OMB No. 1545-0047 Form 990-PF Return of Private Foundation I or Section 4947(a)(1) Trust Treated as Private Foundation À¾µ½ Do not enter social security numbers on this form as it may be made public. Department of the Treasury I Internal Revenue Service Go to www.irs.gov/Form990PF for instructions and the latest information. Open to Public Inspection For calendar year 2019 or tax year beginning , 2019, and ending , 20 Name of foundation A Employer identification number BROADCOM FOUNDATION 26-4754581 Number and street (or P.O. box number if mail is not delivered to street address) Room/suite B Telephone number (see instructions)

4041 MACARTHUR BLVD, STE 510 (949) 464-4138 City or town, state or province, country, and ZIP or foreign postal code C If exemption applicatmionm ism m m m m m I pending, check here NEWPORT BEACH, CA 92660 m m I G Check all that apply: Initial return Initial return of a former public charity D 1. Foreign organizations, check here Final return Amended return 2. Foreign organizations meeting the 85% test, checkm hem rem anmd am ttamchm m m I Address change Name change computation H Check type of organization: X Section 501(c)(3) exempt private foundation E If private foundation status was terminatmedI Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation under section 507(b)(1)(A), check here I Fair market value of all assets at J Accounting method: X Cash Accrual F If the foundation is in a 60-month terminmatIion end of year (from Part II, col. (c), line Other (specify) under section 507(b)(1)(B), check here 16) I $ 114,957,908. (Part I, column (d), must be on cash basis.) (d) Disbursements Part I Analysis of Revenue and Expenses (The (a) Revenue and total of amounts in columns (b), (c), and (d) (b) Net investment (c) Adjusted net for charitable expenses per income income purposes may not necessarily equal the amounts in books column (a) (see instructions).) m (cash basis only) 1 Contributions, gifts, grants, etc., received (attach schedule) I if the foundation is not required to 2 Check X m m m m m m m m m m attach Sch. B m 3 Interest on savings and temporary cash investments 57,232. 57,232. m m m m 2,583,241. 2,542,325. 4 Dividends anm d minmtemremst mfrom mm smecm urm itimesm m m m m 5a Gross rents b Net rental income or (loss)

e 6a Net gain or (loss) from sale of assets not on 2,181,684. u b Gross sales price for all

n 36,841,616. assets on line 6a e

v m 2,181,684. e 7 Capital gain net income (from mm Pm arm t ImV,m linm em 2m) m R 8 Net short-term capital gm amin m m m m m m m m m m 9 Income modifications 10 a Gross sales less rmetum rnms m m and allowances m b Less: Cost of goods sold m m m m c Gross profit or (loss) (attach schedule) m m m m m m m 12. 12. 11 Other income (attach schedule)m ATCHm m m m 1m m m 12 Total. Add lines 1 through 11 m m 4,822,169. 4,781,253. 13 Compensation of officers, directors, trustees, etc. 379,134. 379,134.

s m m m m m 255,189. 255,189. e 14 Other employee salaries and wages s m m m m m m 142,425. 142,425. n 15 Pension plans, employee benefits e m m m m m m m m m p 16 a Legal fees (attach schedule) ATCH 2 1,030. 1,030. x m m m m m m E 15,300. 15,300. b Accounting fees (attach schedule)ATCH 3 e m m m 454,981. 427,916. 27,065. v [4]

i c Other professional fees (attach schedule) t m m m m m m m m m m m m m m m m m m m a

r 17 Interest t m m m

s 64,126. 15,126.

i 18 Taxes (attach schedule) (see instructions)[5]

n m i 19 Depreciation (attach schedule) and depletion m m m m m m m m m m m m m m m m m m 14,650. 14,650. d 20 Occupancy

A m m m m m m 21 Travel, conferences, and meetings 75,870. 75,870. d m m m m m m m m m m n 22 Printing and publications 1,143. 1,143. a m m m m m m g 23 Other expenses (attach schedule)ATCH 6 255,283. 255,283. n i t 24 Total operating and administrative expenses. a

r m m m m m m m m m m m 1,659,131. 443,042. 1,167,089. e Add lines 13 through 23 p m m m m m m m 4,154,959. 4,154,959.

O 25 Contributions, gifts, grants paid 26 Total expenses and disbursements. Add lines 24 and 25 5,814,090. 443,042. 0. 5,322,048. 27 Subtract line 26 from line 12: a Excess of revenue over expenses and disbursements -991,921. b Net investment income (if negative, enter -0m -)m 4,338,211. c Adjusted net income (if negative, enter -0-) JSA For Paperwork Reduction Act Notice, see instructions. Form 990-PF (2019) 9E1410 1.000

Form 990-PF (2019) BROADCOM FOUNDATION 26-4754581 Page 2 Part II Balance Sheets Attached schedules and amounts in the Beginning of year End of year description column should be for end-of-year amom umntsm omnlym . (mSeme minsmtrum ctmionm s.m) m m m m m (a) Book Value (b) Book Value (c) Fair Market Value 1 Cash - non-interest-bearing m m m m m m m m m m m 4,097,187. 6,116,956. 6,116,956. 2 Savings and temporaIry cash investments 3 Accounts receivable I 14,530. Less: allowance forI doubtful accounts 5,431. 14,530. 14,530. 4 Pledges receivable I Less: allowance fmorm dom umbtfmulm amccmoumntms m m m m m m m m m m m m m 5 Grants receivable 6 Receivables due from officers, directors, trustees, andm om thm emr disqualified persons (attach schedule) (see instructioIns) 7 Other notes and loans receivable (attacIh schedule) Less: allowance for doubtful accounts

s m m m m m m m m m m m m m m m m m m m

t 8 Inventories for sale or use e m m m m m m m m m m m m s 9 Prepaid expenses and deferred charges s m m A 10a Investments - U.S. and state government obligations (attach schedule)[7] 9,864,031. 8,787,015. 8,811,444. ATCHm m m m 8m m m m b Investments - corporate stock (attach schedule) m m m m m m m m 58,535,558. 58,011,277. 81,443,897. c Investments - corporate bonds (attach schedule) ATCH 9 19,736,388. 18,316,896. 18,571,081. 11 Investments - land, buildings, I and equipment: basis Less: accumulated depreciation I (attach schedule) m m m m m m m m m m m m m m m m m 12 Investments - mortgage loans m m m m m m m m m m m m m 13 Investments - other (attach schedule) 14 Land, buildings, and I equipment: basis Less: accumulated depreciation I (attach schedule) 15 Other assets (describe I ) 16 Total assets (to be completed bm y m am ll m fmilem rsm m- m sem em tmhem instructions. Also, see page 1, item I) m m m m m m m m m m m 92,238,595. 91,246,674. 114,957,908. 17 Accounts payabm lem amndm amccm rum edm em xpm enm smesm m m m m m m m m m m m 18 Grants payable m m m m m m m m m m m m m m m m m m m m m m m s 19 Deferred revenue e i

t m m i

l 20 Loans from officers, directors, trustees, and other disqualified persons i m m m m m b 21 Mortgages and other notes payable (attach schedule) a i L I 22 Other liabilities (describe m m m m m m m m m m m) 23 Total liabilities (add lines 17 through 22) 0. 0. I X s Foundations that follow FASB ASC 958, check here e

c and complete lines 24, 25, 29, and 30.

n m m m m m m m m m m m m m

a 92,238,595. 91,246,674. l 24 Net assets without donor restrictions

a m m m m m m m m m m m m m m m

B 25 Net assets with donor restrictions

d I Foundations that do not follow FASB ASC 958, check here n

u and complete lines 26 through 30. F m m m m m m m m m r 26 Capital stock, trust principal, or current funds o

m m m m m m

s 27 Paid-in or capital surplus, or land, bldg., and equipment fund t

e m m

s 28 Retained earnings, accumulated income, endowment, or other funds s m m m m m m 92,238,595. 91,246,674.

A 29 Total net assets or fund balances (see instructions)

t e 30 Total liabilitmiems m manmd m mnem t m masm smetms/fmunm dm m bm almanm cmesm m (smeem N instructions) 92,238,595. 91,246,674. Part III Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning omf ym emarm -m Pmarmt mII,m cmolmumm nm m(am), mlinm em 2m9m (mmusmt magm rem em wm itmhm end-of-year figure reported on priomr ym emarm'sm rem tum rnm ) m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 1 92,238,595. 2 Enter amount from Part I, line 27a I 2 -991,921. 3 Other increases not inmclmudm emd minm limnem 2m (m item mm izm em) m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 3 4 Add lines 1, 2, and 3 I 4 91,246,674. 5 Decreases not included in line 2 (itemize) m m m m 5 6 Total net assets or fund balances at end of year ( minus ) - Part II, column (b), line 29 6 91,246,674. Form 990-PF (2019)

JSA

9E1420 1.000 BROADCOM FOUNDATION 26-4754581 Form 990-PF (2019) Page 3 Part IV Capital Gains and Losses for Tax on Investment Income (b) How (a) List and describe the kind(s) of property sold (for example, real estate, acquired (c) Date acquired (d) Date sold 2-story brick warehouse; or common stock, 200 shs. MLC Co.) P - Purchase (mo., day, yr.) (mo., day, yr.) D - Donation 1 a SEE PART IV SCHEDULE b c d e (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale ((e) plus (f) minus (g)) a b c d e Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69. (l) Gains (Col. (h) gain minus (j) Adjusted basis (k) Excess of col. (i) col. (k), but not less than -0-) or (i) FMV as of 12/31/69 as of 12/31/69 over col. (j), if any Losses (from col. (h)) a b c d e If gain, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) $ & If (loss), enter -0- in Part I, line 7 2 2,181,684. 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also memntmerm imn m Pmarmt mI, m linm em 8m ,m cmomlummn m(cm).m Sm eme minmstmrumctmiomnsm . m Imf m(lom sms)m, menm tem r m -0m - m inm & Part I, 3 0. Part V Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes X No If "Yes," the foundation doesn't qualify under section 4940(e). Do not complete this part. 1 Enter the appropriate amount in each column for each year; see the instructions before making any entries. (a) (b) (c) (d) Base period years Distribution ratio Calendar year (or tax year beginning in) Adjusted qualifying distributions Net value of noncharitable-use assets (col. (b) divided by col. (c)) 2018 5,119,001. 105,171,400. 0.048673 2017 4,916,345. 104,165,868. 0.047197 2016 4,777,585. 100,717,221. 0.047436 2015 3,164,284. 102,054,206. 0.031006 2014 4,444,245. 103,243,892. 0.043046 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 2 Total of line 1, column (d) 2 0.217358 3 Average distribution ratio for the 5-year base period - divide the total on line 2 mbym 5m .0m , morm bmym the number of years the foundation has been in existence if less than 5 years 3 0.043472 m m m m m m m m m 4 Enter the net value of noncharitable-use assets for 2019 from Part X, line 5 4 107,419,492.

