E1748 v3 PEPOLE’S REPUBLIC OF

YUNNAN PROVINICAL GOVERNMENT THE WORLD BANK Public Disclosure Authorized

Public Disclosure Authorized YUNNAN URBAN ENVIRONMENT PROJECT (YUEP)

ENVIRONMENTAL MANAGEMENT PLAN

Public Disclosure Authorized

Public Disclosure Authorized YUNNAN URBAN ENVIRONMENT PROJECT OFFICE KUNMING UNIVERSITY OF SCIENCE & TECHNOLOGY

OCTOBER 2007 DRAFT VERSION Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

YUNNAN URBAN ENVIRONMENT PROJECT

ENVIRONMENTAL MANAGEMENT PLAN

Project Name: Yunnan Urban Environment Project

Client: Yunnan Urban Environment Project Office

EA Institute: Kunming University of Science & Technology

General Director: Prof. Zhou Rong

Project Manager: Prof. Ning Ping

Technical Chief: Prof. Zeng Xiangdong

Prepared by: Ning Ping Zeng Xiangdong

Deng Chunling Jiang Yingxiang

Chen Jianzhong Luo Shanghua

Zeng Heping Chen Maosheng

Huang Bing Zhao Bin

Pang Xuejun Ma Liping

Translated by: Jiang Yingxiang Pang Xuejun Ma Liping

Advisor: Li Liuqiong Wang Li

Zhangxi Hu Kailin

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

TABLE OF CONTENTS

1 General ...... 1 1.1 Brief Introduction...... 1 1.2 Objective of Environmental Managemnet Plan ...... 3 1.3 Preparation of EMP...... 4 1.4 Disign of EMP ...... 5 1.5 Technical Details...... 5 2 Institutional and Policy Framework ...... 6 2.1 Environmental Management Institution...... 6 2.2 Policy framework...... 7 2.2.1 Environmetal Protection Laws and Regulations ...... 7 2.2.2 Pollution Control Technology Policy ...... 8 2.2.3 Socio-Economic Development and Environmental Protection Plan...... 8 2.2.4 Environmental Impact Evaluation Technical Guidelines and Norms...... 9 2.2.5 Environmental Standards ...... 9 2.3 Safeguard policies of the World Bank ...... 10 3 Description of Project ...... 12 3.1 Project Objective...... 12 3.2 Project Components ...... 12 4 Summary of Environmental Impact and Mitigation Measures...... 33 4.1 Major Impact ...... 33 4.1.1 Impact Of Land Acquisition and Resettlement...... 33 4.1.2 Impact on Natural Habitats ...... 33 4.2 General Environmental Impact and Mitigation Measures During Construction ...... 35 4.2.1 Construction Period ...... 35 4.2.2 General adverse environmental impacts and mitigation measures List 35 4.2.3 Operating Period ...... 39 4.3 Major Environmental Impacts And Mitigation Measures Of Subcomponents. 45 5 Environment Management Organization of Subcomponents...... 57 5.1 Brief ...... 57 5.2 Environmental Protection Organization In during Construction Period ...... 57 5.2.1 Organization ...... 57 5.2.2 Position And Responsibility ...... 57 Yunnan PPMO i October 2007 KMUST Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) 5.3 Environment Management Organizations during Operation ...... 59 5.4 Details of Environment Management Institution for Subcomponents...... 60 6 Implementation of Environment Manage Plans...... 62 6.1 Project Management:...... 62 6.1.1 Overall Management ...... 62 6.1.2 Management and Supervision ...... 62 6.2 Detail Task For Implementation of EMP ...... 64 6.3 Requirements Of Environment Management In Contract ...... 66 6.4 Information Communication And Solutions Of Un-Standard Situation ...... 66 6.5 Training --- Necessary Ability and Means Construction ...... 68 6.5.1 Training Requirements ...... 68 6.5.2 Training Contents: ...... 68 6.5.3 Budget for Training ...... 70 6.6 Land acquisition and Resettlement and Compensation ...... 70 6.7 Minorities ...... 71 6.8 Restoration of Temporary Site ...... 71 6.9 International Waterways ...... 71 7 Environment Monitoring Plan...... 73 7.1 Purpose of Monitorign...... 73 7.2 Monitoring Organitions...... 73 7.3 Requirement of Detailed Environment Monitor ...... 75 8 Estimation of Environment Management Expenses and Resource...... 81 8.1 Budget Distribution:...... 81 8.2 Budget of EMP and Fund Resource ...... 81 9 Information Management of EMP...... 86

9.1 Information and Communication ...... 86 9.2 Recoding Mechanism ...... 86 9.3 Reporting Mechanism ...... 86

Yunnan PPMO ii October 2007 KMUST Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

APPENDIX (SEPARATED)

I Environmental Quality Standards II Detailed Specifications of Environmental Management for Contractor III Detailed Specifications of Environmental Management for Operator IV Detailed Environment Monitoring Plan and Budget

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ABBREVIATIONS, ACRONYMS AND UNITS BOT Built, Operate & Transfer CEA Consolidated Environmental Assessment CSE Construction Supervision Engineer CSEE Construction Supervision Environmental Engineer CSEMP Construction Site Environmental Management Plan DI Design Institute DRA Design Review and Advisory (services) EA Environmental Assessment EMC Environmental Management Coordinator EMP Environmental Management and Monitoring Plan EMS Environmental Monitoring Station EPB Environmental Protection Bureau ESU Environmental Supervision Unit IA Implementing Agency NCP Nuisance Control Plan PIU Projet Implementation Unit PMO Project Management Office PPE Personal Protective Equipment PRC The People’s Republic of China RAP Resettlement Action Plan SA Social Assessment SE Supervision Engineer SEPA State Environmental Protection Administration SRS Standard Site Inspection Review Sheet TOR Terms of Reference WB World Bank WTP Water Treatment Plant WWTP Wastewater Treatment Plant YEPB Yunnan Provincial Environmental Protection Bureau YUEP Yunnan Urban Environment Project MSW Municipal Solid Waste EIAU Environmental impact assessment unit

Yunnan PPMO iv October 2007 KMUST Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) CURRENCIES & OTHER UNITS MU Area Unit (1MU=0.0667 ha) RMB Chinese Yuan (Renminbi) USD United States Dollar Conversion rate: 1 USD=7.9 RMB

CHEMICAL ABBREVIATIONS A²/O Anaerobic-anoxic-oxic biologic phosphorus & nitrogen removal

BOD5 Biochemical Oxygen Demand (5 days) COD Chemical Oxygen Demand

CODMn Permanganate Index

NH3-N Ammonia Nitrogen SS Suspended Solids TP Total Phosphorus TSS Total Suspended Solids TSP Total Suspended Particulates

Yunnan PPMO v October 2007 KMUST Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

1 GENERAL

1.1 BRIEF INTRODUCTION Located in the southwest of China, Yunnan Province is endowed with abundant natural resources and rich historical and cultural resources with about 14 million ethnic minorities out of 44 million of total population. Yunnan’s GDP per capita in 2005 was RMB 7,800, only 60% of the national average, with 73 ‘nationally designated poor’ counties out of 129 counties. Yunnan experienced significant economic growth in recent years with average GDP growth rate at 8.9% in the past five years and urbanization rate of 29.5% currently. However, Two important development issues emerged during rapid urbanization and economic growth: (i) exacerbating urban environment, as exemplified by poor water quality of two major lakes – Dianchi and Er’Hai , and (ii) general shortage of basic urban infrastructure to support urbanization, in particular at county town level. After implementing the World Bank financed Yunnan Environment Project (YEP) successfully, Yunnan Province proposed the Yunnan Urban Environment Project (YUEP) for the World Bank loan based on the experiences of implementing YEP, to further promote the integrated management of key basins and speed up the process of urbanization in key urban areas in the Province. YUEP is an important component of phased Yunnan Province promotes urban development and environmental protection program, aiming at improvement of urban infrastructure development, strengthening the integrated control of environmental pollution, and providing a sustainable environment framework for the socio-economic development in Yunnan. The development objective identified for YUEP is to reduce pollution loads and environmental degradation of the two lake basins (Lake Er’hai and Dianchi) and to facilitate the provision of much needed urban infrastructure in selected county towns of Yunnan, thereby improving urban environment and assisting further urbanization and economic growth. YUEP is composed of 28 subcomponents, involving such aspects as municipal wastewater treatment and associated sewer network, municipal solid waste collection and disposal, integrated management of river environment and the environmental management capacity building,etc. They are mainly located within the 16 counties or districts in major lake basin (Lake Dianchi and Erhai) and key urban areas (Kunming, Lijiang, Dali and Wenshan prefectures/municipalities). The subcomponents and corresponding EA institutes are summarized in Table 1.1. Table 1-1: Project Components and Corresponding EA institutes Area Code Subcomponent Implementing Agency EA Institute Kunming Environmental Monitoring and management support Monitoring Center And KM1 system for total water pollutants Environmental Information control in Lake Dianchi basin Enviromental Center Science Institute Municipal solid waste collection and Luquan Solid Waste Disposal KM 2 of Kunming disposal in Luquan County Management Company Kunming Municipal solid waste collection and Songming Solid Waste Clean KM 3 disposal in Songming County And Disposal Center Environment Municipal solid waste collection and Xudian Solid Waste Clean Technology KM 4 disposal in Xundian County And Diaposal Center Developing Center of

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Area Code Subcomponent Implementing Agency EA Institute Yunnan Municipal solid waste collection and Er’yuan Environmental DL1 disposal in Er’yuan County Sanitary Station Municipal wastewater treatment plant Er’yuan Water Supply and DL 2 and associated sewer network in Drainage Co.,Ltd Dengchuan Town of Eryuan County Rural non-point pollution control in Dali City’s EPB, Er’yuan DL3 Lake Erhai Basin County’s EPB Integrated water environmental management of Yongan River Integrated water environmental Dali Institute of management of Miju Environmental Integrated River Science water Integrated water Dali environmental environmental DL4 management of management of Luoshi Dali EPB,Er’yuan EPB major river River courses into Integrated water Lake Erhai environmental management of Boluo River Integrated water environmental management of 18 steams from Canshan Mountain Ancient Town area Urban drainage Fengyi Area Dali Water Supply and Yunnan DL5 network system Tourism area drainage Co.,Ltd. University in Dali City Xizhou Twon area Municipal wastewater treatment plant HuapingWater Supply and LJ1 and associated sewer network in drainage Co.,Ltd Huaping County

The waste disposal plant of Municipal solid waste collection and LJ 2 Old Town District of disposal project in Lijing City Lijiang City No.2 municipal wastewater treatment Lijiang Lijiang Water Supply and LJ 3 plant and associated sewer network in Drainage Co.,Ltd Lijing City Urban drainage pipe system in Yulong LJ 4 Yulong construction bureau County Integrated environmental management Old Town’s management Co. LJ 5 of sleeping lion mountain in Old Town Ltd. of Lijiang district of Lijiang Environmental monitoring and Wenshan WS1 management capacity building in Wenshan Prefecture EPB Wenshan Prefecture Integrated management of Panlong Wenshan County WS 2 River (urban section) in Wenshan Development Investment Co. County Ltd. WS 3 Urban drainage network system in Water supply and Drainage Yunnan PPMO 2 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Area Code Subcomponent Implementing Agency EA Institute Wenshan County Corporation of Wenshan County Municipal wastewater treatment plant Qiubei Water Supply & WS 4 and associated sewer network in Qiubei Drainage Company County Qiubei Water Supply & WS 5 Water supply in Qiubei County Drainage Company Integrated management of water Puzhehei Tourism WS 6 environment in Lake Puzhehei of Development Co. Ltd of Qiubei County Qiubei County Municipal solid waste collection and Malipo Solid Waste Disposal WS 7 disposal in Malipo County Center Municipal wastewater treatment plant Malipo Water Supply & WS 8 and associated sewer network in Drainage Company Malipo County Municipal wastewater treatment plant Funing Water Supply & WS 9 and associated sewer network in Drainage Company Funing County Funing Hongxing Municipal solid waste collection and WS 10 State-Owned Asset disposal in Funing County Management Co. Ltd Funing Hongxing Integrated management of Puting River WS 11 State-Owned Asset in Funing County Management Co. Ltd Urban drainage network system in Yanshan Water Supply & WS 12 Yanshan County Drainage company Municipal wastewater treatment plant Guangnan Water Supply & WS 13 and associated sewer network in Drainage company Guangnan County Municipal solid waste collection and MaguangSolid Waste Clean WS 14 disposal in Maguang County and disposal Co. Ltd

1.2 OBJECTIVE OF ENVIRONMENTAL MANAGEMNET PLAN Environmetal Management Plan (EMP) is developed for the inevitable environmental impacts produced by the project, to propose the technically feasible and financially sustainable, workable environmental measures, and make clear the impact mitigation, environmental management rationale and institutional building measures and arrangements for contractor, supervision agency, operator, environmental management department during construction and operation, so as to eliminate or make compensation on the adverse impacts by the project on society and environment and to reduce the impact to an acceptable level. Its specific objectives include: A. Define environmental management obligations of contractor and operator EIA institutes and design institutes conducted a detailed check and confirmation for the targets of environmental protection, proposed the effective environmental mitigation measures that would be included in the project design and make it the contractual obligations for contractor and operator. B. Provide operational guideline for environmental management

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) An environmental monitoring program proposed in EMP for the periods of construction and operation could ensure the effective implementation of environmental mitigation measures, which will served as the environmental protecting document to be provided for construction supervision agency, environmental monitoring institute and other relevant agencies during construction and operation, to make clear the responsibilities and roles of relevant functional department and management agency, and propose the communication channels and methods betwen various departments. C. Guaranteeing the cost for environmental management EMP estimates the funds for environmental protection, environmental management, environmental supervision and capacity building, and indicates the sources of funding to ensure that the environmental management actions will be implemented, in which the management fees including labor cost and operating expenses. The role of EMP is to avoid and control environmental impacts during implementation of the project and operation of constructed facilities, and thus propose such necessary measures as mitigation measures, monitoring measures, legal and regulatory means and guarnantee for the measures above. While it is a key link between environmental impact and mitigation measures and alternative measures assessed and described in detail in EIA. In EMP the technological contents, cost estimation, implementation plan, government’s function, sources of funding and monitoring program is specified for each environmental management measure. In order to achieve the objective of pollution reduction, the approach proposed in EIA report and EMP must be implemented.

1.3 PREPARATION OF EMP The EMP for YUEP includes the consolidated EMP and EMPs for 28 subcomponents (EMPs for subcomponents were prepared by individual IA and EIA institute), which emphasized on the project budgets and EMP Organization. The consolidated EMP submitted to the World Bank is prepared by Yunan Provinical PMO and Kunming University of Science and Technology (KMUST). International consultants - France Whitbread Corporation (Groupe Huit) provided the relevant training and technical guidance in the process of preparing EMPs. All EMPs is strictly prepared in accordance with national and provincial laws and regulations. While satisfying the requirements for environmental assessment in China, it particularly pay attention to the requirements of safeguard policies of the World Bank, specifically referring to the the relevant provisions of operational policy 4.01. The Consolidated EMP is prepared based on following:: (i) Consolidated EIA Report (ii) Summary of consolidated EIA Report (iii) EIA Reports for subcomponents (iv) EMPs for subcomponents (v) Resettlement Scheme in Consolidated EIA Report (vi) Feasibility Study Reports for for subcomponents (vii) Assessement of feasibility studies in pre-appraisal aide memoire (viii) Workshop and discussion participated by project management offices individual EIA institutes and WB expert.

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) 1.4 DISIGN OF EMP In order to describe such contents as environmental mitigation measures, environmental management, supervision and monitoring in detail, the EMP is designed as a guiding document for environmental management during the implementation of the project, including action plan as following: Environmental impact and mitigation measures — major environmental impact during construction and operation and the engineering and management measures to prevent or mitigate adverse environmental impact potentially produced by the Project. Environmental management and monitoring plan — Environmental supervision actions to ensure that environmental protection measures would be implemented simultaneously with construction of the project. Environmental monitoring plan — Environmental monitoring actions to eliminate pollution produced during construction and operation and to ensure the safe operation and improvement of environmental conditions in project area. Capability building and Training plan — knowledge and skills training provided for project manager, environmental supervision staff, environmental management staff in full-time or part-time to ensure the implementation of EMP.

1.5 TECHNICAL DETAILS This EMP is prepared based on the consolidated EIA report for YUEP and EMPs for 28 subcomponents. As an independent document, it includes all environmental protection actions to be implemented during construction and operation, and provides a guidline and working framework for the implementation of mitigation measures for adverse impact, environmental supervision, management and monitoring during construction and operation. The major contents of such two subcomponents as the Monitoring and management support system for total water pollutants control in Lake Dianchi basin and the Environmental monitoring and management capacity building in Wenshan Prefecture are environmental management capability building, without environmental impact and monitoring actions during construction. Therefore, a separate EMP is not prepared for these two subcomponents.

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

2 INSTITUTIONAL AND POLICY FRAMEWORK

2.1 ENVIRONMENTAL MANAGEMENT INSTITUTION In terms of the authorization in the Environmental Protection Law of the People's Republic of China and the Management Regulation on Environmental Protection for Construction Projects, the EIA report of this project is audited and approved by YEPB that is responsible for the environmental management of this project. YEPB’s responsibilities are mainly setting out environmental protection requirements based on the EIA reports of the project, making coordination between different departments on environmental management, and responsible for organizing the "three at the same time" inspection and acceptance of environmental protection facilities. Provincical PMO is mainly responsible for project planning and design, and the supervision and management of the implementation of environmental protection procedures, organizes province-wide project environmental management skills training. EPBs and PMOs at level of prefecture and municipality are mainly to implement the project implementation plan and various technical standards, and also routine supervision of the environmental management. Entrusted by IAs, the environmental monitoring institutes at level of prefecture and municipality are mainly responsible for monitoring of environmental quality in project area during construction and operation. Entrusted by implementing agencies (IAs), the environmental supervision engineers are mainly responsible for environmental supervision during construction. IAs proposed to establish special environmental management sector in charge of: (i) environmental management at different stages of project management; (ii) implementation of the environmental protection laws and regulations and plans; (iii) Check implementation of environmental protection measures; (iv) popularizing use of advanced technology and experience of the Environmental Protection; (v) Organizing GST-related technical training for environmental protection staff to improve the quality of personnel. Because of great difference of requirements for environmental management between construction and operation, and the difference of temporary and long-term time frame between them, contractor and operator will establish different organizations at different stages and endow them clear responsibility by stage. After construction, the corresponding management agencies will be revoked and the operational management agency will began operation of constructed facilities. Considering the specific circumstances, a crossover of time will be allowed. The institutional framework is shown as Figure 2-1.

