League Tables Q1 2020 Q1 2020

Total Page:16

File Type:pdf, Size:1020Kb

League Tables Q1 2020 Q1 2020 TAIWAN CAPITAL MARKETS LEAGUE TABLES Q1 2020 Q1 2020 MANAGER RANKINGS TAIWAN CAPITAL MARKETS The Bloomberg Capital Markets Tables represent the top arrangers, bookrunners and advisors across a broad array of deal types including loans, bonds, equity and M&A transactions; according to Bloomberg standards. LEAG<GO> for a full range of league tables MA<GO> for a full range of merger & acquisition tables NI LEAG CRL<GO> or http://www.bloomberg.com/ for a full range of market-specific league table publications Due to the dynamic nature of the Professional Service product, league table rankings may vary between this release and data found on the Bloomberg Professional Service. DATA SUBMISSIONS AND QUERIES Contact Phone Email Equities Siying He +86 21 6055 3524 [email protected] Fixed Income Sheng Chiu +886 2 7719 1467 [email protected] Loans Jewel Ho +852 2293 1498 [email protected] © 2020 Bloomberg Finance L.P. All rights reserved. Bloomberg Taiwan Capital Markets | Q1 2020 Taiwan Bonds: Industry Breakdown Taiwan Bonds 20% Q1 2020 Q1 2019 Mkt Volume (TWD Deal Prev Prev Mkt Mkt Share 58% Firm Rank Share(%) Mln) Count Rank Share(%) Chg(%) 21% Yuanta Securities 1 22.781 26,400 13 2 15.295 7.486 KGI Securities 2 21.745 25,200 9 4 6.729 15.016 Masterlink Securities 3 11.735 13,600 7 3 7.464 4.271 SinoPac Financial Holdings 4 8.888 10,300 8 10 4.224 4.664 Hua Nan Securities 5 6.903 8,000 6 18 2.171 4.732 Financials 58% HSBC 6 3.797 4,400 2 - - 3.797 Communications 21% KGI Bank 7 3.710 4,300 1 - - 3.710 Technology 20% Mega Financial Holding 8 3.624 4,200 5 5 5.660 -2.036 Others 2% Taishin Financial Holding Co Ltd 9 3.452 4,000 3 7 4.709 -1.257 Fubon Securities 10 3.193 3,700 3 9 4.642 -1.449 Fubon Financial Holding 11 2.157 2,500 1 12 2.738 -0.581 Taiwan Bonds: Manager Rankings History Jih Sun Securities Co Ltd 12 1.898 2,200 2 13 2.688 -0.790 Capital Securities Corp 13 1.294 1,500 4 6 5.594 -4.300 2020 2019 2018 55 Taiwan Cooperative Securities Co 14 0.949 1,100 4 8 4.692 -3.743 Ltd 40 ) % ( Hua Nan Financial Holdings Co 15 0.863 1,000 1 16 2.505 -1.642 e r a h Ltd S t e k r E.Sun Commercial Bank 16 0.604 700 1 17 2.187 -1.583 a 20 M Sunny Bank 17 0.518 600 3 26 0.267 0.251 President Securities 18 0.431 500 3 19 1.252 -0.821 0 s s s s s First Securities Inc 19 0.421 488 3 24 0.334 0.087 e e e g e C ti ti ti n ti B ri ri ri i ri S u u u ld u H c c c o c e e e H e Horizon Securities Co Ltd 20 0.345 400 2 25 0.301 0.044 S S S l S a I k ia n t G n c a n K li n a r a N u te n a Y s i u TOTAL 100% 115,888 29 100% a F H c M a P o in S This table consists of debt securities denominated in Taiwanese Dollars, with market type "Domestic" or "Domestic MTN". This excludes asset- backed securities, bonds with warrants, convertible securities, and credit-linked notes. There is a minimum threshold of 12 months for maturities, call or put periods and USD 50MM minimum amount for self-led securities. Please see League Table Standards and Guidelines for further details. Bloomberg League Table Reports Page 1 Bloomberg Taiwan Capital Markets | Q1 2020 Taiwan International Bonds: Industry Breakdown Taiwan International Bonds 5% Q1 2020 Q1 2019 26% Mkt Volume (USD Deal Prev Prev Mkt Mkt Share Firm Rank Share(%) Mln) Count Rank Share(%) Chg(%) 69% KGI Securities 1 14.405 2,894 16 4 5.715 8.690 Morgan Stanley 2 11.877 2,386 8 - - 11.877 BNP Paribas 3 10.719 2,154 4 6 4.365 6.354 Deutsche Bank 4 9.823 1,974 4 1 24.921 -15.098 E.Sun