FEDERAL REGISTER VOLUME 34 • NUMBER 12 Friday, January 17, 1969 • Washington, D.C. Pages 695-796 PART I (Part II begins on page 787)
Agencies in this issue— Agricultural Stabilization and Conservation Service Agriculture Department Atomic Energy Commission Business and Defense Services Administration Civil Aeronautics Board Coast Guard Commerce Department Consumer and Marketing Service Customs Bureau Education Office Federal Aviation Administration Federal Communications Commission Federal Contract Compliance Office Federal Crop Insurance Corporation Federal Maritime Commission Federal Power Commission Federal Reserve System Federal Trade Commission Food and Drug Administration Foreign Direct Investments Office Forest Service Indian Affairs Bureau Internal Revenue Service Interstate Commerce Commission Labor Department Land Management Bureau National Aeronautics and Space Administration National Park Service Public Health Service Public Roads Bureau Small Business Administration Social and Rehabilitation Service Detailed list of Contents appears inside.
No. 12—Pt. I---- 1 Announcing First 10-Year Cumulation
TABLES OF LAWS AFFECTED in Volumes 70-79 of the
UNITED STATES STATUTES AT LARGE
Lists all prior laws and other Federal in public laws enacted during the years 1956- struments which were amended, repealed, 1965. Includes index of popular name or otherwise affected by the provisions of acts affected in Volumes 70- 79.
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Compiled by Office of the Federal Register, National Archives and Records Service, General Services Administration
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AGRICULTURAL STABILIZATION CONSUMER AND MARKETING FEDERAL CROP INSURANCE AND CONSERVATION SERVICE SERVICE CORPORATION Rules and Regulations Rules and Regulations Rul es and Regulations Cranberries in certain states; Texas citrus crop insurance------701 Rice; state and county reserve handling ------705 acreages and county acreage Fresh pears, plums, and peaches FEDERAL MARITIME allotments for 1969 crop------703 grown in California; changes in COMMISSION nomination of Plum Commod AGRICULTURE DEPARTMENT ity Committee members------705 Notices See also Agricultural Stabilization Proposed Rule Making Agreements filed for approval: American Mail Line Ltd., and ' and Conservation Service; Con Navel oranges grown in Arizona sumer and Marketing Service; Everett Orient Line, Inc___ 777 and designated part of Cali Blue Star Ltd., et al______777 Federal Crop Insurance Cor fornia; expenses and rate of poration; Forest Service. Revocation orders: assessment______757 Rudd, Charles C. Cargo Expe diter ______777 Notices CUSTOMS BUREAU Tennessee; designation of areas Sorensen, P. O., Co______777 for emergency loans------768 Notices Retail packages of edible prepara FEDERAL POWER COMMISSION ATOMIC ENERGY COMMISSION tions; tariff classification------768 Rules and Regulations Natural gas companies; annual Rules and Regulations EDUCATION OFFICE report form______725 Financial protection requirements Rules end Regulations Proposed Rule Making and indemnity agreements; Federal assistance in construction miscellaneous amendments—— 705 Municipal electric utilities; sales of m in im u m school facilities in of electricity for resale------767 Notices areas affected by Federal ac tivities ______745 Notices Geological Survey; proposed is Hearings, etc.: suance of facility license------772 FEDERAL AVIATION City of Seattle______777 ADMINISTRATION Morris, Joseph S., et al______778 BUSINESS AND DEFENSE Tenneco Oil Co______779 Rules and Regulations Tenneco Oil Co., and Con SERVICES ADMINISTRATION Airworthiness directives: tinental Oil Co______:______779 Notices DeHavilland type aircraft------707 General Electric aircraft en FEDERAL RESERVE SYSTEM Duty-free entry of scientific gines ______707 Notices articles; Lycoming engines------707 University of Houston------768 Federal Open Market Committee : Standard instrument approach Current economic directive of University of Rochester------768 p rocedures ; miscellaneous October 8, 1968______780 Yale University et al------769 amendments______708 Authorization for system foreign currency operations______780 CIVIL AERONAUTICS BOARD FEDERAL COMMUNICATIONS Proposed Rule Making COMMISSION FEDERAL TRADE COMMISSION Rules and Regulations Names and addresses of Rul es and Regulations passengers______760 Aviation services; frequency co Administrative opinions and rul ordination ______752 ings: Notices Radio operator examination Advertising, by manufacturers Hearings, etc.: p oin ts______752 in an independently published Proposed Rule Making periodical______724 Air Carrier Agreements______773 Foreign origin disclosure of im Air West, Inc______774 FM broadcast stations; table of ported bearings______724 Sedalia, Marshall, Boonville assignments ------761 Foreign origin disclosure of Stage Line, Inc______775 Low power FM broadcast trans wearing apparel partly made lator stations; operation------761 in foreign country—______724 COAST GUARD Notices Common carrier services informa FOOD AND DRUG Rules and Regulations tion; domestic public radio serv ADMINISTRATION Great Kills Harbor, N.Y.; an ices applications accepted for Rules and Regulations chorage regulations_____ .____ 743 filin g______775 Tolerances: COMMERCE DEPARTMENT FEDERAL CONTRACT Carbofuran______726 COMPLIANCE OFFICE Coumaphos______726 See also Business and Defense Rules and Regulations Proposed Rule Making Services Administration; For Enforcement regulations for Fair eign Direct Investments Office. Obligations of contractors and subcontractors; miscellaneous Packaging and Labeling Act; Notices amendments______744 proposed exemption of chewing gum Organization; effect on other Proposed Rule Making ------758 orders______» 770 Sex discrimination guidelines___ 758 (Continued on next page) 697 698 CONTENTS
Notices INTERSTATE COMMERCE PUBLIC HEALTH SERVICE Announcements regarding drugs for veterinary use: COMMISSION Rules and Regulations Bloat remedy______771 Notices Commissioned officers; students 706 Coecolysin bengan______771 Motor carrier: Dr. Mayfield 3WC______771 Temporary authority applica PUBLIC ROADS BUREAU Purgolettes ______._____ 772 tions ______782 Rules and Regulations Trivermol ______:___ 772 Transfer proceedings (2 docu General Mills, Inc.; filing of peti ments) ______783 Administration of Federal aid for tion regarding food additives.. 771 Penn Central Co., and Soo Line highways; public hearings and Railroad Co.; rerouting or di location and design approval 727 FOREIGN DIRECT INVEST version of traffic______781 SMALL BUSINESS MENTS OFFICE LABOR DEPARTMENT ADMINISTRATION Rules and Regulations See also Federal Contract Com Rules and Regulations Miscellaneous amendments to pliance Office. chapter ______721 Loan policy; disaster loans and Rules and Regulations guarantees______706 FOREST SERVICE Safety and health standards______788Notices Delegations of authority: Rules and Regulations LAND MANAGEMENT BUREAU Timber export restrictions______743 Assistant Administrator for Mi Rules and Regulations nority Entrepreneurship____ 781 HEALTH, EDUCATION, AND Grazing regulations for public Associate Administrator for Pro lands; correction______706 curement and Management WELFARE DEPARTMENT Assistance______781 See Education Office; Pood and NATIONAL AERONAUTICS AND W.F.I. Co.; issuance of small busi Drug Administration; Public ness investment company li Health Service; Social Rehabili SPACE ADMINISTRATION cense __ 781 tation Service. Rules and Regulations Source evaluation boards; dele SOCIAL AND REHABILITATION INDIAN AFFAIRS BUREAU tion of subpart______721 SERVICE Proposed Rule Making Rules and Regulations NATIONAL PARK SERVICE Leasing and permitting______757 Administration of medical as Notices sistance programs; requirements INTERIOR DEPARTMENT Haleakala National Park, Hawaii; for State plans______752 See Indian Affairs Bureau; Land addition______768 Fiscal administration of financial Management Bureau; National assistance programs; recipient Park Service. count, Federal financial partici pation ______751 INTERNAL REVENUE SERVICE Rules and Regulations TRANSPORTATION DEPARTMENT Income tax: See Coast Guard; Federal Avia Deduction for interest on in tion Administration ; Public stallment purchases______'742 Roads Bureau. Distributions by foreign trusts. _ 730 TREASURY DEPARTMENT Proposed Rule Making See Customs Bureau, Internal Liquor dealers______755 Revenue Service. CONTENTS 699 List of CFR Parts Affected The following numerical guide is a list of the parts of each title of the Code of Federal Regulations affected by documents published in today's issue. A cumulative list of parts affected, covering the current month to date, appears at the end of each issue beginning with the second issue of the month. A cumulative cjruide is p u b l i s h e d separately at the end of each month. The guide lists the parts and sections affected by documents published since January 1, 1969. and specifies how they are affected.
