STATE OF DEPARTMENT OF CORRECTIONAL SERVICES

INMATE GRIEVANCE PROGRAM

ANNUAL REPORT 2006

ELIOT SPITZER BRIAN FISCHER GOVERNOR COMMISSIONER INMATE GRIEVANCE PROGRAM

ANNUAL REPORT - 2006 INMATE GRIEVANCE PROGRAM ANNUAL REPORT 2006

I. INTRODUCTION

The Inmate Grievance Program (IGP) functions under Departmental Directive #4040 entitled "Inmate Grievance Program" and Departmental Directive #4041 entitled "Inmate Grievance Program Modification Plan" and is established by the statutory mandates of Section 139 NYS Correction Law and N.Y.C.R.R., Title 7, Part 701.

The Inmate Grievance Program provides each inmate an orderly, fair, simple and expeditious method ofresolving grievances pursuant to Section 139, NYS Correction Law. This grievance program includes procedures for inmates to resolve allegations of discriminatory treatment in accordance with the State Commission of Correction regulation 9 NYCRR Part 7695. Grievances filed prior to July 7, 1990 were reviewed by the NYS Commission of Correction and responded to by the Commissioner. Correction Law 139 was amended by Chapter 373 of the Laws of 1990 deleting the requirement that the Commission of Correction review individual grievances, yet required the Commission of Correction to review and assess the grievance process on an annual basis. The elimination of the advisory step ensures that the grievance process is more expeditious while at the same time allows the Commission of Correction to provide oversight.

On September 28, 1992, the U.S. Department of Justice, Office of the Associate Attorney General, pursuant to the authority conferred by Title 42, United States Code, Section 1997e and Part 40 of Title 28, Code of Federal Regulations granted full certification that the NYS Department of Correctional Services Inmate Grievance Program is in substantial compliance with the standards set forth in Part 40 of Title 28, Code of Federal Regulations. Based on this certification, the court may order that prior to litigating claims under 42 U.S.C. Section 1983, New York State inmates shall exhaust any remedies they have with respect to the claim through the Inmate Grievance Program. For the pwpose of this order, the disposition of the Central Office Review Committee (CORC) constitutes sufficient proof of exhaustion. In 1996, the federal government passed the Prisoner's Litigation Reform Act (PLRA) which enacted the same requirement for all inmates.

On May 29, 2001, the United States Supreme Court decision in Booth v. Churner required that prisoners exhaust their administrative remedies before bringing damage lawsuits in federal court even if the administrative remedy does not provide damages. Subsequently, on February 26, 2002, the United States Supreme Court decision in Porter v. Nuss/e held that the exhaustion requirement applies to all inmate suits about life, whether they involve general circumstances or particular episodes and whether they allege excessive force or some other wrong. These decisions, along with the PLRA have had an impact on the number of grievances being appealed to CORC. The impact is addressed in Part IV of this report.

After an extensive review, the revision of Directive #4040 was issued on July 12, 2006. This revision included changes such as increases in the time frames at all levels, including the, filing of the grievance by the inmate. In addition, the processing of grievances after transfer was revised to allow the inmate to determine if he/she wished to appeal the decision. Also, a new section of the directive was established to describe procedures already in place for the processing I of Strip Search/Strip Frisk grievances. The purpose of these revisions was to ensure that the IGP remains an orderly, fair, simple and expeditious method of resolving grievances and, at the same time, remains in compliance with the ·standards set forth in Part 40 of Title 28, Code of Federal Regulations and the Federal Certification.

II. STATISTICAL ANALYSIS OF IGP WORKLOAD

The number of grievances filed in 2006 was 44,484, a decrease from the 45,345 filed in 2005. This is a decrease of 861 grievances as compared to the increase of758 grievances realized last year. However, the trend in the last seven years is one of fluctuating from an increase to a decrease each year and vice-versa with a high in 1999 of 45,797 grievances and a low of 41)81in2000. The non-calendared inmate contacts decreased steadily from 37,999 in 1999 to the 25,625 in 2005. In 2006, however, non-calendared contacts increased 3,911 to 29,536. The trend by inmates to file a grievance so that the administrative remedies can be exhausted has continued. Thus, the inmates who do file grievances are tending to exhaust the administrative remedy with an appeal to CORC.

This 2006 total of 44,484 represents a decrease of 1.9%, while the inmate population decreased by .07% from the 63,360 average in 2005 to an average of 63,316 in 2006 (refer to graphs #1 and #2). In 2006, there were 702.5 grievance submissions per one thousand inmates, which is 1.8% less than the 715. 7 grievance submissions per one thousand inmates in 2005.

During 2006, IGP field staff recorded approximately 29,536 non-calendared inmate contacts which clarified issues and/or enabled inmates to resolve problems without the submission of calendared grievances. Non-calendared contacts in 2006 reflect an increase of 3,911 from the 25,625 non-calendared contacts logged in 2005.

In 2006, there were 4, 796 grievances ( l 0. 78% of the total filed) informally resolved by the Inmate Grievance Resolution Committee (IGRC). The number of informal resolutions realized by the IGRC in 2006 is less than the 5,324 grievances (11.74% of the total filed) in 2005. This is a decrease of 528 informal resolutions, or a 9.9% decrease (refer to graphs #3 and #4).

There were 31,409 Inmate Grievance Resolution C_ommittee (IGRC) hearings (70.61 % of total filed) held statewide in 2006, a decrease from the 31,426 hearings (69.30% of total filed) in 2005. This reflects a decrease of 17 IGRC hearings. This decrease is consistent with the decrease in total grievances filed statewide (refer to graphs #5 and #6).

In 2006, there were 2,646 grievances closed and dismissed by the IGRC in accordance with Directive #4040, Section V. A. 5. This represents 5.9% of all grievances filed. For comparison, in 2005 a total of 2, 796 grievances, or 6.2% of all grievances filed, were closed and dismissed by the IGRC.

A total of25,189 grievances were processed at the Superintendent's level in 2006. This reflects a decrease of 112 grievances, or a 0.4% decrease, from the 25,301 grievances addressed by the Superintendent in 2005. The 2006 figures indicate 56.62% of all grievances filed were processed at the Superintendent's level (refer to graphs #7 and #8).

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[2a:oo.ow.. . .. ,_ -...... ~26:000~ . .. .. '·...... :24:000: : :: . .. ; ... :- .. :: j22~o··o·;:o· :; •· . . ... :20~00.0; ..... ~ : .: . : .. : : ·91...... ·· ····· · · · ·99 ..······· ·. ·.... · ·... ··ao ·. ·. ·...... · ·. ·. ·.·01 .1 . . ~04 : ~96 ~9.7 ...... ·· ···· ··...... 02... ~03...... 05..... 06. .. . : ...... #9 '. ·· · · · · ...... · ··· ·· · · ··· ··· ·· ····· · ·· ······ ·· ·· ········ · · · ...... _.__, ..._ ...... _ _... . _._ .. . ._ . . . . _ -'---1._l_i • --· · · · ·~··-· ··· · - ~-··~··· ..__, ___._.__ . . _. .. ·~ · · ·· · · : ~ · ~ · · ·· · · D~ .. :0~.. :o .. :a.: ::: :: 0 :CO :CO :0: : : : : : :co: : : : :: ~ :~ : ~ ...... The total number of grievances resolved/closed at the facility level was 29,953 or 67 .3% of all grievances filed. This reflects a decrease of 270 grievances from the 30,223 grievances closed at the facility level in 2005. For clarification, the number of grievances closed at the facility level has been computed by subtracting the number of grievances heard at CORC from the total number of grievances filed (refer to graphs #9 and #10).

As of February 1, 1994, any grievances related to allegations of violations of Directive #4910, Control of & Search for Contraband, during a strip search/strip frisk were reported on the Code Classification Sheet in Codes 25.1 for Strip Search and 25.2 for Strip Frisk. The strip search and strip frisk grievances were carried on the clerk's log and supplemental sheets in the same manner as all other grievances. In 2006, the number of grievances under Code 25. l (20-Strip Search) and 25.2 (34-Strip Frisk) totaled 54. This compares to 47 in 2005, 58 in 2004, 49 in 2003, 65 in 2002, 82 in 2001, 72 in 2000, 74 in 1999, 74 in 1998, 78 in 1997, 82 in 1996, and 86 in 1995.

Beginning in September 1999, grievances related to Native American issues were to be monitored for two years. These grievances have ''Native American,, in the title and were reported monthly. Through 2000, there were 54 grievances regarding Native American issues reported. In 2001, there were 50 grievances in this category. Through July 2002, an additional 21 Native American grievances were reported. Although, still tracked in the same manner with the use of the title, subsequent reports have not been requested since July 2002. A category regarding the Department's Smoke Free Policy was added to the Code Classification Sheet in 1999 as Code 23.1. There were 37 grievances filed in this category in 2006, as compared to 41in2005, 84 in 2004, 53 in 2003, 64 in 2002, 124 in 2001, and 158 in 2000.

Effective July 2000, any grievances related to allegations of pat frisks of female inmates were reported on the Code Classification Sheet under Code 25.3, Pat Frisk (Female Inmates). In the last six months of 2000, there were 3 grievances filed in this category. This total increased to 7 in 2001, 5 in 2002, 11 in 2003, 7 in 2004, and 9 in 2005. In 2006, there were 3 grievances reported.

In 2004, any grievances related to the Health Insurance Portability and Accountability Act (HIPAA) were filed in a new category as Code 22.1. There were 206 grievances filed in this category that year. In 2005, there were 170 grievances filed under Code 22.1, a decrease of 36 grievances. In 2006, there were 152 grievances filed under this code, a decrease of 18 from 2005.

3 Ill. IGP STAFF

Central Office staff made approximately 100 facility visits during 2006. Inmate Grievance Central Office staff conducted orientation/training sessions for 691 Training Academy Correctional Officer recruits, and 124 Sergeants in the Training Academy Sergeant's School. In addition to regularly scheduled weekly CORC meetings, IGP Central Office staff attended 40 meetings, conferences, ceremonies, training/meetings and various events.

During 2006, 9 facility staff transitions occurred due to reassignment, promotion and resignations. There were 3 Central Office staff transitions due to lateral transfer or promotion. All Inmate Grievance Programs that had staff transitions during 2006 received assistance from the regional program coordinators or other facility staff in order to help maintain the programs until replacement of staff was accomplished.

In 2006, staff transitions occurred at the following facilities:

Albion C.F. - The IGP Supervisor transferred to Gowanda C.F. in February 2005. The Rec. Supervisor monitored the IGP until a new IGP Supervisor was hired in February 2006.

Bedford Hills C.F. - The IGP Supervisor accepted a promotion as a Correction Counselor at Arthur Kill C.F., however, remained at Bedford Hills to supervise the IGP until a replacement is found. Cayuga C.F. - The IGP Supervisor accepted a Correction Counselor position in December 2006, and agreed to supervise the program until a replacement is named.

Elmira C.F. - The IGP Supervisor took a lateral transfer to Watertown C.F. in December 2005. A new IGP Supervisor was hired in May 2006.

Five Points C.F. -The IGP Supervisor transferred to Wende C.F. in November 2006. The program is being supervised by the Rec. Program Leader and the IGRC Officer until a new IGP Supervisor is hired.

Green Haven C.F. - The IGP Supervisor transferred to Shawangunk C.F. in February 2006 and a new IGP Supervisor was hired in May 2006.

Greene C.F. - The IGP Supervisor retired in June 2006 and a new IGP Supervisor was hired in August 2006.

Great Meadow C.F. - The IGP Supervisor accepted a Correction Counselor position at Washington C.F. but continued to monitor the IGP, along with the IGP Supervisor from Mt. McGregor, until the new IGP Supervisor was hired in November 2006.

Shawangunk C.F. - The IGP Supervisor accepted a promotion to Correction Counselor in March 2006. He continued to supervise the IGP until a new IGP Supervisor was hired in May, 2006.

4 Wende C.F. - The IGP Supervisor accepted a promotion to a Steward position at Livingston, C.F. in October 2006 and a new IGP Supervisor was hired in November 2006.

In 2006, the following staff transitions occurred in Central Office as follows:

April - A new IGP Supervisor Trainee was hired. The Clerk II accepted a promotion in another office.

Scmtember - A KBS I was hired, however, returned to her hold item two weeks later in another agency.

November - Two KBS l's were hired, one from the Civil Service List and one transferred from another agency.

During 2006, Central Office staff responded to 2, 779 letters from inmates, as well as correspondence from inmates' family and friends, compared to 3,335 in 2005. Central Office staff researched and copied grievance case materials for 51 Freedom of Information Law (FOIL) requests from various persons and agencies. Relevant to inmate litigation, Central Office staff researched and gathered grievance documents for 386 inquiries from the Attorney General's staff, a decrease from the 547 in 2005.

5 IV. Central Office Review Committee (CORC)

The CORC is the final appellate level of the Inmate Grievance Program. The CORC consists of the Deputy Commissioner and Counsel, Deputy Commissioner for Correctional Facilities, Deputy Commissioner for Program Services, Deputy Commissioner for Administrative Services, and the Deputy Commissioner and Chief Medical Officer, or their designees expressly authorized to act for them. The CORC :functions on behalf of the Commissioner and under his authority. The CORC decisions have the effect of directives.

The PLRA of 1995, amended 42 U.S.C. Section 1997e(a), requires that inmates must exhaust available administrative remedies before litigating over prison conditions. This has been a major factor in the increase in grievance appeals. In addition, there have been two United States Supreme Court decisions that have been a catalyst in this increase. On May 29, 2001, the court decided in Booth v. Churner that even if the administrative remedy does not provide monetary damages, it is still an available remedy. Subsequently, on February 26, 2002, the court, in Porter v. Nussle decided that exhaustion is required in every situation, regardless of the nature of the inmate's underlying claim.

Grievance appeals to CORC decreased from the 15,122 in 2005 to 14,531in2006. This reflects a decrease of 591 grievance appeals. The CORC addressed 9,548 grievance appeals in 1999, 10,527 in 2000, 11,754 in 2001, 12,395 in 2002 and 14,432 in 2003, and 15,374 in 2004. Since 1999, the CORC has realized an annual increase of 4,983 grievance appeals, a 52.2% increase.

The number of the CORC responses to grievance appeals is affected by 'carry-overs' at the beginning (grievances filed in 2005 but received at the CORC in 2006) and the end (grievances filed in 2006 but answered by the CORC in 2007) of each year. The 14,531 total is the actual number of grievances answered by the CORC in 2006 (refer to graph # 11 ).

Of the 14,531 grievances decided by the CORC in 2006, 5,231 or 36%, were determined to be meritorious or have merit in part. In 2005, 5,047 or 33% were found to be meritorious or have merit in part. The number of meritorious grievances in 2006 represents an increase of 184 grievances from 2005.

The CORC dispositions were transmitted back to the grievants in an average of 19 calendar days. This reflects an increase from the 17.8 calendar day average in 2005.

The CORC dispositions were transmitted back to the grievants in an average of 58.3 calendar days from the date filed at the facility. This is an increase of 1.3 calendar days from the calendar day average of 57 in 2005, but well within the 90 calendar day limit mandated by Title 28, Code of Federal Regulations and the Federal Certification.

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CODE 1999 CODE 2000 CODE 2002 CODE 2001 Staff Conduct Staff Conduct 17.29% Staff Conduct 18.19% Staff Conduct 18.02% 18.01% Medical Medical 14.96% Medical 15.45% Medical 16.63% 16.73% Housing Housing 8.07% Housing 7.66% · Housing 8.71% 7.72% Package Package 5.40% Package 5.12% Package 4.60% Room 4.82% Room Room Room

Mess Hall 4.47% Mess Hall 3.56% SHU 3.47% SHU 3.83%

CODE ~ CODE ~ CODE ~ CODE 2006

Medical 18.52% Medical 18.29% Medical 18.31% Medical 18.4%

Staff Conduct 16.45% Staff Conduct 16.69% Staff Conduct 15.69% Staff Conduct 16.1%

Housing 8.27% Housing 8.00% Housing 7.07% Housing 6.5%

Package 4.64% Package 4.55% Package 5.20% Package 5.1% Room Room Room Room

SHU 3.25% SHU 3.39% SHU 4.03% SHU 4.6% V. GRIEVANCE TRENDS AND ANALYSIS

The 44,484 grievances filed in 2006 reflect a decrease of861 grievance submissions from the 45,345 grievances filed in 2005. Historically, Code 24, Special Housing Units, had been one of the most grieved areas. From 1993 until 1998, it was not ranked among the five highest categories. Since 1998, the five most grieved categories in order of rank have been Staff Conduct, Medical, Housing-Internal Block Affairs, Package Room and Special Housing Units. The grievances filed from the S-Blocks, Southport C.F. and Upstate C.F. had an impact on each of these categories and are the primary reason the Special Housing Units code remains in the top 5 categories.

However, in 2002, Code 49, Staff Conduct, and Code 22, Medical, reversed positions with Code 22, Medical, becoming the lead category. The trends and analysis in each category continue to be consistent with prior years except for the increase in the number of medical grievances, as explained below.

1. CODE 22, MEDICAL

In 2006, the number of medical grievances filed was 8, 193 compared to the 8,303 filed in 2005, a decrease of 110 or 1.3%. Medical grievances accounted for 18.4% of all grievances filed, compared to the 18.3% filed in 2005, an increase of .1 %

The grievances can be attributed to the inmates who regularly file numerous medical complaints for real or perceived medical problems, and do so at any facility in which they are housed. Thus, many of the issues presented remain constant in this category. It is believed that some medical grievances are filed in order to create a record of the grievant's request for medical attention or in an attempt to enhance medical treatment. There are grievances filed where the requested action is cited as a health concern, even though the request may be non-medical in nature. There has been no impact on this category by HIPAA, as evidenced by the decrease in Code 22.1 grievances from the 170 grievances in 2005 to the 151 in 2006.

In some cases, prolific grievants are seriously ill and the number of grievances they file often demonstrate anxiety. Many complain of chronic back pain, arthritis, etc. The anxiety results in grievances because of the time taken to accomplish an outside consult or appointment. This analysis is validated by the repetition in the composition of the complaints. Another factor is the perception on the part of inmates that recommendations made by outside consultants must be implemented without question, when in reality the Facility Health Services Directors evaluate the recommendation and determine the treatment plan for inmates under their care.

Further, an inmate's expectation of specific treatment plans and desired medical services often does not fall within the realm of possibility, nor are they medically indicated by facility doctors. Requests for specialty consultants such as dermatologists, podiatrists, ophthalmologists, allergists, neurologists and various others are common. Requests for medical procedures which are not in accordance with the medical provider's policy or the Department's Health Services Manual, and are not ordered by the Facility Health Services Director, account for some of the medical complaints.

7 In some grievances, a medical condition is cited as the reason for requesting items that are issued on medical order only. These requests are for items such as bed boards, orthopedic shoes, eyeglasses, nutritional supplements, Visine, skin creams, pain medications, medicated shampoos and vitamins. Other examples of special medical requests are single cells, lower bunks, additional showers, special diets, medical appliances and boxer shorts.

In some instances, the medical condition cited by the inmate does not exist according to that inmate's medical record, nor is it a condition already being addressed by the facility health staff. Access to outside health providers is also a factor in the number of medical grievances. The combination of perceived illness and actual illness within the inmate population is expected to continue to account for a portion of the number of medical complaints.

The S-Block, Upstate C.F. and Southport C.F. inmates do not come out of their cells except for visits, disciplinary hearings and if the facility doctor determines it is necessary for a medical examination. These inmates feel they should come out for all medical contacts due to privacy concerns.

