Empowered lives. Resilient nations.

ASSESSMENT OF DEVELOPMENT RESULTS EVALUATION OF UNDP CONTRIBUTIONCÔTE D’IVOIRE

HUMAN DEVELOPMENT effectiveness COORDINATI efficiency COORDINATION AND PARTNERSHIP sust NATIONAL OWNERSHIP relevance MANAGING FOR sustainability MANAGING FOR RESULTS responsivene DEVELOPMENT responsiveness NATIONAL OWNER NATIONAL OWNERSHIP effectiveness COORDINATI efficiency COORDINATION AND PARTNERSHIP sust NATIONAL OWNERSHIP relevance MANAGING FOR sustainability MANAGING FOR RESULTS responsivene HUMAN DEVELOPMENT effectiveness COORDINATI

ASS ESSMENT OF DEVELOPMENT RESULTS EVALUATION OF UNDP CONTRIBUTIONCôte d’Ivoire

The Management Response for this evaluation can be accessed here: http://erc.undp.org/evaluationadmin/manageresponse/view.html?evaluationid=6534

Evaluation Office, February 2013 United Nations Development Programme REPORTS PUBLISHED UNDER THE ADR SERIES

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ASSESSMENT OF DEVELOPMENT RESULTS: Côte d’Ivoire

Copyright © UNDP 2013, all rights reserved. Manufactured in the United States of America. Printed on recycled paper.

The analysis and recommendations of this report do not necessarily reflect the views of the United Nations Development Programme, its Executive Board or the United Nations Member States. This is an independent publication by UNDP Evaluation Office.

Copy editing: Sanjay Upadhya Graphic design: Laurie Douglas Graphic Design (lauriedouglas.com) Cover photos: UNDP Côte d’Ivoire Acknowledgements

This evaluation was conducted by the Evaluation The cooperation of Ngokwey Ndolamb, the Office of UNDP, with Roberto La Rovere as UN Resident Coordinator and UNDP Resident evaluation manager. The office drew on the Representative, and the contribution by André following persons to conduct the evaluation: Carvalho, former Country Director, and the new team leader Nadia Bechraoui, and the team UNDP Country Director, Mr. Luc Gregoire, members Mamadou Coulibaly (on the poverty are acknowledged with thanks. We particularly component, and the fight against HIV/AIDS); appreciate the cooperation received from Aissata Clément Sekongo (on governance aspects); Asna De, Deputy Country Director (Programme), who Fall (gender) and Gabriella Buescher (crisis acted as focal point for the ADR; her support prevention and recovery). At the Evaluation was crucial for the success of the evaluation. We Office in New York, Anna Dall’Oca provided also acknowledge the support by Christian Do research support. Rosario, Deputy Country Director (Operations), and Emma Ngouan-Anoh, Assistant Resident Our thanks are extended to stakeholders and Representative (Programme), and the other staff partners of UNDP-Côte d’Ivoire, including of UNDP-Côte d’Ivoire, including those in the mem­bers of the Government, civil society, inter- field. We would also like to thank the UNDP national development community, the United Regional Bureau for Africa for their valuable Nations family and members of the communities support and contribution to the process, and the that the ADR team consulted during the evalu- interest in the process by the Bureau for Conflict ation. Their engagement was constructive, allow- Prevention and Recovery in New York. ing the team to conduct the evaluation while maintaining independence. It is our hope that this evaluation will help UNDP further leverage its strategic partner- We are grateful to Mr. Albert Mabri Toikeusse, ship with the Government of Côte d’Ivoire, as Minister of State, Ministry of Planning and UNDP advances with its transformation process Development, who chaired the stakeholder work- to become an ever more relevant and valuable shop on 15 February 2013 in . Credit partner to the country. should also be given to members of the reference group, led by the Director-General of Plan and Poverty Reduction Diaby Lacine.

Acknowledgements iii iv Foreword

The Assessment of Development Results (ADR) that is more focused towards informing a strategic as a core area of the work of the Evaluation direction for UNDP. Office (EO) seeks to independently and sys- tematically assess progress around key United The evaluation showed that generally, and Nations Development Programme (UNDP) despite a context of political instability that has interventions in countries which receive UNDP persisted since 2000, the UNDP programme has support. This ADR was conducted in collabora- succeeded in achieving tangible results at both tion with the Government of Côte d’Ivoire with strategic and operational levels in all areas of a view to strengthening ownership of evaluation intervention, including poverty reduction, crisis results by national partners, and consequently its prevention and recovery and promoting the val- credibility and utility. For this purpose and to ues of the United Nations. oversee the process, a reference group was set up with participants from the Ministry of State for However, administrative procedures must be Planning and Development, the Country Office reviewed as they are cumbersome and delay and Regional Office for Africa as main reference operational implementation, making it difficult points and included other government ministries, to implement work plans within required time- the National Statistics Institute, United Nations frames and consequently placing expected out- Population Fund, the European Union, and comes at risk. members of the civil society and non-govern- ment organizations. The process was conducted UNDP must focus its support so as to prepare by an independent national team and guided Côte d’Ivoire to face not only its chronic chal- by a professional evaluation manager from lenges such as poverty, food insecurity and cli- the EO. Through this mechanism, both the mate issues, but also the emerging challenges, Government and the EO ensured that estab- those that will allow it to recover the stability lished norms and standards for evaluation, such needed to continue its development. as independence, impartiality and rigorous meth- odology, were followed. The conclusions and recommendations from this study help UNDP to reflect on its effec- This approach also helped the evaluation team tiveness and strengthen its strategic position in gather contributions from a wide range of Côte d’Ivoire. Having provided the opportunity national partners as well as from various activities to take stock of what worked, what did not and that have been recently carried out, such as the why over the past 11 years, this study recom- report entitled ‘Repositioning UNDP in Côte mends the roles that UNDP could play in the d’Ivoire (2011-2013)’, drawn up in 2011, and future. The Evaluation Office sincerely hopes the ‘Joint Review of the Priority Plan for Côte that this evaluation will support ongoing and d’Ivoire’ by DPKO, PBSO, DPA and UNDP, future efforts by UNDP to enhance its sup- written in September 2009. The result is a report port to the Government of Côte d’Ivoire and that closely mirrors the national situation and is other national partners towards achievement of therefore of greater use to our national partners ever increasing levels of human development for and UNDP itself, in view of a future commitment the people of Côte d’Ivoire. We also hope that

Foreword v the study will inform UNDP’s strategy more new programming cycle and innovative processes widely and that the recommendations from for a more secure and sustainable future. the ADR will lead to management action and implementation.­­­

We believe that this evaluation was very timely, since it took place at the same time as the country’s Indran A. Naidoo recent strategic planning and formulation of the Director, Evaluation Office

vi FOREWORD Contents

Acronyms and Abbreviations ix Executive Summary xv Chapter 1 Introduction 1 1.1 Scope of the Evaluation 1 1.2 Methodology and Approach 2 1.3 Evaluability and Limitations 4 1.4 Evaluation Report 5 Chapter 2 National Context And Development Challenges 7 2.1 General Overview of Côte d’Ivoire 7 2.2 Attaining the Millennium Development Goals 13 2.3 Challenges and Constraints on National Development 22 Chapter 3 UNDP Responses And Strategies 27 3.1 Intervention Strategy and Programme Cycles 27 3.2 Change in Undp Resources And Expenditure 31 Chapter 4 UNDP’s Contribution To Development Results In Côte d’Ivoire 37 4.1 Poverty Reduction with a View to Achieving the Mdgs 37 4.2 Governance 45 4.3 Crisis Prevention and Recovery 50 Chapter 5 Strategic Positioning of UNDP 57 5.1 Strategic Relevance and Capacity for Adaptation 57 5.2 Ability to Capitalize on Strengths 58 5.3 Promoting the Values of the United Nations 63 Chapter 6 CONCLUSIONS AND RECOMMENDATIONS 65 6.1 Conclusions 65 6.2 Recommendations for the Undp Country Office 68 6.3 Recommendation for Undp Headquarters 70 Annexes Annex 1. Terms of Reference 71 Annex 2. Sample of Projects Included 81 Annex 3. Sampling – Projects List 83 Annex 4. Data Sources and Data Collection Methods 89 Annex 5. Documents Consulted 91 Annex 6. People Interviewed 97 Annex 7. Evaluation Matrix 103 Annex 8. Verification Form for Projects/Gender Marker 113

Contents vii Figures Figure 1. Percentage of Population Living Below the National Poverty Line 14 Figure 2. Ratio of Jobs/Working-Age Population 15 Figure 3. Net Primary School Enrolment Rate (%) 16 Figure 4. Percentage of Seats in Parliament Held by Women 17 Figure 5. Maternal Mortality Rate 18 Figure 6. Prevalence of HIV/AIDS 18 Figure 7. Proportion of ODA Devoted to Basic Social Services 21 Figure 8. Level of Trade (Developed and Less Developed Countries) 21 Figure 9. Change in Growth Rates (Real GDP and Population) 22 Figure 10. HDI Trends: Côte d’Ivoire and Its Environment 23 Figure 11. Structure of Cumulative ODA (2000-2009) 25 Figure 12. Share of ODA in GDP 26 Figure 13. Change in Country Office Resources 34 Figure 14.  Total Resources During 2004-2011, by Source 34 Figure 15.  Resources Mobilized By UNDP, by Donor 35 Figure 16. Change in Budgets by Area of Intervention 35 Figure 17. Change in Expenditure by Area of Intervention 36 Tables Table 1. Geographic Indicators 7 Table 2. Demographic Indicators 8 Table 3. Economic Indicators 9 Table 4. Timeline of Key Events in Côte d’Ivoire 9 Table 5. MDG Targets for 2015 13 Table 6. Comparison of UNDAF and CPD with National Policies in Côte d’Ivoire 32 Table 7. Summary of Own Resources of Country Office (2004-2012) 33 Table 8. Summary of Contributions over US$500,000 Received Per Year 33 Maps Map 1. Geography of Côte d’Ivoire 7 Map 2. Ethnic Composition of Côte d’Ivoire 7 Boxes Box 1. Experience of the Village of Zouan-Houien 40 Box 2. The Centre for Prevention and Assistance to Victims of Sexual Violence 52

viii Contents ACRONYMS AND ABBREVIATIONS

ABRIS Appui à la Base pour la Reconstruction/Réinstallation et Insertion Sociale (Support for Reconstruction/Re-equipment and Social Integration) ADDCI Association des Districts et Départements de Côte d’Ivoire (Association of Districts and Départments of Côte d’Ivoire) ADR Assessment of Development Results AfDB African Development Bank AGEPE Agence d’Etudes et de Promotion de l’Emploi (Agency for the Study and Promotion of Employment) AIP Association ivorienne pour le progrès (Ivorian Association for Progress) ANADER Agence Nationale d’Appui au Développement Rural (National Agency in Support of Rural Development) ANASUR Agence nationale de la salubrité urbaine (Agency for Urban Cleanliness) AU African Union ARV Anti-retroviral BCPR Bureau for Crisis Prevention and Recovery of UNDP BDP Bureau for Development Policy of UNDP BOM Bureau of Management of UNDP CBSS Community-based seed system CC Climate change CCA Common Country Assessment CEP Crisis Exit Programme CFAF Franc de la Communauté française d’Afrique (CFA Franc) CFC Chlorofluorocarbons CICG Centre d’Information et de Communication Gouvernementale (Centre for Government Information and Communication) CLRP Comités Locaux de Réconciliation et de Paix (Local Committees for Reconciliation and Peace) CNDHCI Commission Nationale des Droits de l’Homme en Côte d’Ivoire (National Human Rights Committee) CNO Centre Nord-Ouest (central, northern, and western areas of the country) CO UNDP Country Office COMMDDR Communication in support of the Disarmament, Demobilization and Reinsertion programme COOPAFAN Coopérative des producteurs de la famille de Nazareth (Rice producers’ cooperative in Zouan-Hounien) CP Country Programme CPAP Country Programme Action Plan

ACRONYMS AND ABBREVIATIONS ix CPD Country Programme Document CPR Crisis Prevention and Recovery CSCI Convention de la Société Civile Ivoirienne (Civil Society Convention of Côte D’Ivoire) CSOs Civil Society Organizations CVDR Commission Vérité, Dialogue et Réconciliation (Truth, Dialogue, and Reconciliation Commission) DAC Development Assistance Committee (OECD) DDR Disarmament, Demobilization, and Reintegration DEPG Direction de l’Egalité et de la Promotion du Genre (Directorate of Gender Equality and the Promotion of Gender) DEX Direct execution of projects ECOWAS Economic Community of West African States EIS Enquête sur Les Indicateurs du SIDA (Survey of AIDS Indicators) EITI Extractive Industries Transparency Initiative ENV Enquête nationale sur le niveau de vie des ménages (Survey of Household Standard of Living) EO UNDP Evaluation Office ESP Election Support Programme ESS Essential Social Sectors EU European Union FAFN Forces Armées des Forces Nouvelles (Armed Forces of the Forces Novelles) FAO UN Food and Agriculture Organization FDI Foreign direct investment FISDES Fonds Ivoire-Suisse de Développement Economique et Social (Ivorian-Swiss Economic and Social Development Fund) FN Forces Nouvelles GBV Gender-based violence GDP Gross domestic product GEF Global Environment Facility GER Gross Enrolment Ratio GFATM Global Fund to fight AIDS, Tuberculosis and Malaria GHG Greenhouse Gas HDI Human Development Index HDR Human Development Report

x ACRONYMS AND ABBREVIATIONS HIPC Highly Indebted Poor Country ICC Integrated Command Centre ICRC International Committee of the Red Cross ICT Information and Communication Technology IDPs Internally displaced persons IEC Independent Electoral Commission IFEF Institut de Formation et d’Education Féminine (Institute for Education and Training of Women) IGA Income-generating activities IMF International Monetary Fund INS Institut National de Statistique (National Statistical Institute) IPRSP Interim Poverty Reduction Strategy Paper IWRM Integrated Water Resources Management LDC Less developed country LLIN Long-lasting insecticidal mosquito nets M&E Monitoring and Evaluation MDG Millennium Development Goal MEF Ministry of the Economy and Finance MEMPD Ministère d’Etat, Ministère du Plan et du Développement (Ministry of State for Planning and Development) MFFE Ministère de la Famille, de la Femme et de l’Enfant (Ministry of the Family, Women and Children) MINRRI Ministère de la réconciliation nationale et des relations avec les institutions (Ministry of National Reconciliation and Institutional Relations) MSVG Ministère de la Solidarité et des Victimes de Guerre (Ministry of Solidarity and War Victims) MTEF Medium-Term Expenditure Framework MYFF Multi-Year Funding Framework NDDRC National Disarmament, Demobilization and Reintegration Commission NDP National Development Plan NER Net Enrolment Ratio for primary education NEX National execution of projects NGO Non-governmental organization NICT New Information and Communication Technology OA Ouagadougou Accord

ACRONYMS AND ABBREVIATIONS xi OCHA UN Office for the Coordination of Humanitarian Affairs ODA Official development assistance OECD Organization for Economic Co-operation and Development OHCHR UN Office of the High Commissioner for Human Rights ONEP Office National pour l’Eau Potable (National Office for Drinking Water) PALCP Programme d’Appui à la Lutte contre la Pauvreté (Poverty Reduction Support) PASU Projet d’appui à la sécurité urbaine (Urban Security Support Project) PAVVIOS Prévention et Assistance des Victimes de violences Sexuelles (Prevention and Assistance to Victims of Sexual Violence) PIA HIV Persons infected or affected by HIV/AIDS PIPCS Programme Intégré de Pérennisation des Cantines Scolaires (Integrated Programme for School Canteens) PM Prime Minister PNC Prenatal Consultation PNDDR/RC Programme national de désarmement, démobilisation, de réinsertion et de réhabilitation communautaire (Programme for Disarmament, Demobilization and Reintegration of Ex-Combatants and for Community Rehabilitation) PNRCN Politique Nationale de Réconciliation et de Cohésion Nationale (Policy for National Reconciliation and Cohesion) PNRRC Programme national de réinsertion et de réhabilitation communautaire (National Programme for Reinsertion and Community Rehabilitation) PPP Purchasing Power Parity PRAP Poverty Reduction Action Plan PRS Poverty Reduction Strategy PRSP Poverty Reduction Strategy Paper PMCT Prevention of Mother-to-Child Transmission RBA Regional Bureau for Africa RBM Results-Based Management REDD+ UN collaborative initiative for the Reduction of Emissions from Deforestation and Degradation REPSFECO Réseau paix et sécurité des femmes dans l’espace CEDEAO (Network of Women for Peace and Security in the ECOWAS region) ROAR Results-Oriented Annual Report SALW Small Arms and Light Weapons SIGFIP Système Intégré de Gestion des Finances Publiques (Integrated System for Public Finance Management)

xii ACRONYMS AND ABBREVIATIONS SME/SMI Small and Medium Enterprises/Small and Medium Industry SNGRC National Secretariat for Governance and Capacity-Building SPU Strategic and Policy Unit TFP Technical and Financial Partner TOR Terms of Reference TRAC Target for Resource Assignment from the Core (UNDP’s own funds) TTF Thematic Trust Fund UNAIDS Joint United Nations Programme on HIV/AIDS UNCT United Nations Country Team UNDAF United Nations Development Assistance Framework UNDP United Nations Development Programme UNEG United Nations Evaluation Group UNFPA United Nations Population Fund UNGASS United Nations General Assembly Special Session UNICEF United Nations Children’s Fund UN Women United Nations Entity for Gender Equality and the Empowerment of Women UNO United Nations Organization UNOCI United Nations Operation in Côte d’Ivoire UNOPS United Nations Office for Project Services UNS United Nations System US$ United States Dollar USAID United States Agency for International Development UVICOCI Union des Villes et Communes, Côte d’Ivoire (Cities and Municipalities Union) WB World Bank WCO World Customs Organization WDI World Development Indicators Database WFP World Food Programme WHO World Health Organization

ACRONYMS AND ABBREVIATIONS xiii xiv EXECUTIVE Summary

The Assessment of Development Results (ADR) a framework for the evaluation. Once a quality is an independent evaluation of UNDP’s contri- assurance process was implemented and the bution to development results in the countries report had been verified, a national validation where it operates. The ADR in Côte d’Ivoire and information-sharing workshop was held in targeted the previous two Country Office pro- Abidjan in February 2013. gramme cycles (2003-2007 and 2009-2013) as well as an intermediate cycle (2007-2008). Its MAIN OBSERVATIONS objectives are: (i) to identify progress made towards expected outcomes in the relevant pro- The UNDP interventions were highly per- gramme cycles; (ii) to analyse how UNDP in tinent, both from a strategic perspective in Côte d’Ivoire positioned itself, particularly within relation to country benchmarks, and at an oper- the context of the political crisis, to bring added ational level in relation to the practical needs of value to the efforts made by the country in devel- the population and the beneficiary institutions opment terms; (iii) to propose conclusions and in the field. recommendations that will be used to develop UNDP’s new programming cycles and the next UNDP demonstrated reactivity and a great capac- Country Programme. ity to adapt during the entire period of crisis in Côte d’Ivoire. In fact, UNDP development inter- The evaluation used various methods and ventions have been consistently aligned to the approaches, such as analysis of a significant num- country’s priorities, which have translated into a ber of documents, holding meetings with individ- shift of resource allocation and expenditure, new uals or groups and making field visits to projects efforts to fight poverty during the 2003-2007 in two large regions of the country (north and cycle, and crisis prevention and recovery activi- east). Security concerns made it impossible to ties, as well as governance initiatives during the access regions in the west of the country; none- theless, interviews were conducted with resource 2007-2008 and 2009-2013 cycles, all in complete personnel in Abidjan, the economic capital. symbiosis with the evolving economic climate. UNDP’s successes are largely due, at the strategic Thus nearly 200 people were interviewed level, to the support provided to the Government during July 2012 as part of the mission to and governmental institutions, both at a central- collect information from within the country. ized and local level, in terms of frameworks and The mission concluded with a presentation of tools for the formulation, implementation, moni- preliminary findings in Abidjan, at which around toring and evaluation of policies and develop- 40 people were present, including senior officials ment strategies, including gender results at the from national institutions and civil society institutional level, despite the unstable condi- organizations, UNDP representatives and other tions. At the operational level, UNDP directly technical and financial partners. Additionally, provided the basis for a number of solutions, in during two trips to Côte d’Ivoire in March and particular to urgent problems, such as the support May 2012, the Evaluation Office carried out provided to the electoral process, the sustain- a preparatory mission, which met with around able school meal programme, the promotion of 20 resource personnel at UNDP level, other income-generating activities and the creation of partners, government members and figures from Centres for Prevention and Assistance to Victims civil society organizations, in order to provide of Sexual Violence in two towns in Côte d’Ivoire.

EXECUTIVE Summary xv In terms of UNDP’s more conventional thematic and safety of communities, restoring an atmo- areas, it should be noted that: sphere of trust and strengthening social cohe- sion, especially in the west of the country, where In the fight against poverty, the most signifi- a sense of abandonment was felt after humanitar- cant and most frequently cited results are those ian organizations left the country. obtained thanks to the support of school meal programmes. Tangible outcomes have been regis- During the period assessed, the UNDP office tered in terms of food security for the population consistently endeavoured to promote the values (especially children and, indirectly, parents) and of the United Nations, even if the results have in school enrolment, especially for girls, both in been rather mixed at times. Capacity-building, terms of school attendance and academic perfor- the participatory approach and gender and the mance. This successful initiative, rightly regarded Millennium Development Goals have been struc- as ‘good practice’, has attracted the interest of turally integrated into its programme. Capacity- other countries in the region. building has sometimes encountered issues of ownership, especially at a centralized level, mostly In terms of environmental protection, and, as a consequence of the high levels of mobility more precisely, in terms of the protection of of the stakeholders during this unstable period. natural resources, many beneficiaries viewed The gender policy implemented by the office has UNDP interventions as insufficient and marginal, ensured that gender issues are considered in all when they could, in fact, have helped solve some programmes and projects supported by UNDP. of the country’s structural problems such as Significant progress has been made at an insti- land-tenure issues and its relationships with tutional level, but further efforts are required in neighbouring countries. terms of the participation of women in the coun- try’s decision-making and representation pro- In terms of governance, the successful organiza- cesses and bodies. Similarly, with regard to human tion of the 2010 presidential elections despite a rights, the efforts made to increase awareness have difficult context, through technical support pro- led to the creation of an entity responsible for vided to the Independent Electoral Commission human rights, but more needs to be done in terms and the enduring dialogue between political of the prevention and punishment of human parties and civil society, are widely attributed to rights violations and access to justice. UNDP. However, difficulties were encountered in terms of coordination with some donors on Meaningful results can be credited to UNDP aspects relating to the management and account- in terms of what are known as non-project ing of funds entrusted to the electoral process, interventions, with the most significant impact and in terms of aspects of reporting, as well as on the mobilization of resources in comparison of administrative inefficiencies caused by factors with the operational coordination of aid. In fact, beyond the control of the country office, such as the Country Office has played an important role changes in the dates of the elections. Moreover, in terms of resource mobilization. In 2004 it was UNDP was first to launch (in 2006) a process appointed as coordinator of resources (from the of decentralization for Côte d’Ivoire which has EU, Switzerland and Canada) by the Electoral led to the promulgation of legislation devolving Assistance Division of the United Nations power to local authorities. Operation in Côte d’Ivoire (UNOCI). In 2007, it was appointed by the Government to organize In terms of crisis prevention and recovery, inter- a round table for mobilizing resources from – in ventions in infrastructure rehabilitation, access particular – unconventional donors, to support to basic social services, and income-generating the Crisis Exit and Emergency Programmes, as activities were most frequently cited as having well as to organize the presidential elections. At contributed to improving the living conditions the operational level, UNDP has created ripple xvi EXECUTIVE Summary effects by encouraging other partners to take over services. Furthermore, the absence of a holistic pilot initiatives with a strong potential for success, approach, the use of overly flexible criteria in the such as contextualizing the MDGs in Tiassalé or selection of beneficiaries and implementation the school meal programmes. However, efforts partners (local NGOs) and the modest level of towards coordinating aid with United Nations funding awarded to these projects, which tends System (UNS) agencies have been insufficient, to maintain a culture of dependency, sometimes even given that the instability of the socio- compromised the sustainability of micro-projects, political environment was a limiting factor. as did the multitude of activities in various sec- Indeed, strategic coordination has essentially been tors and over a scattered geographical area, which non-existent and the search for synergies and made monitoring and coordination difficult. partnerships in the field has had mixed results. Programme dispersion has been a source of inef- The lasting effect of the interventions and ficiency for the Country Office. The choice was their outcomes has varied and has often been made to be present across the entire country and compromised by the crisis. All the stakeholders across all sectors, but with limited means this (members of the Government, representatives of choice had only limited success. This dispersion civil society, development partners) recognized has made it difficult to monitor and coordinate the quality of the support provided by UNDP to actions, and at times has generated duplication the political process in Côte d’Ivoire, as well as at and redundancy in terms of work in the field, aside the level of the approach used to build the capac- from the fact that the scope of activities remained ity of national and local authorities. However, modest compared to the scale of the needs. ownership of these processes has still not been achieved, particularly in the Government, because The strategy for mobilizing resources, which of the high level of turnover of senior officials worked during the period of crisis, is no longer due to the political instability. Likewise, the suitable in its current form. During the succes- resurgence of conflicts, mainly in ex-CNO (cen- sion of crises, the Country Office was heavily tral, northern, western areas of the country) zone, dependent on external resources mobilized from has threatened and sometimes even destroyed the the donors present in Côte d’Ivoire, in particular achievements of UNDP interventions related to the EU. However, as the country gradually moves infrastructure rehabilitation and the resettlement towards a recovery phase, international aid seems of internally displaced persons. to be shifting towards direct budgetary support for the Ivorian Government, thus reducing the The strategy adopted with regard to income- traditional funding opportunities for the Country generating activities was not always effec- Office. Furthermore, the unpredictability of this tive and is not sustainable. Income-generating type of funding hinders the effective planning activities have been the programme’s preferred of actions and also threatens their sustainability method of intervention, from an operational (maintenance of joint offices, having a presence perspective, and were included in all UNDP throughout the country, continuing successful thematic areas of concentration. The results are initiatives and reproducing them on a larger mixed and vary according to the target group; scale). It means that the Country Office focuses they are mostly positive for projects that focused its efforts on mobilizing funding at the expense on women and women’s groups, but less convinc- of its strategic advisory activities. ing with regard to the reintegration of former combatants, and also according to the sector of Difficulties were encountered in manag- activity that was being promoted. Agricultural ing the delivery of the programme’s products. and livestock activities that require technical The administrative burdens most often men- skills and take longer to show a return on invest- tioned relate to excessive delays in the disburse- ment, experienced more failure than activities in ment of funds, which at times jeopardized the

EXECUTIVE Summary xvii implementation of projects and made it difficult advocacy capacities, it should seek to generate a to execute work plans within the scheduled time- ripple effect among development partners in order frames, particularly given the limited human to replicate successful initiatives on a larger scale. resources. This situation generated a number The office could intervene judiciously in areas/sec- of tensions within the operational actions and tors that are generally ‘neglected’ but where needs affected the monitoring and quality control of are just as important, and reduce its presence in funding issues. Inadequate reporting was also areas where new stakeholders are now involved mentioned by certain development partners. and working on the same thematic areas, because the Country Office is not in a position to compete The Country Office demonstrated efficiency in terms of human and financial resources. through a strategy of creating field offices throughout the country. The outreach strategy Recommendation 3. Pay greater attention to adopted by UNDP from 2008, which involved the management of natural resources and envi- opening local field offices throughout the coun- ronmental protection. The UNDP Country try, was one of the most effective innovations, Office should restore the management of natural optimizing the value for money of the activi- resources and protection of the environment to ties implemented. Involving local partners in the heart of its priorities and support the Ivorian the implementation and even the monitoring of Government in its reflection and its actions in projects also played a part in increasing efficiency, terms of a greater application of, and compliance helping to achieve expected outcomes without with, the regulatory framework, but also in terms generating additional costs for the organization. of defining regional policies with neighbour- ing countries. This sector has been somewhat Recommendations neglected during the crisis and there needs to be renewed interest in it given its intrinsic links to Recommendation 1. Support the Ivorian the other problems that the country must address Government to ensure its transition towards such as poverty reduction, social cohesion, gover- development. Côte d’Ivoire has entered a recov- nance and land disputes. ery phase and must now put in place transition mechanisms that will allow it to consolidate the Recommendation 4. Play a more proactive role results of humanitarian actions and focus on development issues. This will involve preparing in coordinating aid. At the UNS level, this means to take over from UNOCI and the distribution of establishing a proper collaboration strategy with tasks between the various development partners. all the agencies, including a joint action plan in the event that another crisis should arise, in Recommendation 2. Maintain a focus on well- terms of programming and resource mobilization. defined areas of concentration. The Country It means going beyond the traditional proxy Office must make the most of its strengths, focus activities of UNDAF preparation and the on budget-friendly activities at the strategic level participation in meetings and thematic groups and activities at the operational level, and use its by the country staff and the establishment of ad resources in a catalytic manner for pilot initiatives. hoc partnerships. With regard to other financial By drawing on its network of expertise, and given partners of Côte d’Ivoire, the UNDP Country its position as a neutral multilateral organization, Office should be more proactive and play an it is ideally placed to initiate a national dialogue intermediary role between the Government and on structural problems (such as economic stimu- all of its partners in order to ensure that aid is lus, job creation, reform of the administration coordinated efficiently, on the one hand, and to and public bodies, restoring the authority of the ensure a better distribution and complementarity State, rural land tenure reform, social cohesion in the roles of each partner, on the other, within and reform of the justice system). Drawing on its the spirit of the Paris Declaration. xviii EXECUTIVE Summary Recommendation 5. Rethink the strategy for Recommendation 8. Ensure greater visibility. mobilizing resources. Given that official develop- Develop a communication policy that exceeds the ment assistance from the main donors is increas- framework of the institutional mandate in this ingly focused on budgetary support, UNDP risks area and is more focused on specific needs. The seeing a decrease in local opportunities for resource objectives will be to: (i) provide a better under- mobilization and should therefore be prepared standing of UNDP’s mandate and change the for this eventuality. Resource mobilization must negative image of donors that it gives; (ii) improve become an integral part of planning activities, so the visibility of its interventions at all stages of that it becomes more predictable and less time- programme implementation, not just when proj- consuming for the programme, to the detriment ects are signed, e.g. by providing a budget line of more strategic activities. dedicated to communication in each project; (iii) help the programme communicate when projects Recommendation 6. Take advantage of the end or local offices close. transformative potential of the crisis so that UNDP can address the needs of communi- Recommendation 9. Pay more attention to ties, while also considering aspects of gender. ensuring that actions have lasting effects. UNDP must take advantage of the transforma- To ensure the sustainability of achievements, tive potential of the crisis so that the services systematically plan an exit and takeover strategy offered meet the needs of communities, while that can be carried out on a larger scale, by also considering the specific aspects of gen- identifying alternative sources of funding from der. In the medium term, this means support- other donors or by ensuring the existence of ing the implementation of the National Action budget lines in the Government. Plan (2008-2012) for the Implementation of United National Security Council Resolution Recommendation 10. Improve the functioning 1325 through its four components: (i) including of operations. Continue with efforts to improve issues of gender in development policies and pro- the functioning of operations within the Country grammes; (ii) ensuring the participation of both Office in order to relieve the impact of bureau- women and men in the development process; cracy and address the delays in disbursement of (iii) protecting women and girls from sexual vio- funds. To increase the motivation of UNDP field lence; and (iv) strengthening the participation of staff in joint offices, earn the trust of the staff by women in the decision-making process. developing a clear contracting policy.

Recommendation 7. Rethink the intervention Recommendation for UNDP Headquarters. strategy in the field. Choose a limited number of To enable Country Offices to be in a position to pilot interventions in the field and adopt a holis- react to a crisis situation, a support mechanism tic approach, based on preliminary studies and should be put in place by the UNDP headquar- rigorous criteria for the choice of projects, service ters/regional bureau, with the objective of pro- providers and beneficiaries, to produce lasting cessing support requests from Country Offices results, focusing on quality over quantity. and organizing timely and appropriate responses.

EXECUTIVE Summary xix xx Chapter 1 INTRODUCTION

The Assessment of Development Results (ADR) promotion of the private sector, peacebuilding, is an independent evaluation carried out by the and crisis prevention. Evaluation Office (EO) of UNDP. The aim of the ADR in Côte d’Ivoire is to assess the role Performance was evaluated on the basis of the and effectiveness of the contribution of UNDP following criteria: to the development of the country, as well as its „„ Relevance of UNDP interventions and pro- strategic positioning during the programming grammes to national development priorities cycle 2009-2013. within the context of national priorities and Since, however, Côte d’Ivoire has experienced a the perceived needs of the population; series of successive crises since 2002, it is relevant „„ Effectiveness of UNDP interventions in to extend the scope of the evaluation to previ- terms of expected outcomes and achieved ous cycles, namely the 2003-2007 programming objectives, as well as in terms of reach to the cycle and its extension (2007-2008), since some beneficiary groups; results are the consequence of previous factors or „„ of interventions initiated at that time. Efficiency of UNDP interventions in terms of the rational use of human and financial Based on the information collected and the con- resources in attaining the expected outcomes; clusions derived, the assessment proposes rec- „„ Sustainability of results, and the capacity for ommendations to the UNDP Country Office their translation to a larger scale. in terms of the strategic and operational direc- tions. This will be used in developing the next The ADR evaluated the strategic positioning of programming cycle, which is expected to become UNDP in Côte d’Ivoire by emphasizing its value operational in 2014. added in particular when compared to other development partners, as well as the specific 1.1 SCOPE OF THE EVALUATION strategies it puts in place in support of develop- ment efforts in Côte d’Ivoire. The performance and strategic positioning of the UNDP programme in Côte d’Ivoire were The period covered by the evaluation corre- evaluated from two perspectives. First, the sponds to a time of successive crises in the coun- analysis focused on activities in the two main try. Consequently, the ADR did not take only thematic areas the Country Office has engaged in the initial situation as its basis for the assessment, since 2009: 1) poverty reduction, with a view to but also the country’s exceptional situation along contributing to the achievement of Millennium with its corollary of impacts on priorities, needs, Development Goals (MDGs), which supports and stakeholders. Some criteria, such as the rele- the national response to the HIV/AIDS epidemic vance of the programmes, had to be examined by and strengthens the protection and sustainable taking into account the context in which the cri- management of the environment; and 2) gover- ses took place, together with other criteria such as nance, which, in addition to questions pertain- the capacity to adapt, anticipate, and coordinate ing to democracy, includes the reinforcement of as well as the flexibility necessary in conflict or public administration and local governance, the post-conflict situations. The ADR examines the

CHAPTER 1. INTRODUCTION 1 losses that would have been incurred had UNDP to be taken into account in the analysis of conflict not been present during the period under study. and post-conflict situations. This issue was almost consistently raised dur- ing interviews with the various groups of actors Gender, as a cross-cutting issue, was the subject (representatives of the Government, UNDP, civil of a thorough assessment in the evaluation. The society, and beneficiaries). specific tools developed by UNDP to address this question were used to determine the extent to The analysis has taken into account the organiza- which it is dealt with by the Country Office, and tion’s mandate as well as the country’s development to evaluate the related outcomes. priorities. These implied systematic analyses of the context and of the socio-economic and political 1.2 METHODOLOGY AND APPROACH priorities of UNDP in the areas of poverty reduc- tion, governance, prevention and management of The Côte d’Ivoire evaluation, which covers the crises, without losing sight of cross-cutting issues 2003-2007, 2007-2008, and 2009-2013 program- such as human rights, results-based management, ming cycles, was guided by the 2010 Evaluation and the reinforcement of capacities. Office ‘ADR Method Manual’ and the ‘Ethical Guidelines for Evaluation’ drawn up in 2007 by In this post-conflict country, the evaluation also the United Nations Evaluation Group (UNEG). took into account the presence of the United Nations Operation in Côte d’Ivoire (UNOCI). The evaluation was carried out by an indepen- This fact had at times represented a source of dent team consisting of an evaluation expert from confusion for both beneficiaries and partners as the New York UNDP EO, an international con- to whom the assessment was being made for. sultant as project leader, a second international Neutrality or impartiality generally represents a consultant responsible for the gender theme, and strong asset of UNDP. Therefore, the evaluation two local consultants, both monitoring and eval- examined how UNDP operated as an impartial uation experts. The first local consultant was in partner. Moreover, the consequences of the charge of the themes of poverty, the MDGs, and perception of neutrality are examined since this the environment, while the second was respon- normally constitutes a strong asset of UNDP sible for aspects relevant to governance and crisis in general, although it was questioned in Côte prevention and recovery. The local consultants d’Ivoire. The situation in Côte d’Ivoire required received support from the rest of the team as well the setting up of a crisis unit that operated as remote assistance by an expert with excellent somewhat autonomously, and in parallel with the knowledge and experience of the situation in Country Office, as well as the creation of four Côte d’Ivoire. The team was also supported by a sub-offices within the country. research assistant from the UNDP EO, who col- lected relevant documents and data. Several UNDP programme assessment missions were carried out during the same time as the Two preparatory missions were carried out by the evaluation. The ADR takes into account the EO between 12 and 16 March 2012 and between conclusions, lessons and recommendations from 13 and 18 May 2012, which resulted in a prelimi- these assessments, updates information, and vali- nary report explaining, among other things, the dates several facts. The assessment also uses les- methodology used and containing an evaluation sons drawn from similar case studies1 in order to matrix detailing the aspects of interest to be exam- identify the recurring and determining elements ined. This matrix is included in Annex 7.

