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RAIL SAFETY BUREAU 2004 NEW YORK STATE DEPARTMENT OF TRANSPORTATION ANNUAL REPORT GEORGE E. PATAKI, GOVERNOR JOSEPH H. BOARDMAN, COMMISSIONER Passenger and Freight Safety Division Dennison P. Cottrell, Director Rail Safety Bureau Jerry Shook, Director Theresa Bender, Keyboard Specialist Rail Accident Investigation Section O. J. Guzman, Transportation Specialist 1 (Albany) Stephen Trudell, Transportation Specialist 1 (Albany) John Compitello, Transportation Specialist 1, Rail Accident Investigator, (New York City) Robert Maraldo, Transportation Specialist 1, Rail Accident Investigator (New York City) Joseph Stiga, Transportation Specialist 1, Rail Accident Investigator (New York City) Rail Safety Inspection Section William Green, Supervisor, Transportation Specialist 1, Rail Safety (Albany) Earl Walrath, Track and Structures Inspector (Eastern Region: Albany) Charles Moore, Motive Power and Equipment Inspector (Eastern Region: Albany) Robert Giblin, Track and Structures Inspector (Central Region: Syracuse) Frank Sibio, Motive Power and Equipment Inspector (Central Region: Syracuse) Keith McClain, Track and Structures Inspector (Western Region: Buffalo) Michael Michalski, Motive Power and Equipment Inspector (Western Region: Buffalo) Public Transportation Safety Board Joseph H. Boardman, Chairman, Commissioner, New York State Department of Transportation John F. Guinan, Acting Chairman and Executive Director, Assistant Commissioner, NYSDOT Thomas H. Clements, Board Member John S. Delaney, Board Member Deborah A. Green, Board Member Walter G. Rich, Board Member Matthew D. Sansverie, Inspector General, Metropolitan Transportation Authority Executive Summary afety is paramount in the State of New York. Whatever mode of rail transportation - commuter rail, light rail, freight rail or scenic rail - safety is the key to their efficiency and success. Based on the number of persons moved or the freight transported, New York State continues as a national leader in S the safe operation of passenger transit systems and freight railroads. The overall state of railroad safety has improved over recent years. To continue this trend, public grade cross- ing improvements, state safety oversight, enforcement of regulations and the promotion of public education must continue unabated. Aggressive enforcement of State and local laws is paramount if we expect this trend to continue. Approxi- mately 95% of all the rail related deaths are attributed to actions occurring at grade crossing or involving tres- passers. New York State is committed to a course of action that will preserve the overall safety for all facets of rail transportation for the betterment of our people. II Table of Contents I Introduction Page 1 Operating Railroads in New York State 2004 Page 2 II. Public Transportation Safety Board Page 4 PTSB Reportable Accidents/Incidents - 2004 Page 5 PTSB Accident Investigations - 2004 Page 7 PTSB Accident Data 1995-2004 Page 10 Non Criteria Fatality and Injury Accidents Page 12 Accident Severity Index Page 13 III. Rail Safety Inspection Program Page 15 RSIS – Equipment 2004 Page 16 RSIS - Track 2004 Page 17 RSIS - Equipment 1995-2004 Page 18 RSIS - Track 1995-2004 Page 19 IV. RSIS Accident Investigations Page 20 RSIS Accident Data 1995 - 2004 Page 23 Key Rail Safety Activities Page 25 V. Grade Crossing Accident Data Page 26 Grade Crossing Accident Data - 2004 Page 27 Grade Crossing Accident Data 1995-2004 Page 28 VI Trespasser Issue Page 31 Rail Safety Bureau - Downstate (PTSB) Page 32 Rail Safety Bureau - Upstate Page 32 III List of Tables Table 1 - PTSB 2004 Accidents, Injuries and Fatalities by Criteria Type Page 6 Table 2 - PTSB 2004 Criteria Type by Property Page 6 Table 3 - PTSB Accident Severity by Criteria 1995-2004 Page 13 Table 4 - RSIS 2004 Freight Car and Locomotive Safety Inspections Page 16 Table 5 - RSIS 2004 Track Inspection Results Page 17 Table 6 - RSIS Equipment Safety Inspections 1995 - 2004 Page 18 Table 7 - RSIS Locomotive Safety Inspections 1995 - 2004 Page 18 Table 8 - RSIS Track Safety Inspections by Railroad Class 1995 - 2004 Page 19 Table 9 - RSIS Track Safety Inspections by Year 1995 - 2004 Page 19 Table 10 - RSIS Total Accidents by Accident Type and Year Page 23 Table 11 - RSIS Total Injuries by Accident Type and Year Page 24 Table 12 – RSIS Total Fatalities by Accident Type and Year Page 24 Table 13 – RSIS Accidents by Railroad Class and Year Page 24 Table 14 – Warning Devices at Active Public At-Grade Crossings Page 26 Table 15 – Grade Crossing Accidents, Injuries, Fatalities by Railroad 2004 Page 27 Table 16 – Grade Crossing Accidents by Railroad Class 2004 Page 27 Table 17 – Grade Crossing Accidents by Crossing Type 2004 Page 27 Table 18 – Trespasser Accidents 1995 – 