong hippocampal long-term (Starkman, personal communication). If hippocampal potentiation. NeuroReport 1994; 5: 2673–2677. atrophy in conditions such as recurrent depression and 11 Pavlides C, Kimura A, Magarinos AM, McEwen BS. Hip- post-traumatic stress disorder is reversible through the pocampal homosynaptic long-term depression/ depotenti- ation induced by adrenal steroids. 1995; 68: actions of agents like tianeptine or phenytoin, then 379–385. there must be a sustained hyperactivity of the neuro- 12 Pavlides C, Watanabe Y, Magarinos AM, McEwen BS. transmitter systems involved or a repetitive activity of Opposing role of adrenal steroid Type I and Type II recep- the HPA axis. On the other hand, there may be irrevers- tors in hippocampal long-term potentiation. Neuroscience ible loss of hippocampal neurons, and some of the evi- 1995; 68: 387–394. dence in the MRI of recurrent depressive illness is con- 13 Pavlides C, Ogawa S, Kimura A, McEwen BS. 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