1 UNDP Evaluation Office, ‘Evaluation of UNDP Assistance to Conflict-Affected Countries’, New York, 2006; UNDP Evaluation Office, ‘Evaluation of UNDP Assistance to Conflict-Affected Countries: Case Study of Democratic Republic of Congo’, New York, 2006; and UNDP Evaluation Office, ‘Assessment of Development Results: Evaluation of UNDP Contribution: Sri Lanka’, New York, 2012.

2 CHAPTER 1. INTRODUCTION By the time of field data collection ( July 2012) Accordingly, the 37 selected programmes and the portfolio of the Côte d’Ivoire Country projects fall under the various areas covered Office consists of 32 projects in progress and by the Country Programme and are divided 70 to be closed. Of these 70 projects, 32 started relatively equally between poverty reduction, in 2000/2001 and were thus developed out- governance, and crisis prevention and recovery. side the assessment period. They were excluded Projects specific to the environment, gender, and from the sample population except for three the fight against HIV/AIDS are also included in projects recommended by the programme the sample. The budget for each project varies (13 team, namely the Poverty Reduction Support projects run on budgets of over US$5 million, 17 Programme (PALCP), the programme Support lie between US$1 million and US$5 million, and for Reconstruction/Re-equipment and Social seven run on under US$1 million). The selected Integration (ABRIS – Appui à la base pour la projects are implemented throughout the country reconstruction/réinstallation et insertion soci- or in one or more specific area(s). Although the ale), and the programme Communication in focus is on programmes and projects in progress, Support of the Disarmament, Demobilization the selection also includes programmes and and Reinsertion (COMMDDR). The project projects for which more than one phase has been implemented over several programming cycles. sample thus amounts to 73 projects, comprising The execution modality (by the Government or 20 on governance, 21 on crisis prevention and by UNDP) was taken into account together with recovery, and 32 on poverty reduction, including the perceived degree of success, that is, whether protection of the environment and fight against the programmes and projects were previously or HIV/AIDS. Sampling was based on the follow- are currently perceived as largely successful or ing seven criteria: as having limited success, i.e. having nearly or „„ Programme coverage (projects covering the completely failed to achieve results, as assessed by various components); the programme consultants of the Country Office and according to existing evaluation documents. „„ Budgetary level; „„ Geographic coverage; The table summarizing the sampled projects is presented in Annex 2. „„ Maturity (covering both completed and active projects); The evaluation team visited projects located in: „„ Coverage of all cycles (projects from the „„ The area (East zone), with 2003-2007, 2007-2008, 2009-2013 cycles); as administrative centre; „„ Execution modalities (including both nation- „„ The Poro area (North zone), with ally and directly executed projects); and as administrative centre; and „„ Perceived quality (covering successful projects „„ The Gbêke area (Central zone), with Bouaké and projects reporting difficulties). as administrative centre.

Sampling Summary No. Components Number of sampled projects Total number of projects 1 Governance/Gender 12 20 2 Crisis prevention 10 21 3 Poverty/Environment/HIV 15 32 TOTAL 37 73

CHAPTER 1. INTRODUCTION 3 The city of Tiassalé, located between Yamous­ particular in countries affected by crises soukro, the political capital and administra- and conflicts. tive centre of the Ram region, and Abidjan, the economic capital and administrative centre of Data collection in the field took place mainly the Lagunes area, was also visited since it was between 19 June and 12 July 2012 and continued selected to be the pilot city for the national ini- over the following few days. Having a team with tiative for the adaptation of the MDGs to the national experts based in the country made it pos- country’s context. However, it was not possible to sible to collect missing data or requiring verifica- visit the west of the country, an area that has been tion. Before leaving the country, the evaluation particularly affected by the crisis since it broke team presented its observations and preliminary out in 2002, as the level of safety was deemed too findings at a meeting organized by the Ministry of low. The evaluation mission compensated for this State for Planning and Development (MEMPD) by conducting research and interviews in Abidjan on 11 July 2012. This meeting brought together with the coordinator of the United Nations joint about 40 participants who, in addition to evalu- office in and an implementation partner ators, consisted of representatives of UNDP, of based in Zouan-Houien. ministries and administrations, development part- ners, and agencies of the UNS. Five groups of actors were interviewed as part of primary data collection (see Annex 6): (i) minis- Particular expertise (gender and crisis prevention tries and national institutions; (ii) local adminis- and recovery) was called upon on an ad hoc trations; (iii) civil society organizations (CSOs); basis to strengthen the team in accordance with (iv) development partners; (v) agencies of the identified needs. United Nations System (UNS). Three interview methods were used: (i) semi-structured individual Before being analysed and presented in this interviews; (ii) focus groups of beneficiaries on report, each information, result or preliminary project sites and within the Ministry of the Family, conclusion was, for verification, triangulated by Women and Children for the analysis of the theme various sources, at times by using several data- of gender; and (iii) a questionnaire completed by collection methods. Moreover, consultants used some development partners. Secondary information analyses conducted during UNDP evaluation was drawn from various sources, namely: missions in other countries affected by crises and conflicts as well as evaluations carried out „„ Documents relating to the UNDP method- in Côte d’Ivoire in 2011, one of which related ological framework; to crisis prevention and recovery activities, while „„ Strategy documents on UNDP-UN cooper- the other focused on the repositioning of the ation (WCO-UNDAF, CPD-CPAP); Country Office in a post-crisis context. „„ Strategic documents on Côte d’Ivoire (PRSP, national reports on the MDGs, Presidential 1.3 EVALUABILITY AND LIMITATIONS programme, sectoral NDP and related docu- The evaluability of the Côte d’Ivoire Country ments); Programme was assessed during the preparatory „„ Documents and evaluation reports on the mission in May 2012. The conclusion was that, sampled projects; in general, conditions were met regarding the availability of information, which was to be „„ Evaluation reports of UNDP (ROAR), eval- gathered through qualitative collection methods uation of activities related to crisis prevention and from a variety of sources, and that the gaps and recovery, and UNDP positioning; and difficulties likely to be encountered did „„ Other UNDP and Côte d’Ivoire documents not constitute insurmountable obstacles for an related to development and cooperation, in evaluation such as the ADR to be carried out.

4 CHAPTER 1. INTRODUCTION Indeed, the latter being qualitative in nature, the of the country but present in the Abidjan area at impact of UNDP interventions in the country the time of the mission). was emphasized in order to measure their contributions to development rather than the The main constraint encountered by the ADR activities themselves. involved the unavailability of some key inter- viewees. As a result, interviews had to be post- In terms of data, preliminary data collection poned on several occasions, thus decreasing the carried out by the Evaluation Office in New York chances of meeting other actors. In addition, the and in the Country Office made it possible for reference group was not yet fully functional due the evaluation team to have access to exhaustive to limited communication. In fact, a briefing ses- sources of quality information for the literature sion planned for the start of the evaluation mis- review, supplemented and improved by the sion could not be held or rescheduled for reasons numerous sources of information encountered beyond the team’s control. The evaluation team during the various interviews. sent out for this purpose a questionnaire, but only one answer was received. To make up for this set- Support from the Ministry of State for Planning back, the majority of actors were met individually, and Development and its regional offices greatly with some of them deeply involved in the ADR, facilitated the organization of site visits and of thus avoiding negative impacts on the evaluation. appointments with the targeted interviewees over a very short period of time. This was also true of 1.4 EVALUATION REPORT UNDP and sub-office coordinators, who showed great willingness to assist in ensuring the proper This ADR report is structured as follows: (i) an implementation of the mission. The presence executive summary outlining the results; (ii) an of local consultants within the team, with their introduction presenting the context and method- strong network of contacts on a national scale, ology of the evaluation (Chapter 1); (iii) presen- was a considerable asset. tation of the development context and challenges for Côte d’Ivoire (Chapter 2); (iv) a review of However, the level of insecurity prevailing in UNDP responses to this situation (Chapter 3); Côte d’Ivoire during the mission limited site (v) a presentation of the results in terms of con- visits in the west of the country and forced the tributions to the development of the country team to resort to other sources of information (Chapter 4); (vi) an analysis of the framework (including the collection of as many documents for the functioning of the strategic positioning of as possible, conducting telephone interviews and UNDP (Chapter 5); and (vii) the main conclu- meetings with resource persons based in that part sions and recommendations (Chapter 6).

CHAPTER 1. INTRODUCTION 5 6 CHAPTER 1. INTRODUCTION Chapter 2 National Context And Development Challenges

2.1 GENERAL OVERVIEW OF CÔTE D’IVOIRE

The geographical and demographic characteristics of Côte d’Ivoire are presented in Tables 1 and 2.

Table 1. Geographic Indicators Geographical Côte d’Ivoire is located within the tropics in the western part of the African continent, and location is bordered by the Atlantic Ocean to the south, with a 250-km coastline, Ghana to the east, Burkina Faso and Mali to the north, and Guinea and Liberia to the west Area 322,462 km2 Major cities : political capital / Abidjan: economic capital Climate Tropical and dry in the north, with temperatures ranging from 28 to 37°C, a dry season from October to May, and a rainy season from June to September. Equatorial, extremely humid in the south, with temperatures ranging from 29 to 32° C, and humidity of up to 100%, with dry seasons from mid-July to September and from December to March, and rainy seasons from April to July and from September to November. Vegetation Savannah in the north. Forest in the south (more than 30% of total area as of 2010). Vast coffee and cocoa plantations in the central region. Elevation Low-lying, with plains and plateaus Mountainous region in the west Rivers Cavally River (600 km), originating in Guinea and forming a natural border with Liberia. Sassandra River (650 km), also originating in Guinea. Bandama River (950 km), in the central region. Comoé River (900 km) in the east, with its source in Burkina Faso.

Map 1. Geography of Côte d’Ivoire Map 2. Ethnic Composition of Côte d’Ivoire

Source: Country Profile, Radio France Internationale, 2011 Source: Association Générale des Ivoiriens

Chapter 2. National Context And Development Challenges 7 Table 2. Demographic Indicators Key indicators Data Population (UNFPA, 2011) 20.2 million; Roughly one quarter are immigrants Percentage of females 49% Voltaic, or Gur, in the northeast, Mandé, or Mandinka, in the northwest, Major ethnic groups Akan in the southeast, and Kru in the southwest. Major religions Islam (39%), Christianity (36%), Animism (12%) Population under 15 40.9% Population aged 15 to 64 55.3% Population over 65 3.8% Rate of urbanization 50% Population growth rate > 2% Density 62 inhabitants/km2 Gross birth rate 34‰ Infant mortality rate 86‰ Child mortality rate 125‰ Maternal mortality rate (2008) 470‰ Composite Fertility Index (average 4 number of children per woman) Life expectancy at birth 56 years for women and 54 years for men Source: World Development Indicators (2010)

Economy Data on the economy of the country are provided Agriculture continues to be the key sector in the in Table 3, along with other relevant indicators, Ivorian economy. It is the occupation of 49 percent and give a general overview of Côte d’Ivoire. of the active population and accounts for 29 per- Brief History of the Crisis cent of GDP as of 2009. Traditional exports con- sist of cocoa (of which Côte d’Ivoire is the largest Table 4 provides a summary of major events in the producer in the world, accounting for 40 percent history of Côte d’Ivoire since its independence of global production, and directly or indirectly in 1960. providing employment for six million people), and coffee (of which Côte d’Ivoire is the world’s fourth To evaluate the role and contribution of UNDP largest producer), which remains the top cash crop. to development outcomes in Côte d’Ivoire over In addition to these principal products, palm oil, the past decade, it is crucial to understand the coconut, rubber, bananas, pineapples, cotton, and context in which it has functioned since the cashew nuts are substantial crops and are produced coup in 1999. This event triggered a series of mostly for export. The industrial sector represents crises in the country, including the events of 19 26 percent of GDP and employs 14 percent of the September 2002, which became an armed rebel- population. It is a growing sector, especially the lion that led to a division of the country into two sub-sectors of food processing and petrochemi- parts, with two distinct administrations and two cal/para-chemical industry, which represent 17.6 armies, a situation that held until 2010. There percent and 20 percent of manufacturing activity were numerous efforts to reach a solution and respectively. The service sector represents 45 per- return to peace, with the involvement of regional cent of GDP, and employs 26 percent of the active and international communities. Several agree- population (source: AfDB). ments were signed (Accra I, II, and III, Lomé,

8 Chapter 2. National Context And Development Challenges Table 3. Economic Indicators Nominal GDP (adjusted for inflation): US$1,154 GDP (2011) GDP per capita (adjusted for PPP and inflation): US$1,803 Economic structure and Agriculture: 29% of GDP and 49% of active population percentage of active population Industry: 26% of GDP and 49% of active population (Source: AfDB, 2009) Services: 45% of GDP and 26% of active population Cocoa, coffee, palm oil, rubber, oil and gas, gold, nickel, diamonds Major export products (export prohibited by the UN Security Council since 2005) Assorted manufactured goods, industrial equipment, petroleum and Major import products chemical products, grains, dairy products, beverages, and tobacco FDI (% of GDP, 2010) 2%

Foreign debt (% of GDP) 60%

Consumer price inflation (2011) 5%

Military spending (% of GDP, 2008) 2%

Income (% of GDP) (2010) Oil: 4%; natural gas: 1% Source: WDI

Table 4. Timeline of Key Events in Côte d’Ivoire Year Event 1960 Independence 1960- Period of economic prosperity 1980 1998 Economic downturn, due to structural causes: deteriorating terms of trade, rising oil prices, rising US$ exchange rate, high foreign debt, high production input costs, high population growth rate (3.3% in 1998), low literacy rate (28.5% of women, 40.6% of men), high prevalence of HIV/AIDS (between 10.5% and 12%). Challenges: Poverty, HIV/AIDS, poor governance, insecurity, and instability. 1999 24 December: Military coup led by General Robert Guéï. Suspension of foreign aid. 2000 October and December: Presidential and legislative elections. Second Republic established under President Laurent Gbagbo. 2001 March: Municipal elections. October: National Reconciliation Forum. 2002 International economic and financial cooperation resumed. March: Interim Poverty Reduction Strategy Paper (I-PRSP) approved. August: Broad-based government established. 19 September: Military coup, as an armed rebellion in the north divides the country in two, creating a situation that persists until late 2010 (with the southern region under the control of the Government, while the centre, north, and west of the country (the so-called ‘CNO region’) are under the control of rebels known as the Forces Nouvelles – FN). Late September: Emergency summit of ECOWAS heads of state results in a ceasefire on October 17. September: Accra I Accord. October: Lomé Agreement. (continues)

Chapter 2. National Context And Development Challenges 9 (continued) Table 4. Timeline of Key Events in Côte d’Ivoire Year Event 2003 15-23 January: Round table of political groups, and 25-26 January: Kléber Summit of Heads of State on Côte d’Ivoire. 24 January: Linas-Marcoussis Agreements signed, ratified by UN (Security Council Resolution 1464, 4 February) and Government of National Reconciliation established. Safe zone created by an ECOWAS military contingent and French ‘Operation Unicorn’ forces. Resolution 1528 of 27 February creates a UN operation in Côte d’Ivoire (UNOCI). March: Accra II Accord. August: National Commission on Disarmament, Demobilization, and Rehabilitation (NCDDR) created, which subsequently becomes the National Programme for Disarmament, Demobilization, and Reinte- gration of ex-combatants and for Community Rehabilitation (PNDDR/RC). December: First national report on the Millennium Development Goals (MDGs). 2004 July: Accra III Accord. November: Peace accord violated, period of violence.. 2005 April: Pretoria Agreement, mediated by the African Union, calls for an end to hostilities, the disbanding of militias, and the resumption of the disarmament process. October: UN Security Council Resolution 1633. 30 October: End of official term for Laurent Gbagbo, deadline for presidential elections. 2007 February: Solemn Declaration on Equality of Opportunity, Equity, and Gender. 4 March: Ouagadougou Accord (OA) and Supplementary Agreements. UN Security Council Resolution 1765 extends the mandate of UNOCI and support to French forces until 15 January 2008. 20 March: Establishment of a new government led by a Prime Minister from the FN. PNDDR/RC spun off into two entities: the Integrated Command Centre (ICC), responsible for military matters, and the National Programme for Community Reintegration and Rehabilitation (PNRRC), responsible for civilian matters. July: National Crisis Exit and Reconciliation Programme. Two transitional governments. 18 July: Donor round table. 2008 April: Code of conduct adopted by all political groups. September: Process authenticating 2,000 electoral rolls and registering the population begins. 22 December: National Reunification Agreement. Relatively stable security environment; public administration officials return to duties, including in CNO region. Challenges: Combating a sense of scepticism with regard to the administration; strengthening human resources; rehabilitating basic infrastructure; identifying key individuals; rural property; disarmament; post-electoral risks. 2009 Redeployment of administration and restoration of government authority in the CNO region. March: The process begins for the Highly Indebted Poor Country (HIPC) initiative. April: National Policy on Equal Opportunities, Equity, and Gender adopted. Decision point for the IMF/WB HIPC initiative to be reached. 2010 Second national report on the Millennium Development Goals (MDGs) published. National Strategy to Combat Gender-based Violence; revised Family and Personal Code in progress. Independent Electoral Commission (IEC) established; it is subsequently dissolved and reformed in the first quarter of 2011. 31 October: First round of presidential elections. 28 November: Second round of presidential elections; results contested during a period of violence, from December 2010 to April 2011: Presidential Programme (2011-2015). 2011 11 April: Laurent Gbagbo arrested. 21 May: Alassane Ouattara sworn in. June: New government of reunited nation formed. 11 December: Legislative elections. December: National Development Plan (2012-2015) developed.

10 Chapter 2. National Context And Development Challenges Linas-Marcoussis, Pretoria), and several United roadmap based on three points: 1) a general Nations resolutions were passed, including res- identification of populations; 2) an electoral olution 1528 of March 2004, which founded process; and 3) defence and security forces. The UNOCI. However, no noteworthy progress groundwork was laid for a response to the two towards peace was achieved, and preparations key questions behind the conflict: Ivorian iden- for presidential elections in 2005 did not move tity and citizenship, and the legitimacy of power. forward, leading to a return to hostilities by the However, ending the crisis would not merely belligerent parties. In institutional and admin- require that credible elections be held: it would istrative terms, the crisis led to impeded func- also need to involve meaningful progress in the tioning and poor performance in public services, disarmament process and genuine reunification increased corruption and fraud, and the establish- of the government. ment of poor governance practices. A Crisis Exit Programme (CEP) that included Economically, the crisis had a negative effect on an urgent component was laid out, and the growth. Many businesses moved away from Côte Disarmament, Demobilization, and Reintegration d’Ivoire, aggravating unemployment and pov- (DDR) programme was restarted. The security erty. The decline in economic activity also had environment began to gradually improve, civil an impact on public finances and national debt. servants began to return to duty throughout the Investment levels fell. In social and human terms, country, including in the former CNO regions, the crisis fractured Ivorian society and brought and infrastructure gradually began to be restored. the authority of the State into question. It also However, it proved difficult to maintain adherence led to substantial loss of human life, a culture of to the commitments made in Ouagadougou. The bribe-seeking, and large-scale population dis- process of identifying and registering voters, which placement, estimated at over 1.7 million people2). began in September 2008, was administered by a The educational system was disrupted, particu- sluggish and poorly organized apparatus according larly in the north, which had a negative impact on to some sources3, without a clear financial plan or already low enrolment rates. The health situation alternatives in case of delays in the pledged fund- and healthcare infrastructure deteriorated. ing.4 Delays and poor organization led to a tense atmosphere between the various entities respon- In late 2006, a direct dialogue facilitated by the sible for the process. Ultimately, the registration President of Burkina Faso, then President of of slightly over six million Ivorian voters (out of ECOWAS, eventually brought about an agree- an estimated 8.6 million) was only completed on ment between the political groups. This media- 30 June 2009. A comparison of the electoral regis- tion resulted in the signing of the Ouagadougou ter with historic voter rolls from 2000, which was Accord (OA) on 4 March 2007. The OA pro- conducted to verify the nationality of individuals vided for the creation of a government of not listed on the roll, then provided feed for fur- national reconciliation and the adoption of a ther controversy.

2 UNFPA, January 2007: information obtained from a report on living conditions of IDPs and host families in Government-controlled areas. 3 International Crisis Group, Policy Briefing No. 62, 2 July 2009. However, according to the UNOCI Division of Electoral Assistance report ‘Identifying General Population and Registration of Voters’, the preparation of elections to exit the crisis in Côte d’Ivoire remains a success story on the pilot model applied to all stages and involving all stake- holders and national bodies concerned, in terms of the accuracy of the procedure, of the rigour of the legal framework, and finally about the reliability of the national directory of individuals and electoral lists originating from the process which was accepted by all. 4 The Ministry of Finance estimated the borrowing of electoral operations to be 220 billion FCFA in July 2008. This package should also finance the civil service, and the national reintegration, rehabilitation and emergency programmes. Of this total budget, the Government should take 145 billion FCFA and the international community finance the rest. The EU, which pledged US$ 34 million, has been the largest donor to the process.

Chapter 2. National Context And Development Challenges 11 Meanwhile, the disarmament and rehabilitation elections were ultimately held, with a first round processes stagnated. The disarmament of com- on 31 October 2010 and a second round on 28 batants was confined to a few highly publicized November 2010. The results were contested by operations carried out to destroy light weapons, one of the candidates, leading to a post-electoral and both sides kept significant forces in place and crisis. A period of intense violence ensued around continued to bring weapons into Côte d’Ivoire in Abidjan and particularly in the southwest of violation of a UN arms embargo – a clear sign the country, along the border with Liberia, that mutual trust had not been re-established. which resulted in the massive displacement Three options were offered to former combat- of populations from affected regions to other ants: they could choose to re-join the new army parts of Côte d’Ivoire and to Abidjan, and that would originate from the reunification of a flood of refugees into bordering countries. the two former belligerent forces (5,000 former This instability culminated in the arrest of combatants), opt for professional reintegration former President Gbagbo in April 2011 and the under the National Programme for Community inauguration of President Alassane Ouattara the Reintegration and Rehabilitation (PNRRC), following month, followed by relatively smooth which aimed to provide jobs for demobilized legislative elections in December 2011. However, combatants through local development projects these elections were marked by low turnout, (income-generating activities), or join a national clearly highlighting the considerable effort still civilian service designed to strengthen the spirit needed to reconcile Ivorians with politics and of citizenship of the young by means of train- democratic institutions. ing/awareness building and their participation in community projects. However, due to lack of Despite overall improvement, the situation in financing, these programmes, which had begun Côte d’Ivoire remains fragile and unstable, and half-heartedly in any case, were discontinued in many challenges remain to be confronted at a 2009. The redeployment of the administration, time when the country must set out on a transi- which had been defined as a top priority under tion to a recovery process following the humani- the terms of the OA, was only partially carried tarian phase. Among its highest priorities, the out. This was largely due to resistance on the Government needs to confront the weak and part of former regional commanders in the area unbalanced state of its security apparatus and controlled by the northern Forces Nouvelles (FN), restore its two-tiered justice system to work- several section commanders, autonomous com- ing order. In terms of security, the priority is manders who failed to obey the orders of their to integrate several thousand FN combatants superiors, and sometimes reticence on the part of into the new army. UNOCI continues to fill the population, which had become accustomed the security void in Abidjan and the west of the to no longer paying taxes. The Government did country pursuant to Chapter VII of the Charter not function normally throughout this period, of the United Nations and SCR/RES/2000 with a presidency more preoccupied with politi- (27/07/2011). Significant quantities of small cal intrigue and preparation for elections than arms remain in circulation and threaten not only with economic and social questions. At the end Côte d’Ivoire but also neighbouring Liberia and of 2009, Côte d’Ivoire found itself once again in Ghana as well as all members of the Economic a situation that could be described as ‘neither war Community of West African States (ECOWAS). nor peace’, characterized by an outwardly peace- In the areas of reconciliation and justice, the issue ful environment under an OA that was poorly of impunity for those responsible for violating implemented and whose survival was in danger. human rights remains a concern in Côte d’Ivoire, and the recently founded Truth, Dialogue, and After repeated initiatives, which included the Reconciliation Commission (CVDR) does not dissolution and reconstitution of the Independent genuinely adhere to international standards for Electoral Commission (IEC), presidential democracy and impartiality. Its president, former

12 Chapter 2. National Context And Development Challenges Prime Minister Banny, is not viewed as a neutral 2.2 Attaining the Millennium party by either citizens or international observers. Development Goals This progress report is based on the second Fundamental institutional reforms should be car- national report on the MDGs for Côte d’Ivoire, ried out as soon as possible, including, among published in 2010. Table 5 lists the goals set for others: (i) a redrafting of the Constitution (with Côte d’Ivoire on each indicator along with their a redefinition of presidential powers and the status as of 2008, the year for which the most sta- promotion of sound political practices); (ii) a tistical information is available. re-examination of the property law and its appli- cation; (iii) the inception of a national dialogue Poverty Reduction about the reforms needed to consolidate peace; (iv) the question of truth and justice as it relates to Worsening poverty in Côte d’Ivoire, which abuses committed during the crisis; (v) the issue affects rural areas more severely, has resulted in of corruption and governance; (vi) the relationship an increase in the percentage of the population of Côte d’Ivoire with its immediate neighbours living under the national poverty line, from 38.4 and the wider West African region; and (vii) the percent in 2002 to 48.9 percent in 2008. The management of the country’s historical heritage northern region is most affected, having nearly in terms of immigration and intermarriage. four out of five poor people in 2008. This region

Table 5. MDG Targets for 2015

Goals Results (2008) Targets (2015)

MDG 1 48.9% 16% • Percentage of population living below the national poverty line

MDG 2 • Net school enrolment, boys 58.8% 100% • Net school enrolment, girls 53.1% 100%

MDG 3 • Gender Parity Index 0.88 1 • ­Percentage of seats held in Parliament by women 8.5% 30% MDG 4 • Mortality rate for children under 5 125/1,000 50/1,000 MDG 5 • Maternal mortality rate 543/100,000 150/100,000 MDG 6 • Prevalence of HIV/AIDS 3.7% Under 2.5%

MDG 7 • Percentage of forested area 19.8% 20% • Percentage of population with access to drinking water 61% 82.5% • Percentage of population with access to improved sanitation 57% 81% MDG 8 • Percentage of official development assistance to social services 50% 20%* • Level of commerce (with developed and less developed countries) – –

Source: Government of Côte d’Ivoire * Recommendation of the Report of the Copenhagen World Summit for Social Development (1995).

Chapter 2. National Context And Development Challenges 13 is followed by the western region (63.2 percent), (i.e. 9 percent of rural households) and 1,109,600 centre-west (62.9 percent), north-west (57.9 people (20 percent of rural households) in high percent), east-central (57 percent) and north- risk of food insecurity. The Moyen east (54.7 percent)5. The west and north-east, the had the highest proportion of food-insecure two areas that were poorer in 2002, registered in households (43 percent). The nutritional situa- 2008 a slight decrease due to establishment of tion was worrisome in the north, with an overall economic and humanitarian corridors. prevalence of acute malnutrition of 17.5 percent, four percent with a severe form and an 80.7 per- The political and military crisis the country has cent prevalence of anaemia among children aged 6 undergone in the past decade brought about 6 to 59 months . utter disarray in social and economic structures, including the system of agricultural production, It has also resulted in the massive internal and therefore threatens food security of popu- displacement of populations and emigration to lations. The armed conflict of September 2002 neighbouring countries. The global financial crisis highlighted the food problems in the Central, has also had a negative impact, affecting several Northern and Western (CNO) regions. Indeed, major export sectors.7 In terms of employment, as shown by the results of the survey conducted a negative trend in the ratio of jobs to people of by the World Food Programme (WFP) and Food working age8 has resulted in the closure of many and Agriculture Organization (FAO) in 2006, large businesses and headquarters of international 566,500 people of these regions have been iden- institutions, low levels of investment, and tified as being in a situation of food insecurity continuing high population growth.

Figure 1. Percentage of Population Living Below the National Poverty Line

100 90 80 70 60 50 40 30 20 10 0 1990 1995 2000 2005 2010 2015 Changes in the Indicator Target Trend

Source: Survey of Household Standard of Living (ENV) 1993, 1995, 1998, 2002, and 2008

5 Source Survey of Household Standard of Living (ENV): National Statistical Institute (INS) 2008. 6 Republic of Côte d’Ivoire, Stratégie de Relance du Développement et de Réduction de la Pauvreté, January 2009, p. 44. 7 This includes the export of timber, which has suffered as a result of the international real estate crisis, rubber, for which demand has fallen due to the difficulties encountered by the automotive industry in Europe and the United States, and oil, for which prices have fallen on international markets. 8 Over half of the working-age population is employed, and the informal sector accounts for 90 percent of employment.

14 Chapter 2. National Context And Development Challenges Figure 2. Ratio of Jobs/Working-Age Population

0.41

0.40

0.39

0.38

0.37

0.36 2000 2005 2006 2007 2008 2009 2010 2011

Source: National Statistical Institute

In 2000, Côte d’Ivoire began the process of devel- been launched, the unemployment situation has oping a poverty reduction strategy, which led to continued to deteriorate. In the light of observed the adoption of an Interim Poverty Reduction trends, it seems unlikely that Côte d’Ivoire will Strategy Paper (IPRSP) in 2002. However, its achieve MDG 1 in 2015 despite investing con- implementation was interrupted by the outbreak siderable effort to this end. of the crisis and the suspension of international aid that same year. The Ouagadougou Accord Universal Primary Education of 2007 restarted that process. The adoption of a final PRSP in 2009 and the satisfactory intro- The net enrolment rate showed little upward varia- duction of an economic and financial programme tion until 2008. It showed a slight decline from allowed the country to reach the decision point 56.9 percent in 2000 to 56.1 percent in 2008, and for the Highly Indebted Poor Countries (HIPC) it has increased slightly since 2009, now standing Initiative and to benefit from a significant reduc- at 61 percent. An analysis in the second national tion in its debt. To reach its poverty MDG of report on the MDGs notes a disparity in favour of 16 percent by 2015, the Ivorian Government boys and students from higher income groups, with projected a need for an annual growth rate of 7 significant regional variation, the lowest enrolment percent over the period (2009-2015). However, rates being found in the north and north-west. the situation deteriorated again in 2010 due to the post-electoral crisis, which likely compro- In general, the series of crises Côte d’Ivoire has mised fresh initiatives. In the area of employ- undergone has affected the situation in the edu- ment, the Government developed a National cation sector, with the closure or destruction of Employment Development Plan (2006-2009), schools in the former CNO region, insufficient focusing on self-employment, but this was never numbers of teachers, weak levels of investment implemented due to the turbulent political envi- (11.5 percent of the overall government budget ronment. Although several initiatives for the in 2009, well below the 20 percent recommended economic integration of young people have also by the 20/20 Initiative9), and a rate of increase in

9 The 20/20 Initiative recommends that developing countries dedicate 20 percent of their public spending to essential social sectors (ESS), especially education, health, drinking water and sanitation, and that donor countries dedicate 20 percent of ODA to this priority.

Chapter 2. National Context And Development Challenges 15 Figure 3. Net Primary School Enrolment Rate (%)

100 90 80 70 60 50 40 30 20 10 0 1990 1995 2000 2005 2010 2015

Changes in the Indicator Target Trend

Source: Survey of Household Standard of Living (ENV) 2008, MEN/DIPES

enrolment rates that remains too low if the target the National Action Plan for Enacting United of 100 percent enrolment in primary education for Nations Security Council Resolution 1325 both girls and boys is to be reached by 2015. (2000), passed in 2008, and the National Policy on Equal Opportunities, Equity, and Gender, Gender Equality and Empowerment adopted by the Cabinet in April 2009. However, of Women in practice, despite manifest political will, prog-

10 ress has not been as significant as expected due Significant institutional benefits should be to persistent cultural resistance, illiteracy, and highlighted. There has now been a Directorate of inadequate enrolment in school and training pro- Gender Equality and the Promotion of Gender grammes, which primarily affects women, as well (DEPG – Direction de l’Egalité et de la Promotion as the series of crises Côte d’Ivoire has suffered. du Genre) within the Ministry of the Family, The proportion of women on legislative bod- Women and Children (MFFE) since 2006, which ies is just 8.9 percent, putting Côte d’Ivoire in aims to ensure respect for equality between men 108th place out of a total of 137 countries. Only and women, coordinate gender-related actions, 26.8 percent of public sector employees were and combat gender-related violence nationwide. women in 2010, of whom only 12.2 percent Gender units have also been created within the 14 held senior positions. Moreover, between 2005 technical ministries. Policies and reference docu- and 2010, the number of women in government ments have been created to ensure that gender is fell from 16.6 percent to 7.5 percent, with only taken into account in all sectors. These include 22.3 percent of these in non-agricultural sectors.

10 The National Development Plan for the Education and Training Sector for the period 1998-2010 was revised in 2007, placing emphasis on access to education for girls and a reduction in observed inequalities between women and men, including young girls. Law No. 95-696 on schooling, which reaffirms the right to education and equal treatment for all in preschool and primary and early secondary education, was also passed on 7 September 1995.

16 Chapter 2. National Context And Development Challenges Figure 4. Percentage of Seats in Parliament Held by Women

10 8.9 8 8 8

6 4.6

4

2

0 1990 1995 2000 2008

Source: WDI

Most of them hold undervalued casual jobs, and often-unreliable provision of vaccines, poor-qual- in 2005, only 12.5 percent of them held jobs ity vaccine administration techniques employed labelled as ‘modern’. Côte d’Ivoire women are by health care workers, and a lack of response to generally quite unconnected with the governance vaccination campaigns (resulting from prejudice process, and only very sparsely represented in or lack of information) by the population. bodies responsible for crisis recovery and demo- cratic transition processes. These percentages Improvement in Maternal Health place women in Côte d’Ivoire well below the critical mass of 30 percent, the minimal threshold Thanks especially to humanitarian programmes, necessary for them to exercise significant politi- the maternal mortality rate fell from 580 per cal influence. 100,000 live births in 2000 to 470 in 2008, according to the World Development Indicators Reduction in the Under-five (WDI) database, while according to government Mortality Rate sources, the number is 543 deaths per 100,000 births. However, it remains a concern. The pro- From 2000 to 2008, the under-five mortality portion of births assisted by trained personnel rate fell from 148 to 125 per 1,000 live births. rose from 51.9 percent to 56.8 percent between However, it is unlikely that the expected target 2000 and 2008, and the rate of use of prenatal (about 50 per 1,000 live births) will be reached visits held at above 85 percent in the 2000s. by 2015. This is due to the number of neona- tal deaths linked to significant socio-economic However, the unavailability and inaccessibility to and environmental disparities, the lack of quality the population of maternal health care services integrated health care, and the low use of family and the poor quality of services on offer are planning. Furthermore, the proportion of infants obstacles to the attainment of the MDGs by 2015, under age 1 that were vaccinated against measles as is the low percentage of financing devoted to rose only slightly from 68 percent to 70 per- reproductive health in the health budget, which cent between 2000 and 2010. This is due to the is estimated at less than 1 percent.11

11 According to the 2001 Abuja Summit commitments, 5 percent of the health budget should be devoted to reproductive health.