m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 5 4,669,740. 5 Multiply line 4 by m m m m m m m m m m m m m m m m m m m 6 43,382. 6 Enter 1% of net inmvemstmmm emntm inm cmomm em (m1%m m omf Pm amrt mI, mlinme m27m bm) m m m m m m m m m m m m m m m m m m m 7 4,713,122. 7 Add lines 5 and 6 m m m m m m m m m m m m m m m m m m m m m m m m 8 Enter qualifying distributions from Part XII, line 4 8 5,322,048. If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions. JSA Form 990-PF (2019) 9E1430 1.000 Form 990-PF (2019) BROADCOM FOUNDATION 26-4754581 Page 4 Part VI Excise Tax Based on Investment Income (SecItion 4940(a), 4940(b), 494m 0m(em ),7 or 4948 - see instructions) 1a Exempt operating foundations described in section 4940(d)(2), check here and enter "N/A" on line 1. Date of ruling or determination letter: (attach copy of letter if necessary - see instructions) b Domestic foundations that meet the section m49m 4m0(me)m rmeqmuimrem menmtsm inm mPam rtm Vm, mchm ecm km m m m m m m m m m 8* 1 43,382. here I X and enter 1% of Part I, line 27b c All other domestic fom umndm atmiomnsm menmtemr m2%m m omf mlinm e m 2m7bm . m Em xem mm pmt mfomremignm mormgam nmizam tiom nms, m emntmerm 4m %m mofm Part I, line 12, col. (b) 9 2 Tax under sectionm 5m11m m(dmomm emstmic m sem cmtiomn m 4m94m7(ma)m(1m) mtrum stms m anm dm tmaxmabmlem fmoumndm amtiomnsm om nmly;m om thmerms,m emntmerm -0m -)m 2 3 Add lines 1 and 2 3 43,382. 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundationsm om nmly;m omthmerms,m emntmerm -0m -)m 4 0. 5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- 5 43,382. 6 Credits/Payments: m m m m a 2019 estimated tax payments and 2018 overpaymentm cmremdimtedm tmo m20m 1m9 m m m m 6a 98,419. b Exempt foreign organizations - tax withheld at source m m m m m m m 6b c Tax paid with application for extension of tim me mto mfilem (mFom rmm m88m68m ) m m m m m m m 6c d Backup withholding erroneously withheld m m m m m m m m m m m m m m m6dm m m m m m m m m m m m m m 7 Total credits and payments. Add lines 6a through 6d m m m m m m m 7 98,419. 8 Enter any penalty for underpayment of estimated tax. Check here X if For m m22m 2m0 mis matmtacm hmedm m m m m m m I 8 9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed m m m m m m m m m m I 9 10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter Ithe amount overpaid 10 55,037. 11 Enter the amount of line 10 to be: Credited to 2020 estimated tax 44,000. Refunded I 11 11,037. Part VII-A Statements Regarding Activities 1a During the tax year, did the foundation attemmmptm mto m imnfmlumenmcem manm y m nm amtiomnam l, m sm tamtem, morm mlomcaml mlemgimslam timonm morm dm idm mit Yes No participate or intervene in any political campaign? 1a X b Did it spend more than m$1m 0m0 m dm umrinm gm tmhem m ymeamr m (em itmhemr m dmirem cmtlym morm mindm irmecm tlmy) m fmorm mpomlitmicmal m pm umrpom smesm? m Sm eem m thm e instructions for the definition 1b X If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the foundation in connectiomn mwimthm thm em acm timvitmiems.m m m m m m m m m m m m m m m m m m m m m m m m m c Did the foundation file Form 1120-POL for this year? 1c X d Enter the amount (ifI any) of tax on political expenditures (section 4955) imposed dIuring the year: (1) On the foundation. $ (2) On foundation managers. $ e Enter the reimbursement I(if any) paid by the foundation during the year for political expenditure tax imposed on foundation managers. $ m m m m m m m m m m m m m m m 2 Has the foundation engaged in any activities that have not previously been reported to the IRS? 2 X If "Yes," attach a detailed description of the activities. 3 Has the foundation made any changes, not previously reported to the IRS, in its governing minmstmrum em nmt, m amrtimclem s of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes 3 X m m m m m m m m m m m m m m m m X 4a Did the foundation have unrelated business gross income ofm $1m ,0m 0m0 om r mmmorme dm umrinmg mthme ym eam r?m m m m m m m m m m m m m m m m m 4a b If "Yes," has it filed a tax return on Form 990-T for this year? m m m m m m m m m m m m m m m m m 4b 5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? 5 X If "Yes," attach the statement required by General Instruction T. 6 A%re the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either: % By language in the governing instrument, or By state legislation that effectively amends the govmermninm gm minmstrmum em nmt msom mthmatm mnom mmmanm dmatmormy m dmiremctmiomnsm mthmat conflict with the state law remain in the governing instrument? 6 X 7 Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV 7 X 8a Enter the states to which the foundation reports or with which it is registered. See instructions. I CA, b If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 9m90m-PmF m tmo m thm em Am ttmormnem y m Gm emnemraml (or designate) of each state as required by General Instruction G? If "No," attach explanation 8b X 9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(j)(5) for calmenmdam r m ymeamr m20m 1m9 m omr m thm e m tmaxm ym eam r m bmegm inm nimngm minm 2m 0m19m ? m Sm eem mthme m inm stmrum ctmiomnsm fmorm Pm amrt m XmIVm. mIf m "Ym ems,m" complete Part XIV 9 X 10 Did any persons becm om me m smubmstmanm tiam l m cmonm trmibmutmorsm m dum rmingm m thm e m tmaxm myemarm? m Ifm m"Ymesm," m am ttmacmh m am mscmhem dmulem m lism timngm mthmeimr names and addresses 10 X Form 990-PF (2019)

JSA

9E1440 1.000 Form 990-PF (2019) BROADCOM FOUNDATION 26-4754581 Page 5 Part VII-A Statements Regarding Activities (continued) Yes No 11 At any time during the year, did the foundation, directly or minmdimremctlmy,m mowm nm ma m cm onm trmolmlemd m emntmitym m wmithm inm m thm em meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions 11 X 12 Did the foundation make a distribution to a donor advised funmd m omvemr m wm hmichm m thm em fmoum nmdam tiom nm morm ma m dmisqm umalmifiem dm person had advisory privileges? If "Yes," attach statement. See instructions 12 X 13 Did the foundatioIn comply with the public inspection requirements for its annual returns and exemption application? 13 X Website address I N/A I 14 The books aIre in care of MARIA WRONSKI Telephone no. I 949-464-4138 Located at 4041 MACARTHUR BLVD, STE 510 NEWPORT BEACH, CA ZIP+4 m 92660m m m m m m m m m m m I 15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieum om f m Fmormmm 1m 0m41m m - m cmhem cmk mhem rem m and enter the amount of tax-exempt interest received or accrued during the year I 15 16 At any time during calendar year 2019, did the foundation hmavme m amn m inm tem rem smt minm om r m am sm igm nmatum rem morm mothm emr m aum thm omritmy Yes No over a bank, securities, or other financial account in a foreign country? 16 X See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes," enter the name of the foreign country I Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. Yes No 1a During the year, did the foundation (either directly or indirectly): m m m m m m m m m (1) Engage in the sale or exchange, or leasing of property with a disqualified person? Yes X No (2) Borrow money fromm , m lemndm mmmonm emy mtom, morm om thm emrwmisme m emxtem nmd m cmremditm tmo m (mor m amccm empt m itm mfrom mm) m am disqualified person? m m m m m m m m m Yes X No (3) Furnish goods, services, or facilities to (or accept them from) a disqualified personm? m m m m m m m m m X Yes No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? X Yes No (5) Transfer any income or assets to a disqmuam lifmiemd mpem rsm omn m(omr mmmakme m amnym om f m eimthmerm am vam ilmabmlem fmorm the benefit or use of a disqualified person)? Yes X No (6) Agree to pay money or property to a government official? (Exception. Check "No" if the foundation agreed to make a grant to or to employ thme m om ffmicimal m fmorm ma m pmermiomd m am ftmerm termination of government service, if terminating within 90 days.) Yes X No b If any answer is "Yes" to 1a(1)-(6), did any of the acts fail to qualify under the exmcem ptmiomnsm mdem smcrmibem dm minm Regulations section 53.4941(d)-3 or in a current notice regarding disaster assistance?m Sm eem imnsmtrmucmtiom nsm m m m m m m 1b X Organizations relying on a current notice regarding disaster assistance, check here I c Did the foundation engage in a prior year in any of the acts dmesm crm ibmedm minm 1m am, motmhem r m thm amn m emxcmepm tem dm am cmts,m mthmatm were not corrected before the first day of the tax year beginning in 2019? 1c X 2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation defined in section 4942(j)(3) or 4942(j)(5)): a At the end of tax year 2019, did the foundationm mhamvem am nmy munm dmistmribm umtemd minmcommme m (Pm amrt mXImII,m limnem sm 6d and 6e) for tax yearI(s) beginning before 2019? Yes X No If "Yes," list the years , , , b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistmribm umtemd m inm com mm em? m (Imf m amppmlymingm m smecmtiom n m 4m 9m42m (am )(m2)m tm om all years listed, answer "No" and attach statement - see instructions.) 2b c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here. , , , 3a Did the foundation hold mmorme m thmanm ma m 2m% m dmirem cmt mor m inm dmirem ctm imntmermesmt minm am nmy mbum simnem ssm menm temrpmrism em at any time during the year? Yes X No b If "Yes," did it have excess business holdings in 2019 as a result of (1) any purchase by the foundation or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3) the lapse of the 10-, 15-, or 20-year first phase holdinm gm mpem rimodm? m (mUsm em mFom rmm m 4m 7m20m, m Sm cmhem dum lem m Cm, m tom m dmetmermmminem m ifm m thm em foundation had excess business holdings in 2019.) 3b 4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? 4a X b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019? 4b X Form 990-PF (2019)