An increase in the number of wheelchair inmates brought Americans with Disability Act (ADA) issues such as supplies, higher bed, catheters, outside trips, replacement wheelchairs and aides.

The description of grievances in the medical category is intended to demonstrate the variety of complaints received and is not a complete list of medical grievances.

2. CODE 49, STAFF CONDUCT

In 2006, the number of staff conduct grievances filed was 7,142 compared to the 7,116 filed in 2005, an increase of 26 grievances or .36%. The staff conduct grievances accounted for 16.1% of all grievances filed compared to the 15.7% filed in 2005.

A significant number of staff conduct grievances continues to be attributed to inmate interaction with staff resulting in misbehavior reports. The perception among staff is that some of the harassment complaints resulting from interaction between employees and inmates are filed by the inmates in an attempt to discredit misbehavior reports written by staff and to recover the $5.00 surcharge imposed on inmates for affirmed misbehavior reports. A January 1992 revision of Title 7, NYCRR authorizes the surcharge.

Code 49, Staff Conduct, has remained in the five most grieved categories due to the wide range of issues that could be perceived and presented by inmates as inappropriate staff conduct or harassment. A review of Code 49 grievance titles substantiates that "Staff Conduct" numbers are inflated by inmate perception, any difference of opinion with staff and an inmate's unfamiliarity with facility policies or statewide rules.

For example, direct orders are commonly seen as a form of harassment as noted in the description of events in grievances submitted in this code. An inmate's failure to follow procedures may result in the loss of an opportunity to participate in an activity or to exercise an option. An example of this is when an inmate neglects to respond to announcements concerning the commencement of certain activities or the preparation of a list by staff of inmates who wish

8 to participate in an upcoming activity. This results in the inmate's inability to participate and consequently, the filing of grievances due to the perception of unfair treatment or that staff could have made an exception. The logistics involved in coordinating the activities and movement of large groups of people have not traditionally been readily appreciated by an inmate who files this type of complaint, since the result of such consideration would not support strict adherence to rules governing callouts, attendance and movement.

The examples of grievances in the staff conduct category are intended to demonstrate the variety of complaints received and are not a complete list of staff conduct grievances.

3. CODE 23, HOUSING-INTERNAL BLOCK AFFAIRS

In 2006, the number of Housing-Internal Block Affairs grievances filed was 2,913 compared to 3,206 filed in 2005, a decrease of293 grievances or 9.1 %. The grievances in this code accounted for 6.5% of all grievances filed, compared to the 7 .1 % filed in 2005, a decrease of.6%.

Grievances in this code concern physical housing conditions/issues such as double cell, double bunk, cube space, air circulation/fans, furniture, hot water, heat, window screens and storage space.

Service related grievances include cell cleaning supplies, laundering of clothes and linen, winter blankets, list taking procedures, callout procedures, haircuts, in-cell feed up, maintenance of housing areas and repair of housing areas. Other grievances pertain to supplies, enforcement of cell standards, desired/undesired cell moves, honor block denials, denied items or service, cleanliness, pest control measures, removal from double bunk beds, staff performance of duties, distribution of personal mail, mailboxes, razor issue policy, bulletin boards, posting of memos, announcements over public address system, television cable and radio/television volume.

The noted issues in this category are intended to demonstrate the variety of complaints filed in Code 23; it is not a complete list of housing unit complaints.

4. CODE 30, PACKAGE ROOM

In 2006, the number of package room grievances filed was 2,252 compared to 2,360 filed in 2005, a decrease of 108 grievances or 4.6%. Package room grievances accounted for 5.1 % of all grievances filed, compared to the 5.2% filed in 2005, showing a decrease of .1 % in this code.

Many of the package room complaints result from a difference in security staff and inmate interpretation of Departmental Directive #4911, entitled "Packages & Articles Sent or Brought to Facilities". The governing directive describes items permitted to be received and the provisions thereof. The package room complaints have not substantially changed. The issues include hot pots, typewriters, watches, sneakers, food items and musical instruments. In August 2005, the Package Room Directive #4911, was revised and streamlined. Facilities reported package room grievances challenging the new policies and procedures of the new directive. However, it is expected that the revision will provide a more clear clarification and interpretation of the items allowed through the package room. There has been no major impact on this code as a result of the revision.

9 Other issues still focus around an inmate's desire for items not allowed by directive because they are too valuable and present security concerns, and do not conform to size limitations. Other issues include pennitted items that do not confonn to other requirements of the package room directive, such as packaging for food products, colors of clothing/ undergarments/linens, the opening of package items to be searched and items that require approval of the Superintendent for receipt via special permit.

As in past years, the technological advancement in the design and variety of some allowable items results in their denial, since the item is essentially changed and does not conform to package room guidelines.

Package Room grievances were also affected by the S-Block and Upstate C.F. inmates as a result of their movement from a maximum security keeplock situation to an S-Block or Upstate C.F. The inmate, although not on a loss of packages disposition, falls under the Special Housing Unit (SHU) policies regarding the limitation of packages as outlined in Directive #4933.

The resulting desire for products unacceptable for receipt via the package room impacts the number of grievances filed in this category.

5. CODE 24, SPECIAL HOUSING UNITS

In 2006, the number of SHU grievances filed was 2,045 compared to 1,826 filed in 2005. This is an increase of 219 grievances or 12%. SHU accounted for 4.6% of all grievances filed, compared to 4.0% in 2004, an increase of .6%.

Grievance submissions from the S-Blocks are down 1 IO from 2005. Upstate C.F. and Southport C.F. combined showed a decrease of 1 grievance submission from 2005. Some inmates transferred to these units were coming from maximum security facilities where they were in keeplock status in a general population cell. As a condition of confinement, the inmates must follow the SHU policies consistent with Directive #4933, which limits property in the cell, visits, packages, inmate contact, etc. Therefore, they grieve all aspects of the SHU policies.

Many of these aspects include smoking policy, cell cleanup, Progressive Inmate Movement System (PIMS) level issues, food issues and library materials.

The grievances in this category deal with SHU issues and do not reflect the actual number of grievances filed from SHU.

10 CODE CLASSIFICATION SHEET - ALL FACILITIES PROGRAM SERVICES 2005 2006 %Change 1) Program Co 818 830 1.5% 2) Incentive Wage Allowance 474 418 -11.8% 3) Correspondence 1548 1589 2.6% 4) Phone Home Program 122 85 -30.3% 5) Visiting 467 433 -7.3% 6) Guidance Unit/Counseling 1033 1065 3.1% 7) Recreation (TV, Yard, Movies, Radio, etc.) 497 490 -1.4% 8) Adult Basic Education 85 73 -14.1% 9)GED 112 106 ·5.4% 10) College Programs 15 12 -20.0% 11) Vocational Programs 69 125 81.2% 12) Work Assignments 262 253 -3.4% 13) Hobby Shop/Arts & Crafts 41 28 ·31.7% 14) Volunteer Services 6 7 16.7% 15) Special Events/Inmate Organizations 147 115 -21.8% 16) Religion 708 745 5.2% 17) Family Reunion Program 162 153 -5.6% 1 B) Media Review 315 322 2.2% 19) General Library 138 153 10.9% 20)ASAT 563 529 -6.0% HEALTH SERVICES 21) Dental 802 761 -5.1% 22) Medical 8303 8193 -1.3% 22.1) HIPM {Medical Records, Disclosure, etc.) 170 152 -10.6% FACILITY OPERATIONS 23) Housing - Internal Block Affairs 3206 2913 -9.1% 23.1) Smoke Free Policy 41 37 -9.8% 24) Special Housing Units 1826 2045 12.0% 25) Search & Seizure/Frisks/Contraband 545 522 -4.2% 25.1 ) Strip Search 13 20 53.8% 25.2) Strip Frisk 34 34 0.0% 25.3) Pat Frisk (Female Inmates} 9 3 -66.7% 26} Keeplock Polley & Procedure 170 138 -18.8% 27) Tier I and II Policy & Procedure 508 409 -19.5% 28) Tier Ill Poiicy & Procedure 478 489 2.3~ 29} Inmate Property 1396 1321 -5.4% 30) Package Room - #4911 2360 2252 -4.6% 31) Rules & Regulations 697 728 4.4% ADMINISTRATIVE SERVICES 32) Industry 65 71 9.2% 33) Personal Property Claims - #2733 438 393 -10.3% 34} State lssue-#3081 Clothing, #4009 Hygiene items. 890 630 -29.2% 35) Commissary 624 690 10.6% 36} Inmate Accounts 1012 1054 4.2% 37) Mess Hall 1515 1578 4.2% 38) Laundry 273 214 -21.6% 39) Facility Maintenance 581 470 -19.1% COUNSEL 40) Law Library 975 1001 2.7% 41) Legal Mall 379 331 ·12.7% 42) Inmate Rights - Access/Courts/Counsel/Notary/etc. 599 557 -7.0% 43) Mandatory Court Surcharge 62 66 6.5% EXECUTNE DIRECTION 44) Inmate Grievance Program 805 876 8.8% 45) Temporary Release Committee 61 45 -26.2% 46) Inter-Facility Transfers 265 265 0.00,{, 47) Grooming Standards 139 126 -9.4% 48) Inmate Liaison Committee 68 65 -4.4% 49) s,taff Conduct 7116 7142 0.4% 50) Miscellaneous 1338 1362 1.8% Total 45345 44484 -1.9% ONEIDA HUB

Camp Georgetown Correctional Facility

There were 7 grievances filed in 2006, an increase from the 6 last year. Code 49, Staff Conduct, had 4 grievances in 2006, a decrease from the 5 last year. These grievances alleged verbal harassment and unprofessionalism.

Camp Pharsalia Correctional Facility

There were 42 grievances filed in 2006, an increase from the 10 last year.

Code 49, Staff Conduct, had 12 grievances in 2006, an increase from the 5 last year. These grievances alleged verbal harassment and unprofessionalism.

Hale Creek Correctional Facility

There were 122 grievances filed in 2006, an increase from the 91 last year.

Code 22, Medical, had 34 grievances in 2006, an increase from the 22 last year. These grievances concerned medication refills, medication requests, referrals to specialists, x-rays, testing, medical records, and allegations of medical negligence.

Code 49, Staff Conduct, had 57 grievances in 2006, an increase from the 37 last year. These grievances alleged racial slurs, threats, and verbal abuse.

Marcy Correctional Facility

There were 601 grievances filed in 2006, an increase from the 600 last year.

Code 20, ASAT, had 58 grievances in 2006, an increase from the 19 last year. These grievances concerned transfer out of the facility after completion of ASAT, ASAT policies, and staff transition.

Code 22, Medical, had 154 grievances in 2006, a decrease from the 223 last year. These grievances concerned requests for physicians~ outside specialists, testing, delays in medications, bottom bunks, permit and allegations of inadequate treatment.

Code 30, Package Room, had 29 grievances in 2006, an increase from the 23 last year. These grievances concerned searches of packages, missing items, and disallowed items.

Code 49, Staff Conduct, had 81 grievances in 2006, the same as last year. These grievances alleged verbal harassment, racial slurs, threats, and sexual pat frisks.

11 Mid-State Correctional Facility

There were 664 grievances filed in 2006, a decrease from the 713 last year.

Code 22, Medical, had 209 grievances in 2006, an increase from the 195 last year. These grievances concerned quality of care, medications, delay in care, and treatment.

Code 23, Housing-Internal Block Affairs, had 81grievancesin2006, a decrease from the 92 last year. These grievances concerned mail distribution, cube standards, housing unit repairs which included shower reconstruction, and locker/storage bag issues.

Code 49, Staff Conduct, had 91 grievances in 2006, an increase from the 70 last year. These grievances alleged staff incompetence, verbal abuse, threats, and physical abuse.

Mohawk Correctional Facility

There were 589 grievances filed in 2006, a decrease from the 624 last year.

Code 20, ASAT, had 27 grievances in 2006, a decrease from the 28 last year. These grievances concerned program removal, prior credit, and insufficient time to complete the program.

Code 22, Medical, had 87 grievances in 2006, a decrease from the 106 last year. These grievances concerned medical treatment, second opinions, delays in care, requests to see the doctor or outside specialists, permit issues, accommodation requests and medication disputes.

Code 30, Package Room, had 53 grievances in 2006, an increase from the 21 last year. These grievances concerned denial of items and returned items.

Code 49, Staff Conduct, had 60 grievances in 2006, a decrease from the 99 last year. These grievances alleged staff incompetence, poor attitude, verbal abuse, inappropriate language, and physical abuse.

Oneida Correctional Facility

There were 444 grievances filed in 2006, an increase from the 416 last year.

Code 22, Medical, had 43 grievances in 2006, an increase from the 42 last year. These grievances concerned pain medications, x-rays/MRis, medical transfers to flat facilities, delays in treatment, dorm placement, diagnostic testing, bottom bunk permits, and outside specialists.

Code 23, Housing-Internal Block Affairs, had 39 grievances in 2006, an increase from the 20 last year. These grievances concerned use of blankets during the day, sign out procedures, double bunking, showers, bathroom policy, cube inspections, dress code on unit, ice policy, honor dorm policy, and phone policy.

Code 49, Staff Conduct, had 94 grievances in 2006, an increase from the 81 last year. These grievances alleged verbal harassment, threats and retaliation.

12 Summit Shock Correctional Facility

There were 13 grievances filed in 2006, an increase from the 9 last year.

Code 49, Staff Conduct, had 10 grievances in 2006, an increase from the 3 last year. These grievances alleged verbal harassment, threats, racial slurs, damaged property, and mishandled property.

13 WATERTOWN HUB

Cape Vincent Correctional Facility

There were 269 grievances filed in 2006, a decrease from the 321 last year.

Code 22, Medical, had 35 grievances in 2006, a decrease from the 50 last year. The grievances concerned quality of care, delays in care, medical policies and procedures, medication issues and requests for specialty care.

Code 30, Package Room, had 12 grievances in 2006, a decrease from the 23 last year. These grievances concerned denied items, requests for grace periods and lost and damaged packages.

Code 49, Staff Conduct, had 77 grievances in 2006, a decrease from the 91 last year. These grievances alleged physical and verbal abuse, threats and staff incompetence.

Gouverneur Correctional Facility

Three were 903 grievances filed in 2006, an increase from the 821 last year.

Code 6, Guidance Unit, had 12 grievances in 2006, a decrease from the 24 last year. These grievances concerned program recommendations, classifications, accuracy of guidance files, negative correspondence and phone lists.

Code 22, Medical, had 122 grievances in 2006, an increase from the 121 last year. These grievances concerned the receipt of, and changes in, medications, quality of care, delays in care, requests for second opinions and specialty care.

Code 24, Special Housing Units, had 107 grievances in 2006, a decrease from the 114 last year. These grievances concerned counts, night lights, feed up procedures, radio system and enforcement of the rules and regulations.

Code 44, Inmate Grievance Program, had 38 grievances in 2006, an increase from the 19 last year. These grievances concerned access to investigative materials, confidentiality, grievance processing and policies and procedures.

Code 49, Staff.Conduct, had 146 grievances in 2006, a decrease from the 148 last year. The allegations included verbal harassment, retaliation, threats and staff incompetence.

Ogdensburg Correctional Facility

There were 102 grievances filed in 2006, an increase from the 85 last year.

Code 22, Medical, had 19 grievances in 2006, an increase from the 15 last year. These grievances concerned quality of care and requests for special care.

Code 49, Staff Conduct, had 28 grievances in 2006, an increase from the 25 last year. These grievances alleged verbal harassment, threats, racial slurs and staff incompetence. 14 Riverview Correctional Facility

There were 522 grievances filed in 2006, the same as last year.

Code 22, Medical, had 83 grievances in 2006, a decrease from the 87 last year. These grievances concerned quality of care, special requests, medications, policies and procedures and delays in care.

Code 30, Package Room, had 57 grievances in 2006, an increase from the 47 last year. These grievances concerned disallowed items, destruction of items, weight accuracy, not receiving original containers, missing items, overcharging for postage and Package Room procedures.

Code 49, Staff Conduct, had 82 grievances in 2006, an increase from the 66 last year. . These grievances alleged incompetence, verbal abuse, threats, racial slurs and physical abuse.

Watertown Correctional Facility

There were 110 grievances filed in 2006, a decrease from the 165 last year.

Code 3, Correspondence, had 0 grievances in 2006, a decrease from the 6 last year.

Code 22, Medical, had 21 grievances in 2006, a decrease from the 39 last year. These grievances concerned specialized care, diets, delays in care and requests for outside consults.

Code 49, Staff Conduct, had 33 grievances in 2006, a decrease from the 36 last year. The grievances concerned allegations of incompetence, verbal abuse, threats, discrimination, and physical abuse.

15 CLINTON HUB

Adirondack Correctional Facility

There were 54 grievances filed in 2006, an increase from the 52 last year.

Code 21, Dental, had 5 grievances in 2006, an increase from the 1 last year. These grievances concerned dentures, repair of tooth and dissatisfaction with staff.

Code 22, Medical, had 12 grievances in 2006, an increase from the 11 last year. These grievances concerned delay in care, quality of care, medical procedures, medication and special requests.

Code 49, Staff Conduct, had 7 grievances in 2006, a decrease from the 9 last year. These grievances alleged physical abuse, discrimination, threats, staff incompetence and verbal abuse.

Altona Correctional Facility

There were 124 grievances filed in 2006, an increase from the 101 last year.

Code 22, Medical, had 13 grievances in 2006, an increase from the 9 last year. These grievances concerned consultation delays, medication issues, quality of care, a request for a bed board, program excuse and a hearing aid.

Code 30, Package Room, had 12 grievances in 2006, a decrease from the 20 last year. These grievances concerned missing items, tobacco being opened and the denial of a Sergeant's review, trimmers, meat, sweat suit and sneakers.

Code 49, Staff Conduct, had 26 grievances in 2006, an increase from the 18 last year. These grievances alleged physical abuse, threats, verbal abuse, staff incompetency, and sexual harassment.

Bare Hill Correctional Facility

There were 746 grievances filed in 2006, an increase from the 676 last year.

Code 16, Religion, had 19 grievances in 2006, an increase from the 10 last year. These grievances concerned forms being placed in dorms, participation in services, forced to shave beard, removal of instruments from the Chapel, family not allowed at festival, Jumah, denied attendance at funeral, request to smudge (Native American), ASAT/ART is against religion, Shiite Muslim facilitator, religious needs not being met, change faith, and that the state supply food for ceremonies.

Code 22, Medical, had 184 grievances in 2006, an increase from the 122 last year. These grievances concerned quality of care, delay in care, procedures, medication and special requests.

Code 30, Package Room, had 20 grievances in 2006, a decrease from the 39 last year. These grievances concerned shampoo in a non-clear bottle, place ingredient label on storage bag, donations go to Muslims, package improperly processed or returned, not given a Sergeant's 16 review. denied pumpkin seeds, watch with glowing hands, crayola markers, snack clusters, scientific calculator, refrigerated items, and trimmers.

Code 49, Staff Conduct, had 191grievancesin2006, a decrease from the 242 last year. These grievances alleged threats, staff incompetence, verbal, physical abuse, and racial slurs.

Camp Gabriels Correctional Facility

There were 9 grievances filed in 2006, a decrease from the 14 last year.

Code 22, Medical, had 4 grievances in 2006, an increase from the 0 last year. These grievances alleged untimely treatment, medical restriction and inadequate care.

Code 30, Package Room, had 2 grievances filed in 2006, an increase from the 1 last year. These grievances concerned the delay of receiving a receipt and mailing out disallowed items.

Code 49, Staff Conduct, had 2 grievances in 2006. a decrease from the 5 last year. These grievances alleged threats and harassment.

Chateaugay Correctional Facility

There were 5 grievances filed in 2006, a decrease from the 58 last year.

