SLAC-PUB-15599 Black Hole Remnants in the Early Universe
1, 2, 1, 1, 2, 3, Fabio Scardigli, ∗ Christine Gruber, † and Pisin Chen ‡ 1Leung Center for Cosmology and Particle Astrophysics (LeCosPA), National Taiwan University, Taipei 106, Taiwan. 2Department of Physics and Graduate Institute of Astrophysics, National Taiwan University, Taipei 106, Taiwan. 3Kavli Institute for Particle Astrophysics and Cosmology, SLAC National Accelerator Laboratory, Stanford University, Menlo Park, CA 94025, U.S.A. We consider the production of primordial micro black holes (MBH) remnants in the early universe. These objects induce the universe to be in a matter-dominated era before the onset of inflation. Effects of such an epoch on the CMB power spectrum are discussed and computed both analytically and numerically. By comparison with the latest observational data from the WMAP collaboration, we find that our model is able to explain the quadrupole anomaly of the CMB power spectrum.
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I. INTRODUCTION sider the possibility of production of micro black holes in the early pre-inflationary Universe, due to quantum Inflation is without doubt the best model to explain fluctuations of the metric field [4, 5], as the seeds for the observed spatially flat and homogeneous Universe. the suppression of the inflaton fluctuations. There are Nevertheless, despite the great successes of the standard two salient features of this MBH nucleation. One is ΛCDM model in explaining almost all the data on CMB that the production rate per unit volume of space and anisotropy as most recently measured by WMAP obser- time is very high at the Planck temperature. To pre- vations, the suppression of the l = 2 quadrupole mode vent unphysical over-production of MBH, we invoke the still remains a puzzle in the framework of the standard holographic principle (HP) to constrain the initial condi- ΛCDM model (for a review on this subject, see e.g. [1]). tion of MBH production. The other is that the rate of such MBH production is a strong function of the back- Recently, several authors [2, 3] have been able to shed ground temperature. In particular, the rate is exponen- some light on this region of the CMB power spectrum, by tially suppressed when the temperature of the universe investigating the possibility of a pre-inflationary epoch, is sufficiently below the Planck temperature. Inflation dominated by radiation, instead of the usual inflationary is in general assumed to start when the temperature of vacuum. They found that a pre inflation radiation era the universe reaches the scale of the GUT energy, about can produce a suppression of the low k modes of the 1015 1016 GeV . Therefore one expects that the MBH primordial power spectrum, and this in turn affects the production− activity would cease long before the onset of low l modes of CMB anisotropy power spectrum. In fact, the inflation, and the MBH would have been totally evap- although inflation has the effect of washing out the initial orated and the universe would turn into radiation era be- conditions of the Universe, it happens that, if the present fore the inflation begins. However, when the Generalized Universe is just comparable to the size of the inflated Uncertainty Principle (GUP) is taken into consideration, region, a pre-inflation era may leave imprints on the CMB the complete decay of the nucleated MBH into radia- power spectrum. tion is prevented, and we have massive, but inert black However, these early attempts suffered of an arbitrary hole remnants [6] populating the pre-inflationary phase initial condition in the pre-inflationary era. Also, the of the Universe. Furthermore, the nucleation of MBH is space of the numerical parameters encoding the initial so efficient and fast that the Universe is put into a mat- radiation density was merely explored, without stating ter dominated era within a few Planck times, just about precise criteria for the choice of specific numerical values. 3 10 tp after the Big Bang (i.e., well before inflation) and In the present paper we propose a pre-inflationary there it stays until the onset of inflation. Such a pre- scenario that is based on the generic micro black hole inflation matter-dominated universe then suppresses the (MBH) production and a minimal set of first princi- initial inflaton fluctuations at the onset of the inflation. ples, namely the generalized uncertainty principle (GUP) and the holographic principle (HP), that can give rise to Accurate numerical simulations allowed us to single the suppression of the CMB quadrupole self-consistently out almost unique numerical values for the relevant ra- without the need of arbitrary inputs. Specifically, we con- diation and matter parameters. We have computed the effects of a pre-inflationary matter epoch on the primor- dial power spectrum of the quantum fluctuations of a scalar field, both analytically and numerically. Our ana- ∗Electronic address: [email protected] lytical solution, also a new feature of the present attempt †Electronic address: chrisy˙[email protected] with respect to the previous all-numerical investigations, ‡Electronic address: [email protected] has served as a guide for the more precise numerical com-
Published in Phys.Rev.D83:063507,2011 and arXiv:1009.0882. Work supported in part by US Department of Energy under contract DE-AC02-76SF00515. 2 putations. We have considered three alternative scenar- II. BLACK HOLE PHYSICS ios. The main model presented in this paper attempts to explain the suppression of the quadrupole moment of A. Generalized Uncertainty Principle the CMB with a pre-inflationary matter era. In order to isolate the cause of the CMB quadrupole anomaly, we As it is well known from the classical argument of the further examine two variations of this model, one with- Heisenberg microscope [7], the size δx of the smallest out the GUP, where the black holes decay into radiation detail of an object, theoretically detectable with a beam completely, and one without any black hole nucleated at of photons of energy E, is roughly given by all, both models resulting into a radiation-dominated era before inflation. ~c δx , (1) In all three cases the primordial power spectra have ≃ 2E been fed to the CMBFAST code in order to obtain the CMB power spectra, and then compared with each other since larger and