7 CFR 16 CFR 36 CFR 413______r_ 701 15 (3 documents)______724 221------743 73(K—-____-_____ 703 917______705 18 CFR 41 CFR 929______705 141______725 50-201______788 P r o p o s e d R u l e s : 260______725 50-204______788 60-1—______744 907— ______757 P r o p o se d R u l e s : 141______7 6 7 P r o p o s e d R u l e s : 758 10 CFR 60-20______140_____ 705 21 CFR 120 (2 documents) ,26 4 2 CFR 21______706 13 CFR P r o p o s e d R u l e s : 1 ______*______—— 758 43 CFR 120— ______706 706 23 CFR 4110______14 CFR 1______727 45 CFR 39 (3 documents)------— 707 114______745 97__ 708 25 CFR 237______751 1209______721 P r o p o s e d R u l e s : 250—______752 P r o p o se d R u l e s : 131______— 757 249—_____ 760 47 CFR 375______760 26 CFR o______752 1 (2 documents) ------730-742 87------752 97______— 752 15 CFR P r o p o s e d R u l e s : 194______755 P r o p o s e d R u l e s : 1025____ 721 761 721 73 ______1040____ 74 ------761 1050____ 721 33 CFR 110______743
701 Rules and Regulations
such person is operating only land for Application and Policy. Title 7— AGRICULTURE merly operated by the dissolved enter Form FCI-812-Texas Citrus. prise. Upon formation of a joint enter U.S. Departm ent o f Agriculture Chapter IV— Federal Crop Insurance prise, the smallest premium reduction FEDERAL CROP INSURANCE CORPORATION Corporation, Department of Agri (zero if none), which the Corporation Application and Policy for Texas Citrus Crop culture determines would have been applicable to any insurable acreage brought into Insurance PART 413— TEXAS CITRUS CROP the enterprise if the enterprise had not (F or 19__and Succeeding Crop Years) INSURANCE been formed, may be credited to the joint enterprise contract. (Name of Insured) (Policy Number) Subpart— Regulations for the 1969 § 413.22 Application for insurance. and Succeeding Crop Years (Address of Insured) (Zip Code) (County) Pursuant to the authority contained in Application for insurance may be sub 1. The undersigned applicant (herein also the Federal Crop Insurance Act, as mitted, as provided in § 413.25 at the called the "insured”), subject to the ap amended, the regulations set forth in office for the county for the Corporation. plicable provisions of the regulations of the this part are hereby issued to be in force The Corporation reserves the right to Federal Crop Insurance Corporation (here discontinue the taking of applications inafter called the "Corporation’’) , hereby ap and effect with respect to Texas citrus in any county upon its determination plies to the Corporation for insurance on crop insurance contracts for the 1969 that the insurance risk involved is ex his interest as a producer in citrus crops of and succeeding crop years until amended cessive or limit the amount of insurance the insurable types designated below (here or superseded. inafter called "the Insured crop”) located prior to the closing date for the filing of in the above identified county (hereinafter Sec. applications. Such closing date shall be called “the county”). The applicant applies 413.20 Availability of Texas citrus crop in the August 15 of the crop year. The Cor for the amount of insurance for the ap su ra n ce. plicable type shown below which shall be an 413.21 Premium rates and amounts of in poration further reserves the right to reject any application or to exclude any amount shown on the county actuarial table su r a n ce. (hereinafter called the “actuarial table”). 413.22 Application for insurance. definitely identified acreage for any crop The amounts of insurance available each 413.23 Public notice of indemnities paid. year of the contract if upon inspection crop year and prescribed premium rates for 413.24 Creditors. it deems the risk on such acreage is ex each crop year are shown by types on the ac 413.25 , The application and the policy. cessive. If any such acreage is to be ex tuarial table from year to year. The insured Authority : The provisions of this subpart cluded, the insured shall be notified of may with the consent of the Corporation issued under secs. 506, 516, 52 Stat. 73, as such exclusion before insurance attaches change the amount of insurance which was amended; 77, as amended; 7 U.S.C. 1506, 1516. for the crop year for which the acreage is in effect for a prior crop year and elect a new to be excluded. The Manager of the amount of insurance per acre by notifying § 413.20 Availability of Texas citrus the office for the county in writing prior to crop insurance. Corporation is authorized in any crop year to extend the closing date for ac the date insurance attaches for the crop year Citrus crop insurance shall be offered ceptance of applications in any comity, for which the change is to become effective. for the 1969 and succeeding crop years The amount of insurance per acre in effect by publishing a notice in the F e d e r a l for a crop year shall be the amount of in under the provisions of §§ 413.20 through R e g is t e r , upon his determination that no surance most recently elected by the insured 413.25 in counties in Texas within limits and shown on a form prescribed for such prescribed by and in accordance with the adverse selectivity will result during the purpose but the amount of insurance shall provision of the Federal Crop Insurance period of such extension: Provided, how not exceed the maximum dollar amount per Act, as amended. The counties shall be ever, That if adverse conditions should acre shown on the actuarial table for such designated by the Manager of the Corpo crop year. The insured hereby elects the re develop during such period the Corpora spective amounts of insurance entered below ration from a list of counties approved by tion will immediately discontinue the ac the Board of Directors of the Corpora for the type of citrus on which insurance is tion for citrus crop insurance. The coun ceptance of applications. applied for: ties designated by the Manager shall be § 413.23 Public notice of indemnities Amount per published by appendix to this section. paid. Type Crop(s) acre (dollars) § 413.21 Premium rales and amounts of The Corporation shall provide for post insurance. I Early and midseason oranges...... $...... ing annually in each county at the county II Late oranges (including temples)...... (a) The Manager shall establish courthouse a listing of the indemnities I ll Grapefruit...... premium rates and the amounts of in paid in the county. surance per acre which shall be shown This application, when executed by a per on the county actuarial table on file in § 413.24 Creditors. son as an individual, shall not cover his in the office for the county. Such premium An interest of a person other than the terest in a crop produced by a partnership rates and amounts of insurance may be or other entity. insured in an insured crop existing by 2. Causes of loss insured against. T h e in changed from year to year. virtue of a lien, mortgage, garnishment, surance provided is against unavoidable loss (b) The following shall apply to the levy, execution, bankruptcy, or any in resulting from freeze, hurricane, or tornado transfer of any premium reduction occurring within the insurance period. No voluntary transfer shall not entitle the earned under the provisions of section insurance is provided against loss or damage holder of the interest to any benefit un to blossoms or trees. 7 of the Application and Policy set forth der the contract other than as provided 3. Insured crop, (a) Application for insur in § 413.25 if the insured is a partner ance may be made with respect to all types ship, corporation, or any other joint in the Application and Policy set forth of citrus or with respect to any one or more in § 413.25. types of citrus, as defined in section 22 enterprise and there is no break in con hereof, produced by the insured on trees that tinuity of participation. Upon dissolu § 413.25 The application and policy. have reached at least the fifth growing sea tion of such enterprise, such premium The provisions of the Application and son, after being set out, except that the in sured may, subject to approval of the Cor reduction may be credited to the con Policy for Texas Citrus Crop Insurance poration, elect to insure or exclude from tract of any member, or stockholder for the 1969 and Succeeding Crop Years insurance for any crop year any definitely thereof if the Corporation determines are as follows: described and designated insurable acreage
FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 702 RULES AND REGULATIONS
having a potential of less than 4 tons of plying the product thereof by the insured’s amend or change the terms of this contract oranges and 5 tons of grapefruit per acre. interest at the time insurance attaches and, from year to .year. Any such amendment or Acreage so excluded with approval of the where .applicable, applying the discount xhange shall be mailed to. the insured or Corporation shall be disregarded .for ell pur herein provided. m ade. available at the office for the county poses of this contract for the crop year (b) The total annual premium for the inby the May 15 immediately preceding the involved. If the insured fails to elect and sured crop on all units shall be reduced as beginning of the crop year for which such designate any defined acreage, the Corpora follows for consecutive years of insurance, amendment or change is to become effective. tion will disregard such acreage if the mini without a loss for which an indemnity was Acceptance of such amendment or change mum potential is not produced. However, if paid on any unit, immediately preceding will be conclusive in the absence of any the production meets the minimum, the Cor the crop year for which the reduction is ap notice from the insured to cancel the con poration shall determine the percent of plicable (eliminating any year in which a tract as provided in section 11 hereof. damage on all of the insurable acreage for premium was not earned) : 13. Notice of damage or loss, (a) It shall the unit but will not permit the percent of be a condition precedent to payment of any damage for the unit to be increased by rea Percent Consecutive years premium reduction with no loss indemnity on any unit hereunder that the son of the use of the such undesignated insured report in writing each damage to 5 percent after ______l year. acreage. The potential to be used to deter the insured crop from an insured cause to 5 percent after ______2 years. mine the percent Of damage under section the office for the county immediately after 10 p e r ce n t a fte r ______3 years. 14 shall never be less than 4 tons of oranges such damage becomes apparent, giving the and 5 tons of grapefruit per acre. Except as 10 percent after ______4 years. 15 percent after ______5 years. date of such damage. If not so reported otherwise provided herein, the insured acre within 7 days, the Corporation reserves the age for each crop year shall be all that acre 20 percent after ______6 years. 25 percent after ------7 years or more. right to reject any claim arising out of such age in the county of the type(s) of citrus damage on the unit if it determines that.it for which the insured has applied for in If any insured has a loss on a crop for which has been prejudiced by. such failure to re surance, which is shown as insurable acreage an indemnity is paid, the number of such port or by failure to give notice as required on the actuarial table and not excluded consecutive years of insurance on such crop in subsection (b) of this section. otherwise because of risk, and in which the without a loss for which an indemnity was (b) If damage occurs within the 7-day insured has an interest on the date insur paid shall be reduced by 3 years, except, that, period before the beginning of harvest, or ance attaches. where the insured has 7 or more such years, during harvest, and a loss is to be claimed, (b) Insurance for each crop year of thea reduction to 4 shall be made and where the written notice shall be given immediately contract shall cover only citrus fruit which insured has 3 or less such years, a reduction to the office for the county. can be expected to mature in the normal to zero shall be made. 14. Amount of loss and proof of loss, (a) maturity period for the variety for such 8. Premium note. In consideration hereof,Any claim for loss on any unit shall be sub crop year. the insured promises to pay to the order of mitted to the Corporation on a form pre 4. Responsibility of the insured to report the Federal Crop Insurance Corporation each scribed by the Corporation within 30 days acreage and interest. The insured at the crop year of the contract the annual premium after the amount of loss has been determined time of filing his application shall also file and further agrees that as to any amount by the Corporation. on a form prescribed by the Corporation a thereof not paid by the May 31 of the crop (b) Losses shall be adjusted .separately report of all the acreage of the insured crop year in which earned, it shall be increased by for each unit. The am ount of. loss with respect in the county in which he has an interest 10 percent. It is further agreed that any to any unit shall be determined by (1) and show his interest therein. Such report amount due the Corporation by the insured multiplying the insured acreage of citrus shall include a designation of all the acre may be deducted from any indemnity payable on the unit by the applicable amount of age of citrus which is uninsurable or any to the insured and When not prohibited by insurance per acre, (2) multiplying the result acreage not insured under the provisions of law, from any loan or payment otherwise due thus obtained by the average percent of the preceding section. This report shall be the insured under any program administered damage (determined in accordance with sub revised for any crop year before insurance by the U.S. Department of Agriculture. sections (c), (d), and (e) of this section) attaches if the acreage to be insured, or in in excess of 10 percent, and (3) multiplying terest therein, has changed and the latest ------v ------, .19__ the