Chapter 2. National Context And Development Challenges 17 Figure 5. Maternal Mortality Rate

700

600

500

400

300

200

100

0 1990 1995 2000 2005 2010 2015

Changes in the Indicator Target Trend

Source: INS (National Statistical Institute)

The Fight against HIV/AIDS, Malaria, indicators since 2000. Indeed, the estimated and Other Diseases prevalence of HIV/AIDS in the population The international funds mobilized allowed Côte fell from 6.9 percent in 2000 to 3.7 percent in d’Ivoire to improve its HIV/AIDS national 2008, according to data from the United Nations response mechanism and to achieve a generally General Assembly Special Session (UNGASS) satisfactory improvement on the relevant report. The percentage of pregnant women

Figure 6. Prevalence of HIV/AIDS

30%

25%

20%

15%

10%

5%

0% 1990 1995 2000 2005 2010 2015

Changes in the Indicator Target Trend

Source: UNGASS/EIS

18 Chapter 2. National Context And Development Challenges visiting prenatal clinics also fell, dropping to Sustainable Management of the Environment and Natural Resources 4.5 percent in 2008 albeit after rising from 9.5 percent in 2000 to 9.7 percent in 2002. Although available statistics on forest cover are By contrast, the proportion of the population neither recent nor reliable, they do indicate that with an advanced stage of HIV infection and the area occupied by the forests decreased from with access to antiretroviral treatment almost 16 million hectares in 1900 to 4 million or even doubled from 2006 to 2009, rising from less than 3 million hectares today, correspond- 21.3 percent in 2006 to 31.6 percent in 2008 and ing to a loss of more than 75 percent, according to 41.2 percent in 2009. However, the greater to available sources (the 2010 MDG National poverty and vulnerability resulting from the Report). Despite a forestry plan prepared for the various crises, including the post-electoral crisis, period 1988-2015 and establishing the Forestry have promoted risky behaviour in certain sectors Development Corporation (SODEFOR), the of the population, especially the young, leading Government’s efforts for a more effective man- to the spread of HIV, particularly because they agement and sustainable forest did not manage lack knowledge about the infection. Indeed, the to halt this trend to reduce forest areas: wood 2005 survey of AIDS indicators (EIS) estimated today remains the main source of energy for that only 22 percent of young people between rural households and households that use low the ages of 15 and 24 had accurate and complete energy efficiency methods of production/con- information on HIV/AIDS. sumption. Reforestation activities are, especially in the Savannah region, hampered by the harsh cli- The incidence of malaria remained high between mate and frequent bushfires. The target of 20 per- 2000 and 2008, hovering around 8 percent, with cent set by the Government within the framework a slight drop between 2002 and 2003. In the of MDG 7, which corresponds to 6.45 million early 2000s, hospital fatalities rose to 4.6 percent hectares, will be hard to reach by 2015. Forests, then stabilized at around 4.2 percent. From national parks and reserves located primarily in 2006 to 2008, the use of long-lasting insecticidal areas ex-CNO remain inaccessible due to inse- nets (LLIN) rose significantly (from 3 percent curity there. In addition, the poor forestry protec- to 14.8 percent), thanks to public information tion mechanisms of the organizations responsible, campaigns designed to change the population’s which are ill-equipped for oversight, cannot pre- behaviour and a steady supply of LLINs for the vent the illegal occupation of protected forests by most vulnerable populations, namely children settlers or farmers. This fact is at the root of many under 5 and pregnant women, with about conflicts for land deforested areas, and sometimes 1.5 million LLINs distributed free of charge feelings of animosity towards foreigners. during this period. In the absence of recent data, what is available Côte d’Ivoire is widely affected by tuberculosis, with shows that the rise in greenhouse gas (GHG)

an estimated prevalence of 582 cases per 100,000 emissions in 2000 (252,717.15 Gg CO2-eq)

and an incidence of 420 new cases per 100,000, compared to 1990 (48,195.31 Gg CO2-eq) is due including all forms of the disease, in 2007 according to the firing-up of two power plants (Azito and to the World Health Organization (WHO). This Ciprel), increased use of farming fertilizers, and is due to several factors including impoverishment, more cars in large cities. Industries in Abidjan overcrowding, and HIV infection. The 55 percent emit 70 tons daily of sulphur dioxide, 21 tons screening rate for pulmonary tuberculosis is signif- of nitrogen oxide and 12 tons of toxic dust12. icantly lower than the 70 percent standard set by However, Côte d’Ivoire is in compliance with the WHO. its obligations from the Montreal Protocol on

12 Republic of Côte d’Ivoire, Plan National de Développement Sanitaire 2009-2013, MSHP, December 2008, p. 64.

Chapter 2. National Context And Development Challenges 19 ozone layer depleting substances; the goal of poaching, pollution, and the effects of the socio- eliminating methyl bromides and halons by 2015 political crises. Strong measures are needed to was achieved in 2004 and chlorofluorocarbons reverse this trend. The Government is committed (CFC) reduced by 87 percent in 2010, with their to increasing the proportion of protected areas to elimination by 2015 looking achievable. conserve biodiversity by 10 percent in 2008 to 14 percent in 2013 and 20 percent in 201513. Water resources remain generally adequate, although a regional disparity is noticeable. The environment is strongly affected by urbaniza- Moreover, water resources are threatened by pol- tion: there are now 127 cities of which 8 have more lution and the general degradation of the soil as a than 100,000 inhabitants. Abidjan concentrates result of human activity. Abidjan produces about alone more than 44 percent of the urban popula- 150 million m3 of groundwater per year, enough tion. Urbanization is growing rapidly, with rates to feed 70 percent of people, but it will reach its from 15 percent in 1960 to 48 percent in 2007. limits in 2012. In addition, traces of pollution and This phenomenon is explained by rural exodus lower levels have already been observed. To achieve and immigration from neighbouring countries. the effective management of resources, the govern- Given this, housing needs have become important: ment of Côte d’Ivoire has implemented an insti- over 70 percent of households did not have access tutional and regulatory framework for Integrated to housing in 2002. Despite efforts to reduce this Water Resources Management (IWRM), in com- deficit, demand outstripped supply. Even when pliance with the Water Code. The human water housing exists, access is restrictive because of consumption sector in Côte d’Ivoire has recorded the high cost of acquisition and rents. In 2008, good results, giving 80 percent of the population 35.8 percent of the population had no access to sustainable access to improved sources of water latrines. The phenomenon of precarious and infor- in 2010, according to the WDI. This change has mal settlements is growing in major cities. The been made possible by projects aimed at rehabili- urban and rural environments are highly degraded tating and strengthening the provision of drinking by the combined effects of the economic crisis, water that have been initiated in cooperation with the war and displacements. The wastewater and development partners. However, the high cost of rainwater drainage have been placed alongside the connections in urban areas and of maintenance of priorities in the national investment programmes. works in rural areas is a limiting factor. Reaching At the household level, in urban areas, only 40 per- the target of 82.5 percent by 2015 will depend on cent have access to adequate sanitation. As a result, a permanent return to socio-political stability and certain diseases are resurfacing. the mobilization of sufficient resources to finance the necessary investment. Global Partnership for Development

The protected land area has hardly changed since Until 2007, the trend was for the proportion of 1990, and in 2010 represented 19 percent of the official development assistance (ODA) devoted to national territory. As for protected marine areas, basic social services to be relatively small. It was there are none in Côte d’Ivoire. Although recent only after the signing of the Ouagadougou Accord data are not available, the reality on the ground in March 2007 that it bounced back to 50 percent shows that the disappearance of vegetable, ani- in 2008 and 2009.14 Until end of the 1990s, the mal, and water species is increasing year on year. bulk of ODA funds for to basic social sectors went This is essentially due to the destruction of natu- to education and health. Since 2000 most of this ral habitats (through deforestation, bush fires etc.), assistance has gone to the drinking water sector.

13 Republic of Côte d’Ivoire, Plan National de Développement Sanitaire 2009-2013, MSHP, December 2008. 14 The Copenhagen Declaration on Social Development (1995) recommends a threshold of 20 percent.

20 Chapter 2. National Context And Development Challenges The number of products from Côte d’Ivoire on countries, even during the socio-political crises. international markets has been increasing since The same trend can be seen for imports, albeit 1992. This is due to the diversification of exports at reduced levels, and with a tailing off from and to a steady increase in exports to developed 2002 as a result of the emergence of conflict.

Figure 7. Proportion of ODA Devoted to Basic Social Services (%)

100

90

80

70

60

50

40

30

20

10

0 1990 1995 2000 2005 2010 2015

Changes in the Indicator Target Trend

Source: MEF

Figure 8. Level of Trade (Developed and Less Developed Countries) (in US$ millions)

3,000 Total exports from Côte d’Ivoire to 2,500 Developed Countries

2,000 Total imports by Côte d’Ivoire from Developed Countries 1,500 T otal exports from 1,000 Côte d’Ivoire to Least Developed Countries

500 Total imports by Côte d’Ivoire from Least Developed Countries 0 1992 1994 1996 1998 2000 2002 2004 2006 2008

Source: MEF [Graph taken from 2010 MDGs national report.]

Chapter 2. National Context And Development Challenges 21 As for trade relations with less developed countries, Côte d’Ivoire’s economy faces a number of struc- exports are also on a steady rise. Indeed, Côte tural problems, including lack of investment, d’Ivoire is the main exporter in the subregion. which has hovered around 10 percent since the Meanwhile, imports have increased, albeit more 1980s (whereas it was 20 percent during the previ- slowly. However, a loss of competitiveness by ous 20 years of prosperity), as a result of the coun- traditional basic products points to an urgent try’s high level of indebtedness. However, reaching need for revitalization of trade. the completion point of the HIPC Initiative has enabled Côte d’Ivoire to cancel a large part of its 2.3 CHALLENGES AND CONSTRAINTS outstanding debt and to have access to additional ON NATIONAL DEVELOPMENT financing with which to increase its public invest- ment capacity. In general terms, however, the The Economic Sector economy suffers from a lack of competitiveness, which is linked to low productivity, especially in In 2011, Gross Domestic Product (GDP) per cap- the agricultural sector, the high cost of production ita and per year at purchasing power parity (PPP) inputs, especially electrical power for industrial was estimated by the World Bank to be US$1,803 use, and inadequate exploitation of the country’s at current value. The annual real GDP growth rate oil, mineral, and geological potential. from 2000 to 2011 saw significantly greater fluctu- ations, with negative values following each major The primary sector suffers from insufficiently crisis experienced by the country (1999 coup, 2002 intensified agriculture, which leads to an military-political crisis, 2010 post-electoral crisis) increasing demand for cultivable land, which and a return to positive values during attempts at has exacerbated the problem of deforestation, a return to peace, especially after the signing of and persistence of traditional farming practices. the OA in 2007. Further, GDP growth was revi- Inadequate access by farmers to improved seed, talized thanks to massive ODA provided by Côte fertilizers, irrigation and modern mechanization d’Ivoire’s development partners, particularly in techniques, and very low processing rates for support of the electoral process. However, the pace agricultural products explains the sector’s low of economic growth has remained inadequate in productivity. In addition, the sector is affected view of demographic growth of over 2 percent per by a massive rural exodus. For its part, the year over the period. secondary sector, which has the potential to

Figure 9. Change in Growth Rates (Real GDP and Population)

4

2 2 2 2 1 1 0 -1 -2

-4 -5 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011

Population PIB

Source: WDI

22 Chapter 2. National Context And Development Challenges be a source of growth, is being impeded by constraints linked to the liberalization and open- an unfavourable business environment, with a ing up of markets to regional and international complex tax regulatory system, high production competition, including persistent fraud and the costs, corruption, and racketeering. Its activities reduced competitiveness of local products. have also been weakened by the unstable socio- political situation and a state of insecurity during Human Development the crises. The tertiary sector remains dominated Côte d’Ivoire is classified among the group by informal activities, especially in land of countries with low human development. transportation and trade. In particular, difficulties According to the UNDP Human Development are linked to degradation or inadequacy of road Report (HDR), the country’s Human Develop­ and transport infrastructure and to a low rate of ment Index (HDI) was 0.4 in 2010, ranking it bank use. This results in an increase in the money 170th out of 187 countries, despite the formu- supply, leading to high inflation. The country’s lation of a national poverty reduction strategy financial system and the management of its which was initiated as far back as 2001 and the public finances are dysfunctional. integration of the MDGs into this strategy in 2004 in compliance with the country’s inter- The main challenges for the agricultural sector national commitments. This strategic frame- are linked to problems of access to and preser- work, which has undergone many reviews, had vation of land, despite the adoption of a law on the ambition of achieving a number of objec- rural land tenure, and to the issue of financing. tives by 2015. However, this was undermined Meanwhile, in the industrial sector, the challenge by the country’s successive military and political is to increase the capacity for creating wealth and crises. As indicated earlier, most of the indica- employment in the private sector in an environ- tors remained stagnant or even regressed, espe- ment that offers few incentives for doing busi- cially the poverty indicator, which deteriorated ness or growing enterprises. The fight against tax significantly, soaring from 10 percent in 1985 fraud, the restructuring of public enterprises, and to 48.9 percent in 2008, thereby slowing down the strengthening of government capacities are HDI growth and keeping it at among the lowest the main challenges faced by the public finance in sub-Saharan Africa and among the countries sector. As for the trade sector, it must overcome with lower human development.

Figure 10. HDI Trends: Côte d’Ivoire and its Environment

0.7

0.6 Côte d’Ivoire

Sub-Saharan Africa 0.5 Low HD

0.4 World

0.3 2000 2005 2006 2007 2008 2009 2010 2011

Source: HDR Statistics, UNDP

Chapter 2. National Context And Development Challenges 23 Politics, Institutions, and The decentralization process is also fraught with Governance difficulties as a result of the incomplete trans- Poor governance has been a recurrent issue in Côte fer of authority, the inability of the State to meet d’Ivoire, a country that has experienced severe its financial, material, and human commitments, political instability since 1999 when the first coup and inadequate statistical data, which hinders the occurred, followed by a period of civil war, includ- development of measurable diagnostics. Moreover, ing several escalations. Today, in the wake of the local stakeholders (especially the young, women, inauguration of a new president and the appoint- and the media) contribute only marginally to the ment of a new Government, the challenges in development process. Finally, local elected officials terms of governance are numerous. Priorities must be sensitized to the need to be accountable, include working towards national reconciliation, and local government authorities must have the restoring the security of individuals and property, capacity to manage rural land-tenure issues. restoring the authority of the State, making decen- tralization a reality, and implementing reforms in On the whole, years of crises have weakened Côte the security forces (army and police). d’Ivoire and isolated it from the international community. In addition, the absence of a trade At present, the national defence and security strategy has prevented the country from benefiting system is plagued with structural problems that fully from the integration of the regional worsened the socio-political instability as well ECOWAS market. as the insecurity of individuals and property across the country. The judicial system remains The Environment and Living Conditions inefficient and is marked by a lack of institu- tional autonomy, slow procedures, and uneven The environment has become increasingly frag- infrastructure distribution. Consequently, citi- ile as a result of the depletion of the forest cover zens have only limited access to judicial services caused by intense human activity. Classified for- as well as inadequate protection, especially for ests and national reserves in the CNO region, the most vulnerable. The credibility of the judi- and neighbouring countries are being subjected cial and penal system has also eroded as a result to bush fires, destructive exploitation for the of poor conditions in prisons, massive violation of production of firewood and charcoal, and to the human rights, and persistent impunity. inappropriate declassification of protected areas and illegal infiltration into these. In addition to Clearly, some progress has been made in terms the environmental problems it creates, deforesta- of institutional15, economic and financial16 gov- tion contributes to land tenure-related conflicts ernance. Yet the fact remains that Côte d’Ivoire in rural areas, a process that constitutes one of the is facing major problems resulting from its legal structural causes of the conflict in Côte d’Ivoire and institutional framework, which is not con- and sometimes leads to a resurgence of animosity ducive to development of the economic sectors, towards foreigners who come from neighbouring difficulties in enforcing existing laws, poor gov- countries to supply charcoal. The air and ecosys- ernance in public enterprises, and the multiplicity tems are being severely affected by pollution and a of regulatory bodies and the lack of coordination lack of appropriate systems for the adequate treat- among them. ment of pollutants from domestic, agricultural,

15 Including establishing institutions such as the National Secretariat for Governance and Capacity Building, the Independent Electoral Commission, the National Commission on Human Rights in Côte d’Ivoire, the Centre for Information and Government Communication. 16 Ratification of Extractive Industries Transparency Initiative, which aims to ensure transparency in managing mining and energy, and introduction of the Integrated Public Finance Management System.

24 Chapter 2. National Context And Development Challenges industrial, mining, and maritime activities. The national/regional policies on small-arms pro- sanitation sector has seen no improvement over liferation and cross-border management; the years. Moreover, the poor management of „„ The issue of internally displaced persons, rainwater often leads to floods and landslides. The drinking water supply infrastructure has dete- who are civilians who continue to bear the riorated significantly, and the sector is adversely brunt of the conflicts and tend to seek refuge affected by inadequate regulations and reduced in major cities, including Abidjan; capacities of economic operators in this area. The „„ The issue of management and access to natu- housing sector is marked by a housing shortage ral resources, especially water and oil, which and poor living conditions in general. are also potential conflict triggers (land own- ership issues, rivalries over land-use between The lack of tangible results in the sustainable man- farmers and cattle breeders, diversion of agement of natural resources and protection of the resources to finance the war effort or rebel- environment is due to the low level of investment lions, infiltration by foreign populations, etc.); and deficiencies in the institutional and regulatory „„ framework for this sector. Moreover, the sector has The absence of clear policies on conflict pre- been particularly affected by the crisis as a result vention in countries of the region; of the Government’s difficulties to manage and „„ Unresolved issues of impunity, human rights protect these resources during that period as well violations and determining nationality. as their destructive use by, on the one hand, the population (for its livelihood) and, on the other, by Development Assistance warring factions, to finance their war effort. Côte d’Ivoire reached the decision point under Crisis Prevention and the the HIPC Initiative in 2009, and as a result ben- Regional Context efited twice from debt relief (amounting to CFAF 538 billion and CFAF 287 billion in 2009 and The degradation of the social and political cli- 2010 respectively) and other ODA. Over the mate as well as of social cohesion during the last decade, which was marked by conflicts between various communities, was caused by several fac- Figure 11. Structure of Cumulative ODA tors, including insufficient economic growth in (2000-2009, in millions of the face of rampant population growth, poor constant US$, 2008) land management, the exclusion and marginal- ization of some groups, which was magnified by the media, and attempts at political and military destabilization. Beyond the humanitarian phase, there is the need for Côte d’Ivoire to initiate a Multilateral recovery and development programme based on 1,649 24% investment, which will put the country on the path to sustainable growth and generate wealth and employment and thereby reduce poverty. Members of OECD DAC 5,238 Meanwhile, other potential conflict triggers and 76% sources of destabilization must be addressed: „„ Cross-border problems associated with the influx of Ivorian refugees into neighbouring countries and mercenaries into Côte d’Ivoire from Liberia due to lack of harmonized Source: WDI

Chapter 2. National Context And Development Challenges 25 Figure 12. Share of ODA in GDP (%)

15.00

10.00

5.00

0.00 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009

Source: WDI

period (2000-2009), assistance came mainly from launch of the electoral process soon after the the OECD Development Assistance Committee reunification agreement and adoption of a Code (DAC), and accounted for 76 percent of the of Good Conduct, which paved the way for the cumulative total. presidential elections of 2010.

However, aid delivery over the same period The new government of President Alassane was uneven, with highly volatile annual figures Ouattara has set for itself the objective of rais- fluctuating in line with the social and political ing ODA in order to enable the country to situation in the country. These amounts were make productive investments. The preparation of particularly high following the signing of the the Poverty Reduction Strategy Papers (PRSP) various peace agreements and very low in times and the Medium Term Expenditure Framework of crises, particularly as a result of the suspension (MTEF) has also helped to build capacity in of bilateral funding. resource mobilization.

During the last decade (2000-2010), the share of It is against this background that UNDP and ODA in the country’s GDP reached its peak, or the United Nations, as well as other develop- almost 10 percent, at two key times: in 2002, with ment partners have intervened to help the coun- the resumption of international economic and try address the challenges it faces. The analysis of financial cooperation following initial attempts this intervention, especially as regards UNDP, is to restore peace, and in 2009, during the effective the main focus of the next chapter.

26 Chapter 2. National Context And Development Challenges Chapter 3 UNDP Responses And Strategies

This chapter describes how UNDP, while to coordinate the resources for the presidential building on the strategies of the United Nations election, and the other to finance the country’s through the common framework of UNDAF, Crisis Exit Programme. develops responses to the development challenges identified in the previous chapter. In particular, it 3.1 INTERVENTION STRATEGY AND focuses on how the Country Office deals with PROGRAMME CYCLES the major problems that arise in Côte d’Ivoire while adapting to changing conditions. It also Country Programme (2003-2007) casts light on the issues and areas of intervention evaluated in Chapter 4. Although the UNDAF of the UNS for the period 2003-2007 (which was based on the Common Since 1993, when the two parties signed the basic Country Assessment conducted in 2002) was cooperation agreement, UNDP has been a key neither formally validated nor used by all UNS partner of Côte d’Ivoire. Programming documents agencies, it nevertheless served as a background have been developed over a five-year period document for UNDP in the preparation of its (2003-2007 and 2009-2013), in partnership country programme for the same period. with stakeholders (government representatives, bilateral and multilateral partners, private sector The UNDAF is structured around five stra- and civil society) and in consultation with the tegic axes: country team. These documents are aligned i. Poverty reduction; with national priorities and those of the UNS cooperation framework, which is the result of ii. Governance and human rights; a participatory planning exercise based on a iii. The fight against HIV/AIDS; previous joint country assessment, and they have taken into account the results of the evaluations iv. Globalization and subregional integration; of the previous cycle. The Country Programme and (2003-2007) has been extended in the form of v. Peace and security. an action plan covering the period 2007-2008 in order to take into account changing needs in The Country Programme (2003-2007) devel- a context of crisis and to revise this action plan oped using a participatory approach, also sup- accordingly. Similarly, the focus of the current ports the national priorities contained in the Country Programme shifted in late 2011, and Social, Economic, and Cultural Development the parties concerned will officially ratify the Policy Paper (2001-2005), the Interim Poverty programme this year. In addition to its own Reduction Strategy Paper (2003-2007), and the resources, UNDP manages funds from various analysis and evaluation of the results of the previ- sources (with contributions from the Côte ous cooperation cycle (1998-2002). d’Ivoire Government, bilateral and multilateral donors, and other agencies or UNS programmes). The programme’s main purpose was to promote In addition, at the request of the Government sustainable human development, poverty reduc- and its partners, two funding mechanisms tion, better living conditions and health, edu- (basket funds) have been established, one used cation and knowledge, good governance, and

Chapter 3. UNDP Responses And Strategies 27 national capacity-building for positive integra- iii. Review of the policy and regulatory tion into the process of globalization. framework with regard to the commit- ments of Côte d’Ivoire as part of the The strategic axes identified have integrated the multilateral trading system; MDGs while focusing on the areas in which UNDP has a comparative advantage. Capacity-building iv. Support for the competitiveness of the has been the framework of their implementation. national economy, especially the small Gender has been treated as a cross-cutting issue, as and medium enterprise and industry has the promotion of new information and com- sectors, through integration of produc- munication technologies (NICT). tivity factors related to globalization (quality, NICTs, marketing information The Country Programme (2003-2007) defined and networks); and two major objectives, each one broken down v. Integration of social and human issues into two strategic axes that include the follow- into the national strategy for integration ing features: into the globalization process in order to prevent the poverty, social exclusion, and Objective 1: Governance marginalization that can result. „„ Strategic axis 1: Promoting good gover- nance, human rights, peace, and security, for Objective 2: Poverty which the following three priority areas have „„ Strategic axis 1: Contributing to poverty been identified: reduction through: i. Civic education and human rights, i. Support for the development of national including the capacity of civil society and regional strategies for reducing organizations and the media to partici- poverty as part of the PRSP; pate in promoting democratic values; ii. Support dialogue and national policy ii. Capacity-building for implementing discussion, capacity-building for dem- these strategies, including monitoring ocratic institutions and the electoral of the MDGs for the eradication of process, decentralization and community extreme poverty and hunger; participation; iii. Institutional support for the protection iii. Good economic governance and national of the environment and natural resources capacity-building for economic and and coordination of sectoral policies financial management. through the development of regulatory mechanisms; „„ Strategic axis 2: Positive integration of the iv. Productive capacity-building at grass- country into the process of globalization in roots level; and five main areas: v. Capitalization of experiences and i. National capacity-building, both public expertise and mobilization of resources and private, to be negotiated within for replicating relevant experiences and the framework of the multilateral capacity retention, placing emphasis trading system; on support for the MDGs on univer- ii. Support for the national effort to develop sal primary education through parti- a national strategy for integration into cipation in community development in the globalization process; schools.

28 Chapter 3. UNDP Responses And Strategies „„ Strategic axis 2: Participating in the fight the crisis and postpone any globalization-related against HIV/AIDS, focusing UNDP’s inter- interventions. The programme is thus structured ventions by considering: around the following: i. The links between HIV/AIDS, poverty, „„ The promotion of good governance, human and national development; and rights, and peace; ii. Results-based programme management. „„ Poverty reduction, including the fight against The partnership with UNDP is centred HIV/AIDS; and on: (a) developing national policies and „„ strategies and implementing initiatives Post-crisis management and recovery. against HIV/AIDS by integrating the The issue of gender has been included because commitments of Côte d’Ivoire within the it continues to be considered as cross-cutting. In framework of relevant international agree- addition, once the participatory approach, which ments and conferences and the Special was adopted as a method of promoting strate- Session of the UN General Assembly on gic partnerships and national ownership of pro- HIV/AIDS ( June 2001); (b) clarifying the grammes and projects, proved effective (that is, it institutional framework and coordination was confirmed by the mid-term review carried out of the national response, including that of civil society, and national capacity-building in 2006), it was maintained and reinforced across for implementation of a multi-sector, all the actions in this programme. This approach decentralized, and participatory approach was also adopted with regard to cooperation with linked to the strategic planning documents; other development partners, which was a key asset (c) supporting social mobilization at com- for UNDP, especially in a crisis-exit context, where munity level through preventive actions coordination was crucial in creating synergies. The and promoting a responsible attitude with programme approach that had been initiated as regard to infected and affected popula- a mechanism for coordinating and mobilizing tions; and (d) advocating and promoting resources as well as the national implementation the rights and duties of infected persons by methods, which were not entirely appropriate, supporting the establishment of a legal and consequently required more capacity-building for administrative framework. the structures involved.

Country Programme Action Plan Country Programme (2009-2013) (CPAP) 2007-2008 This programme was developed in December The CPAP (2007-2008) is an extension of the 2008 in partnership with the stakeholders in Country Programme (2003-2007), which is aimed Côte d’Ivoire. It was based on priorities of the not only at supporting government efforts to PRSP and those of the UNDAF (2009-2013), achieve the MDGs but also at implementing the which is the first real development assistance CEP stemming from the Ouagadougou Accord. framework created jointly with UNS agencies. The context of the military and political crisis since 2002 has led new priorities and opportunities The five UNDAF outcomes that have been to emerge, according to which the programme identified are as follows. By 2013: has been adjusted. When the crisis occurred „„ between the presentation of the draft programme Peace will have been consolidated by strength- in June 2002 and its approval in January 2003, ening the safety of persons and goods and by the UNDP Executive Board recommended that creating favourable conditions for national the programme focus on the pillars most likely reconciliation, community reintegration, and to provide a solution to the problems caused by respect for human rights;

Chapter 3. UNDP Responses And Strategies 29 „„ National and local institutions and civil soci- local development process, poverty reduction, ety organizations will have been restored the strengthening of the technical and financial across the country, and good governance capacities of local communities and vulnerable capacities strengthened to better serve all groups for developing economic activities, envi- segments of the population while respecting ronmental issues, gender integration, and HIV/ gender equality and human rights; AIDS and human rights. „„ Capacity of Government, private sector and Based on the experience gained, lessons other groups, mainly the most vulnerable, to learned, progress made in previous years, and create jobs and wealth and ensure food secu- the comparative advantages of UNDP in Côte rity will have been strengthened; d’Ivoire, the expected results of the Country „„ There will be equal access for all to basic Programme were defined in terms of national quality social services and social protection priorities for recovery and development as and assistance for vulnerable groups will have specified in the PRSP (2009-2013) with a view improved; to achieving the MDGs. „„ Water, forestry, and environmental resources Five results or outcomes were identified as part of will have been protected, preserved, and the poverty pillar: managed in a sustainable and coordinated „„ manner. The capacity of the Government and decentralized authorities for economic The current Country Programme (2009- governance, development policy, and strategy 2013) is UNDP’s contribution to national was strengthened; reconciliation, post-crisis recovery, and the „„ The sources of income for vulnerable socio-economic stimulus in Côte d’Ivoire in the groups, including young people, women, and context of the many challenges identified during internally displaced persons (IDPs), and local the programming of the UNDAF and the communities were improved; CPAP for the period. It revolves around three „„ main pillars: The provision of preventative services and the holistic care of people infected and i. Governance, including human rights and affected by HIV was improved; peace; „„ The protection and sustainable management ii. Poverty reduction with a view to achieving of the environment were improved; and the MDGs, including the fight against HIV/ „„ AIDS and environmental protection; and Sustainable access to drinking water, sanitation facilities, and energy services was iii. Crisis prevention and recovery. improved for the populations, especially women and children. The CPAP reflects the continued support of UNDP for implementing government crisis- In terms of governance, the main results and exit programmes, particularly in the areas of expected outcomes are: redeployment of the administration and the reinsertion of ex-combatants, ex-militia mem- „„ Electoral processes should be participatory bers, young people involved in the conflict, and and democratic; at-risk young people, community rehabilitation, „„ Processes of decentralization and local reconciliation, national cohesion, and organiza- development should be more effective; and tion of elections. Support was also considered with regard to the policies and programmes and „„ The Government should be more efficient, projects for the ongoing decentralization and transparent, and accountable.

30 Chapter 3. UNDP Responses And Strategies Regarding crisis prevention and recovery, all „„ Vulnerable communities and groups enjoy projects and programmes will contribute to the improved sources of income and better access following outcome: The security environment, to basic socio-economic infrastructures; and dialogue, and national cohesion will improve. „„ Improvement in the protection and sustainable management of the environment. In May 2011, the Regional Bureau for Africa undertook a mission to Côte d’Ivoire to repo- Governance and crisis prevention and recovery: sition the crisis prevention and recovery activi- „„ ties within the new strategic context, and taking Democratic processes (elections, control of into account the multiple challenges to which government action) are participatory; Côte d’Ivoire must respond quickly, given the „„ Government is more effective, transparent, resource constraints faced by the Country Office. and accountable; It was therefore recommended that the Country „„ Office revise its programme and define two The processes of decentralization and local major components instead of three by integrat- development are more effective; ing the interventions related to crisis preven- „„ The security environment, dialogue, and tion and recovery into governance. In addition, national cohesion have improved. it was recommended that the programme shift towards support for political dialogue in order Table 6 shows the correlation between changes in to facilitate national reconciliation as well as the national priorities and those in UNDP sup- the effectiveness of public policies so as to pro- port during the period assessed, including changes mote the early resumption of economic activi- in the UNS programming frameworks. ties, with more opportunities for job creation, especially for young people. The programme 3.2 CHANGE IN UNDP RESOURCES also aimed to support promotion of local mech- AND EXPENDITURE anisms and opportunities for the prevention and management of conflicts in the context UNDP resources come from core funds received of a socioeconomic rehabilitation strategy for from headquarters each year (TRAC funds) rural communities. and thematic trust funds (TTFs), but above all from mobilizations contributed by donors to With this in mind, the Country Office started the execution of the programme. From 2004 to to reorganize the expected outcomes of its pro- 2007 the Country Office received contributions gramme and reduce them from nine to seven, in from headquarters budget ranging between US$4 order to reinforce the effectiveness of the inter- million and $5 million annually, with a peak ventions. This change will be reflected in the around 2008/2009/2010, corresponding to the revised UNDAF and CPAP coherently with the run-up to the presidential elections. Since 2010, National Development Programme 2012-2015. the resources from headquarters have tended The proposed outcomes are as follows: to decrease. As regards all resources equal to or greater than US$500,000 mobilized by the Poverty reduction to achieve MDGs, including office during the period 2004-2011, the Country environment, sustainable development: Office depends on donor resources for more than „„ Capacity to develop and implement develop- 59 percent of its funding, and the EU17 and Japan ment policies at central and local levels has are its largest donors (50 percent of funding improved; between them over the period), in addition to the

17 The EU is increasingly considering moving towards assisting Côte d’Ivoire in the form of budgetary support.

Chapter 3. UNDP Responses And Strategies 31 Table 6. Comparison of UNDAF and CPD With National Policies in Côte d’Ivoire

RESPONSE BY THE GOVERNMENT PRIORITIES UNITED NATIONS SYSTEM UNDP TARGETED OUTCOMES DPDSEC (2001-2005)/IPRSP (2003-2007) (2003-2007) CPO (2003-2007) • Re-establishment of political and social • Poverty reduction Governance Objective dialogue with all political actors and social • Governance and human • Promotion of good governance, human components in Côte d’Ivoire (national rights rights, peace, and security reconciliation forum) • Fight against HIV/AIDS • Positive integration of the country into • Social, economic, and cultural • Globalization and the globalization process development policy subregional integration Poverty Objective • Formulation of an interim IPRSP with 6 • Contribute to poverty reduction pillars: 1) streamlining of macroeconomic • Peace and security • Participate in the fight against HIV/AIDS framework; 2) private sector promotion; 3) more equal access to and quality of basic social services; 4) decentralization; Interim CPAP (2007-2008) 5) promotion of good governance and capacity-building; and 6) security of Governance Pillar (including the issue of Gender) property and persons • Greater consideration given to the aspirations of the people in the definition of development programmes and strategies • Improved participation in the electoral process by CSOs and political parties Ouagadougou Accord (4 March 2007) • Government institutions are effective and respond better to citizens’ needs • Authority of the State, security, social • The national institutional framework developed is functional and the cohesion policies and plans for the fight against AIDS improve the national, multi- • Identification of populations sector, and decentralized response • Presidential and legislative elections Poverty Pillar • MDG-based development and poverty reduction policies are improved • Strategies and initiatives for poverty reduction focused on gender equality PRSP (2009-2011) are consolidated at grassroots level and involve the private sector • Access of populations to basic social services and energy resources has improved • Peace-building, the security of property • The effects of the HIV/AIDS epidemic on vulnerable groups are minimized and persons, good governance through a multi-sector and decentralized approach • Decentralization as a means of public participation in the development process Crisis Prevention and Recovery Pillar and reduction in regional disparities and • National capacity for the risk management of crises has improved land management • The functions of governance have been restored to normal and social • Improved access to and quality of basic cohesion and national reconciliation have been consolidated social services, environmental protection, • Gender equality and capacity-building for women are guaranteed in the promotion of gender equality, and peace process social security • Streamlining of macroeconomic UNDAF CPD/UNDP CPAP (2009-2013) framework (2009-2013) • Job and wealth creation are supported in Poverty Reduction Pillar with a view to achieving the MDGs rural areas through the promotion of the • Peace-building private sector as an engine of growth and protection • Government institutions and local authorities • International context and subregional of human rights are implementing strategies for the MDGs integration • Governance • Better access to jobs and IGAs for local communities and vulnerable groups (young • Basic social people and women) services • Improved services offered for the prevention National Development Plan • Economic and treatment of HIV/AIDS (2012-2015) recovery and food security • Improved protection and sustainable management of the environment • People live in harmony, society is made • Environment safer, and good governance is ensured • Improved access to drinking water, sanitation, • Wealth creation has increased and and energy services is sustained and inclusive and Governance Pillar distributed equally • Electoral process made more democratic • Populations, especially women, children, and participatory and other vulnerable groups have equal • Improved decentralization and local governance access to quality social services Review of • Improved participation by citizens • Populations are living in healthy UNDAF/CPAP conditions and with sufficient means in 2012 • More efficient, transparent, and accountable of living government • Repositioning of Côte d’Ivoire on • Respect for fundamental rights the regional and international stage • Increased private sector participation in the is effective national economy • Improved security environment, dialogue, and social cohesion

32 Chapter 3. UNDP Responses And Strategies Table 7. Summary of Own Resources of Country Office (2004-2012) (thousands of US$) 2004 2005 2006 2007 2008 2009 2010 2011 2012 Total TRAC 1 & 2 4.50 3.35 3.53 3.30 4.60 2.89 2.41 2.24 2.24 29.06 TRAC 3 0.91 0.74 0.89 0.57 3.12 5.85 4.50 1.54 0.14 18.26 20004 – National, Regional, Local - - - - - 0.25 - - - 0.25 20008 – TTF DG Gender ------0.25 0.16 0.09 0.50 20100 – TTF DG Legislatures 0.06 0.06 - 0.12 - - - - - 0.24 20300 – TTF Justice Human - - 0.10 0.006 - - - - - 0.10 Rights 20500 – TTF DG Decentr., - - 0.15 0.08 - - - - - 0.23 Loc. Gov 26100 – TTF CPR Conflict - - 0.005 - 0.04 - - - - 0.05 Prevention 26500 – CPR Small Arms Red. - 0.15 ------0.15 26951 – CPR TTF Gender ------0.60 0.26 0.12 0.98 27030 – TTF for HIV/AIDS ------0.07 0.04 0.11 54050 – AIDS TFF - 0 1.27 2.56 1.72 0.01 - - - 5.58 62000 – GEF Voluntary Contr. 0.29 0.35 - - 0.02 0.01 0.01 - - 0.68 TOTAL 5.76 4.67 5.96 6.64 9.50 9.02 7.77 4.27 2.63 56.22 Source: Côte d’Ivoire, UNDP Country Office, 2012

Table 8. Summary of Contributions over US$500,000 Received Per Year (millions of US$) Donors 2004 2005 2006 2007 2008 2009 2010 2011 Total EU 4.40 2.99 0.64 10.25 21.45 3.64 9.46 52.83 Japan 4.62 1.52 1.18 0.72 9.27 3.71 2.16 23.18 GFATM 5.44 12.28 4.62 22.34 Côte d’Ivoire Gov. 0.20 1.46 3.54 1.98 0.80 2.08 10.06 France 2.01 0.59 1.96 3.14 7.70 FISDES 6.70 6.70 Norway 0.59 1.07 0.87 1.25 3.78 Denmark 3.80 3.80 Belgium 2.34 0.51 2.85 Spain 1.34 1.16 2.50 Germany 1.11 1.11 Switzerland 0.72 0.72 USAID 0.63 0.63 South Korea 0.50 0.50 ECOWAS 0.5 0.50 TOTAL 16.47 19.38 15.96 5.7 35.33 27.39 10.59 11.62 142.51 Source: Côte d’Ivoire, UNDP Country Office, 2012

Chapter 3. UNDP Responses And Strategies 33 Figure 13. Change in Country Office Resources (in thousands of US$)

60,000

50,000

40,000

30,000

20,000

10,000

0 2004 2005 2006 2007 2008 2009 2010 2011

Donors TTF TRAC

Source: Côte d’Ivoire UNDP Country Office, 2012

Figure 14. Total Resources During 2004-2011, total amount was allocated to emergency and By Source (in thousands of US$) crisis exit programmes as well as to electoral basket funds.

