Tradego Fintech Limited 捷利交易寶金融科技有限公司
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TradeGo FinTech Limited 捷利交易寶金融科技有限公司 SHARE OFFER TradeGo FinTech Limited 捷利交易寶金融科技有限公司 TradeGo FinTech Limited 捷利交易寶金融科技有限公司 (Incorporated in the Cayman Islands with limited liability) Stock Code : 8017 Sole Sponsor Sole Global Coordinator Joint Bookrunners and Joint Lead Managers IMPORTANT If you are in any doubt about this prospectus, you should obtain independent professional advice. TradeGo FinTech Limited 捷利交易寶金融科技有限公司 (incorporated in the Cayman Islands with limited liability) LISTING ON GEM OF THE STOCK EXCHANGE OF HONG KONG LIMITED BY WAY OF SHARE OFFER Number of Offer Shares : 125,000,000 Shares (subject to the Offer Size Adjustment Option) Number of Public Offer Shares : 12,500,000 Shares (subject to reallocation) Number of Placing Shares : 112,500,000 Shares (subject to reallocation and the Offer Size Adjustment Option) Offer Price : Not more than HK$0.80 per Offer Share and expected to be not less than HK$0.64 per Offer Share, plus brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) Nominal value : HK$0.01 per Share Stock code : 8017 Sole Sponsor Sole Global Coordinator Joint Bookrunners and Joint Lead Managers Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited and Hong Kong Securities Clearing Company Limited take no responsibility for the contents of this prospectus, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this prospectus. A copy of this prospectus, having attached thereto the documents specified in the paragraph headed “Documents Delivered to the Registrar of Companies and Available for Inspection – Documents Delivered to the Registrar of Companies in Hong Kong” in Appendix V to this prospectus, has been registered by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). The Securities and Futures Commission of Hong Kong and the Registrar of Companies in Hong Kong take no responsibility as to the contents of this prospectus or any other documents referred to above. The Offer Price is expected to be determined by agreement among the Joint Bookrunners and us on the Price Determination Date, which is scheduled on or about Thursday, 20 September 2018 or such later date as may be agreed between the Sole Global Coordinator (for itself and on behalf of the Underwriters) and us, and in any event not later than Wednesday, 26 September 2018. The Offer Price will not be more than HK$0.8 per Offer Share and is currently expected to be not less than HK$0.64 per Offer Share unless otherwise announced. If our Company and the Joint Bookrunners are unable to reach an agreement on the Offer Price by that date or such later date as agreed by our Company and the Sole Global Coordinator (for itself and on behalf of the Underwriters), the Share Offer will not become unconditional and will not proceed. The Joint Bookrunners, with the consent of our Company, may reduce the number of Offer Shares and/or the indicative Offer Price range below that as stated in this prospectus (which is HK$0.64 to HK$0.80 per Offer Share) at any time prior to the morning of the last day for lodging applications under the Public Offer. In such event, a notice will be published on the website of the Stock Exchange at www.hkexnews.hk and our Company’s website at www.tradego8.com. The Offer Shares have not been and will not be registered under the U.S. Securities Act or any state securities law in the United States and may not be offered, sold, pledged or transferred, except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the U.S. Securities Act and in accordance with any applicable U.S. state securities laws. The Offer Shares are being offered and sold only outside the United States in offshore transactions in reliance on Regulation S under the U.S. Securities Act and the applicable laws of each jurisdiction where those offers and sales occur. Prior to making an investment decision, prospective investors should consider carefully all of the information set out in this prospectus, including but not limited to the risk factors set out in the section headed “Risk Factors” in this prospectus. Prospective investors of the Offer Shares should note that at least two Joint Bookrunners may terminate the obligations under the Public Offer Underwriting Agreement by giving joint notice to the Company and the other Public Offer Underwriters upon the occurrence of any of the events set out in the section headed “Underwriting – Grounds for termination” in this prospectus at any time prior to 8:00 a.m. (Hong Kong time) on the Listing Date. Should any two of the Joint Bookrunners terminate the Public Offer Underwriting Agreement, the Share Offer will not proceed and will lapse. 