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Lectures on Rock Mechanics

• SARVESH CHANDRA Professor DttfCiilEiiDepartment of Civil Engineering Indian Institute of Technology Kanpur KANPUR, 208016 India email: sarv@iitk . ac. in

The problem in mathematics is black and white but the real world is grey –Alber t Ei ns tei n

Rock Mechanics Problems

• How will rock react when put to men’s use? • What is the bearing capacity of rock on surface an at depths? • What is the strength of rocks? • What is the response of rocks under dynamic / earthquake type loading? • What is the modulus of elasticity of rock and how to get it? • What are the effects of rock defects (jointing bedding planes, schistocity, fissures, cavities and other discontinuities) on its strength? • What are the mechanisms of failure of rocks? Rock as a Construction Material

• For laying structural foundations to support structures • For constructinggg Underground o pgpenings • For protecting slopes • For supporting railway tracks – Ballasts • As base and sub-base for roads and runways • As aggregate in concrete • Making facia for buildings.

ion ll 000 , mi

38 10 000 ll 310 million 475 million 2 million 5 million 26 million 54 million 65 million 130 million 185 million 230 million 265 million 355 million 413 million 425 million 570 million

ocene g Holocene - Recent Eocene Pleistocene Oli Mississippian Pliocene Miocene Paleocene Pennsylvanian Epoch Boundaries Time

y ssic a Quaternary Tertiar Jur ssic Carboniferous Ordovician billion 4.7 billion 3.9

Devonian

ic o z o s e Mszic M Cambrian Earth Beginning Era Period Cenozoic Cretaceous Triassic Permian Paleozoic Ago) (Years Silurian Precambrian Time Scale Geolo gic Greenland What are we calling a rock?

Grade Description Lithology Excavation Foundations

VI Soil Some organic content, May need to Unsuitable no original structure save and re-use V Completely Decomposed soil, some Scrape Assess by soil weathered remnant structure testing IV Highly Partly changed to soil, Scrape NB Variable and weathered soil > rock corestones unreliable III Moderately Partly changes to soil, Rip Good for most weathered rock > soil small structures II Sliggyhtly Increased fractures and Blast Good for weathered mineral staining anything except large dams I Fresh rock Clean rock Blast Sound

Engineering classification of weathered rock Primary Rock Types by Geologic Origin Sedimentary Types Metaphorphic Igneous Types Grain Clastic Carbonate Foliated Massive Intrusive Extrusive Aspects

Coarse Conglomerate Limestone Gneiss Marble Pegmatite Volcanic Breccia Conglomerate Granite Breccia

Medium Sandstone Limestone Schist Quartzite Diorite Tuff Siltsone Chalk Phyllite Diabase

Fine Shale Calcareous Slate Amphibolite Rhyotite Basalt Mudstone Mudstone Obsidian Index Properties of Intact Rock

• Specific Gravity of Solids, Gs • Unit Weight, γ • Porosity, n

• Ultrasonic Velocities (Vp and Vs)

• Compressive Strength, qu

• Tensile Strength, T0

• Elastic Modulus, ER (at 50% of qu) Specific Gravity of Rock Minerals

galena pyrite barite olivine dolomite calcite chlorite feldspar quartz Common Minerals serpentine Average Gs = 2.70 gypsum halite 012345678

Reference Value Specific Gravity of Solids, G (fresh water) s Unit Weights of Rocks

28

) γ = γ [ G (1-n) + n] 33 26 sat water s

(kN/m 24 T γ , tt 22

20 Unit Weigh 18 Dolostone Granite Graywacke Limestone Gs = Mudstone Siltstone 2.80 16 Sandstone Tuff

Saturated 2.65 2.50 14 0.0 0.1 0.2 0.3 0.4 0.5 0.6 Porosity, n

Geologic Mapping of Rock Mass Features

INHERENT COMPLEXITIES

1. RkftRock ─ under compressive stresses 2. Size effects ─ response of rock to loading affected by the size of thlthe loa ddded vo lume ”(jit&f” (joints & frac tures ) 3. Tensile strength ─ is low (similar to concrete); HOWEVER a rock mass can have even less tensile strength COMPLEXITIES….

4. Groundwater effects

─ water in joints: if under pressure, reduces normal (less resistance along joints) ─ water in permeable rocks (e.g. sandstone) → soil like response ─ softening of clay seams & argillaceous rocks (e.g. shales) COMPLEXITIES….