In general, the Country Office allocates 50 per- TRAC cent of its resources each year on average, except 44,953 in 2011, during which the programmed resources 19% reached 70 percent.

Donors In terms of allocation, budget distribution and 142,513 TTF 59% 53,598 expenditure by area of intervention have changed 22% over the past two programming cycles as well as the interim cycle in response to the needs gen- erated by the situation in Côte d’Ivoire. The analysis shows a downward trend concerning the budgets dedicated to the poverty pillar from one programming cycle to the next in favour of the Source: Côte d’Ivoire UNDP Country Office governance pillar. From 2004 to 2011, the gov- ernance pillar recorded 45 percent of the amount of the budgeted total over the period in relative Côte d’Ivoire Government, whose contribution, terms, compared with 34 percent for the poverty though variable depending on the year as well as pillar and 21 percent for the crisis prevention and the national context, surpassed US$10 million in recovery pillar. aggregate terms. In terms of expenditure, the total amount for A record amount of resources were mobilized the period 2004-2011 was US$179,629,000 out during the interim phase of the CPAP (2007- of a total budget of US$207,563,000, an average 2008), during which nearly 80 percent of the rate of execution of 86 percent. The average

34 Chapter 3. UNDP Responses And Strategies Figure 15. Resources Mobilized By UNDP, By Donor (2004-2011, in millions of US$)

EU TAP GFTAM GOVERNMENT FR FISDES NOR DK BEL SWEDEN SPAIN GERMANY SWITZERLAND USAID S. KOREA ECOWAS

0 10 20 30 40 50 60

Source: Côte d’Ivoire UNDP Country Office

Figure 16. Change in Budgets by Area of Intervention (in thousands of US$)

20,000 18,000 16,000 14,000 12,000 10,000 8,000 6,000 4,000 2,000 0 2004 2005 2006 2007 2008 2009 2010 2011

Crisis prevention and recovery GovernancePoverty

Source: Côte d’Ivoire UNDP Country Office

Chapter 3. UNDP Responses And Strategies 35 Figure 17. Change in Expenditure by Area of Intervention (in thousands of US$)

25,000

20,000

15,000

10,000

5,000

0 2004 2005 2006 2007 2008 2009 2010 2011

Crisis prevention and recovery GovernancePoverty

Source: Côte d’Ivoire UNDP Country Office

annual budget execution of the CPAP in 2007- In conclusion, the budget allocations and expen- 2010 was over 80 percent, with the exception of diture levels strongly reflect the cyclical fluctua- 2009, when budget execution was 68 percent, tions experienced by the country over the period. but amounted to US$40 million, a record for Resources mobilized from both own funds and the Country Office and the third largest amount donors peaked in 2008-2009, following the spent in any country in the region. signing of the Ouagadougou Accord and in the run-up to the presidential elections. Meanwhile, In terms of trends, relative expenditure also the Country Office still relies heavily on funds tends to decrease from one programming cycle mobilized from other technical and financial to the next, away from the poverty pillar and in partners, including the European Union and favour of the governance and crisis prevention Japan, in terms of volumes contributed and regu- and recovery pillars. These are resources of the larity of payments. Global Fund to Fight AIDS that have led to a higher execution of expenditure for the poverty Following on from this chapter, subsequent chap- pillar from 2004 to 2006. From 2007 to 2011, the ters evaluate the contributions of UNDP to basket funds and other agreements with donors development results in the country, its specific in the context of organizing presidential and leg- approaches and comparative advantages, and the islative elections have boosted the execution of efforts made by the Country Office to promote expenditure for the governance pillar. the values of the United Nations.

36 Chapter 3. UNDP Responses And Strategies Chapter 4 UNDP’s Contribution To Development Results In Côte D’Ivoire

This chapter assesses the relevance, effective- evaluation of development activities) and those at ness, efficiency, and sustainability of UNDP’s the operational level, which result from activities contributions to development results in Côte that directly improve the population’s living con- d’Ivoire. The assessment follows the structure of ditions or living environment. the Country Programme and programme out- comes. For each component of the programme, 4.1 POVERTY REDUCTION WITH A the specific achievements are first analysed and VIEW TO ACHIEVING THE MDGS discussed in great detail, and then are presented in a way of summary in relation to the assessment 4.1.1 Main UNDP Contributions to criteria, within each component. the Various Expected Outcomes Strengthening the Capacities of Government During the period 2003-2012, the programme Institutions and Local Communities for Eco­ went through a series of revisions, the purpose nomic Governance and the Development of of which was to take into account the country’s Pro-poor Policies and Strategies that Integrate changing needs and priorities. During the interim Gender Equality cycle (2007-2008), crisis prevention and recov- ery was added to the thematic clusters of poverty At the strategic level, UNDP has developed reduction and democratic governance to support strong partnerships with the Government of the Government’s CEP within the framework Côte d’Ivoire, even during the worst moments of the Ouagadougou Accord. The programme of the crisis between 2008 and 2010 and con- returned to the two thematic clusters in 2011, sistently supported it over the entire decade in following various UNDP headquarters missions constructing development policies and strategies in 2011.18 The environment and energy cluster is that favour the poor while also integrating the now included in the poverty axis, as is the fight MDGs at central and local government level. against HIV/AIDS. As for governance, it now This support has given the Government tools includes crisis prevention and recovery activities, for improving the coordination of government which will be the subject of a separate section activities, allowed resources to be mobilized, and of this report because they were part of a sepa- strengthened national planning and forecasting rate module until the end of 2011. The question capacities. Sector action matrices for poverty of gender equality, which was tackled as a cross- reduction have been developed, and four drafts cutting issue by the programme, will be integrated of PRSP and NDP produced. UNDP supported into the appropriate sections of this chapter. these at every stage, including:

„„ The analysis will also distinguish between effects Preparation of the interim PRSP in 2001; at the strategic level (after the strengthening „„ Finalization of the first full PRSP in 2002; of institutional capacities in the planning, pro- gramming, implementation, and monitoring and „„ Implementation review and update in 2007;

18 Inter-agency evaluation mission, requested by the Security Council, 1-14 May 2011; BCPR mission aimed at reposi- tioning the crisis prevention and recovery activities within the new context in June 2011; and joint RBA/BCPR/BOM/ BDP mission to refocus the UNDP programme in the short and medium terms at the end of 2011.

Chapter 4. UNDP’s Contribution To 37 Development Results In Côte D’Ivoire „„ Development of national strategy based on point could be defined) and a strategic develop- MDGs, taking into account recommenda- ment plan for the city, which aims to successfully tions by the Ouagadougou Accord; reverse current trends. „„ Preparation of the second full PRSP in 2009; On the matter of gender equality, the programme „„ Update and transfer to the NDP in 2011; and played an important role in providing institu- „„ tional support for the MFFE, especially in an Finalization of the NDP in 2012. intervention aimed at improving performance. At the institutional level, a national Gender Equality Integrating the MDGs into the PRSPs and Unit, which has become the Directorate of monitoring the indicators provided a measure of Gender Equality and the Promotion of Gender the progress made towards achieving the MDGs, (DEPG), was created within the Ministry in and it has helped determine which sectors lacked 2006. Its mission is to oversee respect for gender recent or reliable statistical data. Two national equality and to coordinate matters of gender in reports on the MDGs were published in 2003 general and of gender-related violence in par- and 2010, with UNDP support. ticular. Similarly, the project supporting gender equality in the country’s electoral process and The tools for targeting and monitoring the pov- the programme strengthening the capacities of erty indicators are now available, and the Poverty locally elected women have contributed to their Reduction Strategy (PRS) monitoring and evalu- effective participation in decision-making, even if ation mechanism is operational. The latest moni- they still only participate in the electoral process toring activity was carried out in a workshop as voters or candidates in a limited way. held at Yamoussoukro in February 2012 with the objective of evaluating PRS implementation over Gender equality has been the subject of specific the period 2009-2011. actions implemented to continue improving responses to the crisis and the impact of UNDP Further, in 2010, the Country Office and the post-crisis activities in Côte d’Ivoire. The main Dakar Centre for Regional Services also provided results relate to: considerable support to the Ministry of Economy and Finance (MEF) in preparing the MTEF, „„ Implementation of gender equality units which is required for implementing the PRSP within the 14 technical ministries, with vary- and has traditionally been the responsibility of ing degrees of success, although not all of the World Bank and European Union. them are currently active; „„ At the sectoral level, strengthening of capacity Support for a Centre for Excellence for also translates into technical support to the pro- women in the Man region, an area particularly cess of formulation of policies, strategies and pro- affected by the conflict, in collaboration with other UNS agencies, and providing grammes (employment, HIV/AIDS, integrated information, raising awareness of human management of water resources, environment, rights and violence against women, and education, agriculture, etc.). identifying vulnerable persons and groups; At the local level, a development plan integrat- „„ Strengthening the understanding of gender ing an approach based on human rights, the fight equality in the country and the dissemination against HIV/AIDS, and gender equality was of Resolution 1325 in terms of both content developed with the city of Tiassalé, representing and implications in order to further the a test case for applying MDGs in Côte d’Ivoire. acceptance and implementation by the UNDP support has enabled the development various development actors, namely the of a diagnostic document (so that a reference Government, civil society and especially

38 Chapter 4. UNDP’s Contribution To Development Results In Côte D’Ivoire political, administrative, judicial, religious, UNDP support has also involved the strength- and traditional authorities, and local ening of the technical and financial capacities of populations; IDPs, of those who have returned to their areas of origin, and of communities conducting regenera- „„ Emergence of a coalition of women’s organi- tion activities. Support was provided via seminars zations to better promote women’s interests in order to strengthen the population’s technical in the post-crisis process; capacities, followed by the financing of activities „„ Support for preparatory actions for the par- in support of food security. For this purpose, the ticipation of women in the electoral pro- ABRIS and NERICA Community-based Seed cess by organizing three regional workshops, Systems (CBSS) projects have enabled the financ- implemented jointly with the international ing of micro-projects in areas severely affected by NGO Search For Common Ground, in the crisis since 2002. These contributed to a reduc- Guiglo, Bouaké, and Abidjan; tion in rural exodus and to an improvement in the living conditions of beneficiaries, including their „„ Establishing a UNIFEM sub-office in Côte food security. Indeed, the implementation of the d’Ivoire (operational since October 2007). project CBSS-NERICA since 2001 has produced Improving the Sources of Income of Vulnerable 7,482 tons of seed in community and individual People (the young, women, and internally plots without fertilizer, from 7,401 producers, 77 displaced persons) and Local Communities percent of whom are women, grouped into 139 associations or cooperatives in 24 departments, 41 It should be pointed out that UNDP’s direct sub-prefectures and 137 localities. This project has support took a number of forms. UNDP was enabled women beneficiaries to gain some eco- involved in the strengthening of the technical and nomic independence and secure food for the fam- organizational capacities of local communities and ily with the earliness of the variety of cultivated specifically those of women or women’s groups seeds maturing during the lean period, i.e. when for them to develop income-generating activities food is lacking in the villages19. (IGA) that could enable them to take ownership of their own well-being and actively contribute In terms of poverty reduction, many women and to the country’s economic development. This young people belonging to vulnerable and disad- mobilization of resources to create IGAs for vantaged groups have benefited from funding for the benefit of women’s associations or groups training courses and work experience placements with projects aiming to fight poverty was carried through programmes such as 1,000 Micro-projets, out in response to a rise in poverty in Côte Emploi Jeunes, the Poverty Reduction Support d’Ivoire during the post-crisis period. However, Programme (PALCP), ABRIS, and PRAP/ these IGAs for women were most often ad hoc MDG. These vulnerable groups have been widely and were not conducted in ways that would supported at the national level. Furthermore, the make them sustainable. In fact, the question micro-projects that were visited in the region of concerns particularly the agricultural activities, Poro (in the north of the country) during the field- which require other forms of support, such as the work phase showed the extent to which UNDP implementation of a value chain that takes into actions have been beneficial in reducing poverty account the storing, processing, and disposal of and enhancing food security and social cohesion. crops. For example, in many areas of the country UNDP has financed several IGAs in the form of (Odienné, Korhogo, Guiglo, Tabou, Bouna etc.), community projects in the region, including the women experience problems with the storage and donation of three motorcycle taxis, the renovation disposal of their crops. of several factories that produce local products

19 Assessment mission in the post-election period for NERICA Project CBSS-26 September-1 October 2011.

Chapter 4. UNDP’s Contribution To 39 Development Results In Côte D’Ivoire Box 1. Experience of the Village of Zouan-Houien After a period of calm following the war, in Zouan-Houien, in the west of the country, UNDP responded in 2004 to a request for support from Father Jean-Louis, of the Catholic Capuchin Mission. This consisted of financing (US$100,000) through inputs and technical supervision of a rice-growing project led by the mis- sion. The first phase supported 2,376 households and provided 30 tons of seeds as well as technical support to farmers, who subsequently organized themselves into a cooperative, following encouragement by UNDP, in order to develop the rice-growing in the lowlands outside the village. The following year, support was renewed, and extended to 3,600 additional households. This UNDP support enabled: • A reduction in food insecurity by enabling the population to grow basic food products; • The generation of income through the trading of surplus products (sale of 55 tons of maize to ICRC, 53 tons of rice seed to the NGO Caritas, and 30 tons of rain-fed rice to FAO); • The development of a new agricultural activity (the farming of lowlands, which was hitherto unknown in the area), and the provision of the necessary technical knowledge; • The provision of healthy work for the population; • A reduction in crime and insecurity in the region; • An end to the negative effects on the population of price speculation over food products that led to unfair competition from neighbouring countries (Guinea and Liberia). The cooperative thus created (COOPAFAN) includes 25 percent of female heads of household. It is not yet economically viable, and it has also been weakened by the effects of the post-electoral crisis (and therefore required additional UNDP support in 2011, which benefited 3,700 households). But it managed to raise other sources of financing, including from the Côte d’Ivoire diaspora. In addition, it has been a source of inspiration since a further six cooperatives have been created based on the same model. According to Father Jean-Louis, the presence and support of UNDP, the only body to have remained in place at the height of the crisis, were determining factors in preventing the region of Zouan-Houien from becoming a lawless area and from fall- ing victim to agricultural price speculation, which would have further affected a population already greatly harmed by the conflicts. UNDP also enabled the return of confidence and hope among the population, and it helped people re-integrate into their area of origin and rebuild productive capital. Creating a sense of belonging among the communities has also strengthened social cohesion.

(Nimes soap and shea butter), setting up poultry In this context, UNDP has reduced suffering by and pig farms, providing assistance to produce supporting the farming of vegetables and rice and grain (rice and corn) farmers, the provision (for example, in 2011, under the NERICA CBSS of tillers, rice hullers, harvesters, mulchers, and project, a total of 30 ha were sown, including other technical equipment in accordance with 20 ha in the Haut Sassandra region and 10 ha the type of activity being carried out, the instal- in the Savanes region, benefiting 449 people),20 lation of a cashew nut processing unit, assistance promoting production of shea butter and soap with school-feeding programmes for the techni- from nuts, and financing and providing technical cal organization of human resources, the supply of assistance to pig and poultry farmers. inputs, and capacity-building (without exclusions) within groups of beneficiaries. Furthermore, under The projects, which target vulnerable groups, have the impetus of UNDP, policies and initiatives for had a wide range of positive outcomes for the fighting poverty that focus on gender equality are beneficiaries and have helped them meet their food being established in partnership with the private requirements. The projects have also given people sector, for example, initiatives and activities to self-confidence and a sense of pride in their work. highlight gender issues in the areas of production, The strategy of adapting projects to local needs commercialization, and environmental protection. (taking into account the specific characteristics

20 Evaluation of production tools under the CBSS project for post-election, from 26 September-1 October 2011.

40 Chapter 4. UNDP’s Contribution To Development Results In Côte D’Ivoire of each region) has strongly contributed to their subsistence from the community production of success. According to the information collected food crops. This activity has ensured the supply of and analysed so far, the same results and effects 200 students per day for seven of the nine months have been observed in other regions, including that constitute the school year. However, the Lagunes (south), Gontougo (east), and Gbêkê establishment of these school canteens has resulted (centre), and the Montagnes region (west). in significant recurrent annual costs, which neither the Government, nor its financial partners, nor of The programme has contributed to youth course the parents of the students themselves, can employment through its direct support of continue to finance in the long term. the Agency for the Study and Promotion of Employment (AGEPE) by generating data on Protection and Sustainable Management of the Environment employment with the aim of better determining the number of potential job seekers and improving In terms of the environment, there was little forecasts. AGEPE has also received funding for the equipment of its Employment Monitoring Centre UNDP activity during the period 2003-2007 and for a seminar on the theme of employment. due to lack of resources for ensuring adequate This resulted in the reorganization of its services, results. Much of this activity was carried out the recovery process of statistical production, at the request of the Government of Côte better analysis and a fairer programming of d’Ivoire but did not form part of a coherent the employment. These activities are seen as framework. However, from 2009, a programme supporting work experience for qualified young of support for environmental protection and people. UNDP has also contributed to the sustainable management of natural resources professional training and career development for has been implemented. It allowed the updat- people graduating from these programmes, such ing of the policy of integrated management of as girls attending the Institute for Education and water resources, a revision of the forest policy, Training of Women (IFEF) and young people the development of a sustainable development considered at risk, who have been supported by the strategy and a strategy for the prevention and Emploi Jeunes project21. management of disaster risk, the strengthen- ing of capacities to manage for results, issues In its 1998 policy statement, the Government, related to climate change, the clean development aware of the need to maintain or improve results on mechanism (CDM) and the launch of REDD +. universal public education, adopted an Integrated In addition, UNDP has managed Ivorian- Programme for the Sustainability of School Swiss Economic and Social Development Fund Canteens (PIPCS), with the support of UNDP (FISDES) resources for the management of the and WFP. This programme involved helping rural Tai Park through infrastructure rehabilitation and and semi-rural communities to establish food ecotourism research infrastructure including sup- security mechanisms in school canteens, designed port of the Ivorian Office of Parks and Reserves. to complement humanitarian aid by giving the The micro-GEF funding project has continued beneficiaries the appropriate technical training its activities that have contributed to strengthen- and necessary tools and equipment to develop ing the capacity of NGOs and community-based IGAs. The experiences of Sustainable School organizations. These activities have helped to Canteens in rural areas seem to be more successful. ascertain the steps to be taken and the institutional For example, 80 percent of 12,000 people in one frameworks that would be required for a more sus- of the beneficiary villages (Teforo) derive their tainable management of these sectors.

21 For example, conservation activities and marketing of fishery products initiated by a youth organization of the town of Port-Bouet (Abidjan) also received support from the programme that helped 43 people to obtain a minimum average income of 75,000 FCFA per month.

Chapter 4. UNDP’s Contribution To 41 Development Results In Côte D’Ivoire In this way, Côte d’Ivoire has established a Improvement in Permanent Access to Drinking Water and Sanitation Facilities and Services regulatory and institutional framework for the (particularly for Women and Children) environment and sustainable management of natural resources. However, the implementation UNDP has contributed to an improvement in and application of legislation has encountered living conditions by restoring 100 water pumps in difficulties due to a lack of human, material, and villages of the Gontougo region, along the border financial resources, which was made worse by with Ghana. This activity has been well-received the conflicts, which encouraged the illegal use by local populations and has reduced the need (through poaching, trafficking, and looting) and for women and young girls to collect water, and over-use of these resources. has also led to an improvement in health due to a decrease in water-borne diseases resulting from In operational terms, the GEF microfinancing drinking stagnant water. A partnership with the programme has led to greater community respon- National Office for Drinking Water (ONEP) sibility in the sustainable management of natural has also allowed the drinking water network to resources and to improved welfare through 85 be extended to disadvantaged districts of the city IGAs that have been set up in the areas of biodi- of Abidjan. versity, climate change, and international waters. In fact, it has helped lead successful experiences Improvement in Services for the Prevention of such as the rehabilitation of mangroves within HIV/AIDS Infection and for Caring for People the context of biodiversity conservation in the Suffering from or Affected by HIV Bingerville lagoon and develop beekeeping and drying techniques for cocoa cleaners in terms of Groups identified as vulnerable (women, at- fight against pollution, preservation of the ozone risk young people, orphans and other vulnerable layer and climate change. children, and people affected by HIV/AIDS) were brought together into cooperative groups Another successful collaboration of UNDP in this so that they could benefit from a programme area was made with FEREAD. With a staff of financing projects aimed at improving social 172 members from different organizations pro- cohesion based on local development, the sup- tecting the environment, and a member of the port of school-feeding programmes, and care for steering committee of the UNDAF, FEREAD children and adults made vulnerable by AIDS in 11 years covered almost all regions of Côte (PALCP, 1,000 Micro-projets, PIPCS). d’Ivoire. This received joint funding for the edu- cation and training of actors of civil society orga- In collaboration with UNAIDS, UNDP has nizations and the private sector on the impacts of empowered women by training them on leader- climate change on biodiversity, agriculture, water ship techniques and ways of responding to the resources, coastal erosion, and socio-human devel- violence and discrimination that people suffer- opment. The result was a collective awareness of ing from or affected by HIV can be subject to. the private sector on the need to preserve the envi- It also contributed to developing the national ronment, which has resulted in the establishment strategy against HIV/AIDS and the operation- of a service for the management of the environ- alization of the multisectoral and decentralized ment within the chamber of trade and industry response adopted by the Government (2006- of Côte d’Ivoire. More specifically, UNDP funded 2010 and 2012-2015). Thus, national capacity in for a total of 5.6 million FCFA the project for the planning, coordination, monitoring and evalua- implementation and validation of the diagnostic tion of control interventions were strengthened. study for the implementation of adaptation and UNDP support to the mobilization of resources mitigation options of climate change. This study for the support of key national programmes to has increased the interest of local officials on the fight against major diseases such as HIV/AIDS, threats represented by climate change. malaria and tuberculosis was made evident by

42 Chapter 4. UNDP’s Contribution To Development Results In Côte D’Ivoire supporting the formulation and development of UNDP’s advocacy work in the MEMPD has led projects in 2002 as main recipient of the funding to Tiassalé being registered as a pilot city for the by the Global Fund. The main contributions of localization of MDGs, a move that has aroused the project to strengthen the national response to interest in participating by development partners HIV/AIDS in Côte d’Ivoire through the Global such as authorities at Tiassalé, the World Bank, Fund are as follows: UNICEF, UNOCI, UNFPA, the NGO Save the Children, and UNAIDS. „„ At the level of community involvement, 162 companies were able to establish a commit- It is also thanks to UNDP that Japan was joined tee to fight against HIV/AIDS, 35 religious by the European Union in 2006 in helping with organizations have received support, over the establishment of 200 sustainable school 1,875 orphans and vulnerable children have canteens in the CNO region, with the Support received support through support to NGOs, Project for the Sustainability of School Canteens and 46 percent of young people aged 15 to 24 (PAPCS) becoming a concrete reality. PAPCS use condoms consistently. was completed in May 2009; assessments have shown that the achievements of this project „„ In terms of improving access to voluntary could be further reinforced by focusing on the counselling and testing, opening 48 special- importance of local and community develop- ized centres and training 465 people allowed ment, with women’s groups at the heart of the to cover more than 106,442 patients for project. In practice, it has become clear that the HIV testing. 30-month lifespan of the project was not suf- „„ In terms of prevention of HIV mother-to- ficient to ensure its sustainability, and that a child transmission, opening 35 PMTCT longer project duration would have enabled the centres helped more than 1,838 women results of the project to be properly consolidated, and 1,526 children get ARV prophylaxis by by becoming a real driver of post-crisis transi- this project. tion in the targeted areas. Since January 2010, „„ the European Union has agreed to finance the In the context of decentralization/devolution extension of the project through consolidation of management, the project has also helped of the process of ensuring the sustainability of improve the quality and access to compre- school canteens in areas experiencing food inse- hensive care through creation of PIAVIH in curity. This action is seen as making an overall 14 more health regions, of centres to support contribution to the reconstruction of the edu- by ARVs and, in 40 health districts, of cen- cation system in Côte d’Ivoire and reduction tres of support for opportunistic infections. of poverty through an improvement in school In total, more than 17,561 people benefited enrolment and retention rates, particularly for from ARV treatment. girls, in areas that experience high levels of food insecurity and are severely affected by the In parallel to its direct support in projects, the conflicts, as well as through the integration of UNDP Country Office played a significant cata- women into the economy. These activities have lytic role during the evaluation period. In fact, therefore involved: following the drafting of the third version of the PRSP and the request of the Government, „„ Establishing a mapping survey of school can- UNDP organized a round table to bring together teens and of groups likely to support school- its financial partners and mobilize the financial feeding programmes through their activities; resources needed for implementing the Poverty „„ Monitoring purchases and distributing inputs; Reduction Strategy. It is expected that UNDP will organize a similar event to implement „„ Identifying the groups that should receive the NDP. equipment;

Chapter 4. UNDP’s Contribution To 43 Development Results In Côte D’Ivoire „„ Monitoring the distribution of equipment to the national development strategy and the and organizing training sessions on its use needs that have arisen from circumstances cre- and maintenance; ated by the crisis the country has been experi- encing since 2002. UNDP’s Poverty and MDG „„ Organizing retraining courses for trained Programme made a substantial contribution to machine operators; the development of policies, specific strategies „„ Monitoring the activities of the training sup- that particularly favour women and young peo- port staff; ple, mechanisms for access to basic social ser- „„ vices, and new opportunities for production and Monitoring activities for fighting HIV/AIDS; increasing incomes. The results that have been „„ Helping to organize a training session for achieved at these various levels are relevant as local literacy teachers; they correspond closely to the country’s national „„ priorities, as indicated in the four versions of the Monitoring literacy among learners; PRSP and the NDP since 2012. „„ Organizing a capacity-building seminar for local actors on the management, monitoring, UNDP actions have met the needs and expecta- and assessment of development projects; tions of national institutions, communities, and local authorities. The poverty reduction, environ- „„ Organizing and running local committees ment, HIV/AIDS, and MDG components have for monitoring PAPCS activities; contributed to the achievement of the MDGs „„ Raising ongoing awareness among groups thanks to the positive impact they have had on being financed and organizing a working ses- programme beneficiaries. In particular, opera- sion for the new groups that are already run- tional activities have had a direct impact on the ning school canteens; and MDGs in general. Relevance for the beneficia- ries themselves is also a key issue to the extent „„ Helping to analyse and make amendments to that they are the subject of the evaluation of the programme document on the country’s the impact of these activities. In this context, national school-feeding policy. the support UNDP provides to communities in the , for example, is highly relevant, It is also thanks to UNDP and the work of its polit- because, with the highest rates of poverty in the ical and strategic adviser that the Government’s country (77.3 percent as opposed to 40.3 percent negotiation capacity was bolstered (notably with in 2002), this region needs both humanitarian the IMF) through the development of a simula- aid (food security, nutrition, community revival, tion model for assessing the impact of political security, and reestablishment of state authority) measures that have been adopted. At the same and development activity (economic recovery in time, a study framed within an income-based the face of generalized impoverishment). approach to the analysis of poverty has chal- lenged some of the accepted notions regarding 4.1.3 Effectiveness this issue and allowed the National Statistical Institute (INS) to correct some of the data relat- The programme has resulted in significant capac- ing to poverty. ity-building for the State and its institutions and for local communities. However, when the pov- 4.1.2 Relevance erty reduction, environment, HIV/AIDS, and MDG components are considered in terms of the Overall, assessments have shown that UNDP expected outcomes for programme beneficiaries, activity over this period (2003-2012) remained the results are, in operational terms, somewhat aligned with the country’s development needs, mixed because there was not sufficient critical both in terms of its planned needs in relation mass for the activities to generate a significant

44 Chapter 4. UNDP’s Contribution To Development Results In Côte D’Ivoire impact due to low funding levels and an insuf- (an individual project). The rice-growing project ficient funding duration. On the other hand, the in Zouhan-Houien is also worth noting as a clear crisis in the most affected areas has also can- example of local communities taking ownership of celled some positive results. Similarly, the choice a project. The sustainability mechanism that has of beneficiaries, and monitoring have not been been established is already functional and receives conducted in optimal conditions. The wide dis- partial funding from the European partners of persion of project activities and UNDP’s desire to the Mission des Capucins. As a result, seven new be everywhere at once reduced the effectiveness cooperatives have been planned based on the same of its work. model, one of which has already received funding from the Ivorian diaspora. 4.1.4 Efficiency Nonetheless, in several instances, the lack of an The changes in the levels of funding for the gov- assistance mechanism and post-project follow- ernance, poverty, and crisis and recovery compo- up, together with a non-holistic approach to nents of the programme between CPAP 2004 these micro-projects and what has often been and CPAP 2011 have been to the advantage of perceived as an abrupt withdrawal by UNDP, has the governance component, with resources con- been behind the failure of some of the projects. tributing to the financing of the 2009-2010 elec- An example is the chicken-breeding project in tions, which helped the country recover from the Yezimala, which ended with the chickens being state of emergency into which the 2002 crisis shared out among the beneficiaries. had plunged it. During the same period, budget- ary resources allocated to the poverty component 4.2 GOVERNANCE decreased without the poverty reduction activities losing their position as development activities. 4.2.1 Principal Contributions of UNDP to Expected Outcomes While the proximity strategy adopted from 2008 onward through the establishment of sub-offices UNDP activity has allowed for capacity-building throughout the country allowed UNDP to make and the raising of awareness over national affairs relatively efficient use of the modest budget allo- among actors, and covers a wide range of themes, cated to the poverty component in comparison including institutional governance, peace, security, with the levels of financing for governance and elections, human rights, decentralization, and crisis prevention and recovery, the delays reported local development. in the delivery of funds due to the lengthy and Institutional Governance and Supporting the cumbersome procedures involved sometimes pre- Peace Process vented projects from being run successfully, while poor coordination between the different partners UNDP activity has helped improve the functioning in the field sometimes led to a duplication of of democratic institutions. This is particularly activities and reduced efficiency. notable in its contribution to the understanding of the peace agreement and the improvement of 4.1.5 Sustainability government communication through the creation of a Centre for Government Information and In terms of the outcomes of the sustainability Communication (CICG). Furthermore, the strategy through which beneficiaries take owner- programme has contributed to an improvement ship of the projects, some of the community proj- in the organization of parliamentary activity, ects and even individual projects have achieved most notably by making parliamentary assistants sustainable models of financing. An example is available to the parliamentary parties and by the financing of umbrella associations in Karakoro strengthening the capacities of Parliament in (a community project) and the pig farm in Fronan terms of its regulatory and legislative procedures.

Chapter 4. UNDP’s Contribution To 45 Development Results In Côte D’Ivoire The capacities of key ministries (in charge „„ Capacity-building in decentralized and local of finance and development) have also been organizations (PASU); strengthened to ensure a better understanding „„ Capacity-building in CSOs and the media of methods of good economic and financial with a view to promoting democratic values; governance and planning. In view of the frequent „„ collaboration and close relations developed by the Supporting dialogue and political coopera- Country Office with the Ministry of Planning tion at a national level; and and Development, we can say that these results „„ Capacity-building in democratic institutions could hardly have occurred in the absence of (supporting gender integration in the elec- UNDP, particularly at the height of the socio- toral process). political crisis that hit Côte d’Ivoire and caused the departure of several development partners, In order to re-establish democracy and the rule of for security reasons. law, UNDP has provided technical support to the IEC, notably in relation to the organization of In terms of the peace process, UNDP has the electoral process (presidential and legislative supported Côte d’Ivoire in the development elections). This assistance primarily took the form of a national action plan for implementing of resource mobilization and the management of Resolution 1325 of the UN Security Council. the contributions made by external partners in This resolution, which applies in times of crisis, the form of a basket fund. As part of its support covers prevention, peacebuilding, and recovery, to the electoral process and the activities financed calls on UN agencies and all member states to by the Peace Building Funds, UNDP actively incorporate principles of gender equality. A con- worked together with a range of actors on a series flict-awareness training session was organized of programmes designed to raise awareness. in relation to this resolution, focusing on stake- Furthermore, the assistance provided by UNDP holders’ ability to manage their programmes, to the electoral process by making available high- given the challenges often encountered in times level experts to the IEC and supporting CSOs of crisis. Nonetheless, ownership of Resolution and the DEPG helped mobilize the population 1325 has remained low, as it is not well known in and led to participation by women in the elec- Côte d’Ivoire, which poses a challenge in terms toral process. In 2010, with UNDP support, the of regional representation. Network of Women for Peace and Security in Support for Participatory and Democratic the ECOWAS region (REPSFECO) organized Election Processes two awareness road shows to encourage women to participate in the presidential elections as During the two programme cycles (2003-2007 electoral observers. In 2007, UNDP advocacy and 2009-2013) as well as during the interim work also led to the approval and ratification period (2007-2008), UNDP supported Côte of the Formal Declaration by Côte d’Ivoire on d’Ivoire in matters of democratic governance Equal Opportunities and Gender Equality by through a range of strategic initiatives, including: the President of the Republic, a document that served as a guidance tool for the National Gender „„ Assisting with the electoral process (Electoral Policy in Côte d’Ivoire and resulted in the agree- Support Programme/PAPE); ment on quotas of 30 percent for women in „„ Assisting with the decentralization process elected or administrative positions. and community participation; During the 2011 legislative elections, vigor- „„ Assisting with good economic governance, ous awareness actions by UNDP were car- including capacity-building in the Ministry ried out to encourage women leaders to submit of Economy and Finance (MEF); their nominations. Thus, out of a total of 943

46 Chapter 4. UNDP’s Contribution To Development Results In Côte D’Ivoire registered candidates (independent and listed), 106 been able to benefit from assistance with the aim female candidates were registered, 11 percent of of: (i) simplifying involvement in the crisis recov- the total22. ery process at the local level (redeployment of local administration and participation of regional At the same time, by supporting the organiza- authorities in the organization of court hearings); tion of the General Assembly on Civil Society (ii) reaffirming the role of elected local officials in in 2009, which allowed for the development of providing local services; (iii) supporting the con- a charter consisting of 50 commitments signed vening of decentralized general assemblies that by all political parties, UNDP helped strengthen allowed to perform a diagnostic of the decentral- the Civil Society Convention of Côte d’Ivoire ization process started at end of the 1970s and to (CSCI). This convention therefore increased in formulate recommendations for accelerating its status and credibility among donors and with start; and (iv) finalizing the legal texts that allow Côte d’Ivoire’s development partners, as well as for the implementation of the decentralization with the Government itself, which subsequently process, which nonetheless remains incomplete. made it a privileged partner in social, economic, In addition, UNDP has provided a framework and development matters. to test the collaboration between the ministry, ADDCI and UVICOCI and, thanks to a tech- As a general rule, UNDP had a positive impact nical partnership with the MACOM (Mission at the strategic level by contributing its expertise to Support Conduct of Municipal Operations), in planning, based on a participatory approach, created under a PACOM project funded by the which ensured that all sectors of society, and in World Bank. Mayors were equipped with a par- particular women, were included in the electoral ticipatory and operational mechanism to analyse process, and by facilitating access to financing transparently and respond to funding requests. thanks to its strong ability to mobilize funds, Given constraints to implementation of the pro- even if these funds were considered insufficient. gramme during the crisis period, UNDP has Nonetheless, its contribution has remained low as also helped to explore the various opportunities regards the anticipation of crises and its position- offered by decentralized cooperation in terms ing on strategic issues such as the strengthening of resource mobilization and partnerships for of the judicial system, the media, job creation, sustainable local development, including explor- and dealing with land-tenure issues. ing within the Ivorian diaspora. On the basis of these successful experiences, a guide to support Support for the Decentralization Process and Local Development decentralized cooperation achieved with support of UNDP is being developed. UNDP has also Since 2003, in order to effectively contribute to facilitated exchanges of experiences with Mali and local development and decentralization processes, Senegal as part of cooperation on decentralization. which are prerequisite to the redefinition of gov- ernment functions, UNDP has been operating a In addition, the successful experience of the programme that aims to support decentralized Programme for the Support of Urban Safety has cooperation by strengthening the capacities of enabled UNDP to develop a methodology in the local actors. Through this programme, elected local field of community safety. officials (particularly elected women), working under umbrella organizations such as the Union By supporting the redeployment of the adminis- of Cities and Municipalities of Côte d’Ivoire) tration and the reestablishment of state authority (UVICOCI) and the Association of Districts and (justice, police, etc.), UNDP has made a significant Départements of Côte d’Ivoire (ADDCI), have contribution to a return to normality, the security

22 2011 Annual Report on the Country Programme Action Plan.

