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League Tables GLOBAL EQUITY CAPITAL MARKET LEAGUE TABLES Q1 2016 Q1 2016 MANAGER RANKINGS GLOBAL EQUITY, EQUITY LINKED & RIGHTS CONTENTS Bloomberg’s global equity offerings database consists of nearly 87,000 deals (with approximately 43,000 IPOs and over 43,000 additional offerings), and coverage of more than 500 financial advisors 1. Global market review and 500 legal advisors. 2. US market review LEAG<GO> for a full range of league tables 3. Canada market review IPO<GO> for Bloomberg’s equity offerings product 4. Latin America market review 5. EMEA market review Due to the dynamic nature of the Professional Service product, league table rankings may vary between this release 6. Asia market review and data found on the Bloomberg Professional Service. 7. Table criteria DATA SUBMISSIONS AND QUERIES Contact Phone Email North America Elizabeth Entrup +1 646 324 4666 [email protected] Irina Arefyeva +1 646 324 4663 [email protected] EMEA Karan Aswani +44 20 3525 4331 [email protected] Asia Pacific Billy Sun +886 2 7719 1571 [email protected] © 2015 Bloomberg Finance L.P. All rights reserved. Global Equity, Equity Linked & Rights: Industry Breakdown Global Equity Review Technology 27% 11% Financials 18% Q1 2016 credited Global Equity, Equity Linked & Rights volume decreased 56.27% to USD 102.5 Bln while deal 5% 27% count decreased 42.90% to 627 offerings year-on-year. Global Equity IPO volume decreased 65.23% year-on- 6% Energy 16% year to USD 14.1 Bln while the deal count decreased 36.23% to 176. Global Equity Linked volume decreased Health Care 9% 41.99% year-on-year to USD 15.8 Bln over 61 deals. 7% JP Morgan ranked as the top Global Equity, Equity Linked & Rights underwriter for Q1 2016 with 9.57% market Materials 7% 9% share. The bank underwrote 55 deals over the period. Goldman Sachs and Bank of America Merrill Lynch 18% Consumer Discretionary 6% ranked second and third with 9.18% and 7.06% market share, respectively. 16% Industrials 5% Others 11% Global Equity, Equity Linked & Rights: Highlights of Q1 2016 Top Underwriter Issuer Industry Volume (USD Mln) Date Saipem SpA Energy 3,965 02/11/2016 JP Morgan TransCanada Corp Energy 3,399 03/17/2016 2016 Number of deals 55 Molson Coors Brewing Co Consumer Staples 2,585 01/28/2016 Volume (USD Mln) 9,809 Baxalta Inc Health Care 2,409 03/16/2016 Global Equity, Equity Linked & Rights: Industry Breakdown Avg Deal size (USD Mln) 178.3 Q1 Vodafone Group PLC Communications 2,067 02/19/2016 | Market Summary Vodafone Group PLC Communications 2,067 02/19/2016 Industry Volume (USD Mln) % Of Total % YOY Change Industrial Securities Co Ltd Financials 1,864 01/18/2016 Technology 41,215 27.1% 188.3% Number of deals 627 China Zheshang Bank Co Ltd Financials 1,685 03/21/2016 Financials 27,776 18.3% -67.1% Volume (USD Mln) 102,459 Enbridge Inc Energy 1,673 02/24/2016 Energy 25,027 16.5% -20.4% Avg Deal size (USD Mln) 163.4 Pioneer Natural Resources Co Energy 1,615 01/05/2016 Health Care 13,043 8.6% -61.4% Equity