larger energies are required to explore and tested against the last WMAP observational data. smaller and smaller details. Boundary conditions have been set in the fully inflation- The research on viable generalizations of the Heisen- ary epoch, and in so doing we avoided any arbitrary as- berg uncertainty principle traces back to many decades sumption on the state of radiation in the pre-inflationary (see for early approaches [8]; see for a review [9], and for era. The pre-inflation matter model seems to be the only more recent approaches [10–12]). In the last 20 years, one, among those studied, which is able to describe the there have been important studies in string theory [13] l = 2 mode suppression, although the radiation model suggesting that, in gedanken experiments on high energy still presents a better fitting of the data at high l values. scattering with high momentum transfer, the uncertainty This conclusion is widely discussed in the last section of relation should be written as the paper, where we also suggest avenues for future re- ~ p δx & + 2 βℓ2 , (2) search. We find it remarkable that, based on our ab initio 2p p ~ model without arbitrary input parameters, our resulting 2 2 suppression of the CMB spectrum agrees well with ob- where ℓp is the Planck length, and βℓp λs, where λs is servations. the characteristic string length. Since in∼ our high energy scattering E cp, the stringy Generalized Uncertainty The paper is organized as follows. In section II we Principle (GUP)≃ can be also written as will provide a brief overview of the black hole physics under the Generalized Uncertainty Principle. The GUP ~c E δx & + 2 βℓ2 , (3) will lead to a new mass-temperature relation and define a 2E p ~c minimum mass and maximum temperature for the black holes. Section III will set up the basic equations gov- where E is the energy of the colliding beams. erning the scenario, on the one hand the absorption and A similar modification of the uncertainty principle has emission processes which determine the black hole mass, been proposed [11, 14], on the ground of gedanken scat- and on the other hand the evolution equations of the tering experiments involving the formation of micro black holes with a gravitational radius of R E. It reads universe depending on its constitution. We will end up S ∼ with a system of four equations, containing black hole ~c 2E for E < p mass, black hole density, radiation density and the scale δx & E (4) factor as variables. At the end of that section we de- βR (E) for E , rive a condition for a pre inflation matter era, and we S ≥Ep present inflationary solutions. In section IV we will nu- where RS is the Schwarzschild radius associated with the merically calculate the black hole production and fix the energy E, namely RS = ℓpE/ p. parameters in the evolution equations. Section V will Combining linearly the aboveE inequalities we get deal with the equations needed to be solved to obtain ~c the primordial power spectrum of the quantum fluctua- δx & + βR (E) . (5) tions of a scalar field. First we state some approximate 2E S analytical solutions obtained via the WKB method, and Thus, the GUP originating from micro black hole then we present the numerical result of the equations. In gedanken experiments (MBH GUP) can be written as section VI finally we present the CMB power spectrum of the temperature anisotropies obtained by our model, and ~c E compare it to the two alternative cases with a radiation- δx & + βℓp . (6) 2E p dominated era before inflation. The conclusions of our E work are contained in section VII. Also the stringy inspired GUP (ST GUP, eq.(3)), using the relation pℓp = ~c/2, can be written as Throughout the paper the Planck length is defined as E 2 ~ 3 ~ ~ ℓp = G /c , the Planck energy as pℓp = c/2, and the c E 2 E δx & + βℓp . (7) Planck mass as Mp = p/c . 2E E Ep 3 where β is the deformation parameter, generally believed be fixed soon. With (9) we can rephrase Eq. (8) as to be of O(1). Thus, in 4 dimensions the two principles E coincide. In 4 + n dimensions, however, they lead to 2 m Ep + β . (10) remarkably different predictions (see [15]). ≃ E p E According to the equipartition principle the average en- ergy E of unpolarized photons of the Hawking radiation B. From the uncertainty principle to the is linked with their temperature T as mass-temperature relation
E = kBT. (11) Naturally, a modification of the uncertainty relation, In order to fix , we consider the semiclassical limit β i.e. of the basic commutators, has deep consequences → on the quantum mechanics, and on the quantum field 0, and require that formula (10) predicts the standard theory built upon it. The general implementation semiclassical Hawking temperature: of such commutation rules, as regards Hilbert space ~c3 ~c representation, ultraviolet regularization, or modified TH = = . (12) dispersion relations, has been discussed in a vast 8πGkB M 4πkBRS amount of literature (see [16] for an incomplete list). This fixes = π. In the present section, we want to focus on the use Defining the Planck temperature Tp so that p = kBTp/2 of (generalized) uncertainty relations to compute the and measuring all temperatures in Planck unitsE as Θ = basic feature of the Hawking effect, namely the formula T/Tp, we can finally cast formula (10) in the form linking the temperature of the black hole to its mass M. The seminal results of Hawking and Unruh [17, 18] are 1 2m = + ζ 2πΘ , (13) rigorously computed using QFT, based on Heisenberg 2πΘ uncertainty principle, on curved space-time. However, where we have defined the deformation parameter ζ = it has been shown [6, 19, 20] that the full calculation of β/π2. QFT in curved space-time (with standard commutators As already mentioned, in the semiclassical limit both for the ordinary uncertainty principle, or with deformed β and ζ tend to zero and (8) reduces to the ordinary commutators for the GUP) can be safely replaced by Heisenberg uncertainty principle. In this case Eq. (13) a computation employing only the (generalized) uncer- boils down to tainty relation and some basic physical considerations, in order to obtain the mass-temperature formula. 