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

The State Environmental Protection Administration

Yunnan Provincial Environmental Protection Bureau (YEPO)

Kunming Lijiang Municipal Wenshan Dali

Municipal Government Prefectue Prefeture Government Government Government

Prefecture/Municipality-Level Dianchi Lake Er’hai Lake Authority Environmental Protection Bureaus Authority (EPOs of Prefecture/Municipality)

: Other Note concrete line Governmental Company Owners of indicates direct relation Departments Different Subprojects broken line indicates indirect relation

Fig2.1 Framework of Environmental Protection Institutions under YUEP

2.2 POLICY FRAMEWORK 2.2.1 Environmetal Protection Laws and Regulations (i) Environmental Protection Law of the People's Republic Of China (ii) Law of the People's Republic of China on Appraising of Environment Impacts (iii) Law of the People's Republic of China on Prevention and Control of Water Pollution (iv) Law of the People's Republic of China on Prevention and Control of Air Pollution (v) Law of the People's Republic of China on Prevention and Control of Ambient Noise Pollution (vi) The Solid Waste Pollution Prevention & Control Law of P.R.China (vii) The Water Law of P.R.China (viii) The Water and Soil Conservation Law of P.R.China (ix) The Management Regulation on Environmental Protection for Construction Projects (x) The Temporary Measures for Public Participation in EIA (xi) Environmental Information Disclosure Practices (for trial implementation)

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) (xii) The Circular on Strengthening the Management of EIA for the Construction Projects loaned by International Finance Corporation (xiii) The Circular on Strengthening the examining and approving of Construction Project EIA by Different Levels (xiv) Demonstration projects of water resources management approach (xv) The Environmental Protection Regulation of Yunnan Province (xvi) The Administrative Provisions of Yunnan Province for Environmental Protection on Construction Projects (xvii) The Regulation of Yunnan Province on the Management of Nature Reserves (xviii) The Circular on Issuing the “Function Zoning of Surface Water in Yunnan Province (Retrial)” 2.2.2 Pollution Control Technology Policy (i) The Technical Policy for Urban Domestic Garbage Disposal and Its Pollution Prevention & Control (ii) The Technical Policy for Urban Domestic Sewage Treatment and Its Pollution Prevention & Control (iii) The Technical Policy for Prevention & Control of the Eutrophication in Lakes and Reservoirs (iv) The Opinions about pushing forward Industrialization of Urban Sewage and Garbage Disposal (v) The Inventory for Guiding the Industrial Re-structuring (2005) 2.2.3 Socio-Economic Development and Environmental Protection Plan (i) The Outline of the Eleventh Five Years Pan of Yunnan Province for the National Socio-economic Development (ii) The Outline of the Eleventh Five Years Pan of Kunming Municipality for the National Socio-economic Development (iii) The Outline of the Eleventh Five Years Pan of Dali Prefecture for the National Socio-economic Development (iv) The Outline of the Eleventh Five Years Pan of Lijiang Municipality for the National Socio-economic Development (v) The Outline of the Eleventh Five Years Pan of Wenshan Prefecture for the National Socio-economic Development (vi) The Outline of the Eleventh Five Years Pan of Yunnan Province for Environmental Protection (vii) The Outline of the Eleventh Five Years Pan of Kunming Municipality for Environmental Protection (viii) The Outline of the Eleventh Five Years Pan of Dali Prefecture for Environmental Protection (ix) The Outline of the Eleventh Five Years Pan of Lijiang Municipality for Environmental Protection (x) The Outline of the Eleventh Five Years Pan of Wenshan Prefecture for Environmental Protection (xi) Urban Masterplan of Kunming Municipality Yunnan PPMO 8 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) (xii) Urban Masterplan of Lijiang Municipality (xiii) Masterplans of the counties (cities and districts) in which the subcomponents are located (xiv) The Plan for the Protection of the Erhai watershed and Its Pollution Treatment (xv) The Eleventh Five Years Plan for the Prevention and Control of Water Pollution for the Watershed (xvi) The Plan for An Integrated Prevention and Control of Water Pollution for the Puzhehei Lake Watershed (xvii) The Eleventh Five-Years Plan of Yunnan Province for the Construction of Urban Sewage Treatment and Reuse Facilities (xviii) The Eleventh Five-Years Plan of Yunnan Province for the Construction of Urban Garbage Decontamination Facilities 2.2.4 Environmental Impact Evaluation Technical Guidelines and Norms (i) Technical Guidelines for Environmental Impact Assessment General (HJ/T2.1-93) (ii) Technical Guidelines for Environmental Impact Assessment Atmospheric Environment (HJ/T2.2-93) (iii) Technical Guidelines for Environmental Impact Assessment Surface Water Environment (HJ/T2.3-93) (iv) Technical Guidelines for Environmental Impact Assessment Acoustic Environment (HJ/T2.4-1995) (v) Technical Guidelines for Environmental Impact Assessment Non-pollution Ecological Impact (HJ/T19-1997) (vi) Technical Guidelines for Environmental Impact Assessment of Water Conservancy and Hydropower Projects (HJ/T88-2003) (vii) Technical Guidelines for Environmental Risk Assessment on Construction Projects (HJ/T169-2004) (viii) Technical Criterion for Eco-environmental Status Assessment (On Trail) (HJ/T192-2006) (ix) Technical Regulation for Comprehensive Control of Soil Erosion (GB/T16453.1~ 6-1996) (x) Technical Regulation for Development of Schemes of Water & Soil Conservancy for Construction Projects (SL204-98) 2.2.5 Environmental Standards A Environmental quality standards (i) Ambient Air Quality Standard (GB3095-1996) (ii) Environmental Quality Standards for Surface Water (GB3838-2002) (iii) Quality Standard for Ground Water (GB/T14848-93) (iv) Water Quality Standards for Urban Water Supply (CJ/T206-2005) (v) Urban Sewage Recycling (GB/T18920-2002) (vi) Quality Standard for Urban Environmental Noise (GB3096-93) (vii) Environmental Quality Standard for Soil (GB15618-1995) B Pollutant discharge standards Yunnan PPMO 9 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) (i) Integrated Emission Standard of Air Pollutants (GB16297-1996) (ii) Emission Standards for Odor Pollutants (GB14554-93) (iii) Integrated Wastewater Discharge Standard (GB8978-1996) (iv) Standard for Pollutants Discharge from Urban Wastewater Treatment Plant (GB18918-2002) (v) Noise Limits for Construction Site (GB12523-90) (vi) Standard of Noise at Boundary of Industrial Enterprises (GB12348-90) (vii) Standard for Pollution Control on the Storage and Disposal Site for General Indusial Solid Wastes (GB18599-2001) (viii) Hazardous Waste Landfill Pollution Control Standards (GB18598-2001) (ix) Storage Of Hazardous Waste Pollution Control Standards(GB18597-2001) (x) Standard For Identification Of Hazardous Wastes (GB5085-1996) (xi) Farm Towns Garbage Control Standards (GB8172-87) (xii) Life Landfill Pollution Control Standards(GB16889-1997)

2.3 SAFEGUARD POLICIES OF THE WORLD BANK A Environmental security policy: (i) Operating Terms 4.01, EIA 1999.1 (1999.1 Implementation Of Annex A, B, C) (ii) Operation Of Provisions Of 4.04, Natural Habitats 2001.6 (iii) Operation Of Provisions Of 4.36, Forest 1993.9 (Annex A, 1993.3) (iv) Operating Terms Of Insect Management 1998.12 4.09 (v) Operation Of Provisions Of 4.37, Dam Safety 2001.10 B Social and political security policy: (i) Non-Voluntary Migration 2001.12 (ii) Operation Of Provisions Of 4.20, Minorities 1991.9 (iii) Operation Of Provisions Of 4.11, Cultural Heritage 1998.1 (iv) Terms 7.50 Operation, The State Water Project Management, Project Management 2001.6 International Rice (v) Operation Of Provisions Of 7.20, The Conflict Areas Of Project Management 2001.6, 2001.6 International Watercourses Project Management (vi) 7.20 Operating Terms, The Conflict Areas Of Project Management 2001.6, 2001.6 International Watercourses Project Management C The following safeguard policies may be used for subcomponents in terms of different social security conditions. (i) OP/BP 4.01 Environmental Assessment (ii) OP/BP 4.04 Natural Habitats (iii) OP 4.11 Physical Cultural Resources (iv) OP/BP 4.12 Involuntary Resettlement (v) OP 4.37 Safety of Dams (vi) OP 7.50 Projects on International Waterways (vii) OD 4.20 Indigenous Peoples Yunnan PPMO 10 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) (viii) BP17.50 Information Disclosure (ix) Operational policy 4.09, Pest Management, December 1998

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

3 DESCRIPTION OF PROJECT

3.1 PROJECT OBJECTIVE The development objective identified for YUEP is to reduce pollution loads and environmental degradation of the two lake basins (Lake Er’hai and Dianchi) and to facilitate the provision of much needed urban infrastructure in selected county towns of Yunnan, thereby improving urban environment and assisting further urbanization and economic growth. The specific objectives: (i) Increase the Dianchi Lake Erhai Lake Basin and ecological protection and pollution prevention efforts,;strengthen point source management and non-point source management; speed up the surrounding rivers and lakes basin urban sewage treatment plants and cutting pollution pipeline network constructon pace; emphasise on source control for the implementation of the comprehensive anti-pollution pollution control; control of river pollution load into the lake to reduce pollution load control the pollution load(COD, TN and TP) discharged into the rivers and lakes around the volume, and improve the water quality in rivers and lakes surrounding environment quality ;wilden our sewage treatment and solid waste disposal services; improve the monitoring and evaluating frequency and quality; (ii) Aimed at teating and improving the city and town rivers in River and Pearl River Valley water environmental quality, raise basin secondary urban sewage and garbage pollution processing capability so that the enjoyment of sewage treatment and garbage disposal services increased; (iii) Accelerate the key city-- Lijiang City infrastructure construction pace to meet the economic and social development needs, improve the functions of its central cities, promote the development of tourism, and better fulfill the economic, financial, information, trade, scientific, educational and cultural center role ,and strengthen the regional promoting and radiation capacity; (iv) Promote the urbanization of remote areas of Wenshan Prefecture and promote the progressive development from a state goveerment to a medium-sized city; To promote Wenshan develop a group of tourism, border trade ports, agricultural productionized, and small cities and towns of different feature. (v) Promote pollution control into market, corporatization,and industrialization, promote the establishment of market-oriented environmental protection technology service system, and a sound market operation mechanism and supporting policies.

3.2 PROJECT COMPONENTS Subcomponents of municipal water supply and drainage, solid waste disposal, integrated management of river (lake) water environment and other subcomponents are shown in Table 3-1 to 3-4.

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Table 3-1: Objectives for Construction of Subcomponents Prefecture/ Municipality No Subcomponents Objectives for Construction of Subcomponent (a) Establish the monitoring system of volume and water quality inflow of dianchi Lake, based in water quality automatic monitoring stations, water quality moveable monitoring station, moveable monitoring cars,river flowing monitoring stationand and water quality analysis laboratory,combined with the monitoring system of river pullotion quality which is imitated by water pollution mathematic models,realize the stabilize monitoring to the river pollution Monitoring and management support quality flowing into the dianchi lake. 1 system for total water pollutants control in (b) Establish the enterprise pollution on-line monitor-controlling system around the dianchi Lake Dianchi basin lake ,realize to monitor the pollution gross control and (c) dynamic management . (d) Establish the River Pollution Gross monitoring and management System of dianchi lake,realize the monitoring and supervision, simulation,appraise and estimate,prediction and supervise management, Providing science decision for valid control the river valley water pollution gross. (a) Municipal solid waste collection raised to 95%; Kunming (4) Municipal solid waste collection and (b) Construct a garbage landfill of 90t/d which is used to deal with Living garbage produced in 2 the 14 years . disposal in Luquan County (c) Improve the Hygiene level and investment environment of county city, raise the residents' healthy level (a) the rate of garbage collection raises to 95%; Municipal solid waste collection and (b) Construct a garbage landfill of 85t/d which is used to deal with Living garbage produced in 3 the 12 years . disposal in Songming County (c) Improve the Hygiene level and investment environment of county city, raise the residents' healthy level (a) the life garbage of the city can attain to a day produce and the day clear, and the processing rate should reach 95% above , garbage produced each day will be landfilled Municipal solid waste collection and 4 by the treating unit no longer produce the second pollution to the atmosphere, earth's disposal in Xundian County surface, the groundwater . (b) People's health condition, healthy level and Sustainable Development can reach a new step. (a) the rate of garbage collection raises to 95%; Dali (5) Municipal solid waste collection and (b) Construct a garbage landfill of 60t/d 5 disposal in Er’yuan County (c) Improve the Hygiene level and investment environment of county city, raise the residents' healthy level

Yunnan PPMO 13 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Prefecture/ Municipality No Subcomponents Objectives for Construction of Subcomponent (a) Construct a wastewater treatment plant which scale is 1600m3/d and complete set of pipenet Municipal wastewater treatment plant and (b) The rateof dirty water collection from 0 raise to 100%; 6 associated sewer network in Dengchuan (c) Output of dirty water should reach A Standard of GB18918-2002<> (d) Cut down annually BOD5 380t,COD642t,SS642t,TN44t,TP7t (a) Decrease effectively Waste-load poured into the Erhai Rural non-point pollution control in Lake (b) Resolve the water pollution problem of Er Lake valley, and promise the water produced by 7 villager and animal get a valid processing. Erhai Basin (c) Output of dirty water should reach A Standard of GB18918-2002<> (a) Infancy (in 2006): the yong’an river water control in the main ,it should reach the III standard GB3838-2002 <> when Integrated water it’s high water level . while low water level(from Nov. to Feb. ),it shouldn’t run over IV environmental Integrated water water quality standards ;recover the water body function, and made yong’an river water management of environmental flowed into Er hai reach the III water quality standards basic except TP. 8 major river management of Yongan (b) Metaphase(in 2008.): the yong’an river water control in the main. The other target can courses into Lake River reach III water quality standards except that TP cann’t pass over IV water quality standards when it’s low water . Erhai (c) In the long term (in 2010): Yong’an river can be controlled completely, and can reach water quality standards. Integrated water (a) Resolve the water environment question basic in order to make nijiu river’s flood environmental controlling from now three or five years when have a flood to ten years a flood recently. Make sure that the water quality flowing into the erhai lake can reach Ⅲ standards , management of Miju improve the function of the river body 's ecology service and meet river water quality plan River target (a) Make river ecosystem cycles to the benign transition , recover the self-cleaning ability , water quality reaching the III water standards flowing into erhai, improve the ability of Integrated water flood protection draining waterlogged farmland . Basically, embankment resolving Luo Shi environmental Jiang collapses , runway leakage deposits, loss of soil and other the water conservancy problem .Meanwhile, improve the littoral field irrigation ability, in order to have an effect to management of Luoshi reduce a row entering the West Lake's contaminating load ,which lie down the ecology River functional of the West Lake. After the project puts into practice, water quality of the West Lake can reach from V kind to III kind, water quality target satisfying the Luo Shi Jiang environmental planning basically Yunnan PPMO 14 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Prefecture/ Municipality No Subcomponents Objectives for Construction of Subcomponent (a) As the village contaminates perfect project of the control engineering complement , can resolve the problem in middle upper reach loss of soil and, reduce pollution in entering river then,phosphorus pollution quantity; especially organic pollutants and nitrogen qualitity . Integrated water environmental (b) Realize the aim at “ there is live water in the beginning while it can reach the standards when it flows into the lake” by ecology engineering construction and management management of Boluo measures , and recover the function of water body in order to meet the ecology service . River (c) R esolve the parting pollution of Luo Jiang ,recover and improve water function step by step, and made Luo Jiang water quality from V kind at present i till III, forward III satisfied Integrated water environmental (a) Form river basin integrated control system with bioengineering and project measure, putting into effect by the various measure planning, make area inner loss of soil and water land be management of 18 controlled, soil erosion can get an effect to cut down and loss of soil and water under the streams from Canshan control of, measuring 80% Mountain (a) May hold back the pollution entering Erhai Lake directly row every year : BOD5367.92t, Ancient Town area COD766.50t,SS4919.80t,TN107.31t,TP9.20t (a) May hold back the pollution entering Erhai Lake directly row every year : BOD5315.36t, Fengyi Area COD657.00t,SS4788.40t,TN91.98t,TP7.88t Urban drainage (a) May hold back the pollution entering Erhai Lake directly row every year : BOD5261.05t, Tourism area 9 network system COD543.85t,SS4652.62t,TN76.141t,TP6.53t in Dali City (a) Build and perfect the the system of pipe net, collects foul water as far as possible . Does not allow foul water to enter a runway directly row , changes the state of pipeline unperfected .and make sewage collection rate of xizhou country to 90% Xizhou Twon area (b) The foul water collecting enters the sewage treatment station that the government builds , the sewage treatment discharges up to the standard , decrease the row enters in 2010 the Erhai Lake pollution amounts to be: BOD576.04t,COD144.48t,SS212.92t,TN7.61t,TP1.9t

Lijiang (5) 10 Municipal wastewater treatment plant and (a) Construct a wastewater treatment plant which scale is 1200m3/d and complete set of associated sewer network in Huaping pipenet County (b) Net coverage rates tend towards 95%,the rate of sewage collection and dealing can reach 80% above, In order to make the surface quality reach IV standards. Yunnan PPMO (c) 15The dyadic closure confluence ol d urban area drain-pipe is covered October as with a net makes 2007 the KMUST system draining away water switching over to be that diffluence makes , improves rainy season step by step foul water thickness, cuts down rainy season entering sewage treatment Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Prefecture/ Municipality No Subcomponents Objectives for Construction of Subcomponent factory rainwater amounts , improves sewage treatment factory treatment efficiency Municipal solid waste collection and (a) Increase the collection and treatment rate of garbage; 11 disposal project in Lijing City (b) Construct one garbage landfill of 270 T/d (a) Construct one STP of 50000m3/d treatment scale and relevant pipeline nets; No.2 municipal wastewater treatment plant (b) Perfect the drainage pipeline net system of Lijiang city to make the coverage rate of sewage 12 pipeline nets near 90% and the rate of sewage collection and treatment over 85%; and associated sewer network in Lijing City (c) Reduce the pollution loads of receiving water bodies, improve water environmental quality and protect the quality of down stream of Yanggong River. Urban drainage pipe system in Yulong (a) Adopt system to shunt making a sewerage, setting up independent rainwater system , 13 County improving the ability of preventing waterlogging at Yulong county. Integrated environmental management of (a) Dismantle the uncoordinated buildings, restore ecological vegetation, make Lion Mountain 14 sleeping lion mountain in Old Town district and the ancient city more coordinate, and improve ancient city and surrounded environment. of Lijiang (a) Prefecture environment monitoring station construction standard according to national environmental monitoring two stage station, deploy emergency mobile monitor, heavy section analyses the testing instrument and equipment; The construction standard according to three-level station of national environmental monitoring fills up and makes even help Environmental monitoring and monitoring instrument and office equipment etc. along allocation routine in Guangping county, Fuling county and Yanshan county . The environment supervises detachment and 15 Wenshan (14) management capacity building in Wenshan environment monitoring station in Shan County , Ma Li Po County , Qiu Bei County , Prefecture Fu Ning County , Xi Chou County , Ma Guan County and 8 Guang Nan county county supervise a group supervising organization respectively according to national environment standardizing construction second stage and third stage of standards , up to the standard required emergencies of allocation supervise a prefecture enforcing the law being equipped with , the scene monitors sum office equipment..

16 Integrated management of Panlong River (a) The river basin carries out loss of soil and water on Pan Long upper reaches governing, to (urban section) in Wenshan County improve forest coverage rates , to improve an ecological environment. The project area soil and water conservation plans all put the queen into practice , will make 122.9775 km2 loss of soil and water area be governed, the year corrodes a modulus without exception falling to 300 t/km2.a from 1274 t/km2.a of now , the year corrodes all quantity falling to 123,200 t from 707,500 t. Will control flood, natural calamities such as inundate, dry effectively, will Yunnan PPMO 16cut down disaster loss , will improve population environment capacities October , will help mountain2007 KMUST area people to throw off poverty and set out on a road to prosperity. (b) The land being carried out river bank on Long Cheng Duan runway protecting a Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Prefecture/ Municipality No Subcomponents Objectives for Construction of Subcomponent project , being avoided river bank by corroding , protecting two sides of runway, ensures the WenShan county planning newly developed area city construction's proceeding as planned and without a hitch , is that economic growth establish a basis (a) Perfect municipal drainage pipeline nets system to make the coverage rate of drainage pipeline of rainwater and sewage to reach 100% nearly; Urban drainage network system in (b) Improve the water environmental quality of Panlong River to reach the third lever of surface 17 Wenshan County water standard; (c) Reconstruct the drainage pipeline nets of ancient town gradually, reduce the volume of rainwater into STP in the rainy season and increase the sewage treatment rate (a) Construct one STP of 12000m3/d treatment scale and relevant pipeline nets; Municipal wastewater treatment plant and (b) Satisfy the requirements of short-term sewage collection and treatment, the treatment rate of 18 sewage will achieve over 85%; associated sewer network in Qiubei County (c) The outlet water quality of STP will achieve national standard 1B, reduce the pollution of clean water bodies, improve the water quality of upper stream of Zhujiang River (a) Solve water sources and quality of supplied water; 19 Water supply in Qiubei County (b) Construct water-intake pipeline satisfying short-term volume of supplied water (c) Water supply capacity of 2010 can reach 15,000 m3/d (a) Protect and improve the water quality of Puzhehei, guarantee the safety of drinking water for the residents and travelers in the surroundings; (b) Protect and improve ecological environment and tourism landscape of Puzhehei, improve human settlements for the local residents and promote the sustainable development of the tourism in Puzhehei; Integrated management of water (c) Protect and restore the ecological system function of Puzhehei, increase environmental 20 environment in Lake Puzhehei of Qiubei carrying capacity of the ecological system in Puzhehei. County (d) Point source: reduce 40%~50% of ingoing COD loads, 30%~40% of ingoing N,P loads, in the context of sustainable increasing of future loads production, and reduce the total flow to 80% of present condition. (e) Non-point source: reduce about 30%~35% of integrated pollution loads, in the context of sustainable increasing of future loads production, and reduce the total flow to 80% of present condition.