JSA

9E1450 1.000 Form 990-PF (2019) BROADCOM FOUNDATION 26-4754581 Page 6 Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required (continued) 5a During the year, did the foundation pay or incur any amount to: m m m m m m Yes No (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? Yes X No (2) Influence the outcome of any specific public m emlemctimonm m(sem e m smecm tiom nm 4m 9m55m);m omr mtom cm amrrym om nm, directly or indirectly, any voter registration drive? m m m m m m m m m m m Yes X No (3) Provide a grant to an individual for travel, study, or other similar purposes? Yes X No (4) Provide a grant to an organization otmhemr mthmanm ma mchm amritmabmlem, em tcm ., m omrgmanm izmatmionm mdem scm rimbem d m inm section 4945(d)(4)(A)? See instructions Yes X No (5) Provide for any purpose other than religious, charitable, scimenmtifmic,m lmitem ramrym, morm em dmucmatmiomnaml purposes, or for the prevention of cruelty to children or animals? Yes X No b If any answer is "Yes" to 5a(1)-(5), did any of the transactions fail to qualify under the mexm cem pmtiomnsm mdem scm rimbemd m inm Regulations section 53.4945 or in a current notice regarding disaster assistance? Seme minmstrmucm timonms m m m m m m m m m m m 5b Organizations relying on a current notice regarding disaster assistance, check here I c If the answer is "Yes" to question 5a(4), does the foundmatmionm mclmai m m emxemmmptmionm mfrmomm mthme m tam x because it maintained expenditure responsibility for the grant? Yes No If "Yes," attach the statement required by Regulations section 53.4945-5(d). ATCH 10 6a Did the foundation, during them myemarm, rm ecm emivem manmy m fum ndm sm, mdirmecm tlmy morm imndmirem cmtlym, mtom pm aym mprmemm ium mm s on a personal benefit contract? m m Ym ems m m mXm Nm om b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? 6b X If "Yes" to 6b, file Form 8870. m m 7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? m m Ym ems m m mXm Nm om b If "Yes," did the foundation receive any proceeds or have any net income attributable to the transaction? 7b 8 Is the foundation subject to the section 4960 tax on payment(sm ) mofm mm omre m thm amn $m 1m,0m00m,0m00m inm m m m m remuneration or excess parachute payment(s) during the year? Yes X No Part VIII Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors 1 List all officers, directors, trustees, and foundation managers and their compensation. See instructions. (b) Title, and average (c) Compensation (d) Contributions to (e) Expense account, (a) Name and address hours per week (If not paid, employee benefit plans devoted to position enter -0-) and deferred compensation other allowances

ATCH 11 379,134. 66,576. 0.

2 Compensation of five highest-paid employees (other than those included on line 1 - see instructions). If none, enter "NONE." (b) Title, and average (d) Contributions to hours per week employee benefit (e) Expense account, (a) Name and address of each employee paid more than $50,000 (c) Compensation plans and deferred other allowances devoted to position compensation

ATCH 12 201,728. 31,331. 0.

m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Total number of other employees paid over $50,000 I Form 990-PF (2019)

JSA

9E1460 1.000 BROADCOM FOUNDATION 26-4754581 Form 990-PF (2019) Page 7 Part VIII Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors (continued) 3 Five highest-paid independent contractors for professional services. See instructions. If none, enter "NONE." (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation

ATCH 13 540,526.

m m m m m m m m m m m m m m m m m m m m m m Total number of others receiving over $50,000 for professional services I Part IX-A Summary of Direct Charitable Activities List the foundation's four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of Expenses organizations and other beneficiaries served, conferences convened, research papers produced, etc. 1 N/A

2

3

4

Part IX-B Summary of Program-Related Investments (see instructions) Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount 1 NONE

2

All other program-related investments. See instructions. 3 NONE m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Total. Add lines 1 through 3 I Form 990-PF (2019)

JSA

9E1465 1.000 BROADCOM FOUNDATION 26-4754581 Form 990-PF (2019) Page 8 Part X Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.) 1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc., purposes: m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m a Average monthly fair market valuem omf smecm umritmiems m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 1a 104,845,970. b Average of monthly cash balances m m m m m m m m m m m m m m m m m m m m m m m m m m m 1b 4,209,352. c Fair market value of all other masm smetms m(smeem inm smtrum cmtiomnsm )m m m m m m m m m m m m m m m m m m m m m m m m m m m 1c d Total (add lines 1a, b, and c) 1d 109,055,322. e Reduction claimed for blockage orm omthmemr fmacm tom rsm rmepm omrtmedm omn mlinm ems m1am am nd 1c (attach detailed explanation) m m m m m m m m m m 1m em m m m m m m m m m m m m m m m 2 Acquisition indebtedness apm pmlicmabm lem tmom linm em 1m amssm emtsm m m m m m m m m m m m m m m m m m m m m m m m m m m m 2 3 Subtract line 2 from line 1d 3 109,055,322. 4 Cash deememd m hmemldm fmorm mchmamritmabm lem macm timvimtiems.m mEnm tem r m 1m m1/m2 m%m om f m limnem m3 m (mfomr mgmrematmerm mamm om umntm, msem em instructions) 4 1,635,830. 5 Net value of noncharitable-use assets. Subtract mlinm em 4m fmrommm limnem 3m .m Emntmerm hm emrem amndm monm Pm amrt m Vm, lminme m4m 5 107,419,492. 6 Minimum investment return. Enter 5% of line 5 6 5,370,975. Part XI Distributable Amount (see instructions) (ISection 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations, check hmerm em m m m m amndm dm om nm omt cm om mplmetme mthmism pmarmt.)m m m m m m m 1 Minimum investment return from Part X, line 6 m m m m m m m 1 5,370,975. 2 a Tax on investment income for 2019 from Part VI, line 5 m m 2a 43,382. b Income tax for 2019.m (mThm ism dm omesm nm omt imncm lum dme mthme mtamx mfrom mm Pm am rtm VmI.)m m m m 2mbm m m m m m m m m m m m m m m m c Add lines 2a and 2b m m m m m m m m m m m m m m m m m m 2c 43,382. 3 Distributable amount before adjustments. Subtract line 2mc mfrmomm mlinme m1 m m m m m m m m m m m m m m m m m m 3 5,327,593. 4 Recoveries of amomumntms mtrem amtemdm ams mqum amlifmyinm gm dmismtrimbumtiom nms m m m m m m m m m m m m m m m m m m m m m m m m m 4 5 Add lines 3 and 4 m m m m m m m m m m m m m m m m m m m m m m m m m m 5 5,327,593. 6 Deduction from distributable amount (see instructions) 6 7 Distribm umtam bmle m am mm omunm tm am sm am dmjumstmedm . m Sm umbtmramctm lminme m 6m mfrom mm m limnem m5.m mEnm tem r m hmemrem am nmd m om nm Pm amrt m Xm IImI, m line 1 7 5,327,593. Part XII Qualifying Distributions (see instructions) 1 Amounts paid (including administrative expenses) to accomplish charitamblme,m emtcm., mpum rpm omsem sm: m m m m m m a Expenses, contributions, gifts, etc. - total from Pamrt mI, mcom lummmn m(dm),m linm em 2m6 m m m m m m m m m m m m m m m m m 1a 5,322,048. b Program-related investments - total from Part IX-B 1b 2 Amounts m pmaimd m tom macm qmuimrem am smsem tsm um smedm m(omr m hmelmd m fom r m umsem ) m dmirem cmtlym minm cm amrrmyinm gm moum t m cmham rimtamblme,m em tcm .,m purposes 2 3 Amounts set aside for specific charitable prmojmecm tsm thm amt sm amtism fym thm em: m m m m m m m m m m m m m m m m m m m m a Suitability test (prior IRS approval required) m m m m m m m m m m m m m m m m m m m m m m m m m m m 3a b Cash distribution test (attach the required schedule) 3b 4 Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8; and Part XIII, line 4 4 5,322,048. 5 Foundations that qualify under section 4940m(em) fmomr tmhem rm emdum cmedm rmatmem omf tmaxm om nm nmetm inm vmesm tm em nmt imncm om me.m Enter 1% of Part I, line 27b. See instructions m m m m m m m m m m m m m m m m m m m m m m 5 43,382. 6 Adjusted qualifying distributions. Subtract line 5 from line 4 6 5,278,666. Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax in those years. Form 990-PF (2019)

JSA

9E1470 1.000 BROADCOM FOUNDATION 26-4754581

Form 990-PF (2019) Page 9 Part XIII Undistributed Income (see instructions) (a) (b) (c) (d) 1 Distribum tamblme m am om umntm fmorm m20m 1m9 m frmomm m Pmarmt mXIm, Corpus Years prior to 2018 2018 2019 line 7 5,327,593. 2 Undistributed income, if any, ams mofm thm e m enm d m omf 2m 0m19m: a Enter amount for 2018 only 5,103,575. b Total for prior years: 20 17 ,20 16 ,20 15 3 Excess distribm umtiomnsm mcamrryover, if any, to 2019: a From 2014 m m m m m m b From 2015 m m m m m m c From 2016 m m m m m m d From 2017 m m m m m m e From 2018 m m m m m m m m m m m f Total of lines 3a through e 4 QualifyiIng distributions for 2019 from Part XII, line 4: $ 5,322,048. m m m a Applied to 2018, but not more than line 2a 5,103,575. b Applied to undistributed income omf mprmiorm ym eam rsm (Election required - see instructions) c Treated as distributions oumt om f m com rpm ums m(Em lemctmionm required - see instructions) m m m m m m d Applied to 2019 distributable amount m m m 218,473. e Remaining amount distributed out of corpus 5 Excess distributions carryover applied to 2019 (If an amount appears in column (d), tmhem sm am em amount must be shown in column (a).) 6 Enter the net total of each column as indicated below: a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 b Prior years' undism trmibmutmedm minmcom mme.m mSmubmtram cmt line 4b from line 2b c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the smecmtiom n m 4m94m 2m(am) tax has been previously assessed d Subtract line 6c fromm m lminme m 6m bm. m Tm axm amblem amount - see instructions e Undistributed income for 2018. Subtract line 4a from linm e m m2am. m Tm axm amblem m ammmoum ntm m - m smeem instructions

f Undistributed income for 2019. Subtract lines 4d and 5 from linme m 1m. mThm ism am mm oum nmt mmmusmt mbem distributed in 2020 5,109,120. 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3)m m(Em lemctmionm mmmaym mbem required - see instructions) 8 Excess distributions carryover from 2014m nm omt applied on line 5 or line 7 (see instructions) 9 Excess distributions carryover to 2020. m m m m m m m 0. Subtract lines 7 and 8 from line 6a 10 Analysis of line 9: m m m a Excess from 2015 m m m b Excess from 2016 m m m c Excess from 2017 m m m d Excess from 2018 m m m e Excess from 2019 Form 990-PF (2019)

