Between Ethnic and Civic
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Between Ethnic and Civic: A Paradox of National Identification in Contemporary Taiwan Chien-min Yang Submitted in partial fulfillment of the requirements of the degree of Doctor of Philosophy in the Graduate School of Arts and Sciences COLUMBIA UNIVERSITY 2014 © 2014 Chien-min Yang All rights reserved ABSTRACT Between Ethnic and Civic: A Paradox of National Identification in Contemporary Taiwan Chien-min Yang This dissertation analyzes the paradox of national identity in contemporary Taiwan. Under the context of democratic transition and new dynamics of exchanges with Mainland China, Taiwan people's national identification has demonstrated a significant change in the past two decades. Many empirical studies confirmed the emergence of a new Taiwanese identity, the sharp decline of traditional Chinese identity, and presented a clear trend of national identity change in Taiwan. However, there are several puzzling phenomena, such as the growth of dual identification (both "Chinese and Taiwanese"), the divergent rationale for the national identity and statehood preferences (Reunification vs. Independence), and the fluctuation of various national identity change patterns in the society left unanswered in the previous studies. Following the transition process-oriented approach, this dissertation focuses on the underlying organization principles (ethnic-cultural vs. civic-territorial mechanisms) that people take to define and redefine themselves in national terms, and assumes national identification changes and various change patterns in Taiwan were derived from different advantages between the two underlying identity formation mechanisms in response to the external transformations - democratization, new stages of cross-strait exchanges, and the rise of China in the world - that the society have experienced in the past two decades. In light of this new analytical approach, this dissertation explores and explains the changes of national identification in the past two decades - the paradox and puzzling aspects of two "conflicting" national identities, the existence of "dual identities" and both "Unification and Independence" acceptable in a large segment of the population, the divergent rationales behind the national identity and statehood preferences, the decline of Chinese identity in two-stages with the new dynamics of cross-strait exchanges and the rise of China in the international society, and, finally, how Taiwanese identity becomes civic and national out of the democratic transition practices in the past two decades. TABLE OF CONTENTS LIST OF TABLES ......................................................................................................................................... iv LIST OF FIGURES ....................................................................................................................................... vii CHAPTER 1: INTRODUCTION ....................................................................................... 1 National Identity in Taiwan: A Paradox ......................................................................................................... 1 Research Questions and Analytical Approach ............................................................................................... 2 National Identity Crisis in Taiwan .................................................................................................................. 6 National Identity Studies in Taiwan ............................................................................................................... 8 Definition of Nation Identity ........................................................................................................................ 11 Chapter Arrangement ................................................................................................................................... 17 CHAPTER 2: NATIONAL IDENTITY DISCOURSES IN CONTEMPORARY TAIWAN .......................................................................................................................... 25 Statehood Preferences and National Identity Discourses ............................................................................. 25 Chinese Nationalism versus Taiwanese Nationalism ................................................................................... 32 Chinese Nationalism: A Traditional View ................................................................................................... 33 Chinese Nationalist Discourses in Taiwan ................................................................................................... 39 Taiwanese Nationalist Discourses ................................................................................................................ 43 Essentialism in Taiwanese nationalist discourses ......................................................................................... 45 History and culture factors in Taiwanese nationalism discourses ................................................................ 48 Common interest in Taiwanese nationalist discourses ................................................................................. 52 The Multi-ethnic turn in the Taiwan nationalist discourses .......................................................................... 53 Civic-Territorial Taiwanese nationalist discourses ....................................................................................... 57 National Boundary and Nation-state Relationship: A Summary .................................................................. 62 Conclusion .................................................................................................................................................... 64 i CHAPTER 3: EMPIRICAL ANALYSIS OF NATIONAL IDENTIFICATION IN CONTEMPORARY TAIWAN ---- GENERAL TRENDS AND SOCIO- DEMOGRAPHIC ANALYSIS ........................................................................................ 67 National Identification Changes at the Aggregate Level .............................................................................. 73 New Measurement of Statehood Preference under Favorable Conditions ................................................... 78 National Identity and Socio-demographic Attributes ................................................................................... 80 Conclusion .................................................................................................................................................. 103 CHAPTER 4: NATIONAL IDENTIFICATION IN CONTEMPORARY TAIWAN -- INTERNAL DYNAMICS AND CHANGE PATTERNS .............................................. 106 Two-stage decline of Chinese identity ....................................................................................................... 107 Stability and Consistency: National Identity vs. Statehood Preference ...................................................... 110 Dispersion of Change Directions: National Identity vs. Statehood Preference .......................................... 112 National Identification Change Patterns: Socio-demographic Analysis ..................................................... 117 Multinomial Logit Regression Models ....................................................................................................... 120 Conclusion .................................................................................................................................................. 125 CHAPTER 5: NATIONAL IDENTITY TRANSFORMATION AND DEMOCRATIZATION .................................................................................................. 137 Democratization and Civic Nationalism: A Dynamic Relationship ........................................................... 137 Symbolic Mechanism: Constitutional Reforms Have Transformed the Underlying "One China" Principle and the Symbol of National Identity ............................................................................................ 140 Massive Political Participation -- A Daily Plebiscite for the Development of Civic Nationalism ............. 145 Mechanism of Electoral Politics -- From Ethnic Mobilization to Civic Discourses ................................... 155 Convergent Taiwan-oriented Identification Emerging? ............................................................................. 166 Personal In-depth Interviews ...................................................................................................................... 168 Conclusion .................................................................................................................................................. 174 ii CHAPTER 6: CROSS-STRAIT DYNAMICS AND INTERNATIONAL DIMENSIONS ................................................................................................................ 177 Cross-Strait Exchanges ............................................................................................................................... 177 Cross-Strait Interactions and National Identification ................................................................................. 179 New Cross-Strait Exchanges and National Identification .......................................................................... 183 International Dimension ............................................................................................................................. 191 International Institutions, Globalization and National Identity Change ....................................................