2017 CMP-CAF ICA.Pdf
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COMPANY REGISTRATION AND MONITORING DEPARTMENT LIST OF CAPITAL MARKET PROFESSIONALS WITH CONFIRMATION OF PAYMENT OF ANNUAL FEES FOR THE YEAR 2017 INVESTMENT COMPANY ADVISER # NAME TYPE OF REGISTRATION ATR ASSET MANAGEMENT, INC. 1 BRIONES, MANUEL ITOSES Compliance Officer 2 ALCID, LORETTA ANN GUSTILO Certified Investment Solicitor 3 BALDIVIA, GERALD DORIA Certified Investment Solicitor 4 BAUN, PRINCESS CHARM TUAZON Certified Investment Solicitor 5 CAW, ANDREW PO Certified Investment Solicitor 6 CHIKIAMCO, TERESITA VALLARTA Certified Investment Solicitor 7 CHUA, JOHN KENDRICK ONG Certified Investment Solicitor 8 CINCO, MARIA LOURDES INFANTE Certified Investment Solicitor 9 DE VERA, EMMANUEL NIKOLE GAMBOA Certified Investment Solicitor 10 DINGLASAN, NIÑA CHERRYNE ALEA Certified Investment Solicitor 11 DOMINGO, KAREN FULGENCIO Certified Investment Solicitor 12 FERRER, MICHAEL VERGARA Certified Investment Solicitor 13 GOCO, MYRA MAE ORTEGA Certified Investment Solicitor 14 GREY, MELANIE ALLISON CHAVEZ Certified Investment Solicitor 15 HAGEDORN, PHILLIP FREDERICK Certified Investment Solicitor 16 LOPEZ, PAMELA KRISTINE LACSAMANA Certified Investment Solicitor 17 MANCILLA, CHARMAINE LAURENE GAW Certified Investment Solicitor 18 NEPOMUCENO, EMMANUEL JOSEPH MAGPAYO Certified Investment Solicitor 19 OCHOA, MARIEL CASTILLO Certified Investment Solicitor 20 ONG, RAY ANGELOSAPIT Certified Investment Solicitor 21 PADUA, FRANCESCA RAMOS Certified Investment Solicitor 22 RECTO, MARIA ROSARIO ARRASTIA Certified Investment Solicitor 23 REYES III, TIRSO TIMOTHY GOMEZ Certified Investment Solicitor 24 SAN JUAN, JAMM ALEXANDRIA ROA Certified Investment Solicitor 25 SARION, RICHAEL FALLARME Certified Investment Solicitor 26 SUGAY, JANINE MARIE ALEXANDRA VILLAFLOR Certified Investment Solicitor 27 UY, JACQUELINE STEFFANNIE TAN Certified Investment Solicitor BPI INVESTMENT MANAGEMENT, INC. 1 MORALES, JESSALLEE CASTRO Compliance Officer 2 ALFONSO, JENNY TAYABA Certified Investment Solicitor 3 ALIX, MARY GRACE ORIEL Certified Investment Solicitor 4 ANG, IRENE LIM Certified Investment Solicitor 5 ARELLANO, KIMM BRYAN BANZUELA Certified Investment Solicitor 6 BUENO, JAN EMMANUEL RAMOS Certified Investment Solicitor 7 CASTRO, KIMBERLY MARIE DOROIN Certified Investment Solicitor 8 CUEVAS, CARLO LORENZO QUINTOS Certified Investment Solicitor 9 DATU, MARIA LILYBETH VIRAY Certified Investment Solicitor 10 ESTORNINOS, FRANCES NIKKI REVE MACALINGA Certified Investment Solicitor 11 FELIX, MA. ANTONETTE GABERTAN Certified Investment Solicitor 12 GO, KATRINA CORTINA Certified Investment Solicitor Page 1 of 81 # NAME TYPE OF REGISTRATION 13 GUINTO, LICHELLE MARIE GALANG Certified Investment Solicitor 14 LIM, JENNIFER HERNANDEZ Certified Investment Solicitor 15 MANICOP. LEMUEL CHU Certified Investment Solicitor 16 NASOL, IVY ZUÑIGA Certified Investment Solicitor 17 OLPINDO, JERICK UNTALAN Certified Investment Solicitor 18 PADERANGA, MARIAN-GRACE FAITH ESTUDILLO Certified Investment Solicitor 19 PAGASPAS, KIMBERLY JOY DICUANGCO Certified Investment Solicitor 20 RIVERA, JANINE KYRA PORCIONCULA Certified Investment Solicitor 21 ROLDAN, ELDON