5. Weathering ─ chemical/physical alteration, reduction of engineering ppproperties ─ limestone caverns, sinkholes: ”Karst” ─ basic rocks with olivine ((ge.g. basalt ) and pyroxene minerals are reduced to montmorillonite by hydrolysis

Cavernous limestone

Coffin Bay STRUCTURAL FEATURES or DISCONTINUITIES 1) Bedding planes 2) Folds – joints at the crest of a (strike, dip &&s shea r s) – folding may cause shear failure along bedding planes (axial plane or fracture ) Folding DISCONTINUITIES

3) Faults – shear displacement zones - sliding

Faults may contain – FltFault gouge ( (l)clay) – weak – breccia (re-cemented rock) – weak – Rock flour – weak – Angular fragments – may be strong Defects Defects DISCONTINUITIES

4) Shear zones – bands of materials - local shear failure 5) Dykes – igneous intrusions (near vertical) – weathered dykes, e.g. dolerite weathers to montmorillonite – unweathered dykes attract high stresses 6) Joints – breaks with no visible displacement Joint Patterns

sedimentary rocks usually contain 2 sets of joints, orthogonal to each other and the bedding plane JOINTS

1))p Open Filled Healed (or closed) 2) Stepped Undulating Planar 2B) each of the above can be Rough Smooth Slickensided JOINT CLASSES (AS 1726-1993)

I Stepped RhRough II Smooth II Slickensided IV Undulating Rough V Smooth VI Slickensided VII Planar Rough VIII Smooth IX Slickensided Order of Description of Rocks (AS 1726-1993)

rock name ROCK MATERIAL gg()rain size (Table A6) COMPOSITION texture and fabric (Table A7) colour

e.g. Basalt, fine, massive, vesicular, dark grey to black Order of Description of Rocks (AS 1726-1993)

ROCK MATERIAL strength (Table A8) CONDITION weathering (Table A9)

e.g. VL strength, XW OR EH strength, FR Order of Description of Rocks (AS 1726-1993)

ROCK MASS structure PROPERTIES defects (much information required) weathering of joints

Structure: sedim en tar y r ock s – bedded, la minated metamorphic – foliated, banded, cleaved igneous rocks – massive, flow banded DEFECTS – information needed

† tight ness † cementation or infill † smoothness or irregularity of surfaces „ class of joint † water in joints † joint orientation † joint spacing DESIGN IN ROCK

Take into account: • Local geological structure • Shear strength of therockmassthe rock mass • Impact of water on stability • RkRock anc hi?horing? • Drilling and blasting procedures • Monitoring of stability – the observational method Intact Rock

• HtHeterogeneous • Anisotropic (soils less so) • Spatial variability (soils the same) • Yield mechanisms are non-linear & depend on stress level and rock type • Failures are often brittle (soils strain soften or harden past the peak strength) Rock Masses

• Con ta in discon tinu ities w ith little tens ile strength • Scale effect ─ response is dependent on stressed volume • Affected by groundwater & weathering • In-situ stresses difficult to estimate Rock Masses DEFINITIONS

• Dip angle, βw: the acute angle measured in a vertical plane between the line of maximum dip in a non-horizontal plane and the horizontal plane

iei.e. 0° ≤ βw ≤ 90°

• Dip direction, αw: the geographical azimuth measured in a clockwise direction from north (0°))p of the vertical plane in which

the dip angle is measured i.e. 0° ≤ αw ≤ 360° Dip Angle

North

Horizontal

βw

Line of maximum dip Dip direction

Azimuth is the direction of an object, measured clockwise around the observer's horizon from North, i.e. an object due north has an azimuth of 0° Dip Direction

NthNorth

Horizontal

αw

Line of maximum dip Quantitative Classification of Rock Mass • Description of Joints: Orientation, Persistence, Roughness, Wall Strength, Aperture, Filling, Seepage, Number of sets, Block size, spacing. ISRM comm iss ion ’s repor t Classification of Rock Material Based on Uniaxial Compressive Strength Uniaxial Compressive Ranges for some Strength Common Rock Material Term Kg/cm 2 Schist, Silt stone Very Weak- VW < 70 VW-W, Sand Stone, Lime stone Weak- W 70-200 –VW-M,Granite, Medium Strong-MS 200-700 Basalt, Gneiss , Strong- S 700-1400 Quartzite, Marble Very Strong- VS > 1400 –MS-VS

| Classification for Rock Material Strength Intact Rock Classification

• Rock Type • Geologic Formation and Age • IdiIndices: – Specific Gravity, Porosity, Unit Weight, Wave V el oc ities – Strength (compressive, tensile, shear) – Elastic Modulus • What is Rock Mechanics? RkRock mec hihanics i s a discipline that uses the ppcpesorinciples of mech ani cs to describe the behaviour of rock of engineering scale. • How to correlate the properties of rock studied in the laboratory with in-situ properties? • What in-situ test methods will provide actual in- situ conditions and properties of rock? • What desiggpn parameters are to be used for rock slope design? • How to stabilize slopes and underground openings?