1 m = . (14) 4πΘ The GUP version of the standard Heisenberg formula which is the dimensionless version of Hawking’s formula (1) is (12). ~c E As we have seen, a computation of the mass- δx + βℓ . (8) temperature relation for black holes based on the GUP ≃ 2E p Ep has resulted in a modification of the Hawking formula for high temperatures. In the next subsection, we sum- which links the (average) wavelength of a photon to its marize as this leads also to the remarkable prediction of energy E. Conversely, with the relation (8) one can com- black hole remnants (see [6]). pute the energy E of a photon with a given (average) wavelength λ δx. ≃ Following loosely the arguments of Refs. [6, 15, 19–22], C. Minimum masses, maximum temperatures we can consider an ensemble of unpolarized photons of Hawking radiation just outside the event horizon. From The standard Hawking formula predicts a complete a geometrical point of view, it’s easy to see that the po- evaporation of a black hole, from an initial mass M down sition uncertainty of such photons is of the order of the to zero mass. As we have seen this is a direct conse- Schwarzschild radius R of the hole. An equivalent ar- S quence of the Heisenberg principle. However, when the gument comes from considering the average wavelength mass-temperature relation is derived from the GUP in- of the Hawking radiation, which is of the order of the ge- stead, the formulation immediately leads to a minimum ometrical size of the hole. By recalling that R = ℓ m, S p mass and a maximum temperature for the evaporating where m = M/M is the black hole mass in Planck units p black hole. Precisely we have, for the GUP, (M = /c2), we can estimate the photon positional p Ep uncertainty as 1 Θmax = (15a) 2π√ζ δx 2 R = 2 ℓ m . (9) ≃ S p
The proportionality constant is of order unity and will mmin = ζ (15b) 4
Note that, as expected, Θmax and mmin 0 in Since p = ~k, the number of quantum states (i.e. station- the Hawking limit β 0. Therefore→ ∞ the use of the→ GUP ary waves) in the volume V, with wave vector in [k, k+dk] eliminates the problem→ of an infinite temperature at the is end of the evaporation process, which is clearly unphysi- V 4πk2dk cal, and leads directly to the prediction of the existence of dN = dn dn dn = (18) x y z 3 2 3 Ω (2π) 4ℓp 2 black hole remnants ([6, 20, 22–24], [52]). In references 1+ β ~2 (~k) [6, 15], it has been shown that also the emission rate (erg/sec) is kept finite by the GUP mass-temperature Since k = ω/c, the number of photons (or gravitons) with formula, in contrast with an infinite output predicted by frequency within ω and ω + dω in a volume V is given by the Hawking formula. 2 V ω Γγ (ω) dnγ = dω . (19) 2 3 2 3 ~ω/kBT π c 4ℓp ~ω 2 e 1 1+ β 2 ( ) III. GOVERNING EQUATIONS ~ c − In case of a perfect black body (perfect emitter) we have In this section we will write down the basic equations for the greybody factor Γγ (ω) = 1 for any ω. The depen- which govern a system of black holes and radiation in the dence of Γγ (ω) from the frequency ω is in general very early universe. We will describe the evolution of a black complicated. It has been studied in many papers (for 4 hole mass as a balance of accretion and evaporation, as dimensional black holes see [30], for emission of gravi- well as consider the dynamical behavior of a universe tons in 4 + n dimensions see [31]), it is in some cases constituted by black holes and radiation. partially unknown, and in many cases can only be com- Then we shall derive a condition for a pre-inflation era puted numerically. In the present model, we neglect the dominated by matter, and the inflationary solutions for frequency dependence of Γγ, and therefore take the value the equations of motion of the scale factor a(t), in both Γγ := Γγ (ω) averaged over all the frequencies. Thus, cases of pre-inflation matter, or radiation dominated eras. for the number of photons (or gravitons) in the interval (ω, ω + dω) in a volume V we write (in 4 dimensions)
2 A. Emission rate equation V ω Γγ dnγ = 2 3 4ℓ2 ~ω/k T dω . (20) π c p ~ω 2 3 e B 1 [1 + β ~2 ( ) ] In this subsection we will describe the evaporation be- c − havior of a micro black hole (in 4 dimensions) taking into Obviously Γγ < 1 for a real non-ideal black body. account the GUP effects. The total energy of photons contained in a volume V (in In the present model we consider only photons or gravi- 4 dimensions) is then tons, nevertheless other kind of gauge or fermionic fields can be added in a straightforward way. γ ∞ ~ ETOT(V )= ω dnγ Before writing down the emission rate equation, we re- 0 view some delicate issues about greybody factors, emit- V (k T )4 = Γ B Γ(4)ζ(4) A(β,T ), (21) ted energy, and the Stefan-Boltzmann constant, in 4 di- γ π2c3~3 mensions with the GUP. The presence of a GUP, i.e. of a minimal length, forces where Γ(s) is the Euler Gamma function, ζ(s) is the Rie- us to take into account the squeezing of the fundamental mann Zeta function, and the function A(β,T ) accounts cell in momentum space (see [21, 26–29]). The squeezing for the cells’ squeezing in momentum space, due to GUP. results in a deformation of the usual Stefan-Boltzmann The function A(β,T ) can be formally written as law. This deformation has to be considered, at least in 3 1 ∞ 1 x principle, since we deal with micro black holes close to A(β,T )= 3 x dx Γ(4)ζ(4) 0 [1 + β(2ℓ k Tx/ ~c)2] e 1 their final evaporation phase, where the predictions of p B − the GUP are expected to differ noticeably from those of (22) the Heisenberg principle. and by this definition we have Due to the deformation of the Heisenberg fundamental inequality, A(β,T ) 1 for β 0 . → → ~ 4ℓ2 Defining the Stefan-Boltzmann constant (in 4 dimen- ∆x∆p 1+ β p ∆p2 , (16) ~2 ≥ 2 sions) as the number of quantum states per momentum space vol- c Γ(4)ζ(4) 4 σ3 = kB, (23) ume (or the invariant phase space volume) is 3 π2c3~3 the total energy can be written as V dp dp dp dn dn dn = x y z (17) x y z ~ 3 2 3 3 σ (2π ) 4ℓp 2 γ 3 4 1+ β 2 p E (V )=Γ VT A(β,T ). (24) ~ TOT γ c 5