NERI YABUT Certified Investment Solicitor 22 SY, SEAN MALCOLM TIU Certified Investment Solicitor 23 TINIMBANG, LARA CAJUCOM Certified Investment Solicitor 24 URCIA, JOSE EDRU TORRES Certified Investment Solicitor 25 YATCO, DOMINIC NAVA Certified Investment Solicitor COCOLIFE ASSET MANAGEMENT COMPANY, INC. 1 DIÑO, GREGORIO SOTTO Compliance Officer 2 CABBUAG, OLIVER ANCHETA Certified Investment Solicitor 3 DELA CRUZ, CLARISSA MANALAYSAY Certified Investment Solicitor 4 ENCOMIENDA, CRISTINA LORELEI GADOR Certified Investment Solicitor 5 JOROLAN, GERARD DIMAYUGA Certified Investment Solicitor 6 MACARANAS, MELINDA VALENCIA Certified Investment Solicitor 7 PONCE, CHRISTOPHER ANTHONY TURINGAN Certified Investment Solicitor FIRST METRO ASSET MANAGEMENT (FMAMI), INC. 1 TABAC, JONATHAN TORRADO Compliance Officer 2 ALBAO, MARYCRIS ONGAYO Certified Investment Solicitor 3 AMISTOSO, MA. CRISTINA SAN MIGUEL Certified Investment Solicitor 4 AMPATUAN, SYED KAMAL REZA LIDASAN Certified Investment Solicitor 5 AMPON, DINNA DE LEON Certified Investment Solicitor 6 ANCHETA, MARY NOREEN CRUZ Certified Investment Solicitor 7 ASENETA, RENATO MARIA LORENZO Certified Investment Solicitor 8 BABAEL, JO ANNE CUI Certified Investment Solicitor 9 BALANGA, CLAUDIO ESTALILLA Certified Investment Solicitor 10 BOLO, ROY VISITACION Certified Investment Solicitor 11 CABILDO, DOMINIQUE ANTONIO Certified Investment Solicitor 12 CAGAPE, LADY MARGRETT GELUA Certified Investment Solicitor 13 CALUAG, DANILO MIRASOL Certified Investment Solicitor 14 CAMILON, JENIFER GUINTO Certified Investment Solicitor 15 CAMILOSA, REJOICE BALANGUE Certified Investment Solicitor 16 CASAS, JOSE RAMON ABAD Certified Investment Solicitor 17 CASAS, VICTORIA CHRISTIAN RIVERA Certified Investment Solicitor 18 CASTILLO, TIMOTHY PAUL DUPALE Certified Investment Solicitor 19 CHAN, CYNTHIA MARIZ Certified Investment Solicitor 20 CLEMENTE, MYRA SANTOS Certified Investment Solicitor 21 COCHICO, CRISTINA MIRALLES Certified Investment Solicitor 22 CRUZ, ROWENA MANGALUS Certified Investment Solicitor 23 DAEZ, JOSEPH ADRIAN HIPOLITO Certified Investment Solicitor 24 D'ARGENSIO, MA. ELENA CERDON Certified Investment Solicitor 25 DE LEON-INTAL, PINKY ALMANON Certified Investment Solicitor 26 DE VERA, MELVIN JASON SEGURA Certified Investment Solicitor 27 DEL ROSARIO, JOSEPH CRUZ Certified Investment Solicitor Page 2 of 81 # NAME TYPE OF REGISTRATION 28 DELA CRUZ, JANICE VANESSA SEÑORIN Certified Investment Solicitor 29 DELA CRUZ, RONEL GARIBAY Certified Investment Solicitor 30 DELOS REYES, VERNARD MADRIAGA Certified Investment Solicitor 31 DOMINGUEZ, RUFO OLORVIDA Certified Investment Solicitor 32 ETCUBAÑAS, JO ANN BANTUANA Certified Investment Solicitor 33 EVANGELISTA, MARIA LIZA LAMANILAO Certified Investment Solicitor 34 FVELLA, DEAN NOEL HIPOLITO Certified Investment Solicitor 35 FERIA, RAYMOND ANTHONY VILLA-REAL Certified Investment Solicitor 36 FERNANDO, JANICE MARIE PEREZ Certified Investment Solicitor 37 FEROLINO, FRIENDLY MAGHANOY Certified Investment Solicitor 38 FERRER, ELEANOR TORILLA Certified Investment Solicitor 39 FERRER, JOHN RUEBEN ARZADON Certified Investment Solicitor 40 FERRERIA, NANNETTE SALAS Certified Investment Solicitor 