Interfaces & Partners
Data Bloomberg B-Pipe ITG Logic Bloomberg Data License Markit Group Limited Bloomberg Desktop API Proquote Bloomberg Server API Quick Charles River Data Service – Reference Telemet Orion Charles River Data Service – Real-Time The Yield Book Inc. Charles River Data Service – Benchmarks Thomson Reuters DataScope Select AP
Pre-Trade Analytics Barclays The Yield Book Inc. ITG Thomson Reuters Jefferies/Quantitative Execution Strategies (QES) UBS SJ Levinson & Sons
Accounting Systems Advent APX Princeton ePAM Advent Axys Princeton Financial Systems/PAM, ePAM Advent Geneva Princeton PAM Citi Accounting Princeton PFI DST GPS SS&C Camra DST InfoQuest SS&C Pacer Eagle Investment Systems/Eagle STAR Thomson Reuters PORTIA IDS GIM 2 Wall Street Office Metavante
Equity Algo Trading Abel/Noser (US) Credit Suisse (Global) Aqua Securities, L.P (US) Daiwa Capital Securities Markets Co. Ltd (APAC) Auerbach Grayson (Global) Dash Financial (US) Barclay’s Capital (Global) Deutsche Bank (Global) BestEx Pty Ltd DnB NOR Bank ASA (EU,UK) BMO Capital Markets Corp Drexel Hamilton LLC BMO Nesbitt Burns DZ BANK AG (EU) BNP Paribas (Global) Exane (US,EU,UK) BTIG, LLC (US) Execution Ltd (UK) Canaccord Capital (Global) Fidelity Capital Markets (US) CIBC World Markets (US, CAN) FOX River Execution (US) CIMB Securities (Singapore) Pte Ltd (Global) Goldman Sachs (Global) Citigroup (Global) Guggenheim Securities LLC (US) Clearpool, Group (US) HSBC (Global) CLSA Limited (Global) Instinet (Global) Commonwealth Securities, Ltd (Global) ISI Group (US) ConvergEx Execution Solutions (US) ITG Inc. (Global) Cowen & Company, LLC. (US) Jefferies & Company (US)
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Equity Algo Trading (cont’d) JP Morgan (Global) Quantitative Brokers, LLC (US) Knight Securities (US) Raymond James (US) Leerink Swann & Co. (US) Royal Bank of Canada (US) Lek Securities Corporation (US) Royal Bank of Scotland (EU, UK) Liquidnet (US/EU) Redburn Partners LLP (US) Macquarie Securities (Global) R.W. Baird (US) Bank of America Merrill Lynch (Global) Sanford Bernstein (US) Mizuho Securities (APAC) SMBC Nikko Securities Inc. (APAC) MKM Holdings (US) Societe Generale (Global) MND Partners Inc. (US) Stifel Nicolaus (US) Morgan Stanley (Global) Tachibana Securities Co., LTD (APAC) National Bank Financial Inc (US/CAN) The Bank of Nova Scotia (US/CAN) Nomura Securities (Global) UBS (Global) Piper Jaffray (US) Wallach Beth Capital LLC Weeden & Co, Inc. (US) Wells Fargo (US)
Equity Crossing Networks Direct Integration: AQUA ATS ITG Posit BIDS Trading Liquidnet Blockcross Luminex Trading and Analytics LLC
Integration via Broker Algorithms: Citibank Liquifi, CitiMatch (Citigroup) MS Pool (Morgan Stanley) Cross Finder, CrossFinder+ (Credit Suisse) PIN (UBS) Instinet Chi-X (Instinet) SigmaX (Goldman Sachs) Knight Match, KM+ (Knight)
Foreign Exchange Trading FX Algo Bank of America Merrill Lynch Morgan Stanley Citigroup UBS Credit Suisse Deutsche Bank
Multi-Bank Portals 360T FX Connect FX All
Direct Bank Execution Barclays PLC Deutsche Bank Citi Goldman Sachs Credit Suisse Merrill Lynch / Bank of America
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Morgan Stanley Royal Bank of Scotland Skandinaviska Enskilda Banken UBS
Derivatives Trading Derivatives Algorithms Bank of America Merrill Lynch Instinet Citigroup JP Morgan Securities Credit Suisse Knight Capital Markets Deutsche Bank Morgan Stanley Goldman Sachs UBS
Futures – Direct Execution Banca IMI S.p.A RFQ-hub Bank of America Merrill Lynch JP Morgan Securities Barclays Capital Inc. Macquarie Capital Securities Ltd Bayerische Hypo- und Vereinsbank AG Marex Financial Limited ("Marex Spectron") BGC Financial, L.P. Morgan Stanley & Co. LLC Bloomberg Tradebook LLC Newedge Group S.A. BMO Capital Markets Corp Nomura International PLC BNP Paribas Arbitrage SNC Nordea Bank AB CITIC Securities International Co. Ltd. RBC Capital Markets, LLC Citigroup Global Markets,Inc. The Royal Bank of Scotland plc Credit Suisse Securities (USA) LLC Societe Generale Deutsche Bank AG Svenska Handelsbanken AB ED&F Man Capital Markets Limited The Royal Bank of Scotland plc Goldman Sachs UBS Securities LLC HSBC Securities Inc. Wells Fargo Securities, LLC Itau BBA USA Securities, Inc
Options – Direct Execution Bank of America Merrill Lynch Goldman Sachs Barclays Capital Inc. Goldman Sachs Australia Svcs Pty Ltd Bayerische Hypo- und Vereinsbank AG Hapoalim Securities USA, Inc. BGC Financial, L.P. HSBC Securities (USA) Inc. Bloomberg Tradebook LLC Instinet BMO Capital Markets Corp Interactive Brokers LLC BMO Nesbitt Burns ITG, Inc. BNP Paribas Securities Corp. Jefferies & Company BTIG, LLC JP Morgan Securities Cantor Fitzgerald & Co. Knight Trading CIBC World Markets Corp Macquarie Capital Securities Ltd Citigroup Global Markets,Inc. Macro Risk Advisors LLC Cowen & Company, LLC. Merrill Lynch, Pierce, Fenner & Smith Inc Credit Suisse Securities (USA) LLC MKM Partners Deutsche Bank AG Morgan Stanley & Co. LLC