The energy dE radiated in photons (or gravitons) from limit the analysis of absorption to the background radia- the black hole, in a time dt, measured by the far observer, tion. The calculations are particularly inspired by Refs. can be written as [34–38]. Absorption terms will appear with a positive sign in Eq.(28). The general form of the absorption term 3σ dE =Γ 3 T 4 A(β,T ), (25) will be γ c V3 dM σ where is the effective volume occupied by photons in = ρeff , (30) 3 dt c the vicinityV of the event horizon, which contains the effective energy density ρeff and the =4π R2 c dt. (26) V3 S appropriate cross section σ for the gravitational capture of relativistic particles in the background by the black Thus, finally, the differential equation of the emission hole. Since we want to consider relativistic background rate is [21, 32, 33] radiation, the effective energy density can be defined as dE = 12π Γ σ R2 T 4 A(β,T ) . (27) ρeff = ρ +3p(ρ) . (31) − dt γ 3 S In the case of radiation with an equation of state param- where the minus sign indicates the loss of mass/energy. eter w = 1 , this results in an effective energy density With the explicit definitions of σ , R , and using Planck 3 3 S of variables m = M/Mp = E/ p,Θ= T/Tp, τ = t/tp 1 E (where = k T and t = ℓ /c), we can rewrite the eff ρrad p 2 B p p p ρ = ρ +3 =2ρ . (32) emissionE rate equation as rad 3 rad
3 Thus, the absorption/accretion term for background dm 8 π Γγ 2 4 = m Θ (β, Θ), (28) radiation reads − dτ 15 A dM σ where we used Γ(4)ζ(4) = π4/15 and = rad 2ρ . (33) dt c rad 3 15 ∞ 1 x (β, Θ) = dx Since the environment is supposed to be isotropic and 4 2 2 3 x A π 0 [1 + 4 β Θ x ] e 1 homogeneous, the cross section for the absorption of rela- − (29) tivistic particles is proportional to the square of the black hole mass [35], In the applications presented in the following sections, 2 2 the GUP will be implemented by considering only the G M σrad = σpart = 27π . (34) cutoff imposed on minimum masses and maximum tem- c4 peratures. In other words, we mimic the cutoff effects Note that a heuristic deduction of such cross section can of the GUP by simply stating that the micro black hole be obtained directly from the spherical geometry of the evaporation stops when T = T or equivalently when max black hole dM =4πR2 ρ dt/c = 16 π G2 M 2ρ dt/c5. M = M , and otherwise using the ”simpler” Hawking S rad rad min In Planckian units the equation for accretion terms form of the mass-temperature relation. This is tanta- reads mount to choose (β, Θ) 1. We adopt this choice in order not to renderA the calculation≃ too tedious, in par- eff dm 2 ρ ticular for those involving the nucleation rate of black = 27πm (35) dτ ρpl holes and the emission rate in the presence of absorption terms. 3 where ρpl := p/ℓp is the Planck energy density. Then, a moreE complete differential equation for the evolution of the mass of a micro black hole can be given B. Absorption terms in the evolution equation for by micro black holes dm 8 π3 Γ ρ = γ m2 Θ4 (β, Θ) + 54 πm2 rad (36) In this section we consider the absorption of radiation dτ − 15 A ρpl by black holes. Therefore, we extend the emission rate equation (28) in order to describe all the processes chang- where we used the background equation of state through eff ing the mass of a black hole. In principle, as our system the effective energy density ρ =2ρrad. consists of radiation and micro black holes, we should also As stated before, for sake of simplicity we assume that take into account the absorption of micro black holes by the black hole evaporation evolves according to the stan- other micro black holes. However, we will see later that dard Hawking mass-temperature relation (12), and thus the black hole density is low enough to neglect scatter- we consider in Eq.(36) the GUP correction function ing processes among black holes themselves, and thus we (β, Θ) 1. We shall keep in mind the cutoff on A ≃ 6 mass/temperature predicted by the GUP, and put it in the evolution of the energy densities ρrad and ρmbh under by hand whenever needed. the cosmic evolution of the scale factor a(t) usually the Then, the differential equation for the evolution of mi- (0) component of the continuity equation is considered, cro black hole mass/energy ε can be written as 0 0 T = G . (45) 2 2 ∇ dε 2 4 54πG ε = 12π Γ σ R T + ρ , (37) 0 dt − γ 3 S c7 rad Here G is a source-sink term that can appear especially in the description of reciprocally interacting subparts of where ε is the average energy content of a single black 2 the whole system, as we shall see in the next section. hole, ε = Mc . Using expression (23) for σ3, and RS = ν 4 T is the energy-momentum tensor of a perfect fluid. 2Gε/c , we can write Specializing this equation to the RW metric, we obtain, for the global energy density ρrad + ρmbh, dε C 2 = 2 + Dε ρrad (38) dt −ε 0 ρ˙rad +ρ ˙mbh +4Hρrad +3Hρmbh = G (46) with where H =a/a ˙ and G0 is a possible source-sink term. We Γ ~ c10 54πG2 C = γ ; D = . (39) shall now compute accurately the form of the continuity 3840 π G2 c7 equation for both the subsystems ”radiation” and ”black holes”, in particular the form of the source-sink term. C. Evolution equations The system we are investigating is a defined mixture of radiation and black holes, where the Hubble radius RH of the universe contains a given fixed total number N of 1. Cosmological equation micro black holes, a given amount of radiation, and the only processes that can happen are exchanges of energy Given the standard RW metric (with Weinberg con- between the black holes and the surrounding radiation. ventions but c = 1) As already mentioned before, in this phase no black hole merging, nor black hole nucleation, is supposed to happen. 2 2 2 2 1 2 2 2 ds = c dt + a (t) dr + r dΩ (40) Let us first focus on the evolution equation for ρmbh. − 1 kr2 − Micro black holes are a particular type of dust: they can where dΩ2 = dθ2 + sin2 θdφ2, and the energy-momentum emit or absorb radiation. As a first step however, we tensor of a perfect fluid suppose that micro black holes have a negligible interac- tion with radiation (i.e. we treat them as standard dust). T ν = (ρ + p)u uν + pg ν (41) Then the continuity equation, without any source term, can be written where ρ is energy density and p is pressure, the (00) com- a˙ ponent of the Einstein equation reads ρ˙ +3Hρ = 0 ; H = (47) mbh mbh a a˙ 2 kc2 8πG + = ρ, (42) This equation takes already into account the variations a a2 3 c2 in mass/energy density due to the simple variation in while from the (ii) components we have volume. In fact, from (47) we have
