Espinal, Et Al. V. Didi Global Inc., Et Al. 21-CV-05807-U.S. District Court

Espinal v. Didi Global Inc. et al, Docket No. 1:21-cv-05807 (S.D.N.Y. Jul 06, 2021), Court Docket

Current on Bloomberg Law as of 2021-07-08 13:03:33

U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:21-cv-05807-LAK

Espinal v. Didi Global Inc. et al

Date Filed: Jul 6, 2021

Nature of suit: 850 Securities/ Commodities

Assigned to: Judge Lewis A. Kaplan

Cause: 15:77 Securities Fraud

Jurisdiction: Federal Question

Jury demand: Plaintiff

Parties and Attorneys

Plaintiff Rafaela Espinal individually and on behalf of all others similarly situated

Representation Gregory Bradley Linkh Glancy Prongay & Murray LLP 230 Park Avenue Suite 358 New York, NY 10169 (212) 682-5340 [email protected] ATTORNEY TO BE NOTICED

Defendant Didi Global Inc. formerly known as: Xiaoju Kuaizhi Inc.

Defendant Will Wei Cheng

Defendant Alan Yue Zhuo

Defendant Jean Qing Liu

Defendant Stephen Jingshi Zhu

Defendant Zhiyi Chen

Defendant Martin Chi Ping Lau

Defendant Kentaro Matsui

Defendant Adria Perica

Defendant Daniel Yong Zhang

Defendant Goldman Sachs (ASIA) L.L.C.

Defendant Morgan Stanley & Co. LLC

Defendant J.P. Morgan Securities LLC

Defendant Bofa Securities, Inc.

Defendant Barclays Capital Inc.

Defendant China Renaissance Securities (Hong Kong) Limited

Defendant China International Capital Corporation Hong Kong Securities Limited

Defendant Citigroup Global Markets Inc.

Defendant Guotai Junan Securities (Hong Kong) Limited

Defendant HSBC Securities (USA) Inc.

Defendant UBS Securities LLC

Defendant Bocci Asia Limited

Defendant Bocom International Securities Limited

Defendant CCB International Capital Limited

Defendant CLSA Limited

Defendant CMB International Capital Limited

Defendant Futu Inc.

Defendant ICBC International Securities Limited

Defendant Mizuho Securities USA LLC

Defendant Tiger Brokers (NZ) Limited

Docket Entries

Numbers shown are court assigned numbers.

Entry # Filing Date Description

1 Jul 6, 2021 COMPLAINT against BARCLAYS CAPITAL INC., BOCCI ASIA LIMITED, BOCOM INTERNATIONAL SECURITIES LIMITED, BOFA SECURITIES, INC., CCB INTERNATIONAL CAPITAL LIMITED, ZHIYI CHEN, WILL WEI CHENG, CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED, CHINA RENAISSANCE SECURITIES (HONG KONG) LIMITED, CITIGROUP GLOBAL MARKETS INC., CLSA LIMITED, CMB INTERNATIONAL CAPITAL LIMITED, DIDI GLOBAL INC. F/K/A XIAOJU KUAIZHI INC., FUTU INC., GOLDMAN SACHS (ASIA) L.L.C., GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED, HSBC SECURITIES (USA) INC., ICBC INTERNATIONAL SECURITIES LIMITED, J.P. MORGAN SECURITIES LLC, JEAN QING LIU, KENTARO MATSUI, MIZUHO SECURITIES USA LLC, MORGAN STANLEY & CO. LLC, ADRIA PERICA, MARTIN CHI PING LAU, TIGER BROKERS (NZ) LIMITED, UBS SECURITIES LLC, DANIEL YONG ZHANG, STEPHEN JINGSHI ZHU, ALAN YUE ZHUO. (Filing Fee $ 402.00, Receipt Number ANYSDC-24760424)Document filed by RAFAELA ESPINAL..(Linkh, Gregory) (Entered: 07/06/2021)

