Roma As a Unique Cultural Minority: the Impact of Communism and Democratisation on Roma in Eastern Europe
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Durham E-Theses Roma as a Unique Cultural Minority: the Impact of Communism and Democratisation on Roma in Eastern Europe DANOVA, MILITSA,DANIELOVA How to cite: DANOVA, MILITSA,DANIELOVA (2011) Roma as a Unique Cultural Minority: the Impact of Communism and Democratisation on Roma in Eastern Europe, Durham theses, Durham University. Available at Durham E-Theses Online: http://etheses.dur.ac.uk/875/ Use policy The full-text may be used and/or reproduced, and given to third parties in any format or medium, without prior permission or charge, for personal research or study, educational, or not-for-prot purposes provided that: • a full bibliographic reference is made to the original source • a link is made to the metadata record in Durham E-Theses • the full-text is not changed in any way The full-text must not be sold in any format or medium without the formal permission of the copyright holders. Please consult the full Durham E-Theses policy for further details. Academic Support Oce, Durham University, University Oce, Old Elvet, Durham DH1 3HP e-mail: [email protected] Tel: +44 0191 334 6107 http://etheses.dur.ac.uk 2 Militsa Danielova Danova Roma as a Unique Cultural Minority: the Impact of Communism and Democratisation on Roma in Eastern Europe This thesis examines the socio-economic situation of Roma in three Eastern European countries: Bulgaria, Romania and Hungary. It observes that the governments of these three countries, to varying degrees, have failed to develop effective policies for improving the marginal situation of the Roma minority. My hypothesis is that one of the key factors explaining this failure is the fact that ‘the dominant group – ethnic minority’ relations in these countries have been based on a liberal as opposed to a multicultural model. An examination of the academic literature on accommodating ethnic minority rights reveals two main models that deal with the rights of minority cultures. The first, the liberal model, focuses on human rights and advances the idea that the best way to improve the quality of life of ethnic minorities would be to treat their members in the same way as the members of the dominant ethnic group. The second, the multicultural model, demands special protection of the culture of minority groups and views this as an essential precondition for improving the minority group’s socio-economic condition. The thesis argues that both the policies of the Eastern European governments, as well as the monitoring mechanisms adopted by the international community are based on the liberal approach which promotes the implementation of human rights standards. These policies have not been successful which in turn casts doubt on the suitability of the liberal model as a solution to the problematic situation of the Roma in the three Eastern European countries studied here. The thesis examines two other factors that explain the poor socio-economic status of Roma in Eastern Europe: the unique situation of the Roma minority as one lacking an external homeland that could support its minority abroad and the unique geo-political situation of these Eastern European countries whose other minorities do have external homelands and are seen as posing a security threat to the host countries. Thus the Roma suffer the twofold disadvantage of having no external protection and of being the target of the negative attitudes aimed at the other ethnic minority groups due to the perceived security threat to the territorial integrity of these states. The analysis demonstrates that the Roma minorities in Hungary fare better than in Bulgaria and Romania due to the lack of the above mentioned security issues vis-à-vis other ethnic minorities. ii Roma as a Unique Cultural Minority: the Impact of Communism and Democratisation on Roma in Eastern Europe Militsa Danielova Danova In partial fulfillment of the requirements for the degree PhD in Political Science Dissertation submitted to School of Government and International Affairs University of Durham March 2010 iii Table of Contents Introduction 1 1. Theoretical Debates on Rights for Ethnic Minority Groups 6 1.1. Introduction 6 1.2. Eastern Europe: nationalising states and minority rights 9 1.3. The liberal – multicultural debate 19 1.3.1. Ethnic groups and the state: defense of the state 20 1.3.2. The critique of cultural minority rights 23 1.3.3. Arguments in favor of minority rights 26 1.3.3.1. Context of choice, difficulty of exit, political visibility, and recognition 