a¨ a˙ 2 kc2 8πG ρ˙mbh a˙ 2 + + = p. (43) = 3 (48) a a a2 − c2 ρmbh − a In our model, the energy density has contributions of and therefore radiation and matter, and can thus be written as ρ = A ρrad + ρmbh. For simplicity, and following Ref.[3], we ρmbh = 3 (49) now consider a flat metric, i.e. k = 0. The equation is a then written as where A is an integration constant. Hence we see that 3 2 at any time t we should have ρ (t) a(t) = A, so the a˙ 8πG mbh = (ρ + ρ ). (44) integration constant should be written as a 3 c2 rad mbh 3 A = ρmbh(tc) a(tc) , (50) 2. Evolution equations for ρ and ρ mbh rad where tc is the time point when the constant A is deter- mined. It is a characteristic time for the onset of matter We suppose our system to consist of a “soup” of micro era, and will be investigated in section IV. Since a(t) is black holes and radiation. It is well known [see e.g. text- adimensional, A should have the dimensions of an energy books by Weinberg or Landau] that for the description of density. 7
Conversely, considering black holes as dust grains of con- where B is an integration constant. stant mass M, then the link between mass/energy density From the previous two steps, it is then clear that, consid- and volume can be immediately written as ering both the expanding box and the emitting/absorbing black holes, we can write globally forρ ˙ Mc2 N a(t )3 rad ρ = c (51) mbh R (t )3 a3 a˙ Na(t )3 H c ρ˙ = 4 ρ c ε˙ . (59) rad − a rad − R (t )3 a3 where N is the total number of micro black hole in the H c volume a(t)3 at any instant t>t . As will be derived c We see that in the equations (54), (59) the term in section IV, N is considered to be constant, since no Na(t )3 ε/R˙ (t )3 a3, which accounts for the emit- creation, merging, or complete evaporation of micro black c H c ting/absorbing activity by black holes, appears with op- holes are allowed after the time t . All the quantities c posite signs, respectively. This is physically very plausi- M, t , N, R (t ), a(t ) will be computed explicitly via c H c c ble since, if for exampleε> ˙ 0, then that term contributes numerical simulation in section IV. So we have to the accretion of black holes’ masses, while exactly the 2 3 Mc Na(tc) a˙ same amount of energy is taken from the radiation sur- ρ˙mbh = 3 3 4 a˙ = 3 ρmbh . (52) − RH (tc) a − a rounding the black holes. Coherently, we see that the global continuity equation for black holes and radiation which coincides with (47). combined reads If now we suppose that also the mass/energy of the single black hole can change in time, then Eq.(51) reads a˙ a˙ ρ˙mbh + 3 ρmbh +ρ ˙rad +4 ρrad =0 , (60) 3 a a ε(t) N a(tc) ρmbh = 3 3 (53) RH (tc) a(t) that is, it does not contain any source term. This is rea- sonable, since our system contains only black holes and 2 with ε(t)= M(t)c , and this expression immediately sug- radiation, and therefore the global energy content must gests by derivation the correct source term in the conti- be conserved (only diluted by the cosmic expansion rate nuity equation: H = 0). Systems of equations where one term appears 3 as a source in one equation, and as a sink in another, are a˙ Na(tc) ρ˙mbh + 3 ρmbh = ε.˙ (54) quite common in physics and in cosmology. For example a R (t )3 a3 H c recent models dealing with the interaction between dark Let us now focus on the equation for the radiation matter and dark energy display such features [39]. energy density ρrad. As first step, consider the variation of ρrad due to presence of emitting/absorbing micro black holes, when the system radiation/black holes is contained 3. Complete set of equations in a box of fixed volume. If dε is the variation in a time dt of the energy content of a single black hole, and the We are now able to write down a set of equations that box contains N black holes (all of the same mass), then should describe, hopefully in a complete way, the pri- the variation of the energy of the radiation in the box is mordial ”soup” of radiation and micro black holes, in a temporal interval ranging from the end of black hole pro- dE = Ndε . (55) − duction era (t = tc) to the starting of inflation (t = tinfl). Since the volume of the box scales as V (t) = Considering the equations (38), (54), (59), (44), we can 3 3 3 RH (tc) a(t) /a(tc) , then the variation of the radiation write the system (t is, as before, the comoving time) energy density is dε C = + Dε2 ρ dE Ndε dt −ε2 rad dρrad = = (56) V (t) −V (t) a˙ Na(t )3 ρ˙ + 3 ρ = c ε˙ mbh a mbh R (t )3 a3 which means H c 3 3 a˙ Na(tc) Na(tc) ρ˙rad + 4 ρrad = 3 3 ε˙ ρ˙rad = 3 3 ε˙ (57) a −RH (tc) a −RH (tc) a a˙ 2 8πG This relation is true in the hypothesis of a fixed box. If in = (ρ + ρ ) (61) a 3 c2 rad mbh particular the black hole were inert (neither absorption nor emission) thenε ˙ = 0 and thereforeρ ˙rad = 0. As we see, this is a system of 4 equations for the 4 un- In an expanding box, containing only radiation or just knowns ε(t), ρ (t), ρ (t), a(t). This is a good sign for a few inert black holes ( dust grains), we know that mbh rad ≡ the closure and solvability of the system. However it is from the continuity equation (45) we can write for ρrad clear that this system is strongly coupled, and moreover B nonlinear. Thus, to find an explicit solution is surely hard ρ˙ +4Hρ =0 ρ = (58) rad rad ⇐⇒ rad a4 and perhaps impossible. Nevertheless, the system can 8 be studied in some physically meaningful situations (as We can now wonder how much matter (micro black for example when the micro black holes are very weakly holes = dust) should be present in order to have a matter interacting with radiation, withε ˙ 0, when they essen- dominated universe before the beginning of the inflation. tially behave like dust). In these limits≃ the equations can A condition for this can be easily derived by inspecting yield useful insights on the behavior of the scale factor the exact solution (65) and considering its expansion as a(t), which can be used (via a procedure similar to that of 2 Ref.[3]) to compute the effects of this ”soup” of radiation 2a3/2 3 B 9 B 1 and micro black holes on the successive inflation era, and 3√κA − 2 Aa − 8 Aa possibly on particular features of the power spectrum. B 3/2 B 3 +2 + = t. (69) Aa O Aa D. Pre-inflation matter era Clearly, the universe will be in a matter dominated era 6 We study here the regime just sketched at the end of at the onset of inflation, namely for t = tI 10 tP (the ≃ the previous section, when micro black holes are very time when the temperature of the universe corresponds weekly interacting with radiation (ε ˙ 0). Our primor- to the GUT energy scale), whenever the condition dial ”soup” is therefore composed by radiation≃ and dust. 3 B In this approximation, the second and third equation of 1 (70) system (61) can be immediately integrated to give 2 Aa ≪ is satisfied. An even simpler derivation can be found by A B ρ = , ρ = . (62) writing Eq.