Commercial Bank 5 9.179 1,844 27 7 3.989 5.190 Financials 69% Cathay United Bank 6 7.216 1,450 13 9 1.790 5.426 Communications 26% Standard Chartered Bank 7 5.437 1,092 3 2 23.208 -17.771 Others 5% Yuanta Securities 8 5.163 1,037 14 8 3.979 1.184 Citi 9 4.933 991 2 - - 4.933 CTBC Financial Holding 10 4.881 981 6 - - 4.881 Taiwan International Bonds: Manager Rankings History HSBC 11 4.218 848 3 5 5.084 -0.866 Masterlink Securities 12 2.736 550 9 12 0.387 2.349 2020 2019 2018 25 Societe Generale 13 2.344 471 5 18 0.084 2.260 ANZ Banking Group 14 1.493 300 1 - - 1.493 20 ) % ( Credit Agricole CIB 14 1.493 300 1 2 23.208 -21.715 e r 15 a h S Taishin Financial Holding Co 16 1.410 283 5 14 0.221 1.189 t e k 10 r Ltd a M SinoPac Financial Holdings 17 1.004 202 8 14 0.221 0.783 5 Capital Securities Corp 18 0.767 154 2 - - 0.767 0 s y s k k k Fubon Financial Holding 19 0.402 81 2 10 1.580 -1.178 ie le a n n n it n ib a a a r a r B B B u t a e l d c S P h ia e e n c c it S a P s r n Bank of Taiwan 20 0.257 52 3 18 0.084 0.173 I g N t e G r B u m U K o e y M D m a o th C a TOTAL 100% 20,093 78 100% n u C .S E This table consists of debt & preferred securities denominated in non-Taiwanese Dollar and listed on the Taipei exchange. This excludes asset- backed securities, bonds with warrants, convertible securities, and structured notes. There is a minimum threshold of 12 months for maturities, call or put periods, and USD 50MM minimum amount for self-led securities. Please see League Table Standards and Guidelines for further details. Bloomberg League Table Reports Page 2 Bloomberg Taiwan Capital Markets | Q1 2020 Taiwan International Bonds (TSA): Industry Breakdown Taiwan International Bonds (TSA Disclosed Amounts) 5% Q1 2020 Q1 2019 26% Mkt Volume (USD Deal Prev Prev Mkt Mkt Share Firm Rank Share(%) Mln) Count Rank Share(%) Chg(%) 69% KGI Securities 1 14.665 2,947 23 3 5.107 9.558 BNP Paribas 2 13.236 2,660 4 6 2.929 10.307 Deutsche Bank 3 10.802 2,170 4 1 67.105 -56.303 E.Sun Commercial Bank 4 8.934 1,795 35 4 5.008 3.926 Cathay United Bank 5 7.634 1,534 20 10 1.437 6.197 Financials 69% Yuanta Securities 6 6.608 1,328 23 2 5.824 0.784 Communications 26% Citi 7 5.176 1,040 2 - - 5.176 Others 5% Standard Chartered Bank 8 4.912 987 3 7 2.481 2.431 Morgan Stanley 9 4.725 949 8 - - 4.725 Masterlink Securities 10 4.429 890 11 12 0.608 3.821 Taiwan International Bonds (TSA): Manager Rankings CTBC Financial Holding 11 3.843 772 9 - - 3.843 History Taishin Financial Holding Co 12 3.171 637 13 8 1.801 1.370 Ltd 2020 2019 2018 70 HSBC 13 2.548 512 3 5 3.227 -0.679 60 SinoPac Financial Holdings 14 1.865 375 16 14 0.497 1.368 ) % ( Capital Securities Corp 15 1.608 323 4 - - 1.608 e r a 40 h S Fubon Financial Holding 16 1.261 253 7 9 1.627 -0.366 t e k r KGI Bank 17 1.107 222 5 - - 1.107 a M 20 ANZ Banking Group 18 0.995 200 1 - - 0.995 Societe Generale 19 0.923 185 5 20 0.024 0.899 0 s s k k k s e a n n n e President Securities 20 0.456 92 5 16 0.221 0.235 ti b a a a ti ri ri B B B ri u a l u c P e a d c e h i te e S P c rc i S TOTAL 100% 20,093 78 100% I N ts e n G B u U ta e m y n K D m a a o th u C a Y n u C .S This table consists of debt & preferred securities denominated in non-Taiwanese Dollar and listed on the Taipei exchange. This excludes asset- E backed securities, bonds with warrants, convertible securities, and structured notes. There is a minimum threshold of 12 months for maturities, call or put periods, and USD 50MM minimum amount for self-led securities. Please see League Table Standards and Guidelines for further