JSA

9E1480 1.000 Form 990-PF (2019) BROADCOM FOUNDATION 26-4754581 Page 10 Part XIV Private Operating Foundations (see instructions and Part VII-A, question 9) NOT APPLICABLE 1 a If the foundation has received a ruling or determination letter thatm imt mism am mprmivmatem mopm emramtinm g foundation, and the ruling is effective for 2019, enter the date of the ruling I b Check box to indicate whether the foundation is a private operating foundation described in section 4942(j)(3) or 4942(j)(5) 2 a Enter the lesser of the ad- Tax year Prior 3 years (e) Total justed net income from Part (a) 2019 (b) 2018 (c) 2017 (d) 2016 I or the minimum investment return fromm Pm armt Xm fmor meam chm year listed m m m m m m b 85% of line 2a c Qualifying distributions from Pamrt XII, line 4, for each year listed d Amounts included in line 2c not used directly for acmtivem cmondm ucm t of exempt activities e Qualifying distributions made directly for active conduct of exempt activities.m Smubmtramct mlinme 2d from line 2c 3 Complete 3a, b, or c for mthem alternative test relied upon: a "Assets" alternative test m- emntemr: m (1) Value of all assets (2) Value of assets qualifying under section m m m m m 4942(j)(3)(B)(i) b "Endowment" alternative test- enter 2/3 of minimum invest- ment return shown in Pmartm Xm, line 6 for each year listed c "Support" alternative test - enter: (1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (sectimon m 5m12m(a)(m5))m, or royalties) (2) Support from general public and 5 or more exempt organizations as provided in m semctimon m 49m 42m (j)(3)(B)(iii) (3) Largest amount of sup- port from m amn m emxempmt organization m (4) Gross investment income Part XV Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets at any time during the year - see instructions.) 1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).) NONE b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

N/A 2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs: Check here I X if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If the foundation makes gifts, grants, etc., to individuals or organizations under other conditions, complete items 2a, b, c, and d. See instructions. a The name, address, and telephone number or email address of the person to whom applications should be addressed:

b The form in which applications should be submitted and information and materials they should include:

c Any submission deadlines:

d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors:

JSA 9E1490 1.000 Form 990-PF (2019) BROADCOM FOUNDATION 26-4754581 Form 990-PF (2019) Page 11 Part XV Supplementary Information (continued) 3 Grants and Contributions Paid During the Year or Approved for Future Payment Recipient If recipient is an individual, Foundation show any relationship to Purpose of grant or Amount any foundation manager status of contribution Name and address (home or business) or substantial contributor recipient a Paid during the year

ATCH 14

m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m I Total 3a 4,154,959. b Approved for future payment

m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m I Total 3b Form 990-PF (2019)

JSA 9E1491 1.000 BROADCOM FOUNDATION 26-4754581 Form 990-PF (2019) Page 12 Part XVI-A Analysis of Income-Producing Activities Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e) Related or exempt (a) (b) (c) (d) function income Business code Amount Amount 1 Program service revenue: Exclusion code (See instructions.) a b c d e f g Fees and contracts from government magmenmciem sm 2 Membership dues and assessments m 14 57,232. 3 Interest on savings and temporary cash investments m m m m 14 2,583,241. 4 Dividends and interest from securities 5 Net rental income or (loss) fmrommm rem alm emstam tem: m m a Debt-financed property m m m m m m m m b Not debt-financed property 6 Net rental income or (loss) from m pem rsmonmal m prmopm ermtym 7 Other investment income 18 2,181,684. 8 Gain or (loss) from sales of assets other than invmenmtormy 9 Net income or (loss) from special events m m 10 Gross profit or (loss) from sales of inventory 11 Other revenue: a b ATCH 15 12. c d e m m m m 12 Subtotal. Add columns (b), (d), and (e) m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 4,822,169.m m m 13 Total. Add line 12, columns (b), (d), and (e) 13 4,822,169. (See worksheet in instructions to verify calculations.) Part XVI-B Relationship of Activities to the Accomplishment of Exempt Purposes Line No. Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the L accomplishment of the foundation's exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2019) JSA 9E1492 1.000 Form 990-PF (2019) BROADCOM FOUNDATION 26-4754581 Page 13 Part XVII Information Regarding Transfers to and Transactions and Relationships With Noncharitable Exempt Organizations 1 Did the organization directly or indirectly engage in any of the following with any other organization described Yes No in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations? a Transfersm frm om m thm em rmepm omrtimngm fmomunm dmatmiomn mtom am nmomncmham rmitam bmlem emxem mm pmt om rmgam nmizam timonm omf:m m m m m m m m m m m m m m m m m m (1) Cash m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 1a(1) X (2) Other assets 1a(2) X b Other transactions: m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m (1) Sales of assets to a noncharitable exempt organization m m m m m m m m m m m m m m m m m m m m m m m m m m m 1b(1) X (2) Purchases of assets from a noncharitable exem mptm omrgmanm izmamtiomnm m m m m m m m m m m m m m m m m m m m m m m m m m m 1b(2) X (3) Rental of facilities, equipment, om r motmhem rm amssmetms m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 1b(3) X (4) Reimbursement arrangemmemntsm m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 1b(4) X (5) Loans or loan guarantees m m m m m m m m m m m m m m m m m m m m m m m m 1b(5) X (6) Performance of services or membership or fundraising solicitations m m m m m m m m m m m m m m m m m m m m m 1b(6) X c Sharing of facilities, equipment, mailing lists, other assets, or paid employees 1c X d If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received. (a) Line no. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements N/A N/A

2a Is the foundation directly or indirectly affiliated with, or related to, one orm mm om rem mtamx-mexm em mptm omrgm amnimzam timonmsm m m described in section 501(c) (other than section 501(c)(3)) or in section 527? Yes X No b If "Yes," complete the following schedule. (a) Name of organization (b) Type of organization (c) Description of relationship

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.

Sign M M May the IRS discuss this return with the preparer shown below? Here Signature of officer or trustee Date Title See instructions. X Yes No

Print/Type preparer's name Preparer's signature Date Check if PTIN Paid JEFFREY D HASKELL JEFFREY D HASKELL 07/09/2020 self-employed P01345770 Preparer I I Firm's name I FOUNDATION SOURCE Firm's EIN 510398347 Use Only Firm's address ONE HOLLOW LN, STE 212 LAKE SUCCESS, NY 11042 Phone no. 800-839-1754 Form 990-PF (2019)

JSA

9E1493 1.000 Underpayment of Estimated Tax by Corporations OMB No. 1545-0123 Form 2220 I À¾µ½ Department of the Treasury I Attach to the corporation's tax return. Internal Revenue Service Go to www.irs.gov/Form2220 for instructions and the latest information. Name Employer identification number BROADCOM FOUNDATION 26-4754581 Note: Generally, the corporation is not required to file Form 2220 (see Part II below for exceptions) because the IRS will figure any penalty owed and bill the corporation. However, the corporation may still use Form 2220 to figure the penalty. If so, enter the amount from page 2, line 38, on the estimated tax penalty line of the corporation's income tax return, but do not attach Form 2220. Part I Required Annual Payment m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 1 Total tax (see instructions) 1 43,382. m m 2a Personal holding company tax (Schedule PH (Form 1120), line 26) included on line 1 2a b Look-back interest included on line 1 under section 460(b)(2) for completed m lomngm-tem rmm contracts or section 167(g) for depreciation under the incomme fmormecmasmt mm etmhomd m m m m m 2b c Credit for federal tax paid on fuelms (m sem em inmstrm ucm timonms)m m m m m m m m m m m m m m m 2m cm m m m m m m m m m m m m m d Total. Add lines 2a through 2c 2d 3 Subtract line 2d from line m1.m Ifm thm em rem smultm ism lem sms tmham nm $m50m 0m, dm om nmotm cmomm pmlemtem omr fmilem tmhism fmormmm. Tm hme cm omrpmormatmionm does not owe the penalty 3 43,382. 4 Enter the tax shown on the corporation's 2018 income tax return. See instructions. Caution: If them tam x mis m zem rom omr the tax year was for less than 12 months, skip this line and enter the amount from line 3 on line 5 4 66,556.

5 Required annual paymemntm. Emntmerm thm em sm am llmerm ofm limnem 3m omr lminme 4m . mIf mthme mcomrpmormatmiomn ims mremqumirem dm tom smkipm lminme 4m , menm temr the amount from line 3 5 43,382. Part II Reasons for Filing - Check the boxes below that apply. If any boxes are checked, the corporation must file Form 2220 even if it does not owe a penalty. See instructions. 6 The corporation is using the adjusted seasonal installment method. 7 X The corporation is using the annualized income installment method. 8 The corporation is a "large corporation" figuring its first required installment based on the prior year's tax. Part III Figuring the Underpayment (a) (b) (c) (d) 9 Installment due dates. Enter in columns (a) through (d) the 15th day of the 4th (Form 990-PF filers: Use 5th month), 6th, 9thm , manmd 1m 2mth mmmonmthsm of the corporation's tax year 9 05/15/2019 06/17/2019 09/16/2019 12/16/2019 10 Required installments. If the box on line 6 and/or line 7 above is checked, enter the amounts from Schedule A, line 38. If the box on line 8 (but not 6 or 7) is checked, see instructions for the amounts to enter. If none of these boxes are checked, enmtemr 2m5%m (m0.m25m) om f mlinme 5m am bom vem inm each column 10 3,435. 9,108. 11,925. 12,221.