21 Municipal solid waste collection and (a) Municipal solid waste can be reasonable and effective handled. The non-hazardous disposal in Malipo County treatment efficiency of solid waste more than 90% ,Solid waste contained, the collection % Yunnan PPMO 17rate up to 100 . October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Prefecture/ Municipality No Subcomponents Objectives for Construction of Subcomponent (b) Construct a waste landfill ,which has 53.36t/d treatment scale (a) Construct a WWTP ,which has 8000m3/d treatment scale Municipal wastewater treatment plant and (b) Rebuild the output system we have, newly build foul water closure pipeline, Realize county 22 town sewage pipe net layout , the penetration rates raising the sewage pipe net step by step; associated sewer network in Malipo County (c) Construct a WWTP in order to collect and treat sewage ,output to achieve the standard, eliminate pollution, improve the treatment rate of SWTP in county. (a) Construct a WWTP which has 14000m3/d treatment scale Municipal wastewater treatment plant and (b) Rebuild the output system we have, newly build foul water closure pipeline, Realize county 23 town sewage pipe net layout , the penetration rates raising the sewage pipe net step by step; associated sewer network in Funing County (c) Construct WWTP in order to collect and treat sewage ,output to achieve the standard, eliminate pollution, improve the rate of SWTP in county. (a) Municipal solid waste can be reasonable and effective handled. The non-hazardous Municipal solid waste collection and treatment rate of solid waste more than 95% ,Solid waste contained, the collected rate up 24 disposal in Funing County to 100%. (b) Construct a waste landfill ,which has 80t/d treatment scale. (a) 4 river-crossing bridge, by comprehensive harnessing about 5.58km river in FuNing county, Integrated management of Puting River in to improve the flood control standard and ecology environment.The comprehensive 25 Funing County harnessing includes: new constructive embankment, 100000m2 bank protection belt, 2.2km roads for maintainence, sludge from sludge tank 16217m3. Urban drainage network system in Yanshan (a) Making the coverage of rain and sewage pipe in county achieve the 63% of planning area 26 County recently, old district essentially achieve the drainage system of rain and sewage shunt.

Municipal wastewater treatment plant and (a) Construct a STP and associated sewer,which has 24000m3/d scale. 27 associated sewer network in Guangnan (b) Reduce BOD5 380t,COD 642t,SS642t,TN44t,TP6t every year. County (a) Municipal solid waste can be reasonable and effective handled. The non-hazardous Municipal solid waste collection and treatment rate of solid waste more than 95% ,Solid waste contained, the collected rate up to 28 disposal in Maguang County 100%. (b) Construct a waste landfill ,which has 80t/d treatment scale.

Yunnan PPMO 18 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Table 3-2: Construction Scale of water supply, draining and wastewater treatment Subcomponents

Cities and Living Drainage system Drainage whereabouts Planning Planning Pipeline network length Prefectures service sewage Subcomponents Service period treatment L/m, pipe diameter population/ production - Current After Current After scale/m3·d 1 d/mm 10,000person /m3·d-1 situation constructin situation constructin Short-term: 2005~2010 2010:0.93 2010:1370 2010:1370 drainpipe:L=9460, Combined Combined WWTP of Xizhou town sewer in Dali City Er’hai lake Long-term: 2020:1.61 2020:3410 2020:3410 d300~600 system system Xizhou 2011~2020 Sewage Short-term: Sewage main pipe:L= Dali interceptor Sewer in Tourism District of Dali 2005~2010 2010:2.9 2010:3400 2010:3400 6324,d400~800-500~ Diversion Diversion from Prefecture Er’hai lake City Long-term: 2015:4.2 2020:7340 2020:7340 900 system system ancient 2011~2020 Storm sewer:L=2324 townto Xiaguan Lay the rainwater and sewage combined sewer: L=12403, Diversion Short-term: d400~1000 system Sewage 2010:9320 Part interceptor 2007~2010 2010:3 2010:9320 Rebuild the rainwater ditch: L Part Er’hai Sewer in ancient Dali City 2020: Combined from ancient Long-term: 2020:3 2020:14910 =3143,B×H=500×500~ lake 14910 system townto 2011~2020 1000×700 Xiaguan Build new storm sewer: L= 1557

Sewage collection net in Fengyi Short-term: 2010 年: Sewage main pipe: L= district of Dali City Dafeng road 2005~2010 2010:1.58 1640 2010:1640 15845,d300~800 Combined Diversion Boluo river sewage system system Long-term: 2020:2.03 2020 年: 2020:3360 Rainwater main pipe: L= interceptor 2011~2020 3360 4410,d500~600 Municipal wastewater treatment WWTP in plant and associated sewer network Short-term:2013 2013:0.8699 2013:1200 2013:1200 Combined Diversion Dengchuan associated sewer: L=1041 Luoshi river in Dengchuan Town of Eryuan Long-term:2025 2025:1.1032 2025:1600 2025:1600 system system Town of County Eryuan County

Sewage interception network Old town: diversion Short-term: 2015: of Phase I:L=112300, No.2 municipal wastewater system 2007~2015 2015:18.66 20000 2015:20000 d200~1800 Diversion Yanggong No.2 WWTP Lijiang City treatment plant and associated sewer New town: Long-term: 2025:27.81 2025: 2025:50000 WWTP extension and urban system river in Lijiang City network in Lijing City incomplete ~ 50000 sewage interceptors of phase 2016 2025 diversion II:L=45950,d100~500 system

Urban drainage pipe system in Short-term: 2005:3.0 - - Rainwater main pipe:L= Combined Diversion Yanggong Yanggong Yulong County system system river river and its Yunnan PPMO 2002 ~ 2005 19 55000 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

Cities and Living Drainage system Drainage whereabouts Planning Planning Pipeline network length Prefectures service sewage Subcomponents Service period treatment L/m, pipe diameter population/ production - Current After Current After scale/m3·d 1 d/mm 10,000person /m3·d-1 situation constructin situation constructin Long-term: 2020:6.5 Rainwater hidden ditch:L= tributaries 2006~2020 21560 Full length of sewer pipeline:L=42560 thereinto:construct pipe:L Old town: Short-term: diversion 2013: 2013:6000 =28440,d400~900 Municipal wastewater treatment 2007~2013 2013:6000 system WWTP in , Combined Liyu river plant and associated sewer network 5.1506 2023: reconstruction:L=5320, Huaping Long-term: 2023:12000 system New town: Liuxi river in Huaping County 2023:7.2656 12000 d400~500 County 2014~2023 diversion Reconstruction of system households’ sewage pipe: L=880,d200~400 Construction and renovation of sewer and rainwater pipes: Short-term: 2012: L=260000,d500~1500 Part Part Wenshan Urban drainage network system in 2006~2012 2012:18.77 30803 2012:25000 Combined Diversion Panlong river Panlong river Prefecture Wenshan County Sewage pipe Long-term: 2025:28.6 2025: 2025:50000 (rainwater-sewage system system 2013~2025 50046 combined sewer): L=609000,d400~1000

Old town: Combined Rianwater Short-term: Drainpipe network:L= system diversion Municipal wastewater treatment 2013:5800 system 2006~2013 2013:4.97 2010:6000 22827,d400~1200 Shigang Qingshui WWTP in plant and associated sewer network 2025: ba zone of Part old town Long-term: 2025:7.34 2025:12000 thereinto,combined sewer: river Qiubei County in Qiubei County 12000 developing keep 2014~2025 L=7603 district: combined diversion system system Short-term: Water source-pump 2008~2013 2013:4.97 2013:9000 station:L=2200,d400 Water Supply in Qiubei County - - - - - Long-term: 2025:7.34 2025:19000 Pump station-water plant: 2014~2025 L=1500,d300

Municipal wastewater treatment Short-term 2005~ 2013:4.83 2013: 2013:7000 Construct sewage Old town: Old town: Putting river WWTP in plant and associated sewer network interceptor: Funing County 2013 2023:7.15 6180.2 2023:14000 Combined Combined in Funing County Long-term 2014~ 2023: L=3594。d400~1000 system system Yunnan PPMO 2023 1315.6 20 New town : New town : October 2007 KMUST build the new build the new

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

Cities and Living Drainage system Drainage whereabouts Planning Planning Pipeline network length Prefectures service sewage Subcomponents Service period treatment L/m, pipe diameter population/ production - Current After Current After scale/m3·d 1 d/mm 10,000person /m3·d-1 situation constructin situation constructin diversion diversion system system Sewage interception network:L=4403,d300~ 1000 Short-term: : : Rainwater-sewage pipeline: ~ : 2013 4756 2013 5000 Urban drainage network system in 2008 2013 2013 6.1 L=3067,d300~1200 Combined Combined Tinghu 2023: 2023: WWTP Yanshan County Long-term: 2023:9.1 system system Reservoir 10076 10000 Outlet and return pipe:L= 2014~2023 3000,d800 Return water open channel: L=1100 Built-up Short-term: center zone: Municipal wastewater treatment 2013:6.3165 2013:8000 combined WWTP in 2006~2013 2013:8000 Associated sewer:L= Combined Bada river plant and associated sewer network 2025: 2025: system Guangnan Long-term: 2025:24000 14892,d300~900 system Shiqiao river in Guangnan County 10.1129 16000 New town: County ~ 2014 2025 diversion system Old town: Short-term: Combined Municipal wastewater treatment 2005~2013 2013:2.79 2013:4000 2013:4000 Main interceptor:L= Combined system Chouyang WWTP in plant and associated sewer network , ~ system river Malipo County in Malipo County Long-term: 2023:4.13 2023:8000 2023:8000 13193 d300 800 New town: 2014~2023 diversion system

Yunnan PPMO 21 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Table 3-3: Construction Scale of Solid waste Disposal Subcomponents

Cities and Subcomponents Planning Planning treatment Planning Leachate treatment or Current situation of SW transfer Garbage Other Prefectures Population/10,000 scale, capacity(10,000m3) service whereabouts WWTP/distance/KM station/unit truck vehicle person life/a Municipal solid waste collection and 10.03 85t/d, 42.72 12 Short-term:collection-adj Plan to construct/14 1 13 4 disposal in Songming County usting-back sprinkle (11th five-year plan) long-term:pipeline deliver to WWTP Municipal solid waste collection and 5.2 70t/d, 58.83 15 Short-term:collection-adj Under construction/7.5 2 6 4 Kunming City disposal in Xundian County usting-back sprinkle (agree to take over,annex 5) long-term:pipeline deliver to WWTP Municipal solid waste collection and 11.6 90t/d 51.95 14 Short-term:collection-adj Under construction/7.5 1 13 2 disposal in Luquan County usting-back sprinkle (agree to take over,annex long-term:pipeline deliver 6) to WWTP Municipal solid waste collection and 6.78 60t/d 63.2 20 Dry season: back sprinkle Already built/8 (agree to 2 8 3 disposal in Er’yuan County to refuse dump take over,annex 7) Dali Prefecture rainy season: pipeline deliver to WWTP Municipal solid waste collection and 35 270t/d 200 18 Dry season: back sprinkle synchronous 9 29 disposal project in Lijing City to refuse dump construction/18 rainy season:pack with (subcomponent of the Lijiang City sealed bag and transfer to project) urban waste water pipeline network Municipal solid waste collection and 4.45 53.36t/d 40 20 Dry season: back sprinkle Parallel construction/3.5 _ 17 disposal in Malipo County to refuse dump (subcomponent of the rainy season: pipeline project) Wenshan deliver to WWTP Prefecture Municipal wastewater treatment plant and 4.496 80t/d 75.5 18 Dry season: back sprinkle Plan to construct/3.5 5 6 4 associated sewer network in Guangnan to refuse dump (11th five-year plan) County rainy season: pipeline deliver to WWTP

Yunnan PPMO 22 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Table 3-4: The construction plan of the subcomponents of water supply, draining and wastewater treatment Main Technique Prefectures Construction Discharge Treatment Parameters of Name of project Pipeline-layout Influent Quality of Wastewater Treatment and citis Methods Standards Technique Recommendation Technique Xizhou town sewer in Sewage Collect ed from Zhou town Excavated BOD5 COD SS NH3-N DAT-IAT Pollution load :F/ M = Dali City and Hudiequan to Xizhou joins TP BOD/ (kgMLSS·d) Slope (mg/l) (mg/l) (mg/l) (mg/l) Municipal technique that from The Ancient town to STP STP from treatment 120 250 300 25 3.0 standard 1A lay the street sewage collection Excavated tributary pipe in the planning area Slope Municipal and lay the sewer trunk in the main STP road, like Cangshan ave, Cang’er standard ave, converge the sewage into the 1A trunk (line214) from Dali to Xiaguan and the planned one in the north bank of Baihexi, finally discharge into the WWTP of Sewer in Tourism District Dayutian which locates the of Dali City downstream of Tiansheng bridge The layout of storm sewer bases on the landform of planned area, follow the principle of “as near as possible Dali and discharge according to the Prefecture gravity”, discharge the ground rainwater into the handy two creeks and converge into Er’hai lake respectively Sewer in ancient Dali Keep the current sewer,reconstruct City part street storm sewer, make it Municipal fulfill the needs of the street in Excavated STP

ancient Dali city, new rainwater and Slope standard sewage combined sewer will collect 1A the street rainwater & sewage. Sewage collection net in sewage trunk lay along the west Fengyi district of Dali bank of Boluo river, lay the sewage Municipal City hypo-trunk and rainwater pipe along Excavated STP the planned road from west to east. 9 standard The collected sewage will deliver to Slope 1A WWTP; rainwater wil discharge into Boluo river by rainwater pipe WWTP in Dengchuan The south part of Luoshi River : Grooving NH3- Municipal A/A/O Oxidation Pollution load Town and Yousuo Town mainly flows from northeast to BOD5 COD SS TN TP construction N STP channel technique 0.203kgBOD/kgMLSS/d of Eryuan County southwest and the north mainly flow standard Yunnan PPMO 23 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Main Technique Prefectures Construction Discharge Treatment Parameters of Name of project Pipeline-layout Influent Quality of Wastewater Treatment and citis Methods Standards Technique Recommendation Technique alone the reverse direction, both 150 280 240 35 15 3 1B Average surface load: finally into Luoshi River, then into 0.531 m3/m2.h Erhai along the river.

No.2 WWTP in Lijiang (1)The layout of sewers in the SS COD BOD5 TP 总氮 氨氮 ICEAS reaction tank: City central of Lijiang city: ranges Hydraulic retention time 150-250 300-350 150-200 4-6 25-40 20-35 include the region of the north of 13.82hr Huancheng Road; the contents of Municipal

the project are constructing new Pipe and notch STP ICEAS technique sewers, incoming and outcoming open excavation standard pipes of wastewater treatment 1B plants; (2)New cluster train station region and the sewers construction of it. Urban sewer in Yulong Lay the storm sewer along the County planned road grade, and discharge into the nearby water body. Dispose Pipe and notch the storm sewer along the main road excavation Lijiang City of the town and rainwater hidden ditch of the branches and pedestrian mall WWTP in Huaping Design the main sewers along both Dry sesean inlet water quality of phase I ICEAS technique ICEAS reaction County sides of Liyu River, collect the tankHydraulic retention wastewater from the northern part to COD BOD5 SS TN NH3-N TP time:15.1hr the southern part and then flow into 200~ 100~ 175~ 25~ Rapid filter filtration the wastewater treatment plant 15~25 4~6 300 170 250 40 Municipal rate:8m/h Pipe and notch STP

excavation standard rainy sesean inlet water quality of phase I 1B COD BOD5 SS TN NH3-N TP 90~ 60~ 120~ 15~ 1.5~ 10~15 140 100 200 20 2.5

Urban sewer in Wenshan Newly constructed a sewage trunk Pipe and notch County pipe to transfer sewage from the excavation

planning and old north region, finally to STP

WWTP in Qiubei County Layout sewage trunk pipes along BOD5 COD SS TN NH3-N TP west of to transfer 100~ 150~ 150~ 25-35 sewage from the planning west and 15~20 4~6 Jianshigangbai regions, finally to Pipe and notch 160 250 250 Municipal ICEAS technique System sludge load: 0.08

STP. excavation STP kgBOD5/kgMLSS.d standard Rapid filter filtration Yunnan PPMO 24 1B Octoberrate:3.90m3/m2.h 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Main Technique Prefectures Construction Discharge Treatment Parameters of Name of project Pipeline-layout Influent Quality of Wastewater Treatment and citis Methods Standards Technique Recommendation Technique The constructed sewage trunk pipes will be laid from Dashagou to the small river of the east gateway, then along the small river of the east gateway to STP, transferring the sewage of the old city. Water Supply in Qiubei Construct a DN700-DN800 fresh Perforation County water conduit pipe from Hongqi cyclone Wenshan Reservoir to lift pump station and flocculation tanks, Prefecture build fresh service places in the Pipe and notch sloping-tube

villages and towns along the pipe. excavation sedimentatation tank, gravity valveless filter, clear water tank

BOD5 COD SS TN TP

WWTP and associated The sewage intercept trunk pipe 150 300 220 30 2.0

sewer in Fu'ning County constructed along Putting river from Municipal the west to the east, the branches Notching or STP Reaction tank: Circular SBR constructed along the riverbanks Pipe-jacking standard 0.133 kgBOD/kgMLSS/d combining with reformation of 1B ditches and pipes. Sewer in Yanshan County Benefit the local terrain, lay the interceptor,sewer,rainwater pipe notching respectvely

WWTP in Guangnan Draining system should give Grooving NH3 BOD5 COD SS TN TP County priority to the sewer trunk in the construction -N Municipal sludge load: north and south side of Lianhua STP A/A/O Oxidation 0.203kgBOD5/kgMLSS.d town, lay from east to west, so the 150 280 240 35 15 3 standard channel technique Average surface

urban sewage from the central 1B load:0.7m/m2.h town will discharge into this trunk WWTP in Malipo County Reformat the sewer in the main Rd. According to the BOD5 COD SS NH3-N TP of Chouyang riverbanks, actual situation, 140 300 200 30 4 Oxygen tank sludge fundamentally keeping old sewer, to use which concentration: get to the confluent requirement. method—sawcut Municipal The intercept trunk pipes will be or pipe jacking STP A/A/O Oxidation 3500mg/l lain along the middle line of technology standard channel technique Sedimentation tank surface 1B Chouyang rivers, and then gradually load: out of the water way along the 0.46 m3/m2.h topography after being out the city. It is lain along the river bank and

Yunnan PPMO 25 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Main Technique Prefectures Construction Discharge Treatment Parameters of Name of project Pipeline-layout Influent Quality of Wastewater Treatment and citis Methods Standards Technique Recommendation Technique roads and finally to the STP.