details. Bloomberg League Table Reports Page 3 Bloomberg Taiwan Capital Markets | Q1 2020 Taiwan Equity & Equity Linked: Industry Breakdown Taiwan Equity & Equity Linked 7% 10% Q1 2020 Q1 2019 40% 13% Mkt Volume (TWD Deal Prev Prev Mkt Mkt Share Firm Rank Share(%) Mln) Count Rank Share(%) Chg(%) KGI Securities 1 38.810 4,524 6 2 16.515 22.295 31% Horizon Securities Co Ltd 2 10.294 1,200 1 - - 10.294 Waterland Securities Co Ltd 2 10.294 1,200 3 10 2.137 8.157 Fubon Securities 4 9.562 1,115 3 4 5.711 3.851 Capital Securities Corp 5 4.402 513 2 6 2.373 2.029 Industrials 40% Taishin Financial Holding Co Ltd 6 3.457 403 6 9 2.202 1.255 Technology 31% Grand Fortune Securities Co 7 2.946 343 2 5 4.543 -1.597 Financials 13% Cathay Securities Corp 8 2.574 300 1 - - 2.574 Consumer Discretionary 10% CTBC Financial Holding 8 2.574 300 1 3 6.825 -4.251 Health Care 7% First Securities Inc 8 2.574 300 1 - - 2.574 Others 0% Yuanta Securities 8 2.574 300 1 1 53.840 -51.266 SinoPac Financial Holdings 12 2.522 294 3 8 2.245 0.277 E.Sun Financial Holding Co Ltd 13 2.145 250 1 - - 2.145 Taiwan Equity & Equity Linked: Manager Rankings History Hua Nan Securities 14 1.517 177 2 - - 1.517 Mega Financial Holding 15 1.374 160 2 13 0.289 1.085 2020 2019 2018 40 Jih Sun Securities Co Ltd 16 1.048 122 1 11 0.652 0.396 Taiwan Cooperative Securities Co 17 0.502 58 1 7 2.288 -1.786 30 ) % ( Ltd e r a h President Securities 18 0.330 38 1 - - 0.330 S 20 t e k r Taichung Commercial Bank 19 0.257 30 1 15 0.035 0.222 a M Masterlink Securities 20 0.244 28 1 12 0.311 -0.067 10 TOTAL 100% 11,657 40 100% 0 s d d s p d e t t e r t ti L L ti o L ri o o ri C o u C C u s C c c e e s s e ti g This table consists of equity & equity-linked securities issuedby Taiwanese issuers.
Recommended publications
  • Execution Copy the EXPORT-IMPORT BANK OF
    Execution Copy THE EXPORT-IMPORT BANK OF KOREA as Issuer and DEUTSCHE BANK AG, TAIPEI BRANCH as Lead Manager BANK OF TAIWAN FUBON SECURITIES CO., LTD. KGI BANK PRESIDENT SECURITIES CORP. SHANGHAI COMMERCIAL & SAVINGS BANK, LTD. SINOPAC SECURITIES CORP. TAIPEI FUBON COMMERCIAL BANK CO., LTD. TAISHIN INTERNATIONAL BANK as Co-managers SUBSCRIPTION AGREEMENT in respect of US$400,000,000 Floating Rate Notes due 2023 THE EXPORT-IMPORT BANK OF KOREA US$25,000,000,000 Global Medium Term Note Programme [SEOUL 13211_2] THIS AGREEMENT is made on 12 March 2018 AMONG: (1) THE EXPORT-IMPORT BANK OF KOREA (the “Issuer”); (2) DEUTSCHE BANK AG, TAIPEI BRANCH (the “Lead Manager”); and (3) BANK OF TAIWAN, FUBON SECURITIES CO., LTD., KGI BANK, PRESIDENT SECURITIES CORP., SHANGHAI COMMERCIAL & SAVINGS BANK, LTD., SINOPAC SECURITIES CORP., TAIPEI FUBON COMMERCIAL BANK CO., LTD. and TAISHIN INTERNATIONAL BANK. (the “Co-managers” and, together with the Lead Manager, the “Managers”). WHEREAS (A) The Issuer has entered into an amended and restated dealer agreement dated 13 May 2016 (the “Dealer Agreement”) with the Dealers named therein respect of the Issuer’s US$25,000,000,000 Global Medium Term Note Programme (the “Programme”). All terms with initial capitals used herein without definition have the meanings given to them in the Dealer Agreement. (B) The Issuer proposes to issue US$400,000,000 aggregate principal amount of its floating rate notes due 2023 (the “Notes”), which expression, where the context so admits, shall include the Global Notes to be delivered in respect thereof, and the Managers wish to subscribe such Notes, on a firm commitment basis, at the Subscription Price (as defined in clause 3.1 of this Agreement).
