Felonies Training and Reference Manual
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If you have issues viewing or accessing this file contact us at NCJRS.gov. Il.. C ~ [}; ~ ~3 ~ 'TI~ ~ f:.::. f\i) ~ . NORTE( CAROLINA ~~ ~~:~ SENTENCING AND POLICY ADVISORY COMMISSION -----------~ ---~~~- STRUCTURED SENTENCING FOR • FELONIES TRAINING AND REFERENCE MANUAL EFFECTIVE: OCTOBER 1, 1994 UPDATED 12/29f.)4 ---------------------- • STRUC1·URED SENTENCING FOR FELONIES TRAINING AND REFERENCE MANUAL • EFFECTIVE: OCTOBER 1, 1994 NORTH CAROLINA SENTENCING AND POLICY ADVISORY COMMISSION P.o. BOX 2472 RALEIGH, N.C. 27602 919·733·9543 THE HONORABLE THOMAS W. ROSS ROBIN L. LUBITZ • CHAIRMAN EXECUTIVE DIRECTOR ----------------------------------------------------------------------------------------- • 155194 u.s. Department of Justice National Institute of Justice This document has been reproduced exactly as received from the person or organization originating it. Points of view or opinions stated in this document are those of the authors and do not necessarily represent the official position or policies of the National Institute of Justice. Permission to reproduce this copyrighted material has been granted by North CaralimLS..entencing and Policy Advisory Commission to the National Criminal Justice Reference Service (NCJRS). Further reproduction outside of the NCJRS system requires permission • of the copyright owner. , • ------ ---------------------- TABLE OF CONTENTS INTRODUCTlON •• 0 ••••• e , •• tI ......... ., $ ••••••••••• til ••••••• e .. • • • • •• 1 • 0 • • • • • • • • • • • • • •• FELONY PUNISHMENT CHART (Figure A) •••••••.••••• 2 SECTION I: IMPOSING SENTENCES FOR FELONS •••••••••••••••••••••• 3 STEP 1: DETERMINE THE OFFENSE CLASS ......................... 5 Felony Offense Classes • . " • . • 41 " • .. • • • • • • • • • • • • • • • • • • • " " • • • • • • • • • " • • ., 5 Conspiracy to Commit a Felony . ... " . I" • • • • • e • • • • • • • • 11 • • • • • • " • •• 5 Attempt to Commit a Felony ~ .. • • . " . • . 0 0 • • • • • • • • • • •• 5 Solicitation to Commit a Felony ................................,..... 6 STEP 2: DETERMINE THE PRIOR RECORD LEVEL ••••••••••••••••••• 7 Counting .Prior Record Points ".. 10 • • " • • 0 • • " • • " " • • • • • " • • • • " e , • • • • • • • • •• 7 Prior Record Work Sheet (Table 1) ....•... ,........................... 8 Calculating the Prior Record Level . • . .. 9 Definition of Prior Conviction . c • • • • .. • • 0 • 4' • • • • • • • • • • • • • • • • " • • • • • • • • • •• 9 Considering Multiple Prior Convictions ...................•............ 10 Proof of Prior Convictions ............................................ e 10 Burden of Proof tI • , •••••••••••••• It • 6 • • • • • • • • • • .. • • • • • • • .. • • • • • • • • •• 10 Prior Record from Other Jurisdictions . • . • . • . .. 11 Suppression of Prior Record •.......... \J \J • • • • • • • • • • • • • • • • • • • • • , • • • •• 11 Provision of Prior Record Infonnation .................,............... 11 STEP 3: CONSIDER AGGRAVATING AND MITIGATING FACTORS ••••••. 13 Burden and Standard of Proof. n ••••••••• '•••••• '* ••• t • ~ • , ••••••••••• ,. 13 Aggravating & Mitigating Factors .................................... 13 Requirement to Provide Written Reasons ............................... 13 Aggravating Factors (Table 2) ........... , . .. 14 Mitigating Factors (Table 3) .......................•................ 15 STEP 4: SELECT A MINIMUM SENTENCE FROM THE SENTENCE RANGE 17 MiniInum Sentence Ran.ges ........... it ....................... , • • • • • • •• 17 Firearm EnhaIlcement . 0 • • • • • • • • • , • • • • • • .. • • • • • .. .. • • • • II • • • •• 18 STEP 5: DETERMINE THE MAXIMUM SENTENCE. • • • • • • • • • • • • • • . • • •• 19 Maximum Sentences ..... " . • . .. .. .. .. .. .. 19 Maximum Sentence Chart (Figure B) .. • . .. 20 STEP 6: DETERMINE THE SENTENCE DISPOSITION • • • • • • • • • • • • • • • • •. 21 Sentence Disposition on Felony Punishment Chart. .. 21 Active Punishments ....... , ........ ,............................. 21 Intennediate Punishments ............................. :............ 21 Community Punishments. .. 22 Extraordinary IvIitigation . 0 " • • .. • • • • • • • • • • • .. • • • • • • • • • II 23 Exception for Drug Trafficking Convictions ............................. 23 I ~ Fines .... t • • e • • • e , , • • • • • • • • • • • • • • .. • • • ~ • • • • • • • • • • • • • • • • • • • • • •• 23 • 1 -------------_._------------- STEP 6A: IMPOSE AN ACTIVE PUNISHMENT • . • • . • • • . • • • • • • • • . • . ... 25 Amount of Active Time to be Served ............... 0 • • • • • • • • • • • • • • • • •• 25 • EarIled Time ............ II • • CI • • • • • • • OJ • • • • 8 • • • • • • • • • • • • • • • • • • • ,. •• 25 Multiple Convictions ............................. "............... 