Code 49, Staff Conduct, had 4 grievances in 2006, a decrease from the 26 last year. These grievances alleged threats, verbal abuse, unprofessional comments, and unprofessional conduct.

Clinton (Main) Correctional Facility

There were 1,786 grievances filed in 2006, a decrease from the 1,823 last year.

Code 22, Medical, had 298 grievances in 2006, a decrease from the 348 last year. These grievances concerned quality of care, delay in care, denied outside consultations, medical procedures, medication issues, and special medical requests for footwear, and eye care.

Code 30, Package Room, had 119 grievances in 2006, an increase from the 91 last year. These grievances concerned the return address needing a complete first and last name, grace period for a denied package, postage, callout, status of package, denial ofwalk-ma."1, cigars, chain, two-tone boots, hot pot, lamp, radio, trimmers, and the opportunity to review a label.

Code 36, Inmate Accounts, had 124 grievances in 2006, an increase from the 74 last year. These grievances concerned a copy of a disbursement, excessive encumbrances, missing funds, deposit money in account, money order, refund account, status of stop payment requests, check being held, delay on money receipts, account status, copy of statement, unauthorized deduction, overcharged for surcharge, verify funds, and discrepancy on the balance of the account.

Code 49, Staff Conduct, had 71 grievances in 2006, a decrease from the 131 last year. These grievances alleged threats, physical abuse, racial slurs, verbal abuse, and staff incompetence. 17 Clinton (Annex) Correctional Facility

There were 300 grievances filed in 2006, an increase from the 255 last year.

Code 22, Medical, had 45 grievances in 2006, a decrease from the 57 last year. These grievances concerned quality of care, delay in care, medication, bottom bunk permits, hearing aids, contact lenses and invalid status.

Code 30, Package Room, had 13 grievances in 2006, an increase from the 11 last year. These grievances concerned the denial to review a destroyed item, and the denial of cosmetics, a beard trimmer, shrimp and drafting pens.

Code 49, Staff Conduct, had 86 grievances in 2006, a decrease from the 95 last year. These grievances alleged physical abuse, threats, verbal abuse, and staff incompetency.

Franklin Correctional Facility

There were 592 grievances filed in 2006, an increase from the 492 last year.

Code 22, Medical, had 168 grievances in 2006, an increase from the 81 last year. These grievances concerned quality of care, delay in seeing the Doctor and consultations, medical procedures, medication and special requests.

Code 30, Package Room, had 15 grievances in 2006, a decrease from the 22 last year. These grievances concerned the processing of packages, package given to the wrong inmate, mailing the packages, denial of items and location of packages.

Code 49, Staff Conduct, had 141 grievances in 2006, an increase from the 120 last year. These grievances alleged verbal abuse, staff incompetency, threats, sexual harassment, racial slurs and physical abuse.

Lyon Mountain Correctional Facility

There were 48 grievances filed in 2006, an increase from the 31 last year.

Code 22, Medical, had 6 grievances filed in 2006, an increase from the 0 last year. These grievances concerned requests to see a specialist, hearing test, repair a hole in the ear, and see the Doctor.

Code 30, Package Room, had 7 grievances in 2006, an increase from the 2 last year. These grievances concerned postage, reimbursement, the denial of meat, sausage, and Air Nike sneakers.

Code 49, Staff Conduct, had 15 grievances in 2006, an increase from the 6 last year. These grievances alleged harassment, retaliation, verbal abuse, staff disrespectful, threats, denied prayer, and the bathroom.

18 Upstate Correctional Facility

There were 3,626 grievances filed in 2006, an increase from the 3,531 last year.

Code 22, Medical, had 793 grievances in 2006, an increase from the 791 last year. These grievances concerned medical procedures, quality of care, delay in care, denied outside consultations, medication and special medical requests.

Code 22, Medical, had 793 grievances in 2006, an increase from the 791 last year. These grievances concerned medical procedures, quality of care, delay in care, denied outside consultations, medication and special medical requests.

Code 23, Housing-Internal Block Affair, had 13 grievances filed in 2006, a decrease from the 233 last year. These grievances concerned denied sweatshirts, night light procedure, denied bathroom, cell not opened, call out, shower schedule not being followed, denied keep lock exercise, storage buckets, and shower rails. The decrease is attributed to a change in coding by the IGP Supervisor. Previously, both Cadre and SHU grievances were reported under Code 23, inflating the numbers. Now only Cadre grievances are coded 23.

Code 24, Special Housing Unit, had 395 grievances in 2006, an increase from the 262 la.st year. These grievances concerned denial of cell cleanup, headphones, matches, nail clippers, toilet paper, exercise, meals, announcements, time to shave, laundry, scouring powder to scrub shower, cell change, problems with cell mate, night lights, and cell repairs.

Code 49, Staff Conduct, had 807 grievances in 2006, an increase from the 653 last year. These grievances alleged threats, physical abuse, racial slurs, threats, verbal abuse, staff incompetence, food tampering, destruction of property and mail tampering.

19 SULLIVAN HUB

Eastern Correctional Facility

There were 659 grievances filed in 2006, a decrease from the 895 last year.

Code 20, ASAT, had 46 grievances in 2006, a decrease from the 73 last year. These grievances concerned credit for RSAT time, removal of bad evaluations, referral to ASAT, placement in RSAT, removal from program, and program policy & procedure regarding privileges.

Code 22, Medical, had 101 grievances in 2006, a decrease from the 118 last year. These grievances concerned medical treatment, medication renewal/discontinuation/dispensing, medical records, repair of hearing aids, surgery, specialists, denial of treatment, gloves, physical therapy, x-rays, boots, eye exams, braces, and permits.

Code 49, Staff Conduct, had 112 grievances in 2006, a decrease from the 235 last year. These grievances alleged racial slurs, retaliation, sexual abuse, verbal abuse, discrimination, threats, intimidation, and abuse.

Mid-Orange Correctional Facility

There were 153 grievances filed in 2006, a decrease from the 348 last year.

Code 22, Medical, had 19 grievances in 2006, a decrease from the 137 last year. These grievances ·concerned medical treatment, cell study, specialists, braces, medications, emergency sick call, permits, denial oftreatment, lotion, and second opinions. Grievances decreased because new nursing staff were hired, including a new Nurse Administrator.

Code 23, Housing-Internal Block Affairs, had 8 grievances in 2006, a decrease from the 19 last year. These grievances concerned combination locks, housing moves, gloves for cleaning, damaged property, asbestos tiles, and guard rails on bunk beds.

Code 49, Staff Conduct, had 45 grievances in 2006, an increase from the 25 last year. These grievances alleged verbal abuse, verbal threats, retaliation, abuse of authority, and racial remarks.

Otisville Correctional Facility

There were 297 grievances filed in 2006, a decrease from the 394 last year.

Code 22, Medical, had 58 grievances in 2006, a decrease from the 67 last year. These grievances concerned bottom bunks, bus passes, medical transfers, testing, medications, specialist recommendations, access to doctors, infirmary housing, and quality of health care.

Code 30, Package Room, had 61grievancesin2006, an increase from the 57 last year. These grievances concerned items labeled "frozenu, allowable items, notification to visitors of items to be picked up, package room hours, postage charges, reimbursement for spoiled food, and hobby craft/permit items. 20 Code 49, Staff Conduct, had 10 grievances in 2006, a decrease from the 27 last year. These grievances alleged improper pat frisks, racial slurs, retaliation, verbal abuse, threats, and inappropriate hand gestures.

Shawangunk Correctional f acil jty

There were 849 grievances filed in 2006, a decrease from the 984 last year.

Code 22, Medical, had 177 grievances in 2006, an increase from the 166 last year. These grievances concerned timely medication refills, denial of sick call, specialists, wheelchair repairs, permits, changes in medications, and proper medical treatment.

Code 23, Housing-Internal Block Affairs, had 93 grievances in 2006, an increase from the 40 last year. These gnevances concerned single cells, Close Supervision Unit (CSU) placement, timely lock in/out, denial of recreation, showers, and call outs. There is no known reason for the increase, although it is noted that 27 of these grievances were resolved prior to the IGRC hearing. Many of the issues were also maintenance related. The number of maintenance grievances, Code 39 decreased this month by 22.

Code 30, Package Room, had 59 grievances in 2006, a decrease from the 103 last year. These grievances concerned missing items, denials of watches, calculators, sneakers, and boots.

Code 49, Staff Conduct, had 84 grievances in 2006, a decrease from the 93 last year. These grievances alleged retaliation, pat frisk harassment, verbal threats, and profanity.

Sullivan Correctional facility

There were 682 grievances filed in 2006, an increase from the 592 last year.

Code 22, Medical, had 124 grievances in 2006, an increase from the 94 last year. These grievances concerned second opinions, surgery, doctors, MRis, specialist recommendations, and medical treatment.

Code 23, Housing-Internal Block Affairs, had 46 grievances in 2006, an increase from the 25 last year. These grievances concerned double celling, block shower procedures, and requests to change block policy & procedure.

Code 30, Package Room, had 38 grievances in 2006, a decrease from the 39 last year. These grievances concerned flame resistant blankets, rugs, clear electronics, and denial of items.

Code 49, Staff Conduct, had 78 grievances in 2006, an increase from the 70 last year. These grievances alleged threats, verbal harassment, profanity, retaliation, racial slurs, and assault.

21 Ulster Correctional Facility

There were 61 grievances filed in 2006, an increase from the 50 last year.

Code 49, Staff Conduct, had 18 grievances in 2006, an increase from the 15 last year. These grievances alleged verbal abuse, cube frisks, physical abuse, destroyed ID card, obscene language, and racial remarks.

Wallkill Correctional Facility

There were 436 grievances filed in 2006, a decrease from the 484 last year.

Code 6, Guidance Unit/Counseling, had 21grievancesin2006, an increase from the 12 last year. These grievances concerned adding telephone numbers, therapeutic programming, counselor changes, merit time status, emergency phone calls, security classification, and quarterly reviews.

Code 22, Medical, had 70 grievances in 2006, an increase from the 68 last year. These grievances concerned doctors, bottom bunks, medical treatment, restrictions, blood pressure checks, MRis, emergency sick call, test results, OMH, nicotine patch, eye exams, orthopedic sneakers, braces, surgery, and medical transfer.

Code 30, Package Room, had 26 grievances in 2006, a decrease from the 31 last year. These grievances concerned lost/missing items, refrigerated items, sneakers, book tapes, view disallowed items, watches, guitar strap and keyboards, reimbursement for postage, boots, shorts, belts, drum machines, tax forms, and disposal options.

Code 49, Staff Conduct, had 74 grievances in 2006, a decrease from the 102 last year. These grievances alleged verbal harassment, abusive/obscene language, abuse of authority, physical contact, destruction of personal prop~, discrimination, inappropriate comments, threats, urine tampering, and unprofessional conduct.

Woodbourne Correctional Facility

There were 230 grievances filed in 2006, a decrease from the 298 last year.

Code 22, Medical, had 61 grievances in 2006, a decrease from the 101 last year. These grievances concerned medical care, outside appointments, medications, and permits.

Code 23, Housing-Internal Block Affairs, had 31 grievances in 2006, an increase from the 13 last year. These grievances concerned food storage bags in unit refrigerators, staffing on units, cell searches, and excessive moves.

Code 30, Package Room, had 16 grievances in 2006, the same as last month. These grievances concerned denial of items, delays in sending out items, proper postage, and special handling.

Code 49, Staff Conduct, had 18 grievances in 2006, the same as last year. These grievances alleged harassment, and retaliatory misbehavior reports.

22 GREEN HAVEN HUB

Beacon Correctional Facility

There were 127 grievances filed in 2006, an increase from the 73 last year. Code 22, Medical, had 28 grievances in 2006, an increase from the 18 last year. Grievance issues included course of treatment, sick call, medication, wanting to see the Doctor, and access to specialists.

Code 23, Housing Internal Block Affairs, had 28 grievances in 2006, an increase from 16 last year. Issues included staff speaking loudly through the night, not following facility policy, not following department policy, not getting inmates to call outs, disputes regarding mandator1 clean up in housing units, and security rounds.

Bedford Hills Correctional Facility

There were 436 grievances filed in 2006, a decrease from the 438 last year.

Code 22, Medical, had 44 grievances in 2006, a decrease from the 63 last year. Grievance issues concerned course of treatment, follow up appointments, and medication.

Code 23, Housing-Internal Block Affairs, had 44 grievances in 2006, an increase from fr1e 19 last year. These grievances concerned being denied free module, improper cell search, no escorts for keeplock inmates, and a rodent problem.

Code 31, Rules and Regulations, had 93 grievances in 2006,·an increase from the 50 last year. Grievances concerned complaints of security staff not following standard operating procedures, the ten minute movement, change of memorandums, wanting to carry water bottles, denied funeral trip, privacy curtain, review of video cameras, revision of dress code, sign in/out sheets, pre hearing confinement, securing of cells subsequent to morning movement, officer chewing gum, outside trip policy, and keeplock showers.

Code 49, Staff Conduct, had 86 grievances in 2006, a decrease from the 136 last year. Grievance allegations included threats, improper use of force, and inappropriate physical contact.

Downstate Correctional Facility (Reception)

There were 494 grievances filed in 2006, an increase from the 369 last year.

Code 22, Medical, had 50 grievances in 2006, an increase from the 37 last year. Grievance issues included continuation of previously provided treatment, deferring non-emergency treatment until transfer, disputes of restrictions on medical permits (canes and footwear), and delays in receiving treatment from outside providers.

Code 23, Housing-Internal Block Affairs, had 43 grievances in 2006, an increase from the 34 last year. The grievances concerned shortages of block supplies, a mirror, matches, shower, housing unit temperatures, denied recreation, and keeplock recreation.

23 Code 49, StaffMiscQnduct, had 65 grievances in 2006, an increase from the 51 last year. Grievances alleged verbal harassment, incompetence, assault, and racial discrimination.

Downstate Correctional Facility (Cadre)

There were 89 grievances filed in 2006, a decrease from the 117 last year.

Code 22, Guidance had 18 grievances in 2006, an increase from the 9 last year. Grievance issues included restriction from recreation, lack of work restrictions, and problems that occurred during sick call encounters.

Code 30, Package Room, had 18 grievances in 2006, a decrease from 30 last year. Issues included denial of sneakers, boots, missing items, overcharging for postage, and requests for a supervisor's review.

Code 49, StafIMisconduct, had 18 grievances in 2006, a decrease from the 31 last year. Grievances alleged verbal harassment, assault, and racial discrimination.

Fishkill Correctional Facility

There were 1,371 grievances filed in 2006, a decrease from the 1,448 last year.

Code 3, Correspondence, had 53 grievances in 2006, an increase from the 27 last year. Grievances concerned untimely delivery of mail, delay in processing money orders, and disputes on the processing of certified mail

Code 16, Religion, had 14 grievances in 2006, a decrease from the 29 last year. Grievances issues included Ramadan meals, Kosher diets and space for Shiite Muslims.

Code 22, Medical, had 205 grievances in 2006, a decrease from the 241 last year. Grievance issues included medication, course of treatment, Managed Care (podiatry, MRI, ENT, Cat Scans, Physical Therapy), change of provider, access to provider, medication, and apparatus (footwear, back brace, eyeglasses, wheel chair). Other issues included allegations of ignored sick call requests, delay in care, confidentiality violations, bugs in the dialysis unit, and various RMU issues.

Code 24, Special Housing, had 207 grievances in 2006, an increase from the 145 last year. S-Block inmates filed 159 of these grievances. Issues included correspondence, visiting, guidance, recreation, religion, general library, inmate property, SHU policy and procedure, state issue, flat work, laundry, commissary, mess hall, legal mail, grooming standards, and law library. Other issues included PIMS level changes, cleaning supplies, name tags for staff, double bunking, announcements in block, and heat in cells.

Code 30, Package Room, had 101 grievances in 2006, a decrease from 110 last year. Grievance issues included disallowed footwear, processing of packages, lost or stolen packages, postage, and packages returned to sender.

Code 49, Staff Conduct, had 227 grievances in 2006, an increase from the 186 last year (53 from S-block inmates). Grievances.included allegations of threats, sexual discrimination, 24 racial slurs, destruction of property, inappropriate comments, ignored medical condition, wrong medication dispensed, false misbehavior reports, and retaliation by staff.

Green Haven Correctional Facility

There were 3,135 grievances filed in 2006, an increase from the 2,925 last year.

Code 6, Guidance and Counseling, had 110 grievances filed in 2006, an increase from the 74 last year. These grievances concerned access to counselors, change of counselor, and updating phone lists.

Code 37, Mess Hall, had 92 grievances filed in 2006, an increase from the 63 filed last year. Grievances concerned portion size, wanting a special diet, and cold food in SHU.

Code 22, Medical, had 479 grievances in 2006, an increase from the 421 last year. Grievance issues included change of provider, second opinion, medication, access to specialists, Milburn Consent Decree, and course of treatment.

Code 30, Package Room, had 447 grievances in 2006, an increase from the 322 last year. Grievance issues included denial of items: sneakers, boots, radios, clothing (due to colors, logos, and materials), missing packages, opening packaging and transferring contents into clear bags, shipping charges, art supplies, keyboards, destruction of property, and completion of disposal forms.

Code 35, Commissary, had 110 grievances filed in 2006, an increase from the 75 last year. These grievances concerned wanting new items, special buy requests, and :finishing the commissary run.

Code 44, Inmate Grievance Program, had 65 grievances in 2006, an increase from the 36 last year. Grievances concerned issues with timeliness, coding, and investigations of grievances.

Code 49, Staff Conduct, had 296 grievances in 2006, an increase from the 289 last year. Grievance allegations included unprofessional conduct, retaliation, assault, and inappropriate pat frisks.

Taconic Correctional facility

There were 74 grievances filed in 2006, an increase from the 72 last year.

Code 22, Medical, had 18 grievances in 2006, an increase from the 6 last year. Grievance issues included course of treatment issues, access to outside health care providers, medication, quality of treatment, and sick call.

Code 31, Rules and Regulations, had 11 grievances filed in 2006 an increase from the 8 last year. Grievances concerned staff not following the standard operating procedures, directives, and memorandums.

25 Code 49, Staff Conduct, had 23 grievances in 2006, a decrease from the 29 last year. Grievances alleged verbal harassment, racial discrimination, physical assault, and sexual harassment.

26 GREAT MEADOW HUB

Coxsackie Correctional Facility

There were 1,090 grievances filed in 2006, an increase from the 883 last year.

Code 18, Media Review, had 40 grievances in 2006, an increase from the 13 last year. These grievances concerned wanting publications on time, staples in magazine covers, lost magazines, and wanting Directive #4572 followed.

Code 21, Dental, had 27 grievances in 2006, an increase from the 13 last year. These grievances concerned waiting to see a dentist, wants tooth filled, to see another dentist, and improper care.

Code 22, Medical, had 170 grievances in 2006, an increase from the 103 last year. Grievance issues concerned wanting a medical permit, sick call procedures, access to providers, specialty care requests, medication, and course of treatment.

Code 23, Housing-Internal Block Affairs, had 49 grievances in 2006, an increase from the 25 last year. These grievances concerned daily supplies, double bunking, showers, talking on the gate and issuance of hot water and razors.

Code 30, Package Room, had 66 grievances in 2006, an increase from the 40 last year. These grievances concerned wanting a package found, missing items, rug issued, antenna, and headphones.

Code 49, Staff Conduct, had 307 grievances in 2006, an increase from the 273 last year. Grievance allegations included racial remarks, inappropriate language, threats, denial of property and privileges, and assault.

Great Meadow Correctional Facility

There were 2,136 grievances filed in 2006, a decrease from the 2,364 last year.