11 Estimated tax paid or credited for each period. For column (a) only, enter the am om unm t m frmomm line 11 on line 15. See instructions 11 56,319. 18,200. 23,900. Complete lines 12 through 18 of one column before going to the next column. m m m 12 Enter amount, if any, from linem 18m omf thme prmecemdinmg cmolumm n m m m 12 52,884. 61,976. 73,951. 13 Add lines 11 and 12 13 71,084. 85,876. 73,951. 14 Add amounts on lines 16 and 17 of the preceding colmummn 14 15 Subtract from line 13. If zero or less, enter -0- 15 56,319. 71,084. 85,876. 73,951. 16 If the amount on line 15 is zero, smubmtram ctm linm e m13m from line 14. Otherwise, enter -0- 16 17 Underpayment. If line 15 is less than or equal to line 10, subtract line 15 from line 10. Then go to line 12 m ofm tmhem nmexmt mcomlumm nm. Om tmhemrwmisem, mgom tmo line 18 17 18 Overpayment. If line 10 is less than line 15, subtract line 10 from m linm e m 15m . m Thm enm gm o m tom lminem 12 of the next column 18 52,884. 61,976. 73,951. Go to Part IV on page 2 to figure the penalty. Do not go to Part IV if there are no entries on - no penalty is owed. For Paperwork Reduction Act Notice, see separate instructions. Form 2220 (2019)

JSA 9X8006 1.000 Form 2220 (2019) Page 2 Part IV Figuring the Penalty (a) (b) (c) (d) 19 Enter the date of payment or the 15th day of the 4th month after the close of the tax year, whichever is earlier. (C corporations with tax years ending June 30 and S corporations: Use 3rd month instead of 4th month. Form 990-PF and Form 990m-Tm fimlerms:m Um sem 5th month instead of 4th month.) See instructions 19 20 Number of days from mdum e m dmatem mofm inm stmalmlmm enm t m onm mlinme m9 m tom tmhem date shown on 20

21 Number of days on after 4/15/2019 and before 7/1/2019 21

Number of days on line 21 22 Underpayment on line 17 x x 6% (0.06) 22 $ $ $ $ 365

23 Number of days on line 20 after 6/30/2019 and before 10/1/2019 23

Number of days on line 23 24 Underpayment on line 17 x x 5% (0.05) 24 $ $ $ $ 365

25 Number of days on line 20 after 9/30/2019 and before 1/1/2020 25

26 Underpayment on line 17 x Number of days on line 25 x 5% (0.05) 26 $ $ $ $ 365

27 Number of days on line 20 after 12/31/2019 and before 4/1/2020 27

Number of days on line 27 28 Underpayment on line 17 x x 5% (0.05) 28 $ $ $ $ 366

29 Number of days on line 20 after 3/31/2020 and before 7/1/2020 29

30 Underpayment on line 17 x Number of days on line 29 x *% 30 $ $ $ $ 366

31 Number of days on line 20 after 6/30/2020 and before 10/1/2020 31

32 Underpayment on line 17 x Number of days on line 31 x *% 32 $ $ $ $ 366

33 Number of days on line 20 after 9/30/2020 and before 1/1/2021 33

34 Underpayment on line 17 x Number of days on line 33 x *% 34 $ $ $ $ 366

35 Number of days on line 20 after 12/31/2020 and before 3/16/2021 35

36 Underpayment on line 17 x Number of days on line 35 x *% 36 $ $ $ $ 365 m m m m m m m m m m 37 Add lines 22, 24, 26, 28, 30, 32, 34, and 36 37 $ $ $ $ 38 Penalty. Add columns (a) throumghm (md)m om f mlinm em 3m7.m Em nmterm tmhem tmotmalm hm erme m amndm om nm Fmormmm 1m12m 0m, mlinme m 3m4;m omr mthme mcom mm pam ram bmlem line for other income tax returns 38 $ *Use the penalty interest rate for each calendar quarter, which the IRS will determine during the first month in the preceding quarter. These rates are published quarterly in an IRS News Release and in a revenue ruling in the Internal Revenue Bulletin. To obtain this information on the Internet, access the IRS website at www.irs.gov. You can also call 1-800-829-4933 to get interest rate information. Form 2220 (2019)

JSA

9X8007 1.000 Form 2220 (2019) Page 4 Part II Annualized Income Installment Method (a) (b) (c) (d) m m m First 2 First 3 First 6 First 9 20 Annualization periods (see instructions) 20 months months months months 21 Enter taxable income for each annualization period. See inmstrmucmtiomnsm fom r mthem tmream tmm emnt mofm exm trmaomrdimnamrym items 187,420. 494,897. 1,100,951. 1,626,535. m m 21 22 Annualization amounts (see instructions) 22 6.00000 4.00000 2.00000 1.33333 23a Annualized mtamxamblme minmcommme. m Mmulmtipm lym limnem 2m 1m by line 22 23a 1,124,520. 1,979,588. 2,201,902. 2,168,708. m m m m 249,356. 528,862. 1,060,461. 1,500,234. b Extraordinary items (seem inm stmrumctmionm s)m m m m m 23b c Add lines 23a and 23b 23c 1,373,876. 2,508,450. 3,262,363. 3,668,942. 24 Figure the tax on the amount on line 23c using the instructions for Form 1120, Schedule mJ, mlinme m2, morm comparable line of corporation's return 24 13,739. 25,085. 32,624. 36,689. 25 Enter any alternative minimum tax (trusts only) for each payment pemriomd m m(smeem instructions) 25 26 Enter any other taxes fomr em amchm pmaym em nmt m m m period. See instructions m m m m m 26 27 Total tax. Add lines 24 through 26 27 13,739. 25,085. 32,624. 36,689. 28 For each period, enter the same type of credits as allowed on mFomrmm m22m20m , m linm esm m1 manm d m 2mc. m Smeem instructions 28 29 Total tax after credits. Subtract mlinme m28m fmrommm line 27. If zero or less, enter -0- 13,739. 25,085. 32,624. 36,689. m m m m m m m m m m m 29 30 Applicable percentage m m m m m m m m m 30 25% 50% 75% 100% 31 Multiply line 29 by line 30 31 3,435. 12,543. 24,468. 36,689. Part III Required Installments Note: Complete lines 32 through 38 of one 1st 2nd 3rd 4th column before completing the next column. installment installment installment installment

32 If only Part I or Part II is completed, enter the amount in each column from line 19 or line 31. If both parts are completed, enter the smaller of tmhem amounts in each column from line 19 or line 31 32 3,435. 12,543. 24,468. 36,689. 33 Add the amounts in all premcem dmingm mcomlum mnsm of line 38. See instructions 33 3,435. 12,543. 24,468.

34 Adjusted seasonal or annualized income installments. Subtract lminme m33m fmrom m linm em 3m2.m If zero or less, enter -0- 34 3,435. 9,108. 11,925. 12,221. 35 Enter 25% (0.25) of line 5 on page 1 of Form 2220 in each column. Note: "Large corporations," see the instmrumctimonm s m fom r m linm em 10 for the amounts to enter 35 10,846. 10,846. 10,846. 10,846. 36 Subtract line 38 of the preceding column m m m m 7,411. 9,149. 8,070. from line 37 of the prem cem dminmg cm omlumnm m m m m 36 37 Add lines 35 and 36 37 10,846. 18,257. 19,995. 18,916. 38 Required installments. Enter the smaller of line 34 or line 37 here and on pagem 1m mofm Form 2220, line 10. See instructions 38 3,435. 9,108. 11,925. 12,221. Form 2220 (2019)

JSA

9X8009 1.000 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

ATTACHMENT 1

FORM 990PF, PART I - OTHER INCOME

REVENUE AND NET EXPENSES INVESTMENT DESCRIPTION PER BOOKS INCOME CLASS ACTION LAWSUIT PROCEEDS 12. 12. TOTALS 12. 12.

ATTACHMENT 1 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

ATTACHMENT 2

FORM 990PF, PART I - LEGAL FEES

REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES GENERAL CONSULTATIONS 1,030. 1,030. TOTALS 1,030. 1,030.

ATTACHMENT 2 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

ATTACHMENT 3

FORM 990PF, PART I - ACCOUNTING FEES

REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES AUDIT FEES 15,300. 15,300. TOTALS 15,300. 15,300.

ATTACHMENT 3 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

ATTACHMENT 4

FORM 990PF, PART I - OTHER PROFESSIONAL FEES

REVENUE AND NET EXPENSES INVESTMENT CHARITABLE DESCRIPTION PER BOOKS INCOME PURPOSES INVESTMENT MANAGEMENT SERVICES 427,916. 427,916. DESIGN SERVICES 19,065. 19,065. WEBSITE DEVELOPMENT 8,000. 8,000. TOTALS 454,981. 427,916. 27,065.

ATTACHMENT 4 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

ATTACHMENT 5

FORM 990PF, PART I - TAXES

REVENUE AND NET EXPENSES INVESTMENT DESCRIPTION PER BOOKS INCOME 990-PF ESTIMATED TAX FOR 2019 49,000. FOREIGN TAX PAID 15,126. 15,126. TOTALS 64,126. 15,126.

ATTACHMENT 5 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

ATTACHMENT 6

FORM 990PF, PART I - OTHER EXPENSES

REVENUE AND EXPENSES CHARITABLE DESCRIPTION PER BOOKS PURPOSES ADMINISTRATIVE FEES 96,000. 96,000. CELL PHONE EXPENSE 2,600. 2,600. INDEMNIFICATION INSURANCE 15,203. 15,203. FDN DUES & SPONSORSHIPS 42,023. 42,023. IT SUPPORT EXPENSES 9,382. 9,382. TV ADVERTISING FEES 59,463. 59,463. FOUNDATION CREDIT CARD FEE 95. 95. OFFICE SUPPLIES 14,763. 14,763. PAYROLL PROCESSING FEES 6,937. 6,937. POSTAGE/DELIVERY SERVICE 1,255. 1,255. STATE OR LOCAL FILING FEES 180. 180. WEBSITE HOSTING/SUPPORT 7,382. 7,382. TOTALS 255,283. 255,283.

ATTACHMENT 6 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

FORM 990PF, PART II - U.S. AND STATE OBLIGATIONS ATTACHMENT 7 ENDING ENDING DESCRIPTION BOOK VALUE FMV

U.S - 1.375% - 01/31/2021 873,176. 897,328. US T - 0.000% - 08/15/2026 971,172. 980,660. US T - 2.500% - 02/28/2026 787,735. 781,613. US T NTS - 2.000% - 11/15/2026 974,531. 1,011,800. US T NTS - 2.250% - 11/15/2027 1,033,555. 1,028,440. US T NTS NOTE - 1.625% - 08/15 991,758. 974,960. US TIPS - 0.375% - 01/15/2027 1,091,846. 1,081,442. US TURY - 2.250% - 11/15/2025 1,025,117. 1,026,641. USA NOTE - 2.250% - 08/15/2027 1,038,125. 1,028,560. US OBLIGATIONS TOTAL 8,787,015. 8,811,444.

ATTACHMENT 7 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

ATTACHMENT 8 FORM 990PF, PART II - CORPORATE STOCK

ENDING ENDING DESCRIPTION BOOK VALUE FMV

3M CO 714,305. 882,100. ABBOTT LABS 465,646. 521,160. ACCENTURE PLC 347,822. 1,052,850. ALCON INC 351,151. 339,420. ALPHABET INC CL A 829,481. 1,004,543. AMAZON COM 602,791. 1,108,704. AMERICAN WATER WORKS COMPANY I 317,778. 921,375. AMGEN INC 592,903. 1,145,083. ANALOG DEVICES INC 364,897. 1,069,560. APPLE INC 977,198. 1,541,663. BARON INTERNATIONAL GROWTH FUN 772,913. 779,816. BECTON DICKINSON & CO 275,907. 815,910. BERKSHIRE HATHAWAY INC. CLASS 632,303. 1,132,500. BHP BILLITON LIMITED 735,528. 820,650. BLACKROCK INC 329,127. 904,860. BLACKROCK STRATEGIC MUNI OPPOR 1,238,073. 1,244,054. BLACKROCK TECHNOLOGY OPPORTUNI 533,267. 642,021. BOEING CO 142,315. 537,504. BRISTOL-MYERS SQUIBB CO 960,509. 1,155,420. BROADCOM INC 470,769. 505,632. CHARLES SCHWAB CORP 483,194. 570,720. CHEVRON CORP 671,899. 843,570. CHUBB LIMITED 380,522. 933,960. CISCO SYSTEMS INC 771,238. 839,300. COLUMBIA MORTGAGE OPPORTUNITIE 1,000,000. 1,000,992. COLUMBIA OVERSEAS VALUE FUND C 480,761. 454,573. COMCAST CORP 462,164. 449,700. CONSTELLATION BRANDS INC 769,642. 759,000. COSTCO WHOLESALE CORPORATION 565,536. 1,028,720.