27 1.3.3.2. Redistribution as a necessary supplement to recognition 31 1.3.3.3. Legal and political inclusion of cultural difference 32 1.3.3.4. “Moral learning” as a step toward achieving social equality 37 1.3.3.5. The Roma and arguments in favour of group rights 39 1.4. Conclusion 41 2. Relevant International Instruments for Minority Protection: Is Roma Destiny Marginal to the Global Human Rights Agenda? (1648–2008) 44 2.1. Introduction 44 2.2. Historical overview of minority protection 46 2.2.1. Minority protection: from the Holy Roman Empire to the Congress of Berlin 46 2.2.1.1. The Holy Roman Empire: Post-Reformation developments 46 2.2.1.2. The Congress of Vienna (1814-1815) 48 2.2.2. The Congress of Berlin (1878): nationalism and external dictates of minority protection 49 2.2.3. The League of Nations (1919-1946): a system of minority iv treaty guarantees 50 2.3. Current international instruments for Roma protection 52 2.3.1. Overview 52 2.3.2. The United Nations: from group protection to an individualistic approach to the protection of minorities 52 2.3.2.1. Protection of physical integrity: the Genocide Convention 52 2.3.2.2. Protection of minority identity 54 2.3.2.2.1. UN Covenant on Civil and Political Rights 54 2.3.2.2.2. The UNESCO Declaration on Race and Racial Prejudice 56 2.3.2.3. The right to culture and minority protection: the UN Declaration on the Rights of Persons Belonging to National or Ethnic, Religious and Linguistic Minorities 58 2.3.2. The Organization for Security and Co-operation in Europe (OSCE) and Relevant Documents on Minority Protection 60 2.3.2.1. Individual rights for minorities: the Final Act of Helsinki 60 2.3.2.2. Further developments 61 2.3.3. Minority protection under the Council of Europe 63 2.3.3.1. Non-discrimination and the right to identity: The European Convention on Human Rights 63 2.3.3.2. Legally binding minority protection: Framework Convention for the Protection of National Minorities 65 2.4. Minority protection for the Roma 70 2.5. Identity and minority protection 73 2.6. Conclusion and outlooks 75 3. International Bodies That Monitor Standard Implementation: Rhetoric vs. Action (1947–2008) 77 3.1. Introduction 77 3.2. Office of the United Nations High Commissioner on Human Rights 79 3.2.1. Background developments of the establishment of the Office 79 3.2.2. Goals and achievements of the OHCHR 81 v 3.2.3. Staffing and employment of the OHCHR 84 3.2.4. Budget of the OHCHR 86 3.2.5. The OHCHR’s Initiatives in Central and Eastern Europe 87 3.3. Office for Democratic Institutions and Human Rights (ODIHR) 89 3.3.1. Background developments 89 3.3.2. Goals and work methods of the ODIHR 90 3.3.3. Structure of the ODIHR. The Office’s soft diplomacy 92 3.3.4. Budget and funding of the ODIHR 94 3.3.5. Activities in Central and Eastern Europe 95 3.4. European Monitoring Centre on Racism and Xenophobia (EUMC) 97 3.4.1. Background developments of the establishment of the EUMC 97 3.4.2. Structure and work methods of the EUMC 99 3.4.3. Budget and funding of the EUMC 102 3.4.4. Activities in Central and Eastern Europe 103 3.5. Conclusion 106 4. In Search of the Millennium: Comparative Analysis of Roma Treatment in Bulgaria, Hungary, and Romania before Transition to Democracy (1100-1989) 108 4.1. Introduction 108 4.2. Pre-modern developments in Bulgaria, Hungary, and Romania 109 4.2.1. Ottoman Empire 109 4.2.1.1. Bulgaria 109 4.2.1.2. Romania 113 4.2.2. The Habsburg Empire: Hungary 116 4.3 The Roma of independent states in the 20th century 117 4.3.1. The Roma of Bulgaria 117 4.3.2. The Roma of Romania 121 4.3.3. The Roma of Hungary 123 4.4. Communist policies toward the Roma 125 4.5. Conclusion 134 5. Domestic and International Visions of Minority Protection: Healthy Nexus or Uneasy Compromise? (1998-2008) 137 vi 5.1. Introduction 137 5.2. Minorities vs. states 138 5.2.1. Minorities in numbers 138 5.2.1.1. Bulgaria 138 5.2.1.2. Romania 141 5.2.1.3. Hungary 144 5.2.1.4. Concluding remarks 146 5.2.2. The argument of the state 147 5.3. Legal guarantees of minority rights and state programs for Roma integration 150 5.3.1. Bulgaria 150 5.3.1.1. Legal framework within the human rights system 150 5.3.1.2. Government measures for Roma integration 157 5.3.2. Romania 162 5.3.2.1. Legal framework within the human rights system 162 5.3.2.2. Government measures for Roma integration 166 5.3.3. Hungary 173 5.3.3.1. Legal framework within the human rights system 173 5.3.3.2. Government measures for Roma integration 177 5.4. Conclusion 185 Conclusion 191 Bibliography 198 vii Statement of Copyright The copyright of this thesis rests with the author.