    [Show full text]
  • Fact Sheet:State Street Defensive Emerging Markets Equity Fund
    State Street Defensive Emerging Markets Equity Fund - Class K Equity 30 June 2021 Fund Objective Total Return The State Street Defensive Emerging Markets Equity Fund seeks to provide MSCI Emerging maximum total return, primarily through capital appreciation, by investing Cumulative Fund at NAV Market Index primarily in securities of foreign issuers. QTD 5.52% 5.05% Process YTD 12.79 7.45 In seeking to identify stocks offering the potential for capital growth, the Annualized Adviser employs a proprietary quantitative process. The process evaluates 1 Year 37.80 40.90 the relative attractiveness of eligible securities based on the correlation 3 Year 8.25 11.27 of certain historical economic and financial factors (such as measures of 5 Year 8.45 13.03 growth potential, valuation, quality and investor sentiment) and based on other historical quantitative metrics. 10 Year 0.96 4.28 The Adviser also uses a quantitative analysis to determine the expected volatility of a stock's market price. Volatility is a statistical measurement of up and down fluctuations in the value of a security over time. Gross Expense Ratio 1.52% Through these quantitative processes of security selection and portfolio Net Expense Ratio^ 1.00% diversification, the Adviser expects that the portfolio will be subject to a 30 Day SEC Yield 1.41% relatively low level of absolute risk (as defined by statistical measures of 30 Day SEC Yield (Unsubsidized) 1.34% volatility, such as standard deviation of returns) and should exhibit relatively Maximum Sales Charge - low volatility compared with the Index over the long term. There can be no assurance that the Fund will in fact achieve any targeted level of volatility or experience lower volatility than the Index, nor can there be any assurance Performance quoted represents past performance, which is no guarantee of that the Fund will produce returns in excess of the Index.
    [Show full text]
  • 2019Annualreport 2019
    CONTENTS Letter to Shareholders 4 Operations Review 10 Company Introduction 32 Supervisors' Report 38 Internal Control Statement 39 Independent Auditors' Report (Consolidated) 42 Consolidated Balance Sheets 46 Consolidated Statements of 48 Comprehensive Income Independent Auditors' Report 50 Balance Sheets 54 Statements of Comprehensive Income 56 Schedule for Appropriation of Earnings 58 2019 ANNUAL REPORT TAIWAN DEPOSITORY & CLEARING CORPORATION 5 Letter to Dear shareholders: Shareholders The world's politics and economics are increasingly interconnected. Within this, the capital market plays the role of an economic window. Looking back on 2019, because global trade disputes and geopolitical frictions brought many uncertainties to the global economy, the momentum of economic growth slowed down. In terms of Taiwan's economy, external demand declined at the beginning of the year. Fortunately, after the middle of the year, the negative effects of the trade war gradually weakened, bringing about the effect of order transfers and additional investment for Taiwan, as well as some momentum toward growth. Although the performance of the capital market was not as good as in 2018, there was still a certain level of performance. Challenges from uncertainty risks due to changes in the political and economic environments also brought different opportunities to capital market participants. In the face of market challenges and customer needs, new Fintech applications and digital transformation have played leading roles. However, application in new technology is not the only factor creating competitive advantages. The key to successful transformation lies in whether enterprises can adapt to market trends, select appropriate system architectures, use professional talent to integrate cross-border resources, and realize the value of accumulated big data through innovative applications.