Code 22, Medical, had 500 grievances in 2006, an increase from the 444 last year. The grievances in this area regarded alleged delays in seeing facility medical staff, access to outside specialists, medication requests, special permits, sick call, and course of treatment.

Code 23, Housing-Internal Block Affairs, had 173 grievances in 2006, a decrease from the 219 last year. These grievances concerned delivery of mail, supplies, call outs, block temperatures, and cell clean up.

Code 24, Special Housing, had 212 grievances in 2006, an increase from the 147 last year. These grievances concerned denial of exercise, call outs, mail delays, cell clean up, and showers.

Code 49, Staff Conduct, had 169 grievances in 2006, a decrease from the 192 last year. These grievances alleged physical abuse, threats, verbal abuse, and staff incompetence.

27 Greene Correctional Facility

There were 194 grievances filed in 2006, a decrease from the 253 last year.

Code 22, Medical, had 34 grievances in 2006, a decrease from the 46 last year. Grievance issues included medication procedures, medication issues, delay in care, quality of care, and special medical requests.

Code 49, Staff Conduct, had 77 grievances in 2006, a decrease from the 111 last year. Grievance allegations included threats, physical abuse, assault, unprofessional conduct, racial slurs, and verbal abuse.

Hudson Correctional Facility

There were 30 grievances filed in 2006, a decrease from the 45 last year.

Code 49, Staff Conduct, had 18 grievances in 2006, a decrease from the 34 last year. Grievance allegations included unprofessional conduct, racial slurs, verbal abuse, and threats.

Moriah Shock Incarceration Facility

There were 0 grievances filed in 2006, the same as last year.

Mt. McGregor Correctional Facility (Medium)

There were 87 grievances filed in 2006, an increase from the 64 last year.

Code 22, Medical, had 10 grievances in 2006, a decrease from the 14 last year. These grievances concerned prescriptions, special permits, and wanting to see a doctor.

Code 34, State Issue Items, had 5 grievances in 2006, an increase from the 1 last year. These grievances concerned the sizes of items issued and charges associated with the altering of clothing.

Code 49, Staff Conduct, had 22 grievances in 2006, an increase from the 12 last year. The grievances alleged verbal harassment, retaliation by writing misbehavior reports, and racial discrimination.

Mt. McGregor (Minimum) Correctional Facility

There were 2 grievances filed in 2006, an increase from the 1 last year.

Code 49, Staff Conduct, had 1 grievance in 2006, the same as last year. This grievance regarded an allegation of verbal harassment.

28 Washington Correctional Facility

There were 138 grievances filed in 2006, an increase from the 99 last year.

Code 6, Guidance Unit/ Counseling, had 12 grievances in 2006, an increase from the 3 last year. These grievances concerned the issuance of certificates upon completion of ART, earned eligibility, etc.

Code 22, Medical, had 12 grievances in 2006, an increase from the 9 last year. These grievances concerned quality of care, delay in care, medical procedures and special medical requests.

Code 41, Legal Mail, had 8 grievances in 2006, an increase from the I last year. These grievances concerned legal mail notification and distribution.

Code 44, Inmate Grievance Program, had 7 grievances in 2006, an increase from the 0 last year. These grievances concerned availability of grievance forms, challenging the IGP Supervisor's decision that a grievance was untimely, not filing grievances, challenging IGRC staff member participation, and request for report information.

Code 49, Staff Conduct, had 30 grievances in 2006, a decrease from the 34 last year. These grievances alleged racial slurs, physical abuse, verbal abuse, threats, and staff incompetence.

29 ELMIRA HUB

Auburn Correctional Facility

There were 2,732 grievances filed in 2006, an increase from the 2,364 last year.

Code 22, Medical, had 439 grievances in 2006, an increase from the 355 last year. These grievances concerned quality of care, delays in receiving care, and medication.

Code 24, Special Housing Units, had 162 grievances in 2006, an increase from the 142 last year. These grievances concerned access to supplies, cell cleaning procedures, access to sick call, use of restraints, and shower procedures.

Code 29, Inmate Personal Property, had 184 grievances in 2006, an increase from the 103 last year. These grievances concerned property lost in transit, damaged in cell property, stolen property, and disposal of disallowed property.

Code 49, Staff Conduct, had 537 grievances in 2006, a decrease from 590 last year. These grievances alleged verbal, physical, and sexual abuse, and denial of privileges.

Butler (Minimum> Correctional Facility

There were 44 grievances filed in 2006, an increase from the 35 last year.

Code 22, Medical, had 6 grievances in 2006, the same as last year. These grievances concerned quality of care and access to outside specialists.

Code 49, Staff Conduct, had 20 grievances in 2006, an increase from the 13 last year. These grievances alleged verbal abuse, retaliatory misbehavior reports, and unprofessionalism by staff.

Butler (ASACTC> Correctional Facility

There were 62 grievances filed in 2006, an increase from the 45 last year.

Code 37, Mess Hall, had 10 grievances in 2006, an increase from the 3 last year. These grievances concerned special diets and food portions.

Code 49, Staff Conduct, had 24 grievances in 2006, an increase from the 11 last year. These grievances alleged verbal abuse, physical assault, and unprofessional behavior by staff.

Cayuga Correctional Facility

There were 445 grievances filed in 2006, an increase from 345 last year.

Code 22, Medical, had 64 grievances in 2006, a decrease from the 70 last year. These grievances concerned quality of care, medication, access to sick call, and outside specialist consultations.

30 Code 24, Special Housing Units, had 39 grievances in 2006, an increase from the 36 last year. These grievances concerned delivery of supplies, disallowed personal property, cell cleaning procedures, access to recreation, and showers.

Code 30, Package Room, had 25 grievances in 2006, a decrease from the 29 last year. These grievances concerned damaged packages, disallowed items, and delays in processing packages.

Code 37, Mess Hall, had 24 grievances in 2006, an increase from the 12 last year. These grievances concerned the Cold Alternative Diet (CAD), temperature of food, and portion sizes.

Code 49, Staff Conduct, had 77 grievances in 2006, an increase from the 46 last year. These grievances alleged verbal abuse, assault, and denial of privileges. This increase appears directly related to the increase in population housed in S-Block, 180 to 190 inmates in 2006, an increase from the 150 to 160 last year.

Elmira Correctional Facility

There were 2,189 grievances filed in 2006, an increase from the 1,913 last year.

Code 22, Medical, had 400 grievances in 2006, an increase from the 352 last year. These grievances concerned quality of care, delays in care, access to sick call, medication, and outside specialists.

Code 23, Housing-Internal Block Affairs, had 232 grievances in 2006, an increase from the 220 last year. These grievances concerned call out procedures, electricity outages, access to recreation, water being turned off, and personal property limits.

Code 37, Mess Hall, had 169 grievances in 2006, an increase from the 135 last year. These grievances concerned the Cold Alternative Diet, menu substitutions, portions, and meal temperature.

Code 49, Staff Conduct, had 219 grievances in 2006, a decrease from the 241 last year. These grievances alleged verbal abuse, assault, threats, and false misbehavior reports.

Five Points Correctional Facility

There were 2,371 grievances filed in 2006, an increase from the 2, 181 last year.

Code 22, Medical, had 332 grievances in 2006, a decrease from the 341 last year. These grievances concerned access to sick call, medication, specialist consultations, quality of care, and delays in receiving care.

Code 23, Housing-Internal Block Affairs, had 185 grievances in 2006, a decrease from the 237 last year. These grievances concerned cell searches, double celling, access to recreation, denial of supplies, and personal property limits.

31 Code 24, Special Housing Units, had 150 grievances in 2006, an increase from the 140 last year. These grievances concerned use ofrestraints, access to sick call, shower procedures, daily exercise, and distribution of supplies.

Code 37, Mess Hall, had 130 grievances in 2006, an increase from the 101 last year. These grievances concerned the Cold Alternative Diet (CAD), portions, food temperatures, and substitutions.

Code 49, Staff Conduct, had 465 grievances in 2006, an increase from the 267 last year. These grievances alleged threats, verbal abuse, racial slurs, sexual harassment, and assault by staff. One inmate filed 80 staff conduct grievances.

Monterey Shock Correctional Facility

There were 0 grievances filed in 2006, the same as last year.

Southport Correctional Facility

There were 3,515 grievances filed in 2006, a decrease from the 3,611 last year.

Code 22, Medical, had 924 grievances in 2006, an increase from the 894 last year. These grievances concerned access to sick call, quality of care, denial of necessary care, medication, delays in receiving treatments, lack of confidentiality, reasonable accommodations requests, and specialist appointments.

Code 23, Housing-Internal Block Affairs, had 446 grievances in 2006, a decrease from the 509 last year. These grievances concerned shower procedures, headphones, denial of daily exercise, access to supplies, cell cleaning, release for call outs, and delivery of meals.

Code 49, Staff Conduct, had 319 grievances in 2006, an increase from the 295 filed last year. These grievances alleged verbal abuse, assa,ult, lying on misbehavior reports, sexual misconduct, retaliatory denial of services, and racial slurs.

Willard Drug Treatment Campus

There were 15 grievances filed in 2006, an increase from the 5 last year.

Code 22, Medical, had 6 grievances in 2006, an increase from the 1 last year. These grievances concerned denial of care, delays in receiving care, and quality of care.

Code 49, Staff Conduct, had 8 grievances in 2006, an increase from the 3 last year. These grievances alleged verbal abuse, negligence, threats, and unprofessional behavior by staff.

32 HUB

Arthur Kill Correctional facility

There were 394 grievances filed in 2006, a decrease from the 1,053 last year. Code 22, Medical, had 108 grievances in 2006, a decrease from the 253 last year. These concerned quality of care, treatment, requests to see a specialist, medication, sick call, and permits.

Code 30, Package Room, had 24 grievances in 2006, a decrease from the 77 last year. These grievances concerned the denial of items and a sergeant's review.

Code 49, Staff Conduct, had 55 grievances in 2006, a decrease from the 133 last year. These grievances alleged verbal abuse, staff incompetency, physical abuse, threats, and dorm moves.

Bayview Correctional facility

There were 66 grievances filed in 2006, a decrease from the 74 last year.

Code 20, ASAT, had 6 grievances filed, an increase from the 0 last year. These grievances dealt with credited hours from previous facilities and being disciplined for not following the rules and regulations.

Code 22, Medical, had 18 grievances in 2006, an increase from the 16 last year. These concerned renewal of prescriptions, requests to see a Doctor, be dealt with professionally, and a permit for an extra mattress.

Code 30, Package Room, had 4 grievances in 2006, an increase from the 3 last year. These grievances concerned postage, the denial of hollow audio ear buds, candy wrapped in foil, and a radio with a rubber antenna.

Code 49, Staff Conduct, had 25 grievances in 2006, a decrease from the 30 last year. These grievances alleged verbal abuse, unprofessionalism, and abuse of authority.

Edgecombe Correctional facility

There were 0 grievances filed in 2006, the same as last year. fulton Correctional Facility

There was 1 grievance filed in 2006, a decrease from the 2 last year.

Lincoln Correctional facility

There were 0 grievances filed in 2006, a decrease from the 1 last year.

33 Oueensboro Correctional Facility

There were 16 grievances filed in 2006, an increase from the 13 last year.

Code 33, Personal Property, had 4 grievances filed in 2006, an increase from the 0 last year. These grievances concerned property being lost while in transit and a request for an investigation.

Code 49, Staff Conduct, had 8 grievances filed in 2006, an increase from the 1 last year. These grievances alleged harassment, false misbehavior reports, and threats.

Sing Sing Correctional Facility

There were 996 grievances filed in 2006, a decrease from the 1,275 last year.

Code 22, Medical, had 236 grievances in 2006, an increase from the 205 last year. These grievances concerned denial of outside specialist recommendations, medication, see a specialist, treatment, feed up pass, shower pass, competent interpreter, and medical policies.

Code 30, Package Room, had 48 grievances in 2006, a decrease from the 72 last year. These grievances concerned disallowed items, hermetically sealed packages being opened, missing items, missing packages and denial of items.

Code 49, Staff Conduct, had 172 grievances in 2006, a decrease from the 252 last year. These grievances alleged threats, physical assault, verbal abuse, and intimidation.

34 WENDE HUB

Albion Correctional Facility

There were 384 grievances filed in 2006, an increase from the 255 last year.

Code 20, ASAT, had 14 grievances in 2006, an increase from the 0 last year. The increase is attributed to unsatisfactory evaluations and removals from the pro gram. These grievances concerned removal from the program, assignment to the program and the use of the bathroom during program hours.

Code 22, Medical, had 54 grievances in 2006, an increase from the 26 last year. These grievances concerned inadequate care, medications, requests for specialty care and facility doctor appointments.

Code 24, Special Housing Units, had 15 grievances in 2006, a decrease from the 27 last year. These grievances concerned exercise, hygiene, meals and property.

Code 30, Package Room, had 33 grievances filed in 2006, an increase from the 2 last year.

Code 49, Staff Conduct, had 121 grievances in 2006, a decrease from the 144 last year. These grievances alleged verbal harassment, profanity, voyeurism, the use of physical force and threats.

Attica Correctional Facility

There were 1,460 grievances filed in 2006, a decrease from the 1,805 last year.

Code 22, Medical, had 157 grievances in 2006, a decrease from the 222 last year. These grievances concern medications, incorrect treatments, requests for facility doctor appointments, questions regarding the doctors determinations, and allegations of mistreatment by medical staff.

Code 30, Package Room, had 76 grievances in 2006, an increase from the 65 last year. These grievances concerned the receipt of packages, disallowed items, lost items and disposal of property.

Code 35, Commissary, had 23 grievances in 2006, a decrease from the 71 last year. These grievances concern out of stock items, overcharges, charged for items not received, scheduling conflicts resulting from payroll not posting to inmate accounts and being made available for commissary purchases in time.

Code 49, Staff Conduct, had 202 grievances in 2006, an increase from the 192 last year. These grievances concerned allegations of physical assault, verbal abuse, sexual harassment, discrimination and threats.

35 Buffalo Correctional Facility

There were 3 grievances filed in 2006, an increase from the 2 last year.

Collins Correctional Facility There were 891 grievances filed in 2006, an increase from the 853 last year.

Code 16, Religion, had 20 grievances in 2006, an increase from the 10 last year. These grievances concerned changes of religion, showering before Juma, emergency phone calls, Ramadan, supplies for Native Americans, Jewish services and CAD meals.

Code 22, Medical , had 234 grievances in 2006, an increase from the 229 last year. These grievances concerned quality of care, delay in care, medical procedures, medication, outside consult requests and HIP AA.

Code 27, Tier I & II Policy and Procedure, had 18 grievances in 2006, a decrease from the 30 last year. The majority of these grievances were from the S-Block and challenged the hearing process.

Code 44, Inmate Grievance Program, had 10 grievances in 2006, a decrease from the 23 last year. These grievances concerned IGP Supervisor sensitivity, the processing of grievances, Directive #4040 not being followed, interviews, requests for a grievance box in Protective Custody, and the weekly rounds of the S-Block made by the Lakeview IGP Supervisor.

Code 49, Staff Conduct, had 68 grievances in 2006, an increase from the 46 last year. These grievances alleged threats, verbal abuse, physical contact, and improper staff behavior.

Gowanda Correctional Facility

There were 505 grievances filed in 2006, a decrease from the 956 last year.

Code 6, Guidance, had 27 grievances in 2006, a decrease from the 65 last year. These grievances concerned program evaluations, the identification of program needs based on counselor's assessments, and program removals.

Code 22, Medical, had 22 grievances in 2006, a decrease from the 60 last year. These grievances concerned medications, quality of care and requests for specialist consultations.

Code 27, Tier I & II policy and procedure, had 15 grievances in 2006, a decrease from the 42 last year. These grievances concerned hearing procedures, biased proceedings and appeals.

Code 30, Package Room, had 37 grievances filed in 2006, a decrease from the 105 last year. These grievances concerned disallowed items, missing items, disposal options, damaged items and the request for refunds or compensation for items.

Code 49, Staff Conduct, had 186 grievances in 2006, a decrease from the 214 last year. These grievances alleged threats, verbal abuse, discriminatory remarks/treatment, retaliation, unprofessional searches and physical abuse.

36 Groveland Correctional Facility

There were 282 grievances filed in 2006, an increase from the 267 last year.

Code 30, Package Room, had 21grievancesin2006, an increase from the 13 last year. These grievances concerned disallowed and missing items.

Code 49, Staff Conduct, had 48 grievances in 2006, a decrease from the 80 last year. These grievances alleged verbal harassment, physical assault, threats, discrimination and sexual harassment.

Lakeview Shock Incarceration Facility

There were 650 grievances filed in 2006, a decrease from the 837 last year.

Code 22, Medical, had 91 grievances in 2006, a decrease from the 138 last year. These grievances concerned requests to see specialists, delays in care, medications, medical permits and sick call requests.

Code 29, Inmate Property, had 1 grievance in 2006, a decrease from the 36 last year. This grievance concerned the condition of state issued clothing.

Livingston Correctional Facility

There were 242 grievances filed in 2006, a decrease from the 386 last year.

Code 22, Medical, had 67 grievances in 2006, a decrease from the 95 last year. These grievances concerned access to medical care, medications, requests for outside specialist consultations, denied sick call, delays in care and medical permits.

Code 37, Mess Hall, had 9 grievances in 2006, a decrease from the 20 last year. These grievances concerned access or removal from medical or religious diets and improper preparations.

Code 49, Staff Conduct, had 44 grievances in 2006, a decrease from the 51 last year. These grievances concerned physical abuse, verbal abuse, threats, discrimination and retaliation.

Orleans Correctional Facility

There were 535 grievances filed in 2006, a decrease from the 500 last year.

Code 27, Mess Hall, had 27 grievances in 2006, an increase from the 15 last year. These grievances concerned portions, CAD meals, special diets, food substitutions and meals on outgoing medical trips.

Code 49, Staff Conduct, had 121 grievances in 2006, an increase from 88 last year. These grievances alleged verbal harassment and threats, sexual harassment, discrimination, assaults, racial discrimination and incompetence. -

37 Rochester Correctional Facility

There were 0 grievances filed in 2006, a decrease from the 2 last year.

Wende Correctional Facility

There were 1,817 grievances filed in 2006, an increase from the 1,579 last year.

Code 22, Medical, bad 328 grievances in 2006, a decrease from the 329 last year. These grievances concerned challenges to medical care, treatment, medication prescriptions, special diet requests, delays in treatment, medical permits and specialist consultations.

Code 23, Housing-Internal Block Affairs, had 120 grievances in 2006, an increase from the 118 last year. These grievances concerned recreation, showers, meals, call outs, phone calls and hair cuts. .

Code 30, Package Room, had 75 grievances in 2006, an increase from the 65 last year. These grievances concerned the applicability of prior CORC decisions, disallowed items, lost or damaged items and alleged improper interpretations of the revised directive by staff.

Code 49, Staff Conduct, had 385 grievances in 2006, an increase from 241 last year. These concerned allegations of harassment, assault, threats, verbal abuse, discrimination and retaliation.

Wyoming Correctional Facility

There were 421 grievances filed in 2006, an increase from the 379 last year.

Code 22, Medical, had 93 grievances in 2006, an increase from the 72 last year. These grievances concerned requests for prompt treatment, treatment from outside specialists, medication and medical permits.

Code 49, Staff Conduct, bad 79 grievances in 2006, a decrease from the 85 last year. Grievances concerned allegations of verbal harassment, verbal threats, profanity and general harassment.