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Options – Direct Execution (cont’d) National Bank Financial Inc RBC, The Royal Bank of Canada Newedge Group S.A. Sanford C. Bernstein & Co., LLC Nomura International PLC Sea Port Group Securities Nomura Securities International, Inc. Societe Generale Nordea Bank AB Susquehanna Financial Group LLLP Oppenheimer & Co. Inc. The Royal Bank of Scotland plc OTR Global Trading LLC UBS Securities LLC Patersons Securities Limited Wells Fargo Securities Raymond James Wolverine Execution Services
Fixed Income Trading Crossing Market Axess Tradeweb MTS - BondVision YieldBroker MultiDealer Platforms Bloomberg Tradeweb Market Axess
Post-Trade FIX Allocation Brokers ABG Sundal Collier Credit Suisse Securities (USA) LLC Auerbach Grayson Deutsche Bank AG Banca Generali SpA Desjardins Securities Banca IMI S.p.A Exane SA Bank of America Merrill Lynch Execution Noble Limited Barclays Capital Inc. Flow Traders B.V. Bayerische Hypo- und Vereinsbank AG Goldman Sachs BGC Financial, L.P. Goldman Sachs Australia Svcs Pty Ltd Bloomberg Tradebook LLC Helvea SA BMO Capital Markets Corp HSBC Securities (USA) Inc. BMO Nesbitt Burns Instinet Group, LLC BNP Paribas Securities Corp. Investec Bank (UK), Ltd. CAIC- Credit Agricole Cheuvreux ISI Group Canaccord Financial Ltd. ITG, Inc. Canaccord Genuity Limited Jefferies & Company Cantor Fitzgerald & Company Jones Trading Institutional Svcs LLC Capital One Southcoast Inc JP Morgan Securities Ceros Financial Services Inc. Keefe, Bruyette & Woods, Inc. Charles Schwab & Company Kepler Capital Markets CIBC World Markets Corp KCG Holdings, Inc. CIMB Securities (Singapore) Pte Ltd Leerink Swann & Company Citigroup Global Markets,Inc. Liberium Capital Limited Collins-Stewart Limited Loop Capital Cooperative Centrale Raiffeisen Boerenleenbank Macquarie Capital Securities Ltd Cowen & Company, LLC. Macro Risk Advisors LLC
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Post-Trade FIX Allocation Brokers Robert W Baird & Co. (cont’d) Sanford C. Bernstein & Co., LLC Miller Tabak & Co., LLC Simmons & Company, Inc. Morgan Stanley & Co. LLC Societe Generale National Bank Financial State Street Global Markets Newedge Group S.A. Stifel, Nicolaus & Company, Inc. Nomura International PLC Strategas Securities LLC Nomura Securities International, Inc. Susquehanna Financial Group LLLP Oppenheimer & Co. Inc. TD Ameritrade OTR Global Trading LLC TD Securities Inc. Pacific Crest The Royal Bank of Scotland plc Penserra Securities LLC UBS Securities LLC Peters and Co. Weeden & Co. LP Piper Jaffray & Co (US) Wells Fargo Securities, LLC Pollitt & Co William Blair & Company Raymond James Ltd Winterflood Securities RBC, The Royal Bank of Canada
Redburn Partners LLP
Post-Trade Systems Charles River supplies standard file formats (flat MarkitSERV files or XML) as well as a library of exports formats MarkitWire (formerly SwapsWire) and these additional interfaces: Omgeo - CTMSM DTCC Deriv/SERV Omgeo - OASYS Fixed IncomeSM FICC/Fixed Income Clearing Corporation (MBS Omgeo - OASYS GlobalSM Electronic Pool Notification) Omgeo - OASYS/TradeMatchSM FIX 4.2/4.4 allocations (TradeWeb, MarketAxess, FX Omgeo - OASYSSM venues, equity brokers) Omgeo - TradeSuiteSM ISO 15022
Fund Administrators, Prime Brokers, Custodians
Bank of America Merrill Lynch Goldman Sachs Bank of New York JP Morgan CIBC Mellon Morgan Stanley CITCO Northern Trust Citi Others via ISO 15022 Credit Suisse State Street Bank (SSB) Horizon Deutsche Bank State Street Middle Office Fidelity UBS GlobeOp Financial Services
Data Warehouses Eagle Investment Systems/Eagle PACE
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About Charles River Charles River provides an end-to-end solution to automate front and middle office investment management functions across asset classes on a single platform. Delivered as a hosted service, the solution offers a simplified operating model that improves data quality and investment professional productivity, controls risk and lowers technology costs. Charles River serves more than 350 investment firms in over 40 countries in the institutional asset and fund management, private wealth, alternative investments, insurance, banking, and pension markets.
While the information in this document is presented as planned or projected, Charles River Development reserves the right to change plans, priorities and future enhancements at any time without notice. March 2016.
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