Yunnan PPMO 26 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Table 3-5: Construction plan of Municipal Solid waste Disposal subcomponents Cities and Name of Project Garbage collection& SW disposal Infiltration control Biogas disposal SW transfer station Garbage components analysis Leachate disposal method Prefectures transportation method method method

Kunming SWTP of keep the current spot collection, set 1 SWTP in Songyang Recycle articl of urban SW:11% Sanitary (HDPE) horizontal Short-term:collect-adjust Combustion after City Songming County dispersed collection in the mall area town, the service covers compost:35% landfill anti-seepage liner -sprinkle discharge the gas at the same time and transport to Songyang town, Yanglin landfill:54% 3 : landfill with truck town and Yangqiao village, capacity of SW:0.55~0.6t/m Long-term pipe to WWTP the SW of Xiaojie town transport to the landfill directly but not through transfer station as it is close to the landfill. SWTP of Xundian Manual collection of the bag Set 1 SWTP in the Abio accounts for majority and Sanitary Manual horizontal Short-term:collect-adjust Combustion after County garbgage→classified colleciton with township, and another 1 in thereinto, most are landfill anti-seepage with -sprinkle discharge the gas the new 200L plastic garbage bin the future, 1 in Jinsuo inorganics(cider,sand), only a HDPE liner with top→timing tricycle village, 3 in total few organic material from Long-term:pipe to WWTP collection→waste transfer kitchen residua, few station→waste container or waste metal,cullet,plastic and paper compressor→landfill to recycle SWTP of Luquan focus on spot collection, dispersed Set 1 waste transfer station The recycling material of urban Sanitary (HDPE) horizontal Short-term:collect-adjust Combustion after County collection in the mall area at the in countytown, the service waste accounts for 11%, landfill anti-seepage liner -sprinkle discharge the gas same time and transport to landfill will cover Luqian County compost:37%,landfill:52%. Long-term:pipe to WWTP with truck which includes the waste Waste capacity:0.5~0.55t/m3 storage,compression and transfer of Chongde industrial yard Dali Municipal solid focus on spot collection, dispersed set 1 waste transfer station 1.Complex components;2、 Sanitary Manual horizontal Dry season:sprinkle to the Combustion after Prefecture waste collection collection in the mall area at the for lont-term plan( tenth organic material increase landfill anti-seepage with dump discharge the gas and disposal same time and transport to landfill year) HDPE liner compare to the decrease of Rainy season:pipe to project in Eryuan with truck inorganics, more and more WWTP County recycling materials

Lijiang City SWTP of Lijiang focus on spot collection, dispersed Set 9 waste trandsfer Inorganics:45%~55%,organic Sanitary Manual horizontal Dry season:sprinkle to the Combustion after City collection in the mall area at the stations:1 in every 3km,2 article:30%~45%,recycle landfill anti-seepage with dump discharge the gas same time and transport to landfill HDPE liner in Xianghe district, 2 in waste:15%~25%,average Rainy season:pack with with truck Xiangshan district, 1 in train moisture content:40%~50%, sealed bag and transfer to station district, 2 in Xian’ 3 average density:400~550kg/m , urban waste water pipeline district and 1 in Fuhui average low-caloric value of network district 4000kJ/kg~4500kJ/kg

Wenshan SWTP in Malipo garbage collection associate the construct 2 small garbage organic article:26%, ash:30%, Sanitary Manual horizontal Dry season:sprinkle to the Combustion after Yunnan PPMO 27 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

Cities and Name of Project Garbage collection& SW disposal Infiltration control Biogas disposal SW transfer station Garbage components analysis Leachate disposal method Prefectures transportation method method method Prefecture County methods of manpower & machine, transfer station in the brick:5%, metal:1%, cullet:7%, landfill anti-seepage with dump discharge the gas the collected garbage transport to the midsouth of Caiyuan road rigid plastic:5%, film:7%, HDPE liner Rainy season:pipe to transfer station by tricycle and and Chengbei district of crabstick:5%, others:14% WWTP finally transport to landfill by truck north town SWTP in Fu'ning Use the non-cull compressing Set the garbage transer Mostly inorganics,moisture Sanitary Manual horizontal Dry season:sprinkle to the County transfer station as the medium-small station at the free market on content:55% landfill anti-seepage with dump transfer system, and transport to the the fringe of the urban area HDPE liner Rainy season:pipe to landfill. WWTP SWTP in Maguan Manual collection of the bag Set 2 waste collectionand More inorganics than organic Sanitary Manual horizontal Dry season:sprinkle to the Combustion after County garbgage→compression waste transfer station in Maguan one, morerecycling materials is landfill anti-seepage with dump discharge the gas collection hut→ collection with downtown for short-term more than the non-recycling ones, HDPE liner Rainy season:pipe to (3ton) back feeding compression plan, set another one for non-combustibles is morethan the waste truck (or small long-term plan. Set 1 in 3 combustible ones, abiotic WWTP collector)→transfer with big waste Counties:Duolong, Renhe degradation matrials is more than container or waste and Jiahanqing the biodefradation ones compressor→landfill respectively. 5 waste transfer station in total

Yunnan PPMO 28 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Table 3-6: Construction plan of the integrated renovation of river basin environment subcomponents Measures to fulfill the Cities and Name of Project Measures to reduce runoff pollutant Measures to rehabilitate the water body Other technical construction measure and scope needs of city flood Prefectures to river(lake) function measures prevention Aquatic environmental The farmland, hot spring and The work of waste water treatment of Take the wetland rehabilitation technique of Aquatic environment comprehensive residential area on both sides of Xiashankou section: consummate the ecological purifying for the polluted Donghu management scheme treatment project in the upstream of Yong’an river drainage system of Xiashankou lake of the entire Yong’an Yong’an River watercourse (with the distance of section; Plan to take the technique of Non point pollutin control along the river: rive;build the Dali 5.0KM). the service area of soil purification trough, collection and disposal of rural waste; integrated Donghu lake wetland:westen side bio-purifying,artificial wetland for the environment Prefecture - of old Yong’an river, both waste water treatment Watercourse dredging and the sludge reuse, protection western and eastern sides of new embankment construction: dredging, renovating system,improver the Yong’an river,between the and embankment construction resident’ environment Dengbei road of Yousuo County protection and from the south to the the Meihe legal consciousness road of the north of the drainage area Involve Yousuo & Dengchuan Pollution source control alonghte river The work of ecological rehabilitation and water The work of aquatic town of Eryuan County and sides: river inflow of creek and ditch quality purifying of Xihu lake of Eryuan environment Shangguan town of Dali city pollutant control; water and soil County:ecological protection and control of management: the Aquatic environmental erosion control Xihu lake; pollutant control of inflow rivers and protection ability comprehensive ditches; water exchage of Xihu lake; contruction of Luoshi - treatment project in The work of integrated renovationof rive; monitoring Miju River watercourse and ecological scheme;river rehabilitation :rehabiliting the bank of Luoshi management river; ecological rehabilitation; water quality protection Involve the whole drainage area Non point pollution control of Muju The work of river ecological rehabilitation and The work of flood The operation, of Miju river which is river: build the waste collection system protection: carry out the work of eco-bank diversion is composed of management and 1026.43km2 on town, village and commune level. construction; flood prevention; reconstruction the flood diversion in entironment Watercourse dredging:9.54km The work of water pollution control of of irrigation; environment protection Zhongqiaosuo, Xiazha monitoring of Cibi Xiaoshui river: implement the systems The work of water source protectionof Cibi river, Qingsuo river(list lake engineering of the sewage and waste lake: carry out the work of the water pollution in the Aquatic collection. control of the inflooding reach of Mici rive; the environmental Aquatic environmental The work of artificial wetland prepositive pool of the west side of Cibi lake; comprehensive treatment comprehensive treatment of waste water in the north rehabilitation of bottome plant of the outer Cibi project in Yong’an treatment project in part of the town. lake; the reconstruction of prepositive reservoir River), Yugou ditch. Luoshi River The work of upstream water pollution of the non point pollution control of Fengyu Enlarge, dredging, adjust control. river ; the pollution treatment of Cibi lake from the height of overfall The work of artificial wetland the tourism; water source protection of Haixi weir, reinforce and management and monitoring of the Lake: water intaking to the reservoir through heighten the bank polluted water in the north part of culvert; eco-reconstuction of abandonded space Eryuan County of the mine(limekiln); the part of falling bank of the reservoir and ecological rehabilitation of the bottomland Aquatic environmental drainage area surfaceof Boluo Construct 39 trash tanks, collocate The work of environmental treatmentof small Environment 2 comprehensive river:291.3km 1garbage sweep & transport truck in drainage area: take the ladder prevention - protection: the project Yunnan PPMO 29 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Measures to fulfill the Cities and Name of Project Measures to reduce runoff pollutant Measures to rehabilitate the water body Other technical construction measure and scope needs of city flood Prefectures to river(lake) function measures prevention treatment project in each village committee, construct 6 technique eliminate the aquatic erosion, the management scheme Boluo River waste water treatment establishments work of defend system which fulfill the needs of : in the main villages along he Boluo of aquatic erosion, sands interception, 3 -entironmental river, with the scale of 2800m /d, vegetation restoration according to the scour treatment of small constructing 1500 methane pools, intensity of once 10 year storm; drainage area combine the industrialization works The ecological river course construction with rural household compost tank. -ecological planned to build 5 industrilized plants watercourse and 520 compost tanks within the construction drainage area Aquatic environmental The small drainage area of the The work of ecological rehabilitation ecological rehabilitation of the Environment comprehensive headstream of Cangshan of the headstream:rehabilitation of watercourse:reconstruction of river management: treatment project in eighteen Creek and its abandoned mine area, integrated bank,landform,ecological construction - reinforce the ability Cangshan eightenn ecological watercourse management of river basin,reclaiming of environmental Creek of the wasteland monitoring The integrated watercourse Consummate the urban sewage Dredge up the bottom sludge of the urban Watercourse renovation: renovation and dredging of Huitu interceptor system along Panlong river, section of Panlong river, upstream section: satisfy the needs of once & Niutou Village of Wenshan increase the sewage collection rate, rehabilitate the waterfront ecological system, a 50 years’ flood Integrated county town assure the urban sewage of dry season build the self-restraint ecological protection prevention regulation of environmental doesn’t discharege into Panlong river area. Old town section: optimize the Panlong river, take the renovation along the landscaping of green waterfront. Down stream engineering measures section of Panlong section: build the artificial wetland sight, and such as deep digging, River within Wenshan the ecological water quality purifying (combine with dredging) County Town area demonstration section enlarge the watercourse,embankment and bank protection, landscaping, etc to reach which is not standardized Wenshan Integrated Center the Funing County town, Dredging of he watercourse, riverbank Closing off the mature plantation who are The horizontal, cross Make a reasonable prefecture environmental start from the the barrage of renovation and reconstructing the river visible from downtown, reimplantaion of the section, vertical design construction planning improvement in Putting river power plant, east to mouth of river Moshao,LImen,Nayi other plantation, planting the timber, economic of watercourse, and the of check dam, Putting River basin in Weishe village, south to Liye and Yulin which are along the 323 wood, fruitwood of all the uncultivated land design of retaining wall embankment and Fu'ning County mountain, north to Posang national highway and also the 4 brige and “grain for green” slope, measure of slope to and assistant buildings & retaining wall village, with the surface of 84km2 culvert,etc ladder; measure of forestation structures Watercourse dredging: 5.58km Xingou farmland of Puzhehei lak, The work of wetland construction of Set the pollutant block bar, clearing up the Integrated include Xingou farmland base, Xingou farmland: wetland system is riverbed, lay the scree of watercourse and the improvement ofwater distributing area of residents and the principal technique of waste water greening of both sides, restoration and environment in Lake tourists, and the scope of tourist treatment in rural area, use the reconstruction of “golden tour line” lakefront Puzhehei of Qiubei activity zone of wetland technique of the combination of grit of Puzhehei lake: restore the water plant of County rehabilitation area; chamber+stabilization pond, or use Tangfang reach of Qianjin gate Wastewater from 64 villages stabilization pond as the pre-treatment nearby Lake Er’hai;4 inflow technique, rural solid waste diposal: use the compost technique for solid Yunnan PPMO 30 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Measures to fulfill the Cities and Name of Project Measures to reduce runoff pollutant Measures to rehabilitate the water body Other technical construction measure and scope needs of city flood Prefectures to river(lake) function measures prevention rivers of Puzhehei lake; “golden waste, waste water treatment of the tour line” lakefront of Puzhehei rural area which is near the lake watercourse, the watercourse treatment of 4 inflow rivers to Puzhehei lake

Yunnan PPMO 31 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Table 3-7: construction plan of the other subcomponents

Name of Project Construction contents of the subcomponents Construction period Monitoring and management support Include 3 inflow rivers automatic monitoring stations, 14 flux monitoring stations, 2 floating 2 tages for Phase I:(year system for total water pollutants control monitoring stations, 2 floating sampling cars, 1 set of water quality experiment facilities,8 urban 2007)prophasepre preparation and in Lake Dianchi Basin WWTP online monitoring stations and the river monitoring system of water environment model and experimental construction(2008.Jan~ the monitoring and supervision center, monitoring and management information system 2009.Dec) Phase II (2009. 1~2011.11 月)

Integrated environmental renovation of The Lion Moutain area renovation scale is about 35.10 ha, which refer to the demolishment of the Construction period is 1 year,viz the Lion Mountain in ancient Lijiang City inconsistent buildings and the consummation of the urban infrastucture end of Feb of 2008 to the end of Feb of 2009 Capacity building in environmental Build 1 monitoring and supervision station of Class B, and 4 of Class C. 1st Jul 2007 to 30th Jun 2008. The monitoring and supervision system of training of a small quantity of people Wenshan Prefecture Build 1 environmental monitoring and supervision detachment of Class B and 8 body of Class C could extend to 31st Dec 2008 Rurual runoff pollution control in Lake The rural runoff pollution control of the 100 villages in the Counties and villages of Dali City Erhai Basin and Eryuan County, which include: (1) waste water collection system; base on the current ditch, construct and reconstruct the hard open ditch or covered ditch (2) domestic waste water treatment system: bases on the different situation of each village, takethe technique of soil purifying tank, artificial wetland, integration purifying tank, eco-gravel and eco-ditch

Yunnan PPMO 32 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

4 SUMMARY OF ENVIRONMENTAL IMPACT AND MITIGATION MEASURES

4.1 MAJOR IMPACT 4.1.1 Impact Of Land Acquisition and Resettlement YUEP will affect 16 counties (districts), 30 township (town), 49 administrative villages,and 1554 families (6587 people), including 1240 families (5338 people) affected by land acquisition, 250 families ( 958 people) affected by temporary land borrow, 1household (5 people) affected by rent of land, 26 Enterprises and institutions (807 people) and 130 commercial households (392 people) affected. According to the detailed survey, the project will permanently occupied 4618.44 acres of land, including arable land of 1733.3 acres, park of 45 acres, fish ponds of 32.6 acres, reservoirs of 138.06 acres, woodlands of 466.2 acres and land of 1709.08 acres for the purpose of construction. Except for land acquisition for 28 subcomponents, there are only 3 subcomponents involving hous demolition, with affected building of 80721.81 m2 including private housing of 13669.3 m2, which residents of the rural 10357.1 m2 (31 of 145); Urban House of 3312.2 m2 (32, 141), collective house of 67052.51 m2. Demolition of the 63 households (286 people) which is necessary for resettlement of the residents of 15 households (72 persons), the reconstruction on original site is 48 households (214people). Other affected property including telecommunications, special facilities such as electricity, graves and economic trees. 4.1.2 Impact on Natural Habitats There are seven sub-projects mainly involving 12 natural habitats. In terms of regional distribution, there are 6 in Dali, 2 in Wenshan Prefecture,4 in Lijiang City. In terms of type or level, there are 1 in national nature reserve, 2 in provincial-level nature reserve, 2 in provincial wetlands list, 3 in state-level nature reserve, and 4 in other place. In addition, it found through the first public participation carried out by EIA institutes of subcomponents that the subcomponents of integrated management of water environment in major river courses into Lake Er’hai -- Luoshi River and Yongan River involves such two natural habitat as the East Lake and West Lake. Under the proposed subcomponents, it is proposed to restore some wetlands or river embankment, but some places are currently occupied by local villagers for vegetable plantation as their main source of income for life. IAs need to consider from two aspects: (i) making proper adjustments to the construction contents; (ii) making appropriate compensation (such as the replacement of land, including economic compensation) to minimize the affect on the life quality of local villagers. Table 4-1: Natural habitats related to subcomponents and their situation

Prefecture Main protection Main /Municipa No. Natural habitat Type or Level subcomponent targets features lity Rural non-point Dali pollution control in Lake Erhai Basin Water quality and Water area of State-level Nature 1 West Lake wetland ecosystem 3.3 km2 Reserves Municipal wastewater treatment plant and Yunnan PPMO 33 associated October sewer 2007 network in Dengchuan KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Prefecture Main protection Main /Municipa No. Natural habitat Type or Level subcomponent targets features lity Town of Eryuan County Rural non-point pollution control in The aquatic The aquatic State-level Nature Lake Erhai Basin Haixi hai ecological area is 2 Reserves Integrated water environment 2.24km2 environmental

management of Miju River Rural non-point pollution control in Lakes and Waters area State-level Nature Lake Erhai Basin Cibi lake aquatic is of 7.86 3 Reserves Integrated water organisms km2 environmental

management of Miju River Lakes and Waters area National Nature Rural non-point Erhai Lake aquatic of 2565 Reserve 4 pollution control in organisms km2 Key national scenic Lake Erhai Basin area The aquatic Waters area Integrated water List of Wetlands of East Lake ecological is of 5.4 environmental 5 Yunnan Province environment km2 management of Yongan

River The total Integrated water Sanshao Special Protection Type II water capacity is of environmental 6 Reservoir Area 9.08 million management of Boluo

m3 River Wild Fauna and Integrated management 20732km2 Pu Zheheilake Flora, the original Provincial Nature of water environment in 7 20732 km2 features, plateau Reserve Lake Puzhehei of area Wenshan lake Qiubei County Ting Lake Class III water Urban drainage network Waters area is 8 Reservoir body Potential Attractions system in Yanshan of 4.28 km2 County No.2 municipal wastewater treatment 9 Drinking Water plant and associated zhongji hai Type II water Source Protection sewer network in Lijing - Area City Lijiang Urban drainage pipe 10 system in Yulong County No.2 municipal Qingxi Special Protection wastewater treatment 11 - - Reservoir Area plant and associated sewer network in Lijing

Yunnan PPMO 34 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

4.2 GENERAL ENVIRONMENTAL IMPACT AND MITIGATION MEASURES DURING CONSTRUCTION 4.2.1 Construction Period Potential adverse environmental impacts and corresponding mitigation measure to be taken into consideration during construction of YUEP are summarized in Table 4-2. 4.2.2 General adverse environmental impacts and mitigation measures List

Yunnan PPMO 35 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Table 4-2 General environmental impact and mitigation measures during construction

no Source term Adverse environmental impact Mitigation measures 1 Gaseous pollutants dust Project excavation, blasting, construction, transport, the sprinkling water to drop dust in the transport lines and transport and handling of materials, especially in the wind materials processing,if the construction site near sensitive targets, such as hospitals and schools,in windy days increase to 2-3 times a day; concentrate concrete mixing stations, and use closed transport tools. 2 Water Pollutants The sewage generated by Construction workersand Set sewage collection pond in the Construction area for wastewater generated in the construction process,if sprinling and control the dust, or for the low quality water directly discharged into surface water bodies or urban using in the construction process. sewage pipe network is likely to affect surface water quality and block up the sewer. 3 Noise Construction machinery, transport machinery has potential Construction activities must be consultation with the impact on the surrounding residents like hospitals, surrounding residents,and develop detailed construction schools and other sensitive targets. plans to reduce the environmental impact of construction,prohibit using noisy pliers, concrete mixer around residential areas at night 22 to 6 and 12 to the 14, set up sound barrier in schools and neighborhoods and wearing personal protective equipment and ear headphones when the against high noise operatives. 4 Traffic congestion The construction process like roadside pipeline Make traffic control scheme before construction with construction, the residents’ pumping station construction relevant departments in traffic busy areas. and upgrading and the transport machinery increase in the city center would lead to some or all of the road closures will bring temporary inconvenience and time delays to the residential, commercial activities and public agencies. 5 Temporary construction sites Temporary construction sites wastewater will cause Daily used wastewater and constructing wastewater must emissions potential new sources of pollution, such sources will be collected and precipitated, if possible,discharge into the produce sludge, Solid Waste and mechanics waste oil. municipal network and avoid pollution.Construction materials must be designated storaged, covered and sprinkler water to drop the dust. 6 Construction waste Water and sewage pipeline installation and river clean-up Construction refuse should be timely cleared and carried will have a certain amount of refuse or spoil construction, to designated place regulated by relevant department, Yunnan PPMO 36 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) no Source term Adverse environmental impact Mitigation measures which need proper disposal. prohibit burning of construction waste. 7 Vegetation damage Drain network building,sewage treatment plants The vast majority of these projects require replanting construction, and other projects landfill sites will not street trees allowed to cut trees. 8 Soil erosion The construction of the landfill will have a large number Materials zhould closed during transportation,in order to of exposed land surface and the mound will lead to soil avoid dropping.make theSoil Loss Control Plan specified erosion during the rainy season, while the bank will also in signing the contract,and strictly control soil erosion and have soil erosion inthe gentle slope. surface runoff in the construction region and the stripping area. Surface runoff must be monitored, and ensure the monitoring effectiveness and sewage water quality unaffected. 9 Covering Collective land and the state-owned land will be occupied If found any archaeological relics and cultural heritage in permanently or temporarily due to contruction the construction process, stop the construction immediately until the relevant cultural management departments, including the Project Office intervened and finished checking up the scene. 10 Road damage Heavy trucks will damage transport roads severely, Reducing road damage term must be included in rainy especially during the rainy season andwhen the ground season construction contract, the parties were obliged to surface is wet. resume after the completion of the construction, should resume the road damaged by transportation.