(64) in the form mbh a3 rad a4 a˙ 2 A B where the integration constants A and B have dimensions = κ 1+ (71) a a3 Aa as energy densities, and can be written as A = ρ (t ) a(t )3 , B = ρ (t ) a(t )4 . (63) from which we read off that the evolution is matter domi- mbh c c rad r r nated when B/(Aa) 1. In section IV we shall compute ≪ Here tc and tr are the characteristic times for the onset of explicitly via numerical simulation every step of the black matter and radiation eras, respectively. They will both hole nucleation phase, and the associated evolution of be explicitly specified in the next sections. Then the (00) the pre-inflationary radiation and matter eras. We shall equation of system (61) reads conclude that the above matter dominance condition is always met, even well before the onset of inflation. a˙ 2 8πG A B = + . (64) a 3 c2 a3 a4 E. Inflationary solutions Equation (64) is separable, and can be integrated exactly. The solution obeying the boundary condition a(0) = 0for In our equations we now also take into account a con- t = 0 is stant vacuum energy, namely a cosmological constant. In this way, we shall be able to generate inflationary expo- 2 √ 2 (Aa(t) 2B) Aa(t)+ B +2B B = t (65) nential solutions. Following Ref.[3], the (00) component 3√κA − of the Einstein equation in this case reads where κ = (8πG)/(3 c2). Using the binomial expansion 2 a˙ A B = κ + + C . (72) 1 1 a a3 a4 (1 + ǫ)1/2 =1+ ǫ ǫ2 + ... (66) 2 − 8 The constant C in the Friedmann equation results from we find, in the limit A 0 or equivalently a(t) 0 for assuming a power law potential V (φ) for the inflaton t 0, → → field. C and the potential are connected by → 2 3C a = 2√κB t (67) V (φ)= φ2 + C c φ + c , (73) 2 1 2 which is the well know behavior of pure radiation era. where C is the quasi de Sitter parameter in the Fried- In the other regime, when a or A are large, or equivalently mann equation, and c and c are constants to be fixed B 0, we find 1 2 → from the inflationary model. In other words, C is mim- 3 icking the potential for the inflaton field. The previous a3/2 = √κA t (68) 2 equation can be written as 2 which is the the standard result for a matter dominated a˙ A B Ca3 = κ 1+ + (74) era. a a3 Aa A 9 and under the matter era condition, B/(Aa) 1, it It is also useful to derive a condition for the onset of becomes ≪ inflation. From Eq.(72) we can obtain the sign ofa ¨
a˙ 2 A a¨ A B = κ + C . (75) = κ + C , (82) a a3 a −2a3 − a4 Again, this equation is easily separable, and the solution anda> ¨ 0 if obeying the boundary condition a(0) = 0 for t = 0 is A 2B A C > 1+ & , (83) 2a3 Aa 2a3 A 1/3 3 2/3 a(t)= sinh √κC t , (76) C 2 where we used the pre-inflation matter era condition B/(Aa) 1. Therefore we shall be in a full inflationary ≪ which, for vanishing C, or small t, results in solution (68), era,a> ¨ 0, when 1/3 3 2/3 A a(t) (κA)1/3 t2/3, (77) a & . (84) ≃ 2 2C while for large t, it exhibits an exponential (i.e. inflation- IV. BLACK HOLE NUCLEATION: ary) behavior [40], NUMERICAL SIMULATION
A 1/3 a(t) exp √κC t . (78) In this section we numerically simulate the nucleation ≃ 4C of micro black holes in pre-inflation era, and come up with a number of micro black hole remnants sufficient to We can grasp an idea of the overall solution a(t) by nu- make the universe pass from a radiation dominated to a merically integrating Eq.(72). The evolution of the scale matter dominated pre-inflation era. We will express ev- factor is shown in Fig.1. ery quantity in planckian units, meaning e.g. τ = t/tp, Θ = T/T , m = M/M . Thus every quantity is dimen- H L p p a t sionless. 8 In 1982 Gross, Perry and Yaffe [4] investigated the stabil- ity of flat space and the arising gravitational instabilities, 6 which might lead to singularities. They used the formal- ism of path integrals in a quantum version of Einstein’s 4 theory of gravity to analyze these gravitational fluctua- tions. As a concrete example, they took a box filled with 2 thermal radiation to derive an expression for the prob- ability for the spontaneous formation of black holes out t of the gravitational instabilities of spacetime. Two years 0.5 1 1.5 2 2.5 3 3.5 later, Kapusta [5] gave an alternative heuristic derivation of the nucleation rate, using the classical theory of nu- FIG. 1: Diagram for a(t) versus t, in a model assuming sub- cleation during a thermodynamical phase transition. He sequent radiation and matter eras before inflation. reproduced the rate nearly completely with the classical approach considering the change in free energy of the sys- tem during the nucleation of a black hole, and completed In case of radiation dominated pre-inflation era, i.e. no the analogy by inserting by hand quantum corrections matter present (A = 0), equation (72) reads into his classically derived formula. See Appendix 1 for the explicit steps of such derivation. a˙ 2 B = κ + C , (79) The nucleation rate for black holes reads (Eq.(209), Ap- a a4 pendix 1)
2 and the solution obeying the boundary condition a(0) = 8π 167/45 1/16πΘ Γ (Θ) = Θ− e− , (85) 0 for t = 0 is N 15 64π3 B 1/4 1/2 where Θ is the temperature of the universe (the thermal a(t)= sinh 2√κC t , (80) bath), expressed in Planck units, and at the same time C the temperature of the nucleated black holes, connected which for small t or vanishing C is to their mass m by 1 √ 1/4 1/2 Θ= . (86) a(t) = 2 (κB) t . (81) 4πm 10