38 APPENDIX

1. Inmate Grievance - A Statistical History

2. Grievances Filed By Facility By HUB

3. Grievances Filed Per 1,000 Inmates By Facility By HUB

4. 2006 Year End Statistical Report - All Facilities

5. 2006 Year End Code Classification Report - All Facilities

6. Central Office Review Committee (CORC) Year End Statistics

7. Central Office Review Committee (CORC) Year End Code Classification Sheet INMATE GRIEVANCE - A STATISTICAL IDSTORY

Year Pop/Dec. Grievances Grievances Grievances Grievances Filed Filed Per 1000 CORC CMR 1985 35,141 22,507 640.5 4,299 2,127

1986 38,647 26,656 689.68 4,610 2,056

1987 40,842 26,900 658.6 4,884 2,087

1988 46,207 27,295 590.7 4,490 1,976

1989 52,941 32,480 619.6 5,171 2,084

1990 56,325 31,577 560.6 4,865 1,071

1991 59,131 31,816 538.1 4,609 187

1992 63,627 31,199 490.3 5,531

1993 64,463 32,427 503.03 6,068

1994 66,750 35,815 536.55 7,547

1995 68,571 37,067 540.56 8,067

1996 69,846 37,236 533.1 8,468

1997 69,383 36,413 524.81 8,078

1998 70,350 42,350 601.99 8,536

1999 71,403 45,797 641.39 9,548

2000 70A90 41,281 585.63 10,527

2001 69,164 45,624 659.65 11,754

2002 67,117 44,399 661.52 12,395

2003 66,056 45,266 684.66 14,432

2004 64,663 44,587 689.53 15,374

2005 63,360 45,346 715.68 15,122

2006 63,316 44,484 702.5 14,531

NOTE: The inmate population for 1988 through 1995 includes both state inmates and the New York City inmates at Cape Vincent and Riverview. GRIEVANCE SUBMISSIONS - HUB

Oneida; 2004 2005 2006

Camp Georgetown 16 6 7 Camp Pharsalia 12 10 42 Hale Creek - ASAT 26 91 122 Marcy/Marcy ASAT 444 600 301 Mid-State 631 713 664 Mohawk 797 624 589 Oneida 307 416 444 Summit Shock 12 9 13

Total; 2,245 2,449 2,482

Watertown;

Cape Vincent 272 321 269 Gouverneur 693 821 903 Ogdensburg 145 85 102 Riverview 513 522 522 Watertown 197 165 110

Total: 1,820 1,914 1,906

Clinton;

Adirondack 94 52 54 Altona 101 96 124 Bare HiU 588 676 746 Camp Gabriels 36 14 9 Chateaugay ASAT 44 58 5 Clinton - Annex 145 255 300 Clinton - Main 1,115 1,823 1,786 Franklin 363 492 592 Lyon Mt. 34 31 48 Upstate 3,830 3,531 3,626

Total; 6,350 7,028 7,290

Sullivan:

Eastern . 674 348 659 Mid-Orange 499 394 153 Otisville 253 984 297 Shawangunk 700 592 849 Sullivan 516 50 682 Ulster 58 484 61 Wallkill 330 298 436 Woodboume 622 230

Total: 3,652 4,045 3,367 GRIEVANCE SUBMISSIONS - HUB

Green Haven: 2004 2005 2006

Beacon 42 73 127 Bedford Hills 491 438 436 Downstate 128 117 89 Downstate Recep. 280 369 494 Fishkill 1,127 1,448 1,371 Green Haven 2,397 2,925 3,135 Taconic 72 72 74

Total: 4,537 5,442 S,726

Great Meadow:

Coxsackie 699 883 1,090 Greene 210 253 194 Great Meadow 2,130 2,364 2,136 Hudson 60 45 30 Mt. McGregor/Min. 5 1 2 Mt. McGregor/Med. 137 64 87 Moriah Shock 0 0 0 Washington 111 99 138

Total: 3,352 3,709 3,677

Wende:

Albion 286 255 384 Attica 1,860 1,805 1,460 Buffalo l 2 3 ·Collins 827 853 891 Gowanda 1,271 956 505 Groveland 297 267 282 Lakeview 750 824 650 Lakeview Shock 0 13 0 Livingston 454 386 242 Orleans 542 500 535 Rochester 4 2 0 Wende 1,962 1,579 1,817 Wyoming 443 379 421

Total: 8,697 7,821 7,190 GRIEVANCE SUBMISSIONS - HUB

Elmira: 2004 2005 2006

Auburn 2,700 2,364 2,732 Butler ASAT 21 45 62 Butler/Minimum 39 35 44 Cayuga 682 345 445 Elmira 1,841 1,913 2,189 Five Points 2,417 2,181 2,371 Monterey Shock 0 0 0 Southport 3,485 3,611 3,515 Willard 12 5 15

Total: 11,197 10,499 11,373

New York City:

Arthur Kill 1,051 1,053 394 Bayview 79 74 66 Edgecombe 2 0 0 Fulton 2 2 1 Lincoln 1 1 0 Queensboro 42 13 16 1,560 1,275 996

Total: 2,737 2,418 1,473

Total Filed State Wide: 44,586 45,345 44,484 GRIEVANCES FILED PER 1000 INMATES - HUB

Oneida HUB: 2004 2005 2006

Canip Georgetown 64.0 40.0 39.5 Camp Pharsalia 54.7 72.4 274.5 Hale Creek 70.0 208.8 285.7 Marcy 370.6 499.1 236.4 Mid-State 435.l 510.0 417.8 Mohawk 613.5 479.6 418.3 Oneida 257.5 346.3 375.0 Summit Shock 56.3 50.2 75.5

Watertown HUB:

Cape Vincent 301.5 372.3 310.6 Gouverneur 670.2 795.5 870.7 Ogdensburg 242.4 142.6 170.8 Riverview 566.8 597.9 596.5 Watertown 301.2 254.6 168.9

Clinton HUB:

Adirondack 168.4 92.6 96.7 Altona 211.7 200.4 259.4 Bare Hill 342.6 392.7 433.9 Camp Gabriels 113.9 74.0 49.7 Chateaugay 223.3 262.4 22.6 Clinton 985.1 549.2 469.4 Clinton-Annex 567.3 177.0 800.8 Franklin 211.2 286.0 345.1 Lyon Mt. 216.5 221.4 315.7 Upstate 3157.4 2,739.3 301.6

Sullivan UUB:

Eastern 570.2 757.1 558.0 Mid-Orange 687.3 480.6 212.2 Otisville 422.3 656.6 495.8 Shawangunk 1346.1 1,944.6 1,563.5 Sullivan 675.3 1,176.9 896.1 Ulster 70.1 58.4 71.8 Wallkill 554.6 808.0 727.8 Woodboume 787.3 378.6 291.5 GRIEVANCES FILED PER 1000 INMATES

Green Haven HUB; 2004 2005 2006

Beacon 210.0 328.8 540.4 Bedford Hills 583.8 533.4 516.5 Downstate 248.1 388.2 470.9 Fishkill 662.5 963.4 805.5 Green Haven 1,118.0 1,359.8 1,458.1 Taconic 248.3 240.8 235.6

Great Meadow HUB:

Coxsackie 670.1 848.2 1,048.0 Hudson 107.3 108.1 108.3 Great Meadow 1,285.6 1,437.9 1,286.7 Greene 119.4 142.1 59.0 Mt. McGregor/Med 258.4 120.7 13.7 Mt. McGregor/Min 18.0 6.1 162.9 Moriah Shock 0.0 0.0 0.0 Washington 104.3 93.3 130.5

Wende HUB:

Albion 251.9 218.3 329.6 Attica 851.8 818.3 663.3 Buffalo 5.4 18.3 26.3 Collins 706.8 728.4 792.0 Gowanda 730.8 546.9 291.0 Groveland 240.0 217.7 228.1 Lakeview 1,376.l 1,543.0 1,142.3 Lakeview Shock 0.0 28.8 0.0 Livingston 523.0 442.1 278.1 Orleans 512.2 493.5 532.8 Rochester 50.0 43.4 0.0 Wende 2,098.3 1,679.7 1,939.1 Wyoming 262.5 222.9 247.2 GRIEVANCES FILED PER 1000 INMATES - HUB

Elmira HUB: 2004 2005 2006

Auburn 1,521.1 1,333.3 1,539.1 Butler ASAT 98.1 316.9 375.7 Butler Min. 142.3 154.8 208.5 Cayuga 657.6 334.6 430.3 Elmira 1,002.7 1,047.0 1,197.4 Five Points 1,686.6 1,533.7 1,660.3 Monterey Shock 0.0 0.0 0.0 Southport 4,119.3 4,298.8 4,135.2 Willard 13.8 5.6 18.5

New York City HUB:

Arthur Kill 1,109.8 1,123.7 416.0 Bayview 266.8 333.3 298.6 Edgecombe 6.2 0.0 0.0 Fulton 8.9 16.1 11.4 Lincoln 3.6 5.5 0.0 Queensboro 101.6 31.8 39.5 Sing Sing 891.9 731.4 574.3

STATEWIDE: 689.5 715.7 702.5 INMATE GRIEVANCE PROGRAM 2006 ALL REGIONS

Current Month YTO 1 Pending at Committee Level 1161 xxxxx (On hand beginning of month) 2 Pending Superintendenfs action 887 xxxxx (On hand beginning of month) 3 Grievances submitted during current month 143 44484

4 Total: lines 1+2+3 2190 xxxxx

5 Withdrawn 20 540

6 Informally Resolved 143 4796

7 Not Heard by Committee Passed thru to Supt. 91 7739 {Harassment, emergencies, unlawful, untimely) 8 Heard by IGRC, closed favorable 203 5255 ·cNo Appeal) 9 Heard by IGRC, closed unfavorable 284 6058 (No Appeal) 10 Heard by IGRC, Dismissed 80 2646

11 Heard by IGRC, Appealed to Supt. 389 11962

12 Heard by IGRC, Referred to Supt. 128 3502

13 Heard by IGRC, Passed through to Supt. 60 1986 (Committee deadlocked) 14 End of report, pending IGRC 0 xxxxx (report next month line 1) 15 Total: lines 5 thru 14 1422 xxxxx (must equal total of lines 1 & 3) 16 .Answered by Supt, favorable 288 3120 {from lines 2,7,.11 & 13) 17 Answered by Supt, unfavorable 995 18567 (fromlines2,7,11 &13) 18 Referrals answered by Supt, favorable 139 1510 (from lines 2 & 12) 19 Referrals answered by Supt, unfavorable 115 1992 (from lines 2 & 12) 20 End of report, pending Supt. 0 xxxxx {report next month line 2) 21 Appeal to CORC, Institutional 910 13817

22 Passed thru to CORC, departmental 7 43

23 Non-Calendared contacts 403 29536

24 Grievances from SHU 110 11027 All Regions - 12/31/06 PROGRAM SERVICES CM YTD Percent 1) Program Committee 0 830 1.9% 2) Incentive Wage Allowance 0 418 0.9% 3) Correspondence 0 1589 3.6% 4) Phone Home Program 0 85 0.2% 5) Visiting 0 433 1.0% 6) Guidance UniUCounseling 0 1065 2.4% 7) Recreation (lV, Yard, Movies, Radio, etc.) 0 490 1.1% 8) Adult Basic Education 0 73 0.2% 9)GED 0 106 0.2% 10) College Programs 0 12 0.0% 11) Vocational Programs 0 125 0.3% 12) Work Assignments 0 253 0.6% 13) Hobby Shop/Arts & Crafts 0 28 0.1% 14) Volunteer Services 0 7 0.0% 15) Special Events/Inmate Organizations 0 115 0.3% 16) Religion 0 745 1.7% 17) Family Reunion Program 0 153 0.3% 18} Media Review 0 322 0.7% 19) General Library 0 153 0.3% 20)ASAT 0 529 1.2% HEALTH SERVICES 21) Dental 0 761 1. 7% 22) Medical 0 8193 18.4% 22.1} HIPAA (Medical Records, Disclosure, etc.) 0 152 0.3% FACILITY OPERATIONS 23) Housing - Internal Block Affairs 0 2913 6.5% 23.1) Smoke Free Policy 0 37 0.1% 24) Special Housing Units 0 2045 4.6% 25) Search & Seizure/Frisks/Contraband 0 522 1.2% 25.1) Strip Search 0 20 0.0% 25.2) Strip Frisk 0 34 0.1% 25.3} Pat Frisk (Female Inmate) 0 3 0.0% 26) Keeplock Policy & Procedure 0 138 0.3% 27) Tier I and II Policy & Procedure 0 409 0.9% 28) Tier Ill Policy & Procedure 0 489 1.1% 29) Inmate Property 0 1321 3.0% 30) Package Room - #4911 0 2252 5.1% 31) Rules & Regulations 0 728 1.6% ADMINISTRATIVE SERVICES 32) Industry 0 71 0.2% 33) Personal Property Claims - #2733 0 393 0.9% 34) State Issue - #3081 Clothing, #4009 Hygiene items. 0 630 1.4% 35) Commissary 0 690 1.6% 36) Inmate Accounts 0 1054 2.4% 37) Mess Hall 0 1578 3.5% 38) Laundry 0 214 0.5% 39} Facility Maintenance 0 470 1.1% COUNSEL 40) Law Library 0 1001 2.3% 41) Legal Mail 0 331 0.7% 42) Inmate Rights - Access/Courts/Counsel/Notary/etc. 0 557 1.3% 43) Mandatory Court Surcharge 0 66 0.1% EXECUTIVE DIRECTION 44) Inmate Grievance Program o· 876 2.0% 45) Temporary Release Committee 0 45 0.1% 46) Inter-Facility Transfers 0 265 0.6% 4 7) Grooming Standards 0 126 0.3% 48) Inmate Liaison Committee 0 65 0.1% 49) Staff Conduct 0 7142 16.1% 50) Miscellaneous 0 1362 3.1% Total 0 44484 100.0% STATE OF NEW YORK DEPARTMENT OF CORRECTIONAL SERVICES nm HARRIMAN STATB CAMPUS 1220 WASHINGTON AVENUE ALBANY, N.Y. 12226-2050

BRIAN PISCHER EDWARD J. McSWEENEY ACl'ING COMMJSSIONBk ASSISTANT COMMISSIONBk l!XECUTl\IB ASSISTANT

MEMORANDUM

TO: Thomas G. Eagen, Director, IGP

FROM: Christopher Lindquist, IGP Coordinator ~

RE: CORC Statistical Report, for December, 2006

DATE: January 16, 2007

I. A. Number of cases received in mail on appeal to CORC: 1,290 B. Number of cases pending transmittal from previous period: 278 C. Number of cases calendared but received prior month 0 D. Number of cases pending from previo~ period 647 E. Total active during period: 2,215

II. A. Number of cases transmitted during the period: 1,517 B. Cases pending hearing: Recal CORC 0 1/3/07 Calendar 381 To be Calendared 317

C. Total pending Hearing: 698 D. Dispositions pending transmittal: __Q E. Total active during period (Il. E. Must equal I.E.): 2,215

m. Number of cases disposed during period: Month YTD: Prescreen: 1,239 14,522 CORC __Q 9 1,239 14,531

IV. Meritorious disposals: Month: 453 or 37% of total disposed YTD: 5,231 or 36% of total disposed

v. Average Days date filed to date received CORC: Month: 41 YTD: 39.3 'Average Days at CORC:. Month: 18 YfD: 19 Average Days date filed to date distributed: Month: 59 YTD: 58.3

CUpc CORC HEARINGS - 12/1/06 ~12131/06 Current PROGRAM SERVICES Month YTD 1) Program Committee 20 195 2) Incentive Wage Allowance 14 98 3) Correspondence 45 ·520 4) Phone Home Program . 3 25 5) Visiting 8 133 6) Guidance Unit/Counseling 43 372 7) Recreation (TV, Yard, Movies, Radio, etc.) 18 115 8) Adult Basic Education 2 12 9)GED 3 26 10) College Programs 1 2 11) Vocational Programs 6 39 12) Work Assignments 2 88 13) Hobby Shop/Arts & Crafts 0 5 14) Volunteer Services 0 1 15) Special Events/Inmate Organizations 1 29 16) Religion 37 258 17) Family Reunion Program 4 30 18) Media Review 7 68 19) General Library 2 33 20)ASAT 24 199 HEALTH SERVICES 21) Dental 18 209 22) Medical 323 3209 22.1) HIPAA (Medical Records, Disclosure, etc.) 1 5~ FACILITY OPERATIONS 23) Housing - Internal Block Affairs 87 6'r5 23.1) Smoke-Free Polley 2 .,7 24) Special Housing Units 53 5~8 25) Search & Seizure/Frisks/Contraband 14 146 25.1) Strip Search 0 7 25.2) Strip Frisk 2 .?6 25.3) Pat Frisk (Female Inmates) 0 .3 26) Keeplock Policy & Procedure 2 31 27) Tier I and II Policy & Procedure 7 95 28) Tier Ill Policy & Procedure 14 11.4 29) Inmate Property 25 262 30) Package Room - #4911 44 51~ 31) Rules & Regulations 30 241 ADMINISTRATIVE SERVICES 32) Industry 4 20 33) Personal Property Claims - #2733 10 67 34) State Issue - #3081 Clothing, #4009 Hygiene items. 6 91 35) Commissary 15 126 36) Inmate Accounts 15 203 37) Mess Hall 43 432 38) Laundry 3 37 39) Facility Maintenance 10 112 COUNSEL 40) Law Library 31 327 41) Legal Mall 19 165 42) Inmate Rights .. Access/Courts/CounselfNotary/etc. 24 195 43) Mandatory Court Surcharge 3 12 EXECUTIVE DIRECTION 44) Inmate Grievance Program · 60 45.1 45) Temporary Release Committee 1 9 46} Inter-Facility Transfers 8 114 47) Grooming standards 5 39 48) Inmate Liaison Committee 3 22 49) Staff Conduct 342 3291 50) Miscellaneous 53 387 Total 1517 14531 NYS DEPARTMENT OF CORRECTIONAL SERVICES

INMATE GRIEVANCE PROGRAM

A Compilation of Grievances Filed by Facility, HUB, Nature and Type January 2006 - December 2006 L__ONEIDA HUB