Chapter 4. UNDP’s Contribution To 47 Development Results In Côte D’Ivoire of the population in the CNO region, the reinte- initiatives have been carried out by UNDP from gration of displaced populations, and the resump- its sub-office in Bouaké with the aim of sup- tion of development activities. However, it is worth porting community-based recovery. In particular, noting that despite UNDP support, there remains this has involved training officials and providing tangible insecurity and impunity in these areas, computer equipment for the prefecture and the where highway robbers continue to operate, due four sub-prefecture buildings in Bouaké as well to the low levels of power of the authorities and as renovating police stations. enforcement officials that have been redeployed there. UNDP assistance has been particularly Since 2006, UNDP has been the main organiza- notable in the integrated project run by FISDES, tion that has continued to support government involving the selective renovation and fitting out of efforts to prepare legal texts relating to decentral- public buildings and local authority offices as well ization. In particular, UNDP has worked in close as the redeployment and strengthening of capaci- collaboration with the Prime Minister’s Office, ties for civil servants and state officials, including the Ministry of Economy and Finance (MEF), elected local officials. It is within this context that the MEMPD, and the Ministry of the Interior, four former prefectures were equipped with furni- even when the crisis was at its worst between ture and office equipment (executive chairs, pub- 2008 and 2010. lic address systems, meeting desks, office chairs, conditioners, etc.), and a primary school and high UNDP’s contribution has also been focused on school were completely renovated and equipped in capacity-building activities for administrative the Savanes region. This direct action has contrib- services, healthcare services, schools, and univer- uted to the re-establishment of state authority in sities through retraining and continued education the region, the transfer of power to local authori- (renovation of Campus I in Bouaké and accom- ties, the improvement of school enrolment rates, modation buildings A and E in the forest cam- and the strengthening of inter-community dia- pus, as well as renovation of the administrative logue and, through this, social cohesion. UNDP’s specific contribution has also focused on capacity- buildings of Bouaké’s law courts). building activities for the administrative services, healthcare services, and schools and universities Furthermore, as regards helping to increase the through retraining and continued education. effectiveness of the public administration system, the Country Office has established activities that Support for a more Efficient, Transparent, and have led to a noticeable increase in knowledge Responsible Public Administration System about the security situation in Abidjan, following As a privileged partner supporting administra- 13 local appraisals and a study on the sense of tive reform, UNDP has provided expertise and insecurity. These studies have helped to encour- strategic support to help develop a strategic age the development of appropriate and efficient framework for administrative reform. It has also municipal policies for preventing insecurity. carried out advocacy work to convince senior decision makers, ministers, and officials of the Police stations have received communications value of good practice. The 2011 annual report and computer equipment to enable them to better of the CPAP indicates to this respect the devel- carry out their work at local level. Furthermore, opment and pre-validation of a code of ethics the Country Office has helped set up and run for the public function, as well as updating the multicultural operational consultation mecha- National Plan for Good Governance and the nisms in the form of community security com- Fight Against Corruption. mittees, in order to encourage discussion and actions for prevention insecurity, and local plan- In terms of administration redeployment and ning, which are management tools that local local governance, several capacity-building elected officials can use within their districts.

48 Chapter 4. UNDP’s Contribution To Development Results In Côte D’Ivoire UNDP has thus contributed widely to capacity- promoting economic and social development. building within the Ivorian Government through Through the Election Support Programme the promotion of social cohesion, peacebuilding, (PAPE), UNDP has reinforced the capacities and economic recovery. of IT specialists in the IEC by making high- level international consultants available to them. 4.2.2 Relevance UNDP also made a meaningful contribution to putting women at the heart of the electoral pro- UNDP’s interventions in support of democratic cess in 2010. governance during the 2003-2012 period have been in line with centrally defined national strat- The effectiveness of UNDP actions can also be egies and priorities, including: (i) the need to seen in its work in capacity development for support the Ouagadougou Accord; (ii) technical public administrative bodies, local government, support for the electoral process; (iii) support for and CSOs. Support for the redeployment of the redeployment of the administration; and (iv) the administration and the restoration of state reinforcing government institutions and central authority in formerly rebel-held areas is another decision-making structures. successful UNDP contribution to strengthening governance, as is the training of local actors and The contribution of UNDP has also been in line village farming collectives, with the objective of with the priority needs of decentralized authori- establishing autonomous and sustainable man- ties and elected local officials through training agement of school canteens. activities and technical support. However, effective restoration of a secure urban 4.2.3 Effectiveness environment through the Urban Security Support Project (PASU) remains very limited owing to UNDP efforts have brought about tangible poor visibility of this project’s actions among results for both the central government and the communities in the interior of the country. The decentralized entities. Technical support from recent UNDP involvement in issues related to UNDP has made a significant contribution strengthening the State’s legal and judicial sys- to successful, participative, and inclusive presi- tems leaves room for improvement. dential and legislative elections. The evaluation report ‘Repositioning UNDP in Côte d’Ivoire UNDP’s most effective actions have primarily 23 (2011-2013)’ confirms UNDP’s contribution been in capacity development, an area in which it by stating, “UNDP has played a central role in has clear and widely recognized strengths. the presidential election process, managing the elections basket fund and providing assistance 4.2.4 Efficiency to the IEC and organizations of civil society”. According to the report: UNDP has “been able By holding a round table of donors and man- to adapt to constant changes in the political and aging funding sources to finance the presiden- electoral areas maintaining a dialogue with the tial elections, UNDP organized and encouraged Prime Minister, the IEC and UNOCI. This gave contributions from many donors with a view it authority and visibility that were recognized to supporting crisis-recovery initiatives in Côte by all stakeholders at both the national and the d’Ivoire. The mutualization of sources of financ- international level.” This critical contribution ing made a major contribution to the optimal use of UNDP has led to the creation of democrati- of mobilized funds, even if problems in manage- cally elected bodies and authorities capable of ment and reporting were observed.

23 ‘UNDP Positioning in Côte d’Ivoire (2011-2013)’ pp. 10-11

Chapter 4. UNDP’s Contribution To 49 Development Results In Côte D’Ivoire The efficiency of UNDP actions can be clearly premises and IT equipment in the prefecture of seen in its coordination of actions by develop- Bouaké, which had been financed by UNDP at ment partners on the ground, and especially great cost. in the synergy between actions carried out by on-site local offices jointly with other actors. Recurring conflicts between ranchers and farm- For example, in the Bouaké region, the local ers derailed the sustainable consolidation of office has been coordinating actions by develop- groups of producers such as the Darakokaha pro- ment partners following the departure from the ducers' group in the Savanes region (Katiola). area of the UN Office for the Coordination of Humanitarian Affairs (OCHA). In the Savanes Given the situation of crisis, the focus was on region, the Korogho local office has demon- urgent interventions to reduce vulnerability of strated its strengths by mobilizing aid agencies populations, mitigate institutional instability and and project execution agencies (research agencies polarization, which have been a constraint in and local NGOs) in order to assist with initia- planning and implementation and explain the tives aiming to strengthen local governance and limits in terms of sustainability of some of them. community participation. Throughout the region, UNDP has had a positive effect on the actions of However, it must be recognized that support other UN agencies as well as on local operators for some ministers, including the Minister of working on specific projects. Economy and Finance and the Minister for Planning and Development, have been viable 4.2.5 Sustainability thanks to results such as the adoption and institutionalization of results-based manage- Although the effectiveness of UNDP in promot- ment (RBM) principles and the adoption of ing democratic governance and community par- the MTEF. ticipation is widely recognized, the sustainability of the outcomes achieved through actions carried out on the ground is not always a given in most 4.3 CRISIS PREVENTION AND cases, owing to a number of factors, including RECOVERY weak monitoring and evaluation mechanisms for 4.3.1 Major UNDP Contributions to capacity development actions (a problem of own- Specific Goals ership). This was the case, in particular, for com- petence transfers between international UNDP As with the promotion of democratic gover- experts and IEC technicians, which was not nance, the contribution of UNDP to crisis pre- genuinely achieved apart from the timely assis- vention and recovery has consisted largely of tance provided by these experts for the holding promoting partnerships and collaborations with of presidential elections. Even by the admission many local actors. The creation of a Post-Crisis of IEC representatives themselves, no evaluation Unit has allowed UNDP to design programmes of the development of IEC technicians’ compe- that have helped to establish an adequate frame- tence was undertaken following their collabora- work for the creation of synergies with the activi- tion with UNDP experts to ensure the effective ties of UNS and other development partners transfer of competences for the organization of in the areas of governance, combating poverty, future elections. security, social cohesion, and the reintegration of former combatants. UNDP assistance has made In the former CNO regions, ongoing insecurity it possible to promote capacity development for did not allow for the monitoring of community the benefit of the Government and local com- organization efforts supported by local gover- munities in their efforts to rebuild and achieve nance support projects. In addition, the lack of socio-economic rehabilitation, consolidate the security resulted in the total destruction of new peace process, improve living conditions for the

50 Chapter 4. UNDP’s Contribution To Development Results In Côte D’Ivoire population, and promote human security and with a budget of approximately US$5 million, respect for human rights while also building a targeting ex-combatants, former militia mem- basis for more sustainable development. UNDP bers, and vulnerable women affected by the con- helped support the direct dialogue process initi- flict. However, the process was halted several ated by the mediator from Burkina Faso among times, particularly due to the resurgence of the political groups involved in the crisis. It also crisis between December 2010 and April 2011. supported the application of the Ouagadougou UNDP and other UNS agencies are now work- Accord and the CEP that followed it. ing to reactivate the process as the questions of disarmament and proliferation of light weapons Main UNDP contribution to crisis prevention are directly related to the issue of youth employ- and recovery can be seen in the following areas. ment and economic rehabilitation. Programmes are now more precisely targeted geographically Improvement of the Security Environment and focus on promising sectors. From June 2010 until the elections in November of that year, the UNDP Country Office and UNDP has provided technical and logistical the entire UNDP management were primar- operational support to national entities responsi- ily concerned with the process of preparing for ble for disarmament and demobilization, includ- presidential elections and with negotiations with ing the Integrated Command Centre (ICC) and relevant partners to this end. However, technical the PNRRC. It has helped strengthen military teams in charge of the three elements in the pro- leadership and cohesion between the security gramme did not have adequate autonomy to ful- forces, and it has embarked on preparatory efforts fil their duties during this period as security and to train the new army and reintegrate 1,501 for- humanitarian questions took precedence over all mer members of self-defence groups and 5,100 others. This explains the poor performance of the former combatants, including 200 women and 57 programme. physically disabled individuals. Community Rehabilitation and Recovery In terms of strategy, UNDP developed the capacities of the Ivorian Government by holding A total of 15,707 individuals, including 2,000 the first national conference on “Combating the IDPs, 1,500 young people, and 5,600 women have Proliferation and Illicit Circulation of Small Arms been assisted through socio-economic recovery and Light Weapons (SALW) in Côte d’Ivoire”, projects, while 115 rapid-impact projects have which led to creation by the Government of an served more than 9,140 people (in collabora- institutional and normative framework in the tion with UNOCI), and 187,000 people have form of a National Commission to Combat benefited from rehabilitated socio-economic and Small Arms and Light Weapons. In addition, a educational infrastructure. UNDP has assisted SALW search as well as awareness-raising cam- in the return of 726 IDPs in Zou and Bouaké, paigns were launched. To facilitate the work of the rescue of 114 IDPs, and the economic reha- the internal security forces, eight police stations bilitation of 12,666 IDPs and host populations, and six military police stations were restored and including 10,371 women, through the work of re-equipped in the former CNO area. 190 organizations. It has helped to revitalize the local economy through the rehabilitation of mar- Disarmament, Demobilization, and kets and distribution of kits to returning IDPs Reintegration and the restoration of agricultural and handicraft Before the post-electoral crisis and from 2005 production by vulnerable populations. onward, UNDP developed a Demobilization, Disarmament, and Reintegration programme UNDP has set up two Centres of Excellence in partnership with several ministries, UNOCI, for female victims of gender-based violence, one UNICEF, and national and regional NGOs, in the city of Man, the other, the Centre for

Chapter 4. UNDP’s Contribution To 51 Development Results In Côte D’Ivoire Prevention and Assistance to Victims of Sexual recovery. The PAVVIOS Centre (see Box 2) is a Violence (PAVVIOS), in the municipality of pilot centre for the holistic treatment of victims Attécoubé in Abidjan. of sexual violence through psychosocial and post- traumatic support. Support for the creation of the Man Centre of Reconciliation and Social Cohesion Excellence has helped improve socio-economic conditions for women affected by the war in Strategically, UNDP has assisted the Ministry the Montagnes region and to care for victims of National Reconciliation and Institutional of gender-based violence. These initiatives were Relations (MINRRI) and the Ministry of informed by the achievements of the project ini- Solidarity and War Victims (MSVG) in devel- tiated in 2003, especially the Project for Support oping a National Policy for Reconciliation and for Reconstruction/Re-equipment, and Social Cohesion (PNRCN) and preparing for estab- Integration (ABRIS), in order to meet the urgent lishing peacetime infrastructure. Since the end needs of populations that were direct victims of of the post-electoral crisis, support has also been the crisis. These initiatives represent contribu- provided for the development and adoption of a tions by UNDP to the establishment of appro- National Programme for Social Cohesion. The priate humanitarian mechanisms and to conflict PNRCN has been the basis for the development prevention and management through the deploy- process of the National Policy of Solidarity and ment of activities for transition to post-conflict Social Cohesion (PNSCS) in 2011, under the

Box 2. The Centre for Prevention and Assistance to Victims of Sexual Violence

The Centre for Prevention and Assistance to Victims of Sexual Violence (PAVVIOS), which has been operational since 2008, has become a Centre of Excellence for the treatment of women and girls who have survived sexual violence. The centre is now under the institutional authority of the Ministry of the Family, Women and Children, under the Directorate of Gender Equality and Gender Promotion, in collaboration with the municipality of Attécoubé, where the centre is located. After three years, the PAVVIOS centre has become a model facility for the care of survivors. The centre, whose creation was supported by UNDP, will remain within the municipality of Attécoubé through 2012. It has achieved encouraging results in enabling victims to file rape charges and in ensuring that the perpetrators of these rapes receive appropriate sentences in the Ivorian courts. The centre is part of long-term efforts based on a close collaboration between communities, village chiefs, neighbourhoods, families, and ethnic groups. For this reason, the activities of the centre have encouraged the creation of a broad support network, with the assistance of key actors and social service providers. Key actors also include the police, the military police, judges, doctors, and social workers, whose awareness has been raised through training courses on the subject of gender-based violence. The social service providers consist of trained volunteers, men and women, who reside in the municipality. These volunteers are present in the community and know it intimately, therefore are familiar with ways and customs of the communities. Thanks to them, the centre is quickly alerted when a rapist goes on the rampage or when a survivor is abandoned or scared off by a third party. Some results: • In five years of active existence (August 2008-June 2012), 66 cases of alleged rape of women and girls have been reported and treated, with 62 of the cases (or 94 percent) involving minors. The age of the victims ranged from 2 to 17. Of these only 60 were enrolled in school, with others unemployed or employed as salespersons; • A total of 12 perpetrators have received sentences ranging from five to 20 years. Other cases are awaiting trial. Some alleged rapists are currently wanted by police; • A total of 17 women have received subsidies through UNDP. These subsidies have been accompanied by competence development and training in basic bookkeeping.

52 Chapter 4. UNDP’s Contribution To Development Results In Côte D’Ivoire leadership of the Ministry of State, Ministry west, and which are not conducive to the process of Employment, Social Affairs and Solidarity of recovery and social cohesion. It is therefore too (MEMEAS), and of UNDP, with the support of early to evaluate the programmes described above. civil society organizations. UNDP is currently in talks with UNOCI and the Office of the High Commissioner for Human In the area of social cohesion, during the period Rights (OHCHR) about the best way to collabo- preceding the post-electoral crisis, on-site inter- rate in this area. UNDP is expected to concentrate ventions included the training of 300 opinion lead- on local cohesion and support for the Government. ers and the creation of 56 Local Committees for In the area of support for the CVDR, UNDP Reconciliation and Peace (CLRP). Community is planning to collaborate with OHCHR and awareness-raising events on nonviolence have UNOCI in supporting the dialogue as well as been held, particularly targeting 150 members methodological aspects and to help in the develop- of local youth communities during the electoral ment of an action plan by the commission. period and on community radio. Intercultural exchange workshops have been organized as part However, the credibility of the UN system may of a partnership between UNDP and an inter- be affected by the scepticism that prevails in national NGO24. Specific conflict management relation to the reconciliation process started in actions have been carried out with ranchers, Côte d’Ivoire and the impartiality of the CVDR. farmers, bozo fishermen, and native populations Impunity and repeated human rights violations in order to bring them into cohabitation pacts. over a decade remain problematic. Actions in support of victims of the crisis have been undertaken with UNDP support to help Redeployment of the Administration and Restoration of State Authority in the former them overcome trauma. CNO Region

Under the humanitarian action plan, UNDP and The support of UNDP made it possible to rede- UNFPA, in collaboration with UNOCI, are in ploy 52 judges and 70 court clerks and to equip the process of establishing a project aiming to 10 local judiciaries before the post-electoral crisis. support the reintegration of returned popula- A total of four prefectures in the Savanes region tions, restart economic activity in host communi- were also equipped, and prefects were trained in ties, and rebuild social cohesion in Côte d’Ivoire. the Bandama Valley. UNDP also helped to reha- The Gender Marker code for this project is 2A bilitate sub-prefectures and the homes of sub- (see Annex 8), and its operational objective is to prefects in the west of the country and to equip assist communities in strengthening the involve- administrative services, campus residences for ment of women, carry out activities that aim to eight schools, colleges, and universities, and one manage trauma, and raise socio-cultural aware- health centre. These interventions also entailed ness as well as awareness of the need to combat capacity development for six state bodies through gender-based violence and HIV. technical and logistical support for post-crisis rehabilitation. Since the end of the post-electoral Despite these initiatives, it should be noted that crisis, several types of support have been provided programmes supporting social cohesion and the to redeploy and resettle government officials as Truth, Dialogue, and Reconciliation Commission part of a restructuring of government authority, (CVDR) have had only a limited impact to date which has made it possible to rehabilitate and because of the relative socio-political instability equip four prefectures and 12 sub-prefectures and and community tensions, exacerbated by attacks to train 191 members of the civil service in the by armed groups in some areas, particularly the area of social cohesion.

24 Search for Common Ground.

Chapter 4. UNDP’s Contribution To 53 Development Results In Côte D’Ivoire 4.3.2 Relevance country has been a highly efficient innovation, The intervention of UNDP in any strategic or which has made it possible to optimize the cost- operational capacity is always conducted within to-quality ratio of the activities deployed. the Government’s CEP, which itself was the result of a participative workshop that united The involvement of local partners in execut- all social partners. As a result, these interven- ing projects, such as the Ivorian Association for tions closely meet the Government’s recov- Progress (AIP) in Bouaké, the National Agency ery needs, particularly for restoration of its in Support of Rural Development (ANADER) authority through the rehabilitation of destroyed in Bondoukou and Korogho, the NGO ARK infrastructure, increased presence among the (Animation Rurale Korhogo) in the Chigata population in order to support the creation of Islands in Korhogo, or joint actions to promote IGAs, and the rehabilitation of basic community DDR involving UNOCI, FAO, the International infrastructure in order to meet food security and Rescue Committee, and Search for Common social cohesion needs. Ground have been a major factor in raising effi- ciency since it leads to results being achieved 4.3.3 Effectiveness without engendering additional costs to UNDP. However, delays in allocating financing and slow IGAs have helped develop the capacities of pop- progress of UNDP procedures sometimes com- ulations in which women constitute the major- promised the optimal completion of projects and ity by providing the technical knowledge that endangered their success. allows them to acquire means of subsistence. These activities have served as excellent starting 4.3.5 Sustainability points for social cohesion by making it possible to improve the living conditions of populations The contribution of UNDP to crisis prevention that receive assistance and restore confidence and and recovery has given new hope to large sectors a desire for collective responsibility (as in the cre- of the population affected by the past decade ation of cooperation groups in Bondoukou, which of socio-political instability in Côte d’Ivoire. involve people who have never worked together, Concrete actions have been implemented or the associations of women from different eth- in support of security, the DDR process, nic groups in Zouan and Houien). This has been community rehabilitation, social cohesion, and particularly true for IDPs and refugees in the for- the redeployment of the administration in the mer CNO region, even if results remain modest former CNO region. in comparison with the scale of needs. Moreover, limited financing levels and a lack of critical mass Although the effectiveness of these interven- have resulted in negligible quantitative impact. tions is widely recognized, the lack of resources In addition, IGAs aiming to rehabilitate former to implement monitoring and evaluation mecha- combatants have not all been successful, particu- nisms put in place by the field offices in order larly in the case of recently returned combatants to sustain the achievements has been hindering and of activities that do not immediately begin their consolidation and sustainability. The situa- to show returns, such as farming and ranching. tion worsened with the post-electoral crisis that By contrast, the rehabilitation of infrastructure generated the loss of several achievements in and support for restoration of state functions had the areas of conflict, particularly in the west of positive psychological effects on the population. the country.

4.3.4 Efficiency The sustainability of support for the rehabilita- tion of former combatants is particularly challeng- The proximity strategy adopted by UNDP in ing owing to the comparative instability of the the form of on-site local offices throughout the recipients of this support. Ongoing instability and

54 Chapter 4. UNDP’s Contribution To Development Results In Côte D’Ivoire insecurity in the former CNO region also threaten The following chapter reviews the conditions the sustainability of UNDP interventions, as does under which contributions to development a lack of additional and sustainable financing for results have been achieved, with an emphasis on maintaining local offices or joint UNS offices. both ameliorating and aggravating factors.

Chapter 4. UNDP’s Contribution To 55 Development Results In Côte D’Ivoire 56 Chapter 4. UNDP’s Contribution To Development Results In Côte D’Ivoire Chapter 5 Strategic Positioning of UNDP

How UNDP strategically positions itself to reconciliation programme, UNDP emergency add value is assessed based on the relevance of recovery interventions have seen an increase at its strategies and approaches to addressing key the expense of more traditional operations for developmental challenges in Côte d’Ivoire and long-term development. This has given rise to its ability to adapt to changes and to outside fac- several issues. Insufficient coordination and syn- tors, including those related to a crisis situation. ergy between the various components of the pro- In addition, this chapter will assess whether and gramme or with other partners have occasionally how UNDP has benefited from its institutional led to overlap or inappropriate choices involv- strong points at the national level. ing beneficiaries or NGOs. The lack of internal human resources has generated a heavy opera- 5.1 STRATEGIC RELEVANCE AND tional workload. This has affected programme CAPACITY FOR ADAPTATION strategies and the renewal of projects in the pipe- line and has had an impact on efficiency in tasks The UNDP programme has proved broadly ben- such as reporting or the provision of funds. The eficial and well suited to the country’s needs and approach followed until recently was generally priorities. The alignment between programme oriented towards projects. However, corrective frameworks (CPD, CPAP) and the country’s action was decided upon in late 2011 at UNDP strategic objectives is the result of a close col- headquarters and in the Country Office, and laboration with the Government and stakehold- these decisions are currently being implemented. ers from the inception of the programme and throughout its implementation. The programme The Country Office has found a balance between has been involved in the preparation of key stra- upstream interventions, which are implemented tegic documents for Côte d’Ivoire and is there- at strategic and institutional levels, and field fore ideally placed to suggest solutions regarding interventions, which respond to community development issues that arose during the period needs. The outreach strategy adopted during of study. the crisis consisted of deploying field offices throughout the country, including the eastern The UNDP Country Office has been virtually region of the country (which seems to have been the sole development partner to have remained abandoned by the international community in present in Côte d’Ivoire throughout the period of favour of more intense conflict areas in the west political crisis, which began in 2002. It has been and north as well as in Abidjan). The strategy mindful of the various governments that ensued has been highly appreciated by interviewees and (especially between 2003 and 2007) while still has allowed the Country Office to implement attempting to respond to emergencies, thereby its activities despite an uncertain and unpredict- displaying a great capacity for adaptation. All this able environment and to develop links and part- has been achieved despite a volatile political and nerships with local stakeholders, including local social context, with frequent changes in priorities authorities, decentralized ministerial structures, and partnerships. NGOs, and communities). Underlying these tangible results is a visible field presence that Following the Ouagadougou Accord and the has been beneficial in terms of mobilizing funds implementation of the national crisis and from a greater number of donors. However,

Chapter 5. Strategic Positioning of UNDP 57 this has in turn increased the pressure on the of the Côte d’Ivoire institutional framework for Country Office because as a result of limited the promotion of gender equality, including the resources, it has been unable to meet every need. participation of representatives of the Government An example is the approach based on the devel- and civil society in the regional workshop on opment of IGAs, which has generally been suc- Gender Issues and the MDGs organized by the cessful but has often encouraged beneficiaries Regional Office for Africa in November 2007, as to develop unrealistic expectations in terms of well as the provision of an international expert by financial and material support that exceed the the MFFE to help define the role and mission of capacities of the implemented projects. the future Directorate for Gender Equality and the Promotion of Gender by drawing inspira- 5.2 ABILITY TO CAPITALIZE ON tion from the experiences and best practices being STRENGTHS implemented in neighbouring countries, includ- ing Benin. Similarly, UNDP supported the orga- 5.2.1 Ability to Capitalize on nization of a high-level mission by the Guinean Institutional Strengths Ministry of Planning, which sent a delegation to learn more about the Ivorian experience in eco- Global Network of Expertise nomic forecasting. Representatives from a dozen Thanks to its presence in various countries and countries also visited to observe the country’s a network-based structure, UNDP is appreciated decentralization model, and a school canteens and considered a partner capable of providing project has also given Côte d’Ivoire the opportu- appropriate quality expertise by efficiently shar- nity to position itself once again at the forefront ing best practices across countries experiencing of development initiatives within the subregion. similar situations. As an example, the support of Côte d’Ivoire has also benefited from learning the expert of the Sub-Regional Resource Facility about Congo’s experience of electoral issues and (SURF) office in Africa has been a tremendous from exchanging best practices for decentral- asset in guiding the Ivorian process of decentral- ized cooperation with Mali and Senegal. Finally, ization; the PASU project had several opportuni- more recently, Ivorian government officials have ties to share its innovative experience in terms of attended international conferences on the issue prevention of urban insecurity in many regional of small arms. Within UNDP, support between and international forums and UNDP has been Country Offices in Mali, Chad, and Senegal able to provide highly qualified and appreciated has been developed, particularly with the aim of experts within the context of the preparation of strengthening the management of operations. the draft framework of administrative reform. Capacity Strengthening South-South cooperation is a solution that Capacity strengthening is an area that is rec- has been commonly implemented in UNDP ognized as being one of UNDP’s strengths. As programmes and has been used continuously a result, it has been a regular part of Country throughout the two programming cycles being Office interventions in various ways, includ- studied here. This has led to the development of ing the provision of quality expertise in various exchanges of regional and international exper- fields, the sharing and validation of informa- tise through reciprocal visits between countries, tion, the use of this information in meetings or including the exchange of visitors to and from workshops held with government institutions, countries within a region or with other countries the provision of studies and reports published by of the South. These visits allow countries to share UNDP headquarters, the organization of project lessons learned from their experience in various management and accounting training sessions areas and to learn about best practices in other (for NGOs and communities), training on top- countries. Among several successful examples are ics related to UNDP values such as gender or those that have contributed to the establishment human rights (for ministries, local authorities,

58 Chapter 5. Strategic Positioning of UNDP and civil society organizations), the organization The confusion was particularly significant since of technical training for populations working in the UNDP Resident Representative is also the agriculture or livestock breeding, and the provi- Humanitarian Coordinator and Deputy Special sion of supplies and equipment and other mate- Representative of the Secretary-General and rial to ensure livelihoods. These operations have was devoted to solving the political and security generally been greatly appreciated and applauded, issues during the crisis period. Moreover, and on except for a few training workshops that lacked several occasions, premises belonging to UNDP consistent involvement as a result in part of high especially in the west, were looted, without turnover in managerial positions in the adminis- distinction between agencies. However, several tration during the crisis but also due the fact that partners suggest that it has been a missed the human resources available were often not in opportunity for UNDP at the strategic level, not a position to make decisions, which resulted in to capitalize on this comparative advantage as operations not being fully acted upon (for exam- this would have helped spark a dialogue with the ple, the submission of some gender units to min- Ivorian Government in the hope of suggesting istries focused on technical domains). solutions to sensitive or fundamental issues underlying the crisis, such as the development UNDP Neutrality of rural land-tenure reform and clearing up the UNDP’s multilateral and neutral position is pending question of nationality. often viewed as an asset. In Côte d’Ivoire, the Country Office has benefited from this 5.2.2 Ability to Capitalize on advantage as it has been able to maintain an Strengths within the Country ongoing dialogue with all parties throughout the Establishing Connections with the country’s period of instability. It is also thanks Donor Community to this status that UNDP was unsurprisingly appointed by the Government to support the Given its well-established presence in the coun- organization of presidential and later legislative try, UNDP has extensive connections with the elections. However, the organization’s neutrality donor community in Côte d’Ivoire. The organi- was challenged at the very height of the Ivorian zation’s expertise and credibility have built trust 25 crisis as a result of confusion between its status among donors, allowing it to request funding. and that of UNOCI. In practice, the mission, Evidence of this situation is found in the round which was established in 2004 by Resolution tables organized at the request of the Ivorian 1528 of the Security Council and is composed Government, which bring together various finan- of both military and civilian members, has a cial partners and helped set up basket funds for broad scope. It is responsible for enforcing preparation and implementation of both the the ceasefire, implementing the DDR process, presidential and legislative elections as well as supporting humanitarian operations aimed at the implementation of the Government’s CEP. maintaining public order and the peace process, However, the Country Office has not wished and providing assistance in terms of human rights – or been able – to provide leadership in coor- and awareness-raising. UNDP works together dinating aid, a role it has traditionally occupied with UNOCI on many of these issues and their in many other countries. The EU has taken up a respective roles have occasionally not been fully coordinating role in Côte d’Ivoire, with UNDP defined and explained to stakeholders. as co-leader.

25 Only one donor mentioned that it did not contribute funds to UNDP because a convention exists between the respec- tive headquarters, which simplifies and accelerates procedures.

Chapter 5. Strategic Positioning of UNDP 59 At the operational level, the Country Office has February 2012) and of operations (appointed in played an essential role due to the ripple effect it January 2012). A communications officer and an created within the framework of the pilot proj- associate executive are also in the Country Office. ect for contextualizing the MDGs in Tiassalé The programme employs a resident representative before the crisis by involving several international assistant (ARR/P), 8 programme officers (consul- partners such as UNOCI, the World Bank, and tants, specialists, and analysts), and three associ- UNICEF, as well as national partners (munici- ates, working across two units, one responsible palities, ANASUR, etc.). for issues regarding poverty, the environment, and the fight against HIV/AIDS, the other in charge Additional Advantages of governance, crisis prevention and reconstruc- tion. Gender-related issues are dealt with by a The UNDP Country Office enjoys a number of focal point who is part of the Governance Unit country-specific assets that were pinpointed by and ensures that this dimension is integrated into a number of interviewees during the evaluation. all UNDP programmes and projects. A national These assets are its knowledge of the field and expert is responsible for addressing gender issues as the strong institutional partnerships it has built part of the HIV/AIDS dimension, and an analyst, in Côte d’Ivoire, its flexibility and ability to assisted by an associate, ensures the monitoring of frequently adapt to a difficult and changing project finances. The Directorate of Operations, context, and its participatory approach, which which is in charge of administrative and finan- constitutes the backbone of its interventions at cial operations, serves as a framework for the all stages (design, implementation, monitoring, operational programme and consists of a deputy and evaluation). director of operations and 23 employees divided into 6 units (2 for operations, 4 for finance, 4 for Managerial and Technical Capacity of the Country Office purchases, 3 for IT, 3 for human resources, and 7 in charge of logistical issues). Within the Office, The aim of this section is to describe whether the a Strategy and Policy Unit, headed by a senior Country Office has been able to effectively imple- economic adviser, consists of an MDG specialist ment the programme at a technical level over the and an administrative assistant. This unit provides period being evaluated by the ADR and to iden- advice regarding strategies to be adopted by the tify potential obstacles that may have an impact Country Office or the Ivorian authorities. The on service delivery and thus on the efficiency of unit was previously shared with UNDP-Guinea development aid. Its purpose is not to carry out but has been fully dedicated to Côte d’Ivoire since a comprehensive evaluation, an individual perfor- 2009. The Country Office does not have a sepa- mance assessment, or a programme audit. rate unit in charge of monitoring and evaluation.

The UNDP office in Côte d’Ivoire currently The office’s current configuration is the result of employs approximately 40 individuals on fixed- changes in programme strategy and content in term contracts, including 8 international staff. response to changing priorities in Côte d’Ivoire It also relies on approximately 50 individuals as well as budgetary constraints resulting from a on service contracts. At its head, a Resident mission carried out by UNDP headquarters and Representative and Resident Coordinator also the UNDP regional bureau in 2011.26 serves as Humanitarian Coordinator and Deputy Special Representative of the Secretary-General. As was noted in previous sections, the UNDP A Country Director is responsible for the daily Country Office has always aligned its activi- management of the office, assisted by two Deputy ties with national priorities over the period Directors, in charge of programmes (appointed in reviewed by the ADR, as defined in the different

26 ‘UNDP Positioning in Cote d’Ivoire 2011-2013’ – August 2011.