17 September 2018 CHARACTERISTICS OF GEM GEM has been positioned as a market designed to accommodate small and mid-sized companies to which a higher investment risk may be attached than other companies listed on the Exchange. Prospective investors should be aware of the potential risks of investing in such companies and should make the decision to invest only after due and careful consideration. Given that the companies listed on GEM are generally small and mid-sized companies, there is a risk that securities traded on GEM may be more susceptible to high market volatility than securities traded on the Main Board and no assurance is given that there will be a liquid market in the securities traded on GEM. The principal means of information dissemination on GEM is publication on the internet website operated by the Stock Exchange. Listed companies are not generally required to issue paid announcements in gazetted newspaper. Accordingly, prospective investors should note that they need to have access to the Stock Exchange’s website at www.hkexnews.hk in order to obtain up-to-date information on companies listed on GEM. –i– EXPECTED TIMETABLE(1) Latest time to complete electronic applications under the HK eIPO White Form service through the designated website at www.hkeipo.hk(2) .................11:30 a.m. on Thursday, 20 September 2018 Application lists of the Public Offer open(3) ..................11:45 a.m., on Thursday, 20 September 2018 Latest time to lodge WHITE and YELLOW Application Forms and to give electronic application instructions to HKSCC(4) . .12:00 noon on Thursday, 20 September 2018 Latest time to complete payment of HK eIPO White Form applications by effecting internet banking transfer(s) or PPS payment transfer(s)(2) ...........................12:00 noon on Thursday, 20 September 2018 Application lists of the Public Offer close(3) .................12:00 noon on Thursday, 20 September 2018 Expected Price Determination Date(5) ...................Thursday, 20 September 2018 Announcement of the final Offer Price, the level of indication of interest in the Placing, the level of applications in the Public Offer and the basis of allocation of the Public Offer Shares to be published on the website of our Company at www.tradego8.com(6) and the website of the Stock Exchange at www.hkexnews.hk on or before ....................................Thursday, 27 September 2018 Results of allocations in the Public Offer (with successful applicants’ identification document numbers, where applicable) to be available through a variety of channels (see the section headed “How to Apply for Public Offer Shares – 11. Publication of Results” in this prospectus) from ............................Thursday, 27 September 2018 Results of allocations in the Public Offer will be available at www.tricor.com.hk/ipo/result with a “search by ID” function from ...................................Thursday, 27 September 2018 Despatch/Collection of share certificates in respect of wholly or partially successful applications pursuant to the Public Offer on or before(7)(8)........................Thursday, 27 September 2018 –ii– EXPECTED TIMETABLE(1) Despatch/Collection of the HK eIPO White Form e-Auto Refund payment instructions and refund cheques in respect of wholly or partially successful applications if the Offer Price is less than the price payable on application (if applicable) and wholly or partially unsuccessful applications pursuant to the Public Offer on or before(8)(9)...................Thursday, 27 September 2018 Dealings in the Shares on GEM expected to commence at 9:00 a.m. on ....................................Friday, 28 September 2018 Notes: (1) All times and dates refer to Hong Kong times and dates, except as otherwise stated. (2) You will not be permitted to submit your application to the HK eIPO White Form Service Provider through the designated website at www.hkeipo.hk after 11:30 a.m. on the last day for submitting applications. If you have already submitted your application and obtained a payment reference number from the designated website prior to 11:30 a.m., you will be permitted to continue the application process (by completing payment of application money) until 12:00 noon on the last day for submitting applications, when the application lists close. (3) If there is a “black” rainstorm warning signal or a tropical cyclone warning signal number 8 or above is in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon on Thursday, 20 September 2018, the application lists will not open on that day. For further information please refer to the section headed “How to Apply for Public Offer Shares – 10. Effect of Bad Weather on the Opening of the Application Lists” in this prospectus.