41 FRANCISCO, RENE LORICO Certified Investment Solicitor 42 GAN, JENNIFER TUBIG Certified Investment Solicitor 43 GOMEZ, RAINERIO LORENZO Certified Investment Solicitor 44 JAVIER, JEANNETTE ARCIGAL Certified Investment Solicitor 45 LANDAZABAL, GERRY ORO Certified Investment Solicitor 46 LEAL, ARNOLD DOLORMENTE Certified Investment Solicitor 47 LECTOR, MANUEL ABRAHAM Certified Investment Solicitor 48 LIWANAG, MICHELLE MABEL MAGSAYSAY Certified Investment Solicitor 49 LUA, VIRGINIA CHUA Certified Investment Solicitor 50 MACHICA, MICHAEL AYHON Certified Investment Solicitor 51 MEMBREVE, REY FERDINAND QUIROG Certified Investment Solicitor 52 MENDOZA, EDUARDO ALISANGCO Certified Investment Solicitor 53 MIRANDA, DIANA MULLEDA Certified Investment Solicitor 54 MONTES, MICHELLE ANNE CLEMENTE Certified Investment Solicitor 55 MORITO III, GLEN PEÑAS Certified Investment Solicitor 56 MUJAR, JOSHUA DAWAT Certified Investment Solicitor 57 NERY, SONIA OUANO Certified Investment Solicitor 58 NOGRALES, JAN MICHAEL KARMELO ANSON Certified Investment Solicitor 59 OLIDAN, CRESENCIA ALAS Certified Investment Solicitor 60 OMALLAO, ORIEL MALACAD Certified Investment Solicitor 61 PAJARES, ALMIRA ARCOS Certified Investment Solicitor 62 PAJARILLO, FLORABELLE DEL MUNDO Certified Investment Solicitor 63 PASCUAL, MARIA ELVIRA SISON Certified Investment Solicitor 64 PAYCANA, VERONICA TORRES Certified Investment Solicitor 65 PEDROSA, RIZALDY VILLAREAL Certified Investment Solicitor 66 PHUA, MARIA CONCECPCION YBAÑEZ Certified Investment Solicitor 67 PINEDA, TRISTAN ROMEO MACAM Certified Investment Solicitor 68 PLACENTE, NANIE FLORES Certified Investment Solicitor 69 POLICARPIO, AL JAY RHU RIVERA Certified Investment Solicitor 70 PUNSALAN, ELVIRA LAMBINO Certified Investment Solicitor 71 QUEMA, SALOME SEÑERES Certified Investment Solicitor 72 REFUENTE, JOHN MARK ALFILER Certified Investment Solicitor 73 ROBLES, MARGARITA ANGELA BRIONES Certified Investment Solicitor 74 RONDARIO, TERENCE CARGANDO Certified Investment Solicitor 75 SALIENTES, CARLO MANUEL AUSTRIA Certified Investment Solicitor 76 SALITA, GILDA SOCORRO COSIO Certified Investment Solicitor 77 SAMANIEGO, MIGUEL LESLIE Certified Investment Solicitor 78 SANTIAGO JR, JESUS HERMANO Certified Investment Solicitor Page 3 of 81 # NAME TYPE OF REGISTRATION 79 SANTOS, JAMES KELVIN PEREZ Certified Investment Solicitor 80 SIOSON, GINA THERESE LIBORO Certified Investment Solicitor 81 SIU, BENG Certified Investment Solicitor 82 SO, RICKY GO Certified Investment Solicitor 83 TAN, ALVIN REMIGIO MARIÑO Certified Investment Solicitor 84 TYCHICO, KRISTIN Certified Investment Solicitor 85 UY, CATHERINE JANE LIM Certified Investment Solicitor 86 UY, WILFRED DUYAN Certified Investment Solicitor 87 VALEROSO, EDWIN BALAGTAS Certified Investment Solicitor 88 VALEROSO, THELMA CRISTOBAL Certified Investment Solicitor 89 VEDAN, DEBBIE GUTIERREZ Certified Investment Solicitor 90 VELASCO III, CARLOS ABLOLA Certified Investment Solicitor 91 VELASCO, FRANCIS JONAS PANG Certified Investment Solicitor 92 VILLAFLOR, ANDREA AURORA NAVAL Certified Investment Solicitor 93 VILLANUEVA, KATRINA BELO Certified Investment Solicitor 94 VILLAREAL, MEMIE RAMOS Certified Investment