60 Chapter 5. Strategic Positioning of UNDP generations of documents presenting strategies On the other hand, given the complexity of the aimed at reducing poverty.27 post-election crisis and of the entrenched posi- tions of the various players, the efforts of the A Post-Crisis Unit was created within UNDP in office’s outreach to communities and to opin- 2003 with a view to responding to the military ion leaders, the campaign called ‘fair play’ with and political crisis, which had rapidly spread. The famous members of the national football team unit sought to support humanitarian action and (Didier Drogba and other) and through NGOs had the objective of gradually incorporating more have proved inadequate and much less effective sustainable operations. Four field sub-offices due to weak collaboration at the strategic level were created throughout the country in order to between the different UN agencies and limited effectively implement the strategy adopted by the support from headquarters at that time.28 Country Office and to work towards providing assistance nationwide. In addition, the Country Office has faced difficul- ties related to a lack of adequate skills for respond- In addition to the positive results it has achieved, ing to challenges and to a very heavy volume of the approach has been seen as relevant and effec- operational tasks to be carried out, particularly tive by all UNDP partners (the Government, civil in support of UNOCI during the preparation of society, and beneficiaries as well as other donors) the presidential election. This has affected regular and it has strengthened the organization’s cred- activities regarding other programme components, ibility in the field. That said, the recent closing of and the project pipeline has therefore not been several sub-offices has been seen by some as being sufficiently developed in subsequent years. too abrupt, and this has generated misunderstand- ings and frustrations, especially at local level. Two During the period prior to the elections and during of these sub-offices joined together several UNS the post-election crisis, humanitarian and security agencies that are operating in the area. However, issues dominated. In general, the four tasks per- their sustainability is not assured since these agen- formed by the Resident Representative29 and the cies will financially disengage themselves at the strong involvement of this official in peacebuild- conclusion of their activities in the area. ing initiatives resulted in the UNDP programme strongly and successfully focusing at one time on Given that the period of crisis has been pro- emergency interventions (e.g. reconstruction) in longed, the component related to crisis prevention support of UNOCI operations, but becoming dis- and recovery interventions gained momentum in persed throughout a host of projects and deviating 2007, while the governance component moved somewhat from its traditional mandate. from second to first place in terms of allocated budget and expenditure between the 2003 and By default and in most cases, the programme was 2009 cycles, pushing the poverty component implemented according to a national implementa- back into second place. These changes confirm tion modality, except in the case of a few projects once again that the Country Office has shown funded by donors that have entrusted their man- great adaptability in the face of stressful events agement to UNDP or of sensitive projects that and has responded appropriately to requests required the neutral position of UNDP (such as made by the Ivorian Government. providing support during the electoral process).

27 The CPD cycle (2003-2007) was based on the temporary PSRP (2003-2007), the CPAP interim cycle (2007-2008) was based on the 2007 OA, and the current 2009-2013 cycle is based on the PSRP (2009-2013). The extension for the current CPAP until 2015 will incorporate NDP priorities (2012-2015). 28 According to the Country Office, the elements in this crisis were perceived at a very early stage within the office. However, the common perception is that these warnings were not heeded in time by headquarters. 29 This official is also Deputy Special Representative of the Secretary-General, Resident Coordinator, Humanitarian Coordinator, and UNDP representative.

Chapter 5. Strategic Positioning of UNDP 61 While the military and political crisis was at its being conducted to overcome an insufficient mas- most acute and the public administration was tery of UNDP operational procedures, both inter- guilty of many lapses and while the country was nally and for some implementing partners, given split into two separate governments and was facing that in the past the issue has contributed to diffi- security constraints as well as the lack of a coher- culties with the implementation of the system and ent development policy, the Country Office con- has also generated administrative obstacles. tinued to provide uninterrupted support, except for a brief period of a few months during the With regard to monitoring, whether it is pro- post-electoral crisis. The recurring interruptions vided by national coordinators or UNDP advis- in the flow of international aid, in particular aid ers in accordance with a selected modality did upon which the projects implemented by UNDP not seem to be a major problem in the imple- depended, led to delays in the completion of ini- mentation of programmes and projects. However, tial planning and, in some cases, to some actions monitoring should be further strengthened by being cancelled due to lack of funding. However, the systematic use of the dashboard tool set up none of those interviewed mentioned this as by Operations, especially as most interviewees having had a significant negative impact. In this emphasized the fact that post-project monitor- regard, it must be noted that UNDP is one of the ing is a weakness that often leads to the inter- few aid agencies to have maintained its presence ruption of micro-projects in the field. UNDP has in the country throughout the crisis. partially resolved the issue by setting a six-month follow-up period for projects being carried out At the operational level, two main problems were by providers (including NGOs and decentral- repeatedly pointed out by the evaluation. One is ized technical services). However, this solution the delay in disbursement of funds, which was remains inadequate given the limited human and criticized by numerous implementing partners material resources available to these projects. and beneficiaries, and the other is the quality of monitoring procedures, in particular post-project Moreover, the Country Office suffers from a monitoring as well as reporting, mainly within the lack of visibility during its interventions, both at context of managing the electoral basket funds, a the strategic and the operational level, resulting concern that was mentioned by several develop- from various causes, including the separation of ment partners. The operational strategy adopted tasks taken on by the programme and those per- by the Country Office since early 2012 and now formed by the communications officer. In prac- being implemented should help overcome the dif- tice, communication remains highly institutional ficulties mentioned in connection with the first as it focuses on managing content on the Country problem. However, it is too early to observe any Office website, writing brief press releases, and positive effects of its implementation, though ensuring media coverage of event launches. The these should become visible in terms of reducing communications officer is rarely associated with delays and improving project performance. the different stages of a project or its follow-up due to a lack of resources. Meanwhile, UNDP projects The strategy integrates four components: (i) an are unable to allocate sufficient budgetary resources established internal control framework compris- to communication, including media coverage, or ing a system of delegation of authority; (ii) stan- to share successful operations, lessons learned, and dard operating procedures; (iii) a system-oriented best practices. Moreover, the completion of projects operation, and (iv) the monthly preparation of a or the closure of sub-offices was not sufficiently full dashboard tool consisting of 24 indicators for planned or explained in advance, which resulted monitoring and providing decision-making sup- in local frustration and the feeling of being aban- port for management, the team of programme doned. Similarly, the partitioning of the Strategic advisers, and the Country Office in its entirety. and Policy Unit (SPU) has affected the efficiency Awareness and information campaigns are also of strategic counselling and has had an impact on

62 Chapter 5. Strategic Positioning of UNDP the visibility of the programme's actions, given, frameworks. A team focusing on gender issues is once again, its limited resources. The SPU there- led by UNFPA and brings together focal persons fore fulfils an almost independent advisory role for from various agencies including UNDP, UNFPA, the UNDP management and the Government, but UN Women, and UNOCI. The team was set up is not included closely enough as a partner in terms to monitor the implementation of a framework of designing programmes and projects. that takes gender issues into account (through gender-differentiated indicators and the collection 5.3 PROMOTING THE VALUES OF THE and analysis of disaggregated data), facilitate and UNITED NATIONS strengthen the capacity of office and project teams in that domain, and develop a UNS advocacy Activities related to the promotion of the values strategy for gender concerns. Like other agen- of the United Nations (including human rights, cies, UNDP adopted the eight priority themes of MDGs, and gender) have been carried out either the joint programme concerning gender and cri- through specifically targeted initiatives or indi- sis (2006-2007) during the post-conflict transi- rectly through programmes and projects being tion and reconstruction phase. These themes are: implemented. (i) peace and security; (ii) access to basic services; (iii) the fight against poverty, (iv) the fight against Human Rights gender-based violence; (v) the fight against HIV/ AIDS, (vi) reproductive health; (vii) the fight The support of UNDP has focused on strength- against prostitution; and (viii) the right to par- ening the capacity of ministry officials and ticipation and decision-making. More specifi- members of civil society based on an approach cally, the Country Office has established a policy promoting human rights. Similar training has of promoting gender equality and has been seek- been provided to the armed forces and the police. ing to increasingly cross-integrate this dimension Unfortunately, the implementation stage has not into all its programmes and projects, with varying been fully successful due to the numerous viola- degrees of success. Support received in this area is tions of human rights that took place during a either institutional (through education, training, decade of crisis in Côte d’Ivoire and to the per- and advocacy) or operational. An example is the sisting issue of impunity. study that focused on identifying the major prin- ciples underlying the promotion of gender equal- MDGs ity. These principles have been integrated into the In contrast, approaches to the MDGs have been PRSP and other sectoral strategies such as the fully integrated into the national and sectoral study of the orientation framework for the inclu- developmental policies and strategies of the sion of gender issues in post-crisis programmes. Ivorian Government, including strategies for Training on the promotion of gender equality has been provided to encourage the participation conflict prevention and reconstruction. During of women in the peacebuilding and social cohe- these participatory activities, 234 experts and 10 sion processes as well as in elections. UNDP sup- NGOs were trained in methods for assessing the port has translated into the inclusion of women needs as well as the costs involved in achieving and other vulnerable groups in IGAs and other the MDGs, which now serve as a framework for actions aiming to reduce vulnerabilities. Despite the Government to provide resources and carry the fact that results are visible at an institutional out programme reviews with UNS agencies. level, including through the creation of the DEPD Gender within MFFE in 2005 and the PAVVIOS Centre and the Man Centre, which implement preven- In matters of gender and at the level of the UNS, tion strategies and provide assistance to victims UNDAF (2003-2007) has cross-integrated gender of sexual violence, greater effort is needed to pro- issues into its programmes through its thematic mote awareness of gender issues, given the aim of

Chapter 5. Strategic Positioning of UNDP 63 seeking to change traditionally engrained views has allowed for gender to be mainstreamed and attitudes in these matters. and disparities reduced in UNDP-supported projects. In this context, the project creating The UNS, including UNDP, can count on tools sustainable school meal programmes, which falls and mechanisms such as the Gender Marker under both gender and local development, helped (see results in Annex 8) that raise the level of communities to take charge of the food supply consideration given to gender equality and is for the programme and enhance access to school intended for programme and project managers by girls. UNDP’s support has helped make 372 both at headquarters and in decentralized offices. canteens 75 percent autonomous and another The Gender Marker is based on a rating system 200 25 percent autonomous, which compares on a scale from 0 to 3 according to whether the favourably to the period before 2003, when 100 results of the programme or project contribute percent of funding depended on donors. strongly or not at all to gender equality. The rating concerns active projects that received funding and This chapter, like the previous one, gave a are operational. Codes 2A, 2B indicate that there detailed description of the highlights of the is systematic collection of gender-disaggregated evaluation as well as its main impacts. The final data in the projects concerned and that the design chapter will summarize the main conclusions of both quantitative and qualitative indicators and articulate appropriate recommendations.

64 Chapter 5. Strategic Positioning of UNDP Chapter 6 CONCLUSIONS AND RECOMMENDATIONS

This closing chapter first details the main evaluation reports show a very favourable view findings of the evaluation with respect to the of UNDP and a feeling of abandonment and contributions to development results and the frustration when it is no longer involved. processes of delivering and positioning UNDP in the country. These points are considered in The success of UNDP interventions is due terms of the criteria of relevance, effectiveness, primarily, at the strategic level, to the support efficiency and sustainability. Following this, provided to the Government and its institutions, recommendations are centred on these findings. mainly at the central level but also at the local level, in terms of frameworks and tools for the 6.1 CONCLUSIONS formulation, implementation, monitoring, and evaluation of development policies and strategies 6.1.1 kEY Findings (PRSP, MDG reports, MTEF, NDP, National Strategy for Decentralized Cooperation, etc.). Conclusion 1. UNDP’s interventions were The results for gender were also positive at the shown to be highly relevant and to have produced institutional level despite the unstable crisis- highly successful results not only at the strategic related conditions, and this resulted in capacity- level in relation to country benchmarks but building within the MFFE and in support for also at the operational level in relation to the the formulation of policies and strategies for the concrete needs of communities and institutions promotion of gender. benefiting from the interventions on the ground. At the operational level, the programme has The alignment of UNDP’s interventions is contributed directly to many solutions, especially reflected in the changes observed within the to urgent problems directly related to the crisis in programme’s thematic areas. The efforts made to Côte d’Ivoire during the last decade. Included in reduce poverty, which were the more important in this successful support is the assistance provided relative terms as regards resources allocated and to the electoral process, sustainable school meal expenditure during the first cycle, shifted towards programme, and the IGAs present in most of crisis prevention and recovery and governance the interventions and in all thematic areas, which during the interim cycle (2007-2008) and the are aimed at capacity-building in communities, current one (2009-2013). This aligns closely including vulnerable groups and women, in with the change in the temporary situation in the terms of technical skills and means of earning country and its needs and priorities. In addition, a livelihood. The Centres for Prevention and the participatory approach that characterized the Assistance to Victims of Sexual Violence that wording of UNDP’s programming documents were established in two cities in Côte d’Ivoire are and the responsiveness and adaptability it showed also examples of good practice. in the face of the volatile political situation during the crisis ensured that the programme’s areas of Thematic Areas intervention were aligned with the country’s priorities and needs. Similarly, discussions on In the fight against poverty, the most signifi- the ground with stakeholders (implementing cant and most frequently cited results are those partners and beneficiaries) and the review of past obtained thanks to the support of school meal

Chapter 6. Conclusions And Recommendations 65 programmes. Tangible outcomes have been regis- mixed in this regard. Capacity-building, the par- tered in terms of food security for the population ticipatory approach, the MDGs, and the issue of (especially children and, indirectly, parents) and gender have been structurally integrated into the in school enrolment, especially for girls, both in programme, and have sometimes been the object terms of school attendance and academic perfor- of specific projects. Capacity-building encoun- mance. This successful initiative, rightly regarded tered occasional problems of ownership, espe- as good practice, has attracted the interest of some cially at the national level, in particular because 12 countries in the region, including Togo, which of the high degree of mobility of beneficiaries adapted the Côte d’Ivoire model in implementing that characterized the period of crisis. As regards pilot school meal programmes. gender, the policy set by the Country Office and the gender focal point ensured that the issue was In terms of environmental protection and natural considered in all UNDP-supported programmes resources in particular, many beneficiaries viewed and projects. Nationally, significant progress has UNDP interventions as insufficient and marginal also been made at the institutional level, as with even though they could have managed to help the creation of the DEPG as well as of gender in solving some structural problems, including units in the relevant ministries, which consider land-tenure issues and relations with neighbour- issues related to gender and equality in all strate- ing countries. gic documents as well as on the ground. However, much remains to be done in terms of women’s In terms of governance, the successful organiza- participation in decision-making and in terms tion of the 2010 presidential elections despite a of representation in Côte d’Ivoire. Regarding difficult context, through technical support to the human rights, efforts towards raising awareness IEC and the enduring dialogue between political were conducted, which led to the creation of an parties and civil society, are widely attributed to entity responsible for human rights. However, UNDP efforts despite limitations related to dif- given the crisis Côte d’Ivoire went through, much ficulties in managing funds and keeping accounts remains to be done in terms of prevention, pun- as well as administrative delays, which were made ishment of human rights violations, and access worse by donor interference. Similarly, the ini- to justice. tial efforts towards decentralization that led to the promulgation of a law on devolving respon- Conclusion 2. UNDP non-project interven- sibilities to local authorities must be credited to tions have also led to meaningful results in UNDP support since the agency has been the the country with greater impacts for resource only international organization dealing with this mobilization and advocacy relative to aid area since 2006. coordination.

In terms of crisis prevention and recovery, interven- These contributions have mainly focused on tions in infrastructure rehabilitation, access to basic resource mobilization and advocacy and, to a social services, and IGAs were the activities most lesser extent, on the coordination of aid from frequently cited as having contributed to improv- UNS agencies and other development partners. ing the living conditions and safety of communities, The Country Office has played an important restoring an atmosphere of trust, and strengthening role in terms of resource mobilization: in 2004, social cohesion, especially in the west of the coun- it was appointed as coordinator of resources try, where a sense of abandonment was felt after (from the EU, Switzerland and Canada) by the humanitarian aid ended. Electoral Assistance Division of UNOCI. In 2007, it was appointed by the Government to In all its interventions, the UNDP Country organize a round table for mobilizing resources Office has endeavoured to promote the values from unconventional donors to support the crisis of the United Nations, even if the results appear exit and emergency programme, and organizing

66 Chapter 6. Conclusions And Recommendations presidential elections. At the operational level, the target group. Overall, the results were positive UNDP has created ripple effects by encourag- for the projects for women and women’s groups, ing other partners to take over pilot initiatives although less so for the reintegration of ex-combat- with strong potential for success, such as con- ants and in some sectors of activity being promoted, textualizing the MDGs in Tiassalé or the school such as agriculture and livestock farming, which meal programmes. By contrast, efforts towards require additional technical knowledge and take coordinating aid have fallen short, even if socio- longer to show a return on investment compared to political instability in Côte d’Ivoire was a limit- other activities. ing factor. Indeed, strategic coordination beyond the standardization process involved in preparing However, the lack of a holistic approach, the use UNDAF and thematic groups within the United of criteria that are too flexible in how they select Nations Country Team (UNCT) and other UNS beneficiaries or implementation partners (local agencies has essentially been non-existent. On NGOs), and the modest level of funding granted the ground, the search for synergies and partner- to non-repayable loans, which tends to lead to a ships has led to mixed results depending on the mind-set of dependence, have sometimes com- project, as efforts were clearly hampered by the promised the sustainability of micro-projects, crisis and its consequences. as has the multitude of activities in various sec- tors and scattered geographic locations, which Conclusion 3. The lasting effect of the inter- have made coordination and monitoring diffi- ventions and their outcomes has varied and has cult. Nevertheless, the interventions have always often been compromised by the crisis. given priority to beneficiaries belonging to vul- nerable or marginalized groups, such as women, In terms of capacity-building, all stakehold- children, at-risk young people, IDPs, refugees, or ers interviewed (members of the Government, persons infected with or affected by HIV/AIDS. development partners, representatives of civil By contrast, because of the lack of critical mass, society, and beneficiaries) recognized the quality the scope of the interventions remains limited support provided by UNDP to the political pro- cess in Côte d’Ivoire as well as at the level of the given the magnitude of the needs. Lack of post- approach used to build the capacity of national project monitoring, due to limited resources of and local authorities. However, ownership of Côte d’Ivoire mainly at the decentralized level, these processes has still not been achieved, par- threatens the sustainability of achievements. ticularly in the Government, because of the high level of turnover of high-ranking officials due to Conclusion 5. Programmatic dispersion has political instability. been a source of inefficiency for the Country Office. Likewise, the resurgence of conflicts, particularly in ex-CNO areas, has threatened and sometimes even The decision to be present operationally throughout reduced the hope of lasting effects for the results the country and in all thematic areas despite limited of UNDP interventions in terms of infrastructure (budgetary) resources has encountered difficulties. rehabilitation and the resettlement of IDPs. This has made it difficult to monitor and coordinate interventions, sometimes leading to duplication and Conclusion 4. The strategy adopted for IGAs has waste in interventions on the ground. Besides, the not always been effective and is not sustainable. scope of interventions remained modest as com- pared to the magnitude of the needs. IGAs have been the preferred method of interven- tion of the programme, operationally speaking, and Conclusion 6. The strategy adopted for resource are included in all UNDP thematic areas of concen- mobilization, which worked during the crisis, is tration. The results are mixed and vary according to no longer appropriate for the Government.

Chapter 6. Conclusions And Recommendations 67 The Country Office, during the periods of 6.2 RECOMMENDATIONS FOR THE crises, became heavily dependent on external UNDP COUNTRY OFFICE resources mobilized from donors present in 6.2.1 Strategic Recommendations Côte d’Ivoire, in particular the EU. However, while the country gradually moved to a recov- Recommendation 1. Support Côte d'Ivoire’s ery phase, international aid seems to move Government to ensure its transition towards more towards direct budgetary support for Côte development. d’Ivoire’s Government, thus reducing funding opportunities for the Country Office. In addi- Côte d’Ivoire has entered a recovery phase, and tion, the unpredictability of this type of funding the UNDP Country Office should support the hinders the proper planning of interventions Government in putting in place transitional and threatens their sustainability (maintaining mechanisms that will enable it to reinforce and joint offices, having a presence throughout the take over humanitarian actions and focus on country, and continuing successful initiatives development issues. In particular, the Country and reproducing them on a larger scale). This Office should draw up a plan to take over from puts pressure on the Country Office to focus on UNOCI and to identify the thematic areas it will mobilizing funding at the expense of strategic support and in which it might benefit from skills advisory activities. transfer as well as those that could be taken on by other partners, including regional organizations. Conclusion 7. Difficulties were encountered in managing the delivery of the programme’s Recommendation 2. Maintain a careful focus products. on well-defined areas of concentration.

The administrative burdens most often cited The Country Office should assess its strengths relate to long delays in the disbursement of funds, and identify the niches where it has comparative which at times jeopardized the implementation advantages. In particular, by using its network of projects and, given the limited human of expertise and given its position as a neutral resources, made it difficult to execute the work multilateral agency, it is well placed to initiate a plans within the deadlines. This situation created national dialogue on fundamental issues related tensions within the operational actions and to structural problems in Côte d’Ivoire (such affected monitoring and quality assurance with as an economic stimulus and job creation, the regard to issues of funding. Moreover, reporting reform of government and public institutions, failures were mentioned by some development restoration of the State’s authority, rural land- partners. tenure reform, the effective protection of natural resources, and social cohesion). Conclusion 8. The Country Office has demonstrated efficiency using a strategy of sub- Within its areas of concentration, the UNDP offices throughout the country. Country Office should prioritize interventions that are strategic, budget-friendly, and opera- The local strategy adopted by UNDP since 2008 tional by using its limited resources as a cata- – using sub-offices throughout the country – was lyst and by testing pilot initiatives. Through its one of the most effective innovations, allowing capacities for advocacy, its role should be to cre- the optimization of the cost-quality ratio of ate a ripple effect among development partners the activities implemented. The involvement in order to replicate successful initiatives on a of local partners in project implementation larger scale. The UNDP Country Office could and monitoring has been a factor in promoting intervene judiciously in thematic areas gener- efficiency, helping achieve the desired outcomes ally neglected but where the needs are greatest, without creating further costs. and reduce its presence in these areas when new

68 Chapter 6. Conclusions And Recommendations stakeholders become involved in the same the- and participation in UNCT meetings and focus matic areas since it cannot compete at the level groups or through ad hoc partnerships. As regards of human or financial resources. the financial partners of Côte d’Ivoire, the UNDP Country Office should be more proactive, and play More specifically, and as examples, as the list is an intermediary role between the Government not exhaustive, the Country Office initiatives and all its partners, in order to better coordinate could support the fight against gender-based aid on the one hand, and define more compatible violence, women’s participation in future local and complementary roles of each partner, within and regional elections, strengthening of capac- the spirit of the Paris Declaration. ity of women elected in democratic governance. It might also be involved in monitoring activi- Recommendation 5. Rethink the strategy for ties funded in the field of training/rehabilitation resource mobilization. of young people, school feeding, and support to associations of widows head of the family because Given that ODA for Côte d’Ivoire is shifting of the war. It would also be desirable that the gradually towards budgetary support from major Country Office continues to support the capac- donors (especially the EU), UNDP risks seeing ity-building of ministries on management tools, its local opportunities for resource mobilization monitoring and evaluation of development activ- decrease and should therefore prepare for this ities and invest it in themes relating to the rule of eventuality. Resource mobilization must become law, justice and elections in general. an integral part of the planning activities, so that it becomes more predictable and less time-con- Recommendation 3. Pay greater attention to suming for the programme, as this comes at the the management of natural resources and envi- expense of more strategic activities. ronmental protection. Recommendation 6. Take advantage of the The UNDP Country Office should put the man- transformative potential of the crisis so that agement of natural resources and protection of UNDP can meet the needs of communities, the environment at the centre of its priorities and while also considering aspects of gender. support the Ivorian Government in its reflection and actions towards better enforcement/compli- UNDP should take advantage of the transfor- ance with the existing regulatory framework, but mative potential of the crisis so that the services also in terms of the definition of regional policies it offers meet the needs of communities, while with neighbouring countries. Indeed, this sector also considering specific gender aspects. In the has been somewhat neglected during the crisis and medium term, it should help put the National requires a renewed interest insofar as it is corre- Action Plan (2008-2012) in action with a view to lated to many other related problems which Cote implementing United Nations Security Council d’Ivoire is facing, such as the fight against poverty, Resolution 1325 through its components: (i) social cohesion, governance, land disputes, etc. including issues of gender in development poli- cies and programmes; (ii) ensuring the participa- Recommendation 4. Play a more proactive role tion of both women and men in the development in coordinating aid. process; (iii) protecting women and girls from sexual violence; and (iv) strengthening women’s As regards UNS agencies, a proper collabora- participation in decision-making. tion strategy needs to be defined together with the other agencies, including a joint action plan 6.2.2 Operational Recommendations in case another crisis arises, in terms of program- ming and resource mobilization beyond the tra- Recommendation 7. Rethink the intervention ditional proxy activities of UNDAF preparation strategy on the ground.

Chapter 6. Conclusions And Recommendations 69 Choose a limited number of interventions of a alternative sources of funding from other donors model or pilot nature on the ground by adopting or by ensuring the existence of budget lines in a holistic approach based on preliminary studies the Ivorian Government. To increase the chances and rigorous criteria for the selection of projects, of specific community projects having lasting service providers, and beneficiaries, which will effects, give greater consideration to the cultural provide lasting results that focus on the qualita- context. For example, in areas where patriarchy tive rather than the quantitative. dominates, encourage men to take part in com- munity projects aimed at women. Recommendation 8. Ensure greater visibility. Recommendation 10. Improve the functioning Develop a communication policy that exceeds of operations. the framework of the institutional mandate in this area and that is more focused on spe- Continue with efforts to improve the function- cific needs. The objectives would be three-fold: ing of operations within the Country Office to (i) provide a better understanding of UNDP’s reduce the impact of bureaucracy and address the mandate and change the negative image of delays reported in the disbursement of funds. To donors; (ii) improve the visibility of its interven- increase the motivation of UNDP field agents in tions at all stages of programme implementation, joint offices, earn the trust of the staff by devel- not just when projects are signed, e.g. by provid- oping a clearer contracting policy. ing a budget heading dedicated to communica- tion in each project; (iii) help the programme 6.3 RECOMMENDATION FOR communicate when projects end or sub- UNDP HEADQUARTERS offices close. To allow the Country Office to respond to a Recommendation 9. Pay more attention to crisis situation, a support mechanism should be ensuring that actions have a lasting effect. implemented by UNDP headquarters/regional bureau with a view to channelling the requests To ensure the sustainability of achievements, sys- made by the Country Office and to organiz- tematically plan an exit and takeover strategy that ing the response in terms of support so that it is can be carried out on a larger scale, by identifying appropriate and provided in a timely manner.

70 Chapter 6. Conclusions And Recommendations Annex 1. TERMS OF REFERENCE

1. Introduction the UNDP office in Côte d’Ivoire based on infor- mation and analyses as well as on lessons learned, The Evaluation Office (EO) of the United with a view to preparing the UNDP Country Nations Development Programme (UNDP) is Programme that starts in 2014. The ADR will be to conduct a country evaluation, or Assessment conducted in compliance with the Standards and of Development Results (ADR), in Côte d’Ivoire Norms and the Ethical Code of Conduct of the to identify and assess the evaluative elements of 30 United Nations Evaluation Group. UNDP’s contribution to development results in the country. The approach will also help dem- onstrate the effectiveness of UNDP’s strategy 2. Recent history in facilitating and supporting national efforts to achieve these results. ADRs are independent Beginning on 19 September 2002, Côte d’Ivoire evaluations carried out as part of the provisions experienced a gradually intensifying political and of UNDP’s General Evaluation Policy. Based on military crisis, with a significant impact on the the principle of ownership, the EO seeks to con- country’s economy, social cohesion, and terri- duct ADRs in collaboration with the national torial unity. In 2007, the country initiated a Government where possible. The objectives of process aiming to end the crisis based on the ADRs are: Ouagadougou Accord (OA), which planned for the reunification of Côte d’Ivoire and the holding „„ To provide substantive support for the of free and fair presidential elections. The Accord accountability functions of the Administrator allowed for presidential elections to be held at towards the Executive Board; the end of 2010, which led to Alassane Ouattara „„ To ensure greater accountability by UNDP being declared the winner by the Independent towards national stakeholders and the coun- Electoral Commission (IEC), with 54.1 per- try’s partners; cent of the vote. Nevertheless, fellow presidential candidate Laurent Gbagbo contested the results „„ To serve as a quality assurance tool for and was declared the winner by the country’s UNDP’s interventions at country level; and Constitutional Council. However, it was Alassane „„ To contribute to the learning process in the Ouattara who was recognized as the only duly Country Office, UNDP, the region, and the elected president of Côte d’Ivoire by the inter- country. national community. From December 2010, the political crisis continued to worsen, massacres The ADR for Côte d’Ivoire will be conducted took place in the west of the country, and there around mid-May 2012, that is, towards the end of was an exodus of populations from Abidjan the current UNDP programme cycle (2009-2013). towards neighbouring countries as well as wide- It will also cover development activities from the spread insecurity. In April 2011, the northern previous Country Programme (2004-2008) and Forces Nouvelles (FN) took control of the entire provide recommendations on strategic directions to country with a speed that took all observers by

30 ;

Annex 1. Terms of reference 71 surprise. With the support of the United Nations Government in successfully carrying out its Operation in Côte d’Ivoire (UNOCI) and the development projects. The objective of the first French army, FN forces liberated Abidjan from Cooperation Framework between UNDP and troops loyal to President Laurent Gbagbo and Côte d’Ivoire (1998-2000) was to promote sus- allowed for the legitimately elected president to tainable human development by strengthening assume his duties. With the inauguration of the national capacities for designing and managing new president in May 2011 and the creation of projects, poverty reduction, the promotion of a new government on 2 June 2011, Côte d’Ivoire gender equality, environmental protection, and finally became reunified and is on its way to good governance, in compliance with UNDP’s restoring its public administration and services mandate and with national priorities. The 2009- and to bringing about national reconciliation. 2013 UNDP cooperation programme in Côte d’Ivoire was created in a context in which the 2.1 Development challenges country was divided in two, with two paral- lel economies and two different visions for the The main challenges faced by Côte d’Ivoire relate country’s priorities, and at a time when the com- to restoring security, re-establishing the authority mitment by political and military forces under of the State by redeploying the operational capaci- the Ouagadougou Accord was still recent. It ties of the central government and local authori- represents UNDP’s contribution to the process ties, economic recovery, and job creation. The of national reconciliation, reconstruction, and major effects of the crisis experienced by Côte socio-economic recovery during the post-conflict d’Ivoire since 2002, which were aggravated by the recent post-electoral crisis, are: economic decline, a period as well as to national development priori- weakening in the social fabric, an increase in pov- ties and progress towards achieving the MDGs. erty for more than half of the population, bloated armed forces (which now include the national The programme has three main focus areas, army, the Republican Forces (FRCI), and vari- or pillars: ous armed groups), and a considerable setback in „„ Poverty reduction, with a view to achieving progress towards achieving the MDGs. The new the MDGs; Government has a number of pressing preoccupa- „„ tions, including the issues of restoring confidence Governance; in national and local government structures, secu- „„ Crisis prevention and recovery. rity, the authority of the State, and the capacity for public authorities to take account of the suf- The third pillar emerged following the Ouaga­ ferings of the civilian population and to attend to dougou Accord as a reflection of specific strategies their needs. The economic and social vulnerability linked to national reconciliation, reconstruction, of civilian populations as a result of the economic the issue of small arms, the reintegration of for- crisis, the disintegration of basic social services, mer combatants, and the presence young people the increase in unemployment, particularly among in the security forces. The three pillars were young people, and the reintegration of demobi- implemented in a context where: i) the country lized former combatants and of personnel are also was divided into two zones (North and South); concerns for the government and its technical and ii) the legitimacy of the Government was being financial partners (TFP). restored; iii) the national army was being reuni- fied; and iv) communities were undergoing a pro- 3. UNDP and Côte d’Ivoire cess of reconciliation after years of crisis.

The agreement between UNDP and the Capacity-building is a constituent of the Government of Côte d’Ivoire outlines the con- programme at the level of both central and local ditions under which UNDP will assist the government and takes place in synergy with the

72 Annex 1. Terms of reference sectoral interventions by United Nations System Democratic governance: Office of the Prime (UNS) agencies as embodied in the UNDAF, as Minister, National Assembly, Ministry of the well as with other cross-cutting issues such as Interior, IEC, Cities and Municipalities Union human rights and gender equality with a view to of Côte d’Ivoire (UVICOCI), and Association accelerating human development and achieving of Districts and Départements of Côte d’Ivoire the MDGs. (ADDCI).

3.1 The UNDP Office in Côte d’Ivoire Poverty reduction: MEMPD, Ministry of Economy and Finance, Ministry of Education, The UNDP Office in Côte d’Ivoire has 54 staff Ministry of the Environment, Water Affairs, members, including 8 international employees and Forestry, Ministry of Industry and Private (technical consultants), local and international Sector Promotion, Microfinancing Programme United Nations volunteers (UNV), and local of the Global Environmental Facility (GEF), staff. The office is currently led by a Resident International Fund for Agricultural Development, Representative (RR) (Ndolamb Ngokwey) and Ivorian-Swiss Economic and Social Development a Country Director (André Carvalho), a Deputy Fund (FISDES), Japanese Non-Project Matching Programme Director for DDR/P (Aissata De, Fund, the EU, regional assemblies (Conseils who joined in February 2012), and a Deputy Généraux), women’s groups, grass-roots commu- Country Director for DDR/O Operations nity organizations, NGO ANADER (National (Christian Do Rosario, who joined in January Agency in Support of Rural Development), 2012). The Country Office also includes a Policy BENTD (National Bureau for Technology and Strategy Unit, which is managed by a and Development Studies), CNRA (National principal economic consultant and includes an Centre for Agricultural Research), and the MDG specialist. The programme team consists MTN Foundation. of an assistant to the RR/Programme, a gover- nance specialist, two programme specialists, and HIV/AIDS: Ministry for the Fight against two programme analysts, who divide their time AIDS, Ministry of Health and Public Sanitation. between the poverty and the governance units. Crisis prevention and recovery: National 3.2 United Nations Country Team Programme for Economic Reintegration and and Development Assistance Community Rehabilitation (PNRCC), National Coordination Programme for the Redeployment of Government (PNRA), Denmark, Sweden, the EU, Japan, UNDP’s main partners, including UN agencies, Belgium, Norway, and NGOs. are listed below and grouped by programme sector, some of which are active in many sectors and Gender: Ministry for the Family, Women, and particularly in the Ministry of State for Planning Social Affairs, UN-Women, NGO Search for and Development (MEMPD). UNDP’s work Common Good, Sweden, and NGO International in Côte d’Ivoire is made possible through the Friendship Service. establishment of institutional and operational partnerships with multilateral partners (EU) 4. Scope of the evaluation and bilateral partners ( Japan, Belgium, Canada, Switzerland, France, Italy, UAE, Norway, This is the first ADR to be conducted in Denmark, and Sweden), government authorities, Côte d’Ivoire and covers the current Country decentralized local authorities, civil society, Programme (2009-2013) as well as the previous NGOs and grass-roots communities, the private programme (2004-2008). Although the focus of sector, and United Nations agencies. The partners the ADR will be on the current programme, it in each priority area are as follows: will cover ongoing projects that began earlier,

Annex 1. Terms of reference 73 and the analysis will be conducted from the per- UNDP’s contribution through its positioning spective of a longer period (where appropriate) and strategies. while taking into account strategic issues and views raised by stakeholders contacted to date. UNDP’s positioning and strategies will be ana- It will address UNDP activities in the country, lysed based on the agency’s mandate and the non-project activities, and commitments made development priorities of the country as agreed in the context of regional and global initiatives. upon (provided these are clearly stated). This The ADR will analyse a sample of projects to be requires a systematic analysis of UNDP’s focus as chosen based on criteria defined in the incep- part of the country’s development and its policies tion report. on poverty reduction, democratic governance, and crisis management and resolution, while lay- The evaluation will consist of two main compo- ing emphasis on the strategies adopted by UNDP nents: (a) an analysis of UNDP’s contribution to maximize its contribution. to development results through the outputs of its programmes; and (b) the strategy adopted by The following criteria will be applied: UNDP to meet specific demands in Côte d’Ivoire while simultaneously pursuing the human devel- „„ Relevance and effectiveness of the country opment objective. For each component, the ADR programme as a whole; will present remarks as well as an evaluation „„ based on the set of criteria provided below. In Emphasis on comparative advantages; and addition, detailed criteria will be consulted in the „„ Promotion of United Nations values from a 2010 ADR manual and the inception report. human development perspective.