ATTACHMENT 8 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

ATTACHMENT 8 (CONT'D) FORM 990PF, PART II - CORPORATE STOCK

ENDING ENDING DESCRIPTION BOOK VALUE FMV

CUMMINS INC 400,810. 626,360. DIAMOND HILL CORPORATE CREDIT 592,973. 607,995. DODGE & COX BALANCED FUND 150,362. 152,591. DOMINION ENERGY INC 705,186. 993,840. DU PONT DE NEMOURS 337,857. 321,000. EATON VANCE ATLANTA CAPITAL SM 907,292. 963,733. EDWARDS LIFESCIENCES 434,611. 548,232. FACEBOOK INC 829,951. 923,625. FASTENAL COMPANY 406,349. 739,000. FEDERATED KAUFMANN SM CAP 366,975. 394,479. FLAHERTY&CRUMRINE CLAYMORE P 1,024,802. 1,301,400. GENUINE PARTS COMPANY 507,780. 584,265. GOLDMAN SACHS GROUP PFD SER J 260,000. 268,200. GOLDMAN SACHS INTL SMALL CAP I 470,604. 437,254. HOME DEPOT INC 311,492. 873,520. HONEYWELL INTL 554,248. 885,000. INT'L FLAVORS & FRAGRANCES INC 698,276. 774,120. INTEL CORP 936,441. 1,122,188. INTERCONTINENTAL EXCHANGE, INC 744,229. 925,500. INVESCO OPPENHEIMER GLOBAL OPP 508,588. 441,135. INVESCO PREFERRED ETF 1,125,214. 1,200,800. INVESCO VAN KAMPEN HIGH YIELD 256,933. 264,042. ISHARES SHORT MATURITY BOND ET 1,002,721. 1,005,000. ISHARES ULTRA SHORT TERM BOND 1,002,202. 1,006,600. JOHN HANCOCK INTERNATIONAL COR 900,243. 928,285. JOHNSON & JOHNSON 591,219. 1,057,558. JP MORGAN CHASE 485,407. 1,394,000. KINDER MORGAN INC 491,340. 529,250. L3HARRIS TECHNOLOGIES 597,120. 593,610.

ATTACHMENT 8 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

ATTACHMENT 8 (CONT'D) FORM 990PF, PART II - CORPORATE STOCK

ENDING ENDING DESCRIPTION BOOK VALUE FMV

LOCKHEED MARTIN CORP 558,027. 973,450. MATTHEWS ASIA-PACIFIC FUND 612,958. 592,670. MERCK & CO INC 570,391. 1,136,875. MFS INTERNATIONAL DIVERSIFICAT 632,182. 663,164. MICROSOFT CORP 260,234. 1,419,300. MONDELEZ INTERNATIONAL INC 429,339. 550,800. MORGAN STANLEY PFD SER F - 6.8 202,894. 212,250. NEW PERSPECTIVE FUND, CLASS F 498,664. 520,826. NEXTERA ENERGY, INC 235,192. 968,640. NIKE INC-CL B 251,550. 911,790. PAYCHEX 528,600. 1,020,720. PEPSICO INC 448,552. 751,685. PIMCO DIVERSIFIED INCOME FUND 457,938. 458,340. PIMCO FLOATING INCOME INSTITUT 424,449. 427,314. PIMCO INCOME FUND 2,609,486. 2,581,364. PIMCO MORTGAGE OPPORTUNITIES F 321,611. 316,897. PIMCO UNCONSTRAINED TAX MANAGE 709,763. 718,304. PNC FINANCIAL SERVICES PFD SER 201,232. 205,425. PRINCIPAL FDS, INC. MIDCAP FD 626,113. 691,171. ROYAL DUTCH SHELL CL A 859,353. 737,250. STARBUCKS CORP COM 383,700. 659,400. STRYKER CORPORATION 261,309. 1,049,700. T. ROWE PRICE DIVERSIFIED SMAL 704,243. 751,208. T. ROWE PRICE EMERGING MARKETS 305,473. 320,791. TAIWAN SEMICONDUCTOR MFG CO LT 429,148. 1,307,250. THERMO FISHER SCIENTIFIC INC 551,306. 649,740. THOMPSON BOND FUND 324,451. 325,920. TJX COMPANIES INC 415,349. 488,480. UNILEVER PLC AMER 528,975. 686,040.

ATTACHMENT 8 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

ATTACHMENT 8 (CONT'D) FORM 990PF, PART II - CORPORATE STOCK

ENDING ENDING DESCRIPTION BOOK VALUE FMV

UNION PACIFIC 342,370. 903,950. UNITED PARCEL SERVICE 737,139. 760,890. UNITEDHEALTH GROUP INC 570,244. 1,322,910. V F CORP 291,087. 797,280. VANGUARD INFORMATION TECHNOLOG 1,147,502. 2,570,925. VANGUARD INTL GROWTH FD ADMIRA 772,578. 800,434. VERIZON COMMUNICATIONS 850,650. 921,000. VICTORY SMALL COMPANY OPPORTUN 757,740. 723,120. VICTORY SYCAMORE ESTABLISHED V 623,285. 620,422. VISA INC 454,986. 1,221,350. WALT DISNEY HOLDINGS CO 475,131. 1,012,410. WASTE MANAGEMENT INC 556,969. 569,800. WELLS FARGO PFD 5.25% 248,250. 254,700. TOTALS 58,011,277. 81,443,897.

ATTACHMENT 8 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

ATTACHMENT 9 FORM 990PF, PART II - CORPORATE BONDS

ENDING ENDING DESCRIPTION BOOK VALUE FMV

ACTAVIS FUNDING BD - 3.450% - 1,009,270. 1,022,970. AMERICAN EXPRESS CO - 5.200% - 142,950. 150,375. AMGEN INC - 3.450% - 10/01/202 1,047,330. 1,011,460. AT&T INC - 2.800% - 02/17/2021 1,009,060. 1,009,010. BANK OF AMERICA CORP JR SUBORD 259,375. 283,750. BANK OF MONTREAL - 2.350% - 09 965,340. 1,013,598. BANK OF NOVA SCOTIA - 2.700% - 999,810. 1,017,830. BP CAP MKTS PLC BOND - 3.224% 997,860. 1,037,360. CAPITAL ONE FINL CORP NOTE - 3 510,525. 509,095. CITIGROUP INC - 5.950% - 12/29 253,750. 264,700. CITIGROUP INC BND - 3.300% - 0 1,247,493. 1,365,338. CITIGROUP INC BOND - 6.250% - 255,625. 284,075. CVS HEALTH CORP NOTE - 4.000% 1,677,675. 1,587,449. GENERAL MTRS FINL COINC BOND P 258,125. 254,375. GM FINANCIAL BOND - 3.700% - 1 1,086,666. 1,062,443. GOLDMAN SACHS GROUP INC DTD - 991,010. 1,009,960. JPMORGAN CHASE & CO - 3.200% - 1,523,970. 1,548,060. JPMORGAN CHASE & CO - 5.150% - 252,500. 261,250. JPMORGAN CHASE NOTE - 4.625% - 300,000. 302,250. MORGAN STANLEY - 6.000% - 01/2 593,559. 595,500. PNC FIN - 6.750% - 12/31/2049 166,188. 159,315. SCHWAB CHARLES CORP - 0.000% - 265,000. 271,250. SCHWAB CHARLES CORP PERPETUAL 100,000. 103,250. VERIZON COMMUNICATIONS INC - 4 1,112,410. 1,109,383. WELLS FARGO & CO NEW DEPOSITAR 266,875. 278,125. WELLS FARGO - 3.550% - 09/29/2 1,024,530. 1,058,910. TOTALS 18,316,896. 18,571,081.

ATTACHMENT 9 2019 FORM 990-PF BROADCOM FOUNDATION 26-4754581 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)

PUBLICLY-TRADED SECURITIES 36841616. 34659932. 2,181,684.

TOTAL GAIN(LOSS) ...... 2,181,684.

JSA 9E1730 1.000 2019 FORM 990-PF BROADCOM FOUNDATION 26-4754581

ATTACHMENT 10 FORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENT

GRANTEE'S NAME: UNIVERSITA DEGLI STUDI DI PAVIA GRANTEE'S ADDRESS: CORSO STRADA NUOVA 65 CITY, STATE & ZIP: PAVIA FOREIGN COUNTRY: ITALY GRANT DATE: 11/20/2012 GRANT AMOUNT: 25,000. GRANT PURPOSE: TO SUPPORT SCIENTIFIC RESEARCH AMOUNT EXPENDED: 25,000. ANY DIVERSION? NO DATES OF REPORTS: 1/10/14, 9/12/14, 5/15/15, 9/15/16, 5/12/17, 12/14/18 VERIFICATION DATE: RESULTS OF VERIFICATION: ADDITIONAL DATES OF ANNUAL REPORTS: 6/12/19 NO VERIFICATION WAS NECESSARY BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

FORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEES ATTACHMENT 11

CONTRIBUTIONS EXPENSE ACCT TITLE AND AVERAGE HOURS PER TO EMPLOYEE AND OTHER NAME AND ADDRESS WEEK DEVOTED TO POSITION COMPENSATION BENEFIT PLANS ALLOWANCES

PAULA GOLDEN EXECUTIVE DIR, PRES 270,810. 32,342. 0. 4041 MACARTHUR BLVD, STE 510 40.00 NEWPORT BEACH, CA 92660

CARL MCKINZIE DIRECTOR 0. 0. 0. 4041 MACARTHUR BLVD, STE 510 1.00 NEWPORT BEACH, CA 92660

HENRY SAMUELI DIRECTOR 0. 0. 0. 4041 MACARTHUR BLVD, STE 510 1.00 NEWPORT BEACH, CA 92660

MARIA WRONSKI CFO, SEC 108,324. 34,234. 0. 4041 MACARTHUR BLVD, STE 510 20.00 NEWPORT BEACH, CA 92660

GRAND TOTALS 379,134. 66,576. 0.