------·------·- --·------· ---·- ---- . ·-·--·------.. PROGRAM SERVICES 1 Program Commlllee o 3 5 9 1 9 2 0 2 lncentlw Wage Allowance o 0 4 13 14 D 0 0 3 ComislJ(JflClin:e 0 o 1 11 20 7 0 1 4 Phone Home Program 0 o 1 1 2 2 0 D 5 V1alting D o 11 D 6 1 2 0 8 Guidance Unlt/Counsellng D 0 18 BB 27 31 0 0 7 Recreation (Yard, Racfio, etc.) D 1 1 8 20 8 o o 8 Adult Basic &b:allcn 0 o 4 2 o 1 o 0 9 GED o o 0 5 4 D o 0 10 College Programs 0 0 0 0 0 0 0 0 11 VocaUonal l'rggl8ms 0 0 4 1 5 4 1 0 12 Work Assignments 0 1 1 0 12 8 1 0 13 Hclbby SllcplAlts & Crafts -· D D 0 0 D 0 D 0 14 Vclunt1111r SeNicSll 0 0 0 0 0 D 0 0 15 S'**'I Evanls/lnmate Org. D D 5 D 1 I 0 0 18 Religion D 0 13 7 15 3 1 0 17 FamHy Reunioo Program D 0 1 0 0 0 0 0 18 Madia Review 0 0 2 0 3 3 0 0 19 General Libnuy 0 0 2 1 8 8 0 0 20 ASAT 0 7 58 12 27 24 1 0 HEALTH SERVICES 21 Denlal D 3 5 4 1 1 0 0 22 Medic81 4 34 154 209 87 43 1 1 22.1 HIPAA 0 0 2 1 Dl 1 OI 0 FACIUTY OPERATIONS 23 Housi1g/lnlemal Block D 6 15 81 38 39 3 0 23.1 Smoking Policy 0 D 1 0 3 3 0 0 24 Specfal Housir11 l.Ns D 0 38 21 8 28 D D 25 Seard! & Seizure/Contraband 0 0 8 3 8 5 ·o 0 25. 1 Str1J Seard! 0 0 o 0 1 1 0 0 25.2 Sl!1> Frisk 0 0 o o 0 0 0 0 25.3 ~Frisk(Femalelnmate) 0 o 0 o o 0 0 o 26 Keeplock Pcricy & Procedure - 0 0 1 0 o 1 D 0 27 TierlandllP&P 0 0 3 9 1 9 0 0 28 .11er Ill Policy & Procedunt 0 0 3 9 4 3 0 0 29 IM18le PropeJty 0 0 ·-1 - - 6 22 1 1 0 30 Package Rocm. #4911 1 0 29 11 ID 18 2 0 · 31 Rules & ~lations 0 1 7 3 29 8 2 0 ADMINISTRATIVE SERVICES 32 lnduslry 0 0 0 0 o 1 0 0 33 Property Claim& • #2733 0 o 8 1 3 1 o o 34 Slale Issue - Dir. l3081, #4009. 0 1 8 2 5 2 3 D 35 Commissary 0 0 10 2 14 2 1 0 36 Inmate AccolMlls 2 o 18 5 11 2 1 0 37 Mess Hall 0 2 31 18 15 8 4 o 38 laundry o 0 o 0 0 1 0 1 39 Factity Maintenance 0 D 12 1 7 0 0 0 COUNSEL 40 Law Library 0 1 9 5 3 1 0 0 41 LegalMall 0 0 1 3 1 1 0 0 42 Inmate Rlrjll!I • Courls/Nolaryletc. 0 0 3 5 11 5 0 0 43 Mandatory Court Sun:harge 0 0 1 0 0 1 0 0 EXECUTIVE lllRECTION 44 Inmate Grievance Program 0 1 2 7 4 13 0 0 45 Temporary Releaso eomma1ee >------·0 -· 4 1 --- - 0 1 1 D 0 46 1n1er-Fac:i111y riansrers 0 - 0 1 D - - --- g B 2 0 47 Groomng Slar"GirdS -- 0 0 1 2 9 2 1 (r 48 U1'Tl&Jtl! Lkai50ll CoTliniUee 0 0 0 1 2 0 0 o 49 Staff CoiduCI 0 51 81 91 60 94 12 10 50 Miaeelaneous 0 0 10 28 13 34 1 0

TOTALS 7 122 601 664 589 444 42 13 I WATERTOWN HUB I

------PROGRAM SERVICES 1 Program Committee 10 5 8 24 5 2 Incentive Wage Allowance 3 14 0 9 1 3 Cotrespondence 32 29 2 14 0 4 Phone Home Program 0 1 0 1 0 5 VISiing 1 8 0 1 1 8 Guidance Unil/Caunselng 2 12 0 21 6 7 Recreation (Yard, Radio, etc.) 10 0 2 3 0 8 AIM! Basic EdUCatiOn 1 0 0 1 0 9 GED 2 3 0 3 0 1o College Programs 3 0 0 0 0 11 VocaUonal Programs 0 1 0 6 0 12 Wcr1< Assignment& 1 8 1 3 0 13 Hobby Shop/Arts & Crafts 0 0 0 0 0 14 Volunteer Services 0 a 0 0 0 15 Speeial Evenlsilnmate Org. 0 6 1 0 0 18 Refigion 4 7 0 8 3 0 17 Family ReuNor1 Program D 0 - 0 0 18 Media Review 3 7 0 0 1 19 General ll>rary 0 1 0 2 0 20 ASAT 4 13 3 24 1 HEALTH SERVICES 21 Danial 5 24 3 12 0 22 Meelical 35 122 19 83 21 22.1 HIPAA 0 0 0 2 0 FACILITY OPERATIONS 23 Hous;,vtntemal Block 7 14 9 19 10 23. 1 Smoldng Policy 1 3 0 1 0 24 Special Housing Units 5 107 0 6 4 25 Search & Seizura/Contlllband 0 20 2 7 1 25. 1 Strip Sealdl 0 0 0 0 D 25.2 Strip Frisk 0 2 0 0 D 25.3 Strip Fnsk (Female Inmate) 0 0 0 0 0 28 Keeplock Polley & Procedure D 8 2 1 0 27 Tier I and II P&P · 1 12 1 11 D 28 Tier Ill Polley & Procedure 0 18 0 3 0 29 Inmate Prqierty 1 50 1 13 1 30 Padcage Room • #4911 12 30 11 51 g 31 Rules & Regulations 0 25 3 7 0 ADMINISTRATIVE SERVICES 32 Industry 0 0 0 0 0 33 Property Claims • #2733 5 5 0 2 0 34 State Issue - Dir. #3081, #4009. 5 9 1 12 0 35 Commissary 1 15 1 10 0 36 Inmate Accounts 6 25 2 4 0 37 MessHaU 12 47 0 12 5 38 Laundry 0 1 0 0 0 39 Faciity Maintenance 2 7 0 2 1 COUNSEL 40 l.awUbrary 4 16 1 2 1 41 Legal Mail 2 1 0 8 0 42 Inmate Rights ·Courts/Notary/etc. 5 11 1 3 3 43 Mandatory Court Surcharge 0 0 0 4 0 EXECUTIVE DIRECTION 44 Inmate Grievance PrO!J8111 2 38 1 4 0 45 Tempaary Release Commillee 1 0 0 3 1 46 Inter-Facility Transfers 0 4 0 17 0 47 Grooming Standards 0 2 0 2 1 48 Inmate Uaison Committee 0 0 0 2 0 49 StaffConduct n 146 28 B2 33 so Miscellaneous 4 28 1 11 1

TOTALS 269 903 102 522 110 -r - cL1NToN Hue 1

------PROGRAM SERVICES 1 Program Conwn~tee 0 2 16 0 41 7 7 0 1 1 2 lncentiVa Wage Alowance 4 2 5 0 44 3 8 0 3 4 3 Correspondence 2 7 11 0 77 7 7 0 3 210 4 Phone Home Program 0 0 1 1 4 0 1 0 0 0 5 Visiting D D 3 0 6 2 5 0 1 3B 6 Guidance UM1Counse11ng 0 3 37 0 25 7 24 0 0 17 7 Recreatian (Yard, Radio, etc.) 0 1 4 0 22 2 1 0 0 50 B Aduft Basic Educatian 0 0 3 0 1 0 0 0 Q 4 9 GEO 1 2 Q Q 10 Q 2 Q 0 4 10 College Programs 0 0 0 0 0 0 0 Q 0 1 11 Vocauonal PIOgrama 0 0 2 0 1 0 6 0 0 0 12 Work Assignments 0 2 3 0 30 5 2 0 0 6 13 Habby Shop/Aris & Crafts ,____, 0 0 0 0 0 0 0 Q 0 0 14 Vobtleer&nices 0 0 0 Q 0 0 Q 0 Q 0 15 Special Events/Inmate Org. 0 0 1 0 4 1 2 0 0 1 18 Religioo 0 3 19 0 23 15 18 0 1 ---·-40 17 Family Reunlon Privam 0 0 0 0 12 0 0 0 0 0 18 Media Rlwiew 1 Q 4 0 26 1 1 0 0 21 19 General Library 0 0 1 0 3 1 0 0 0 23 20 ASAT 1 3 18 0 17 3 11 0 0 6 HEALTH SERVICES 21 Dental 5 4 38 0 86 3 38 0 2 86 22 Mdcal 12 13 184 0 298 45 188 4 8 757 22.1 HIPAA 0 0 2 0 9 2 1 0 0 38 FACIUTY OPERATIONS 23 Housing.llntemal Block 0 7 38 0 155 IS 17 0 4 13 23. 1 Smoking Policy 0 1 1 0 1 1 3 0 0 0 24 Special Hcusing Units 0 0 3 0 27 1 9 0 0 392 25 Sean:h & Seizure/Conlr.lband 0 0 0 - 0 45 5 4 0 0 21 25.1 Strip5e9n:h 0 0 0 0 0 0 0 0 0 0 25.2 St~p Frtsk 0 0 0 0 0 1 2 0 0 4 25.3 Pat F~sk (Female Inmate) 0 0 0 0 0 0 0 0 0 0 26 Keeplock Policy & Procedln 0 0 1 0 18 1 1 0 0 4 27 TierlandllP&P 0 0 5 0 35 3 9 0 0 22 28 Toar Ill Policy & Procedure 1 0 . 5 0 28 7 0 0 0 85 29 Inmate Property 2 3 3 0 105 8 3 1 0 129 30 Package Room - #4911 3 12 20 0 119 13 15 2 7 45 31 R'"5 & Regufauons 1 1 13 0 5 5 11 0 0 5 ADMINISTRATIVE SERVICES 32 lnduslry 0 0 1 0 14 1 3 0 0 0 33 Property Claims - #2733 0 0 4 0 32 0 2 0 0 19 34 State Issue - Di<. #3081, 114009. 1 1 8 0 15 0 4 0 0 59 35 Commissary 0 4 5 0 55 1 3 0 0 20 36 Inmate Accounts 4 3 20 0 124 4 4 0 2 71 37 Mess Han 0 4 18 0 31 2 13 0 2 123 38 Laundry I 0 0 0 7 0 0 0 0 14 39 Faciily Maintenance 0 0 2 0 0 0 5 0 0 1 COUNSEL 40 Lawl..lllary 1 3 19 0 36 , 5 0 1 194 41 Legal Mai 0 2 9 0 9 2 4 Q 0 32 42 Inmate Rights • Courts/Notary/etc. 0 1 3 0 32 5 Q 0 0 73 43 Manda!Cly Court Surcharve 1 0 0 0 2 0 4 0 0 0 EXECUTIVE DIRECTION 44 Inmate Grievance Program 1 3 0 28 3 e 6 - 0 0 100 45 Tornpo;ary Rlllease Committ"" 0 1 0 0 0 0 0 0 0 0 48 1mer-Facilily Transfers 2 6 3 0 10 7 9 0 D :>a 47 Gttltinir1g l>"la~RI& 0 2 4 D 11 A 4 0 n ·~ ------·- ~ - - - - 46 1nma1>1 L.ia1sun C\)111;11111111 0 0 1 0 2 0 4 0 0 0 49 Slaff Ccnducl 7 26 191 4 70 88 141 2 15 805 50 Miacellaneous 3 2 18 0 49 12 10 0 0 63

TOTALS 54 124 748 5 1788 300 592 9 48 3628 c- SULLIVAN HUB I .... _-__,..,, __ _.. .,.,.. _,_ .. _.__~ -v-•• ·-·· - ...... ··- PROGRAM SERVICES 1 Program Committee 27 3 9 13 37 0 14 2 2 Incentive Wage AllOwance 21 0 5 2 4 0 20 1 3 Corraspondence 8 1 10 20 13 1 17 5 4 Phone Hema Program 4 D 0 0 5 1 3 0 5 Visiting 11 3 8 4 13 0 5 10 II Guidance UnitlCaunsellng 14 2 9 13 23 0 21 1 7 Rec;reatiOn (Yard, Radio, etc.) 3 1 5 9 5 1 2 3 8 Adull Basic Education 1 0 3 2 1 0 0 0 9 GED 2 1 1 4 3 0 1 3 1D College Programs 0 0 -- D 0 0 0 0 0 11 Vocatianal Programs 5 4 0 3 1 0 18 1 12 Werk Assignments 8 3 8 7 2 , 8 0 13 Hobby Shop/Aris & Crafts 1 0 1 1 0 0 0 0 14 VOiunteer Senrices 0 0 1 0 0 0 0 D 15 Special Events/Inmate Org. 3 1 0 8 3 0 4 3 16 ReUglon 15 2 1 11 11 2 11 11 17 Family Reunion Program 21 0 0 4 8 1 2 5 16 Madia Revtaw 0 0 1 3 6 Q 4 3 19 Ganersl Ubrery 0 0 0 1 0 1 0 1 20 ASAT 48 3 0 5 0 0 5 2 HEALTH SERVICES 21 Dental 5 4 1 1 8 1 1 3 22 Medical 101 19 58 1n 1241 5 70 81 22.1 HIPAA 12 2 0 2 0 0 1 11 FACILITY OPERATIONS 23 Housng/lntemal Block 33 8 21 93 48 2 18 31 23.1 Smoking Policy 0 0 0 0 1 0 1 0 24 Special Housing Ullits 12 0 0 28 14 0 0 1 25 8-ch & Seizure/Contraband 14 4 II 24 16 0 10 3 25.1 Strip Search 0 0 0 0 0 0 0 0 25.2 Strip Frisk 0 0 0 0 0 0 0 0 25.3 ~ Frisk (Female lrrnate) 0 0 0 0 0 0 0 0 >------26 Keeplock Ptfocy & Procedure 4 0 0 3 0 0 1 0 .27 TlerlandllP&P 7 0 . 5 30 5 0 8 0 28 Tier Ill Palley & Procedure 6 3 1 3 5 1 1 0 29 Inmate Pniperty 8 1 10 9 12 4 7 2 30 Paei

TOTALS 659 153 2'¥T 849 682 61 436 230 I \:it

Beacon Badford Hilla Downstate Downlll Rec Ff&hldll ~ Haven Taconlc PROGRAM SERVICES 1 Program Convnillee 3 .. 10 0 0 12 148 1 2 lncentlue Wage Allowanca 0 , 1 2 10 76 0 3 Ccn8&pondence 1 5 0 8 53 103 1 4 Phone Home Program 2 0 0 4 1 4 0 5 Visiting 2 5 8 3 24 30 0 6 Guidance UnltJCounsallng 0 1 1 12 13 110 1 7 Reaeation (Yard, RadiO, etc.) 5 3 0 10 5 9 0 8 Adul BaSic Ecllcalicn 1 1 0 0 0 0 0 9 GED 1 1 0 0 1 2 0 10 College Programs 4 0 0 0 0 0 0 11 Voc:aUonal Programs 0 2 0 0 1 8 0 12 Work Assignments 0 3 4 1 20 7 0 13 Hobby Shop/Arts & Crafts 0 0 0 0 0 10 0 14 Valunt.-Services 0 0 0 0 0 1 0 15 Spedal Events/Inmate Org. 1 2 0 1 2 15 0 16 RsligiOn 1 9 1 ·-13 14 73 0 17 Famly Rainorl Program 0 3 2 0 -· 4 34 0 18 Meela Review 0 2 0 0 11 30 0 19 Gen11181 Ubnlry 5 0 0 0 4 7 0 20 ASAT 6 0 0 0 7 9 1 HEALTH SERVICES 21 Dental 8 2 2 4 33 5 0 22 Medical 28 44 18 50 205 479 18 22.1 HIPAA 0 1 0 0 8 0 1 FACILITY OPERATIONS 23 Houslngllntamat BtJck 28 44 2 43 30 215 5 23. 1 SmakWlg Policy 0 0 0 0 1 0 0 24 5pec1a1 Housing units 0 13 0 8 'Zr>7 81 0 25 Search & SelzurelConlrat>and 0 4 1 4 36 43 0 25., Strip Search 0 1 1 1 0 0 0 25.2 Strip Frtsk 0 0 0 0 2 1 1 25.3 Sllip Frtsk (Female Inmate) 0 3 0 0 0 0 0 26 Keeploek Polley & Procedure 0 0 0 4 6 8 0 '1:1 Tlerlaf'IClllP&P 1 1 1 4 19 18 0 28 Tier Ill PCICy & Procedure 0 5 0 0 27 19 0 29 Inmate Property 1 1 2 36 58 49 0 30 Package Ra;vn • #4911 5 24 18 20 101 447 4 31 Rules & Regulations 9 93 1 8 16 53 11 ADMINISTRATIVE SERVICES 32 Industry 0 0 0 0 0 10 0 33 Propef1y Clalml • #2733 0 1 0 0 5 31 0 34 State Issue· Dir. #3081, #4009. 1 4 0 14 10 59 0 35 Commissary 4 7 1 14 16 110 0 36 Inmate Aa:ounts 0 1 0 13 20 141 2 37 Mess Hall 5 12 0 18 39 92 0 38 l..alnlly 1 1 0 0 10 6 0 39 Facillly Maintenance 0 9 1 11 18 41 1 COUNSEL 40 Law Ubrary 0 14 0 - 24 14 31 0 41 Legal Mall 1 1 0 3 9 9 0 42 lnma18 Righls • CaurtsiNolatylec. 0 5 1 8 27 22 0 43 Manclatorv Ccut Su'l:harge 0 0 2 25 2 3 0 EXECUTIVE DIRECTION 44 Inmate Grievance Program 1 5 0 4 18 85 0 45 Temponiry Release Ccrnmitlee 2 0 0 0 7 0 0 48 lnter·Faclily Transfers 0 0 1 17 2 18 --2 47 Grooming Slandanls ---·---0 - 0 0 6 11 2 - 0 48 l:bllilltl Liiil•..-i Comm11tee 0 6 0 0 a 2 0 49 &.a:fCcnc!uct 0 86 18 85 227 296 23 50 Mlscellaneou& 0 a 4 42 13 106 2

TOTALS 127 4311 89 494 1371 3135 74 I GREAT MEADOWtill8=1 ---- __ ..... ,_ _..... ,.,__, -·- ...... ·---- PROGRAM SERVICES --- ·--· 1 Program Cammittee 10 54 0 1 -- 0 1 0 3 2 lncemve Wa119 Allowance 11 23 0 0 0 1 0 1 3 Cana&Ponllence 23 25 5 0 0 0 0 2 4 Phone Home Program 1 3 0 0 0 0 0 0 5 Visiting 4 8 7 0 0 0 0 0 6 Guidance ~ilJCounsalng 9 41 2 0 0 1 0 12 7 Recreation (Yard, Rlllfio, 911:.) 26 37 1 0 0 4 0 3 6 Adul Basic EducatiOn 3 2 0 0 0 2 0 1 9 GEO 0 8 2 0 0 0 0 2 10 College Programs 0 0 0 0 0 1 0 0 11 VocatlOnal Programs 3 4 0 0 0 0 0 0 12 Work As&lgnmenlS 4 25 0 0 0 0 0 5 13 Hobby Shop/Arla & Crafts 0 0 0 0 0 0 0 0 14 Voknaer Services 0 0 0 0 0 0 0 0 15 Special Ewn!Sllnmate Org. 5 2 0 0 0 0 0 0 16 Relgion 11 39 5 0 0 0 0 0 17 Family Reunion Program 0 3 0 0 0 0 0 0 18 Media R8vieW 40 3 1 0 0 0 0 0 19 General Library a 11 0 0 0 0 0 0 20 ASAT 5 39 8 2 0 2 0 8 HEAL'rll SERVICES 21 Dental 27 26 0 2 0 4 1 0 22 Madlcal 600 34 3 0 10 0 12 22.1 HIPAA ~ 1~ 15 0 1 0 0 0 0 FACILITY OPERATIONS 23 Houslng/lntemal Block 49 173 1 0 0 3 0 B 23.1 Smoking Policy 0 3 0 0 0 0 0 0 24 Special HllUSing Units 0 212 7 0 0 0 0 1 25 Sean:h & SeiZurelConlrabllld 5 37 0 1 0 2 0 2 25.1 Strip Search 0 0 1 0 0 0 0 0 25.2 Strip Frisk 0 0 0 0 0 0 0 0 25.3 Strip Frisk (Female Innate) 0 0 0 0 0 0 0 0 28 Kaeplock Pcricy & Procadura 6 0 0 0 0 0 0 0 27 TlerlandllP&P 7 12 0 0 0 , 0 0 26 Tier Ill Policy& ProcedLWB 12 22 1 0 0 0 0 0 29 Inmate Property 35 85 1 0 0 5 0 0 30 Package Room-#4911 68 75 5 1 0 2 0 3 31 Rules & Reg1Aatlon6 31 5 3 0 0 3 0 9 ADMINISTRATIVE SERVICES 32 lndu&try 1 1 0 0 0 0 0 3 33 Property Claims - #2733 9 7 2 0 0 0 0 1 34 State Issue - Dir. #3061, #4009. 10 18 1 0 0 5 0 0 35 Commissary 21 33 0 D 0 2 0 1 38 Inmate Acalunts 21 47 4 0 0 1 0 3 37 Mess HaD 36 5B 3 0 0 1 0 5 38 Laundty 10 30 0 0 0 0 0 0 39 Facmty ~nee B 24 1 0 0 2 0 0 COUNSEL 40 Law Library 16 32 1 0 0 0 0 3 41 legalMaH 1 18 0 0 0 1 0 8 42 Inmate Rights - Coutts/Notary/etc 19 24 0 0 0 1 1 2 43 Mandatory Court Surcharge 0 0 0 0 0 0 0 0 EXECUTIVE DIRECTION 44 Inmate Griewnce Program 12 49 2 0 0 0 0 7 45 Temporary Release Corml~tee 0 0 2 0 0 2 0 1 46 Inter-Facility Transfers 4 1 1 0 0 2 0 2 47 Grooming Standards 4 2 0 0 0 3 0 0 48 Inmate Liaison Conunitlee 3 11 0 0 0 0 0 0 49 SlaffConcklct 307 169 77 16 0 22 0 30 !!O Miscellaneous 30 124 12 1 0 3 0 2