    [Show full text]
  • Ctbc Financial Holding Co., Ltd. and Subsidiaries
    1 Stock Code:2891 CTBC FINANCIAL HOLDING CO., LTD. AND SUBSIDIARIES Consolidated Financial Statements With Independent Auditors’ Report For the Six Months Ended June 30, 2019 and 2018 Address: 27F and 29F, No.168, Jingmao 2nd Rd., Nangang Dist., Taipei City 115, Taiwan, R.O.C. Telephone: 886-2-3327-7777 The independent auditors’ report and the accompanying consolidated financial statements are the English translation of the Chinese version prepared and used in the Republic of China. If there is any conflict between, or any difference in the interpretation of the English and Chinese language independent auditors’ report and consolidated financial statements, the Chinese version shall prevail. 2 Table of contents Contents Page 1. Cover Page 1 2. Table of Contents 2 3. Independent Auditors’ Report 3 4. Consolidated Balance Sheets 4 5. Consolidated Statements of Comprehensive Income 5 6. Consolidated Statements of Changes in Stockholder’s Equity 6 7. Consolidated Statements of Cash Flows 7 8. Notes to the Consolidated Financial Statements (1) History and Organization 8 (2) Approval Date and Procedures of the Consolidated Financial Statements 8 (3) New Standards, Amendments and Interpretations adopted 9~12 (4) Summary of Significant Accounting Policies 12~39 (5) Primary Sources of Significant Accounting Judgments, Estimates and 40 Assumptions Uncertainty (6) Summary of Major Accounts 40~202 (7) Related-Party Transactions 203~215 (8) Pledged Assets 216 (9) Significant Contingent Liabilities and Unrecognized Contract 217~226 Commitment (10) Significant Catastrophic Losses 227 (11) Significant Subsequent Events 227 (12) Other 227~282 (13) Disclosures Required (a) Related information on significant transactions 283~287 (b) Related information on reinvestment 287~289 (c) Information on investment in Mainland China 289~290 (14) Segment Information 291 KPMG 11049 5 7 68 ( 101 ) Telephone + 886 (2) 8101 6666 台北市 信義路 段 號 樓 台北 大樓 68F., TAIPEI 101 TOWER, No.
    [Show full text]
  • AQR TM Emerging Multi-Style Fund June 30, 2021
    AQR TM Emerging Multi-Style Fund June 30, 2021 Portfolio Exposures NAV: $685,149,993 Asset Class Security Description Exposure Quantity Equity A-Living Services Ord Shs H 2,001,965 402,250 Equity Absa Group Ord Shs 492,551 51,820 Equity Abu Dhabi Commercial Bank Ord Shs 180,427 96,468 Equity Accton Technology Ord Shs 1,292,939 109,000 Equity Acer Ord Shs 320,736 305,000 Equity Adani Enterprises Ord Shs 1,397,318 68,895 Equity Adaro Energy Tbk Ord Shs 2,003,142 24,104,200 Equity Advanced Info Service Non-Voting DR 199,011 37,300 Equity Advanced Petrochemical Ord Shs 419,931 21,783 Equity Agricultural Bank of China Ord Shs A 288,187 614,500 Equity Agricultural Bank Of China Ord Shs H 482,574 1,388,000 Equity Al Rajhi Bank Ord Shs 6,291,578 212,576 Equity Alibaba Group Holding ADR Representing 8 Ord Shs 33,044,794 145,713 Equity Alinma Bank Ord Shs 1,480,452 263,892 Equity Ambuja Cements Ord Shs 305,517 66,664 Equity Anglo American Platinum Ord Shs 174,890 1,514 Equity Anhui Conch Cement Ord Shs A 307,028 48,323 Equity Anhui Conch Cement Ord Shs H 1,382,025 260,500 Equity Arab National Bank Ord Shs 485,970 80,290 Equity ASE Technology Holding Ord Shs 2,982,647 742,000 Equity Asia Cement Ord Shs 231,096 127,000 Equity Aspen Pharmacare Ord Shs 565,696 49,833 Equity Asustek Computer Ord Shs 1,320,000 99,000 Equity Au Optronics Ord Shs 2,623,295 3,227,000 Equity Aurobindo Pharma Ord Shs 3,970,513 305,769 Equity Autohome ADS Representing 4 Ord Shs Class A 395,017 6,176 Equity Axis Bank GDR 710,789 14,131 Equity Ayala Land Ord Shs 254,266 344,300
    [Show full text]
  • Value Taiwan ETF (Stock Code: 3060) ETF Distinction ● Value ● Experience
    Value Taiwan ETF (stock code: 3060) ETF Distinction ● Value ● Experience HH 24 January 2017 Morningstar RatingTM1 As at 31-01-2017 • Value Taiwan ETF (the “Fund”) is an index-tracking fund listed on the Stock Exchange of Hong Kong Limited (“SEHK”) which aims to provide investment results that closely correspond to the performance of the FTSE Value-Stocks Taiwan Index (“Index”). • The Fund invests in emerging market and is subject to a greater risk of loss than investments in a developed market due to greater political, economic, taxation and regulatory uncertainty and risks linked to volatility and market liquidity. • The Index may experience periods of volatility and decline and the price of units of the Fund is likely to vary or decline accordingly. As the Fund is not actively managed, the Manager will not adopt a temporary defensive position against any market downturn. Investors may lose part or all of their investment. • There is no assurance that the Fund will pay dividends. The Manager may at its discretion pay dividends out of the capital of the Fund or pay dividend out of gross income while all or part of the fees and expenses of the Fund are charged to/paid out of the capital of the Fund. Dividends effectively paid out of capital amount to a return or withdrawal of part of an investor’s original investment or from any capital gains attributable to that original investment. Such distribution involving payment of dividends out of the capital may result in an immediate reduction of the Fund’s net asset value per unit.