At a given temperature Θ, all the black holes created To calculate the time of the transition from radiation- to according to this nucleation rate will have mass m. matter-dominance (which evidently takes place after τc), we consider the ratio As stated before, the pre-inflation era is supposed to 43 ρm(τ) ρm(τ) take place from the Planck time tp 10− s to the onset R(τ)= = τ 2. (90) 37 ≃ of inflation, tinf 10− s, when the temperature of the ρr(τ) ρp universe has reached≃ the GUT energy scale. At very early times, when Θ > Θ 1/(4π), the nucleation probabil- At the very beginning there is only radiation. So for a ∗ ≃ while ρm(τ) = 0, the evolution of ρr(τ) is driven by radi- ity is very high, but does not lead to black hole formation 1/2 2 as it is forbidden by the GUP to create smaller than the ation, a(τ) τ , and therefore ρr ρp/τ . This is cor- rect at least∼ before black holes are created,∼ whereas after Planck mass black holes (mmin √ζ Mp where ζ 1). ≃1 ∼ the onset of nucleation, a(τ) evolves in a more complex For temperatures above Θ 4π production of small black holes is not possible.∗ So≃ at least for this very early manner dictated by equations (64, 65). As nucleation time, the universe is simply a chaotic hot sphere that starts, ρm(τ) grows, and some time later R(τ) crosses 1. we suppose to be filled with primordial radiation, follow- R(τ) can only be used for qualitative statements at the ing the approach of Refs.[2, 3]. There might be regions beginning of nucleation, since, in the way it is defined, with larger density than others, but the conditions are it is rigorously valid only until the start of matter nu- too chaotic to allow formation of stable objects like black cleation, and it does not contain any information about holes. The universe can thus be assumed to be radiation- the time-development of the scale factor according to the dominated at the beginning, and will migrate to being full Friedmann equation, when matter and radiation are matter-dominated at a later time, when black holes are both present. So it should only be applied during short starting to be formed. Considering an adiabatically ex- time spans, just after the nucleation starts, when the scale factor doesn’t change significantly. The condition panding universe, we can write T (τ)a(τ)= Tpa(tp), and 3B/(2Aa) 1 is the only significant criterion to fully since during the radiation era the scale factor evolves like ≪ 1/2 determine the radiation to matter transition of the uni- ar(τ) a(tp)τ , and we choose a(tp) = 1, we have ≃ verse at later times, when matter and radiation are both 1 present. Θ = (87) r τ 1/2 during the time when the universe is dominated by radia- B. Nucleation Process tion. For a matter-dominated universe, the temperature evolution is analogously given by Using Eq. (87), in radiation era we can write the nu- 1 cleation rate as a function of time as Θm = 2/3 . (88) τ 1 167/90 τ/16π Γ (τ)= τ e− . (91) N,r 15 8π2 A. State of the universe The temperature Θ of the Universe is linked not only to time, but also to the mass of the nucleated black hole, The parameters in the Friedmann equation contain- since a black hole, at the instant of its creation, is in ing matter and radiation energy densities are defined as thermal equilibrium with the rest of the Universe. In (Eq.(63)) fact
3 1 1 2 2 A = ρm(τc) a (τc), (89a) Θ= and Θ = τ = 16π m . (92) 4πm r τ 1/2 ⇒ r 4 B = ρr(τp) a (τp), (89b) It should be explicitly noted that the relation (92) does and their dimension has to be energy per volume, as the not express the time evolution of the mass of one black scale factor is a dimensionless quantity. hole, but the dependence of the initial mass of the nu- At the Planck time, the universe is in a radiation- cleated black holes on time. The evolution with time of dominated stage, and it is reasonable to assume that the black hole mass, due to evaporation/accretion pro- ρr(τp)= ρp. Assuming a(τp) = 1 (which is an unconven- cesses, is given by relation (36), while equation (92) ex- tional, but convenient choice, and will be converted to presses the evolution with time of the masses of the black the common notion of a(τtoday) = 1 later), the radiation holes at the instant of their creation. Therefore the cutoff parameter can be fixed as B = 1, expressed in Planck from the Generalized Uncertainty Principle, which gives units. For the matter parameter, we have to choose a a minimum mass m 1, can be translated also in terms 2∼ time τc when black holes are starting to be nucleated, of time as τ = 16π 158. This can be seen in Fig. 2 - ∗ ≃ and calculate ρm(τc). This time and the parameter A the curve is truncated at τ (vertical line), which corre- will be derived in the next subsections via numerical sim- sponds to the cutoff at about∗ one Planck mass. This re- ulations. lation also implies that the black holes nucleated at later 11
where L(B) is a so-called light sheet, which defines a cer- N,rHΤL tain region of space-time B, and A(B) is the codimension 0.8 1 boundary of that region. For our situation, applying the holographic principle simply means that the total en- 0.6 tropy contained in the Hubble sphere cannot exceed the entropy of a black hole of size equal to the Hubble sphere,
0.4 which represents the maximum entropy that can be held in that spacetime region, as black holes are the most en- tropic objects. According to Refs. [42, 43], the expression 0.2 for the entropy of a black hole is A 0.0 time Τ bh 0 100 200 300 400 500 600 S = , bh 4 and so the entropy of a black hole of the size of the Hubble FIG. 2: Nucleation rate, ΓN,r(τ) over time τ. sphere (HS) is given by A S (τ)= HS = πR2 (τ). (96) HS 4 H times have larger masses, according to Eq. (92), while the This can be used to define a cutoff for the nucleation rate. probability of their formation decreases. We demand that at no time point in the evolution of the From the onset of nucleation the number of black holes universe the entropy of the black holes can exceed the nucleated each Planck time per Planck volume is given by total entropy that Hubble sphere can maximally hold, the rate (91), but we have to monitor closely the over- and then we try to find a time point τc, from which this all state of the universe. When the ratio R(τ) crosses condition is fulfilled. If this condition is violated in the unity, then the universe changes to a matter-dominated course of black hole production, then it is simply not stage, in which case the nucleation rate is no longer given allowed to create black holes. The entropy of the black by Eq. (91). As soon as the phase transition happens, the holes within the Hubble sphere is nucleation rate has to be given in terms of the tempera- 2/3 τ ture in a matter-dominated universe (Θm = τ − ): 2 4π 3 S (τ)= Γ (τ ′) πr (τ ′) τ ′ dτ ′, (97) bh N,r s 3 4 3 τ∗ 1 334/135 τ / / 16π ΓN,m(τ)= 2 τ e− . (93) 15 8π where the Schwarzschild radius of the black holes is rs = m = τ 1/2/(4π), from Eq.