result by the insured interest. report filed shall bfe considered as the basis . (Signature of applicant) (Date) (c) Subject to theprovisions of subsection for continuation of insurance from year to (d) of this section, the average percent of year, subject to revision as provided herein. damage to the insured crop on any unit shall (W itness to signature) The Corporation reserves the right to de be the ratio of the production of the crop termine the insured acreage and the in 9. Recommended for acceptance by: lost from an insured cause to the production sured’s interest therein. The acreage and ------, 19__ which would have been produced (herein interest insured shall be the acreage and (Grove Inspector) (D a te ) called the “potential”). The potential shall interest reported by the insured or as not be less than 4 tons of oranges and 5 tons determined by the Corporation. of grapefruit per acre, and shall include 5. The contract. Upon acceptance of this (Corporation Representative) citrus which (.1) was picked before the in application by the Corporation, the contract sured damage occurred, (2) remained on the shall be in effect for the crop year specified (Address of Office for County) (Phone) trees after the damage occurred, (3) was lost above and shall continue for each succeeding from an insured cause, and (4) any other crop year Until canceled or terminated in 10. Location of Grove(s) or Headquarterscitrus covered by insurance not included accordance with the applicable provisions Of a n d p h o n e in items (1) through (3), including citrus the contract. This application and policy, lost from causes not insured against other and amendments thereto, if any, and the than normal dropping but not including cit 11. Life of contract. The contract is non- .actuarial table for each crop year shall con rus lost before insurance attached. Citrus lost cancelable for the first .crop year and shall stitute "the contract for citrus insurance. Any due to hurricane or tornado shall be the continue in effect for each succeeding crop changes made in the contract shall not affect amount of fruit blown from the trees or year until either the insured or Corporation the continuity from year to year. .which fall from the trees as a result of dam cancels the contract by giving written notice 6. Insurance period. For each crop year in age by hurricane or tornado and which are to the other by May 31 immediately preceding surance attaches on June 1 of the crop year, -not picked up from the ground and marketed. the beginning of the crop year for which the unless the application is accepted by the Cor (d) Citrus lost due to freeze shall be cancellation is to become effective. If, how poration after that date in which event in determined as follows: (1) Fruit which falls ever, the Corporation limits the amount of surance shall attach in the first crop year to the ground due to freeze damage which on the date of acceptance, but in no event insurance, or any acreage is excluded from is not picked up and marketed shall be con earlier than the 10th day after the date the . insurance under the contract by the Cor sidered totally lost. (2) Fruit partially dam application is submitted to the office for the poration because of the risk involved, after aged by freeze will be determined by the county, and as to any portion of the citrus the May 15 immediately preceding the be Corporation by sampling representative crop shall cease upon harvest but in no ginning of the crop year for which such fruits by a cut method or any other method event shall the insurance remain in effect lim itation or exclusion is to become effective, wjiich establishes the amount of juice lost later than May 31 of the calendar year fol the insured shall have the right to cancel from such cause. If the Corporation deter lowing the calendar year in which the in the contract within 15 days after notice mines there is less than 16 percent juice loss surance period begins. thereof is mailed to the insured by the Cor .in a fruit, the fruit shall be considered un 7. Annual premium, (a) The annual pre poration. If the premium is not paid by the damaged. If the Corporation determines mium shall be considered as earned on the May 31 of the crop year in which the pre there is as much as 16 percent but less than date insurance attaches and shall be deter mium was earned, the contract shall termi 50 percent of the juice in an individual fruit mined by multiplying the applicable amount nate for nonpayment of premium effective lost due to freeze, it shall be considered that of insurance for the insured acreage on the "beginning with the next crop year. the fruit is 50 percent damaged. If the Cor insurance unit (hereinafter called “unit”) 12. Contract Changes. After the first crop poration determines that 50 percent or more by the applicable premium rate and m ulti year the Corporation reserves the right to of the juice in an Individual fruit has been
FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 RULES ANO REGULATIONS 703 lost due to freeze, it shall be considered 20. Subrogation. The insured (including Chapter VII— Agricultural Stabiliza totally lost. P rovided. That any citrus har his assignee or transferee) assigns to the vested within 7 days after freeze damage oc Corporation all rights of recovery against any tion and Conservation Service curs will not be considered damaged: Pro person for loss or damage to the extent that {Agricultural Adjustment), Depart vided, further, That any fruit harvested payment hereunder is made and shall ex ment ol Agriculture prior to inspection by the Corporation shall ecute all papers required and take appro be considered as fruit not damaged. For the priate action to secure such rights. SUBCHAPTER B— FARM MARKETING QUOTAS purposes hereof, a fruit shaH be deemed to 21. Form s. Copies of forms referred to in AND ACREAGE ALLOTMENTS have lost at least 16 percent of its Juice if the contract are available at the office for all segments are dry as shown on a transverse the county. PART 730— RICE cut across the axis of the stem-styler ends 22. Meaning of terms. For purposes of in Subpart— 1969-70 Marketing Year when the cut is made one-fourth the distance surance on citrus the terms: from the stem end toward the styler end, or (a) “County actuarial table** means the S t a t e a n d C o u n t y R e s e r v e A c r e a g es a n d the equivalent of this amount by volume actuarial forms and related material (in C o u n t y A creage A l l o t m e n t s f o r 1969 when occurring in other portions of the cluding the crop insurance maps where ap C r o p fruit. plicable) which are approved by the Cor (e) In the event that any claim for in poration, which are on file for public in S ec. demnity under the provisions of the contract spection in the offioe for the county, and 730.1505 Basis and purpose. is denied by the Corporation, an action on which show the applicable amounts of in 730.1506 State reserve acreages. such claim may be brought against the Cor surance, premium rates, and related infor 730.1507 County acreage allotments and poration under the provisions of 7 U.S.C. mation with respect to citrus crop insurance county reserve acreages. 1508(c): P rovided, That the same is brought for the crop year in the county. Au t h o r it y : Sections 730.1505 to 730.1507 within 1 year after the date notice of denial (b) “Office for the county” means the issued under secs. 301, 353, 375, 52 Stat. 38, of the claim is mailed tq and received by Corporation’s office serving the county shown 61, as amended, 66; 7 Ü5.C. 1301, 1353,1375. the insured. in this application and policy, or such office 15. Payment of indemnity, (a) Any inas may be designated by the Corporation § 730.1505 Basis and purpose. demnity will be payable within 30 days after from time to time, and may serve more than (a) The State and county reserve a claim for loss is approved by the Corpora one county. tion: P rovided, That in no event shall the acreages and county acreage allotments (c) “County" means the area shown on for 1969 crop rice contained in §§ 730.- Corporation be liable for interest or dam the actuarial table which may include in ages in connection with any claim for surable acreage located in a local producing 1506 and 730.1507 have been determined indem nity. area bordering on the county. pursuant to and in conformity with the (b) If the Insured is an entity other than (d) “Crop year” means the period begin provisions of section 353 of the Agri an individual and is dissolved or is an in ning June 1 and extending through May 31 cultural Adjustment Act of 1938, as dividual who dies or Is judicially declared of the following calendar year and shall be amended. Said sections are issued to an incompetent before insurance attaches in any designated by reference to the calendar year nounce: (1) State reserve acreages for crop year, the contract diali terminate as of in which the insurance period begins. the date of dissolution, death, or judicial new farms or new producers in each of declaration, but if such an event occurs after (e) “Harvest” means any severance of cit the applicable rice-producing States; insurance attaches in any crop year the con rus fruit from the tree either by pulling or (2) State reserve acreages for appeals tract shall terminate at the end of such crop picking, or picking the marketable fruit from and corrections, missed farms, and ad year and any indemnity payable shall be th e g ro u n d . justments in factored allotments in the paid to the person(s) the Corporation deter (f) “Insurance unit” means all insurable producer States of Arizona, California, mines to be beneficially entitled thereto. acreage in the county of any one of the three citrus types (see (g) below) (1) in Florida, South Carolina, Tennessee, (c) For the purposes of subsection (b) Texas, and the “producer administrative hereof, death of a partner in a partnership which type of citrus the insured has 100 per shall dissolve the partnership unless the cent interest on the date insurance attaches area” in Louisiana; (3) the allotment partnership agreement provides otherwise. If for the crop year and which is located on in the rice productivity pool for each two or more persons having a Joint interest contiguous land under the same ownership, rice-producing State which shall not be are insured jointly, death of one of the par or (2) in which type of citrus two or more allocated to farms; and (4) county acre ties shall terminate the contract. persons have 100 percent interest on the date insurance attaches for the crop year and age allotments and county reserve acre 16. Insured interest. For the purpose of which type is located on contiguous land ages for appeals and corrections, missed determining the amount of indemnity, the under the same ownership, excluding any farms, and adjustments in factored al interest insured shall not exceed the interest other acreage of such type of citrus in which lotments in the farm States of Arkansas, of the insured at the time of damage, as such persons do not have 100 percent inter Illinois, Mississippi, Missouri, North determined by the Corporation. est in such citrus on such date. Land rented Carolina, Oklahoma, and the “farm ad 17. Abandonment of crop. There shall be for cash or for a fixed commodity payment ministrative area” in Louisiana. Since no abandonment of the insured crop or por shall be considered as owned by the lessee. farm acreage allotments for 1969 crop tion thereof to the Corporation. Contiguous land shall include only land that 18. Misrepresentation and fraud. T h e Cor is touching at any point except that land rice in the producer States, including the poration may void the contract without that is separated only by a public or private “producer administrative area” of Loui affecting the insured’s liability for premiums way shall be considered contiguous. siana, will be established pursuant to the or waiving any right or remedy including the (g) “Types of citrus” means any of the act primarily on the basis of past pro fight to collect any unpaid premiums if at three types of fruit as follows: Type (I), duction of rice by the producer on the any time, either before or after any loss, the Early and midseason oranges; type (II), Late farm in lieu of past production of rice Insured has concealed or misrepresented any oranges (including temples); and type (III), on the farm, the 1969 State acreage al material fact or committed any fraud re Grapefruit. lating to the contract, and such voidance lotments of rice for those States will be shall be effective as of the beginning of the N o te: The reporting requirements con apportioned directly to farms, and county crop year with respect to which any such act tained herein have been approved by the acreage allotments and county reserve or omission occurred. Bureau of the Budget in accordance with the acreages for appeals and corrections, 19. Collateral assignment—Transfer of in Federal Reports Act of 1942. missed farms, and adjustment in fac terest. The right to an indemnity in any tored allotments will not be determined crop year m a y b e a ssig n ed b y th e In su red Adopted by the Board of Directors on for such States. «Ay as security upon prior approval of the January 13,1969. Corporation. If the insured transfers his (b) The determinations made in interest in the insured crop in any crop year [ s e a l ] E arll H . N i k k e l , §§ 730.1506 and 730.1507 indicate the be may, upon prior approval of the Corpora Secretary, Federal Crop amount of State reserve acreages for tion, transfer his right to an indemnity for Insurance Corporation. new farms or new producers in each of such crop year with respect to the trans the applicable rice-producing States, the ferred interest in the insured crop. Any Approved on January 13,1969. amount of State reserve acreages for ap assignment or transfer shall be made on John A. Schnittker, peals and corrections, missed farms, and assignment or transfer forms prescribed by the Corporation and shall be subject to all Under Secretary. adjustments in factored allotments in the terms set forth thereon and to the terms [F.R. Doc. 69-612; Filed, Jan. 16, 1969; the “producer States”, the amount of hereof. 8 :5 0 a m .] allotment acreage in the productivity
FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 N o. 12— P t. 1— 2 704 RULES AND REGULATIONS
pool for each of the rice-producing § 730.1506 State reserve acreages. Illinois States, and the amount of county acre The following table sets forth the State age allotments and county reserve acre County County ages for appeals and corrections, missed reserve acreages for new farms and for County acreage reserve farms, and adjustments in factored al appeals, corrections, missed farms, and allotment acreages1 lotments in the “farm States”. adjustments in factored allotments in Adams 26 0 (c) The State and county reserve acre producer States. It also sets forth the al State total ...... j 26 0 ages in §§ 730.1506 and 730.1507 were lotment in the State productivity pool Louisiana, F arm Administrative Area established on the basis of the needs which shall not be allocated to producers, therefore as recommended by the State counties, and farms. A cadia..______110,749 2,337 and county committees. A llen...... 28,999 551 (d) The county acreage allotments in Avoyelles...... 3,433 171 State State Beauregard...... '______5,547 0 § 730.1507 were established by appor reserve reserve State Bossier...... 1_____ . _ 78 0 tioning the State acreage allotment, less acreage for acreages for pro- Calcasieu...... 79,898 8 State new farms appeals, due- Cameron...... 14,898 1 (1) the State acreage reserve for new or new etc. in tivity Evaneeline. 53,645 50 farms, and (2) the allotment attributable producers producer pool Grant...... 0 0 States i Iberia...... 7,654 2 to history pooled as a result of produc Jefferson D avis....'...... 115,420 1,962 tivity adjustments under paragraph (d) Lafayette...... 11,815 10 of section 730.1528 of the regulations for Arizona...... 9 o R apides...... 902 0 Arkansas______0 . 247 St. Landry...... 20,405 5 determination of acreage allotments for California______. . . . 0 50 . St. M artin...... 4,923 12 1964 and subsequent crops of rice, among Florida...... 38 63 . St. Mary...... 3,887 194 Illinois...... 0 . Vermilion...______136,407 50 the counties in the State in the same pro Louisiana: Productivitv Pool _ . 51 . portion that they shared in the total Farm administrativo State Reserve...... 22 . area...... 0 . 51 State total, Farm Adminis acreage allotted in 1956, as provided by Producer administrar trative Area...... 598, 733 5,353 section 353(c) (1) and section 353(c) (6) ti ve area...... 0 0 Mississippi...... 0 . 20 of the Agricultural Adjustment Act of Missouri...... 0 . Mississippi 1938, as amended, except that in the North Carolina...... 0 . Oklahoma______0 . “farm administrative area” of Louisiana, South Carolina...... 15 0 . Bolivar...... 25,892 « 0 prior to the apportionment among coun Tennessee.______0 0 . Coahoma______...... 1,976 0 Texas...... 0 50 . De Soto...... 1,626 0 ties, 22 acres were reserved from the al Hancock...... 218 0 lotment for such administrative area Humphreys...... 2,512 0 pursuant to section 353(c) (1) of the act 1 For appeals and corrections, missed producers, and Issaquena...... 127 0 adjustments in factored allotments in producer States Leflore.______...... 4,425 0 and used to adjust upward the county al and the “producer administrative area” in Louisiana. Panola...... 94 0 lotment for Rapides Parish on account of Q uitm an...... !...... 1,482 0 § 730.1507 County acreage allotments Sharkey...... 1,252 0 an upward trend in acreage in said Sunflower...... 5,375 0 parish (i.e., county). and county reserve acreages. Tallahatchie. ______...... 606 0 Tate...... __ 293 0 (e) Prior to the determination of State The following table sets forth the Tunica______...... 3,808 0 and county reserve acreages and county Washington...... 11,303 0 county allotments and the county Productivity Pool...... ' 20 . . . . acreage allotments for 1969 crop rice, State total______61,009 0 public notice (3 P.R. 15555) was given in reserve acreages: accordance with 5 U.S.C. 553. Data, views, Arkansas Missouri and recommendations were submitted pursuant to such notice. They have been County County Butler...... 1,878 0 considered to the extent permitted by County acreage reserve Holt...... 3 0 allotment acreages1 L ew is...... 10 0 law. Lincoln...... 44 0 (f) The determinations made in Marion...... 403 0 Arkansas...... 90,898 3.0 Mississippi...... 115 0 §§ 730.1506 and 730.1507 have been made A sh ley...... 7,687 2.0 New Madrid...... 145 0 on the basis of the latest available statis Chicot______12,063 0 Pemiscot...... 775 0 Clark______663 0 Ripley...... 600 0 tics of the Federal Government as re Clay...... 9,502 0 St. Charles...... 47 0 quired by section 301(c) of the Agricul Conway...... 13 0 Scott...... 316 0 Craighead...... 20,804 0 Stoddard...... 1,883 0 tural Adjustment Act of 1938, as Crittenden______8,244 0 State total______...... 6,219 0 amended. Cross...... 42,137 1.0 Dallas______85 0 North Carolina (g) Pursuant to the Agricultural Ad D esha.______... 16,703 1.0 justment Act of 1938, as amended, mar D rew ...... 5,330 0 keting quotas on the 1969 crop of rice Faulkner...... 549 0 Brunswick ______12 0 G rant...... ___ 41 41.0 Hyde...... ^ __ 38 0 have been proclaimed and the period for Greene...... 6,370 1.0 State total______50 0 the referendum to be held to determine Hot Spring...... 566 0 whether farmers are in favor of or op Independence___ 1,033 0.1 Jackson______24,500 0.6 Oklahoma posed to such quotas has been set for Jefferson...... 20,423 0 January 20 to 24, 1969, each inclusive (34 Lafayette______1,048 0 Lawrence______10,115 0.8 McCurtain___ 195 0 F.R. 156). The act requires that, insofar Lee______10,201 3.0 State total. 195 0 Lincoln______11,314 0 as practicable, notices of farm acreage Little River_____ 487 0 allotments, which are based on State and Lonoke______46,588 2.0 1 County reserve acreage for appeals and corrections, Miller______897 0 missed farms, and adjustments. county allotments and reserves, be mailed Mississippi______1,768 0 to producers in time to be received prior Monroe...... 17,346 0 Effective Date: Date of filing with the Perry______1,188 0 Register. to the referendum. Since the referendum Phillips______6,114 1.0 Director, Office of the Federal Poinsett______45,801 0 will be held during the period January 20 Prairie______47,885 0 Signed at Washington, D.C., on Jan to 24, 1969, it is necessary to waive the Pulaski______2,639 0 uary 13, 1969. Randolph______2,775 0 H. D. Godfrey, 30-day effective date provision of 5 U.S.C. St. Francis____ ... 21,907 2.0 White...... 1,372 0 Administrator, Agricultural Sta 553 at applied to the determinations Woodruff______24,363 3.0 bilization and Conservation Productivity Pool. 247 herein. Accordingly, this document shall State total___ 521,566 61.5 Service. become effective upon filing with the [FJt. Doc. 69-620; Filed, Jan. 14, 1969; Director, Office of the Federal Register. See footnotes at end of table. 2 :5 6 p .m .j
FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 RULES AND REGULATIONS 705
Chapter IX— Consumer and Market (Secs. 1-19, 48 Stat. 31, as amended; 7 TJ.S.C. (b) This regulation shall not in any 6 0 1 -6 7 4 ) ing Service (Marketing Agreements way be construed to affect the right, of P a u l A . N i c h o l s o n , the Secretary of Agriculture to amend, and Orders; Fruits, Vegetables, Deputy Director, Fruit and Veg modify or terminate this regulation, or Nuts), Department of Agriculture etable Division, Consumer and the marketing order under which it is Marketing Service. PART 917— FRESH PEARS, PLUMS, issued as provided by law. [F.R. Doc. 69-661; Filed, Jan. 16, 1969; It is hereby found that it is impracti AND PEACHES GROWN IN CALI 8 :5 0 a jn .] FORNIA cable, unnecessary, and contrary to the public interest to give further notice and Changes in Nomination of Plum PART 929— CRANBERRIES GROWN IN good cause exists for making the rule and Commodity Committee Members regulation effective at the time herein STATES OF MASSACHUSETTS, after set forth and for not postponing Notice was published in the F e d e r a l RHODE ISLAND, CONNECTICUT, the effective date hereof until 30 days R eg ister issue of December 11, 1968 (33 NEW JERSEY, WISCONSIN, MICH after publication in the F ed e r a l R e g is t e r F.R. 18381), that the Department was IGAN, MINNESOTA, OREGON, (5 U.S.C. 553) in that (1) there are loan giving consideration to a proposed WASHINGTON, AND LONG ISLAND applications currently pending which amendment of the rules and regulations may be affected by this rule and regula (Subpart—Rules and Regulations; 7 CFR IN THE STATE OF NEW YORK tion; (2) the rule and regulation will be 917.100 et seq.) currently in effect under Transfer or Assignment of Base beneficial to the cranberry industry; (3) the marketing agreement, as amended, Quantity the effective date hereof will not require and Order No. 917, as amended (7 CFR of handlers any preparation that cannot Part 917), regulating the handling of Notice was published in the F ed e r a l be completed prior thereto; and (4) no fresh pears, plums, and peaches grown R e g is t e r issue of December 20, 1968 (33 useful purpose will be served to postpone in California, effective under the appli F.R. 19019), that the Department was the effective date beyond that herein ca b le provisions of the Agricultural Mar giving consideration to a proposed rule after specified. keting Agreement Act of 1937, as and regulation pursuant to the provi amended (7 U.S.C. 601-674). (Secs. 1-19, 48 Stat. 31, as amended; 7 U.S.C. sions of the marketing agreement, as 601-674) After consideration of all relevant amended, and Order No. 929, as amended matters presented, including the proposal (7 CFR Part 929; 33 F.R. 11639), Dated, January 14, 1969, to become set forth in the aforesaid notice which regulating the handling of cranber effective upon publication in the F e d e r a l was submitted by the Control Committee ries grown m Massachusetts, Rhode R e g is t e r . (established pursuant to said marketing Island, Connecticut, New Jersey, Wis P a u l A . N ic h o l s o n , agreement and order as the agency to consin, Michigan, Minnesota, Oregon, Deputy Director, Fruit and Veg administer the provisions thereof), it is Washington, and Long Island in the etable Division, Consumer hereby found that the amendment, as State of New York. This regulatory pro and Marketing Service. hereinafter set forth, of said rules and gram is effective under the Agricultural [F.R. Doc. 69-616; Filed, Jan. 16, 1969; regulations is in accordance with the pro Marketing Agreement Act of 1937, as 8 :4 7 a .m .] visions of said amended marketing agree amended (7 U.S.C. 601-674). ment and order and will tend to The notice afforded 15 days for inter effectuate the declared purposes of the ested persons to submit written data, Agricultural Marketing Agreement Act views, or arguments in connection with Title 10— ATOMIC ENERGY of 1937, as amended. Such amendment said proposal. None were received. is hereby approved; and said rules and After consideration of all relevant Chapter I— Atomic Energy regulations are amended as follows: matters presented, including that in the Commission § 917.116 Changes in nomination of notice, and information submitted by the PART 140— FINANCIAL PROTECTION committee, and other available informa Plum Commodity Committee mem REQUIREMENTS AND INDEMNITY bers. tion, it is hereby found that the rule and regulation, as hereinafter set forth, is AGREEMENTS Nominations for membership on the in accordance with said amended mar Miscellaneous Amendments Plum Commodity Committee shall be keting agreement and order and will made by the growers of plums in the re tend to effectuate the declared policy of Under the provisions of section 170 of spective representation areas as follows; the act and of this part. The rule and the Atomic Energy Act of 1954, as (a) Kern District, Tehachapi District, regulation recites the terms under which amended, the holder of a license for a South Coast District, and Southern Cali a grower may transfer or assign his base production or utilization facility is re quired to have and maintain financial fornia District one nominee. quantity to secure an indebtedness. Therefore, establishment of the said protection to cover public liability claims, (b) Tulare District two nominees. rule and regulation is hereby approved and the Atomic Energy Commission is (c) Fresno District six nominees. as follows: required to indemnify the licensee and (d) Placer-Colfax District one nom other persons indemnified against public § 929.150 Transfer or assignment of liability claims in excess of the amount inee. base quantity. (e) North Sacramento Valley District of financial protection required. Subsec (a) If indebtedness is incurred withtion 170b requires that for facilities de and Central Sacramento Valley District regard to the acreage to which the cran signed for producing substantial amounts one nominee. berries are attributed on which the base of electricity and having a rated capacity (f) All of the production area not in quantity was established, the base holder of 100 electrical megawatts or more, the cluded in the Kern District, Tehachapi may transfer or assign the base quantity amount of financial protection required District, South Coast District, Southern solely as security for the loan, and during shall be the maximum amount available California District, Tulare District, the existence of such indebtedness no from private sources. For other licensees, further transfer or assignment of the Fresno District, Placer-Colfax District, the Commission may require lesser base quantity by the base holder shall be amounts of financial protection. Finan North Sacramento Valley District, and recognized unless the lender agrees cial protection may be in the form of Central Sacramento Valley District one thereto: Provided, That a copy of such private insurance, private contractual nominee. loan agreement shall be filed by any party indemnities, self-insurance or other thereto with the committee before any Dated, January 14,1969, to become ef right expressed therein with regard to proof of financial responsibility, or a fective 30 days after publication in the the base quantity shall be recognized combination of such measures. Nonprofit F ederal R e g is t e r . under this paragraph. educational institutions and Federal
FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 706 RULES AND REGULATIONS
agencies are not required to obtain fin an - 4. Section 140.92, Appendix B, Article cial protection. dents who have completed at least 3 II, paragraph 8 (a), is amended by delet years of collegiate or professional study At present, the maximum amount of ing the number “$57,350,000” wherever leading to the qualifying degree for ap financial protection available from pri it appears and substituting therefor pointment may be called to active duty vate sources is $74 million, the maximum “$63,550,000.” for the purpose of completing the re amount of private nuclear energy liabil 5. Section 140.92, Appendix B, Article quirements of § 21.25(a) (3). An appoint ity insurance that is available. The in II, paragraph 8 (b), is amended by delet ment made under this subpart shall be surers who provide such liability insur ing the number “$16,650,000” wherever terminated upon the officer’s failure to ance, Nuclear Energy Liability Insurance it appears and substituting therefor continue a full-time course of study or Association and Mutual Atomic Energy “$18,450,000.” failure to meet the requirements of Liability Underwriters, have advised the 6. Section 140.92, Appendix B, Article § 21.25(a) (3) within 18 months after Commission that effective January 1, II, paragraph 8 (c), is amended by delet entering on active duty. 1969, the maximum amount of privately ing the number “$74,000,000” wherever 2. This amendment shall be effective available nuclear energy liability insur it appears and substituting therefor immediately upon publication in the ance will be increased from $74 million “$82,000,000.” F ed e r a l R e g is t e r . to $82 million. Pursuant to the provi 7. Section 140.92, Appendix B, Article sions of subsection 170b of the Act, the III, paragraph 4(b)(2), is amended by W il l ia m H . S t e w a r t , amount of financial protection required changing “$74,000,000” to “$82,000,000.” Surgeon General. for facilities having a rated capacity of 8. Section 140.93, Appendix C, Article Approved: January 9,1969. 100 electrical megawatts or more will be n , paragraph 8, is amended by deleting increased to $82 million, effective Febru the number “$74,000,000” wherever it ap W il b u r J. C o h e n , ary 1, 1969. The following amendments pears and substituting therefor the num Secretary. to 10 CFR Part 140, “Financial Pro ber “$82,000,000.” [F.R. Doc. 69-643; Filed, Jan. 16, 1969; tection Requirements and Indemnity 9. Section 140.93, Appendix C, Article 8 :4 9 a .m .] Agreements,” reflect this requirement. III, paragraph 4(b)(2), is amended by The Commission is also considering changing “$74,000,000” to “$82,000,000.” whether to amend other provisions of 10. Section 140.94, Appendix D, Article Part 140 to increase the financial protec n , paragraph 6, is amended by changing Title 43— PUBLIC LANDS: tion requirements applicable to licensees “$74,000,000” to “$82,000,000.” of power and testing reactors having an 11. Section 140.95, Appendix E, Article INTERIOR authorized thermal power level in ex III, paragraph 4(b)(2), is amended by cess of 1 megawatt but below 100 elec changing “$74,000,000” to “$82,000,000.” Chapter II— Bureau of Land Man trical megawatts'. This matter will be agement, Department of the Interior the subject of a separate public notice (Sec. 161, 68 Stat. 948; 42 U.S.C. 2201; sec. to be issued in the future. 170, 71 Stat. 576; 42 U.S.C 2210) SUBCHAPTER D— RANGE MANAGEMENT (4000) Since the amendments set out below Dated at Washington, D.C., this 10th [Circular 2255] conform the Commission’s regulations to day of January 1969. PART 4110— GRAZING ADMINISTRA a statutory requirement, the Commission For the Atomic Energy Commission. has found that good cause exists for TION (INSIDE GRAZING DISTRICTS) omitting public notice of proposed rule W . B . M cC o o l , (THE FEDERAL RANGE CODE FOR making and public procedure thereon as Secretary, GRAZING DISTRICTS) unnecessary and for making the amend [F.R. Doc. 69-697; Filed, Jan. 16, 1969; Grazing Regulations for Public Lands ments effective without the customary 8:5 1 a .m .j 30-day notice. Correction Pursuant to the Atomic Energy Act of In F.R. Doc. 69-526 appearing at page 1954, as amended, and sections 552 and 596 of the issue for Tuesday, January 14, 553 of title 5 of the United States Code, Title 42— PUBLIC HEALTH 1969, the fifth paragraph should read as the following amendments to title 10, follows: Chapter 1, Part 140, Code of Federal Chapter I— Public Health Service, De Regulations, are published as a docu partment of Health, Education, and The resulting fee formula charges the ment subject to codification, to be effec Welfare permittees only for the value of the tive February 1, 1969. public forage grazed after taking into 1. Section 140.11(a) (4) is amended by PART 21— COMMISSIONED account the extent to which public bene deleting “$74,000,000” and substituting OFFICERS fits are yielded over and above those therefor “$82,000,000.” Students accruing to the users of the forage re 2. Section 140.91, Appendix A, Con sources for livestock purposes. ditions, paragraph 4, is amended by 1. Section 21.54 of Part 21, Title 42, deleting footnote 1 and substituting Code of Federal Regulations is amended therefor a new footnote 1 to read as by adding a second exception (b). As follows: “For policies issued by Nuclear amended § 21.54 reads as follows: Title 13— BUSINESS CREDIT Energy Liability Insurance Association § 21.54 Students. the amount will be $63,550,000; for policies issued by Mutual Atomic Energy A potential candidate for appointment AND ASSISTANCE Liability Underwriters, the amount will in the Regular Corps who is pursuing a Chapter I— Small Business be $18,450,000.” course of instruction which, upon com Administration 3. Section 140.91, Appendix A, Op pletion, would qualify him under §§21.25 or 21.26 for examination for appoint [Rev. 3, Arndt. 8] tional Amendatory Endorsement, para ment in the junior assistant or assistant graph III, is amended by deleting foot grade may be examined for and ap PART 120— LOAN POLICY note 1 and substituting therefor a new pointed in the Reserve Corps in the jun footnote 1 to read as follows: “For ior assistant grade but shall not be called Disaster Loans and Guarantees policies issued by Nuclear Energy Li to extended active duty until the success Section 120.4 of Part 120 of Title 13 ability Insurance Association the amount ful completion of such course of instruc tion, except that: (a) He may be called of the Code of Federal Regulations is will be $63,550,000; for policies issued by to active duty for purposes of training hereby amended by deleting the last Mutual Atomic Energy Liability Under for periods not to exceed 120 days dur sentence in subparagraph (b) (4), which writers the amount will be $18,450,000.” ing any fiscal year, and (b) those stu read as follows: “This subparagraph (4)
FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 RULES AND REGULATIONS 707 does not apply to loans made under the (b) Report the results of inspection find Amend § 39.13 of Part 39 of the Fed Displaced Business Disaster Assistance ings required by this AD to the Chief, Engi eral Aviation Regulations by adding a neering and Manufacturing Branch, FAA, new airworthiness directive as follows: Program.” Eastern Region (Reporting approved by the Effective date: December 30, 1968. Bureau of the Budget under BOB No. G eneral E lectric, Applies to Type OJ805- 04—R0 1 7 4 ). 3, -3A, -3B, -23, -23B, and -23C Turbojet H o w a r d J. S a m u e l s , (c) The repetitive inspection required by E n g in es. Administrator. (a) may be discontinued upon installation Compliance required as indicated. W ithin the next 6,000 hours’ time in serv [F.R. Doc. 69-612; Filed, Jan. 16, 1969; of DeHavilland P/N C6WM1133-1 and -2 or equivalent part approved by the Chief, En ice after the effective date of this AD or at 8 :4 7 a .m .] gineering and Manufacturing Branch, FAA. the next compressor disassembly, whichever Eastern Region. occurs first, unless already accomplished, (d) The repetitive inspection compliance replace the 12th, 13th, and 14th stage com time may be increased by the Chief, Engi pressor discs with new ones as indicated Title 14— AERONAUTICS AND neering and Manufacturing Branch, FAA, b elo w : Eastern Region, upon receipt of substan tiating data submitted through an FAA Disc stage G.E. P /N ’s to be replaced New P/N SPACE maintenance inspection. Chapter I— Federal Aviation Admin This amendment is effective Janu 12...... 106R686P1 or 108R627P1-.... 111R232P2. 13...... 106R687P1 or 108R628P1..... 111R233P2. istration, Department of Transpor ary 16, 1969 and was effective upon re 14...... 106R688P1 or 108R629P1___. 111R234P2. tation ceipt by all recipients of the telegram The information in this AD is similar to SUBCHAPTER C— AIRCRAFT dated December 31, 1968, which con that contained in General Electric Service [Docket No. 69-EA-3; Amdt. 39-709] tained this amendment. Bulletins (880) 72-253 and (990) 72-260 and (Sec. 313(a), 601 and 603 of the Federal Revisions Nos. 1 and 2. PART 39— AIRWORTHINESS Aviation Act of 1958; 49 USC 1354(a), 1421 [F.R. Doc. 69-606; Filed, Jan. 16, 1969; and 1423, and sec. 6(c) of the DOT Act; DIRECTIVES 8 :4 6 a .m .j 49 USC 1655(c)) DeHavilland Type Aircraft Issued in Jamaica, N.Y., on January 8, The Federal Aviation Administration 1969. [Docket No. 68-EA-144, Amdt. 39-708] is amending § 39.13 of Part 39 of the R . M . B r o w n , PART 39— AIRWORTHINESS Federal Aviation Regulations so as to Acting Director, Eastern Region. publish an airworthiness directive ap DIRECTIVES [F.R. Doc. 69-605; Filed, Jan. 16, 1969; plicable to DeHavilland DHC-6 type i 8:46 am.] Lycoming Engines airplanes. There has been a report of a cracked The Federal Aviation Administration wing front fitting on DHC-6 airplanes [Docket No. 68-EA-117; Amdt. 39-710] is amending § 39.13 of Part 39 of the with resultant loss of support from the Federal Aviation Regulations so as to fuselage for the forward part of the PART 39— AIRWORTHINESS amend airworthiness directive 66-6-3 wing. Since this condition is likely to DIRECTIVES which applies to Lycoming type 10-360- A1A engines. exist or develop in other aircraft of the General Electric Aircraft Engines same type design, an airworthiness di A.D. 66-6-3 applies to connecting rod assemblies P/N 74503 and requires their rective is being issued to require an im On page 16600 of the F e d e r a l R e g is t e r of November 14, 1968, the Federal Avia replacement within certain service limits. mediate inspection followed by repetitive P/N 74308 assembly is similar in design inspections. tion Administration published a pro and must also be replaced. The amend Since a situation exists that requires posed airworthiness directive which ment, thus, will incorporate P/N 74308 immediate adoption of this amendment, would require replacement of the 12th, into AD 66-6-3. it is found that notice and public pro 13th, and 14th stage compressor discs on Since immediate corrective action is cedure herein are impracticable and good the General Electric Type CJ805 aircraft required, notice and public procedure engines. herein are impractical and good cause cause exists for making this amendment exists for making the amendment effec effective in less than 30 days. Interested parties were given 30 days tive in less than 30 days. In consideration of the foregoing and after publication in which to submit In view of the foregoing and pursuant pursuant to the authority delegated to written data or views. No objections to to the authority delegated to me by the me by the Administrator, 14 CFR 11.85 the proposed regulations have been Administrator, 14 CFR 11.85 (31 F.R. [31 F.R. 13697], § 39.13 of Part 39 of received. 13697), § 39.13 of the Federal Aviation the Federal Aviation Regulations is Regulations is amended as follows: amended by adding the following new In view of the foregoing and pursuant 1. Amend § 39.13 of Part 39 of- the Airworthiness Directive. to the authority delegated to me by the Federal Aviation Regulations by insert Applies to DeHavilland DHC-6 type air Administrator, 14 CFR 11.89, F.R. 13697, ing the phrase “and P/N 74308” after planes Serial Nos. 1 through 105 certificate« § 39.13 of Part 39 of the Federal Aviation the numerals “74503” wherever they ap in all categories. Regulations is hereby amended by pear in A.D. 66-6-3. (a) Prior to the next flight unless accom adopting the rule as proposed. This amendment is effective Janu plished within the last 25 hours time ii ary 16, 1969. service, and at intervals thereafter not t< This amendment is effective Febru exceed 25 hours tim e in service from the Iasi ary 14,1969. (Sec. 313(a), 601, and 603 of the Federal inspection, inspect the outside faces anc Aviation Act of 1958, 49 U.S.C. 1354(a), 1421 corner Radii of the left and right wing fronl (Secs. 313(a), 601, and 603 of the Federal and 1423, and sec. 6(c) of the DOT Act, 49 fittings, P/N C6WM1031—1, and —2 for cracks Aviation Act of 1958, 49 U.S.C. 1354(a), 1421, U.S.C. 1655(c)) using dye penetrant and a glass of at leasl and 1423; and sec. 6(c) of the DOT'Act, Issued in Jamaica, N.Y., on January 8, 10-power, or an FAA-approved equivalent 49 U.S.C. 1655(c)). 1969. inspection. Replace cracked parts befoit R . M . B r o w n , further flight with a part of the same pan Issued in Jamaica, N.Y., on January number or with an equivalent part approved 8,1969. Acting Director, Eastern Region. oy the Chief, Engineering and Manufactur R . M . B r o w n , [F.R; Doc. 69-607; Filed, Jan. 16, 1969; ing Branch, FAA, Eastern Region. Acting Director, Eastern Region. 8 :4 6 a .m .]
