Deep and Superficial Cases in Russian
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Specimina Philologiae Slavicae ∙ Band 14 (eBook - Digi20-Retro) David A. Kilby Deep and Superficial Cases in Russian Beiträge zur Kasusgrammatik der slawischen Sprachen 2 Verlag Otto Sagner München ∙ Berlin ∙ Washington D.C. Digitalisiert im Rahmen der Kooperation mit dem DFG-Projekt „Digi20“ der Bayerischen Staatsbibliothek, München. OCR-Bearbeitung und Erstellung des eBooks durch den Verlag Otto Sagner: http://verlag.kubon-sagner.de © bei Verlag Otto Sagner. Eine Verwertung oder Weitergabe der Texte und Abbildungen, insbesondere durch Vervielfältigung, ist ohne vorherige schriftliche Genehmigung des Verlages unzulässig. «Verlag Otto Sagner» ist ein Imprint der Kubon & Sagner GmbHDavid. A. Kilby - 978-3-95479-604-5 Downloaded from PubFactory at 01/11/2019 09:55:04AM via free access 00047452 SPECIMINA PHILOLOGIAE SLAVICAE Herausgegeben von Olexa Horbatsch und Gerd Freidhof Band 14 BEITRÄGE ZUR KASUSGRAMMATIK DER SLAWISCHEN SPRACHEN Nr. 2 David A Kilby DEEP AND SUPERFICIAL CASES IN RUSSIAN FRANKFURT AM MAIN 19 77 Auslieferung: KUBON & SAGNER, München David A. Kilby - 978-3-95479-604-5 Downloaded from PubFactory at 01/11/2019 09:55:04AM via free access 00047452 2 7 < t . ? 7 2 - / Bayerische Staatsbibliothek München ! ? דר David A. Kilby - 978-3-95479-604-5 Downloaded from PubFactory at 01/11/2019 09:55:04AM via free access 00047452 PREFACE This work was originally written and presented as a Ph.D. thesis at the University of Edinburgh, in 1972. The present minor factual errors ־ version is revised in a number of ways have been corrected, some of the presentation has been altered to make it more attractive (I hope), and an appendix has been added to give at least some idea of what the whole thing would look like as a system of rules. Although many of the ideas presented in this thesis are such that I would not now care to present them in precisely the same way, I think it is perhaps worth publishing the thing as a whole because it represents the most coherent expression (which is not to say very coherent at alii) of an approach to surface cases which is still fairly novel. Although there have been other attemps to describe individual superficial cases of Russian in terms of an approach rather similar to this one, (see for instance Miller 1974 on the dative), I know of no attempt other than this one to look on the Russian case system as a whole within a generative framework. With all its faults, it might still be a useful beginning to a more complete and adequate approach to Russian cases. I am indebted to a number of people for their comments and criticisms of this approach. While the whole thing was still being written, I profited from many discussions and de- tailed criticisms from Jim Miller and John Anderson; subsequent comments which have been of great use to me have come from profs. Y. Ikegami and R.D. Keil, Bernard Comrie and Josif Kesel'man. I am sure the result would have been better if I had taken more notice of their comments. I am also grateful to Mrs E.F. Merčanskaja and Rima Greenhill for acting (sometimes unwittingly) as native informants. Last but not least, I must for her stylistic improvements, her ־ thank my wife Jackie typing, and for putting up with me while I was revising the text. David A. Kilby - 978-3-95479-604-5 Downloaded from PubFactory at 01/11/2019 09:55:04AM via free access 1 * ' V j : »! f c to.4 « i 1*a b w tív-sfctí*** * 1«:י וו' j **׳ « Г * ■d# , 19 Ï M ■ M * ï sS .״ ־F ’*ГІ Í r$Ä ' l -׳> ***־' Pf ׳J•dátWri* ! Й >f í 1 fe>*m io lí i -іъ Ъйо f•ו ו !?1 І: *&й ір іі-* ttèi *iš# Çrtl»d IIJLJ :וו. tteiÎ b«J i«־i^ \W ^ * Â ÿ [^ * i3 J Ьіпи «і<таг^а*£0 r*K ^ »■׳! ׳ . ■*•׳ 4 № *«*arij *iaar я »Xe . • • “ 1 jtø^.et»**üi&t0H .4Ч.л' гк k ? * a t* tøva^JJivm y * млші^ Р .ז ѵ м & . - і*л г й г м !1 am ■ « ? "Zäj 6ft* ■sttxHfij ? ! . -Txwí I I * לj I I I: ,I K David A. Kilby - 978-3-95479-604-5 Downloaded from PubFactoryà! at 01/11/2019 09:55:04AM via free access Sta; 00047452 CONTENTS 1 * Choosing a model .................................... 1 1.1. Studies of Russian c a s e .........................1 1.1.1. Jakobson ................................ 2 1.1.2. Soviet studies ........................... 7 1.1.3. Other .................................. 12 1.2. Transformational approaches to prepositions .... 14 1.2.1. Gruber .................................. 14 1.2.2. Postal .................................. 15 1.2.3. Fillmore ................................ 16 1.2.4. Anderson................................ 18 1.3. The status of c a s e .............................20 1.3.1. Cases, prepositions, verbs ............... 21 1.3.2. Cases as verbs ........................... 23 1.4. Elaboration of the m o d e l ....................... 