    [Show full text]
  • Bloomberg-Taiwan-Capital-Market-Preliminary-League-Tables-Q1-2020-ENG.Pdf
    TAIWAN CAPITAL MARKETS LEAGUE TABLES Q1 2020 Preliminary As of 25 March 2020 Q1 2020 PRELIMINARY AS OF 25 MARCH 2020 MANAGER RANKINGS TAIWAN CAPITAL MARKETS The Bloomberg Capital Markets Tables represent the top arrangers, bookrunners and advisors across a broad array of deal types including loans, bonds, equity and M&A transactions; according to Bloomberg standards. LEAG<GO> for a full range of league tables MA<GO> for a full range of merger & acquisition tables NI LEAG CRL<GO> or http://www.bloomberg.com/ for a full range of market-specific league table publications Due to the dynamic nature of the Professional Service product, league table rankings may vary between this release and data found on the Bloomberg Professional Service. DATA SUBMISSIONS AND QUERIES Contact Phone Email Equities Siying He +86 21 6055 3524 [email protected] Fixed Income Sheng Chiu +886 2 7719 1467 [email protected] Loans Jewel Ho +852 2293 1498 [email protected] © 2020 Bloomberg Finance L.P. All rights reserved. Bloomberg Preliminary Taiwan Capital Markets | Q1 2020 Taiwan Bonds: Industry Breakdown Taiwan Bonds 20% Q1 2020 Q1 2019 Mkt Volume (TWD Deal Prev Prev Mkt Mkt Share 58% Firm Rank Share(%) Mln) Count Rank Share(%) Chg(%) 21% Yuanta Securities 1 25.973 30,100 12 2 16.612 9.361 KGI Securities 2 21.745 25,200 9 4 7.309 14.436 Masterlink Securities 3 11.735 13,600 7 3 8.107 3.628 SinoPac Financial Holdings 4 8.888 10,300 8 8 4.588 4.300 Hua Nan Securities 5 6.903 8,000 6 17 2.358 4.545 Financials 58% HSBC 6 3.797 4,400 2 - - 3.797 Communications
    [Show full text]
  • China Development Financial
    Stock Code:2883 China Development Financial 2015 Annual Report Notice to readers This English-version annual report is a summary of the Chinese version and is not an official document of the share holders’ meeting. If there is any discrepancy between the English and Chinese versions, the Chinese version shall prevail. Annual Report is available at: http://www.cdibh.com Printed on February 29, 2016 Spokesperson Deputy Spokesperson Name: Eddy Chang Name: Beatrice Chou Title : Executive Vice President Title: Executive Vice President Tel : (02)2763-8800 Tel: (02)2763-8800 Web: www.cdibh.com Web: www.cdibh.com Headquarters, Branches and Plant China Development Financial Address: No. 125, Sec. 5, Nanjing E. Rd., Taipei 10504, Taiwan Tel: (02)2753-2201 Web: www.cdibh.com Subsidiaries China Development Industrial Bank Address: 11 &12F, No. 125, Sec. 5, Nanjing E. Rd., Taipei 10504, Taiwan Tel: (02)2763-8800 Web: www.cdibank.com KGI Bank Address: No. 125, Sec. 5, Nanjing E. Rd., Taipei 10504, Taiwan Tel: (02)2171-1088 Web: www.kgibank.com KGI Securities Address: No. 700, Mingshui Rd., Taipei 10462, Taiwan Tel: (02)2181-8888 Web: www.kgi.com Stock Transfer Agent Name: The Transfer Agency Department of KGI Securities Address: 5F, No. 2, Sec. 1, ChongqingSouth Rd., Taipei 10044, Taiwan Tel: (02)2389-2999 Web: www.kgi.com Credit Rating Agency Name: Taiwan Ratings Address: 49F, No. 7, Sec. 5, XingYi Rd., Taipei 11049, Taiwan Tel: (02)8722-5800 Web: www.taiwanratings.com Auditors Auditors: Yi-Chun Wu, Cheng-Hung Kuo Accounting Firm: Deloitte & Touche Address: 12F, No. 156, Sec.