Materials 10,346 6.8% 13.7% Consumer Discretionary 9,688 6.4% -65.4% Industrials 7,654 5.0% -62.8% Global Equity, Equity Linked & Rights: Quarterly Volume Communications 7,297 4.8% -61.3% Consumer Staples 6,194 4.1% -6.8% Global Deal Count Rights Equity-Linked IPO Utilities 3,722 2.4% -60.4% Add'l 400 1,500 300 dea Global Equity, Equity Linked & Rights: Offering Breakdown Deal Count 1,000 Offering Type Volume (USD Mln) % Of Total % YOY Change Bln Bln 200 Additional Offerings 65,823 43.3% -58.2% USD USD Equity-Linked 57,251 37.7% 33.4% Rights Offerings 14,630 9.6% 91.7% Bloomberg 500 100 IPO 14,331 9.4% -66.9% 0 0 20112011 20122012 20132013 20142014 20152015 20162016 Q1 Q1 Q1 Q1 Q1 Q1 Quarters 1 Global Equity, Equity Linked & Rights Global Equity & Equity Linked Q1 2016 Q1 2015 Q1 2016 Q1 2015 Mkt Volume (USD Deal Mkt Volume (USD Firm Rank Share(%) Mln) Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Share(%) Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) JP Morgan 1 9.57 9,809 55 2 8.82 0.75 JP Morgan 1 9.85 9,358 52 2 8.55 1.30 Goldman Sachs 2 9.18 9,407 47 1 10.61 -1.43 Goldman Sachs 2 9.57 9,093 46 1 10.43 -0.86 Bank of America Merrill 3 7.06 7,234 43 4 7.59 -0.53 Bank of America Merrill 3 7.62 7,234 43 4 7.76 -0.14 Lynch Lynch Morgan Stanley 4 6.99 7,161 39 3 8.33 -1.34 Morgan Stanley 4 7.54 7,161 39 3 8.46 -0.92 Citi 5 4.89 5,013 32 7 5.29 -0.40 UBS 5 5.01 4,762 24 5 7.45 -2.44 UBS 6 4.69 4,804 25 5 7.38 -2.69 Citi 6 4.95 4,699 31 7 5.41 -0.46 RBC Capital Markets 7 4.40 4,508 29 11 2.17 2.23 RBC Capital Markets 7 4.75 4,508 29 11 2.22 2.53 Credit Suisse 8 4.23 4,334 27 8 5.24 -1.01 Credit Suisse 8 4.50 4,277 26 8 5.27 -0.77 Deutsche Bank 9 3.25 3,330 27 6 5.50 -2.25 Nomura 9 3.33 3,164 24 12 2.11 1.22 Nomura 10 3.09 3,164 24 12 2.06 1.03 Deutsche Bank 10 2.97 2,821 24 6 5.55 -2.58 Barclays 11 2.41 2,471 18 9 4.94 -2.53 Barclays 11 2.49 2,364 17 9 5.04 -2.55 TD Securities 12 2.27 2,323 6 25 0.53 1.74 TD Securities 12 2.45 2,323 6 25 0.53 1.92 2016 Sinolink Securities Co Ltd 13 1.88 1,928 2 87 0.09 1.79 BMO Capital Markets 13 1.91 1,818 15 18 0.85 1.06 BMO Capital Markets 14 1.77 1,818 15 18 0.83 0.94 Scotiabank 14 1.73 1,639 11 20 0.72 1.01 Scotiabank 15 1.60 1,639 11 20 0.71 0.89 CIBC 15 1.69 1,605 10 26 0.49 1.20 Q1 CIBC 16 1.57 1,605 10 26 0.48 1.09 Mizuho Financial 16 1.36 1,295 16 15 1.07 0.29 | Mizuho Financial 17 1.26 1,295 16 16 1.05 0.21 Wells Fargo 17 1.28 1,216 12 10 2.51 -1.23 Jefferies 18 1.22 1,251 15 14 1.07 0.15 Jefferies 18 1.22 1,156 14 14 1.10 0.12 Wells Fargo 19 1.19 1,216 12 10 2.46 -1.27 BNP Paribas 19 1.02 971 7 16 1.06 -0.04 Haitong Securities Co Ltd 20 1.00 1,029 11 68 0.14 0.86 CITIC Securities Co Ltd 20 1.01 960 9 41 0.32 0.69 Equity TOTAL 100% 102,459 627 100% TOTAL 100% 94,993 600 100% Global Equity Offerings Global Equity IPO Q1 2016 Q1 2015 Q1 2016 Q1 2015 Mkt Volume (USD Deal Mkt Volume (USD Deal Global Firm Rank Share(%) Mln) Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Share(%) Mln) Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Goldman