FEDERAL REGISTER, VOL 34, NO. 12— FRIDAY, JANUARY 17, 1969 70S r u les a n d regulations
SUBCHAPTER F— AIR TRAFFIC AND GENERAL OPERATING RULES
[Reg. Docket No. 9326; Arndt. 631]
PART 97— STANDARD INSTRUMENT APPROACH PROCEDURES Miscellaneous Amendments The amendments to the standard instrument approach procedures contained herein are adopted to become effective when indicated in order to promote safety. The amended procedures supersede the existing procedures of the same classification now in effect for the airports specified therein. For the convenience of the users, the complete procedure is republished in this amendment indicating the changes to the existing procedures. As a situation exists which demands immediate action in the interests of safety in air commerce, I find that compliance with the notice and procedure provisions of the Administrative Procedure Act is impracticable and that good cause exists for making this amendment effective within less than 30 days from publication. In view of the foregoing and pursuant to the authority delegated to me by the Administrator (24 F.R. 5662), Part 97 (14 CFR Part 97) is amended as follows: 1. By amending § 97.11 of Subpart B to amend low or medium frequency range (L/MF), automatic direction finding (ADF) and very high frequency omnirange (VOR) procedures as follows:
Standard I nstrument Approach P rocedure—T ype ND B (A D F ) Bearings, headings, courses and radials are magnetic. Elevations and altitudes are in feet MSL. Ceilings are in feet above airport elevation. Distances are in nautical miles unless otherwise indicated, except visibilities which are in statute miles. If an instrument approach procedure of the above type is conducted at the below named airport, it shall be in accordance with the following instrument approach procedure, unless an approach ig conducted in accordance with a different procedure for such airport authorized by the Administrator. Initial approaches shall be made over specified routes. Minimum altitudes shall correspond with those established for en route operation in the particular area or as set forth below.
Transition Ceiling and visibility mínimums 2-engine or less More than Course and Minimum - 2-engine, From— To— distance altitude Condition 65 knots More more than (feet) or less than 65 65 knots __ £ knots
DSM V O R...... LOM...... 2400 T-rln*% 300-1 200-M Mine In t...... LOM (final)...... 2200 C-dn 400-1 500-1 500-1)4 Grimes In t...... ______LOM...... 2500 S-dn-30#...... 400-1 400-1 400-1 Ankeny Int______...... LOM...... 2500 800-2 800-2 Elkhart Int______...... LOM...... 2500 Beech Int______Mine In t______...... D irect...... 2400 T N U VOR...... Swan In t...... 2500 Swan In t...... Mine Int______...... D irect...... 2400
Radar available. Procedure turn E side of crs, 125° Outbnd, 305° Inbnd, 2400' within 10 miles. Minimum altitude over facility on final approach crs, 2200'. Crs and distance, facility to airport, 305°—4.3 miles. If visual contact not established upon descent to authorized landing minimums or if landing not accomplished within 4.3 miles after passing LOM, climb to 2800' on 305° bearing from LOM, turn left, proceed direct to DS LOM, or when directed by ATC, climb to 3000', proceed to Grimes Int via 305° bearing from LOM and DSM VOR R 331°. ♦When 1546' tower, 3.2 miles N N E of airport not visible on takeoffs to N and NW, climb to 2100' on 305° heading and takeoffs to NE climb to 2100' on 050° h id in g before turning toward tower. %RVR 2400' authorized Runway 30. #RVR 40 with operative ALS, except 4-engine turbojets. MSA within 25 miles of facility: 000°-090°—2800'; 090°-180°—2300'; 180°-270°—2400'; 270°-360°—2600'. City, Des Moines; State, Iowa; Airport name, Des Moines Municipal; Elev., 9&7'; Fac. Class., LOM; Ident., DS; Procedure No. N D B (ADF) Runway 30, Arndt. 10; Eff. date, 30 Jan. 69; Sup. Arndt. No. 9; Dated, 18 Feb. 67
HSI V O R______HSI RBn...... Direct______3700 T-dn...... 300-1 300-1 300-1 GRI VOR______...... HSI R B n ...... 3700 C-dn&$ 500-1 500-1 500-114 8-dn-14&$_____ 400-1 400-1 400-1 A-dn&$______800-2 800-2 800-2
Procedure turn W side of crs, 326° Outbnd, 146° Inbnd, 3700' within 10 miles. Minimum altitude over facility on final approach crs, 3500'. Crs and distance, facility to airport, 146°—4.9 miles. If visual contact not established upon descent to authorized landing minimums or if landing not accomplished within 4.9 miles after passing HSI RBn, climb to 3700' on 135° bearing from HSI RBn within 10 miles, turn right and return to HSI RBn. N otes: (1) Use Grand Island, Nebr., altimeter setting when control zone not effective. (2) When instrument flight planned to NW, N , or N E , maintain runway heading 140°-320° as appropriate until 3700' before departing on crs. (3) Lights operating on Runways 14-32 only. Caution: 2707' tower, 2.8 miles N N E of airport. &These minimums apply at all times for those air carriers with approved weather reporting service. $Circling and straight-in ceiling minimums are raised 100' and alternate minimums not authorized when control zone not effective; MSA: 000°-090°—4100'; 090°-180°—3800'; 180°-360°—4300'. City, Hastings; State, Nebr.; Airport name, Hastings Municipal; Elev., 1954'; Fac. Class., HW; Ident., HSI; Procedure No. N D B (ADF) Runway 14, Arndt. 4; Eff. date, 30 Jan. 69; Sup. Arndt. No. A D F 1, Arndt. 3; Dated, 13 Aug. 66
FEDERAL REGISTER, VOL 34, NO» 12— FRIDAY, JANUARY 17. 1969 RULES AND REGULATIONS 709
Standard in strum ent approach P rocedure—T y pe NDB (ADF)—Continued
. . . . LOM...... Direct...... 2900 T-dn* ___ 300-1 300-1 200-H LOM ...... Direct...... 3000 C-dn.______400-1 600-1 500-lJi LOM ______Direct____ _...... 2700 S-dn-13...... 400-1 400-1 400-1 A-dn___ . . ___ 800-2 800-2 800-2
Procedure turn N side of crs, 311° Outbnd, 131° Inbnd, 2500' within 10 miles. Minimum altitude over facility on final approach 2100'. KfvêuMi n t a c t ’not^taM^h^d°upoif descent^Authorized landing minimums or if landing not accomplished within 3.7 miles after passing LOM, climb to 2800' on 131° crs, proceed to Granby Int or, when directed by ATC, make left turn, climbing to 2500' and proceed to LOM. N ote: Final approach from holding pattern at JL LOM not authorized, procedure turn required...... ^ .. , , , »When weather is below 1100-3, southwestbound IFR departures climb to 2500' within 4 miles of the Municipal Airport before proceeding on crs, due to 2049 tower, 4.5 miles SSW of airport. , ______, MSA within 25 miles of facility: 000°-090°—2400'; 090°-180°—3100'; 180°-270°—3000'; 270°-360°—3100'. Citv JoDlin; State, Mo.; Airport name, Joplin Municipal; Elev., 980'; Fac. Class., LOM; Ident., JL; Procedure No. N D B (ADF) Runway 13, Arndt. 14; Eff. date, 30 Jan. 69; Sup. Arndt. No. 13; Dated, 14 Oct. 67
...... LOM...... Direct...... 3000 T-dr*...... 300-1 300-1 200- TOP VOR ...... LOM...... Direct...... 2500 C-dn...... 600-1 600-1 600-1& S-dn-13@-...... 500-1 500-1 500-1 A-dn______800-2 800-2 800-2 ADF/VOR Minimums: S-dn-13@...... 400-1 400-1 400-1
Radar available. Procedure turn N side of crs, 306° Outbnd, 126° Inbnd, 2500' within 10 miles. Minimum altitude over TOP RBn on final approach crs, 2100', over Garfield Int, 1380'. Crs and distance, TOP RBn to Garfield Int, 126°—2.5 miles, Garfield Int to airport, 126°—1.4 miles. „ „ _ _ .. . , If visual contact not established upon descent to authorized landing minimums or if landmg not accomplished within 3.9 miles after passing TOP RBn, climb to 2600 on 126° crs within 15 miles or, when directed by ATC, (1) turn left, climbing to 2600', proceed to TOP VOR or; (2) turn left, climbing to 2500' and return to TOP LOM. Note: Final approach from holding pattern at TOP LOM not authorized, procedure turn required. ©Sliding scale not authorized. , , , ...... , , •When weather is below 1200-3, westbound IFR departures climb to 2500' within 5 miles of the Municipal Amportbefore proceeding on crs due to 2031' tower, 6.2 miles west of airport. - - . . . MSA within 25 miles of facility: 000°-090°—2700'; 090°-180°—2700'; 180°-270°—3600'; 270°-360°—2700'. City, Topeka; State, Kans.; Airport name, Philip Billard Municipal; Elev., 880'; Fac Class., MHW; Ident., TOP; Procedure No. N D B (ADF) Runway 13, Arndt. 20; Eft. date, 30 Jan. 69; Sup. Arndt. No. 19; Dated, 4 Feb. 67
Standard I nstrument Approach P rocedure—T ype VOR Bearings, headings, courses and radials are magnetic. Elevations and altitudes are in feet MSL. Ceilings are in feet above airport elevation. Distances are in nautical miles unless otherwise indicated, except visibilities which are in statute miles. _ . . ., , . . , If an instrument approach procedure of the above type is conducted at the below named airport, it shall be in accordance with the following instrument approach procedure, unless an approach is conducted in accordance with a different procedure for such airport authorized by the Administrator. Initial approaches shall be made over specified routes. Minimum altitudes shall correspond with those established for en route operation in the particular area or as set forth below.