    [Show full text]
  • Consolidated Financial Statements 2019
    KGI Bank Co., Ltd. and Subsidiaries Consolidated Financial Statements for the Years Ended December 31, 2019 and 2018 and Independent Auditors’ Report DECLARATION OF CONSOLIDATION OF FINANCIAL STATEMENTS OF AFFILIATES The Bank required to be included in the consolidated financial statements of affiliates in accordance with the “Criteria Governing Preparation of Affiliation Reports, Consolidated Business Reports and Consolidated Financial Statements of Affiliated Enterprises” for the year ended December 31, 2019 are all the same as the companies required to be included in the consolidated financial statements of parent and subsidiary companies as provided in International Financial Reporting Standard 10 “Consolidated Financial Statements”. Relevant information that should be disclosed in the consolidated financial statements of affiliates has all been disclosed in the consolidated financial statements of parent and subsidiary companies. Hence, we have not prepared a separate set of consolidated financial statements of affiliates. Very truly yours, KGI BANK CO., LTD. March 26, 2020 - 1 - KGI BANK CO., LTD. AND SUBSIDIARIES CONSOLIDATED BALANCE SHEETS DECEMBER 31, 2019 AND 2018 (In Thousands of New Taiwan Dollars) 2019 2018 ASSETS Amount % Amount % CASH AND CASH EQUIVALENTS (Notes 4, 6 and 41) $ 8,152,200 1 $ 7,034,362 1 DUE FROM THE CENTRAL BANK AND CALL LOANS TO BANKS (Note 7) 28,303,064 4 26,431,383 4 FINANCIAL ASSETS AT FAIR VALUE THROUGH PROFIT OR LOSS (Notes 4, 8, 41 and 42) 78,108,576 12 81,922,752 12 FINANCIAL ASSETS AT FAIR VALUE
    [Show full text]
  • FTSE Publications
    2 FTSE Russell Publications 28 October 2020 FTSE Taiwan USD Net Tax Index Indicative Index Weight Data as at Closing on 27 October 2020 Constituent Index weight (%) Country Constituent Index weight (%) Country Constituent Index weight (%) Country Accton Technology 0.45 TAIWAN Formosa Petrochemical 0.44 TAIWAN SinoPac Financial Holdings Co. Ltd. 0.45 TAIWAN Acer 0.29 TAIWAN Formosa Plastics Corp 1.56 TAIWAN Synnex Technology International 0.23 TAIWAN Advantech 0.49 TAIWAN Formosa Taffeta 0.13 TAIWAN Taishin Financial Holdings 0.53 TAIWAN Airtac International Group 0.42 TAIWAN Foxconn Technology 0.23 TAIWAN Taiwan Business Bank 0.19 TAIWAN ASE Technology Holding 0.87 TAIWAN Fubon Financial Holdings 1.21 TAIWAN Taiwan Cement 0.82 TAIWAN Asia Cement 0.38 TAIWAN Genius Electronic Optical 0.2 TAIWAN Taiwan Cooperative Financial Holding 0.75 TAIWAN ASMedia Technology 0.24 TAIWAN Giant Manufacturing 0.31 TAIWAN Taiwan Fertilizer 0.15 TAIWAN Asustek Computer Inc 0.7 TAIWAN GlobalWafers 0.36 TAIWAN Taiwan Glass Industrial 0.08 TAIWAN AU Optronics 0.42 TAIWAN HIWIN Technologies Corp. 0.29 TAIWAN Taiwan High Speed Rail 0.26 TAIWAN Capital Securities 0.09 TAIWAN Hon Hai Precision Industry 3.82 TAIWAN Taiwan Mobile 0.64 TAIWAN Catcher Technology 0.54 TAIWAN Hotai Motor 0.81 TAIWAN Taiwan Secom 0.1 TAIWAN Cathay Financial Holding 1.28 TAIWAN HTC Corporation 0.08 TAIWAN Taiwan Semiconductor Manufacturing 42.94 TAIWAN Chailease Holding 0.73 TAIWAN Hua Nan Financial Holdings 0.67 TAIWAN TECO Electric & Machinery 0.21 TAIWAN Chang Hwa Commercial Bank 0.45 TAIWAN Innolux 0.34 TAIWAN TPK Holding Co Ltd 0.07 TAIWAN Cheng Shin Rubber Industry 0.27 TAIWAN Inventec Co.