TOTALS 1090 2136 194 30 0 87 2 138 ·1 -...,.,mu"' nu!CI I

------PROGRAM SERVICES 1 Progrmn Comml1ee 56 0 0 2 ea 56 0 2 0 2 lncantlve Wage Allowance 0 0 0 3 7 8 0 1 0 3 Correspondenca 72 3 1 17 84 90 0 342 0 4 Phone Home Program 9 0 0 2 0 1 0 4 0 5 Visiing 30 1 1 4 25 28 0 17 0 6 Guidance Lnll'Counsellng 5B 0 0 7 72 115 0 34 0 7 Reaeatian (Yard, Racf111. etc.) 23 0 0 15 24 22 0 52 0 8 AdUt Basic Edualtton 10 0 0 0 a 14 0 0 0 9 GED 3 0 0 0 4 12 0 3 0 10 Cdlega Piogramt 1 0 0 0 1 0 0 1 0 11 Vocational Programs 0 0 0 0 8 5 0 1 0 12 Work Ass!givnenls 18 1 4 2 2 2 0 0 0 13 Hcilby Shop/Aris & Cralle 5 0 0 0 2 0 0 0 0 14 Volunteer SUNices 0 0 0 0 0 0 0 0 0 15 Special Evenlsllnmate Org. 22 0 0 1 3 0 0 0 0 16 Rel!gicn 52 4 1 4 49 31 0 54 0 17 FamllyReuMin Program 4 0 0 0 3 0 0 2 0 18 Media Review 42 D D 3 2 33 D 29 0 19 Genenal Ublllry 10 0 0 13 12 4 0 7 0 20 ASAT 9 1 0 6 16 14 0 0 0 HEALTH SERVICES 21 Dental 20 1 0 4 83 30 0 eo 0 22 Medical 439 3 8 84 400 332 0 924 8 22.1 HIPAA 21 0 0 2 0 2 01 1 0 FACILITY OPERATIONS 23 Houmg/lntemal Block 112 3 0 8 232 185 0 448 0 23.1 Smoking Policy 8 0 D 0 0 D 0 1 D 24 Special Hau&lng UnHs 182 0 0 39 150 180 0 25 0 25 Search & Selme/Contraband 19 1 0 8 18 39 0 15 0 25.1 Strip Sean:h 3 0 0 0 2 3 D D 0 25.2 Strip Frtsk - 2 0 0 0 1 1 0 . 1 0 25.3 Strip Frisk (Fema!a Inmate) 0 0 0 0 0 0 0 0 0 28 t

TOTALS 2732 62 44 445 2189 2371 0 3515 15 NYCHUB I ------.. l

_.,._, __ v r'WUIUI"'" ~ ,,_ ...... ,_ PROGRAM SERVICES -Y•-- ·-· --· 1 F.'r'-· 17 Family Reunion Program 0 0 0 0 0 24 0 16 Media Review 1 0 0 0 0 1 0 19 General l.lnry 3 0 0 0 0 2 0 20 ASAT 5 6 0 0 0 B 0 HEALTH SERVICES 21 Dental 5 0 0 0 0 13 1 22 Medical 108 18 0 0 0 238 1 22.1 HIPAA 2 0 0 0 0 6 0 FACILITY OPERATIONS 23 Houstlg/lntamal Slock 50 1 0 0 0 61 0 23. 1 Smoking Poley 1 0 0 0 0 0 24 Special Housing Unils II 0 0 0 0 24 0 25 SeaTCh & Selwa.IConUaband 7 1 0 0 25 0 25. 1 Slrip Seard! 0 0 0 0 0 0 0 25.2 Sllip Fr18k 1 0 0 1 0 7 0 25.3 Sllip Fr1Sk (Female Inmate) 0 0 0 0 - 0 0 0 26 l

TOTAl.S 394 ee 0 0 998 16 - HCl'IUI: "'J.!J___j

. ------PROGRAM SERVICES 1 Program Committee 1 38 0 4 14 4 0 0 7 17 0 32 6 2 Incentive Wage Allowance 2 -- · 26 0 9 3 2 0 0 3 8 0 2 13 3 Conespcndance 5 -28 0 21 18 4 34 0 4 13 0 49 10 4 Phone Home Program 0 6 0 3 5 2 0 0 0 0 0 4 2 5 Visiting 2 11 D 13 8 4 7 0 3 8 0 10 7 6 Guidance Unll/Counseling 5 27 0 28 27 10 8 0 0 18 0 44 20 7 Rea9:1Uon (Yard, Radio, elc.) 2 33 I 8 2 1 2 0 1 3 0 27 1 8 Adu~ Basic Education 0 2 0 0 0 0 0 0 0 1 0 3 3 9 GED 0 1 0 1 0 3 1 0 , 5 0 3 1 10 Cclege PlVIJ1lll1S 0 0 0 0 0 0 0 0 0 0 0 0 0 11 Vocatlonal Programs 1 3 0 2 8 1 0 0 0 5 0 8 3 12 WOl!t AssignmenlS 2 I 0 0 4 5 0 0 1 8 0 13 4 13 Hobby Shop/Arts & Cralll 0 1 0 0 0 0 0 0 0 0 0 4 0 14 Volunteer SeMces 0 2 0 0 0 0 0 0 0 0 0 2 I 15 Spacial Evenls/lnmate Org. 3 4 0 I 0 1 0 0 1 1 0 2 0 16 ReDgion 2 39 0 20 6 8 9 0 2 5 0 36 4 17 Family Reunion Program 0 13 0 1 0 0 0 0 0 0 0 6 0 18 Madia Re\lfew 0 I 0 8 3 1 8 0 0 2 0 2 7 19 General Ubrary 0 10 0 4 0 0 0 0 2 1 0 0 0 20 ASAT 14 10 0 3 7 9 0 0 1 10 0 11 22 HEALTH SERVICES 21 Dental 4 26 0 21 7 2 12 0 5 7 0 35 7 22 Medical 54 157 0 234 22 631 91 0 67 65 0 328 93 22.I HJPAA 0 3 0 3 0 2 0 0 3 3 0 0 0 FAaUTY OPERATIONS 23 HauslnQllrnemal Block 24 99 0 10 34 14 128 0 20 23 0 120 10 23.1 Smoking Polley I 0 0 0 I I I 0 0 0 0 0 0 24 Special Housing Units 15 86 0 69 3 0 0 0 0 35 0 60 3 25 Search & Seizur8/Conttaband 0 11 0 8 4 1 8 0 1 4 0 12 5 zs.1 s~ Searai 1 0 0 1 1 0 1 0 0 0 0 2 0 25.2 St._, Frisk 0 0 0 1 0 0 0 0 2 0 0 4 0 25.3 Strip Frisk (Female Inmate) 0 0 0 0 0 0 D 0 0 D 0 0 0 28 Keeplock Polley & PRX:8dUte 3 3 0 0 0 0 0 0 0 1 0 4 0 27 Tlerlandl!P&P 0 9 0 18 15 0 25 0 5 4 0 5 2 14 4 28 Tler Ill Poricy & Procedure 0 20 0 20 2 0 - 34 0 1 - 4 0 29 IM18te Property 1 102 0 28 13 19 1 0 1 1 0 38 ti 30 Package Room. #4911 33 76 2 22 37 21 5 0 10 33 0 75 26 31 Rules & Regulations 10 37 0 1 4 20 3 0 10 14 0 10 11 ADMINISTRATIVE SERVICES 32 Industry 2 4 0 0 0 0 0 0 0 0 0 0 0 33 Property Claims • 112733 2 7 0 9 3 1 38 0 1 8 0 19 3 34 State Issue. Dir. #3081, #4009_ 18 33 0 43 5 0 24 0 3 26 0 44 0 35 Commlll&ary 5 23 0 15 9 1 4 0 0 0 0 19 4 36 Inmate Accounts 11 62 0 25 5 2 20 0 1 9 0 43 2 37 MessHall 15 58 0 70 9 5 28 0 9 29 0 80 8 38 Lalnlry 0 24 0 4 0 0 7 0 0 0 0 21 0 39 Facility Maintenance I 16 0 21 7 1 30 0 0 8 0 12 7 COUNSEL 40 Law Library 3 33 0 17 2 3 7 0 0 2 0 :;e 5 41 l.egaf Mal 0 9 -- ---·-0 8 2 0 2 0 1 0 0 11 0 42 Inmate ~ts • Cwts/Notaryletc. 0 10 0 -· 18 7 8 7 0 4 2 0 15 0 43 Mandatory Coull Surdlarge 0 4 0 1 0 1 1 0 0 15 0 1 2 EXECUTIVE DIRECTION 44 Inmate Grievance Program 2 45 0 10 9 1 28 0 4 7 0 - 42 9 45 T~ry Release Committee 0 0 0 0 4 0 0 0 2 0 0 1 2 46 Inter-Facility Transfers I 20 0 11 1 4 13 0 4 3 0 1 8 ~- · 47 Q•.x.rning Standanl"- 3 3 0 2 4 1 5 0 0 0 (I 0 2 48 tn1Tlille liaison Canmillce .....______1_ 9 0 0 1 0 0 0 0 0 0 0 1 4t> Slaff Ccnduct 121 202 0 68 186 48 59 0 44 122 Q 385 79 50 Miscelaneous 14 37 0 10 7 8 1 Q 18 21 0 102 13

TOTALS 384 1460 3 891 505 282 650 0 242 535 0 1817 421 UNUSUAL INCIDENTS

The following tables show unusual incidents by type by facility for incidents occurring during 2006. UNUSUAL INCIDENTS: JANUARY-DECEMBER 200' INCIDENT CATE&ORY BY PRISON

FACILITY 2006 MAXIMUM SECURITY ATTICA ACCIDENT 5 ASSAULT ON INMATE 2, ASSAULT ON STAFF 39 ASSAULT ON OTHER 1 CONTRABAND DEATH " DISRUPTIVE BEHAVIOR 12' FIRE 1 PROPERTY LOST STOLEN l SELF-INJURY SEXUAL HISCONDUCT '2 SUICIDE ATTEMPT l EMPLOYEE WEAPON USE l' OTHER INCIDENTS 14 TOTAL 231 AUBURN ACCIDENT ASSAULT ON INMATE 57' ASSAULT ON STAFF 42 CONTRABAND 1'3 DEATH DISRUPTIVE BEHAVIOR 12' EMPLOYEE MISCONDUCT 2 ESCAPE l FIRE l PROPERTY DESTRUCTION l PROPERTY LOST STOLEN 2 SELF-INJURY 3 SEXUAL MISCONDUCT 4 SUICIDE ATTEMPT 2 EMPLOYEE WEAPON USE 7 OTHER INCIDENTS 13 TOTAL 322 BEDFORD·F.

ACCIDENT 4 ASSAULT ON INMATE 5 ASSAULT ON STAFF 23 CONTRABAND u DEATH 2 DISRUPTIVE BEHAVIOR 8

CconUnued) UNUSUAL INCIDENTS: JANUARY-DECEMBER 2006 INCIDENT CATEGORY BY PRISON

FACILITY 2006 EMPLOYEE MISCONDUCT. 5 PROPERTY LOST STOLEN 8 SELF-INJURY 4 SEXUAL MISCONDUCT l SUICIDE ATTEMPT 2 EMPLOYEE WEAPON USE 4 OTHER INCIDENTS 2 TOTAL 81 CLINTON

ACCIDENT 14 ASSAULT ON INMATE 58 ASSAULT ON STAFF 27 ASSAULT OM OTHER l CONTRABAND 130 DEATH 3 DISRUPTIVE BEHAVIOR u EMPLOYEE MISCONDUCT 4 ATTEMPTED ESCAPE l PROPERTY LOST STOLEN 3 SELF•INJURY 10 SEXUAL MISCONDUCT 3 SUICIDE ATTEMPT 4 EMPLOYEE WEAPON USE 11 EMPLOYEE JOB ACTION 2 OTHER INCIDENTS 19

TOTAL 306 COXSACKIE

ACCIDENT 2 ASSAULT ON INNATE ASSAULT ON STAFF 21 CONTRABAND 21' DEATH 2 DISRUPTIVE BEHAVIOR 4 UTILITIES DISRUPTION l EMPLOYEE MISCONDUCT 3 PROPERTY LOST STOLEN 3 EMPLOYEE WEAPON USE l OTHER INCIDENTS 5 TOTAL 72 COXSACKIE RMU

ACCIDENT l

Ccantinued> UNUSUAL INCIDENTS: JANUARY-DECEMBER 2006 INCIDENT CATEGORY BY PRISON

FACILITY 2006 ~ ASSAULT ON INMATE l ASSAULT OH STAFF 2 CONTRABAND 2 DEATH 21 DISRUPTIVE BEHAVIOR l PROPERTY LOST STOLEN l SEXUAL MISCONDUCT l OTHER INCIDENTS 2 TOTAL 32 DOWNSTATE ACCIDENT 11 ASSAULT ON INMATE 11 ASSAULT ON STAFF ASSAULT ON OTHER '2 CONTRABAND 12 DISRUPTIVE BEHAVIOR 8 EMPLOYEE MISCONDUCT 5 PROPERTY LOST STOLEN 5 SELF-INJURY l SEXUAL MISCONDUCT 2 SUICIDE ATTEMPT 2 EMPLOYEE WEAPON USE l OTHER INCIDENTS 4

TOTAL 70 .EASTERN

ACCIDENT ll ASSAULT OH INMATE ASSAULT ON STAFF 'l ASSAULT ON OTHER l CONTRABAND 17 DISRUPTIVE BEHAVIOR 2 EMPLOYEE MISCONDUCT l PROPERTY LOST STOLEN 2 SEXUAL MISCONDUCT 4 OTHER INCIDENTS 4

TOTAL 49 ELMIRA

ACCIDENT 20 ASSAULT ON INMATE 85 ASSAULT ON STAFF 25 CONTRABAND 114

Ccontinuad) UNUSUAL INCIDENTS: JANUARY-DECEMJER 2006 INCIDENT CATEGORY BY PRISON

FACILITY 2006 DEATH 5 DISRUPTIVE BEHAVIOR 11 EMPLOYEE MISCONDUCT 2 FIRE 2 PROPERTY LOST STOLEN 1 SELF-INJURY SUICIDE ATTEMPT 12• EMPLOYEE WEAPON USE OTHER INCIDENTS 22' TOTAL 313 FIVE POINTS

ACCIDENT 5 ASSAULT ON INMATE u ASSAULT ON STAFF CONTRABAND 78' DEATH 1 DISRUPTIVE BEHAVIOR 12 UTILITIES DISRUPTION 1 EMPLOYEE MISCONDUCT 3 SELF-INJURY 2 SUICIDE ATTEMPT 1 EMPLOYEE WEAPON USE 1 OTHER INCIDENTS 7 TOTAL 158 GREAT MEADOW

ACCIDENT 7 ASSAULT ON INNATE 87 ASSAULT ON STAFF SD CONTRABAND 144 DEATH 2 DISRUPTIVE BEHAVIOR 25 EMPLOYEE MISCONDUCT 1 ATTEMPTED ESCAPE 1 PROPERTY LOST STOLEN 4 SELF-INJURY SEXUAL MISCONDUCT 1' SUICIDE ATTEMPT 1 EMPLOYEE WEAPON USE 30 OTHER INCIDENTS 26

TOTAL 388 &REEN HAVEM

FACILITY 2006 ~ ACCIDENT l3 ASSAULT ON IN"ATE 23 ASSAULT ON STAFF 24 CONTRABAND 75 DEATH 3 DISRUPTIVE BEHAVIOR 4 E"PLOYEE "ISCONDUCT 2 FIRE 3 PROPERTY LOST STOLEN 5 SELF-INJURY 2 SUICIDE ATTE"PT l E"PLOYEE WEAPON USE 3 OTHER INCIDENTS 9 TOTAL 1'7 SHAWANGUNK ACCIDENT ASSAULT ON IN"ATE '5 ASSAULT ON STAFF 2 CONTRABAND 12 DEATH l E"PLOYEE MISCONDUCT l PROPERTY LOST STOLEN 1 OTHER tNCIDENTS 8 TOTAL 36 SING SING

ACCIDENT 6 ASSAULT ON INMATE 25 ASSAULT ON .STAFF 33 ASSAULT ON OTHER 2 CONTRABAND 99 DEATH 4 DISRUPTIVE BEHAVIOR 7 UTILITIES DISRUPTION 1 EMPLOYEE MISCONDUCT . 11 FIRE 1 PROPERTY LOST STOLEN 12 SELF-INJURY 3 SEXUAL MISCONDUCT 5 SUICIDE ATTEMPT 1 EMPLOYEE WEAPON USE 11 OTHER INCIDENTS 13 TOTAL 232

CconUnued> UNUSUAL INCIDENTS: JANUARY-DECEHBER 2006 INCIDENT CATEGORY BY PRISON

FACILITY 2006 SOUTHPORT ACCIDENT 4 ASSAULT ON INNATE ASSAULT ON STAFF 24' CONTRABAND 27 DISRUPTIVE BEHAVIOR 1' SELF-INJURY 1 SUICIDE ATTEHPT 1 EHPLOYEE WEAPON USE 13 OTHER INCIDENTS 12 TOTAL 104 SULLIVAN ACCIDENT 4 ASSAULT ON INNATE 8 ASSAULT ON STAFF 26 ·ASSAULT ON OTHER l CONTRABAND 15 DEATH 3 DISRUPTIVE BEHAVIOR 7 PROPERTY LOST STOLEN 4 SELF-INJURY 1 SUICIDE ATTEMPT 4 EMPLOYEE WEAPON USE 1 OTHER INCIDENTS 8 TOTAL 82 UPSTATE