Sachs 1 9.86 7,804 39 1 11.41 -1.55 Goldman Sachs 1 5.81 818 8 6 4.60 1.21 JP Morgan 2 8.88 7,029 41 4 8.08 0.80 Morgan Stanley 2 5.14 724 7 1 10.11 -4.97 Bank of America Merrill 3 8.13 6,436 39 5 7.53 0.60 Haitong Securities Co Ltd 3 4.17 587 8 36 0.69 3.48 Lynch JP Morgan 4 4.03 568 6 2 6.80 -2.77 Morgan Stanley 4 6.60 5,223 34 2 8.79 -2.19 Bank of America Merrill Lynch 5 3.80 536 6 3 5.92 -2.12 RBC Capital Markets 5 5.51 4,365 27 10 2.30 3.21 Deutsche Bank 6 3.73 525 5 5 4.90 -1.17 UBS 6 5.49 4,344 21 3 8.25 -2.76 Samba Capital 7 3.35 471 1 - - - Credit Suisse 7 5.24 4,151 25 8 5.27 -0.03 Guotai Junan Securities Co 8 3.25 458 7 75 0.20 3.05 Citi 8 5.10 4,041 27 7 5.28 -0.18 Ltd Deutsche Bank 9 3.13 2,478 21 6 5.81 -2.68 CITIC Securities Co Ltd 9 3.05 430 4 20 1.03 2.02 Barclays 10 2.99 2,364 17 9 4.73 -1.74 Nomura 10 2.79 393 6 22 0.98 1.81 Bloomberg TD Securities 11 2.93 2,323 6 31 0.45 2.48 China Construction Bank 11 2.76 388 3 - - - BMO Capital Markets 12 2.26 1,789 14 18 0.77 1.49 Mizuho Financial 12 2.71 381 6 96 0.10 2.61 Scotiabank 13 1.55 1,226 10 16 0.82 0.73 Bank of China 13 2.17 306 2 33 0.72 1.45 Wells Fargo 14 1.54 1,216 12 11 1.61 -0.07 China Merchants Bank 13 2.17 306 2 - - - CIBC 15 1.47 1,164 8 29 0.47 1.00 Agricultural Bank of China Ltd 13 2.17 306 2 - - - Jefferies 16 1.46 1,156 14 14 1.04 0.42 Citi 16 2.08 292 4 9 2.93 -0.85 Nomura 17 1.33 1,050 20 12 1.56 -0.23 RBC Capital Markets 17 1.93 272 3 15 1.53 0.40 GF Securities 18 1.01 801 5 74 0.13 0.88 GF Securities 18 1.73 244 4 39 0.58 1.15 Mizuho Financial 19 0.92 730 12 22 0.62 0.30 Carnegie 19 1.67 236 4 28 0.80 0.87 Numis 20 0.81 642 8 43 0.32 0.49 Great Wall Securities 20 1.61 227 2 - - - TOTAL 100% 79,174 539 100% TOTAL 100% 14,083 176 100% 2 Global Equity Linked Q1 2016 Q1 2015 Mkt Volume (USD Deal Prev Prev Mkt Firm Rank Share(%) Mln) Count Rank Share(%) Mkt Share Chg(%) JP Morgan 1 14.72 2,329 11 1 12.01 2.71 Nomura 2 13.37 2,114 4 6 6.21 7.16 Morgan Stanley 3 12.25 1,938 5 7 5.98 6.27 Goldman Sachs 4 8.15 1,289 7 12 3.23 4.92 BNP Paribas 5 5.59 884 6 10 4.23 1.36 Bank of America Merrill Lynch 6 5.04 798 4 2 9.50 -4.46 Citi 7 4.16 659 4 5 6.40 -2.24 Mizuho Financial 8 3.57 565 4 9 4.44 -0.87 CIBC 9 2.79 441 2 25 0.63 2.16 UBS 10 2.64 418 3 16 1.53 1.11 Scotiabank 11 2.61 412 1 - - - CITIC Securities Co Ltd 12 2.49 394 2 - - - China International Capital 13 2.39 378 3 - - - 2016 Corp Credit Agricole CIB 14 2.29 363 3 22 1.04 1.25 Deutsche Bank 15 2.16 342 3 11 3.66 -1.50 Q1 China Investment Corp 16 1.69 268 1 - - - | HSBC 17 1.49 236 2 13 2.33 -0.84 Sumitomo Mitsui Financial 18 1.12 177 1 42 0.12 1.00 Dongbu Securities 19 1.09 173 1 - - - Berenberg 20 1.05 165 1 35 0.20 0.85 Equity TOTAL 100% 15,818 61 100% Global Bloomberg 3 US Equity & Equity Linked: Industry Breakdown US Equity Review Energy 32% 11% Q1 2016 credited US Equity & Equity Linked volume decreased 59.35% to USD 36.5 Bln while deal count Health Care 26% 32% decreased 58.82% to 119 offerings year-on-year.
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