ATTACHMENT 11 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

990PF, PART VIII - COMPENSATION OF THE FIVE HIGHEST PAID EMPLOYEES ATTACHMENT 12 TITLE AND AVERAGE CONTRIBUTIONS HOURS PER WEEK TO EMPLOYEE NAME AND ADDRESS DEVOTED TO POSITION COMPENSATION BENEFIT PLANS NICOLAOS ALEXOPOULOS FOUNDATION PERSON 108,324. 6,499. 4041 MACARTHUR BLVD, SUITE 501 40.00 NEWPORT BEACH, CA 92660

CAROL MCDONALD EXECUTIVE ADMIN 93,404. 24,832. 4041 MACARTHUR BLVD, SUITE 501 40.00 NEWPORT BEACH, CA 92660 TOTAL COMPENSATION 201,728. 31,331.

ATTACHMENT 12 2019 FORM 990-PF BROADCOM FOUNDATION 26-4754581

990PF, PART VIII- COMPENSATION OF THE FIVE HIGHEST PAID PROFESSIONALS ATTACHMENT 13 NAME AND ADDRESS TYPE OF SERVICE COMPENSATION

COVINGTON CAPITAL MANAGEMENT INVESTMENT MGT 385,063. 601 SOUTH FIGUEROA ST, STE 2000 LOS ANGELES, CA 90017 FOUNDATION SOURCE ADMINISTRATIVE 96,000. 55 WALLS DRIVE, 3RD FL FAIRFIELD, CT 06824 SPECTRUM REACH ADVERTISING 59,463. P.O BOX 846888 LOS ANGELES, CA 90084

TOTAL COMPENSATION 540,526. BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 14

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT

AMERICAN FRIENDS OF THE TEL AVIV UNIVERSITY INC N/A CHARITABLE EVENT 50,000. 39 BROADWAY RM 1510 PC NEW YORK, NY 10006

ARIZONA SCIENCE CENTER N/A SUPPORT FOR REGIONAL SCIENCE FAIR 5,000. 600 E WASHINGTON ST PC PHOENIX, AZ 85004

AUSTIN SCIENCE EDUCATION FOUNDATION N/A SUPPORT FOR REGIONAL SCIENCE FAIR 5,000. 704 W GIBSON ST PC AUSTIN, TX 78704

BAY AREA DISCOVERY MUSEUM N/A MOBILE STEM EDUCATION "TRY IT TRUCK" FOR BAY AREA 10,000. 557 MCREYNOLDS RD PC SAUSALITO, CA 94965

BEIJING TSINGHUA UNIVERSITY N/A 2019 KKT WORKSHOP PARTICIPANT SUPPORT 20,000. 1 TSINGHUA YUAN, PC CHINA

BLACK GIRLS CODE INC N/A AFTERSCHOOL STEM PROGRAMS 5,000. PO BOX 640926 PC SAN FRANCISCO, CA 94164

ATTACHMENT 14 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 14 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT

BOYS AND GIRLS CLUBS OF THE NORTH VALLEY N/A GENERAL & UNRESTRICTED 5,000. 601 WALL ST PC CHICO, CA 95928

CALIFORNIA ACADEMY OF SCIENCES N/A SCIENCE ACTION CLUB SUPPORT 5,000. 55 MUSIC CONCOURSE DR GOLDEN GATE P PC SAN FRANCISCO, CA 94118

CALIFORNIA SCIENCE CENTER FOUNDATION N/A SUPPORT FOR CA DELEGATES FROM CALIFORNIA SCIENCE 20,000. 700 EXPOSITION PARK DR PC & ENGINEERING FAIR TO ATTEND ISEF LOS ANGELES, CA 90037

CALIFORNIA STATE UNIVERSITY EAST BAY FOUNDATION IN N/A SUMMER CODING PROGRAM ALIGNED WITH STEM ECOSYSTEM 25,000. 25800 CARLOS BEE BLVD SA 2750 PC EXPANSION TO PROVIDE STEM PATHWAYS FOR HAYWARD, CA 94542 UNDERREPRESENTED YOUTH IN HAYWARD, SAN LEANDRO AND SAN LORENZO

CENTER FOR THE INNOVATIVE TRAINING OF YOUTH INC N/A STEM NOLA'S PURCHASE OF RASPBERRY PIS FOR THE NEW 5,000. 4910 DREXEL DR BOX 61 PC CODING LAB PROJECT FOR YOUTH IN NEW ORLEANS NEW ORLEANS, LA 70125

CHILDREN NOW N/A GENERAL SUPPORT FOR CALIFORNIA STEM ECOSYSTEMS 20,000. 1404 FRANKLIN ST STE 700 PC INITIATIVE OAKLAND, CA 94612

ATTACHMENT 14 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 14 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT

CHILDREN NOW N/A OVERSIGHT OF BAY AREA STEM ECOSYSTEM AND 100,000. 1404 FRANKLIN ST STE 700 PC EXPANDING ECOSYSTEM CAPACITY AS A REGIONAL LEADER OAKLAND, CA 94612 THROUGH OUTREACH AND ENGAGEMENT OF HAYWARD, SAN LEANDRO, AND SAN LORENZO UNIFIED SCHOOL DISTRICTS WITH TARGETED FOCUS ON STEM ACCESS AND PATHWAYS FOR UNDERREPRESENTED YOUTH

CHILDREN NOW N/A PLANNING GRANT FOR FRESNO COUNTY OFFICE OF 25,000. 1404 FRANKLIN ST STE 700 PC EDUCATION TO CREATE A PLAN FOR SUSTAINABLE AND OAKLAND, CA 94612 STEM NETWORK/ECOSYSTEM IN THE CENTRAL VALLEY

CHILDREN NOW N/A TWO CONVENING OF STEM STAKEHOLDERS TO EXAMINE 30,000. 1404 FRANKLIN ST STE 700 PC ISSUES OF SUSTAINABILITY OF CALIFORNIA STEM OAKLAND, CA 94612 ECOSYSTEMS AND ALIGNMENT WITH CAL STATE UNIVERSITY SYSTEM IN ECOSYSTEM REGIONS

COLORADO STATE SCIENCE FAIR INC N/A GENERAL & UNRESTRICTED 5,000. CSU CAMPUS DELIVERY 1802 PC FORT COLLINS, CO 80523

COMMUNIVERSITY FOUNDATION N/A RASPBERRY PI WORKSHOP IN SOUTH AFRICA TOWNSHIP 3,000. 1107 LAKEVIEW DR PC FAIRFIELD, IA 52556

COMPUTER HISTORY MUSEUM N/A BROADCOM PRESENTS: DESIGN_CODE_BUILD PROJECT 360,000. 1401 N SHORELINE BLVD PC MOUNTAIN VIEW, CA 94043

ATTACHMENT 14 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 14 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT

DISCOVERY SCIENCE FOUNDATION N/A DISCOVERY SCIENCE CUBE OF ORANGE COUNTY'S 2020 20,000. 2500 N MAIN ST PC ISEF PROGRAM DEVELOPMENT SANTA ANA, CA 92705

DISCOVERY SCIENCE FOUNDATION N/A DISCOVERY SCIENCE CUBE OF ORANGE COUNTY'S STEM 125,000. 2500 N MAIN ST PC EDUCATION OUTREACH/CODING PROGRAMS SANTA ANA, CA 92705

ENVISION EXCELLENCE IN STEM EDUCATION N/A (SFN) NATIONAL STEM ECOSYSTEM INITIATIVES (TIES) 100,000. 2108 LAMBERTON RD PC CLEVELAND HEIGHTS, OH 44118

ENVISION EXCELLENCE IN STEM EDUCATION N/A ISRAEL STEM ECOSYSTEM INITIATIVE (TIES) 25,000. 2108 LAMBERTON RD PC CLEVELAND HEIGHTS, OH 44118

ENVISION EXCELLENCE IN STEM EDUCATION N/A PUERTO RICO STEM ECOSYSTEM INITIATIVE (TIES) 5,000. 2108 LAMBERTON RD PC CLEVELAND HEIGHTS, OH 44118

FRIENDS OF THE UNIVERSITY OF HONG KONG LTD N/A 2019 ASIA/PACIFIC UNIVERSITY STUDENT WORKSHOP 50,000. 1321 SYDNEY DR PC SUPPORT SUNNYVALE, CA 94087

ATTACHMENT 14 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 14 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT

FUNDACION DR RAUL GARCIA RINALDI N/A PUERTO RICO METROPOLITAN SCIENCE FAIR FUND 5,000. PO BOX 8816 PC SAN JUAN, PR 00910

GIRL SCOUTS OF ORANGE COUNTY N/A STEM BADGE AND CODING ACTIVITIES 20,000. 9500 TOLEDO WAY PC IRVINE, CA 92618

GIRLS INCORPORATED OF ORANGE COUNTY N/A AFTERSCHOOL STEM PROGRAMS 10,000. 1815 ANAHEIM AVE PC COSTA MESA, CA 92627

GIVE2ASIA N/A KEIO UNIVERSITY FOR THE 2019 KKT WORKSHOP HOST 35,000. 2201 BROADWAY ST 4TH FL PC SUPPORT OAKLAND, CA 94612

GREATER SAN DIEGO SCIENCE AND ENGINEERING FAIR INC N/A SUPPORT FOR REGIONAL SCIENCE FAIR 2,500. PO BOX 15547 PC SAN DIEGO, CA 92175

GWINNETT COUNTY PUBLIC SCHOOLS FOUNDATION FUND INC N/A SUPPORT FOR REGIONAL SCIENCE FAIR 5,000. 437 OLD PEACHTREE RD NW PC SUWANEE, GA 30024

ATTACHMENT 14 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 14 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT

HACK FOUNDATION N/A SCIENCE AND US MAKEATHON AT MIT 3,000. 8605 SANTA MONICA BLVD STE 86294 PC WEST HOLLYWOOD, CA 90069

IMPERIAL COLLEGE FOUNDATION INC N/A CHARITABLE EVENT 50,000. PO BOX 80526 PC ATLANTA, GA 30366

INTERNATIONAL MEDICAL CORPS N/A EMERGENCY RELIEF WORK IN THE BAHAMAS FOLLOWING 10,000. 12400 WILSHIRE BLVD STE 1500 PC HURRICANE DORIAN LOS ANGELES, CA 90025

IRVINE PUBLIC SCHOOLS FOUNDATION N/A LEAD SPONSOR OF IRVINE PUBLIC SCHOOL DISTRICT 30,000. 1 POST STE 250 PC SCIENCE FAIR IRVINE, CA 92618