25 Post-Release Supervision .................. to •••••••••••••••••• , .. • •• 26 Minimum and Maximum Sentences for Drug Trafficking ............ 0 • • • • • •• '2.7 STEP 6B: IMPOSE AN INTERMEDIATE PUNISHMENT ••••••••••••••••• 29 Imposing a Term of Supervised Probation . • . • . .. 29 Selecting Intelmediate Punishments/Setting Lengths . .. 29 STEP 6C: IMPOSE A COMMUNITY PUNISHMENT •••••••••••••••••••• 31 lInposing a Teml of Probation . ~ . 0;. • • • • • 0 • • • • ~ • •• 31 Selecting the Community Punishment . • . .. 31 SECTION n: OTHER SENTENCING PROVISIONS ••••••••••••••••••••••• 32 LWE WITHOUT PAROLE .. ".. $ ••••••••••••• 1$ •••• 0 •••• , 0 , 0 • • • • • • •• 32 HABITUAL FELONS .. i •••••••••••••••••••••••• 8 ., • • • • • .. • • • • • • • • •• 32 VIOLENT HABITUAL FELONS. • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • •. 32 COMMITTED YOUTHFUL OFFENDERS •••.••••••••••••••••••....••• 32 APPELLATE REVIEW ... , . .. " .... , , . , . , .. , .. 0 •• D • • • • • • • , • • •• " •• 32 PAROLE RELEASE . 0 ••••••• 8 • 0 ••••• 0 ••• 0 • 0 • , , , •••••••••••• , • • • •• 32 OFFENSE CIIANGES ... ~ . II , ••• G ••• 0 ••••• , , * I> ••••••• ~ • • • • • • • • • • • •• 32 SECTION ill: ADDITIONAL PROVISIONS RELATING TO PROBATION. • • • .• 33 DELEGATION OF AUTHORITY TO ADULT PROBATION •••••••••••.••. 33 RESPONSE TO VIOLATIONS OF PROBATION •..•.••.•••••••......•.. 33 A Modify Probation ....... e ••••••••••• 0 .................... " 0 • • • • • • • ... 34 .. Criminal Contempt of Court 0 •• e •••••••••••••• 0 • • • • • • .. • • • • • • • • • • • • •• 34 Revoke Probation . .. .. .. .. 34 SECTION IV: ADDITIONAL POST·RELEASE SUPERVISION PROVISIONS •.• 36 ELIGmILITY AND PROCEDURES •••••••••••••••••••••••••••••••••• 36 TERM OF POST .RELEASE SUPERVISION • • • • • • • • • • • . • • • • . • • • • . • . •. 36 CONDITIONS OF POST.RELEASE SUPERVISION • • • • • • • • • • • • . • • • • • • . .• 36 VIOLATIONS OF POST.. RELEASE SUPERVISION . • . • • • • • • • • • • • • • • • • . •• 36 SECTION V: EXAMPLE EXERCISES •••••••••.•••••••••••.•••••.••.•. 37 EXAMPLE #1 ...... ~ .............. , ... It • , •• , • , , , • , ••• e , •• , •• , , " 37 EXAMPLE #2, , • • ...... , , " • • • • .................. ~ • • ••• til 0 • • • • • • • • • •• 39 EXAMPLE #3 ... 0 ••••••••••••••••••• III •• It ••••••••••••••••••••• " •• 41 EXAMPLE #4 . 0 • • • • • • • • • • • • • • • • • • • • 0 • • • • " • • • • • • • • • • • • • • • • • • •• 43 EXAMPLE #5 . , . '. ~ . .. 45 APPENDIX I: AOe FORMS ........... 0 •• 5 • • • • • • • • • • • • • • • • • • • • • • • • •• 47 APPENDIX IT: FELONY OFFENSE CLASSIFICATIONS .•....••........... 63 IN'D EX .... If • • • • • • • II • • • If • • • • • • • • • • • • • • • • • • • • " • • • • If • • 0 • • • • • • • • • • 0 77 ii • STRUCTURED SENTENCING FOR FELONIES: TRAINING AND REFERENCE • MANUAL INTRODUCTION: The State's new structured sentencing laws will go into effect on October 1, 1994, and will apply to all felony offenses committed on or after that date. The new laws are codified in Article SIB of Chapter 15A of the North Carolina General Statutes. This manual describes the substance and application of the new sentencing laws for felonies. The manual is divided into five sections: • Section I describes the steps required to apply the new sentencing laws. • Section n describes additional sentencing provisions. • Section m describes additional probation provisions. • Section IV describes additional post-release supervision provisions. 10 Section V provides example exercises, answers, and commentary. There are also two appendices. Appendix I includes selected AOC forms relevant to structured sentencing, and Appendix IT lists felony offense classifications under structured sentencing. A separate manual has been prepared for misdemeanor sentencing. This manual is entitled, "Structured Sentencing for Misdemeanors: Training and Reference Manual", and is available from the North Carolina Sentencing and Policy Advisory Commission . • 1 FIGURE A FELONY PUNISHMENT CHART (NUII'1Ibers shown are in months) PRIOR RECORD LEVEL • DISPOSITION Revised: 04·05·94 • 2 SECTION I: IMPOSING SENTENCES FOR FELONS UNDER' STRUCTURED SENTENCING • The new sentencing laws use a Felony Punishment Chart which classifies offenders based on the seriousness of their crime and on the extent and gravity of their prior record (see Figure A and the inside back cover). Based on this classification, the chart then prescribes the types of sentences which may be imposed (active, intennediate or community punishments) and the range of minimum sentence lengths which may be selected. Following is a detailed description of the steps required to impose felony sentences under the new structured sentencing laws. STEPS REQUffiED TO DETERMINE THE SENTENCE FOR FELONIES 1. DETERMINE THE