11 Infectious diseases The mobile population will fill up all the construction Contractors in the construction process are obliged to take sites; they may bring infectious diseases with them and the necessary measures to protect the safety of the public, diliver to the local people. including pasting warning signs to inform the public safety in the construction site. Construction workers should be regularly checked, once discovered infectious diseases, should immediately take treatment and isolation. 12 Heritage Excavation may involves heritage The construction contractor has obligation to suspend the project, and promptly inform the project Office, the department in charge of cultural relics and adopt effective measures to protect the cultural relics. 13 The old garbage dump pollution If no measures are taken in the old garbage landfill, it According to national regulatory requirements, the IAs of disposal projects will lead further pollution to surface water and will close the old landfill. groundwater, and the dust will affect on the surrounding Yunnan PPMO 37 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) no Source term Adverse environmental impact Mitigation measures environment

Yunnan PPMO 38 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) In the construction period, according to the results of environmental impact assessment, based on workable standards, regulations, and the World Bank's security policy, ensure the environmental impact mitigation objectives and the following mitigation measures have been identified and implemented. Before start the construction of the project, all construction units and operating units and construction supervisor asked to participate in an environment, health, safety training. 4.2.3 Operating Period A Integrated water environment management subcomponents Table 4-3 General environmental impact and mitigation measures during operation Source term Adverse effects Mitigation measures The effect to (a) With highway Slope green light design, plant arbor, shrubs near surrounding the environmentally sensitive sites, decontamination vehicle environment of exhaust pollutants, attenuation total suspended particulates in Atmosphere transport emissions the atmosphere.

on the river flood control road.

The impact on river (a) Prohibit establishing new sewage outfall after rectification; water quality of (b) Prohibit delivering the under standard villege sewage into sewage and garbage rivers; Water along the river (c) Strengthen the maintenance of river, regular clear rubbish, and delivering into the other waste; river. (d) Establish propaganda boards for prohibiting sewage. Propaganda

Environmental (a) With afforestation design, plant arbor, shrubs between roads impact of traffic and villages to reduce noise, and can also be psychologically noise on the river reduce people's aversion to noise; Noise flood control road (b) Establish propaganda boards for prohibiting noisy sounds in

and noise on the the section of highway through villages. surrounding Pumping Station

B Urban drainage and wastewater treatment subcomponents

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

Table 4-4 General environmental impact and mitigation measures during operation Source term Adverse effects Mitigation measures Ambient air pollution and Sewage treatment plant and associated pipeline (a) Improve afforestation rate, landscaping plants. Set up Health stench construction will be reduced around the river now in Protection isolation zone under regulations; the stench from the sewage problem; (b) Strengthen management, and the sludge dumped at designated Operators of sewage treatment plant will be odor venues, and deliver it on time; generated during operation (c) To strengthen daily environmental monitoring, which can be entrusted with environmental monitoring departments to monitor the sewage odor around the plant; (d) If the smell of a serious impact to the surrounding residents, suggest them to complaint to the EPA. Water quality The water discharged after treatment by Sewage Long-term beneficial impact monitored by the EPA Treatment Plant might affect the water quality of local water body, but has less affection. Drainage water quality monitored by operation units, surrounding If the sewage treatment plant set idle, or overload, or sewage water quality monitored by the EPA effected by the toxic substances in the sewage, it may discharge the untreated sewage emergently. Strict control of industrial effluent discharged into the sewer Sludge Disposal The sludge generated by the sewage treatment plant Using truck to deliver those sluge to the garbage plant. every day with the moisture content of 80% Noise The noise created by sewage treatment facilities. (a) Strict control of the strong noise equipment operating time,if needs continiuous work at night,inform the residents inorder to achiving understanding. (b) Pay attention to mechanical maintenance, maintain a minimum sound level; Arrangements workers to the operators in turn, reduce exposure to high noise time; Deliver anti-acoustic protectors, helmets, recto the workers long time near the sound source to protect them. (c) The noise produced by the equipment in sewage treatment plants are all installed in indoor, building interior walls installed stickers sound absorption materials, air compressor, blower, and other aerodynamic noise source-installed muffler to reduce noise sound source to 20 dB (A) and ensure noise standards objectives around the plant and the sensitive community . (d) Plant 8 to 10 m wide green belt protection in the factory sector of Yunnan PPMO 40 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) sewage treatment plants, landscaping at the same time, reducing noise pollution. The ecology and landscape Construction projects changed the original land (a) Green should pay attention to trees, shrubs, and grass and trees impact protection measures function; combination and in accordance with a certain proportion, maintaining a certain level of structure. According to ecological The original project agricultural landscape was services function identified Green equivalent, expand arbor, shrubs replaced by built structures. ratio in a limited area, and to improve green ecology services. At the same time, plant communities’ anti-disturbance capability will correspondingly increase with three level—arbor, shrub and grass combination afforestation. Usually, the entire arbor projected area ratio should be maintained at more than 50%, shrubs should be at least 30%, and grass land to 50% (Overlay rate was 130%). (b) As far as possible to use native species: As the long-term adaptation of native species to the local environment, with high survival rate, flexible, high anti-damage ability, and therefore, such species should be the first choice for afforeatation. (c) Strengthen management: the factory should sent people in charge with greening and management work, establish relavant rules and regulations to protect green lands and ecological environment. Risk The methane, hydrogen sulfide and other gases (a) Because of the methane, hydrogen sulfide and other gases produced produced in pipeline network operation process in the process of running the network, and therefore should Sewage pipe breakage or fracture risk; establish a rigorous overhaul of the pipeline safety rules to Unexpected accidents, and environmental risks effectively implement and carry out the rules. Security practices caused by non-normal emissions; terms should regulate the maintenance time,personnel and dangerous gas pipeline replacement, ventilation, anda detailed The risk of regional industrial sources to sewage safety analysis,and conduct regular personnel training and treatment plants. assessment,and (b) Implement a system of job responsibility. To effectively guarantee the security. (c) Strengthening pipeline maintenance and management, and check regularly, promptly discover a hidden danger exists pipeline to avoid possible damage and fracture to pose a threat to environment and social security; Meanwhile, we must develop pipeline breakage and fracture contingency plans, and carry out corresponding

Yunnan PPMO 41 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) exercise; (d) Because of unexpected incidents, such as floods, earthquakes and other possible impact that make sewage treatment plant can not operate, should first increase the forecasting of danger and disaster,and conduct corresponding emergency preparedness before the sudden accident occurred; At the same time, emergency system must be developed first, and promptly started to quickly restore sewage treatment plant operation; (e) Project design should give full consideration to the impact of the floods, according to the relevant state regulations, and consider the design floods years and check the impact of the floods, and through build anti-floods levee around sewage treatment plants to decrease floods’ damage to sewage treatment plant; 5. Strengthen the power station management, and guarantee the power supply facilities and lines operating normally and take two-loop supply point source; At the same time, must be equipped with backup generators in case of power failure. (f) It is possible to avoid the non-normal sewage discharge because of the equipment maintenance,and complete overhaul as soon as possible.

Yunnan PPMO 42 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Table 4-5: General environmental impact and mitigation measures during operation Source term Adverse effects Mitigation measures If leakage or (a) If the landfill is put into use, mainly through pumps to spray to emissions lead to the waste, the reduction through natural evaporation, and pollution of construct a large enough leachate regulating pool for the rain underground day storage, leachate achieving zero emissions. Leachate will be water and surface sent to existing urban sewage treatment plants, and the leachate water produced by the garbage landfill should fist be sent to the leachate regulation pool, and then be carried by quantitative Leachate transport vehicles to sewage treatment plant to discharge treated standard. (b) The latest division was set up the temporary market outside the cut-off Hung, drainage, sewage regulation pool to reduce the flow of surface water. (c) In order to prevent accidental discharge, it needs to increase water accidents. Effects of Waste (a) in designing, ensure the distance between Collection Station and Landfill and the the sensitive targets including residential zones, the landfill impact on the settlements and the targets ; surrounding (b) in a sub-unit landfill, achieving garbage landfill and casing on residents, in that day; particular the (c) the landfill first two years of a small amount of methane gas impact of produced by gas through the installation of small stone cage Stench settlements under Top automatic tower situ combustion gas combustion; the direction (d) to strengthen the monitoring, inspection and maintenance management of gas guidance, if CH4 concentration anomalies found, should immediately check reasons, and conduct timely processing; (e) enhance afforestation around the sites, and non-rainy day when winds regularly scrape should conduct dust suppression sprinklers Clearance of (a) using low-noise equipment; Noise settlements along (b) To avoid night operations. the lines damage on (a) according to design requirements ,restore vegetation by vegetation within stratified landfill, compaction, timely coverage; the area (b) green construction and management should be strengthened mechanism and anti-jamming capability of green space.In choosing plants, part from ecological and geographical similarity, the city special habitats stress should also be considered, pay attention to its resistance and adaptability test process, and strengthening the selection and mutation among intraspecies and interspecies, promote the adaptability and stability of cultivated plants and their community; At the same Ecological time, strengthen the Soil conditions at the core site impact improvements, the key point of green building was shifted to the site conditions improve, promote a artificial-media based planting soil; At the same time, increase cultivation and conservation management skills; promote of plant growth and development. (c) in strict accordance with relevant state policies to the "take-one- make up for one" approach to compensate for the occupied land (d) a small amount of chemical insecticide that is allowed by the state can be used; priority is given to environment-friendly pesticides, control flies, mosquitoes breeding

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

4.3 MAJOR ENVIRONMENTAL IMPACTS AND MITIGATION MEASURES OF SUBCOMPONENTS A Integrated water environment management subcomponents

Table 4-6: Major environmental impacts and mitigation measures for integrated water environment management of subcomponents No. Item Name Potential Impact The Proposed Mitigation Measures Comment Construction Period Land Acquisition Erhai Lake Basin rural areas (villages) non-point Permanent sites DL3 source pollution control projects Temporary sites Permanent land covering 13860 The local government will re-adjust the crop land, the construction unit to be in Improve the environment to benefit m2 (20.8 acres) accordance with the regulations give peasants certain economic compensation for environment Integrated water occiupied their land. management of Yongan Temporary land covering 0.60 After the completion of the project construction, it will take some ecological the original vegetation destroyed during river ha restoration measures to restore the unpermanent using land. the construction period, and local soil erosion intensified.Restoration measures would be taken after the project finished. Pool building project at the The compensation for the Cibi lake Pool building project occupied land is 50,000 west of Cibi lake using 27980 yuan / 0.0667ha. m2 land Xiaohe River water Integrated water pollution control engineering Lake water management of Mi Ju using 59940 m2 land environment river management project of Temporary occupied land is temporary occupation of land will not change the status quo Little effect on the surrounding DL5 the main river into small environment, within the scope of Lake Erhai The main acceptable river into Lake Erhai Permanent land 1787226.5 m2 economic compensation for the town right around the West Lake in Eryuan Integrated water county,50,000 yuan / mu management of Luoshi Temporary sites 1600 m2 temporary occupation, the charge for rent 5000yuan/mu Little effect on the surrounding river environment, within the scope of acceptable Integrated water Permanent land requisition management of Boluo Temporary sites river Integrated water Permanent land requisition management of 18 Temporary sites streams from Canshan Mountain WS 2 Pu Qiubei County lake water environment Permanent land acquisition: (a) This project through community participation in the development of tourism Farmers suffered from the adverse effects comprehensive rectification 795 (mu) opportunities to increase landless farmers employment opportunities and are still within an acceptable range revenues; (b) This project enhanced the taste and value of tourism resources , and increase landless farmers’ income; (c) compensation for the occupied land is according to government urban county land requisition standards, compensation for farmers is relatively higher;farmland, vegetable plots by the Principal 18,720 yuan / mu (which costs 7,020 yuan compensation, relocation costs 11,700 yuan), the first-class Yunnan PPMO 45 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) No. Item Name Potential Impact The Proposed Mitigation Measures Comment 15,600 yuan / mu (including compensation charges 5,850 yuan, relocation costs 9,750 yuan), the second-class 12,480 yuan / mu (which costs 4,680 yuan compensation, relocation costs 7,800 yuan); Drylands by the Principal 15,120 yuan / mu (which costs 4,320 yuan compensation, relocation costs 10,800 yuan), the first-class 12,600 yuan / mu (which costs 3,600 yuan compensation, relocation costs 9,000 yuan) second-class 10,080 yuan / mu (which costs 2,880 yuan compensation, relocation costs 7,200 yuan) (see Annex) (d) Part of the land belongs to the state-owned farms new groove, this part of rural households have no impact on the land. (e) Many local farmers engaged in the tourist industry as a sideline, diverse revenue channels, and not just rely on revenue from land sales. Another landless been for the adverse effects of villages Habitat improvement, the increase in tourism revenues favorable effect of offset part. WS 6 Panlong River of Wenshan County (City) Permanent land: 511.32 acres To compensate for the loss of fixtures The land haere belonged to state-owned Comprehensive Improvement Project land, without land demolition, crops are planted with in the river bank. Temporary sites: 340 acres To compensate for the loss of fixtures

WS 11 Funing county Puting River comprehensive Permanent land acquisition: 20 (a) With detailed inspection of the scene with IA,giving preliminary management project acres demolition scope and number meet the requirements of project construction; (b) Discuss specific issues about removal and demolition and its scope,and make the demolition line and type specified,with IA and ralavent departments. And submit the demonition line to upper department to audit while get consistent suggestion from each department, and again worked again with owners or their entrusted departments to finish the demonition settlement report. Temporary sites: Water environmental impact Erhai Lake Basin rural areas (villages) non-point DL3 source pollution control projects construction period will cause (a) embankment construction of the cofferdam construction used to prevent take corresponding mitigation measures the following effects water become sendimentdy and construction rubbish fall into the the river during construction period, reduce the to cause water pollution; impact. 1. Make small amount of (b) Construction units should strict discharge wastewater management in sediment resuspension construction period, strictly prohibit arbitrary discharge,and turbulence of 2. high lever SS in the wastewater to pollut water bodies and the surrounding environment. Lake water Yongan river water mixing concrete and concrete Construction wastewater should be introduced to the Provisional settler to environment envirionment water would cause surface precipitate before discharge, in order to reduce the effect of SS; management project of DL4 comprehensive treating water pollution (c) oily wastewater should be collected promptly,shall not be discharged into the main river into project 3. Unproper disposing of the river water without treating; Lake Erhai daily use water of the workers (d) construction period sewage volume was relatively small, and no special

would cause water pollution. toxic substances, mainly are wash sewage and sewage in cafeteria, which can be used for self-built agricultural fertilizer; (e) easy wastage or materials containing hazardous substances, spoil dumps should not be placed in the river, reservoirs, irrigation channel, and other water bodies near, piling up points should be set-top lid and set Geotextile fence to prevent rainfall entering the water body.

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) No. Item Name Potential Impact The Proposed Mitigation Measures Comment construction period will cause (a) Embankment construction of the cofferdam construction used to prevent Take corresponding mitigation measures the following effects water become sendimentdy and construction rubbish fall into the the river to during construction period, reduce the cause water pollution; impact. 1. Make small amount of (b) Construction units should strict discharge wastewater management in sediment resuspension construction period, strictly prohibit arbitrary discharge,and turbulence of wastewater to pollut water bodies and the surrounding environment. 2. high lever SS in the mixing Construction wastewater should be introduced to the Provisional settler to Mi Ju river water concrete and concrete water precipitate before discharge, in order to reduce the effect of SS; environment treating would cause surface water (c) oily wastewater should be collected promptly,shall not be discharged into project pollution the river water without treating;

3. Unproper disposing of daily (d) construction period sewage volume was relatively small, and no special use water of the workers would toxic substances, mainly are wash sewage and sewage in cafeteria, which cause water pollution. can be used for self-built agricultural fertilizer; (e) easy wastage or materials containing hazardous substances, spoil dumps should not be placed in the river, reservoirs, irrigation channel, and other water bodies near, piling up points should be set-top lid and set Geotextile fence to prevent rainfall entering the water body. (a) embankment construction of the cofferdam construction used to prevent The positive impact on water construction period will cause water become sendimentdy and construction rubbish fall into the the river environment in Luoshi river. the following effects to cause water pollution; (b) construction units should strict discharge wastewater management in 1. Make small amount of construction period, strictly prohibit arbitrary discharge,and turbulence of sediment resuspension wastewater to pollut water bodies and the surrounding environment. Construction wastewater should be introduced to the Provisional settler to Luoshi river water 2. high lever SS in the mixing precipitate before discharge, in order to reduce the effect of SS; environment training concrete and concrete water (c) oily wastewater should be collected promptly,shall not be discharged into project would cause surface water the river water without treating;

pollution (d) construction period sewage volume was relatively small, and no special 3. Unproper disposing of daily toxic substances, mainly are wash sewage and sewage in cafeteria, which use water of the workers would can be used for self-built agricultural fertilizer; cause water pollution. (e) easy wastage or materials containing hazardous substances, spoil dumps should not be placed in the river, reservoirs, irrigation channel, and other water bodies near, piling up points should be set-top lid and set Geotextile fence to prevent rainfall entering the water body. Construction period will cause (a) River training will be under the Town Planning requirements and with the following effects present pollution control projectsand adopt short or long term methods. 1. Make small amount of (b) The environmental control program of Boluo river is oriented at sediment resuspension comprehensive harnessing and soil and water conservation, select small Boluo river water 2. high lever SS in the mixing watershed ecological environment comprehensive management of the, the environment concrete and concrete water river ecosystem restoration projects and environmental management as management project would cause surface water content, and strengthen natural water purification process and establish

pollution benign watershed ecological circulation. 3. Unproper disposing of daily use water of the workers would cause water pollution. Cangshan shiba river construction period will cause Select small watershed ecological environment comprehensive management of water environment the following effects the, the river ecosystem restoration projects and environmental management as management project 1. Make small amount of content, and strengthen natural water purification process and establish benign sediment resuspension watershed ecological circulation. Yunnan PPMO 47 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) No. Item Name Potential Impact The Proposed Mitigation Measures Comment 2. high lever SS in the mixing concrete and concrete water would cause surface water pollution 3.Unproper disposing of daily use water of the workers would cause water pollution. WS 2 Pu Zhehei lake of Qiubei County water Wastewater pollution sources Because of the lack of data, unclear water quality response,etc., the environment management project are rare in the construction decomposition of the target total control was volume on target volume control, period, and less water and embodied with the general requirement-- watershed "development not by emissions. The wastewater pollution" and the "development of reduce pollution,", through a variety of including domestic sewage, measures. sendiment, and so on.The project of digging and clearing pool,building sewage collecting channels and planting on the plat lands would cause regional water and soil loss and affect the water quality. WS 6 Panlong River Wenshan County (City) The major pollutants created in (a) Ask construction units to install wastewater processing and recycling After taking effective measures in the Comprehensive Improvement Project the River clean project (like system to make the wastewater using recycling after traetment,so taht project construction period, sewage has sand and gravel processing reducing the SS affect the water quality. little effect on the receiving water body water, sludge supernatant, (b) The major pollutants ss in the slurry water of river dredging will precipitate building materials rinse water, automatically as river dredging dam will be carried out, so it will not affect rinse Vehicular) are SS, and the downstream river water quality. petroleum pollutants; And the (c) The daily life sewage in each construction sites will flow into the city daily life sewage’s major sewage outfall pipe network through temporary sewage pipe, and can not be pollutants are BOD5, CODCr, discharged directly to river. animal and vegetable oils. Non-toxic pollutants in wastewater, mainly high concentration of suspended sediment. WS 11 Funing county Putting River comprehensive The construction period will (a) Improve existing river flood drainage standards; management project cause the following effects (b) River plane and the cross-sectional design: diversification, Naturalization, 1. Make a small amount of ecology; sediment resuspension. (c) River levee design: to maintain continuity between the water and land. 2. higher lever of SSin the mixing concrete and its water would cause surface water pollution 3. Improper disposal of domestic sewage will cause pollution of water bodies Wildlife and natural habitat Erhai Lake Basin rural non-point source pollution DL3 control projects water environment (a) Optimize planning andoperation line, and try to reduce the temporary Take proper prevention measures. DL4 management project of Yongan river water occupants of the land area and protect the green belt. Yunnan PPMO environment 48 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) No. Item Name Potential Impact The Proposed Mitigation Measures Comment management project (b) Transplant the trees and grasses on occupied land,and protect it; Crops and natural vegetation (c) Affrestation the land filled with spoiled soil immediately were destroyed in the (d) For the compacted land caused by temporary riding, till it to restore its permanent occupined land osteoporosis state after the construction. Using flat land as temporary dumps site. (e) Excavation should try to avoid the rainy season. Mi Ju river water Removal farmland crops and new constructed landscape, restore vegetation and expand green area The construction has little effect on the environment natural vegetation in the local plants diversity and can not cause management project construction period are local damage. the main river into common species Lake Erhai Removal farmland crops and Pay attention to the planning during the Luoshi river water natural vegetation in the construction phase to the planning, and environment construction period are local afforeatation and clearing after management project common species construction phase. Boluo river water Unrestorable damage of the This part needs a detailed topographic environment habitat would cause in the map and with the site visits to determine management project construction. Cangshan shiba river Unrestorable damage of the This part needs a detailed topographic water environment habitat would cause in the map and with the site visits to determine management project construction. WS 2 Pu Zhehei lake of Qiubei County, water

environment management project WS 6 Panlong River Wenshan County (City) The regional distribution are To protect native vegetation, animal and plant habitats Comprehensive Improvement Project common type, no national protection of rare and endangered flora and fauna WS 11 Funing county Puting River comprehensive The regional distribution are management project common types