2004 Page 32 Table 19 – Trespasser Accidents by County - Freight and Commuter Rail Page 34 IV List of Figures Figure 1 - PTSB Criteria Accidents: Annual Accidents vs. Three Year Average 1995-2004 Page 10 Figure 2 - PTSB Accidents - Collisions, Grade Crossings, and Derailments 1995-2004 Page 10 Figure 3 - PTSB Accidents - Evacuation, Multiple Injury, and Passenger Fatality 1995-2004 Page 11 Figure 4 - PTSB Accidents - Injuries and Fatalities 1995-2004 Page 11 Figure 5 - PTSB Accidents by Primary Probable Cause 1995-2004 Page 12 Figure 6 - PTSB Accident Severity Index 1995-2004 Page 13 Figure 7 - RSIS Accidents by Accident Type 2004 Page 20 Figure 8 - RSIS Accidents by Primary Cause 2004 Page 22 Figure 9 - RSIS Accidents, Injuries, Fatalities by Year 1995-2004 Page 23 Figure 10 - Grade Crossing Accidents: Annual Accidents vs. Three Year Average 1995-2004 Page 28 Figure 11 - Grade Crossing Accidents: Annual Injuries vs. Three Year Average 1995-2004 Page 28 Figure 12 - Grade Crossing Accidents: Annual Fatalities vs. Three Year Average 1995-2004 Page 28 Figure 13 - Grade Crossing Accidents: Class 1 Railroad vs. Three Year Average 1995-2004 Page 29 Figure 14 - Grade Crossing Accidents: Public Grade Crossings vs. Three Year Average 1995-2004 Page 29 Figure 15 - Grade Crossing Accidents: Private Grade Crossings vs. Three Year Average 1995-2004 Page 29 Figure 16 - Grade Crossing Accidents: Protection Crossing Accidents vs. Three Year Avg. 1995-2004 Page 30 Figure 17 – Trespasser Issues: Commuter Rail and Transit under PTSB Page 31 Figure 18 – Downstate Rail Properties Page 31 Figure 19 – Trespasser Data Page 33 Figure 20 – Geographic Distribution Map - Upstate Page 34 Figure 21 – Geographic Distribution Map - Downstate Page 34 V I. Operating Railroads in New York State ew York State has the largest commuter and transit rail operations in the United States with rider- ship of over 1.3 billion passengers per year and an extra 1.3 million intercity passengers on seven railroads of varying classification. Also, there are 36 freight railroads in New York State that oper- N ate along 3,695 miles of track. According to the Association of American Railroads, freight rail- roads in New York State transported approximately 1.78 million carloads of goods that totaled nearly 74 mil- lion tons of freight during 2003. Additionally, there are six (6) tourist operations that carry an estimated 108,000 passengers over 104 miles of track annually. The New York State Department of Transportation’s Rail Safety Bureau’s mission is to reduce the number, rate and severity of rail accidents to help ensure the safety of the users and employees of New York State’s passenger and freight rail systems. To fulfill these responsibilities, the Rail Safety Bureau supports two criti- cal safety program areas; the Public Transportation Safety Board and Rail Safety Inspections Section. This 2004 Rail Safety Bureau Annual Report reviews the reported accidents and incidents which occurred on New York State’s freight, intercity passenger, commuter and transit railroads, as well as the safety inspections and investigations performed by the Bureau’s two program areas. A ten-year compilation of data including all facets of rail accidents and track and equipment inspections is provided in this report. A listing of all railroads operating in New York State under the jurisdiction of the Rail Safety Bureau appears on page 2. The New York State Public Transportation Safety Board (PTSB), created in 1984, provides safety oversight and investigation activities for all commuter and transit operations of the Metropolitan Transportation Author- ity (MTA), New Jersey Transit (NJT - New York State Operations) and the Niagara Frontier Transportation Authority (NFTA). The activities are performed in a cooperative partnership with the Federal Transit Admini- stration (FTA). The New York State Rail Safety Inspection Program has been in existence since 1910. The program provides safety oversight for railroad freight carriers as well as intercity passenger rail (Amtrak) operations in New York State. Since the Federal Railroad Safety Act of 1970, the Rail Safety Inspection Program has worked in partnership with the Federal Railroad Administration (FRA). Operating Railroads in New York State 2004 Class 1 Class 2 ATK Amtrak BPRR Buffalo & Pittsburgh Railroad, Inc. CN Canadian National Railway Co. NYSW NY Susquehanna & Western Railway Corp. CP Canadian Pacific Railway ST Springfield Terminal Railway Co. CSX CSX Transportation Inc. BM Boston & Maine Railroad ‡ NS Norfolk Southern Railway Co. Class 3 APRR Albany Port RR. Corp. NYAR New York & Atlantic Railway Co. ARA Arcade & Attica RR. Co. NYCH New York Cross Harbour RR Terminal Corp BH BH Rail Corp. NYLE New York & Lake Erie RR Co. BKRR Batten Kill RR. Co., Inc.