UNDP’s contribution through various inter- Although it is mandatory to use the above crite- ventions in the area of poverty reduction dur- ria and to take into account the sub-issues raised, ing the period covered by the ADR, especially the ADR will also review how various factors for the most disadvantaged communities, and influenced UNDP’s performance. The evaluation for strengthening governance through partici- criteria form the basis of the ADR's methodol- pation and transparency. ogy. Evaluators will generate findings within the scope of the evaluation and use the above criteria The analysis will focus on UNDP’s contribution for their assessment. These findings and assess- to development results in Côte d’Ivoire through ments will be used to draw conclusions and make its programmes on poverty reduction, democratic recommendations. The issues listed above will be governance, and crisis prevention and recovery, covered in detail in the preliminary report. while taking into account gender and the envi- ronment as cross-cutting issues. The analysis will be based on the following criteria: 5. Evaluation process „„ Relevance of UNDP’s projects, outputs, and As indicated below, the ADR will take place in results; four phases, each representing a series of achieve- „„ Effectiveness of UNDP’s interventions in ments and activities that should normally be terms of achieving development objectives; completed before the next phase begins: „„ „„ Efficiency of UNDP’s interventions in terms Preparation and structuring; of the use of human and financial resources; „„ Data collection and analysis; and „„ Report drafting and revision; and „„ Sustainability of the results to which UNDP contributes. „„ Follow-up and dissemination.

74 Annex 1. Terms of reference Phase 1: Preparation evaluation criterion and issue, general con- The EO has conducted preliminary research for clusions, and strategic and operational rec- the evaluation and will upload relevant docu- ommendations; ments to a website developed for the evalua- „„ After the formulation of preliminary assess- tion team. The evaluation manager drafted these ments, conclusions, and recommendations, Terms of Reference (ToR) after holding discus- the evaluation team will share this informa- sions with major stakeholders during a prepara- tion with the Country Office. To avoid fac- tory mission from 11 to 17 March 2012 as well tual or interpretation errors, it will organize a as with the Regional Bureau for Africa (RBA) in validation (and information) workshop that New York. The evaluation manager of the ADR will bring together stakeholders and the ref- is currently putting together the team. In collab- erence group. oration with the team leader, he will prepare the preliminary report that will outline the design of Information and feedback meetings – An infor- the evaluation following the inception mission mation meeting will be organized at the end of (see Section 8). the data collection and analysis phase to present preliminary findings, conclusions, and perhaps Phase 2: Data collection and analysis appropriate recommendations to stakeholders and receive feedback for inclusion into the first Data collection: Based on the ToR and studies draft of the report. A final stakeholder meeting and documents compiled for the ADR, the team will be held when the draft report is ready to will conduct the evaluation by collecting appro- present the evaluation results to major national priate data. stakeholders and to review the way forward. The „„ Field visits, interviews, and observations will objective of this second meeting will be to enable normally be carried out through the Country a better understanding of the process by draw- Office; ing conclusions for lessons learned and mak- „„ ing recommendations based on the report, thus The team will gather data in accordance with strengthening national ownership of the devel- the principles stated in Section 6 and espe- opment process and of a sense of responsibil- cially in the preliminary report, which will ity in UNDP’s interventions at country level. address the key issues contained in the evalu- Significant remarks will be integrated into the ation matrix; final ADR evaluation report. „„ All interviews will be based on recommended Phase 3: Report drafting and revision interview protocols, and a written summary of each interview will be prepared, taking „„ First draft and quality assurance – The into account the agreed upon structure. team leader will submit a full draft of the report to the EO within two weeks follow- Data analysis: The evaluation team will analyse ing the workshop. The EO will accept the the data collected to formulate a series of assess- report as a first draft if it is in compliance ments, conclusions, and recommendations, as with the ToR, the ADR Manual, and the follows: guidelines adopted, and provided that it sat- „„ Once the data have been collected, the evalu- isfies the quality requirements. The draft will ation team will devote a few days to analys- be subject to quality assurance by means of ing it. The evaluation manager will join the external review. team at this stage and participate in analysis „„ Second draft, verification and comments and validation; from participants – The first draft will „„ The results of the analysis will consist of be reviewed by the team leader, who will preliminary assessments based on each incorporate feedback from the external

Annex 1. Terms of reference 75 review process. Once revisions have been 6. Evaluation Management satisfactorily implemented, it will become the Mechanisms second draft. The EO will send this second draft to the UNDP Country Office and the The UNDP EO will carry out the ADR in RBA for verification and to check for any collaboration with the Country Office, the errors, omissions, or incorrect interpretations. MEMPD, and the RBA, and will provide tech- This draft evaluation will also be sent nical assistance with managing the assessment. to the reference group for comments or These institutions will collaborate in guaran- amendments. The team leader will revise the teeing the quality and smooth operation of the second draft, incorporating comments and ADR process. In the light of this, the evaluation amendments, and then present the revised manager of the ADR has formulated the ToR for draft as the ADR final report. The EO may the entire ADR. He will contribute to the selec- request further revisions if it considers them tion of team members and assist the team leader necessary. in organizing dialogue sessions and stakeholder meetings. The first draft of the report will be sub- Phase 4: Follow-up mitted to him, and he will assess its acceptability. He will also organize the process of review and „„ Response from UNDP Management – The follow-up. In addition, he will support the evalu- Management of UNDP in Côte d’Ivoire ation team in understanding the scope, process, will prepare a response to the ADR under approach, and methodology of the ADR, provide the supervision of the RBA. The RBA advice and information to the team for the pur- will be placed in charge of overseeing and pose of quality assurance, and will assist the team supervising the implementation of the leader in finalizing the report. The EO will be monitoring activities in the Evaluation responsible for all costs related to the ADR. Resource Centre. ADR Reference Group „„ Communications – The ADR report will be widely distributed in both paper and The reference group will compile comments and electronic format. Care will be taken that contribute to the review of the ToR as well as of the assessment report be made available at the first draft of the ADR report. It will take part the time of the UNDP Executive Board’s in the interviews and in the dialogue sessions and meeting in order for a new Country meetings held with stakeholders. The reference Programme Document to be approved. group was established with the support of the The EO will distribute the report widely EO and consists of the MEMPD as the main at UNDP headquarters and among the reference and counterpart to UNDP, the RBA, evaluation units of other international the Ministry of the Interior, the Ministry of organizations and evaluation consultancies the Family, Women and Children, the National and research institutions in the region. Statistical Institute, UNFPA, the EU, the Civil The Ministry of State for Planning and Society Convention of Côte d’Ivoire, and the Development and the Country Office will International Rescue Committee. distribute the report in the country itself. The Government counterpart in Côte d’Ivoire The report and the Management’s response to it will be published on the UNDP website The MEMPD is UNDP’s official counterpart in in French and English, with an Executive Côte d’Ivoire. In this capacity, it must facilitate Summary in French, English, and Spanish. the conducting of the ADR by facilitating access Copies in French will be printed and sent to to the necessary sources of information from the Country Office and its counterparts for other government entities. It will contribute distribution, and it will be made available to guaranteeing the independent nature of the through the Evaluation Resource Centre. assessment and, together with the Country Office,

76 Annex 1. Terms of reference will jointly organize interactions with stakeholders. 7. Evaluation Team It will facilitate the organization of meetings, including the final information meeting. As a The evaluation team will be responsible for member of the reference group, which it also helped conducting the evaluation, as described in Section to assemble, it will nominate consultants who may 5. It will allow them to assist in the preparation potentially serve on the evaluation team (but of the preliminary report (undertaken by the without playing a decisive role in their selection). ADR director), to undertake data collection, It will also play a role in the dissemination and use analyse structured data, present preliminary of the conclusions and recommendations. findings, conclusions, and recommendations, conduct validation and feedback workshops with The UNDP Office in Côte d’Ivoire participants (whenever possible), and prepare The Country Office will lead the evaluation team the first, second, and final drafts of the ADR in consultation with key partners and other stake- report and the Executive Summary. The EO will holders. It will make available any information assemble the ADR evaluation team, which will needed by the evaluation team concerning pro- consist of the following members: grammes, projects, and UNDP activities in Côte d’Ivoire, and will provide the necessary documents The ADR director in the EO, who will provide and information in support of the report. The support with evaluation design, data analysis, and Country Office will provide the evaluation team the preliminary report. with specific support, e.g. by organizing meetings with staff and project beneficiaries, assisting in The team leader, who will be responsible for project site visits, and organizing validation work- overseeing the process and coordinating the shops and final workshops as well as by providing completion of the ADR and the preparation and the evaluation team with dedicated office space. revision of the draft and final reports. The team However, in order to ensure the independence of leader will have extensive experience of a wide the views expressed during interviews and meet- variety of development issues as well as substantial ings with stakeholders, the Country Office will knowledge of UNDP and UN programmes in not be represented at these meetings. During the low-income countries. The team leader must evaluation process and particularly during the be French-speaking and have solid experience main mission, it is expected that the Country of UNDP and/or ADRs and evaluations. The Office will cooperate with the evaluation team and estimated workload for the team leader is 50 days, respect its independence and need for unhindered of which 23 days will be on site as part of the main access to data, information, and individuals con- mission, analysis, and drafting of the preliminary nected with the operation. It is also expected that report (including travel and active steering of the the Country Office will provide written comments facilitation and validation/feedback meetings), on the draft evaluation report within the required 10 days for preparation (including participation deadlines. The evaluation team will work with full in the inception mission and the selection of transparency and will guard the synergy with the consultants), 14 days for drafting the final report, UNDP Country Office and its counterparts in the and three days for actively facilitating the final central Government. It will be responsible for col- meeting with stakeholders. lecting data, except in case of a conflict of interests, in which case the ADR director will be responsi- National team specialists: National consultants ble for the data collection. Given the fact that the will assist in the collection and analysis of data. majority of Country Office staff and partners only They will assist the team leader, collect data, and speak French, the timetable and resources need will be responsible for writing parts of the report. to take this into account, allotting sufficient time The workload of each national team specialist is and resources for managing the process of having estimated at about 30 days, with approximately documents translated. 90 working days required in total. This will

Annex 1. Terms of reference 77 generally include preparation and training (two- collection, and if possible, the ability to lead a three days), on-site work (18 days), participation team). Applicants must not be currently (or have in the workshop (one day), and writing the been recently) employed by the CI Government. report (five to eight days). A total of two to They must be fully available, that is, they may three consultants will therefore be recruited not have any other concurrent commitments, depending on their various skills and availability. and must be able to fully commit themselves to Interviews and recruitment will take place in May the ADR in June-July 2012. The appointment 2012. Selection criteria will include experience of qualified women and of independent- of UNDP or UNS operations, full familiarity minded female evaluation professionals will be with written and spoken French (knowledge of encouraged. The combination of skills, the scope English would be an advantage), solid experience of the consultants’ activities, and the duration and of major UNDP operational areas in Côte conditions of each contract will be decided by the d’Ivoire (poverty reduction, governance, crisis prevention), appropriate educational background team leader and the ADR director. in the area of evaluation (reviews, evaluations, and an ethos of complete independence), and 8. Timetable the ability to write critically and creatively. Other advantages will include an extended network of The time-frame and responsibilities of the ADR contacts (in government, the area of evaluation, are approximately as follows, and do not imply etc.) and the ability to provide on-site logistical full-time work by the evaluation team during coordination (teamwork, management of data this period.

Activity Person/entity responsible Duration (2012) Preparation: inception, research, initial document EO March collection Preparatory mission EO + CO 11-17 March Final Terms of Reference EO + CO End of April Inception mission – Design of ADR, selection of evaluation EO/CO, TL Mid-May team Inception report: objectives, methods, evaluation matrix TL and ADRD End of May Main mission: collection/analysis of data, drafting of report (including: workshop at which results are ET + EO + CO End of June presented and comments received) Submission of first draft of ADR report TL/ET July Comments and internal/external revision EO August Second ADR draft report, comments by CO, Government, TL/ET, EO September RG, RBA, and audit trail Final stakeholder workshop ET + EO + CO November Submission of final draft of ADR report (and Executive ET November Summary) Editing and publication, printing of final document, EO + CO December dissemination

EO: UNDP Evaluation Office, New York; CO: UNDP Country Office, Côte d’Ivoire; ET: ADR Evaluation Team; RBA: UNDP Regional Bureau for Africa; RG: ADR Reference Group; TL: Team Leader; ADRD: ADR Director.

78 Annex 1. Terms of reference 9. Expected Results All sections of the report must comply with the standard structure for an ADR report, which The outputs expected from the evaluation team are: includes an overview of the development context „„ An inception report describing the evaluation and challenges in Côte d’Ivoire (Chapter 2), matrix, as specified in Sections 4 and 5 of this a summary of UN responses to this situation, document (15 pages maximum, excluding including the UNDAF and the UNDP appendices), produced by the team leader in programme in Côte d’Ivoire for 2004-2008 collaboration with the ADR director, the EO, and 2009-2013 (Chapter 3), a summary of the Country Office, and the Regional Office; the major findings of the evaluation team „„ (Chapter 4), and the main conclusions and The first, second, and final drafts of the recommendations (Chapter 5). All drafts and the Côte d’Ivoire Assessment of Development final version of the report will be in French and Results (ADR: approximately 55-60 pages English. The French version will be distributed for the main text excluding annexes, and an in hard copy (particularly in the country) while Executive Summary of 4-6 pages); the English version will be made available „„ A draft summary of the evaluation on the for downloading from the EO website. The basis of the Executive Summary; Executive Summary will be made available in French, English, and Spanish. „„ Presentation during informational and final meetings with stakeholders.

Annex 1. Terms of reference 79 80 Annex 1. Terms of reference Annex 2. Sample of Projects Included

The criteria used to select projects for inclusion Population were: The portfolio of projects run by the Country 1. Project coverage (all components represented); Office in Côte d’Ivoire includes 32 ongoing projects and 70 that are about to close. Among 2. Coverage of the all cycles (2003-2007, 2007- these 70 projects, 32 started in 2000/2001, and 2008, and 2009-2013 programme cycles all were therefore designed outside of the period represented); covered by the evaluation. They were therefore 3. Maturity (in the 2009-2013 programme, both not included in the population from which the closed and ongoing projects represented); sample was taken, except for three of them that 4. Geographic coverage (various regions of the were recommended by the programme team, country represented); namely PALCP, ABRIS, and COMMDDR. Thus the population of projects from which the 5. Budgetary scale (projects with various different sample was drawn became 73, with 20 projects budgets represented); on governance, 21 projects on crisis prevention, 6. Execution modalities (both NEX and DEX and 32 projects on poverty reduction, including projects represented); environmental protection and combating HIV/ 7. Quality (both successful projects and less AIDS. Applying the above criteria, the following successful projects presented). sample was produced:

Summary of Sample Projects No. Components No. of target projects Total no. of projects 1 Governance/Gender 12 20 2 Crisis prevention 10 21 3 Poverty/Environment/HIV 15 32 TOTAL 37 73

Annex 2. Sample of Projects Included 81 82 Annex 2. Sample of Projects Included Annex 3. Sampling – Projects List

Budget Project Contact Person(s) CPAP Partners Location(s) Beneficiaries (US$) Governance 1 00057717 ESP/ 66,979,821 UNDP 2007- Office of Prime Country-wide IEC; CSOs; DEX/closed Madeleine Oka-Balima 2008 Minister; MEF; political par- 225 20 31 74 29 UNS; UNOCI; ties; citizens [email protected] NGOs; TFPs + Moktar Lam 2 00036501 9,452,961 UNDP 2009- Ministry of School Joseph Ezoua 2013 Education cafeterias/NEX/ 225 20 31 74 27 National School ongoing [email protected] Cafeteria Directorate Support structures NGOs 3 00013145 7,181,210 UNDP 2003- Ministry of the Regional PASU/NEX/ Madeleine Oka Balima 2007 Interior Vallée du Bandama: ongoing + Nat. coordinator UVICOCI Bouaké, Béoumi, Adiko Agnès Gnammon BTC Katiola, Sakassou, 22522527290; Agnes. EU Katiola, Dabakala; [email protected] Savanes Region: Korhogo, Férkéssé- dougou, Boundiali, Tengrela; Denguelé Region: Odienné; Region: Séguéla Zanzan Region: Bondoukou; , Bouna; Région des Montagnes: Man, Danané, Kouibly, Bangolo, Zouan-Hounien, Biankouman; Moyen Cavally Region: Duékoué, Guiglo; 4 00031903 3,836,069 MEF Country-wide MEF Capacity MEMPD building 5 00036681 3,508,639 Country-wide Boosting edu- cation sector/ terminated 6 00047059 3,481,129 Country-wide HRE Support to office of High Commissioner/ DEX/terminated (continues)

Annex 3. Sampling – Projects List 83 (continued) Budget Project Contact Person(s) CPAP Partners Location(s) Beneficiaries (US$) Governance (continued) 7 00074516 1,303,027 UNDP 2009- Country-wide Progr. good gov- Madeleine Oka Balima 2013 ernance/NEX/ ongoing 8 000 62308 Sup- 1,118,002 UNDP Country-wide port for gender Madeleine Oka Balima integration/ NEX/ongoing 9 00051597 1,113,036 UNDP Country-wide Decentralized Madeleine Oka Balima cooperation/ NEX/closing 10 00055402 818,240 UNDP Country-wide Strengthen- Madeleine Oka Balima ing of gender equality/NEX/ closed 11 00070317 503648 UNDP 2009- Country-wide Network of Female elected Madeleine Oka Balima 2013 women officials in local government/ NEX/ongoing 12 00055731 100075 UNDP Country-wide Women in Madeleine Oka Balima peace-building/ DEX/closed Crisis Prevention and Recovery 1 00069371 15,415,748 Country-wide Capacity build- ing/DEX/ ongoing 2 00069581 6,844,312 UNDP 2009- Office of the Regional Government Integrated FIS- Paulin Yéwé 2013 Prime Minister Former CNO regions officials DES project/ 225 22 52 66 22 MEMPD IDPs NEX/closed [email protected] Populations NPC from CNO Serge Armand Yapo region 225 22 52 66 23 population [email protected] at large 3 00045956 5,669,573 UNDP 2003- Office of the Country-wide Former DDR Denmark/ Paulin Yéwé 2007 Prime Minister; combatants, DEX/closed MEMPD; Ministry former militia- Expert of the Interior; men, groups Anzian Kouadja Min. of Foreign of vulner- 225 22 52 66 17 Affairs; Min. of able women, Anzian.kouadja@ African Integra- population at undp.org tion; Min. of large Defence; Min. of Education; National Assem- bly; ECOWAS Small Arms Programme; LIDHO; RASALAO WANEP-CI; APDH; UNICEF; UNOCI (continues)

84 Annex 3. Sampling – Projects List (continued) Budget Project Contact Person(s) CPAP Partners Location(s) Beneficiaries (US$) Crisis Prevention and Recovery (continued) 4 00035554 5,223,684 UNDP 2003- Country-wide Support to DDR Paulin Yéwé 2007 process/DEX/ closed 5 00033735 5 104304 UNDP Country-wide DDR EU/DEX/ Paulin Yéwé closed 6 00040519 2,817,286 UNDP Regional Reintegration of Paulin Yéwé Vallée du Bandama former combat- and Savanes Region ants (France)/ (now Regions of DEX/ongoing Gbeke and Region of Hambole): Bouaké Katiola 7 00070211 2,357,857 UNDP 2007- Prime Minister Regional Former 1000 micro- Paulin Yéwé 2008 UNOCI North and North- combat- projects/DEX/ West: Korhogo, ants, former closed Odienné, Ferkéssé- militiamen dougou, Séguéla and and former Kani; members of Centre and Centre- self-defence West: Yamoussoukro, groups Bouaké, Brobo, , At-risk youth and ; Affected host South and South- communities West: Abidjan, San population Pedro et Tabou; West: Guiglo, Duékoué, Bloléquin, , Man, Danané, Bangolo, Zagné, , Zouan-Hounien and Lakota; East: Bondoukou. 8 00080236 1,803,500 UNDP 2009- MEMINT, MEMPD; Regional Search for Support for Paulin Yéwé 2013 UNOCI; UN Region west of Common re-establishment Women; FAO; Moyen Cavally and Ground of State author- UNICEF; UNFPA; the mountains Danish Refu- ity and social OHCHR; PAM; (Duekoué, Guiglo, gee Council cohesion/DEX/ GTZ; IRC; UVICOCI; Blolequin, Toulepleu, Service ongoing ADDCI Bangolo, Man, providers Danaré, Zouan- Hounien, Bin Houyé) and Abidjan 9 00036388 1,266,291 UNDP Regional Peace process Paulin Yéwé Region of Bas- (Belgium)/DEX/ Sassandra (now closed Regions of Nawa, Gbokle, and San Pedro): San-Pedro, Sassandra, Soubré and Tabou 10 00013156 1,109,043 UNDP n/a Regional COMMDDR/ Paulin Yéwé DEX/closed (continues)

Annex 3. Sampling – Projects List 85 (continued) Budget Project Contact Person(s) CPAP Partners Location(s) Beneficiaries (US$) Poverty/HIV/AIDS/Environment 1 00035215 6,277,014 Country-wide UNAIDS Côte d’Ivoire/closed 2 00013153 31,740,828 Country-wide GFATM, HIV/AIDS component/ DEX/closed 3 00013133 922,062 UNDP 2003- MEMPD; ANADER; Country-wide Producers of NERICA/CBSS/ Emma Anoh-Ngouan 2007 CNRA; NGOs/ basic seed NEX/closed 225 20 31 74 00 CSOs; IFAD Producers of NPC commercial Silué Sionseligam seed 225 05 60 90 38 Women's [email protected] organizations 4 00036432 7,156,760 Country-wide Reinforcement of care for Tube/ NEX/ongoing 5 00013135 5,658,147 UNDP n/a MEMPD; MEF; Regional INS PALCP/NEX/ Emma Anoh-Ngouan ANADER; FDFP; Region of Lagunes, Women closed NPC NGOs/GCOs Nzi-Comoe, Denguélé, Youth Fatima Silué Sud-Bandama, 225 20 30 13 99 Agnéby, Dix-Huit [email protected] Montagnes, Moyen- Cavally, Sud-Comoé, Moyen-Comoé, Bafing, Bas-Sassandra, Vallée du Bandama, Zanzan, Marahoué, Haut-Sassandra, 6 00013147 4,450,854 UNDP n/a Ministry of Regional IDPs ABRIS/NEX/ Emma Anoh-Ngouan Planning and Regions of Lagunes, Youth closed NPD Development; Savanes, Denguélé, organizations Alexandre Assemien Ministry of the Worodougou, Women 225 20223022; Economy and , Haut- [email protected] Finance; NGOs/ Sassandra, Marahoué, Interim NPC GCOs; private Dix-Huit Montagnes, Fatima Silué sector; UNS; Local Nzi-Comoé, Région 225 20 30 13 99 authorities des Lacs, Denguélé, [email protected] Vallée du Bandama 7 00072234 4,018,063 UNDP 2009- MEMPD Regional Unemployed PRAP/MDG2 Emma Anoh-Ngouan 2013 NGOs/GCOs Regions of Lagunes, youth community NPD Vallée du Bandama, Women support/NEX/ Alexandre Assemien Dix-Huit Montagnes, IDPs ongoing Moyen-Cavally, Communities Denguélé, Savanes, Zanzan, Bas-Sassandra (continues)

86 Annex 3. Sampling – Projects List (continued) Budget Project Contact Person(s) CPAP Partners Location(s) Beneficiaries (US$) Poverty/HIV/AIDS/Environment (continued) 8 00072040 2,782,539 UNDP 2009- Ministry of Regional Young men Support for Joseph Ezoua 2013 Planning South (Abidjan and and women youth employ- 225 20 31 74 27 Ministry of Tech- periphery: Port- ment/DEX/ [email protected] nical Education Bouët, Yopougon, ongoing NPC and Vocational Cocody and Songon); Benjamin Olagboyé Training Centre (Bouaké); East 225 20 31 89 34 Ministry of (Bondoukou); West Benjamin.olagboye@ Employment (Touleupleu, Issia, undp.org and Youth Gagnoa, etc.); West- ern Centre (Bouaflé, Local authorities/ Zuénoula). UVICOCI/ADDCI Youth organizations 9 00057499 1,140,782 UNDP Country-wide Youth pro- Joseph Ezoua gramme CIV/ DEX/closed 10 00059582 533,390 UNDP 2003- Ministry of Industry Regional Economic Cashew nuts/ Emma Anoh-Ngouan 2007 and Private Sector Regions of Savanes, interest NEX/closed NPC Promotion Nord Est, and Vallée groups Mao Noumba I2T (Institut de du Bandaman Farmers' Mao_edidjokou@ Technologie cooperatives, yahoo.fr Tropical) cashew nut producers; developers; equipment manufacturers 11 00063306 3,857,734 UNDP 2009- National Office Regional Directorate Access to clean Joseph Ezoua 2013 for Drinking Yamoussoukro, San for Rural drinking water/ Water (ONEP) Pedro, Daloa and Urban NEX/ongoing Water Affairs; Directorate of Energy at the Ministry of Mines and Energy; Local authorities; Directorate for Gender Equality at the Ministry of the Family. 12 00070610 1,509,743 UNDP 2009- Côte d’Ivoire Regional Taï Park/NEX/ Emma Anoh-Ngouan 2013 Office for Parks Guiglo, Taï ongoing and Reserves; GTZ; Centre suisse de recherche scientifique 13 00072236 4,205,000. UNDP 2009- Ministry of the Country-wide PRAP/MDG3/ Emma Anoh-Ngouan 2013 Environment, NEX/ongoing Forests and Water Planning; Ministry of Planning and Development; ANDE; CNDD; NGOs University; Research Centres (continues)

Annex 3. Sampling – Projects List 87 (continued) Budget Project Contact Person(s) CPAP Partners Location(s) Beneficiaries (US$) Poverty/HIV/AIDS/Environment (continued) 14 00057358 43,578 UNDP Ministry of the Country-wide CBD 4th national Emma Anoh-Ngouan Environment report/DEX/ and Rural closed Development 15 00045109 127,954 UNDP 2003- Ministry of Country-wide IWRM/NEX/ Emma Anoh-Ngouan 2007 Forests and Water closed Management: Directorate of Water Resource Management

88 Annex 3. Sampling – Projects List Annex 4. Data Sources and Data Collection Methods

Level Methods used Sources Strategic Semi-structured interviews UNDP, UN agencies, central government, bilateral and multilateral cooperation agencies, civil society, independent sectoral experts. Questionnaire Central government, UNS agencies, members of RG Theme/programme: Documentary review A sample of 37 projects (out of 73 from the period 2003- activities by projects 2012) was chosen for more in-depth review. Interviews About the projects selected, with donors, executing agents and beneficiaries, following a review of the documents and in order to gather additional information and perceptions of the various stakeholders involved in UNDP’s activities to varying degrees. Site visits In order to validate preliminary analyses and to collect additional information in order to apply a process of triangulation. Programme Interviews Primary information gathered mainly during interviews. activities not linked to a specific project

Annex 4. Data Sources and Data Collection Methods 89 90 Annex 4. Data Sources and Data Collection Methods Annex 5. Documents Consulted

COUNTRY CONTEXT Côte d’Ivoire: continuing the recovery, Africa West African Development Bank Briefing No. 83, Dakar/Brussels, 16 (BOAD) December 2011, ICG.

Post-Crisis Multisector Institutional Support – UNOCI Appraisal Report, Republic of Côte D’Ivoire, African Development Fund, Human La force de la paix, Vol. 3 No. 0013, January Development Department, September 2007. 2012, UNOCI. Côte d’Ivoire: note de stratégie globale pays 2009- Radio France Internationale 2010, Département Région Ouest A (ORWA), February 2009. Côte d’Ivoire: Fiche pays 2011, RFI, 2011. Arrears Clearance Plan, Republic of Côte D’Ivoire, AfDB and African Development Fund, NATIONAL DOCUMENTS February 2009. Strategic documents Gourou Integrated Watershed Management Project – Emergency Phase, Appraisal Report, Republic Spécial Rentrée Budgétaire 2001, Ministry of of Côte D’Ivoire, African Development Fund, the Economy and Finance, No. 21, August September 2010. 2011, Republic of Côte d’Ivoire. Lengthening Financial Contracts, and Issue in the Communique du Conseil Des Ministres du West Africa Economic and Monetary Union 22/06/2011, Republic of Côte d’Ivoire. (WAEMU) region, AfDB, Development Project: Etude Nationale prospective « Cote d’Ivoire Research Department Development 2040, Bureau National de la Prospective Research Brief No. 3, June 2010. (Office of Foresight), Republic of Côte Côte d’Ivoire: fiche pays 2011-2012, AfDB d’Ivoire. Group, May 2011. Communication nationale Initiale de la Cote ECOWAS d’Ivoire Préparée en application de la Convention Cadre des nations Unies Sur Support to the ECOWAS Commission for Economic les Changements Climatiques, Ministry and Regional Integration in West Africa, of the Environment, Forests, and Water European Union Project Sheet, February 2008. Management, Republic of Côte d’Ivoire, October 2000. International Crisis Group (ICG) Rapport d’Activités 2008, Ministry of Foreign Côte d’Ivoire: Sécuriser Le Processus Electoral, Affairs, Republic of Côte D’Ivoire. Rapport Afrique No. 158, 5 May 2010, ICG. Sondage lors de la JNCD le 20 juin 2009 – Côte d’Ivoire: is war the only option? Africa Rapport Final, Ministry of Health and Report No. 171, 3 May 2011, ICG. Public Sanitation, Ministry for the Fight against AIDS, Republic of Côte d’Ivoire, Une période critique pour stabiliser la Côte d’Ivoire, September 2009. Rapport Afrique No. 176, 1 August 2011.

Annex 5. Documents Consulted 91 Reports on the Millennium Other studies Development Goals Sources de la croissance économique, pauvreté, Rapport national sur les Objectifs du Millénaire inégalité et implications de politiques pour le Développement, Republic of Côte économiques en Côte d’ivoire, UNDP and d’Ivoire, United Nations System in Côte INS, September 2011. d’Ivoire, December 2003. Annual reviews Rapport national sur les Objectifs du Millénaire pour le Développement, Republic of Côte Rapport Général de la revue annuelle 2004 des d’Ivoire, August 2010. programmes – version finale, UNDP-Côte d’Ivoire Cooperation Programme – UNDP MDG-3: Promote Gender Equality and Empower 2003-2007, December 2004 Women, UNICEF CI. Revue annuelle 2005 – Rapport Général, UNDP- Reproductive Health at a glance: Cote d’Ivoire, Côte d’Ivoire Cooperation Programme – World Bank, April 2011. UNDP 2003-2007, December 2005. Documents on poverty reduction Revue annuelle 2007 – Rapport Général, UNDP- strategies Côte d’Ivoire Cooperation Programme – UNDP 2003-2007, December 2007. Côte d’Ivoire - Poverty Reduction Strategy Paper, International Monetary Fund Country Revue annuelle 2008 – Rapport Général, UNDP- Report No. 09/156, IMF, 2009 Côte d’Ivoire Cooperation Programme – UNDP 2003-2008, November 2008. PRSP Supervision Committee – Interim Poverty Reduction Strategy Paper, Office of the Revue annuelle 2009 – Rapport de revue du Prime Minister, Ministry of Planning and programme pays CPAP, UNDP-Côte d’Ivoire Development, Republic of Côte d’Ivoire, Cooperation Programme – UNDP 2009- January 2002. 2013, December 2007. Other documents Stratégie de Relance du Développement et de Réduction de la Pauvreté, Republic of Côte Programme présidentiel 2011-2015 Vivre d’Ivoire, January 2009. ensemble, Dr. Alassane Dramane Ouattara. Studies UNDP STRATEGIC PLANS AND MYFF National Development Programme Second multi-year funding framework 2004-2007, Plan National de Développement 2012–2015. Executive Board of the United Nations Diagnostic des Secteurs, Republic of Côte Development Programme and of the United d’Ivoire, December 2011. Nations Population Fund, August 2003 Plan National de Développement 2012–2015. UNDP strategic plan 2008-2011. Second Vision de Développement et orientations multi-year funding framework 2004-2007, stratégiques, Republic of Côte d’Ivoire, Executive Board of the United Nations December 2011. Development Programme and of the United Plan National de Développement 2012–2015. Nations Population Fund, August 2008. Tome I: résumé analytique, Republic of Côte d’Ivoire, December 2011.

92 Annex 5. Documents Consulted UNDP STRATEGIC DOCUMENTS Results Oriented Annual Report for Côte d’Ivoire, Country Programme Action Plans UNDP, 2008. Results Oriented Annual Report for Côte d’Ivoire, Plan d’action du programme de pays CPAP 2007- UNDP, 2009. 2008, Côte d’Ivoire-UNDP Cooperation Programme, February 2008. Results Oriented Annual Report for Côte d’Ivoire, UNDP, 2010. Plan d’action du programme de pays CPAP 2009- 2013, Côte d’Ivoire-UNDP Cooperation Results Oriented Annual Report for Côte d’Ivoire, Programme. UNDP, 2011. Country Programme Documents Resident Coordinator’s Annual Reports

Programme de pays pour la république de Côte Annual Report of the Humanitarian/Resident d’Ivoire (2003-2007), United Nations Coordinator on the use of CERF grants – Cote Development Programme and United d’Ivoire. Reporting Period January-December Nations Population Fund, March 2002 2007, The Central Emergency Response Fund. Programme de pays pour la république de Côte d’Ivoire (2009-2013), United Nations Results and Use of Funds: years 2004 to 2010, Development Programme and United Resident Coordinators Annual Report, Nations Population Fund UNDG. Millennium Development Goals Other

Programme d’Appui à la Réduction de la Pauvreté UNDP Positioning in Cote d’Ivoire (2011-2013), et à la réalisation des OMD (PARP/OMD) UNDP, August 2011. 2009-2013, UNDP. Reports on human development EVALUATIONS

Rapport national sur le développement humain UNDP Partners Survey Cote d’Ivoire, en Côte d’Ivoire – Cohésion sociale et 2003-2004-2007-2010. reconstruction nationale, UNDP, 2004. Revue à mi-parcours du Cadre de Coopération, Cote d’Ivoire, HDI values and rank changes in the république de Côte d’Ivoire–PNUD, Bilan de 2011 Human Development Report, UNDP. la Coopération (2003-2006), UNDP. UNDAF Projet d’appui au système communautaire de multi- plication et de diffusion de semences du nouveau Plan Cadre des Nations Unies pour l’Aide au riz africain, Rapport d’évaluation à mi-parcours, Développement 2009-2013, Republic of Côte Republic of Côte d’Ivoire/UNDP, May 2005. d’Ivoire and United Nations System in Côte Evaluation of UNDP Assistance to Conflict Affected d’Ivoire, July 2008. Countries, UNDP Evaluation Office, 2006. Results Oriented Annual Reports Evaluation de la Phase I du Programme d’appui Results Oriented Annual Report for Côte d’Ivoire, a la Lutte Contre La Pauvreté - Rapport UNDP, 2004. final, Republic of Côte d’Ivoire & UNDP, September 2006. Results Oriented Annual Report for Côte d’Ivoire, UNDP, 2006. Projet d’Appui à la Redynamisation du Secteur Educatif (PARSE) - Rapport d’Evaluation Results Oriented Annual Report for Côte d’Ivoire, Finale, UNDP, UNICEF & the European UNDP, 2007. Union, May 2007.