Environmental impact of dredging sediments Erhai Lake Basin rural areas (villages) non-point DL3 source pollution control projects Sediment dredging works Most of the benthic animals will be removed due to the river dredge project from After the project, benthic habitat will water environment Yongan river water the majority. After the project, benthic habitat will gradually be restored, the first gradually be restored. management project of environment appeared animals may be larvae and earthworms; In short time no mollusks would DL4 the main river into management project appear; mollusks will be gradually increased along with the gradual resumption Lake Erhai of large aquatic plants due to further improvement of water quality, and large

benthic animals may also be restored. Mi Ju river water (a) For all excavation backfill the river sediment disposal of non-Sinotrans Mi Ju river water environment management (b) When stacked in the interim take corresponding measures to ensure that no environment project excavation loss and caused secondary pollution. management project The excavation part of the river is in some small-scales where they would affect normal river flooding. The excavation part of the river (a) For all excavation backfill the river sediment disposal of non-Sinotrans is in some small-scales where (b) When stacked in the interim take corresponding measures to ensure that no Luoshi river water they would affect normal river excavation loss and caused secondary pollution. environment management project Yunnan PPMO 49 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) No. Item Name Potential Impact The Proposed Mitigation Measures Comment flooding. Boluo river environment — management project Cangshan 18 water — environment management project WS 2 Pu zhehei lake Qiubei County water environment — management project WS 6 Panlong River Wenshan County (City) 19.1322 万 m3 Comprehensive Improvement Project (a) Dredging of: Huitu zhai- Niutou zhai within reach 15.006 km, desilting works of 19.1322 million m3. The river dredging silt and (b) For the key dredging area, suggested to use hydraulic dredging crew garbage dug-dredging, channel relay transmission method, dredging thoroughly,

ensure governance and construction speed; Outside of the Center City District in rivers, river excavation taken with pumping river and artificial dredging method. WS 11 Funing county Putting River comprehensive — management project Environmental impact of Aquatic Ecosystems Erhai Lake Basin rural areas (villages) non-point DL3 source pollution control projects 1. Aquatic vascular plants will (a) The outside sewage flowing into Yongan river will greatly decreased after project implementation will make water be increase the implementation of daily life sewage treatment project Under purification capacity increase 2. The type of algae will Yamaguchi Region, and the river ecological environment improved a lot Yongan river increase after the construction of ecological embankment, and raised the river's water environment 3. Water quality improved, the self-purification ability of the ecosystem. management project number of species declines, the (b) The implementation of the project will improve the water quality of yongan number of zooplankton itself Jiang , and self-purification ability of the water body will increase, and to a will also decline certain extent, ease the region eutrophication process. Lake water Mi Ju river water the water quality of rivers, 1. important to protect Erhai. environment environment lakes improved a lot 2. will have a positive impact on water management project of DL4 management project quality to the entire Mi Ju River basin the main river into Basically repair Luo Jiang (a) Optimizing the structure of the West Lake water plants will have a positive impact on water Lake Erhai Luoshi river water Riverside, West Lake and the (b) Increase the aquatic plants(plant above water) proportion environment of Luoshi river environment river ecosystem (c) The aquatic plants reasonable harvest management, can effectively slow management project West Lake marshes process. To have a positive impact on Boluo river environment the ecosystem management project

Cangshan 18 water have a positive impact on the set up a "water down" position to lower the hydraulic gradient and elevate the environment aquatic ecological environment partial erosion datum and control the mainstream line management project WS 2 Pu Zhehei lake of Qiubei County water (a) Prevent river sediment pollution: repair and restore the basemen before The main problems in Pu Zhehei lake is environment management project demolition embankment to prevent river sediment has secondary pollution lake shrinking and Lakefront planting The construction period will on the environment. destruction. If possible, arrange Lakeside cause ecological disturbances (b) Protection of the ecological environment: take effective measures to protect ecological restoration step-by-step,

the existing ecological greenbelt and do not use it as far as possible. For the restore and enhance their ecological affected Greenbelt and Lakeside, Riverside belt, should restore timely. barrier function. Conduct rural energy Yunnan PPMO 50 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) No. Item Name Potential Impact The Proposed Mitigation Measures Comment construction in the upstream of the basin, further reducing load and protect vegetation within the catchments. WS 6 Panlong River of Wenshan County (City) Panlong River in Wenshan The fish eggs, fish fry in the upper reaches will flow into the Panlong river along Comprehensive Improvement Project County has less fish, without with the river water in Wenshan County with the end of construction,it is good for the national and provincial the improvement of community structure of the Panlong river in Wenshan protected fish County, and will increase fish species , the project itself will not have an adverse impact on fish resources. WS 11 Funing county Putting River comprehensive construction period will have a To take relevant measures to reduce the impact management project certain impact on the water ecological environment Soil erosion Erhai Lake Basin rural areas (villages) non-point DL3 source pollution control projects soil erosion during construction (a) The responsible area of water and soil loss prevention is divided into Proper prevention measures will increase of this area is 30.80 t construction area and directly affected area, the scope of responsibility for the water and soil loss in the project the total area is of 6.27 ha, of which 3.60 ha is construction area and 2.67 ha construction area. water environment is directly affected zone. Yongan river water management project of (b) The spoil soil created in construction will be fully used for green building environment DL4 the main river into project, the ground hardens and green land building can fix the soil and management project Lake Erhai reduce soil erosion.

(c) Set temporary gutter to collect the rain water and discharge that through external drainage systems, reduce the construction site erosion, and specific project is of 0.60 ha, and the Provisional gutter is of 120 m, 1 temporary Grit Chamber, and soil bags is of 35 m3, planting grass 0.12 ha. The original vegetation (a) When conduct construction excavation, collect surface soil This project constructed in the lower destructed during the (Recommendation 30 ~ 50 cm thickness) in separate dumps and take value agricultural land and has little construction period, and measures in preventing soil erosion. impact on the ecological environment. increased soil erosion (b) Refill the underground soil and then put the surface coverage with And its adverse effects can be effectively topsoil,and make the land falt to reduce its affect to the farmland quality. controlled as long as attention paid to the (c) Optimize planning and line, and if possible,reduce the temporary occupied plan during the construction period, and land and the damage to the greenbelt.Transplant the trees and grasses on the land clearing and afforeatation after the occupied land and protect it. construction period. Mi Ju river water (d) The land refilled with dumping soil should afforestated immediately. For environment training the riding pressed land and compacted land, till it immediatelyto restore its project osteoporosis state after construction.

(e) Choose flat area for piling,and excavation of the should try to avoid the rainy season. (f) The main dumping soil of construction site should be reasonable stacked,and maintain a certain distance from the river to avoid inflows, and reduce soil erosion impact. (g) Project within the river should conduct cofferdam measures; collect the excavation and dumping soil in centralized management to reduce its impact on rivers and waterways. Construction period may cause (a) The program gives measures to the Soil and Water Conservation District, Through the effective implementation of 4431.58 t erosion, and new according to the actual characteristics of the project area, the program take prevention and treatment measures Luoshi river water produced erosion may be necessary temporary protective measures for the effective control of new environment training 4270.37 t produced soil erosion, and based on this control original soil erosion. project Yunnan PPMO 51 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) No. Item Name Potential Impact The Proposed Mitigation Measures Comment Additional soil and water conservation measures cinsisted by the temporary measures, engineering measures and plant measures three parts. (b) The number of measures: Temporary gutter 8000 m, 13 Grit Chamber, the provisional block 3435 m, the volume is: earth excavation 963.00 m3, sand bags 1435.85 m3, 4.55 kg Bahiagrass A total soil erosion area is (a) Using technical measures like the upperside collecting and the downside 20.34 km2 discharging, along triage, ecological river, changing slopes into terraced fields, planting afforestation, ecological forest exclusion,etc., as well as eco-felling ban, prohibiting Ken, banned from gravel, and other management measures Boluo river environment (b) From the perspective of Soil and Water Conservation, choose three serious management project soil erosion branches: Baita Qing, Fengle Qing, and Kam field Qing

conducting small watershed ecological environment comprehensive management. The district projects to improve the microclimate, increasing soil moisture, organic matter content, improve the soil's water-retention capacity, and enhance the ability of anti-erosion, minimize river water pollution caused by the soil erosion The construction period would (a) Reforestation Construction Cangshan 18 river water produce a certain erosion (b) dry masonry land functional recovery environment (c) topsoil management management project (d) soil erosion control (e) vegetation restoration WS 2 Pu zhehei lake of Qiubei County, water For a certain amount of earth excavation in the construction process, should take environment management project The construction process would effective measures to control soil erosion; Construction particularly excavation produce a certain erosion should try to avoid wind days, the rainy season, and as far as possible, try to shorten the excavation period to shorten the earth and rock exposure time, and conduct timely ecological restoration and effective control of soil erosion. WS 6 Panlong River of Wenshan County (City) (a) The excavated soil and stone should choose a suitable and reasonable Comprehensive Improvement Project stacking location, and be convenient for direct use. The implementation of the sub-project should divide into several stages to reduce the impact on landscape. (b) The excavation led the spoilsoil exposed and loose, and thus would increase its soil erosion during construction, which should be cleared and returned back as soon as possible. (c) In order to reduce surface runoff during the rainy season on the construction The upstream average erosion site and reduce soil erosion, combin with the flood control planning in the of Panlong river is 707,500 t, early phase of construction to set up flood discharging channels outsid the the average erosion modulus is construction sites to discharge the suface runoff; Construction site should 1724 t / km2a, the erosion depth build precipitating pool for the wastewater,and then collect the trained water of 1.08 mm. for concrete mixing, or for sprinkler dust. Soil erosion area is 236.01 km2 (d) Build prevention loss dumping sites for the excavation soil which could be

sed for afforestration. The unusable conatruction waste should be carried out timely. (e) Arrange the construction procedures properly and expedite construction progress to shorten the construction time, and avoild rainy season to reduce soil erision, especially forthe foundation excavation should be avoided conducting in rainy season or rainy days. (f) Adopt reasonable arrangements for the Green Project and "build and green” method to make green environmental benefits can be embodied as soon as Yunnan PPMO 52 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) No. Item Name Potential Impact The Proposed Mitigation Measures Comment possible. (g) sign a contract with the construction part on environmental protection, especially for excavation and spoil soil, and stacking the suface soil properly for later greening use; Set floods cutting measures to reduce soil erosion. WS 11 Funing county Putting River comprehensive Soil erosion area is 2289.40 Major construction site earthwork should be reasonable stacking, and maintain a Major construction site earthwork should management project km2 The erosion depth is certain distance from the river to avoid inflow, reduce the soil erosion be reasonable stacking, and maintain a 0.82 mm Average erosion certain distance from the river to avoid modulus is 1110 T/km2 • a inflow, reduce the soil erosion The average years erosion is 5866000 T Operation period Ecological Environmental Impact Erhai Lake Basin rural areas (villages) non-point DL3 source pollution control projects 1. To reduce the potential Conduct construction of the restoration of river ecology, ensure the gradual internal pollution sources 2. restoration of the ecosystem enter a virtuous circle. The restoration of river ecological Yongan riverwater increase the environmental construction is good at improving water environment capacity of Yongan river quality management project 3. cutting the main sewage flowing into Yongan Jiang a positive impact (a) The upper side of the new embankment road and its protection area is on the entire Mi Ju River designed as a flowerbed, and plant short and small flora with a total area of Mi Ju river water ecological environment 1757 m2. environment (b) Plant drought-stricken trees on the embankment with a total number of management project 49,421.

(c) Planting plums, pepper, papaya and other economic trees at the foot of the embankment with a total number of 21,314. water environment positive impact on the (a) Environmental education should be strengthened The project aould cause positive impact Luoshi river water management project of ecological environment To fully mobilize the enthusiasm of the masses and improve the environmental on aquatic animals and micro-organisms environ. Management DL4 the main river into awareness of local residents during the operation period Lake Erhai Improve the ecological (a) Guided by the scientific development concept, protect and take advantage Through comprehensive water environment of Boluo River properly to ensure that the Boluo River’s ecosystem environment management, improved the gradually restored and enter a virtuous circle. Boluo River ecosystem, established a (b) Further improve and implement ecological protection measures Boluo river source - the bank - river Boluo river environment ecosystems, strengthened the Baltic River management project Basin overall ecosystem stability and self-renewal, self-repair capability, enriched biodiversity, community diversity, and provided a good habitat for other creatures and maintained the ecological balance of the Boluo river. positive impact on the original A river ecosystem restoration project To improve the ecological environment Cangshan 18 river water river aquatic animals and (a) River ecological buffer zone project of the valley environment micro-organisms (b) Ecological restoration projects embankment management project Harbor Pavilion water pollution control project WS 2 Pu Zhehei lake of Qiubei County water Completion of the project Further improve and implement ecological protection measures environment management project benefit the local ecological

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) No. Item Name Potential Impact The Proposed Mitigation Measures Comment environment WS 6 Panlong River of Wenshan County (City) 1. Lower river water organic May not change the population of Comprehensive Improvement Project matter content, reduce phytoplankton, and affect the aquatic phytoplankton biomass. vascular plant in Hanjiang River. 2. Aquatic Vegetation growth should be obvious 3. Fish and other aquatic animals increase 4. Sediment aquatic animals will be reduced. WS 11 Funing county Puting River comprehensive (a) Improve the city’s microclimate management project There will be a positive impact (b) Increased urban green areas after the project is completed (c) Increase the surface area of the Town (d) Repair of damaged ecosystems

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) B. Drainage and wastewater treatment subcomponents Table 4.7: Major environmental impacts and mitigation measures for Drainage and wastewater treatment subcomponents

(To be inserted by Table 4.7 after being translated)

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) C. Solid waste collection and disposal subcomponents Table 4.8: Major environmental impacts and mitigation measures for Solid waste collection and disposal subcomponents

(To be inserted by Table 4.7 after being translated)

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

5 ENVIRONMENT MANAGEMENT ORGANIZATION OF SUBCOMPONENTS

5.1 BRIEF In environmental management, the PMOs will supervise the implementation of the project. They are led by the governments at level of Yunnan province and prefecture/municipality. IAs will implement subcomponents individually. In order to guarantee successful implementation of the project, several full-time or part-time environment management persons will be invited from PMOs, IAs, contractors and operators to supervise the implementation of EMP. During construction, an environment supervise engineer will be appointed for each subcomponent. The environmental monitoring stations at level of prefecture/municipality will be entrusted by Ias to monitor environmental quality during construction and operation.

5.2 ENVIRONMENTAL PROTECTION ORGANIZATION IN DURING CONSTRUCTION PERIOD 5.2.1 Organization Technology: PPMO will invite 4 experts to assist management of the project. PMOs: PPMO will appoint 1 environment manager to supervise the implenmentation of environment protection plan. All problems concerned by World Bank and occurred in environment are to be supervised by the manager. The PMOs at level of prefecture/municipality will designate an environment manager to supervise the implenmentation of environment protection plan and communicate with PPMO about the environment problems. Contractors: they will be required to appoint 1or 2 environment managers by themselves to supervise the implementation of environment protection plan, resolve the environmental problems during construction and communicate with PMOs and environmental monitoring stations. Operators: each enterprise or implementing agency will establish environment management unit that should be comprised of 2 environment protection persons. And every person in the company should assist them to do well environmental managemnt during operation. The company should be equiped with internet and telephone etc to keep in touch with environmental monitoring stations. Environmental supervise engineers: each IA will employ an environment supervise engineer to supervise the construction on-spot. 5.2.2 Position And Responsibility A. Environmental Experts Environmental experts will provide technical support for local PMOs. In the first 6 months of construction period, they will follow up throughly; afterwards they will provide a fixed service of 2 weeks per season.

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Environmental experts must insure all requirements will be satisfied at beginning of the project, make sure the environment management rules be effectively carried out in accordance with the laws and regulations of environmental protection and the World Bank’s safeguard policies. (i) Provide necessary trainings for environmental manager, contractors, operators , environment management persons and environment monitoring engineers of PMOs. (ii) Offer consultations to PMOs, IAs, contractors and operators. (iii) Assist enterprise’s environmental management persons to organize monitoring activities. B. PMOs: environment manager PPMO and Kunming, Dali, Lijiang and Wenshan PMOs will designate an environmental manager individually. PPMO’s environmental manager is responsible for reporting to the World Bank and supervise implementation of the project. Local PMOs’ environmental managers are responsible for supervision of local subcomponents and reporting to PPMO. Environmental manager will assist the land administration and resettlement agencies to ensure the implementation of the project. Their esponsibilities are as follows: (i) With the assistants’ support, provide training for environment managers. (ii) With the assistants’ support, prepare monitoring plans. (iii) Communicate with the environment managers and construction workers. The ways are as follows:

z Submit regular monitoring report to PPMO and World Bank per month.

z Submit special report on non-accordance when the second and third cases are appeared.

z Communicate with contractor and operational agency and reach an final agreement when a solution is available

z Report to environment manage engineer and environment managers and jointly propose correct measures when there is something wrong (i) Attend meeting jointly attended by environment engineers, environment managers of company’s project sector, contractor and operational agency. (ii) Coordinate communication and reporting between environment manager and the World Bank. C. IAs: environment manage correspondent (EMC) IAs will appoint EMC in charge of environmetal monitoring, and reporting to local PMOs and governments about implementation of environmental protection carried out by contractor and operatioal agency. The main responsibilities of the EMC are as follows: (i) With assistant’s support, ensure preparation of environmental protection details,monitoring details and environmental protection procedures for contractor and operational agency at the beginning of the project, and collect the outlines of the project manage designers. (ii) Consign the monitoring items for which special equipments are required, such as monitoring of atmosphere and water environmental quality.

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) (iii) Offer monthly monitoring report, construction situations and remedy measures for PMOs. Hold a meeting with PMOs every month to report the monitoring status and discuss the project. (iv) Choose experts and consultants from universities and institutions to give consultations about the training methods and technology, according to the needs. (v) Organize special study or common investigation related to construction demands according to the reality of project. (vi) Report solutions and urgent treatments which are inaccordance with design to PMOs’ environment managers and environment supervise organization. (vii) Disclousure of information through meetings and local media. D. Environment monitoring engineers: Environment monitor engineers mainly take charge of the construction project activities. Others are as follows: soils engross migration movement. Make sure the activities should accord with the requirement, investment and goals of the environment protection. He is also responsible for the on-spot compromise of the Soil management department, Migration movement department and environment monitoring department. Environment monitor engineers’ works are as follows: (viii) Make sure all the admission and the demands of the programming process and plans of the environment management are put into effect before the project begins. (ix) Verify all the members in construction unit and operation unit are implementing the environmental protection measures according to the contracted rules. (x) According to the contribution of the construction unit and operation unit, make a month-standard-report-salary. (xi) The report document of the environment monitor. (xii) Recognise demands and make special study and special activities, meanwhile, commuinicate with the environment managers and implement special measures regularly and effectively. (xiii) Communicate with the construction persons in order to explain on-spot environment; give suggestions to the remedy measures; give formal directions according to the requirement to the construction unit and operation unit. (xiv) Communicate with the construction unit, operation unit and construction consultants in order to increase the communication and get some other points on special problems. Its aim is to feedback the problems to the construction engineers quickly and thus to promote the solution of the problems. If the project has the potential harms to the sensitive aims or it betrays the project, he should apply for stop. (xv) Communicate with the project construction monitor engineers and construction, make monitor weekly report; if there is something wrong, give remedy measures with the project designers if necessary.

5.3 ENVIRONMENT MANAGEMENT ORGANIZATIONS DURING OPERATION Project operators set up special environment management department to guide the plan’s implementation environment management department’s works are as follows:

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) (i) supervise the implement of environment prptection measures. (ii) make a compromise with the environment monitor stations and the suburb residents on environmental problems. (iii) Consign prefecture and cityenvironmental monitoring stations to monitor the project’s pollution and district environmental quality. (iv) Occurring environmental accident, environmental risk should be resovled in emergency. (v) keep records of the enterprise environmental management and sort it out .