KAIST U S FOUNDATION INC N/A 2019 KKT WORKSHOP PARTICIPANT SUPPORT 20,000. C/O CKP 3435 WILSHIRE BLVD NO 2240 SO I LOS ANGELES, CA 90010

MASSACHUSETTS SCIENCE & ENGINEERING FAIR INC N/A SUPPORT FOR REGIONAL SCIENCE FAIR 5,000. 955 MASSACHUSETTS AVE #350 PC CAMBRIDGE, MA 02139

ATTACHMENT 14 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 14 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT

MINNESOTA ACADEMY OF SCIENCE N/A SUPPORT FOR REGIONAL SCIENCE FAIR 5,000. 970 RAYMOND AVE STE 103 PC SAINT PAUL, MN 55114

NCTU FOUNDATION N/A NATIONAL CHAIO TUNG UNIVERSITY PARTICIPATION IN 25,000. PO BOX 2793 PC THE 2019 ASIA PACIFIC WORKSHOP CUPERTINO, CA 95015

NETHERLAND-AMERICA FOUNDATION INCORPORATED N/A UNIVERSITY OF GRONINGEN FOR THE PREPARATION AND 25,000. 505 8TH AVE STE 12A-05 PC TRAVEL FOR STUDENTS AND PROFESSORS TO THE 2019 NEW YORK, NY 10018 EMEA WORKSHOP IN DELHI, INDIA

OCTANE FOUNDATION FOR INNOVATION N/A DEVELOPMENT AND IMPLEMENTATION OF GUIDELINES AND 20,000. 65 ENTERPRISE SO I APPLICATION OF POST GRADUATE -- ENTREPRENEURIAL ALISO VIEJO, CA 92656 AND INCUBATOR METHODOLOGIES FOR STUDENT PARTICIPANTS IN UNIVERSITY WORKSHOPS

ORANGE COUNTY COMMUNITY FOUNDATION N/A 30TH ANNIVERSARY ANNUAL MEETING FUND 5,000. 4041 MACARTHUR BLVD STE 510 PC NEWPORT BEACH, CA 92660

ORANGE COUNTY COMMUNITY FOUNDATION N/A SUPPORT FOR OC WORKFORCE DEVELOPMENT INITIATIVES 10,000. 4041 MACARTHUR BLVD STE 510 PC NEWPORT BEACH, CA 92660

ATTACHMENT 14 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 14 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT

ORANGE COUNTY DEPARTMENT OF EDUCATION N/A ONE TIME PREP FOR 2020 ISEF 25,000. 200 KALMUS DR GOV COSTA MESA, CA 92626

ORANGE COUNTY SCIENCE AND ENGINEERING FAIR INC N/A SUPPORT FOR REGIONAL SCIENCE FAIR 50,000. PO BOX 11151 PC SANTA ANA, CA 92711

RASPBERRY PI FOUNDATION NORTH AMERICA INC N/A COOLEST PROJECTS IN NORTH AMERICA 20,000. 1111 BROADWAY FL 3 PC OAKLAND, CA 94607

RASPBERRY PI FOUNDATION NORTH AMERICA INC N/A SUPPORT FOR PI ACADEMY IN THE US 30,000. 1111 BROADWAY FL 3 PC OAKLAND, CA 94607

RBSEF INC N/A SUPPORT FOR REGIONAL SCIENCE FAIR 5,000. PO BOX 13314 PC READING, PA 19612

REGENTS UNIVERSITY OF CALIFORNIA LOS ANGELES N/A UCLA BROADCOM FELLOWSHIP FUND, UNDER THE 150,000. 10920 WILSHIRE BLVD STE 620 PC DIRECTION OF THE DEAN OF THE HENRY SAMUELI SCHOOL LOS ANGELES, CA 90024 OF ENGINEERING & APPLIED SCIENCES

ATTACHMENT 14 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 14 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT

RENAISSANCE YOUTH CENTER N/A 3D PRINTER AND RASPBERRY PIS FOR USE IN THE "CODE 3,500. 3485 3RD AVE PC THE BRONX" PROGRAM BRONX, NY 10456

RENAISSANCE YOUTH CENTER N/A CODE THE BRONX PROGRAM 25,000. 3485 3RD AVE PC BRONX, NY 10456

REUBEN H FLEET SCIENCE CENTER N/A PREPARATION FOR 2020 ISEF 5,000. 1875 EL PRADO PC SAN DIEGO, CA 92101

RIVERSIDE COUNTY OFFICE OF EDUCATION FOUNDATION N/A RIVERSIDE REGIONAL SCIENCE FAIR SUPPORT 2,500. 3939 13TH ST PC RIVERSIDE, CA 92501

RUDOLF STEINER FOUNDATION INC N/A RSF SOCIAL FINANCE - THE NUMI FOUNDATION FUND 5,000. 1002A OREILLY AVE PC SAN FRANCISCO, CA 94129

SAN MATEO COUNTY OFFICE OF EDUCATION N/A SUPPORT FOR SAN MATEO COUNTY REGIONAL SCIENCE FAIR 20,000. 101 TWIN DOLPHIN DR GOV REDWOOD CITY, CA 94065

ATTACHMENT 14 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 14 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT

SANTA CLARA VALLEY SCIENCE FAIR ASN N/A SUPPORT FOR REGIONAL SCIENCE FAIR 5,000. PO BOX 307 PC LOS ALTOS, CA 94023

SCIENCE BUDDIES N/A SUPPORT FOR INCREASING ONLINE SCIENCE & 50,000. 560 VALLEY WAY PC ENGINEERING PROGRAMS MILPITAS, CA 95035

SILICON VALLEY EDUCATION FOUNDATION N/A ELEVATE MATH PROGRAM 20,000. 1400 PARKMOOR AVE, STE 200 PC SAN JOSE, CA 95126

SMITHSONIAN INSTITUTION N/A INNER CITY STEM ENGAGEMENT (WITH SSP) DC MASTERS 20,000. 647 CONTEES WHARF RD PC EDGEWATER, MD 21037

SOCIETY FOR SCIENCE & THE PUBLIC N/A BROADCOM MASTERS PROGRAM 1,819,959. 1719 N ST NW PC WASHINGTON, DC 20036

SOCIETY FOR SCIENCE & THE PUBLIC N/A CHARITABLE EVENT 15,000. 1719 N ST NW PC WASHINGTON, DC 20036

ATTACHMENT 14 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 14 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT

SOCIETY FOR SCIENCE & THE PUBLIC N/A TO SUPPORT BRINGING FOUR TEAM LEADERS TO BRCM 10,000. 1719 N ST NW PC MASTERS INTERNATIONAL WASHINGTON, DC 20036

SOCIETY FOR SCIENCE & THE PUBLIC N/A DEPARTMENT OF DEFENSE - DEFENSE STEM EDUCATION 8,000. 1719 N ST NW PC CONSORTIUM (DSEC) WASHINGTON, DC 20036

SOCIETY FOR SCIENCE & THE PUBLIC N/A SPECIAL OUTREACH - PT STAFF POSITION FUND 50,000. 1719 N ST NW PC WASHINGTON, DC 20036

SOUTH SAN FRANCISCO FRIENDS OF THE LIBRARY N/A LOCAL SUPPORT FOR BAY AREA ECOSYSTEM 20,000. 840 W ORANGE AVE PC S SAN FRAN, CA 94080

THE AMERICAN IRELAND FUND N/A THE UNIVERSITY COLLEGE DUBLIN FOUNDATION CLG 50,000. 10 POST OFC SQ STE 1205 PC BOSTON, MA 02109

THE FOUNDATION AT FCOE N/A CENTRAL VALLEY REGIONAL SCIENCE FAIR (FRESNO) 5,000. 1111 VAN NESS AVE 3RD FL PC FRESNO, CA 93721

ATTACHMENT 14 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 14 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT

UNIVERSITY OF CALIFORNIA IRVINE FOUNDATION N/A FABCAMP SCHOLARSHIP AND OC OUTREACH FOR 35,000. 100 THEORY, STE 250 PC UNDERSERVED MIDDLE SCHOOLERS IRVINE, CA 92617

UNIVERSITY OF CALIFORNIA IRVINE FOUNDATION - THE H N/A 2019 ASIA/PACIFIC UNIVERSITY STUDENT WORKSHOP 50,000. 5200 ENGINEERING HALL PC SUPPORT IRVINE, CA 92697

UNIVERSITY OF CALIFORNIA IRVINE FOUNDATION - THE H N/A APW PARTNERSHIP WITH ALABAMA A&M UNIVERSITY 17,500. 5200 ENGINEERING HALL PC IRVINE, CA 92697

UNIVERSITY OF CALIFORNIA IRVINE FOUNDATION - THE H N/A OC STEM ECOSYSTEM INITIATIVE 100,000. 5200 ENGINEERING HALL PC IRVINE, CA 92697

UNIVERSITY OF CALIFORNIA IRVINE FOUNDATION - THE H N/A UCI BROADCOM FELLOWSHIP FUND 150,000. 5200 ENGINEERING HALL PC IRVINE, CA 92697

UNIVERSITY OF CALIFORNIA IRVINE FOUNDATION - THE H N/A UCI K-14 FUTURE INNOVATORS INITIATIVE & 75,000. 5200 ENGINEERING HALL PC ASPIRE/INSPIRE PROGRAMS IRVINE, CA 92697

ATTACHMENT 14 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 14 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT

WOMENS HIGH-TECH COALITION N/A DC STEM FAIR 5,000. C/O 499 S CAPITAL ST SW PC WASHINGTON, DC 20003

TOTAL CONTRIBUTIONS PAID 4,154,959.

ATTACHMENT 14 BROADCOM FOUNDATION 2019 FORM 990-PF 26-4754581

FORM 990-PF, PART XVI-A - ANALYSIS OF OTHER REVENUE ATTACHMENT 15

BUSINESS EXCLUSION RELATED OR EXEMPT DESCRIPTION CODE AMOUNT CODE AMOUNT FUNCTION INCOME

CLASS ACTION LAWSUIT PROCEEDS 01 12.

TOTALS 12.

ATTACHMENT 15 Electronic Filing Page 1 of 1

Cumulative e-File History 2019

Federal Locator: 4659PQ Taxpayer Name: Broadcom Foundation Return Type: 990, 990PF

Submitted Date: 07/14/2020 13:55:03 Acknowledgement Date: 07/14/2020 14:27:12 Status: Accepted Submission ID: 06391520201965000424

https://gosystemrs.fasttax.com/ElfCumulativeHistory.asp?Acct=N43C&Year=2019&Loc=... 7/15/2020