24 1.4*1. Categories and relations ................. 24 1.4.2. The case r e p e r t o i r e ..................... 26 1.4.3. Underlying structures ................... 27 1.4.4. The derivation of surface structures .... 30 1.4.5. Methodological assumptions ............... 33 1.4.5.1. The unity of c a s e s ............. 33 1.4.5.2. Generative semantics ........... 35 1.4.5.3. Verification ................... 37 1.4.5.4. Omissions....................... 38 Footnotes to Chapter 1 .............................. 39 2. Locative ........................................ 43 2.1. Spatial locatives .............................. .43 2.2. • Converseness1 ................................ 50 2.3. Abstract locatives ..............................52 2.4. Equative sentences ..............................54 2.4.1. With ,pivot1 words ....................... .54 2.4.2. With locative subject ................... .55 2.4.3. With locative predicate ................. .57 2.4.4. Locatives from above ..................... 58 2.4.5. Complement structures ................... .59 2.5. Locatives with human n o u n s ..................... 60 David A. Kilby - 978-3-95479-604-5 Downloaded from PubFactory at 01/11/2019 09:55:04AM via free access 00047452 2.6. Qualifications for locativity ............. 63 2.7. The D a t i v e .............................. 65 Footnotes to Chapter 2 ........................ 71 3. Instrumental and Ablative.......................... 74 3.1. Locative converses ............................ 74 3.2. Reanalysis of d y n ............................ 81 3.3. Recapitulation................................ 87 3.4. Ablative...................................... 90 Footnotes to Chapter 3 ............................ 93 f " 4. Other cases........................................94 4.1. Nominative.................................... 94 4.2. Accusative.................................... 96 4.3. Genitive...................................... 105 4.3.1. Nominalisations ........................ 105 4.3.2. Elsewhere .............................. 114 4.3.3. Negative genitive ....................... 117 4.3.4. Prepositions .......................... 126 I Footnotes to Chapter 4 ............................ 128 5. Residual problems .................................. .131 5.1. The m o d e l .................................... 131 5.2. Dependency structures ........................ .132 5.3. R a i s i n g ...................................... 134 5.4. Prepositions.................................. 141 5.5. Inalienable possession ..........................149 5.5.1. Dative ................................ .149 5.5.2. Ellipsis .............................. .151 5.5.3. More on the D a t i v e .....................156 5.6. More on prepositions.......................... 158 5.7. Some loose e n d s .............................. 166 5.7.1. Negation .............................. .166 5.7.2. 'Noun-ness' ............................ .169 5.7.3. Linear Order .......................... .171 Footnotes to Chapter 5 ............................ 173 Appendix: Some schematic rules .......................... .176 Bibliography ............................................ .179 David A. Kilby - 978-3-95479-604-5 Downloaded from PubFactory at 01/11/2019 09:55:04AM via free access ו The purpose of the present study is to search for some theoretically satisfying way of describing the case system of Russian. Of course, there are many studies that attempt to deal with the description of cases by simply listing uses, but these studies miss many important generalisations that can be made about the uses of cases; other studies provide a harmonious theoretical framework, but only succeed in accounting for the varied uses of cases by some sleight of hand. I attempt to show in § 1 . that, whatever insights such studies may provide, they do not provide a useful basis for future theoretical development. Given that transformational grammar has managed to provide unexpected insights into many areas of grammar, the solutions offered by transformational grammarians to the problem of case, (or, as most of these studies are of English, of prepositions), are examined in § 1 .2. and found to be surprisingly unrevealing. Even 1case grammar1, which one might expect to solve if anything the problem of cases, does not have much more than other theories to say about the introduction of superficial cases. However, it ־does seem to offer a more promising basis than most other bran ches of transformational theory in the analysis of case. The fundamental justification of this study therefore is that the problem of superficial cases, in spite of being one of the most researched areas of language, has not been given a sat- isfactory solution - so much so that even the problem of what to look for in an analysis of cases is completely open. The value