5.4 DETAILS OF ENVIRONMENT MANAGEMENT INSTITUTION FOR SUBCOMPONENTS Environment management institutions for subcomponents are summarized in Table5-1and 5-2. Table 5-1: Establishment of PMOs’ environment managers

organizations Environment managers Environment experts: project department of Yunnan Province 1 4 project department of Kunming City 1 1 project department of Dali Prefecture 1 1 project department of Lijiang Prefecture 1 1 project department of Wenshan Prefecture 1 1 Total 5 8

Table 5-2 Establishment of environment managers for subcomponents Contractors: Operators: Environ. Environ Emerge Environmen Code Project name manage ment ncy Total: t monitor correspond- manage Persons engineer: dent rs: : Monitoring and management support system KM1 for total water pollutants control in Lake 1 0 0 0 1 Dianchi basin Municipal solid waste collection and disposal KM 2 2 1 2 1 6 in Luquan County Municipal solid waste collection and disposal KM 3 2 1 2 1 6 in Songming County Municipal solid waste collection and disposal KM 4 2 1 2 1 6 in Xundian County Municipal solid waste collection and disposal DL1 2 1 2 1 6 in Er’yuan County Municipal wastewater treatment plant and DL 2 associated sewer network in Dengchuan Town 1 1 2 1 5 of Eryuan County Rural non-point pollution control in Lake DL3 2 1 2 0 5 Erhai Basin Integrated water Integrated water environmental environmental DL4 5 5 5 0 15 management of management of Yongan major river River courses into Lake Integrated water Erhai environmental management of Miju River Integrated water environmental management of Luoshi River Yunnan PPMO 60 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Contractors: Operators: Environ. Environ Emerge Environmen Code Project name manage ment ncy Total: t monitor correspond- manage Persons engineer: dent rs: : Integrated water environmental management of Boluo River Integrated water environmental management of 18 steams from Canshan Mountain Ancient Town area Urban drainage Fengyi Area DL5 network system 4 4 4 4 16 Tourism area in Dali City Xizhou Twon area Municipal wastewater treatment plant and LJ1 2 1 2 1 6 associated sewer network in Huaping County Municipal solid waste collection and disposal LJ 2 2 1 2 1 6 project in Lijing City No.2 municipal wastewater treatment plant LJ 3 2 1 2 1 6 and associated sewer network in Lijing City LJ 4 Urban drainage pipe system in Yulong County 1 1 1 1 4 Integrated environmental management of LJ 5 sleeping lion mountain in Old Town district of 1 1 1 0 3 Lijiang Environmental monitoring and management WS1 1 0 0 0 1 capacity building in Wenshan Prefecture Integrated management of Panlong River WS 2 1 1 1 0 2 (urban section) in Wenshan County Urban drainage network system in Wenshan WS 3 1 1 1 1 4 County Municipal wastewater treatment plant and WS 4 2 1 2 1 6 associated sewer network in Qiubei County WS 5 Water supply in Qiubei County 1 1 1 1 4 Integrated management of water environment WS 6 1 1 1 0 2 in Lake Puzhehei of Qiubei County Municipal solid waste collection and disposal WS 7 2 1 2 1 6 in Malipo County Municipal wastewater treatment plant and WS 8 2 1 2 1 6 associated sewer network in Malipo County Municipal wastewater treatment plant and WS 9 2 1 2 1 6 associated sewer network in Funing County Municipal solid waste collection and disposal WS 10 2 1 2 1 6 in Funing County Integrated management of Puting River in WS 11 1 1 1 0 2 Funing County Urban drainage network system in Yanshan WS 12 1 1 1 1 4 County Municipal wastewater treatment plant and WS 13 associated sewer network in Guangnan 2 1 2 1 6 County Municipal solid waste collection and disposal WS 14 2 1 2 1 6 in Maguang County TOTAL 50 33 49 23 155

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

6 IMPLEMENTATION OF ENVIRONMENT MANAGE PLANS

6.1 PROJECT MANAGEMENT: 6.1.1 Overall Management Yunnan Provincial Government will, through PPMO, manage the project. PMOs at prefecture/municipality is responsible for management and supervision of subcomponents in its own prefecture/municipality With assistance from construction supervision engineer, IAs are responsible for implementation of plans related to their own subcomponents. Responsibilities of environmental protection institutions are as follows: (i) PPMO is responsible for: (a) overall management of the project; (c) organizing feasibility study; (c) preapring work plans of environmental protection; (d) making coordination between authorities and IAs on environmental management; (e) providing guardance for IAs to implement varous management measures. (ii) PMOs at level of project prefecture/municipality are responsible for coordinating preparation and operation of the subcomponments. (iii) PMOs’ environmental manager is responsible for the environment protection plans and environment management during design period. (iv) IAs are responsible for implementation and mangement of environment protection measures during construction and operation. (v) EPBs at different leves will be responsible for supervision of implementing the EMP. 6.1.2 Management and Supervision The environmental management institutions for the project include SEPA, YEPB and EPBs at level of project prefecture/municipality. The supervision are divided in following periods: A. Feasibility study stage The environmetal supervision and management are executed by SEPA, YEPB and EPBs at level of project prefecture/municipality. SEPA is the toppest administration department for administrating environmental affairs and law enforcement in the country. It is responsible for overall environmental management of the project, review of Terms of Reference (ToR) for environmental assessment, approval of EIA report, providing guidance for YEPB and EPBs at level of project prefecture/municipality to implement all environmental protection laws and regulations and acceptance of environmental protection facilities constructed.in the Project. YEPB is responsible for supervision and management of environmental protection for the project, organizing and coordinating relelvant institutions to provide service for environment protection related to the Project, supervising the implementation of environmental plans for the project, acceptance of acceptance of environmental protection facilities constructed.in the Project and providing guidance for EPBs at level of project prefecture/municipality to carry out environmental supervision and management during construction and operation..

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) B. Design stage PPMO is responsible for the environmental supervision at this stage, while it should be supervised by the construction bureaus at levels of project prefecture/municipality and county. C. Construction period YEPB will mainly be responsible for environmetal supervision during this period. Guided by YEPB, the EPBs at levels of project prefecture/municipality and countys.will carry out supervision for IAs to implement environmental plan, environmental management laws and regulations, make coordination between different sectors on environmental protection, and be responsible for inspection, supervision and management of construction, acceptance and operation of environmental protection facilities. D. Operation period YEPB, EPBs at levels of project prefecture/municipality and the authority of project will be responsible for environmetal supervision in this period. The local engineering management department is responsible for the implement of the environment protection laws and rules, make environment protection regulations and supervise its implement, understand engineer environment situation, make environment quality control aims which is easy to assess, give management measures, and report to the high department, organize environment protection persons to take training, make environment protection communication activities and academic study. E. Environmental monitoring during construction and operation will be carried out by environmental monitoring stations at level of prefecture/municipality. Afer completion of subcomponents, an environmental management division with professional staff will be established to mangae the environment protaction: Table 6-1: Project Environmental Protection Supervision Plan Period organizations Supervision contents Supervision aims: (i) check environment assess (a) ensure the content is outline complete ,special topic is (ii) check environment influence suitable and the key point is report outstanding Feasibility SEPA (iii) check EAP (b) ensure the project’s Study YEPB important and potential problems are involved in. (c) ensure the plans for reducing the environment influence can be effectively carried out (i) examine environment (a) implement the “3 things” protection’s design and EAP strictly (ii) examine the resume of soil, (b) ensure to meet plant and environment when environment protection’s occupying in construction demands. SEPA period (c) reduce the influence of Design and YEPB (iii) examine dust and noise construction to the suburbs construction Local EPBs pollution control measure, and implement the relative

decide construction time. laws and rules. (iv) examine air pollution situation (d) reduce the influence of (v) examine life sewage in construction to the suburbs construction site and dirty oil’s and implement the relative drainage and treatment. laws and rules.

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Period organizations Supervision contents Supervision aims: (vi) examine the resume and (e) ensure the inside water’s treatment of the soil field. quality can’t be polluted. (vii) examine silty’s treatment (f) ensure the natural scenes and (viii) examine if it contain cultural soil resource aren’t relics destroyed and prevent water’s loss (g) ensure silty’s treatment (h) ensure cultural relics aren’t destroyed. (i) check the implement of EAP in (a) put EAP into effect. operation period (b) put monitor plans into effect. (ii) check the implement of (c) protect the environment supervision plans; (d) strengthen environment (iii) check the necessity of further management, protect environment protection people’s health. measures. (e) ensure the sewage of the YEPB operation (iv) check environmental quality of pollution can meet the Local EPBs environment’s sensitiveness to sewasge standard. see if it meet the relative quality standard requirement. (v) strengthen supervision, prevent accident and make urgency treatment in adance to prevent and solve the danger.

6.2 DETAIL TASK FOR IMPLEMENTATION OF EMP An impact will potentially produced on the environment during construction and operation. When the corresponding mitigation measures are taken for the characteristics of different environmental impact during construction and operation, the impact would be reduced or minimized to the acceptable level. The environmental management and monitor procedure have been developed to ensure that the environmental countermeasures will fully be put into effect : PMOs will follow and report the monitoring of environmental measures to be implementing based on its function of project management. In this chapter, an introduction is given on the general environmental measures and the responsibilities of institutions concerned. The activities for implementation, management and monitoring of environmental countermeaures are summarized in Table 6-2. Table 6-2: Detailed activities of environmental management institutions duty plan activity Remark: implement supervision resources Project preparation 1 year Establish environment company PMO PMO / summon persons, management group and Companies choose office, buy summon membership communication equipment, raise operation fares 1 year Every CSE choose one EMD CSE CSE environment manager 1 year Every CSE implement EMD CSE CSE

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) duty plan activity Remark: implement supervision resources environment management trainings 1 year make and implement the (TA)technol PMO PMO / Make global training training plans for environment ogy Companies for part of the project managers of EMD and PMO assistant manager 1 year Make work plans for EMD and technology Companies PMO / Understand EMD environment managers assistant / PMO Companies and rules and dutied manager of environment managers 1 year Make work document: EMD PIUs/ PMO / make certain standard, on-spot inspection PMO Companies adjustment of the and different activity report original document forms models 1 year make detailed steps for EMD (TA) PIUs/ PMO / as to the un-standard PMO Companies phenomenon discovered in the report. 1 year give certain assessment to the TA help PMO/WB PMO / contract for the environment EMD Companies factors 1 year make consign contract with EMD Companies PMO / Ensure the EMD for monitoring activities. Companies implement’s process is in accordant with the soil usage. Construction period 1 year environment supervisor EMD / Env. PIUs/ - adjust process in (0-3 discuss t with EMD about Superv. PMO order to improve the month) project adjustment and efficience improvement

1 year every project contractor must Contractor PIUs/ Contractor By the admission of (0-3 appoint a reaponsible expert to PMO the enterprise month) work with environment supervisor or EMD 1 year every project construction unit Contractor EMD / Env. Contractor Introduct and operation unit to organize Superv. management and labor study environment and environment measure problems on-spot. 1 year Organization public EMD Companies PMO / Establish communi- communication and offer assisted by Companies cation statute and support materials. TA. process, prepare small-present and safety notification. 1 year Make the cooperation with EMD Companies PMO / Cooperate with all other province and city level Companies the projects organization regularly. Implement period owners Prefecture affirm the environment EPB problems’ procedures in operation period Affirm the solid waste which Owners Prefecture

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) duty plan activity Remark: implement supervision resources produced by the project are EPB centralized and treated safely. The sewage water after Operation Prefecture Operation treatment unit EPB unit

6.3 REQUIREMENTS OF ENVIRONMENT MANAGEMENT IN CONTRACT During construction, the contractor will play key role in environmental management, pollution control and implementation of prevention and mitigation measures etc. Therefore, the contractor is required to satisfy following requirements: (i) Contractors should have the ability enough to ensure that the EMP be carried out effectively. (ii) Contractors and construction supervision engineer are required to be trained on environmental protection and management before construction. (iii) The environmental impact mitigation measures mentioned above should be included in the bidding documents submitted by constractor and finally included in the contract as the requirements for contractor. (iv) Contractor is required to monitor his environmental activities and provide daily or weekly records of his environmental protection activities. PMOs and supervision team will inspect and review these records. (v) Contractor should designate a full-time staff for each subcomponent, which should be trained according training plan so that they are of ability enough to do their work. (vi) During construction, contractors must communicate and negotiate with local people in project area, and establish a brandborad on each construction site, informing people of the specific activities and time of construction. While providing contactor’s name and telephone, so as to make people appeal to or give suggestion.

6.4 INFORMATION COMMUNICATION AND SOLUTIONS OF UN-STANDARD SITUATION Environment monitor need to make the information public to the on-spot environment supervisors, enterprise environment manager and the project department. In order to focus attention to the most important questions, the project’s un-standard situations are divided into 3 levers. Lever1: Definition: this un-standard situation means doesn’t reach the original requirement, but it can’t give short-time effect of the important resources. The repeat appear of this lever will lead to the lever 2. Measures: through suitable cooperation and regular communication, it can be resolved. Lever2: Definition: this un-standard situation doesn’t cause the sensitive and important resource’s obvious harm. But it must be remedied at once to prevent the above influence. The repeat appear of this lever will lead to lever3. Measures: if discovered this phenomenon, the

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) enterprise environment manager should report to the project’s environment manager and on-spot construction manager to reach an agreement on the remedies. Usually, the remedy should be given out within 1 week. Definition: this un-standard situation includes the sensitive goals’ harms and potial harms. Measures: if discovered, the enterprise environment manager should report to the project’s environment manager and on-spot construction manager to reach an agreement on the remedies. Usually, the remedy should be given out within 3 days, except special conditions. If necessary, the enterprise environment manager can ask construction manager to stop some special projects for resource-protections.

Figure 6-1 Un-standard cases treatment mechanism

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) 6.5 TRAINING --- NECESSARY ABILITY AND MEANS CONSTRUCTION 6.5.1 Training Requirements Environment ability construction’s main objectives are environment supervisors and environment managers. Their training is the component of the technology. During the implement process of Traing curriculum, it also train the construction sides and workers. Before the project’s implement, all the construction unit,the operation uint and construction monitors are required to take the compelling training of environment,health and safety. 6.5.2 Training Contents: A. Environment managers and environment monitor engineers: Table 6-4 Training for Environment Managers and Environment Monitor Engineers Problems Training contents duration Operation ability z Browse and recognize the functions of the hot key in Word, 4 days (Environment managers Excel and PowerPoint. and environment monitor z Study World Bank safety policy, engineers) z strengthen study. Approve supervision z Train project on-spot monitor process including 1 day (Environment managers organization, communication, rules, responsibilities and and environment monitor decision process, report and standard observation engineers) procedures. Emergency group z knowledge of on-spot dangerous materials 1/2 days (Environment managers z potential leak and environment monitor z the environment and person’s influence of leaking engineers) z emergency reaction process includes priority reaction z the reaction establishment and employment z the equipment of communication and report Emergercy help and z The process of finding medical help under emergency cases 1/2 days first-aid(Environment or not , and the methods of finding other medical help managers and process.(such as long diatance telephone and medical environment monitor consultation) engineers) Risk material and waste z correct usage and storage process 1/2 days management including the z the process of correct usage includes fuel-adding process, disposition of the blast accumulate amount of usage and ensure the equipment’s waste(Environment effective use. managers and z the correct disposition of the storage boxes environment monitor z storage process for risk waste engineers) z borrowed soil management z safe waste management z the medical problems of the dangerous waste z urgency treatment Application process of z health and safety problems 1day health and safety z health and safety requirement (Environment managers z how to implement health and safety inspection and environment monitor z process of reporting and solving problems engineers) Communication safet z traffic rules 1/2 days (Environment managers z safely drive training and environment monitor z vehicle maintain process engineers) z fuel-adding process z emergency react process

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Problems Training contents duration Supervison and analysise z the usage of the equipment includes standards, tests, 1/2 days of water, air and noise methods, sample transfer, data control (Environment managers z Monitoring and report requirement. and environment monitor engineers)

B. Construction side and workers Through the training of the sub-project’s managers, it can be carried out by environment management expert and enterprise environment managers. The detailed contents are as Table 6-5.

Table6-5: Training for Construction Persons Training Model Training contents: duration: z Introduce environment factors and protection measures; Half-day study z Introduce the sensitive areas and problems of the class in every Construction construction area , the suburbs of the construction area; site workers’ z the roles and responsibilities of the environment management common sense design engineer, environment supervisor and constructions supervisors, and the key points of the environment problems; z Construction site and construction’s waste management. z Construction site’s pollution control measures. z cultural relic problems z the penalty for the break of the laws and rules z The methods of spreading and protecting to prevent Half-day study HIV/AIDS and STD。 class in every Construction z prohibit wine and poisons site workers’ z The process of finding medical help under emergency cases or common health not , and the methods of finding other medical help and safety process.(such as STD test and consultation) z Health and safety common sense including some basic process: communication safety, electric safety,explosion, fire disasters, dangerous waste management. z Use person’s protection apparatus z the penalty for breaking the laws and rules

C. Operators

Table 6-5 training for operator’s environment management persons Training objectives Training contents: duration: Environment World Bank project management procedures Management Environment information publishment, communication and report hold one-day’s persons mechanism. study in Environment risk emergency Kunming Health and safety inspection and application process Inspection on advanced technics and environment inspection on advanced

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Training objectives Training contents: duration: project Environment equipment’s usage includes standard, texts, methods, sample workers transferring, data control and report requirement; hold two-day’s Risk emergency measures: potential leak, the environment and study in person influence of the leaking, emergency reaction process Kunming contains priority reaction, the location and employment of the reaction’s equipment.

6.5.3 Budget for Training Budget for the project ability construction as Table 6-6

Table 6-6: Project Environment Protection Persons’ Training Plans for Subcomponents Fare (10000 period items person time yuan) Environment manager 5 year 08 10 trainings Project manage 50 Year 08 50 Construc correspendent tion Environment supervision Before project 33 33 period engineers begins Before Construction workers All workers 33 implements subtotal training for enterprise Before environment management 49 enterprise’s 98 persons operation Risk emergency treatment Before Operatio persons of enterprise 23 enterprise’s 23 n period environment operation Before training for enterprise several enterprise’s 40 environment workers operation subtotal 161 The total 315

6.6 LAND ACQUISITION AND RESETTLEMENT AND COMPENSATION (i) According to national and local governments’ rules on land acquisition, resettlement and compensation, a reasonable compensation will be made to persons affected by land acquisition and resettlement, while listening to their opnions and suggestions carefully, so as to guarantee that their living conditions would not be lowered than existing level. (ii) Pipelines, roads and river embankment shall be constructed by section or length and the excavation and backfill shall be completed in time. Temporary pavement, shall specially be provided with traffic signs nearby such public facitlities as Yunnan PPMO 70 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) hospitals, schools and stations etc. During traffic peak, it should be attempered by the policemen to guarantee the smooth movement. The transportation of construction materials shall avoid traffic peak to reduce pressure on urban traffic. (iii) It shall strengthen the education and conscious of culture protection for the managers and construction persons. It shall connect and report to the local culture protection authority and take measures to protect the spot , when the historic site of the culture or tumulus etc is discovered. (iv) Monitoring and inspection shall be carried out for old buildings nearby construction site to avoid accident. The necessary remedy measures shall be taken for those buildings affected by strong vibration of construction.

6.7 MINORITIES Not applicable.

6.8 RESTORATION OF TEMPORARY SITE In the process of construction, contractor has the obligation carried out ecological restoration on temporary sites in time once their use is completed. The restoration of all areas used temporarily for construction shall be completed before completion of subcomponent.

6.9 INTERNATIONAL WATERWAYS EIA conclusion of potential impact on international waterways triggered in YUEP is summarized in Table 6-7. Table 6-7: Analysis of Potential Impact on International Waterways International Sub-project Border Potential Impact Result Analysis waterways Name Distance With the implementation of the project, the decomposable pollutant will be discharged under Water System the standard, and with the 460km river natural of Lanchang Dali Project 约 460km decomposition, this project will not take any River impact to Lancangjiang water system, but improve the water quality. Panlonghe The main pollutant at the project construction Water System River period is SS without any water volume increasing of Honghe Integrated About 90km or decreasing. With the integrated treatment, the River Treatment water and land losses will be reduced and water Project quality will be improved.

The main pollutants are SS, COD and BOD5, Wenshan which will be discharged to the Panlonghe River Drainage About 90km with the STP qualified treatment. With the System Project project construction, the water quality will be improved.

MSW Cleaning About 30km The normal landfill operation leachate is sent to and Treatment STP for treatment and the accidental leachate Project at with the pollutants of COD, BOD5 and NH3-N Malipo will be discharged to the river, however, with the relevant prevention measures and the 30km Yunnan PPMO 71 October 2007 distance natural decomposition, these accidental KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) International Sub-project Border Potential Impact Result Analysis waterways Name Distance leachates will not impact the water quality. The normal landfill operation leachate is sent to STP for treatment and the accidental leachate MSW Cleaning with the pollutants of COD, BOD and NH -N and Treatment 5 3 About 30km will be discharged to the river, however, with the Project at relevant prevention measures and the 30km Maguan distance natural decomposition, these accidental leachates will not impact the water quality.