2 Jul 6, 2021 REQUEST FOR ISSUANCE OF SUMMONS as to DIDI GLOBAL INC. F/K/A XIAOJU KUAIZHI INC., WILL WEI CHENG, ALAN YUE ZHUO, JEAN QING LIU, STEPHEN JINGSHI ZHU, ZHIYI CHEN, MARTIN CHI PING LAU, KENTARO MATSUI, ADRIA PERICA, DANIEL YONG ZHANG, GOLDMAN SACHS (ASIA) L.L.C., MORGAN STANLEY & CO. LLC, J.P. MORGAN SECURITIES LLC, BOFA SECURITIES, INC., BARCLAYS CAPITAL INC., CHINA RENAISSANCE SECURITIES (HONG KONG) LIMITED, CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED, CITIGROUP GLOBAL MARKETS INC., GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED, HSBC SECURITIES (USA) INC., UBS SECURITIES LLC, BOCCI ASIA LIMITED, BOCOM INTERNATIONAL SECURITIES LIMITED, CCB INTERNATIONAL CAPITAL LIMITED, CLSA LIMITED, CMB INTERNATIONAL CAPITAL LIMITED, FUTU INC., ICBC INTERNATIONAL SECURITIES LIMITED, MIZUHO SECURITIES USA LLC, and TIGER BROKERS (NZ) LIMITED, re: 1 Complaint,,,. Document filed by RAFAELA ESPINAL..(Linkh, Gregory) (Entered: 07/06/2021)

3 Jul 6, 2021 CIVIL COVER SHEET filed..(Linkh, Gregory) (Entered: 07/06/2021)

Jul 7, 2021 ***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Gregory Bradley Linkh. The party information for the following party/parties has been modified: RAFAELA ESPINAL; DIDI GLOBAL INC. F/K/A XIAOJU KUAIZHI INC.; WILL WEI CHENG; ALAN YUE ZHUO; JEAN QING LIU; STEPHEN JINGSHI ZHU; ZHIYI CHEN; MARTIN CHI PING LAU; KENTARO MATSUI; ADRIA PERICA; DANIEL YONG ZHANG; GOLDMAN SACHS (ASIA) L.L.C.; MORGAN STANLEY & CO. LLC; J.P. MORGAN SECURITIES LLC; BOFA SECURITIES, INC.; BARCLAYS CAPITAL INC.; CHINA RENAISSANCE SECURITIES (HONG KONG) LIMITED; CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED; CITIGROUP GLOBAL MARKETS INC.; GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED; HSBC SECURITIES (USA) INC.; UBS SECURITIES LLC; BOCCI ASIA LIMITED; BOCOM INTERNATIONAL SECURITIES LIMITED; CCB INTERNATIONAL CAPITAL LIMITED; CLSA LIMITED; CMB INTERNATIONAL CAPITAL LIMITED; FUTU INC.; ICBC INTERNATIONAL SECURITIES LIMITED; MIZUHO SECURITIES USA LLC; TIGER BROKERS (NZ) LIMITED. The information for the party/parties has been modified for the following reason/reasons: party name was entered in all caps; party text was omitted;. (jgo) (Entered: 07/07/2021)

Entry # Filing Date Description

Jul 7, 2021 CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Lewis A. Kaplan. Please download and review the Individual Practices of the assigned District Judge, located at https://nysd.uscourts.gov/judges/ district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at https://nysd.uscourts.gov/rules/ecf-related- instructions..(jgo) (Entered: 07/07/2021)

Jul 7, 2021 Magistrate Judge Debra C. Freeman is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: https://nysd.uscourts.gov/sites/default/ files/2018-06/AO-3.pdf. (jgo) (Entered: 07/07/2021)

Jul 7, 2021 Case Designated ECF. (jgo) (Entered: 07/07/2021)

4 Jul 7, 2021 ELECTRONIC SUMMONS ISSUED as to Barclays Capital Inc., Bocci Asia Limited, Bocom International Securities Limited, Bofa Securities, Inc., CCB International Capital Limited, CLSA Limited, CMB International Capital Limited, Zhiyi Chen, Will Wei Cheng, China International Capital Corporation Hong Kong Securities Limited, China Renaissance Securities (Hong Kong) Limited, Citigroup Global Markets Inc., Didi Global Inc., Futu Inc., Goldman Sachs (ASIA) L.L.C., Guotai Junan Securities (Hong Kong) Limited, HSBC Securities (USA) Inc., ICBC International Securities Limited, J.P. Morgan Securities LLC, Jean Qing Liu, Kentaro Matsui, Mizuho Securities USA LLC, Morgan Stanley & Co. LLC, Adria Perica, Martin Chi Ping Lau, Tiger Brokers (NZ) Limited, UBS Securities LLC, Daniel Yong Zhang, Stephen Jingshi Zhu, Alan Yue Zhuo..(jgo) (Entered: 07/07/2021)