(92), and we require that at all In order to get the number of black holes nucleated with times time, we have to do a time integration over the nucleation rate, multiplied with the volume of the universe in each Sbh(τ) 6 SHS (τ). time point. Considering that the Hubble radius is defined as RH = c/H, and that for power law expansion rates Again, since the universe has started off in a radiation- (a(t) tα) we have R ct, then, taking as initial dominated era, and the black hole nucleation has not yet ∼ H ∼ condition RH (τp)= ℓp, we can write (in units of Planck begun, the rate as a function of time is defined using 3 1/2 length) RH (τ)= τ. Therefore (since ℓp = Vp = 1) Θr = τ − . It is yet unknown when the production of black holes will change the state of the universe to be 4π V (τ)= τ 3. (94) matter-dominated, but to find out the time of nucleation H 3 start, we are for now bound to the assumption of radi- ation dominance and thus will use Γ (τ) in the above But before we go on to calculate the black hole number, N,r expression for the entropy. we take into account another principle, which will give The cutoff time turns out to be τ = 993, as can be seen a more stringent cutoff on the nucleation of black holes c in Fig. 3, which shows the entropy of the Hubble sphere than the GUP does. (dashed line) and that of the black holes (full line) as a function of time. C. A Cutoff from the Holographic Principle With τc being determined, we can calculate the number of black holes according to τ The holographic principle [41] places a limit on the 4π 3 information content, or entropy content, in a certain re- Nbh(τ)= ΓN,r(τ ′) τ ′ dτ ′, (98) τ 3 gion of space-time. Quantitatively it states that (in units c where kB = ℓp = 1) and the matter density as τ A(B) 1 3 ρ (τ)= Γ (τ ′) m(τ ′) τ ′ dτ ′. (99) S[L(B)] 6 , (95) m τ 3 N,r 4 τc 12
H L 6 R Τ SbhHΤL, SHHΤL@10 D 10
4
8
3
6
2 4
1 2
0 time Τ 0 500 1000 1500 2000 2500 3000 0 time Τ 992 993 994 995 996 997 998
FIG. 3: The cutoff as defined by the holographic principle at FIG. 4: Ratio R(τ) of matter to radiation density in the early τ = 993: the curves touch, but the entropy of the black holes universe, after the nucleation starts at τ = 993. (full line) never exceeds the maximum entropy that can be held by the Hubble sphere (dashed line).
With this assumption the estimated number of primor- dial black holes is given by However, in order to correctly calculate the black hole 4 number and the mass density, we need to know when the N(τinf ) 10 . universe will migrate from being radiation-dominated to ∼ being matter-dominated. We know that black hole nucle- The masses of the black holes nucleated between ation starts when the universe is in a radiation-dominated τc = 993 and τ = 996, according to the mass-time- state. For the very beginning of black hole nucleation, relation Eq. (92), are for a time span of at least one Planck time, we have m(τ ) 2.5. to use the rate ΓN,r to produce black holes. After one c ∼ Planck time, we have to check whether the universe is still in radiation- or already in matter-dominated stage, We can now also calculate and plot the mass den- and take the according production and expansion rates to sity, Eq. (100) in evolution with time. It is shown in Fig. 5. follow the black hole production. A new parameter dr is introduced, which denotes the duration of this radiation- dominated phase of black hole nucleation, until the uni- 6 verse reaches a matter-dominated state. The matter den- mass density ΡmHΤL@10 D 3.0 sity of the black holes can be expressed like 2.5 τc+dr 1 3 2.0 ρm(τ) = 3 ΓN,r(τ ′) mr(τ ′) τ ′ dτ ′ τ τc τ 1.5 1 3 + ΓN,m(τ ′) mm(τ ′) τ ′ dτ ′, (100) τ 3 1.0 τc+dr 1/2 2/3 0.5 where mr = τ /(4π) and mm = τ /(4π). We have 0.0 time Τ separated integrals for the two separate stages of black 5000 10 000 15 000 20 000 25 000 30 000 35 000 40 000 hole production. We can now vary the parameter dr and investigate the ratio we are looking for, (here ρp = 1)
2 R = ρm(τ) τ , (101) FIG. 5: The mass density of the universe as a function of time. to determine at which point the dominant substance in the universe changes. As can be seen from Fig.4, it turns out that the universe very quickly reaches a matter-dominated stage after the onset of black hole production. After only a few Planck D. Collision Rate and Black Hole Thermodynamics times, the ratio is clearly above unity, and so we can safely assume that the universe is in a matter-dominated What is left to do to justify the assumption of a matter- stage at about 3 4 Planck times after the black hole dominated era due to the existence of black holes is to nucleation has begun.− analyze the results in the context of black hole collisions 13
1/2 2/3 and merging. The collision rate of black holes can be Since a(tp) = 1, we can write a(τ) 10− τ and given by starting from a general definition of a scattering ≃ B ρ (t )a4(t ) 100 ρ rate. We consider black holes of mass m(τc), and their ρ (τ) = = r p p = p (104) velocity to be determined by Brownian motion, therefore rad a4(τ) a4(τ) τ 8/3 v = kT . Being n the number of black holes per unit M So the differential equation (36) becomes volume, and σ the scattering cross section, we arrive at dm 1 5400 πm2 = + (105) Γcoll = nσv dτ −480 πm2 τ 8/3 2 Θ = nbh 4πrs c which can be numerically integrated with the initial con- m dition Nbh(τ) 3/2 1/3 = 4πmc τ − (102) m(τ = 998) 2.5 (106) VH (τ) ≃ 2/3 The numerical integration confirms that, despite the ab- where in the last line we used rs = m and Θm = τ − , with c = ℓ = 1. The rate can be seen in Fig.6, together sorption term, the black hole evaporates completely in p a time T (m) 17086 t . Actually, without the ab- with a dashed line denoting the Hubble expansion rate. ∼ p The collision processes are effective as long as the rate sorption term, the lifetime would be about 50% less, is higher than the Hubble expansion rate - otherwise the just T (m) = 7854 tp. In any case, by a cosmic time of τ 2 104 t , well before the inflation starts, all the reaction decouples, and collisions stop because the ex- ∼ p pansion of the universe is faster than the time between black holes have evaporated down to the Planck size rem- collisions. As can be seen clearly from the plot, the colli- nants predicted by the GUP. In Fig. 7 the two lifetime sion rate is at all times lower than the Hubble rate, and diagrams, one for evaporating/absorbing black holes, the thus no collisions or mergings of black holes take place. other for evaporating only black holes, are compared.
mHΤL 3