ACCIDENT 11 ASSAULT ON INNATE 7 ASSAULT ON STAFF 57 CONTRABAND 56 DISRUPTIVE BEHAVIOR 59 EMPLOYEE MISCONDUCT 2 FIRE 1 PROPERTY LOST STOLEN 2 SELF-INJURY 4 EMPLOYEE WEAPON USE 31 OTHER INCIDENTS 56 TOTAL 226 WALSH RHU ACCIDENT 1

FACILITY ZDO' ASSAULT ON INMATE 1 ASSAULT ON STAFF 3 CONTRABAND 2 DEATH 24 DISRUPTIVE BEHAVIOR 1 SELF-INJURY l SEXUAL MISCONDUCT l OTHER INCIDENTS 3 TOTAL 37 WENDE

ACCIDENT 9 ASSAULT ON INMATE 30 ASSAULT ON STAFF 26 CONTRABAND 73 DEATH 2 DISRUPTIVE BEHAVIOR 10 UTILITIES DISRUPTION 1 EMPLOYEE MISCONDUCT 9 PROPERTY LOST STOLEN 2 SELF-INJURY SEXUAL MISCONDUCT '3 SUICIDE ATTEMPT 3 EMPLOYEE WEAPON USE 9 OTHER INCIDENTS 7

TOTAL 190 WENDE RMU ACCIDENT 2 ASSAULT ON INMATE 2 ASSAULT ON STAFF 1 CONTRABAND 4 DEATH 11 DISRUPTIVE BEHAVIOR l OTHER INCIDENTS 4 TOTAL 25 MEDIUM SECURITY ADIRONDACK ACCIDENT 4 ASSAULT ON INMATE 3 ASSAULT ON STAFF 3 CONTRABAND 7

CconUnued) UNUSUAL INCIDENTS: JANUARY-DECEMBER 2006 INCIDENT CATEGORY BY PRISON

FACILITY 20°' DISRUPTIVE BEHAVIOR 5 EMPLOYEE MISCONDUCT l TOTAL 23 Al.BION-F. ACCIDENT ASSAULT ON STAFF 4 CONTRABAND 'a DEATH l DISRUPTIVE BEHAVIOR 5 UTILITIES DISRUPTION 1 PROPERTY LOST STOLEN 1 SEXUAL MISCONDUCT 4 TEMPORARY RELEASE l OTHER INCIDENTS 3

TOTAL 34 ALTONA ACCIDENT ASSAULT ON INMATE 3 CONTRABAND 5' DEATH 1 DISRUPTIVE BEHAVIOR 1 EMPLOYEE MISCONDUCT 1 OTHER INCIDENTS 1

TOTAL 18 ARTHUR KILL

ACCIDENT 1 ASSAULT ON INMATE 4 ASSAULT ON STAFF 5 CONTRABAND 21 DEATH 2 DISRUPTIVE BEHAVIOR 2 EMPLOYEE MISCONDUCT PROPERTY LOST STOLEN 2 SEXUAL MISCONDUCT ' SUICIDE ATTEMPT 1 OTHER INCIDENTS 2' TOTAL 65 BARE HILL

CconUnuedl UNUSUAL INCIDENTS: JANUARY-DECEMBER 200' INCIDENT CATEGORY BY PRISON

FACILITY Z006 L...-.--.-·- · - ACCIDENT 3 ASSAULT ON INNATE 8 ASSAULT OM STAFF 5 CONTRABAND 23 DEATH 2 DISRUPTIVE BEHAVIOR 5 EMPLOYEE MISCONDUCT 8 PROPERTY LOST STOLEN 1 SEXUAL MISCONDUCT 4 SUICIDE ATTEMPT 2 OTHER INCIDENTS 7

TOTAL '8 BAYVIEW-FEMALE ACCIDENT 1 CONTRABAND 4 EMPLOYEE MISCONDUCT 4 PROPERTY LOST STOLEN 5 TEMPORARY RELEASE 15

TOTAL 29 BUTLER ACCIDENT 1 CONTRABAND 2 EMPLOYEE MISCONDUCT 1 TOTAL 4 CAPE VINCENT

ACCIDENT 5 ASSAULT ON INMATE 1 ASSAULT ON STAFF l CONTRABAND 10 DISRUPTIVE BEHAVIOR 2 UTILITIES DISRUPTION 1 EMPLOYEE MISCONDUCT 3 FIRE 1 OTHER INCIDENTS 2 TOTAL 2, CAYUGA

ACCIDENT 9 ASSAULT ON INMATE I 3 l (continued) UNUSUAL INCIDENTS: JANUARY-DECEMBER 2006 INCIDENT CATEGORY BY PRISON

FACILITY 2006 ASSAULT ON STAFF 1 CONTRABAND 14 DISRUPTIVE B.EHAVIOR 3 ATTEMPTED ESCAPE 1 PROPERTY LOST STOLEN 1 SEXUAL MISCONDUCT 1 SUICIDE ATTEMPT 1 EHPLOYEE WEAPON USE 1 TOTAL 35 COLLINS

ACCIDENT 18 ASSAULT ON INMATE 8 ASSAULT ON STAFF 4 CONTRABAND 21 DEATH 2 EMPLOYEE MISCONDUCT 4 PROPERTY LOST STOLEN 1 SELF-INJURY 1 OTHER INCIDENTS 3

TOTAL' 62 FISHKILL

ACCIDENT 18 ASSAULT ON INMATE 2 ASSAULT ON STAFF 1 CONTRABAND 29 DEATH s DISRUPTIVE BEHAVIOR 7 EMPLOYEE MISCONDUCT 5 PROPERTY LOST STOLEN 2 SUICIDE ATTEMPT 1 TEMPORARY RELEASE 8 EMPLOYEE WEAPON USE 4 EMPLOYEE JOB ACTION 1 OTHER INCIDENTS 14 TOTAL 103 FRANKLIN ACCIDENT s ASSAULT ON INMATE 10 ASSAULT ON STAFF 4 CONTRABAND 17 DEATH 2

(continued) UNUSUAL INCIDENTS: JANUARY-DECE"BER 2006 INCIDENT CATEGORY BY PRISON

FACILITY ZOOCI DISRUPTIVE BEHAVIOR 2 E"PLOYEE MISCONDUCT l SEXUAL MISCONDUCT l OTHER INCIDENTS 7 TOTAL 49 &OUVERNEUR ACCIDENT ASSAULT ON INMATE 5 ASSAULT ON STAFF 2' CONTRABAND 11 DISRUPTIVE BEHAVIOR 3 SUICIDE ATTEMPT l EMPLOYEE WEAPON USE l OTHER INCIDENTS 3

TOTAL 32 GOWANDA

ACCIDENT 12 ASSAULT ON INMATE a ASSAULT ON STAFF 2 ASSAULT ON OTHER l CONTRABAND 24 DEATH . 2 DISRUPTIVE BEHAVIOR 1 EMPLOYEE MISCONDUCT 2 FIRE l PROPERTY LOST STOLEN l SELF-INJURY 3 SEXUAL MISCONDUCT 2 SUICIDE ATTEMPT 2 OTHER INCIDENTS 3 TOTAL &4 GREENE ACCIDENT 7 ASSAULT ON INMATE 29 ASSAULT ON STAFF l9 CONTRABAND '8 DEATH 2 DISRUPTIVE BEHAVIOR 11 EMPLOYEE MISCONDUCT 4 FIRE 2 PROPERTY LOST STOLEN 3

FACILITY 200, SEXUAL MISCONDUCT 1 SUICIDE ATTEMPT 2 OTHER INCIDENTS ' TOTAL 154 &ROVE LAND ACCIDENT 14 ASSAULT OH INMATE 4 ASSAULT ON STAFF 3 CONTRABAND 17 DEATH 3 DISRUPTIVE BEHAVIOR 1 UTILITIES DISRUPTION l EMPLOYEE MISCONDUCT l FIRE 1 PROPERTY LOST STOLEN l OTHER INCIDENTS 7 TOTAL 53 HALE CREEK ACCIDENT 3 CONTRABAND 1 PROPERTY LOST STOLEN 2 TOTAL HUDSON '

ACCIDENT 3 ASSAULT OH INMATE 4 ASSAULT OH STAFF l CONTRABAND 13 DEATH 1 UTILITIES DISRUPTION 1 EMPLOYEE MISCONDUCT l PROPERTY LOST STOLEN 1 SEXUAL MISCONDUCT 1 TEMPORARY RELEASE 13 OTHER INCIDENTS 2 TOTAL 41 LIVINGSTON

ACCIDENT 8 ASSAULT OH INMATE 5

Ccontlnuedl UNUSUAL INCIDENTS: JANUARY-DECEMBER 2006 INCIDENT CATEGORY BY PRISON

FACILITY 2006 ---- ....- ~- - -· ASSAULT ON STAFF 1 CONTRABAND 12 DISRUPTIVE BEHAVIOR 2 EMPLOYEE MISCONDUCT 1 SELF-INJURY l SEXUAL MISCONDUCT 1 OTHER INCIDENTS 7 TOTAL 38 MARCY

ACCIDENT 13 ASSAULT ON INMATE 12 ASSAULT ON STAFF 3 ASSAULT ON OTHER 1 CONTRABAND 37 DEATH 2 DISRUPTIVE BEHAVIOR 4 UTILITIES DISRUPTION l EMPLOYEE MISCONDUCT 5 PROPERTY LOST STOLEN 2 SELF-INJURY l SEXUAL MISCONDUCT 3 OTHER INCIDENTS 8 TOTAL 92 HID-ORANGE

ACCIDENT 11 ASSAULT ON INNATE 4 CONTRABAND 14 DEATH 3 EMPLOYEE MISCONDUCT 2 ·PROPERTY LOST STOLEN 2 OTHER INCIDENTS :s TOTAL 39 HID-STATE

ACCIDENT 5 ASSAULT ON INNATE 9 ASSAULT ON STAFF 3 CONTRABAND 29 DEATH 3 DISRUPTIVE BEHAVIOR 7 EMPLOYEE MISCONDUCT 3 FIRE 1

Ccontinuedl UNUSUAL INCIDENTS: JANUARY-DECEMBER 2006 INCIDENT CATE90RY IY PRISON

FACILITY 2006 SELF-INJURY 2 SUICIDE ATTEMPT 1 EMPLOYEE WEAPON USE 1 OTHER INCIDENTS

TOTAL 70' MOHAWK

ACCIDENT 7 ASSAULT DH INMATE CONTRABAND 11' EMPLOYEE MISCONDUCT 3 PROPERTY LOST STOLEN 2 SELF-INJURY 1 SEXUA~ MISCONDUCT 3 SUICIDE ATTEMPT 1 OTHER INCIDENTS 3

TOTAL 44 MT. MCGREGOR

ACCIDENT 3 ASSAULT ON INMATE 1 CONTRABAND 8 DISRUPTIVE BEHAVIOR 2 UTILITIES DISRUPTION l EMPLOYEE MISCONDUCT 1 PROPERTY LOST STOLEN 2 SEXUAL MISCONDUCT 1 OTHER INCIDENTS 2 TOTAL 21 OGDENSBURG ACCIDENT 2 ASSAULT ON INMATE 1 ASSAULT ON STAFF l CONTRABAND 4 EMPLOYEE MISCONDUCT 1 SEXUAL MISCONDUCT 1 TOTAL 10 ONEIDA

ACCIDENT 4 ASSAULT ON INMATE 3

UNUSUAL INCIDENTS: JANUARY-DECEMBER 2006 INCIDENT CATEGORY BY PRISON

FACILITY 2006 TOTAL 14 WASHINGTON ACCIDEN'f ASSAULT ON INMATE 15 ASSAULT ON STAFF '1 CONTRABAND 39 DISRUPTIVE BEHAVIOR 14 UTILITIES DISRUPTION l EMPLOYEE MISCONDUCT 5 PROPERTY LOST STOLEN 1 EMPLOYEE WEAPON USE l OTHER INCIDENTS 5 TOTAL 94 WATERTOWN

.ACCIDENT 1 ASSAULT ON INMATE 3 CONTRABAND 12 DEATH l DISRUPTIVE BEHAVIOR l UTILITIES DISRUPTION 1 EMPLOYEE MISCONDUCT l OTHER INCIDENTS 4 TOTAL 30 WOODBOURNE

ACCIDENT 4 CONTRABAND 15 DEATH 2 UTILITIES DISRUPTION 1 EMPLOYEE MISCONDUCT 2 FIRE l PROPERTY DESTRUCTION l PROPERTY LOST STOLEN 3 SEXUAL MISCONDUCT 1 OTHER INCIDENTS 3 TOTAL 33 WYOMING

ACCIDENT 9 ASSAULT ON INMATE 24 ASSAULT ON STAFF '

FACILITY 2006 CONTRABAND 32 DEATH 2 DISRUPTIVE BEHAVIOR l UTILITIES DISRUPTION l EMPLOYEE MISCONDUCT 3 ESCAPE l FIRE 5 PROPERTY LOST STOLEN l SEXUAL MISCONDUCT 2 OTHER INCIDENTS 1 TOTAL 88 WYOMING ASACTC

ASSAULT ON INMATE l CONTRABAND 1 TOTAL 2 MINI"UM SECURITY BEACON ACCIDENT CONTRABAND 1' EMPLOYEE MISCONDUCT 1 TOTAL 8 BUFFALO CONTRABAND 2 TEMPORARY RELEASE 26 TOTAL 28 BUTLER MINIMUM

ASSAULT ON STAFF l CONTRABAND 1

TOTAL 2 EDGECOMBE

ASSAULT ON INMATE l CONTRABAND 5 ESCAPE 1 TEMPORARY RELEASE 38

Ccontinued) UNUSUAL INCIDENTS: JANUARY-DECEMBER 200' INCIDENT CATEGORY BY PRISON

FACILITY 2006 ASSAULl ON SlAFF 4 CONTRABAND 15 DISRUPTIVE BEHAVIOR EMPLOYEE MISCONDUCT '2 FIRE l PROPERTY DESTRUCTION 2 PROPERTY LOST STOLEN 1 SELF-INJURY 1 SEXUAL MISCONDUCT 4 SUICIDE ATTEMPT 3 EMPLOYEE WEAPON USE 1 OTHER INCIDENTS 3 TOTAL 50 ORLEANS ACCIDENT 13 ASSAULT DN INMATE u ASSAULT ON STAFF 4 CONTRABAND 31 DISRUPTIVE BEHAVIOR 5 EMPLOYEE MISCONDUCT 2 PROPERTY LOST STOLEN 1 SEXUAL MISCONDUCT 2 OTHER INCIDENTS l TOTAL 75 OTISVILLE ACCIDENT 7 ASSAULT ON INMATE 2 CONTRABAND 3 DEATH 3 UTILITIES DISRUPTION 1 PROPERTY LOST STOLEN 1 EMPLOYEE WEAPON USE 1 OTHER INCIDENTS l TOTAL lt RIVERVIEW ACCIDENT 7 ASSAULT ON INMATE 3 ASSAULT ON STAFF 3 CONTRABAND 3 DEATH 1 DISRUPTIVE BEHAVIOR 3

Ccontin"ed> UNUSUAL INCIDENTS: JANUARY•DECE"BER 2006 INCIDENT CATEGORY BY PRISON

FACILITY 2006 EMPLOYEE MISCONDUCT l TOTAL 21 TACONIC·M. CONTRABAND 2 TOTAL 2 TACONIC·F.

ACCIDENT l ASSAULT ON STAFF s CONTRABAND 4 FIRE 1 PROPERTY LOST STOLEN l SUICIDE ATTEMPT l

TOTAL 13 TACONIC ASACTC CONTRABAND 2 SELF-INJURY l

TOTAL 3 ULSTER

ACCIDENT 9 ASSAULT ON STAFF 3 CONTRABAND 6 DEATH l DISRUPTIVE BEHAVIOR 2 UTILITIES DISRUPTION l E"PLOYEE "ISCONDUCT l OTHER INCIDENTS 2 TOTAL 25 WALLKILL ACCIDENT 1 ASSAULT ON INMATE l ASSAULT ON STAFF l CONTRABAND 3 FIRE 1 OTHER INCIDENTS l

CconU.nu•d> UNUSUAL INCIDENTS: JANUARY-DECEMBER 2006 INCIDENT CATEGORY BY PRISON

FACILITY 2006 TOTAL 45 FULTON

CONTRABAND 2 PROPERTY LOST STOLEN l TEMPORARY RELEASE 24 TOTAL 27 LAKEVIEW RECEP-H.

ACCIDENT 2 ASSAULT ON INMATE 3 ASSAULT ON STAFF 4 CONTRABAND 5 DISRUPTIVE BEHAVIOR 1 SEXUAL MISCONDUCT 1 SUICIDE ATTEMPT 2 EMPLOYEE WEAPON USE 4 TOTAL 21 LINCOLN

ACCIDENT 3 ASSAULT ON STAFF 1 CONTRABAND 1 UTILITIES DISRUPTION 2 TEMPORARY RELEASE 21 TOTAL 41 LYON MOUNTAIN

ACCIDENT 2 CONTRABAND l EMPLOYEE MISCONDUCT l PROPERTY LOST STOLEN l

TOTAL 5 HID-STATE HIN. ASSAULT ON STAFF 1 CONTRABAND l

TOTAL 2 QUEENSJORO

Ccant1nus d> UNUSUAL INCIDENTS: JANUARY-DECEMBER 200' INCIDENT CATEGORY BY PRISON

FACILITY 200, ACCIDENT 5 DEATH 1 EHPLOYEE MISCONDUCT 2 SUICIDE ATTEMPT l TOTAL ROCHESTER '

CONTRABAND 3 ESCAPE 1 TEMPORARY RELEASE 5 OTHER INCIDENTS 2 TOTAL 11 HINIHUH SHOCK LAKEVIEW SHOCK-H.

ACCIDENT 'i ASSAULT ON INMATE 2 ASSAULT ON STAFF 1 CONTRABAND 2 DISRUPTIVE BEHAVIOR 3 UTILITIES DISRUPTION l EMPLOYEE MISCONDUCT l PROPERTY LOST STOLEN 1 OTHER INCIDENTS 1 TOTAL 1' LAKEVIEW SHO.CK-F.

ACCIDENT l ASSAULT ON INMATE 1 SEXUAL MISCONDUCT 1 TOTAL 3 MONTEREY SHOCK

ACCIDENT 'i ASSAULT ON INMATE 3 FIRE 1 OTHER INCIDENTS l TOTAL MORIAH SHOCK '

(continued) UNUSUAL INCIDENTS: JANUARY-DECEMBER 2006 INCIDENT CATEGORY BY PRISON

FACILITY 2006 ·-+-­ ACCIDENT 8 ASSAULT ON STAFF 2 DEATH 1 OTHER INCIDENTS l TOTAL 12 SUMl'IIT SHOCK·M.

ACCIDENT 3 CONTRABAND 2

TOTAL 5 MINIMUM CAMPS CAMP GABRIELS

ACCIDENT 3 ASSAULT ON INMATE l CONTRABAND l DISRUPTIVE BEHAVIOR l UTILITIES DISRUPTION 2

TOTAL 8 CAMP GEORGETOWN

ASSAULT ON INMATE l CONTRABAND 4 OTHER INCIDENTS l TOTAL ' CAMP MCGREGOR ASSAULT ON INMATE l

TOTAL l CAMP PHARSALIA

ACCIDENT 7 ASSAULT ON INMATE l CONTRABAND 2 OTHER INCIDENTS l TOTAL 11 OTHER

(continued> UNUSUAL INCIDENTS: JANUARY-DECE"BER 2006 INCIDENT CATEGORY BY PRISON

FACILITY 200& CENTRAL OFFICE ACCIDENT 7 PROPERTY LOST STOLEN 4 EMPLOYEE WEAPON USE l TOTAL 12 GRAND TOTAL 5039