Annex 5. Documents Consulted 93 Projet d’Appui à la Redynamisation du Secteur Projet d’Appui à la Pérennisation des Cantines Educatif (PARSE) - Rapport d’Evaluation Scolaires (PAPCS), Consolidation du proces- Finale, UNDP, UNICEF & the European sus de pérennisation dans les zones d’insécurité Union, May 2007. alimentaire - Evaluation à mi-parcours, Projet d’Appui à la sécurité urbaine, mesure des effets Republic of Côte d’Ivoire & UNDP, des microprojets - Rapport final, Ministry November 2011. of the Interior (Directorate General for Evaluation du projet Reconstitution des ressources Decentralization and Local Development) of génétiques alimentaires de la Côte d'Ivoire - Côte d’Ivoire/UNDP, July 2007. Rapport final, Republic of Côte d’Ivoire/ Renforcement du processus de paix à travers la réin- UNDP, February 2012. sertion sociale et économique des ex-combattants et des ex-membres des milices dans la région PROJECT DOCUMENTS du sud-ouest- Rapport d’Evaluation Finale, Fonds de Développement Ivoiro-Belge Projet d'appui institutionnel au Ministère délé- (FDIB), Belgium & UNDP Côte d’Ivoire, gué auprès du Premier ministre chargé de la January 2008. lutte contre le SIDA, Ministry for the Fight against AIDS/UNDP, August 2001. Rapport de l’Evaluation du PIPCS/PNUD - Final version, UNDP, April 2008. Projet d'appui au programme de lutte contre la pauvreté, Ministry of Planning and Evaluating conflict prevention and peace Development/UNDP, May 2002. building activities, factsheet 2008, OECD, Projet d'appui à la base pour la reconstruction, réinstallation et l’insertion sociale (ABRIS), Amélioration de la Sécurité alimentaire par la Ministry of Planning and Development/ diffusion des NERICA à travers le modelé UNDP, March 2003. CBSS en Côte d’Ivoire dans la période post- crise - Evaluation à mi-parcours, Ministry of Appui au comité de suivi des Accords de Linas- Agriculture, Republic of Côte d’Ivoire & Marcoussis, Office of the Prime Minister/ UNDP, January 2009. UNDP, August 2003. Projet d’Appui à la Pérennisation des Cantines Fonds Mondial de lutte contre le SIDA: renforce- Scolaires (PAPCS)- Evaluation final, ment de la réponse nationale à la lutte contre Republic of Côte d'Ivoire, European Union le VIH/SIDA en Côte d'Ivoire, Ministry of & UNDP, August 2009. State for Health and Population/UNDP, November 2003. Joint review of the Priority Plan for Côte d’Ivoire, DPKO, PBSO, UNDP and DPA, Projet de renforcement des capacités et modernisation September 2009. des administrations économique, financière et du plan, Ministry of State for the Economy and An independent evaluation of the “1 000 micro- Finances/UNDP, December 2003. projects for socio-economic reintegration of ex- combatants, ex-militia members and youth at Programme de renforcement de la prise en risk in Côte d’Ivoire”, Competence on Global charge de la Tuberculose selon la stratégie Co-operation for UNDP CI, December 2009. DOTS, Ministry of State for Health and Population/UNDP, July 2004. UNDP Global Staff Survey, December 2009. Sous-projet de soutien en faveur des ex-combattants Rapport de la mission d’évaluation des outils de désarmés et démobilisés sur les sites dans le cadre production du projet CBSS dans la période du processus de désarmement et de démobilisa- post-électorale, Ministry of Agriculture, tion, Japan/UNDP, July 2004. Republic of Côte d’Ivoire, 2011.

94 Annex 5. Documents Consulted Renforcement du processus de paix à travers la réin- Sous-programme protection de l’environnement sertion sociale et économique des ex-combattants et gestion durable des ressources naturelles, et des ex-membres de milices dans la région du Ministry of the Environment, Forests, and sud-ouest, Belgium/UNDP, December 2004. Water Management/UNDP, June 2009. Contribution du Danemark au Désarmement, à Sous-programme de renforcement des capacités la Démobilisation et à la Réinsertion et au du réseau des femmes élues locales ivoiri- programme d'Armes légères en Côte d'Ivoire, ennes, Ministry of State for Planning and Denmark/UNDP, August 2005. Development, UVICOCI, RFGL-CI/ Projet d’appui à la société civile pour la paix, UNDP, March 2010. Ministry of Planning/UNDP, February 2006. Projet d’appui au rétablissement de la sécu- Projet d’appui post-crise à la restauration de l’école, rité, de l’autorité de l’Etat et de la cohésion Ministry of Education/UNDP, 2006. sociale, Ministry of State for Planning and Development/UNOCI/UN Women/FAO/ Promouvoir une plus grande implication des femmes UNICEF/UNFPA/OHCHR/UNDP, dans la consolidation de la paix et de la démocra- September 2011. tie en Côte d’Ivoire, Search for Common Ground, UNIFEM/UNDP, May 2007. OTHER DOCUMENTS Projet d’appui au renforcement de l’égalité des sexes et l’habilitation des femmes ivoiriennes par Greening the Blue Helmets, Environment, Natural la mise en place d'un bureau de l’UNIFEM, Resources and UN Peacekeeping Operations, UNIFEM/UNDP, June 2007. Executive Summary, UNEP, May 2012. Projet pilote d’appui à la ré-insertion des jeunes en Présentation powerpoint du bureau conjoint des période post-conflit en Côte d'Ivoire, Ministry Nations unies à Guiglo, Assande Arsène, of State for Planning and Development/ National Coordinator, 2012. UNDP, February 2008. Présentation powerpoint du bureau conjoint du Projet d’appui à l’alimentation en eau potable en système des nations unies à Korogho, Ouattara milieu rural et au raccordement de 100 centres de Péyagori, National Coordinator, July 2012. santé au réseau public d’eau potable, Ministry of Présentation générale powerpoint des projets des Infrastructure/UNDP, July 2008. zones centre et nord, Ouattara Péyagori, Projet intégré d’appui au redéploiement de National Coordinator, July 2012. l’administration, au retour et à la réinser- PowerPoint presentation by the joint office tion des PDI et à la cohésion sociale, Ministry of the UNS in Bouaké, Sémon Didier, of State for Planning and Development/ National Coordinator, 2012. UNDP, July 2008. Review document of activities by the joint office Projet d’appui à l’intégration du genre dans of the UNS in Bouaké, Sémon Didier, le processus électoral ivoirien, Ministry of National Coordinator, 2012. the Family, Women and Social Affairs/ UNIFEM/UNDP, Auguest 2008. Summary statement on projects financed by UNDP in Bouaké, Sémon Didier, National Programme d’appui à la réduction de la pauvreté Coordinator, 2012. et à la réalisation des OMD (2009-2013), Republic of Côte d'Ivoire/UNDP. Rapid assessment report on the projected needs and recovery in communities of the region of Projet de réhabilitation des infrastructures touris- Vallée du Bandama: Recommendation Matrix, tiques et de recherche du parc national de Taï, Sémon Didier, National Coordinator, 2012. Ministry of the Environment, Forests, and Water Management/UNDP, April 2009. Priorities for the UN system in Cote d’Ivoire 2012- 2013, Draft, March 2012.

Annex 5. Documents Consulted 95 96 Annex 5. Documents Consulted Annex 6. People Interviewed

Prime Ministry Ministry of Interior

Amani Ipou Félicien, Executive Secretary, CNPRA Dago Lazare, Technical Adviser Diop-Boaré Abibatou, Technical Adviser Gohourou Parfait, Director-General of Général Désiré Adjoussou, President, ComNAT Decentralization and Local Development Kossomina Ouattara Daniel, National Yapi A. Fidel, Dr, Director of Studies, Coordinator, PNRCC Programming, Monitoring and Evaluation

National Programme for Independent Electoral Rehabilitation and Community Commission Reintegration Adou Antoine, Special Adviser to the President Ehui Esther, Adviser of the Commission Kouamé Adja, In-Charge, Studies and Projects Ministry of Economy and Finance Kéhi Edouard, Adviser to the National Coordinator Bessy Marius, Technical Adviser Touré Laurent, Evaluation Chief National Institute of Statistics Traoré Mamadou, Adviser to the National Coordinator Ba Ibrahim, Director-General Kone M’Bana Hippolyte, Chief of Studies and National Secretariat Research Division of Governance

N’Guessan N’dri Jérôme, Assistant Ministry of Family, Women National Secretary and Children Adama Kone (DIFEF) Ministry of State of Planning and Development Adopo Achille (DPFFASE) Angbomon Jean-Marie (MEMEAS) Diaby Lanciné, Director-General Appaul Joseph (DPED) Kouame Lancina, Deputy Chief of Staff Bedfort Joseph (PAVVIOS) N’Dia Youssouf, Planning Expert, Assistant DG, Poverty Bedou Kossi Sylvestre (Cabinet) Seka Pierre Roch, Chief of Staff Doumibia Yacouba (DEPG) Tiacoh Georges Kaba Fofana Yaya (DEPG) Jules Lella Kouadio Marie (DIFEF) Kouame Philomène (DIFEF) Lath Mel Alain Didier (DEPG)

Annex 6. People Interviewed 97 Lebie Zahoui (Cabinet) City of Bondoukou Oulaï Annick (DEPG) Adoni Ablan Marie, Assistant for the PARP/OMD Meïté Assétou Ama Kra Odette, NGO ‘Notre Grenier’ Seri Kanon Jean (DPED) Bela Yacouba’s Cooperative Group Niaka à Teforo Tuho Clément BINI, NGO ‘Notre Grenier’ Coulibaly Salia, Regional Director of Planning Ministry delegated to the and Development Defence by the Prime Minister Coulibaly Benogo, Head, Agence National de Ahonzo Alexis, Chief of Staff Développement Rural (ANADER) Bondoukou Gouan Hervé, supervisor ANADER in cultiva- Ministry of Technical Education tion techniques and Vocational Training Goun Germain François, Prefect, Gontougo Ako N’Tamon Hien Mialara, Community Manager, Head of School Canteens Ministry for the Promotion Issa, Président, Ben Kadi Cooperative Group of of Youth and Civic Service Filakiédougou Koffi N’dri Philippe, Director-General, Agence Kassi Benie, head of the organization of benefi- d’Etudes et de Promotion de l’Emploi ciaries of projects supervised by ANADER Koffi Sawane, President of the Mi-Koki Ministry of the Environment Mi-Ango Association of Yezimala and Sustainable Development N'dri Veance, Area Manager, ANADER of Bondoukou Nasséré Kaba, Deputy Chief of Staff Noubadoum Joseph, Office of Human Rights, Ochou Delfin, Prof., Director-General, UNOCI Bondoukou Environment Ouattara Abdoulaye and Ouattara Yacouba, Ministry of Health and the project leader, Jeunes coiffeurs Fight Against AIDS Siloué Brahim, Chief Financial Officer, NGO ‘Notre grenier’ Diabaté Joséphine, Dr., Director-General, Fight Against AIDS Yathe Archmed, Regional Coordinator, PASU

Ministry of National Education COMMUNITY OF KOUN-FAO

Glaou Oyau Sophie BATA Djigima, Head, Vegetable Crops, Aimons Taba Cooperative Group Koné Karidja, Director of School Canteens Cissé Mamadou, President, Aimons Taba Koné Raoul, Deputy Chief of Staff Cooperative Group

Ministry of Agriculture CITY OF KOROGHO

Traore Abdoulaye Chigata Silué, Deputy Mayor Coulibaly Adama, Municipal Counsellor

98 Annex 6. People Interviewed Coulibaly Labala, Technical Director, Tinde Adama, UNOCI Security General Council Ahoua Coulibaly, Coordinator of Salem Coulibaly Zié, Vice President, General Council Inter Women Dosso Namizata, Préfecture Chief of Staff Ahoua K. Désiré, Analyst/Coordinator Doukouré Mamery, Secretary-General, Amara Diarrassouba, Counsellor, Canteen General Council CESAC 1 EP1 Fofana Daouda, Director Lossemi Fanny, Supervisor, OSD Konan Sam Ataki, Commandant, 4th Region Tuho Eugène, Administrative Assistant, Kouadio Eugène, Sub-Prefect CARITAS Samouka Touré, Dr. MEMPD Sorho Valérie Tiépe, Director, ARK Adrien Konan, Representative, Prodemir/GIZ Soro Madjouma, President, NGO Wobe Wognon Blé Kouamé, Coordinator, UNFPA Traoré Kartio, HIGATA Mantika Markella, in-charge, DDR/UNOCI Traoré Souleymane, Regional Coordinator DREH/Canteen Quattara Péyagori, Coordinator, UNDP

List of Projects and Beneficiary People/Communities Met Benefiting Theme Projects Sub-Projects Resource Persons Structures POVERTY PALCP; Réhabilitation du Site de Pro- ONG COOBAO Valy Coulibaly 1000 duction Artisanale de Ouraniéné - Président microprojets Coulibaly Salimata Représentante des Femmes POVERTY ABRIS Projet de fabrication de savon à Groupement de 50 Soro Tchélourgo - base de Nîmes femmes chefs de Membre ménage CPR FISDES Projet de réhabilitation des Le Ministère de Konan Sam Ataki commissariats l’intérieur POVERTY UPC- Emploi Projet d’élevage de pondeuses Groupement Konaté Alassane CPR Jeune du quartier sinistré de Korhogo

POVERTY UPC; PIP/CS Projet de Réhabilitation de l’EPP L’école et la cantine Traoré Souleymane CPR Nanguin CPR Appui emploi Réinsertion de 32 ex-com- Groupement de six Konaté Alassane Jeunes; UPC battants démobilisés dabs le ex-combattants Président secteur de la boucherie mod- erne dans la région des savanes POVERTY PARP/OMD Projet de Moulin de Karakoro; Coopérative Yéo Fanta Faitière 84 Groupements issus de Chongagniri des Gérante 72 villages et regroupant (4018 productrices de membres dont 168 hommes) vivriers POVERTY PARP/OMD; CPR Projet d’appui à la production Groupement Yéo Tchanhidabla CPR (Projet d’appui de Karité Tchérihimin Soro Kozolowa à la relance des (40 femmes veuves Yéo Tchafaga activités socio- et chef de famille) Soro Habi éco des groupe- Yéo Natogoma ments féminins) Yéo Naminata

Annex 6. People Interviewed 99 BOUAKE Guei Madou, NGO AIP Cissé Ibrahima, ANADER Kassi Elia, Director, OIC-CI Gango Kragba, Regional Director, MEMPD Koffi Konan Claude, Director, NGO Espoir Vie Gnago Kragba, Director, Planning and Regional Koffi Monique, AOT, PNU/SB Bouaké Development, MEM Kouakou Robert, Programme Manager, Esmel Elie, Area Manager, ANADER Bouaké Eveil Koko Koko Yao, DREN Bouaké 1 Moloa Bomisso, Director, OIS Afrique Kouamé Monique, Canteen Coordinator, DREN Ouattara Allamadogo, Social Worker, NGO Maison de l’enfance Kouassi épouse Aka Ane, TS/OPA, ANADER Sangaré Moussa, Programme Officer, NGO N’Guessan Alexis, Wholesale Market, Bouaké Espoir -Vie Didier Semon, Coordinator, UNDP Yao Kouamé Robert, DAAF, NGO IAP Angbomé André , Secretary-General, NGO OAP Fofana Alassane, Accountant, Cabinet Nassaïb Berté Oumar, President, NGO ESI N’Guessan Alexis, Executive Director, BVP Fofana Pétiori, Coordinator, NGO PAIPS Yao Bekanti Bonespoir, Head of Monitoring Frère Denis K, Director, NGO Maison de l’enfance and Evaluation, BVP

List of Projects and Beneficiary People/Communities Met Theme Projects Sub-Projects Benefiting Structures Resource Persons GOVERNANCE CPR Réhabilitation des Communauté villageoise Coulibaly Bazoumana, chef infrastructures « tchèlè yédjè » de communauté communautaires de Ecole-cantine Darakokaha GOVERNANCE CPR Projet de réinsertion Un ex-combattant Traoré Otiémé, responsable d’ex-combattant dans ANADER l’élévage de porcs de Katiola POVERTY PIP/CS Appui aux AGR Groupement de femmes N’Dri N’Goran chefs de ménage de Katiola POVERTY PIP/CS Appui aux AGR Coopérative « Eyo-Enian Touré Yah Sécretaire de Refierkro générale (37 membres dont 30 femmes) POVERTY CPR Réhabilitation du marché Groupement des femmes Mme Adja de N’dakro de N’dakro Vice-Présidente POVERTY EMPLOI Projet d’installation de Groupement de jeunes JEUNES jeunes à risque POVERTY PARP/ Installation des jeunes Jeunes gens du quartier OMD tisserands N’gatakro GOVERNANCE CPR Projet emploi jeunes/ Jeunes gens de la Bouabré Larissa Estelle habitat pour l’humanité commune de Djebonoua GOVERNANCE CPR Renforcement des Préfecture de région Diandé Lorng, Sous préfet de capacités de la Brobo, sécretaire général par Préfecture de région intérim du préfet de Bouaké

100 Annex 6. People Interviewed TIASSALÉ Oquet Christian, Counsellor, Cooperation, Embassy of France Tagro Lazare, President, NGO APPLOMD Prinz Karl, Ambassador of Germany Traore Oumar, Deputy Mayor Sorensen Gigja, Political Attache, European Union CIVIL SOCIETY INTERNATIONAL NGOs Coulibaly Tiorna, Coordinator, Centre de Recherche et d'Etudes Africaines (CREA) Falcy Louis, International Rescue Committee Koffi Loukou Jules, PCA, Fédération des Kanyatsi Quentin, Country Director, Search For Réseaux et Associations de l’Environnement Common Ground (FEREAD) Ngouan Patrick, National Coordinator, UNITED NATIONS AGENCIES Convention de la Société Civile Da Camara Gomez Sophie, Chief of Division, Père Jean-Louis, Mission Catholique des Frères DDR, UNOCI Capucins, Zouan-Houan Konte Maïga Suzanne, Representative, UNFPA PRIVATE SECTOR Kouassi Dosso Djeneba, Civil Affairs Officer, Coordinator of Activities for Social Akpane Eustache, Director of the Bureau of Cohesion, UNOCI Research, Global Challenge Corporation - CI Koyara Marie-Noëlle, Representative, FAO Alla Carole, former deputy coordinator, UNDP Lucovic de Lys Hervé, Representative, UNICEF Office in Bondoukou Nsabimana Charles, in-charge, Judicial Affairs, Negue Francis Kouami, Management Division of State Law, UNOCI Consultant, Monitoring and Evaluation of Piazza Cecilia, Chief, Civil Affairs Division, Programs and Projects, responsible for the UNOCI final evaluation of the project YERP Simard Françoise, Chief, Division of State Law, UNOCI BILATERAL and MULTILATERAL AGENCIES Talnan Edouard, UNFPA Ouattara Drissa, Division of Civil Affairs, UNOCI Daubelcour Djanamé, Head of Mission, Embassy of France UNDP Demaison Alain, Cooperation Attache, Embassy of France Adoni Ablan Marie, Programme Coordinator, MDG/PAP Bondoukou Ethmane Adel, Political Counsellor, African Union Assande Arsène, Coordinator, UNDP Office Gillet Yves, First Counsellor, Chief of Operations in Guiglo for Cooperation, European Union Bamba Sekou, Project Coordinator, Support for Inoue Susumu, Ambassador of Japan Good Governance Kojiro Fujino, Deputy Resident Representative, Carvalho André, Country Director JICA De Aissata, Deputy Country Director/ Nishiuchi Kazuhiro, Counsellor, Embassy of Japan Programme

Annex 6. People Interviewed 101 Diarra Youssouf, Communications Officer Mbanda Martin, Senior Adviser, Post- Do Rosario Christian, Deputy Country Conflict Unit Director/Operations Ngokwey Ndolamb, Resident Representative Ehouman Benoit, Security Associate, Ngouan-Anoh Emma, Assistant Resident Country Office Representative/Programme El Alassane Baguia, MDG Specialist Oka-Balima Madeleine, Specialist, Gender and Ezoua Joseph, Programme Adviser Governance Fofié Koffi, Project Coordinator, Pérennisation Ouattara Oumar, Financial Analyst des cantines scolaires, Bondoukou Tsassa Célestin, Principal Economic Adviser Kone Seta, Programme Associate Yapo Serge Armand, Programme Lam Mocktar, Governance Specialist Analyst, Governance Madiarra Coulibaly Offia, National Expert, Yathé Archimède, Project Coordinator, HIV/AIDS and Gender PASU, Bondoukou Yewe Paulin, Programme Adviser

102 Annex 6. People Interviewed Annex 7. Evaluation Matrix

1. Criteria: Relevance of UNDP’s interventions in terms of objectives and approaches Indicators/ Specific Data collection standards for Data analysis Key issues Data sources sub-issues methods/tools determining methods success Were UNDP’s • How did UNDP • Development • Documentary • Results effec- Highlight the activities contribute to reports and diag- research tively envisaged coherence aligned with national policies nostic documents • Interviews with in the program- between the national and strategies? for the country contact persons ming frame- results and the strategies? • In which areas (UNDP and and beneficiaries works of the various bench- Are they in and in which government) Government and marks with regard agreement forms? What are • Contact persons the UNS to development with people’s some examples • Results acknowl- policies followed needs in the of good edged to have by the country and country? contributions? been relevant UNDP • Did the activities by the contact contribute to persons and resolving a par- beneficiaries ticular develop- interviewed ment problem in Côte d’Ivoire? • Were UNDP’s • Development • Documentary • Results Highlight the approaches reports and research effectively coherence adapted, diagnostic • Interviews with envisaged in the between the necessary, documents for contact persons programming results and the and in phase the country and beneficiaries frameworks of various bench- with national • Contact persons the Government marks with regard initiatives? And and the UNS to development with regard to • Results policies followed focus areas? And acknowledged by the country and the partnerships to have been UNDP established? relevant by the • Among its focus contact persons areas, which and beneficiaries components of interviewed UNDP’s activities should it concentrate on?

(continues)

(continues)

Annex 7. Evaluation Matrix 103 (continued) 1. Criteria: Relevance of UNDP’s interventions in terms of objectives and approaches (continued) Data collection Indicators/standards for Data analysis Key issues Specific sub-issues Data sources methods/tools determining success methods Were the • What was the respon- • Development • Documentary • Results effectively Highlight the approaches, siveness of UNDP reports and diag- research envisaged in the pro- coherence models, in Côte d’Ivoire nostic documents • Interviews gramming frameworks between the resources made with regard to the for the country with contact of the Government and results and the available, and realignment of its • Contact persons persons and the UNS various bench- conceptual programme in 2003- beneficiaries • Results acknowledged marks with framework of 2013 when faced with to have been relevant regard to devel- UNDP since the changing needs by the contact per- opment policies 2003 coher- and priorities of the sons and beneficiaries followed by the ent in order to country? interviewed country and bring about UNDP the anticipated • Did the activities • Development • Documentary • Results effectively Highlight the outcomes, par- conform to local reports and diag- research envisaged in the pro- coherence ticularly with and international nostic documents gramming frameworks between the regard to the • Interviews standards? for the country of the Government and results and the MDGs? with contact • Was the participative • Contact persons persons and the UNS various bench- approach used sys- beneficiaries • Results acknowledged marks with tematically to plan to have been relevant regard to devel- and implement pro- by the contact per- opment policies grammes, and what sons and beneficiaries followed by the was achieved in Côte interviewed country and d’Ivoire? UNDP 2. Criteria: Effectiveness in achieving the anticipated results with regard to coverage and beneficiary groups and by thematic areas (poverty, governance, crisis prevention)

What outputs • Did UNDP assist • Status reports or • Documentary • Number of central or • Analyse and did UNDP pro- central government final reports of review local government insti- highlight the duce in each institutions/local projects in the • Individual tutions strengthened level of out- thematic area? authorities in imple- programme or group by the programme put delivery menting reforms • Contact persons interviews with regard to poverty by capacity- What were aimed at achieving who were stake- reduction with a view building their contri- the MDGs and reduc- holders in project to achieving the MDGs projects butions to ing poverty? execution • Various achievements, • Analyse and achieving • Did UNDP assist local products, and perfor- highlight the the antici- • Beneficiary persons communities and and institutions mances credited to the impact of pated results? vulnerable popula- central or decentral- these outputs Were the tions in obtaining ized government, the on the con- final results better access to private sector, local text and the intended or employment oppor- communities includ- beneficiaries, unintended, tunities and income- ing vulnerable groups, i.e. to what positive or generating activities? resulting from skills extent were negative? • Did UNDP assist acquired through the antici- institutions in ensur- the programme with pated results ing their availability, regard to poverty achieved accessibility, and reduction for the with regard the quality of basic MDGs, governance, to capacity- social services to human rights, and building? the most vulnerable crisis prevention and groups, and women recovery in particular? (continues)

104 Annex 7. Evaluation Matrix (continued)

2. Criteria: Effectiveness in achieving the anticipated results with regard to coverage and beneficiary groups and by thematic areas (poverty, governance, crisis prevention) (continued)

Data collection Indicators/standards for Data analysis Key issues Specific sub-issues Data sources methods/tools determining success methods • Did the programme • Status reports or • Documentary • Number of people Analyse and contribute to the final reports of review whose capacities highlight the development of insti- projects in the • Individual where reinforced with indications and tutional and technical programme or group regard to the protec- arguments in skills with regard to • Contact persons interviews tion and sustainable favour of or the protection and who were stake- management of the against the sus- sustainable manage- holders in execut- environment tainability of the ment of the environ- ing projects • Number or percentage results obtained ment, and if so, to of beneficiaries who with regard to what extent? • Beneficiary persons protection and and institutions accessed various ser- • Did UNDP assist vices (drinking water, sustainable populations in par- sanitation, power) management of ticipating in environ- the environment mental protection and improving access to drinking water, sanitation services, and power supply? • To what extent was democracy (includ- ing local governance) strengthened and civic participation improved? • Did UNDP contribute to the development of the public admin- istration’s skills with regard to fundamen- tal rights at a national and local level? • To what extent was • Status reports or • Documentary • Number of institutions, • Analyse and UNDP effective in final reports of review structures, and actors highlight the coordinating aid with projects in the • Individual that were strengthened level of out- regard to the mobi- programme or group by the programme with put delivery lization of resources • Contact persons interviews regard to human rights by capacity- and integration of the who were stake- and gender building human development holders in execut- • Accomplishments, out- projects approach and other ing projects puts, and performance on gender UN values? Was it with regard to human equality improved? • Beneficiary persons and institutions rights and gender due • Analyse and • What place was to support offered by highlight the given to Gender in the programme impact of the implemented these outputs programmes? on the con- text and the beneficiaries, i.e. to what extent were the antici- pated results achieved with regard to gen- der equality? (continues)

Annex 7. Evaluation Matrix 105 (continued) 2. Criteria: Effectiveness in achieving the anticipated results with regard to coverage and beneficiary groups and by thematic areas (poverty, governance, crisis prevention) (continued) Data collection Indicators/standards for Data analysis Key issues Specific sub-issues Data sources methods/tools determining success methods Which factors • Which factors • Status reports or • Documentary • Number and nature of Analyse and affected the favoured the delivery final reports of review factors that facilitated highlight the achievement of outputs and, as a projects in the • Individual the delivery of project factors that of the result, the achieve- programme or group outputs facilitate the programme’s ment of the projects’ • Contact persons interviews delivery of out- results? results? who were stake- puts by the proj- holders in execut- ects, and thus ing projects the achieve- ment of the • Beneficiary programme’s persons and results institutions • Which factors hin- • Status reports or • Documentary • Number and nature of Analyse and dered the delivery final reports of review obstacles to the deliv- highlight the of outputs and the projects in the • Individual ery of project outputs factors that hin- achievement of proj- programme or group dered the deliv- ect outcomes? • Contact persons interviews ery of outputs who were stake- by the projects, holders in execut- and thus the ing projects achievement of • Beneficiary the programme persons and results institutions 3. Criteria: Efficiency with regard to management and programming How did • Were the programmes • Status reports for • Documentary • Costs relative to the • Cross UNDP use implemented within the projects review quality of outputs and verification/ its resources deadlines? Did they • Persons and insti- • Individual acquisitions comparison to achieve incur additional tutions active in interviews of costs for the desired expenses, and if so, the implementa- procurement results? how much and why? tion of the pro- and output • What is the impact of gramme’s projects delivery on one side and the crises on project • Persons and duration? the quality institutions who of what was • When faced by dif- benefited from ficulties in implemen- procured and the programme’s delivered on tation, did UNDP and activities its partners respond the other • Relevant observ- promptly and find • Highlight the ers who were solutions? quality of present in the area • What was the nature procurement and quality of moni- procedures toring and evaluation during the period of insecurity? (continues)

106 Annex 7. Evaluation Matrix (continued) 3. Criteria: Efficiency with regard to management and programming (continued) Data collection Indicators/standards for Data analysis Key issues Specific sub-issues Data sources methods/tools determining success methods With regard to • Were UNDP resources • Status reports for • Documentary • Cost of procurement • Cross program- used for the activi- the projects review and delivery of outputs verification/ ming? ties that were likely • Persons and insti- • Individual in relation to standards comparison to produce the most tutions active in interviews (if applicable) of costs for significant results? the implementa- • Quality of procurement procurement • Was there a problem tion of the pro- and delivery proce- and output with projects being gramme’s projects dures in relation to delivery on one side and spread too thinly? • Persons and UNDP standards • Did the UNDP pro- the quality institutions who of what was gramme maximize benefited from opportunities for syn- procured and the programme’s delivered on ergies with activities activities by other partners in the other • Relevant observ- order to reduce costs • Highlight the ers who were in relation to antici- quality of present in the area pated results? procurement procedures • Were procurement • Status reports for • Documentary • Cost of procurement • Cross and delivery proce- the projects review and delivery of outputs verification/ dures transparent and • Persons and insti- • Individual in relation to standards comparison rational? tutions active in interviews (if applicable) of costs for • What is the quality of the implementa- • Quality of procurement procurement operational planning tion of the pro- and delivery procedures and output by UNDP? Are plan- gramme’s projects in relation to UNDP delivery on one side and ning tools stable and • Persons and standards robust (how many the quality institutions who of what was revisions?)? benefited from • How quick and of procured and the programme’s delivered on what quality were activities local UNDP disburse- the other • Relevant observers ment protocols? • Highlight the who were present quality of • How did UNDP com- in the area pare to other UN procurement donors and others procedures with regard to the rate of disbursement? • Is there a better mech- anism for managing funds? • Could there be better effectiveness, account- ability, and flexibility in process management (particularly in com- plex processes like elections)? What was the capacity to man- age baskets of funds? • How effective was UNDP in partnerships? • How effective was UNDP in financing, pro- cedures, transparency, communication, and ability to act in phase with other actors and beneficiaries on all these points? (continues) Annex 7. Evaluation Matrix 107 (continued) 3. Criteria: Efficiency with regard to management and programming (continued) Data collection Indicators/standards Data analysis Key issues Specific sub-issues Data sources methods/tools for determining success methods • Were the appropriate personnel employed with regard to thematic areas like the environment, the Global Fund etc., but also gender? • What was the capacity and effectiveness of the NEX implementation modality? • What was done with recommendations from audits?

4. Criteria: Sustainability What was the • Were activities by • Status reports for • Documentary • Survival rate of Analyse and sustainability UNDP designed to the projects review new capacities in highlight the of the take into account • Persons and • Individual democratic institutions indications and outcomes the identifiable risks? institutions or group and central and local arguments in obtained? Was an exit strategy active in the interviews government structures, favour of or put in place? How implementation of as reasonably against the Would does UNDP propose the programme’s predicted, for the post- sustainability institutions to withdraw from projects programme period of the results supported by activities that have obtained with UNDP be able been run for years? • Persons and regard to to continue institutions who institutional • Were national and benefited from to operate local capacities in the capacities in without this the programme’s governance, various thematic areas activities support? sufficiently developed/ human rights, strengthened to allow • Relevant observers and crisis Do the UNDP to gradually who were present prevention and Government withdraw? in the area recovery and other actors • Once pilot initiatives contribute have been tested, has to the a plan for scaling up sustainability these initiatives been of UNDP’s prepared in case they actions? succeed? • What is the Government doing to make investments made through UNDP (and other donors) more sustainable? (continues)

108 Annex 7. Evaluation Matrix (continued) 5. Criteria: Positioning (strategic relevance and ability to adapt) Indicators/standards Data collection Data analysis Key issues Specific sub-issues Data sources for determining methods/tools methods success What was • Did the UNDP programme • Status reports for • Documentary • Anchor points for Analyse the UNDP’s facilitate the implementation the projects review UNDP’s positioning positioning positioning of national strategies and • Persons and • Individual anchor points in relation to policies and was its work institutions or group from the the other UN complementary to that of the active in the interviews point of view agencies and Government? implementation of of revealing cooperation • Was emphasis placed more the programme’s comparative actors in on policy and strategy or on projects advantages dealing with and any operational aspects? Was there • Persons and national an interface more with the limitations development institutions who Government or with actors benefited from priorities and from civil society, vulnerable problems? the programme’s and disadvantaged groups? activities • What would the optimal • Relevant observers Ability to balance be between upstream who were present adapt to and downstream activities? in the area changes in • Has UNDP adapted to the context? changing development problems and priorities of Côte d’Ivoire? Does it have an adequate mechanism for dealing with significant changes in the country’s situation, particularly with regard to urgent crises? • How does UNDP balance the Government’s requests for short-term aid and the needs of long-term development? • Should UNDP concentrate more on activities linked to human rights and providing support to the most disadvantaged and marginalized populations? (continues)

Annex 7. Evaluation Matrix 109 (continued) 5. Criteria: Positioning (strategic relevance and ability to adapt) (continued) Indicators/standards Data collection Data analysis Key issues Specific sub-issues Data sources for determining methods/tools methods success Balance • How did UNDP respond to • Status reports for • Documentary • Specific between needs for capacity building? the projects review contributions short-term Is it obliged to limit itself • Persons and • Individual ascribed to UNDP ability to to capacity building at the institutions or group adapt and expense of operational active in the interviews long-term activities? implementation of development • Is there coordination between the programme's goals? UNDP/other UNS agencies and projects other partners? What was the • Persons and How does contribution by headquarters UNDP institutions who and the regional bureau to the benefited from position itself dialogue with national actors in relation to the programme's on the role of UNDP, strategies, activities the rest of and entry points? Can further the United improvements be made? • Relevant observers Nations who were present System, the • Was UNDP strategy designed in the area international to maximize the use of its community, strong points, its expertise, its and national network and contacts? counterparts • How effective was its overall? positioning? • How was this positioning Is there perceived by the other effective actors (governments and coordination development partners)? between • If necessary, what should UNDP and the UNDP's new positioning be in other United the development context of Nations the country? agencies in shared areas of interest?

Which of UNDP’s strong points did the programme seek to apply through its projects? (continues)

110 Annex 7. Evaluation Matrix (continued) 6. Criteria: Strategies Indicators/standards Data collection Data analysis Key issues Specific sub-issues Data sources for determining methods/tools methods success What • How can it be ensured that all • Status reports for • Documentary • Methods, tools, Outline the development UNDP support has an impact the projects review supports, and entry conceptual approach on poverty reduction and good • Persons and • Individual points and strategic is UNDP governance? institutions or group • Focuses changes that implementing • Did the current CPD focus on active in the interviews have taken in Côte • Partnership place in the the right areas, in its choice of implementation of strategies of the d’Ivoire? specific themes? the programme’s programme programme and the What projects • Has UNDP taken leadership reorientations conceptual with regard to realigning • Persons and that are still framework priorities? institutions who relevant to the has been • How can more funds be benefited from development developed mobilized to the benefit of the programme’s context of by UNDP in the regional rather than the activities Côte d’Ivoire support of national context? • Relevant observers and the short- and • How can the ADR better serve who were present subregion. long-term in the area development the country programme? And in Côte the UNDAF? • Diagnosis and d’Ivoire? analysis section of the evaluation How well report on the have UNDP results of the strategies mission been able to adapt in response to changes in needs, tools, and planning cycles?

Annex 7. Evaluation Matrix 111 112 Annex 7. Evaluation Matrix Annex 8. Verification Form for Projects/Gender Marker

Evaluation Expected Gender- Num- of gender- results Gender Project code Title sensitive ber of sensitive (gender- score activities crosses needs sensitive) Institutional support project with the Directorate of Gender 00052432 Equality (DEPG) from the X X X 3 2A Ministry of the Family, Women and Social Affairs Support project for the integration of gender 00062309 X X X 3 2A considerations in the Ivorian electoral process Capacity-building programme 00070317 for female elected officials in X X X 3 2A local government Project for making school 00036501 cafeterias sustainable (gender & X X X 3 2A local development) Project for strengthening the national framework for X X X 3 2A addressing gender-based violence Support project for the reintegration of returning populations and the restarting CIV12/ of economic activities by host X X X 3 2A ER/47084/R communities in order to restore social cohesion in Côte d’Ivoire (WITHDRAWN)

The above table summarizes the scores awarded presented above are projects whose aim is to by the programme advisers who were sensitized address the issue of gender equality. The code to gender. The scores awarded in this table are 2A awarded to these five projects shows that 2 and higher, which indicates a significant con- UNDP has supported projects specifically tar- tribution to equality between the sexes, and geting gender equality and/or specifically work- that gender-sensitive needs are reflected in ing with women – a revealing indicator of its the activities planned and the results expected. strategy to take into consideration the gender Nevertheless, it should be noted that the projects aspect in its projects.

Annex 8. Verification Form for Projects/Gender Marker 113 Empowered lives. Resilient nations.

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