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

7 ENVIRONMENT MONITORING PLAN

7.1 PURPOSE OF MONITORIGN Environment monitor cosists of 2 periods: project construction period and operation period. Its aim is to have the dynamic information of the imitate project pollutions, understand the influence of project construction on the environment quality, influence range ,the environment quality during the operation, report to the management department, and give scientific foundings to the project’s environment management.

7.2 MONITORING ORGANITIONS The prefecture or city’s environment bureau is responsible for the project construction period and operation period. Thus it has advanced equipment and strong technology to guarantee the complement of the task. According to the environment forecast report, put the pollution which will be obvious as the monitor point, follow up the project construction period and operation period ‘s pollution. The monitor method adopt the relative methods in the environment monitor technology criterion of the nation environment protection bureau’s standard. The implement standard use the nation’s standard: The detailed key procedures in the construction spot and activities are list as follows: Table 7-1: Supervision during Construction and Operation Duty plans activity suoervisi Money-r Remarks : implement on aising Construction period : 1year (1-2 make on-spot Contractor EMC/ Contracto make plans within 1 month month) environment PIU / r and finish it in 2 months after management plans EPB the contract, and finally get the approvement and admission of the EMC. Constructio construction unit Contractor EMC/ - construction unit and n period and operation unit PIU / operation unit are required to offer EPB make maps before project Project ‘s implement. implement base line for every plant and get the admission. 1year (1-3 make pollution Contractor EMC/ Contracto consult with the relative month) control palns, such PIU / r organization and residents, as air-pollution and EPB and be approved by EMC. noise-pollution Constructio air, noise, water The special department n period control Constructio pollution plans also Contractor EMC/ - n period contains all the PIU / CSEE. inspect construction pollution treatment EPB site and design, and inspect are implement EMC for 2 months Yunnan PPMO 73 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Duty plans activity suoervisi Money-r Remarks : implement on aising referred as CSEMP ask the unit to take all the prolonged measure, and inspect the site every week Constructio report the measures Contractor EMC/ - CSE’s suggestion is the final n period of unit’s PIU / warrant of PIU/PMO environment EPB payment. pollution monthly. Constructio according to the Contractor EMC/ - Level 1:EMC n period difference of PIU / Level 2:EMC and PIU process and EPB Level 3:EMC, PIU, PMO severity, observe the inconsistency of the report items. Constructio decide if to Contractor EMC/ - n period prolong or refuse PIU / to pay for the EPB construction unit or operation unit Constructio ensure soil Contractor POIU CSEE’s function is to ensure n period confiscation can and the effective soil supply, the meet the needs of emigrant cooperation of the migrant the constrution. bureau bureau and soil bureau. Constructio supply the traffic Contractor EMC/ Contracto supply the newest traffic n period information in PIU / r information,check by CSEE construction EPB & EMCand traffic project process. department, final approval by EMCdepartment. Constructio add necessary Contractor Traffic Contracto n period traffic lights in the Dept r suburbs of the construction site Constructio As for the public Contractor EPB and Contracto The construction persons n period equipment’s concerne r supply the newest plan and suspension, it d will be inspected by relative should be told at Agencies organization and EMC. least 3 days ahead. Constructio Declare every day Field site EMC/ - On-spot weekly report, n period inspectors PIU / SRSmonthly-report EPB Constructio Declare every Contractor EMC/ - On-spot weekly report, n period week and every PIU / SRSmonthly-report week EPB Constructio Declare every Contractor To PIU - if relative project’s n period season organization demands, it should also be declared. Constructio Declare every half Contractor EMC/ - if relative project’s n period year PIU / organization demands, it EPB should also be declared. Constructio Declare every half Contractor EMC/ - if relative project’s

Yunnan PPMO 74 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Duty plans activity suoervisi Money-r Remarks : implement on aising n period year PIU / organization demands, it EPB should also be declared. The resume the Contractor EMC/ Contracto complemen temporary soil PIU / r t of the employment and EPB Constructio remove all the n period construction material and equipment The re-plant the trees Con tractor PIUs Contracto Cut one tree should plant at complemen which are cut r least one tree. t of the before Constructio n period Operation period after finish of the Operator, PIU - declare should in accordence implement, it is EPB with each other. also a year’s time for temporary soil resume. summarize project Operator, standardization process and experience and EPB organize to take part in the generalize it to training to show the project’s other similar result and profits. project

7.3 REQUIREMENT OF DETAILED ENVIRONMENT MONITOR

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

Table 7-2: Environment Monitor Plans for River Environment Comprehensive Treatment Monitoring Environment Implement Mornitoring Supervision Monitoring site’s design (number) Monitoring frequency duration factors Monitored items organization organization organization 6 times every year, Environment Construction site in suburbs TSP , air (several) 1time every 5 days 4 times every day 、 、 SS CODMn 6 times every year , BOD 、NH -N、 Water quality Surface water 5 3 1time every 3 days, TN、TP, Petroleum 1 time every day Construction Oil , contractors period 6 times every year Construction site、sensitive 1time every day,2 noise site LeqdB(A) times every day , (one for day, one for prefecture or city’s project night) prefecture or department; As, Pb, Cd, Cu, Zn, city’s River involved in project prefecture or sediment Hg, Cr, Organic 1 time every year environment clearance substance city’s monitor set up 2 supervision sites: one 4 times every year , environment Environment stations is southern, the other is TSP , protection air 1time every 5 days western. 4 times every day bureaus 3 times every year , one time for enough Construction river’s upper and 、 、 SS CODMn water, lack water, Operator lower layer is broken. It should BOD 、NH -N、 Water quality 5 3 average water operators period add a broken-face if involved TN、TP, Petroleum , in international river. Oil individually 1 time every 3 days;1 time every day River involved in project As, Pb, Cd, Cu, Zn, sediment Hg, Cr, Organic 1 time every year clearance substance

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

Table 7-3: Environment Monitoring plan for municipal wastewater treatment subcomponent Monitoring Environment Implement Mornitoring Supervision Monitoring site’s design (number) Monitored items Monitoring frequency duration factors organization organization organization Materials (1),no dress-up to construct the 6 times every year ,1time Environment road TSP , air every 5 days 4 times every (1)construct the nearby schools day 6 times every year ,1time every day,2 times every Construction noise Sensitive plot of the network LeqdB(A) contractors period day ,(one for day, one for night) pH 、 COD 、 BOD 5 6 times every year ,1time SS 、 DO 、 NH3-N, Water quality Construction waste water (only 1) every 3 days,1time every TP, Petroleum Oil, day Fecal Coliforms 4 times every year ,1time prefecture or Environment Sewage treatment plant, ground and sensitive Odor intensity, NH3, city’s project every 2 days , 2 times prefecture or air plot H2S department; every day city’s prefecture or , environment 6 times every year 2 city’s monitor noise Sensitive plot , pumping station and boundary Leq dB(A) times every day ,(one for environment stations day, one for night) protection Water flow, COD、 bureaus Operator BOD 、SS、Animal & 3 times every year , one Tube network: the entrance of the sewage 5 period Plant Oil, Petroleum time for enough water, lack treatment plant; the sewage treatment plant ‘s operators Water quality Oil, Anionic water, average water project; the let-out of sewage. surfactant, TN, , individually 1 time every 3 NH3-N、TP、Colority、 days;1 time every day pH、 Feacal Coliforms 2 times every year ,1time Heavy metal (As 、 mud Mud pool give out the mud every day , 1time every Hg, Pb, Cr, Cd、Cu) day 11 items , such as 4 times every day and Incident state Water quality BOD、COD、SS etc continue for 3 days

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

Table 7-4: City life rubbish disposition project and environment monitor plans Monitoring Environment Implement Mornitoring Supervision Monitoring site’s design (number) Monitored items Monitoring frequency duration factors organization organization organization 6 times every year , prefecture or prefecture or set up a monitor spot up and under the Environment air TSP , city’s city’s project wind direction(2 spots) 1time every 5 days 4 times every day environment department; pH、Total hardness, monitor stations prefecture or city’s Hg、Cr6+、Pb、 Totaling 5 monitoring points environment Construction 30m away upper stream of the landfill Cd、Chlorides、 Background values protection period ground water (one) ;50m away at both Permanganate Underground monitoring, bureaus sides of landfill(two pollusion diffuse 、 water index Total one time before the wells ); 30m and 50m away down Coliforms、Nitrate landfill commissions stream of the landfill ground water (Two Nitrogen,Nitrite contractors pollution monitoring wells) Nitroge、Volatile Phenol、NH3-N TSP 4 times every year , Operator set up 2 supervision sites: one is Odor intensity、NH3, Environment air 1time every 5 days,4 period southern, the other is western. H2s、Methanthiol, times every day CH4 6 times every year , 1time every 5 days,2 noise Ground noise (4) Leq dB(A) times every day ,(one for day, one for night) pH、Total hardness、Hg、 Totaling 5 monitoring points 6+ Cr 、Pb、Cd、 3 times every year , 30m away upper stream of the landfill Chlorides、 one time for enough ground water (one) ;50m away at both Underground water, lack water, sides of landfill(two pollusion diffuse Permanganate operators water average water wells ); 30m and 50m away down index、Total , stream of the landfill ground water (Two Coliforms、Nitrate individually 1 time every pollution monitoring wells) Nitrogen,Nitrite day;1 time every day Nitroge、Volatile Phenol、NH3-N

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

Water flow、COD、

BOD5 、SS、Animal 3 times every year , & Plant Oil, one time for enough One monitoring section for Petroleum Oil、 water, lack water, Surface water subcomponent involving International 、 average water Waterways Anionic surfactant TN、NH3-N、TP、 individually,1 time every Colority、pH、 3 days;1 time every day Feacal Coliforms 3 times every year , one time for enough SS、COD、BOD、NH3-N、 water, lack water, leachate Leachate treatment facilities output (1) colieorm bacteria value average water individually,1 time every 3 days;1 time every day 11 items , such as 4 times every day and Incident state Water quality If leakage of leachate BOD 、 COD 、 SS continue for 3 days etc.

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

Table 7-5: List Of Environment Treatment Project Supervision Plans In Lion Mountainof Lijiang Environment Monitoring site’s design Monitoring Implement Mornitoring Supervision Monitoring duration Monitored items factors (number) frequency organization organization organization 6 times every environment xinhua primary school year , 1 phase tsp(unorganized sewage) air mingzhu roade every 2 days , 2 times every phase nstruction period mingzhu roade 、 xinhua 6 times every primary school 、 songlong year,1time every noise leq hotel 、 entrance of qianxue day, (one for day, Lijiang city’s building one for night) project 4 times every environment department; environment year,1 time wanggu building tsp owners monitor stations Lijiang air every 2 days, 2 of Lijiang city environment times every day protection 6 times every bureaus year,1time every Operation period noise xinhua primary school leq day, (one for day, one for night) ph、cod、 2 times every sewage give out to the city’s bod 、SS、NH3-N、TP、 year , 1 phase water quality 5 network Petroleum Oil、Feacal every 3 days,1time Coliforms every day

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

8 ESTIMATION OF ENVIRONMENT MANAGEMENT EXPENSES AND RESOURCE

8.1 BUDGET DISTRIBUTION: The implement of the EMP measures involved in many units, thus the fund resources are different. And most environment protection activities are project measures. Therefore, the fund should be offered by project construction unit and operation unit, and reckon it in the costs. The costs will be list in the bidding notification. The fund of EMP mainly used in the environment management in construction period and operation period. It mainly contains: environment supervision expense, environment monitor expense, personnel training expense and environment management organization expense, part of them may include the risk prevention fares. EMC’ activities will be covered by the national project management funds of PMO and PIUs, water , air and noise control, like CSEE and EFSI. CSEE’s monitor and activities are part of the expenses. Local monitor unit do as the project owener’s requirement to monitor the water noise in the project operation, this part of expense offered by the IAs themselves. If the local environment department ‘s regular monitor is at the same step with our project, it can use the regular monitor data of environment protaction department.

8.2 BUDGET OF EMP AND FUND RESOURCE Table 8-1 the total expense of sub-project in construction period and operation period

Yunnan PPMO 81 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Table 8-1: Tatal budget for environment management of subcomponents Average cost per year during construction Average cost per year during operation Sum of (10000RMB) (10000RMB) Personnel Sum during Person operation Code Subcomponents The implement of PMU The implement of PMU Total Environ. Environ. training construction Environ. training for 3 Communi- Business Communi- salary Business monitoring supervision salary monitoring years cation cation Water pollution monitor and KM1 environment 3.6 1 0.6 0 0 1 6.2 0 0 0 0 0 0 6.2 support systems in DianChi City life rubbish KM2 disposition project 7.2 3 1.2 1.525 5 4 39.85 10.8 6 1.2 6.477 7 80.431 120.281 in luQuan City life rubbish KM3 disposition project 7.2 3 1.2 1.46 5 4 39.72 10.8 6 1.2 4.077 7 73.231 112.951 in Songming. City life rubbish KM4 disposition project 7.2 3 1.2 1.525 5 4 39.85 10.8 6 1.2 6.477 7 80.431 120.281 in Xundian City life rubbish DL1 disposition project 7.2 3 2 1.525 5 4 41.45 10.8 6 2 6.477 7 82.831 124.281 in Eryuan water-pollution plants in Dun DL2 3.6 2 1.2 5.7 5 3 38 10.8 6 1.2 3.84 7 72.52 110.52 chuan town of the ErYuan county pollution control DL3 project in ErYuan 7.2 3 1.2 10.818 5 4 112.872 7.2 5 1.2 3.66 4 55.18 168.052 suburbs Erhai environment DL4 comprehensive 18 10 6 20.689 25 15 333.756 18 20 6 12.59 20 189.77 523.526 treatment for water town and city’s drainpipe network DL5 project 14.4 8 5 17.832 20 12 77.232 28.8 20 5 14.4 12 216.6 293.832 construction in Dali water-pollution treatment plants LJ1 and cut-pollution 7.2 2 1.2 4.89 5 4 24.29 10.8 6 1.2 3.6 7 71.8 96.09 tube network in Huaping county City life rubbish LJ 2 7.2 2 1.2 1.525 5 4 37.85 10.8 6 1.2 6.909 7 81.727 119.577 disposition project Yunnan PPMO 82 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Average cost per year during construction Average cost per year during operation Sum of (10000RMB) (10000RMB) Personnel Sum during Person operation Code Subcomponents The implement of PMU The implement of PMU Total Environ. Environ. training construction Environ. training for 3 Communi- Business Communi- salary Business monitoring supervision salary monitoring years cation cation in Lijiang the second water-pollution LJ 3 treatment plants 7.2 2 1.2 4.458 5 4 43.716 10.8 6 1.2 3.624 7 71.872 115.588 and tube network project in Lijiang the drainpipe LJ 4 network project in 3.6 2 1.2 4.074 5 3 18.874 7.2 5 1.2 0.54 3 44.82 63.694 Yulong town environment comprehensive LJ 5 treatment project 3.6 2 0.6 0.672 5 3 14.872 3.6 4 0.6 0.428 2 27.884 42.756 for Lijiang Lion mountain Wenshan environment protection bureau WS1 3.6 1 0.6 0 0 1 6.2 0 0 0 0 0 0 6.2 andmonitorsystem construction projects : the environment comprehensive treatment project WS 2 3.6 2 1.2 3.108 5 3 47.724 3.6 4 1.2 1.745 2 33.635 81.359 for Panlong district in Wenshan prefecture Wenshan city WS 3 drainpipe network 3.6 2 1.2 4.89 5 3 19.69 7.2 5 1.2 1.62 3 48.06 67.75 project water-pollution treatment plants WS 4 7.2 3 1.2 4.29 5 4 45.38 10.8 6 1.2 3.84 7 72.52 117.9 and tube network project in Qiubei Water supply WS 5 3.6 2 1.2 4.242 5 3 19.042 3.6 4 1.2 0 3 29.4 48.442 project in Qiubei the environment comprehensive WS 6 3.6 2 1.2 2.724 5 3 32.048 3.6 4 1.2 1.945 2 34.235 66.283 treatment for Puzhehei river of Yunnan PPMO 83 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) Average cost per year during construction Average cost per year during operation Sum of (10000RMB) (10000RMB) Personnel Sum during Person operation Code Subcomponents The implement of PMU The implement of PMU Total Environ. Environ. training construction Environ. training for 3 Communi- Business Communi- salary Business monitoring supervision salary monitoring years cation cation Qiubei county City life rubbish WS 7 disposition project 7.2 3 1.2 1.525 5 4 39.85 7.2 5 1.2 7.557 7 69.871 109.721 in Malipo county water-pollution treatment plants WS 8 and cut-pollution 7.2 3 1.2 4.29 5 4 24.69 7.2 5 1.2 4.56 7 60.88 85.57 tube network in Malipo county water-pollution treatment plants WS 9 7.2 3 1.2 4.074 5 4 24.474 7.2 5 1.2 2.4 7 54.4 78.874 and tube network project in Funing City life rubbish WS 10 disposition project 7.2 3 1.2 1.93 5 4 40.66 7.2 5 1.2 6.447 7 66.541 107.201 in Funing county environment comprehensive WS 11 treatment for 3.6 2 1.2 3.966 5 3 18.766 3.6 4 1.2 1.585 2 33.155 51.921 Puting river in Funing county

drainpipe network WS 12 3.6 2 1.2 4.884 5 3 19.684 3.6 4 1.2 4.32 3 42.36 62.044 project in Yanshan

water-pollution treatment plants WS 13 and cut-pollution 7.2 3 1.2 3.642 5 4 24.042 7.2 5 1.2 2.64 7 55.12 79.162 tube network in Guangnan county City life rubbish WS 14 disposition project 7.2 3 1.2 1.93 5 4 40.66 7.2 5 1.2 6.447 7 66.541 107.201 in Maguan county Total 180 80 41.2 122.188 165 116 1271.442 230.4 163 40 118.205 161 1815.815 3087.257 Fund resources: PMC PMC PMC PMC CMSC TAC PMC PMC PMC PMC PMC PMC PMC PMC According to the project implement term, annual budget must be guaranteed as for every construction period. Part of the budget construction expense is the required foregift for the construction unit and operation unit. Defferent foregift weightiness are listed like Table 8-2 as construction expense and construction contract percentage.

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

Table 8-2: Budget percentage distribution for construction side The budget percentage The requirement of construction side distribution for every Fund resources: sub-project 1 Environment protection management 0.5 CCV 2 Labor organization and occupation 0.5 CCV healthy management 3 Public safety management 1 CCV 4 Society management 1 CCV

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Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812)

9 INFORMATION MANAGEMENT OF EMP

9.1 INFORMATION AND COMMUNICATION Environment management require necessary communication during the project department, owners, contractors and operators in different posts, and also report to the outside the relative information. The inside information communication can use multiple ways like meeting, inside short-report to process. But every month should have a formal meeting, all communication information should be reported and kept in archives. Outside information eommunication should be held once every year, the cooperation unit’s information communication should be reported and kept in archives.

9.2 RECODING MECHANISM In order to guarantee environment management systems‘s effectively implement, organization must establish a perfect record system, and keep following records: (i) the requirement of the laws and rules (ii) admision (iii) environment factors and influence (iv) training (v) examine, check and maintain activities (vi) monitor data (vii) the effectiveness of remedy and prevention measures (viii) the relative information (ix) check (x) appraisement Besides, it must make necessary controls on the above records, it includes: the recognition of the record, collection, catalogue, kept in archives, deposited, management, maintenance, inquire, storage life and disposition.

9.3 REPORTING MECHANISM Contractors, supervision unit and project department should report to the relative department about the project process, the implement of EMP, record of the environment quality monitor results. It mainly contains the folllowin 3 parts: (i) Contractors and supervision unit make detailede record on the implement of EMP and report to the project department in time. (ii) Project speed report which is prepared by the project department must contain the contents of EMP speed, such as the implement speed and effect of the EMP. (iii) Every year’s project implement report of the EMP must be finished before the next years’ 31th of Mar and submit to the World Bank The implement report of the EMP may include the following contents:

Yunnan PPMO 86 October 2007 KMUST

Environmental Management Plan (EMP) Yunnan Urban Environment Project (P096812) (a) the implement of the training. (b) The process of the project, such as the construction speed of the purify plants and water-pollution plants, the extent of the tube and netweb. (c) if there is appeal, record the main content of the appealing, solutions and people’s. Satisfaction degree. (d) The implement plans for the next year’s EMP

Yunnan PPMO 87 October 2007 KMUST