    [Show full text]
  • Financial Statements 2006
    Cosmos Bank, Taiwan Financial Statements for the Years Ended December 31, 2006 and 2005 and Independent Auditors’ Report INDEPENDENT AUDITORS’ REPORT The Board of Directors and Stockholders Cosmos Bank, Taiwan We have audited the accompanying balance sheets of Cosmos Bank, Taiwan as of December 31, 2006 and 2005, and the related statements of income, changes in stockholders’ equity and cash flows for the years then ended. These financial statements are the responsibility of the Bank’s management. Our responsibility is to express an opinion on these financial statements based on our audits. Except as stated in the next paragraph, we conducted our audits in accordance with the Rules Governing the Audit of Financial Statements of Financial Institutions by Certified Public Accountants and auditing standards generally accepted in the Republic of China. Those rules and standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion. As stated in Note 15 to the financial statements, the Bank signed individual contracts with asset management companies between 2002 and 2006 to sell nonperforming loans. Based on the Law Governing Mergers of Financial Institutions, the losses on these sales were amortized using the straight-line method over 60 months.
    [Show full text]
  • Harbor Robeco Series July 31, 2020
    Quarterly Schedules of Portfolio Holdings Harbor Robeco Series July 31, 2020 Retirement Institutional Administrative Investor Class Class Class Class CONSERVATIVE EQUITY Harbor Robeco Emerging Markets Conservative Equities Fund HRERX HRETX HREAX HRENX Harbor Robeco Global Conservative Equities Fund HRGTX HRGIX HRGDX HRGNX Harbor Robeco International Conservative Equities Fund HRIRX HRIEX HRIMX HRIVX Harbor Robeco US Conservative Equities Fund HRURX HRUNX HRUAX HRUVX CORE EQUITY Harbor Robeco Emerging Markets Active Equities Fund HRMEX HRMTX HRMNX HRMOX Table of Contents Portfolios of Investments HARBOR ROBECO EMERGING MARKETS CONSERVATIVE EQUITIES FUND . 1 HARBOR ROBECO GLOBAL CONSERVATIVE EQUITIES FUND. .................. 4 HARBOR ROBECO INTERNATIONAL CONSERVATIVE EQUITIES FUND . ........ 7 HARBOR ROBECO US CONSERVATIVE EQUITIES FUND. ...................... 10 HARBOR ROBECO EMERGING MARKETS ACTIVE EQUITIES FUND. ........ 12 Notes to Portfolios of Investments ..................................... 17 Harbor Robeco Emerging Markets Conservative Equities Fund PORTFOLIO OF INVESTMENTS—July 31, 2020 (Unaudited) Value, Cost and Principal Amounts in Thousands COMMON STOCKS—94.3% COMMON STOCKS—Continued Shares Value Shares Value AUTO COMPONENTS—1.2% DIVERSIFIED TELECOMMUNICATION SERVICES—Continued 5,275 Shandong Linglong Tyre Co. Ltd. (China) ................ $ 18 2,097 KT Corp. ADR (South Korea)1......................... $ 21 5,400 Weifu High Technology Group Ltd. (China) . 17 48,200 Telekomunikasi Indonesia Persero Tbk PT (Indonesia)..... 10 35 20,330 Turk Telekomunikasyon AS (Turkey) . ................. 21 118 AUTOMOBILES—2.2% 766 KIA Motors Corp. (South Korea) . ..................... 26 ELECTRIC UTILITIES—2.5% 10,785 Tofas Turk Otomobil Fabrikasi AS (Turkey) . 39 5,200 EDP - Energias do Brasil SA (Brazil) ................... 19 65 5,400 Equatorial Energia SA (Brazil) . ..................... 26 5,700 Transmissora Alianca de Energia Eletrica SA (Brazil)* ..... 32 BANKS—18.3% 77 73,000 Agricultural Bank of China Ltd.
    [Show full text]