Transition Ceiling and visibility minimums 2-engine or less More than Course and Minimum 2-engine, From— To— distance altitude Condition 65 knots More more than (feet) or less than 65 65 knots knots
GRI VOR HSI VOR...... Direct...... 3700 T-dn...... 300-1 300-1 300-1 C-dn&$...... 600-1 600-1 600-1K S-dn-14&$...... 600-1 600-1 600-1 A-dn&$...... 800-2 800-2 800-2 Minimums with VOR/ADF receivers: C-dn&$______500-1 500-1 500-1H S-dn-14&$...... ■ 400-1 400-1 400-1
Procedure turn W side of crs, 328° Outbnd, 148° Inbnd, 3700' within 11 miles. M inimum altitude over Hansen Int on final approach crs, 2554'% (2654'% when control zone not effective). Crs and distance, Hansen-Int to airport, 148°—5 miles; Hansen Int to VOR, 148°—5.2 miles; breakofl point to Runway 14, 140°—0.6 mile. If visual contacirnot established upon descent to authorized landing minimums or if landing not accomplished within 0 mile after passing HSI VOR, climb to 3700' on R 133° within 10 miles, make left turn and return to HSI VOR. Caution: 2707' tower, 2.8 miles N N E of airport. N otes: (1) Use Grand Island altimeter setting when control zone not effective. (2) When instrument flight planned to N , NW, or N E , maintain runway heading 140°-320° as appropriate until 3700' before departing on crs. (3) Lights operating on Runways 14-32 only. &These minimums apply at all times for those air carriers with approved weather reporting service. $Circling and straight-in ceiling minimums are raised 100' and alternate minimums not authorized when control zone not effective. MSA: 000°-090°—4100'; 090°-180°—3800'; 180°-360°—4300'. City, Hastings; State, Nebr.; Airport name, Hastings Municipal; Elev., 1954'; Fac. Class., BVOR; Ident., HSI; Procedure No. VOR Runway 14, Arndt. 7; Eff. date, 30 Jan 69; Sup. Arndt. No. TerVOR-14, Arndt. 6; Dated, 10 Sept. 66
HSI V O R______...... Direct...... 3700 T-dn...... 300-1 300-1 300-1 C-dn&$.____ 600-1 600-1 600-1^ S-dn-32&$__ 600-1 600-1 600-1 A-dn&$...... 800-2 800-2 800-2
Procedure turn E side of crs, 133° Outbnd, 313° Inbnd, 3700' within 10 miles. Minimum altitude over facility on final approach crs 2554'% (2654'% when control zone not effective). Facility on airport. Breakofl point to Runway 32,320°—0.7 mile. . If visual contact not established upon descent to authorized landing minim ums or if landing not accomplished within 0 mile after passing HSI VO R, climb to 3700' on R 328° within 12 miles, make left turn and return to HSI VOR. oN otes: (1) Use Grand Island, Nebr., altimeter setting when control zone not effective. (2) When instrument flight planned to N , NW, or N E , maintain runway heading 140 -320° as appropriate until 3700' before departing on crs. (3) Lights operating on Runways 14-32 only. Caution: 2707' tower, miles N N E of airport. &These minimums apply at all times for those air carriers with approved weather reporting service. SCircling and straight-in ceiling minimums are raised 100' and alternate minimums not authorized when control zone not effective; MSA: 000°090°—4100'; 090°-180 —3800'; 180°-360°—iSOO7. City, Hastings; State, Nebr.; Airport name, Hastings Municipal; Elev., 1954'; Fac. Class., BVOR; Ident., HSI; Procedure No. VOR Runway 32, Arndt. 6; Eff. date, 30 Jan.69; Sup. Arndt. No. Ter VOR-32, Arndt. 4; Dated, 13 Aug. 66
FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17f 1969 710 RULES AND REGULATIONS
Standard I nstrument Approach P rocedure—T ype T erminal VOR
IDA RBn. VOR______Direct______6200 T-dn%._...... _ 300-1 300-1 200-% Rigby Int. VOR______Direct______6200 C-dn_...... 600-1 600-1 500-1% S-dn-2*...... 500-1 600-1 600-1 PIH VOR____ IDA VOR. __ Via PIH R 010° 7000 A-dn...... 800-2 800-2 800-2 and IDA R 206°.
Radar available. __ Procedure turn W side crs, 206° Outbnd, 026° Inbnd, 6200' within 10 miles. Minimum altitude over Shelley Radar Fix (R 206°/10 miles) on final approach crs, 7000'; over VOR, 5240'. Crs and distance, breakofl point to Runway 2, 021°—1 mile. H visual contaet not established upon descent to authorised landing minimums or if landing not accomplished within 0 mile after passing IDA VOR, ««mh to 7000' on R 013 within 10 miles, or w ton directed by ATC, within 0 mile after passing IDA VOR, turn left climbing to 7000' on R 196° of IDA V O R w ithin 10 miiao Note: Chart SheDey Radar Fix in plan view only. *500-% authorized, with operative high-intensity runway lights, except for 4-engine turbojet aircraft. % Takeoff all runways: Shuttle climb on R 196° of IDA VOR within 20 miles to minimum altitude required for direction of flight Direction of flight MCA E V -330...... 6400 MSA within 25 miles of facility: 000°-090°—9400'; 090°-180°—8800'; 180°-270°—7900'; 270°-360°—7000'. City, Idaho Falls; State, Idaho; Airport name, Fanning Field; Elev., 4740'; Fac. Class., L-BVOR; Ident., IDA; Procedure No. VOR Runway 2, Arndt. 10; Eif. Date, 30 Jan 69; Sup. Arndt. No. VOR-2, Arndt. 9; Dated, 10 Sept. 66
IDA RBn. VOR...... 6500 T-dn%_...... 300-1 300-1 Rigby In t. IDA RBn (final)...... Direct...... 5400 C-dn*...... 500-1 500-1 500-1% S-dn-20*#...... 400-1 400-1 400-1 A -dn...... 800-2 800-2 800-2
Radar available. Procedure turn N side of crs, 013° Outbnd, 193° Inbnd, 6200' within 10 miles. Minimum, altitude over IDA RBn on final approach crs, 5400'; over VOR, 5140'. Crs and distance, breakofl point to Runway 20, 201°—0.5 mile. vjsual contact not established upon descent to authorized landing minimums or if landing not accomplished within 0 mile of ID A VOR, elimh to 7000' on R 196 IDA VOK within 10 miles. *ADF equipment required for descent below 5400'. #400-% authorized, except for 4-engine turbojet aircraft, with operative high-intensity runway lights. %Takeofl all runways: Shuttle climb on R 196 of ID A V O R within 20 miles to m inim um altitude required for direction of flight. Direction of flight MCA EV-330...... 6400 MSA within 25 miles of facility: 000°-090°—9400'; 090°-180<>—8800'; 180°-270°—7900'; 270°-360°—70007. City, Idaho Falls; State, Idaho; Airport name, Fanning Field; Elev., 4740'; Fac. Class., BVOR; Ident., IDA; Procedure Nö. VOR Runway 20, Arndt. 6; Eff. date 30 Jan 69; Sup. Arndt. No. VOR-20, Arndt. 5; Dated, 28 May 66
Wilton In t____ JEF VO R...... Direct...... 2900 T -d ...... 500-1 500-1 600-1 Algoa Int____ JEF V O R___ Direct...... 2400 T -n...... 500-2 500-2 500-2 CBI VO R___ Scott Int.,.___ Direct...... 2400 C-dn$&...... 700-1 700-1 700-1% Scott Int...... Cole Int (final) Direct______1800 S-dn-12$&@___ 700-1 700-1 700-1 Guthrie Int__ JEF VOR___ Direct...... 3000 A-dn$&______1000-2 1000-2 1000-2 Jamestown Int. Scott Int_____ Direct______2400
Procedure turn S side of crs, 302° Outbnd, 122° Inbnd, 2400' within 10 miles. Minimum altitude over facility on final approach crs, 1247'*, (1347'* when control zone not effective.) Facility on airport. Crs and distance, Cole Int to airport, 122—5.8 miles; breakofl point to Runway 12,116°—0.9 mil» J -i^ lsJJaLc.on^ ct. n9t established upon descent to authorized landing minimums or if landing not accomplished within 0 mile after passing JEF VOR, climb to 2500' on JEF VOR R 112 within 10 miles, make right turn and return to JEF VOR. Hold SE on JEF VOR R 112°, 292° Inbnd, left turns. N otes: (1) Use Columbia, Mo., altimeter setting when control zone not effective. (2) H weather is below 1300-3, climb to 1200' on runway heading before departing to NE. Caution: 985 tower located 1.3 miles W of airport. 1000' tower located 2.7 miles SE of airport. 1151' tower located 3.9 miles N E of airport. 1784' tower located 6.2 miles NE of airport. ' $Circling and straight-in ceiling minimums are raised 100' and alternate minimums not authorized when control zone not effective. &These minimums apply at all times for air carriers with approved weather reporting service. ©Reduction not authorized for nonstandard REIL. MSA within 25 miles of facility: 000°-090°—2800'; 090°-180°—2300'; 180°-270°—2200'; 270°-360°—2700'. City, Jefferson City; State, Mo.; Airport name, Jefferson City Memorial; Elev., 547'; Fac. Class., L-BVOR; Ident., JEF; Procedure No. VOR Runway 12, Arndt. 6; Eff. date 30 Jan. 69; Sup. Arndt. No. 5; Dated, 7 Dec. 67
T-dn*...... 300-1 300-1 200-% C-dn______600-1 600-1 600-1% S-dn-22#...... 600-1 600-1 600-1 A-dn______800-2 800-2 800-2
Radar available, j. Procedure turn W side of crs, 031° Outbnd, 211° Inbnd, 2600' within 10 miles. Minimum altitude over facility on final approach crs, 2300'. Crs and distance, facility to airport, 211°—4.9 miles. If visual contact not established upon descent to authorized landing minimums or if landing not accomplished within 4.9 milng after passing TOP VOR. climb to 2600' on R 166° within 20 miles dr, when directed by ATC, turn left, climb to 2600' and return to TOP VOR. •When weather is below 1200—3, westbound IF R departures climb to 2600' Within 5 miles of the Municipal Airport before proceeding on crs due to 2031' tower, 6.2 miles west of the airport. ’ #Reduction not authorized. MSA within 25 miles of facility: 000°-090°—2700'; 090°-180°—2700'; 180®-270°—3600'; 270°-360°—2700'. City, Topeka; State, Kans.; Airport name, Philip Billard Municipal; Elev., 880'; Fac. Class., L-BVORTAC; Ident., TOP; Procedure No. VOR Runway 22, Arndt. 10; Efl. date, 30 Jan. 69; Sup. Arndt. No. 9; Dated, 4 Feb. 67 2. By amending § 97.11 of Subpart B to delete low or medium frequency range (L/MF), automatic direction finding (ADF) and vefy high frequency omnirange (VOR) procedures as follows: Charlotte, N.C.—Douglas Municipal, NDB (ADF) Runway 5, Arndt. 20, 6 Jan. 1968 (established under Subpart C). 3. By amending § 97.11 of Subpart B to cancel low or medium frequency range (L/MF), automatic direction finding (ADF) and very high frequency omnirange (VOR) procedures as follows: Elkins, W. Va.—Elklns-Randolph County, LFR-1, Arndt. 6, 4 Apr. 1968, canceled, effective 30 Jan. 1969.
FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 RULES AND REGULATIONS 711
4. By amending § 97.15 of Subpart B to amend very high frequency omnirange-distance measuring equipment (VOR/DME) procedures as follows: Standard I nstrument Approach P rocedure—T ype VOR/DME Bearings, headings, courses and radiate are magnetic. Elevations and altitudes are in feet MSL. Ceilings are in feet above airport elevation. Distances are in nautical miles unless otherwise indicated, except vteibflities which are in statute miles- . . ^ „ir iw + ** ow i be in accordance with the following instrument approach procedure,
Ceiling and visibility minimums Transition 2-«ngine or less More than Course and Minimum 2-engine, More more than. To— distance altitude Condition 65 knots From— (feet) Or less than 65 65 knots knots
300-1 7-mile DME Fix, R 108° TOP VOR.. .. Direct______2700 T-dn*.. 306-1 300-r TOP V O R ...... - ...... ■ • Direct ...... 2700 C -dn... 600-1 600-1 600-1% . Perrv Int______NA NA . 7-mile DME Fix, R 108° TOP VOR.. .. Via 7-mile DME 2700 A -dn... NA 7-mile DME Fix, R 022°, TOP VOR clockwise.. Arc. 2700 7-mile DME Fix, R 108° TOP VO R...... Perry Int (final)______Direct......
P r w w lS r e t^ N side of crs, 288° Outbnd, 108° Inbnd, 2700'within 10 miles of Perry Int. Minimum altitude over Perry Int on final approach crs, 270U. S v i 5 S S “ A “ l X b M & « tadiM , ».« acaompnshad a. 17.3-mlle DME EH, make left tar», climbing to O T ;
retUi?oT)Ea'e(i? Liriiti o'o RuwaysWO only. (2) Use Topeka, Kans., altimeter setting. .
City, Lawrence; State, K ans, Airport name, Lawrence T 0P ; ”?? ^ “ * 5. By amending § 97.15 of Subpart B to delete very high frequency omnirange-distance measuring equipment (VOR/DME >
Pr^ (lh S o tt|SN0C.—Douglas Municipal, VOR/DME Runway 5, Arndt. 2, 8 July 1967 (established under Subpart C). Charlotte’ N.C.—Douglas Municipal, VOR/DME No. 1, Arndt. 3, 23 June 1966 (established under Subpart C). Charlotte N.C.—Douglas Municipal, VOR/DME No. 2, Amdt. 1, 23 June 1966 (established under Subpart C). Charlotte, N.C.—Douglas Municipal, VOR/DME Runway 36, Amdt. 2, 8 July 1967 (established under Subpart C). 6. By amending § 97.17 of Subpart B to amend instrument landing system (ILS) procedures as follows: Standard I nstrument Approach P rocedure—T ype .ILS Beerings, headings, morses snd tadisls «re magnetic. Elevations and altitudes are in feet MSL. Ceilings are In leet above airport elevation. Distances are In nantleal miles
routes. Mnfmnm altitudes shall correspond with those established for en route operation in the particular area or as set forth below.______
Transition Ceiling and visibility minimums 2-engine or less More than Minimum 2-engine, Course and More more than To— distance altitude Condition 65 knots From— (feet) or less than 65 65 knots knots
LOM...... Direct. 2400 T -d n *#...... 300-1 300-1 200-% Des Moines VOR C-dn...... 400-1 500-1 500-1% Ankeny Int...... LOM...... Direct. 2500 LOM...... -...... Direct. 2500 S-dn-30**#:___ 200-% 200-% 200-% Grimes Int...... 600-2 600-2 600-2 Elkhart In t...... LOM...... - ...... Direct. 2500 A-dn...... Mine Int______LOM (final)...... Direct. 2400 Beech Int_____„. Mine I n t ...... Direct. 2400 TNU VOR...... Swan Int------Direct. 2500 Swan Int______Mine I n t...... Direct. 2400
Radar available. . _ Procedure turn E side of crs, 125° Outbnd, 305° Inbnd, 2400 within 10 miles. Minimum altitude at glide slope interception Inbnd, 2400'.
^C ^U H O N r^h’e^n wVaYher bTlow 600^lVlan IFR departures northbound to avoid 1546' tower, 3.2 miles N of airport. **406-% required when glide slope not utilized; 400-% authorized with operative ALS except for 4-engine turbojets. #RVR 2400'. Descent below 1157' not authorized unless ALS is visible. # R V R 2400' authorized Runway 30. . „ o MSA within 25 miles of facility: 000°-090°—2800'; 090°-180°—2300'; 180 —270 2400 ; 270 360 2600'. City, Des Moines; State, Iowa; Airport name, Des Moines Municipal; Elev., 957'; Fac. Class., ILS; Ident I-DSM; Procedure No. ILS Runway 30, Amdt. 10; EH. date, 30 Jan ’ 69; Sup. Amdt. No. 9; Dated, 18 Feb. 67
300-1 300-1 200- % Granby In t.. LOM. D irect...... 2700 T-dn*...... Direct...... 2900 C-dn...... 400-1 500-1 500-1% Nashville Int. LOM. 300-% 300-% 300-% EOS V O R ... LOM. Direct...... 3000 S-dn-13@. A-dn...... 600-2 600-2 600-2
Procedure turn N side of crs, 311° Outbnd, 131° Inbnd, 2500' within 10 miles* Minimum altitude at glide slope interception Inbnd, 2100'. , . _ ., Altitude of glide slope and distance to approach end of runway at LOM, 2051 —3.7 miles; at MM, 1160 , ,, . _ ■ TT T nlVr .iiTntl oc/vy nn or If visual contact not established upon descent to authorized landing minimums or if landing not accomplished within 3.7 miles after passing JL LOM, climb to 2800 on bJS crs ILS, proceed to Granby Int or, when directed by ATC, make left turn, climbing to 2500' and proceed to LOM. N ote: Final approach from holding pattern not authorized. Procedure turn required. SiMin^ua'Cinmr ium llw i •When weather is below 1100-3, southwestbound IFR departures climb to 2500' within 4 miles of the Municipal Airport before proceeding on crs, due to 2049 tower, 4.5 miles 8SW of airport. . . __. . . @400-1 required when glide slope not utilized. 400-% authorized with operative H IR L, except for 4-engine turbojets. MSA within 25 miles of JL LOM: 000°-090°—2400'; 090°-180°—3100°; 180 -270°—3000'; 270 -360 —3100 . City, Joplin; State, Mo.; Airport name, Joplin Municipal; Elev:, 980'; Fac. Class., ILS; Ident., I-JLN; Procedure No. ILS Runway 13, Amdt. 13; Ef£. date, 30 Jan. 69; . ’ ■ Sup Amdt. No. 12; Dated, 14 Oct. 67
FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 N o. 12— P t. I- 712 RULES AND REGULATIONS
Standard I nstrument Approach P rocedure—T ype ILS—Continued
Granby Int. Webb City Int (final)...... Direct. JL LOM___ 2700 T -dn *...... 300-1 300-1 20044 Webb City Int...... Direct. 2800 C-dn...... 500-1 500-1 600-1)4 S-dn-31@...... 500-1 600-1 500-1 A-dn__...... 800-2 800-2 800-2
Procedure turn E side of SE crs, 131° Outbnd, 311° Inbnd, 2800' within 10 miles of Webb City Int No glide slope. Minimum altitude over Webb City Int on final approach crs, 2700'. Crs and distance, Webb City Int to airport, 311°—5.9 miles. on the!NWcrs ofJLN^ocaifwr1 4 ° authorized landin8 minimums or if landing not accomplished within 5.9 miles after passing Webb City Int, climb to 2500; Note; Dual VO R receivers required. SS w 7 f e ather iS bel°W 110°”3’ southwestbound IFR departures climb to 2500' within 4 miles of the Municipal Airport before proceeding on crs, due to 2049' tower, 4.5 miles ©Reduction not authorized. City, Joplin; State, Mo.; Airport name, Joplin Municipal; Elev., 980'; Fac. Class., ILS; Ident., I-JLN; Procedure No. LOC (BC) Runway 31, Arndt 11- Eft date 30 Jan 69/ Sup. Arndt. No. 10; Dated, 11 Feb. 67
Narrows VHF Int. LOM (final)...... Direct______Channel VH F Int. 1300 T-dn*...... 300-1 309-1 200-14 Narrows VHF Int. Via JFK VOR, 1600 C-dn...... 600-1 600-1 600-114 R 189° and S-dn-4R# **___ 200-J4 200-14 20044 SBJ VOR, A-dn...... 600-2 600-2 600-2 R 114°. Category II special authorization required: TDZ elevation, 12'. S-dn-4R-DH 150', RVR 1600', 162' MSL, RA 162'.
Radar available. Procedure turn S side of crs, 222° Outbnd, 042° Inbnd, 1300' within 10 ™iiag of LOM. Minimum altitude at glide slope interception Inbnd, 1300'. Altitude of glide slope and distance to approach end of runway at OM, 797'—2.7 miles; at MM, 221'—0.6 mile. K visual contact not established upondescent to authorized landing minimums or if landing not accomplished within 2.7 miles after passing LOM, climb straight ahead to 600'then make a climbing right turn to 3000'on JFK R 077° to Deer Park VOR. Hold E, 1-minute left turns, Inbnd crs 257°. g ’ siraigni aneaa to Category II missed approach: Climb straight ahead to 500', then make a climbing right turn to 3000' on JFK R 077° to’Deer Park VOR. Hold E, 1 minute left turns Inbnd crs, ¿57 • f t overCM " ™ r touchdo^“ ^6 *6 mUes; at 0 M ' 2’8 mUes! at M M > °-75 ™ E should not be used t o determine aircraft position #Glide slope inoperative minimums 400-J4 Categories A. B, C; 40044 Category D. *RVR Runways 4R, 22L, 2000', 4-engine turbojets. 1800' other aircraft. RVR Runway 31L, 2000'. RVR Runway 31 2400' **RVR 2000' 4-engine turbojets. 1800r other aircraft. Descent below 212' not authorized unless ALS visible MSA within 25 miles of LOM: 000°-090°—2000'; 090°-180°—1400'; 180°-270°—1600'; 270°-360°—2600' Supplementary charting information: Category II, D H 162', MSL located 2225' from runway threshold. City, New York; State, N.Y.; Airport name, John F. Kennedy International; Elev^-12'; Fac. Class., ILS; Ident., I-JFK; Procedure No ILS Runwav 4R Arndt 15- Efl date, 28 Jan. 69; Sup. Arndt. No. 14; Dated, 18 Apr. 68 ’ ’
Standard I nstrument Approach P rocedure—T ype LOC C?urses a?*LfiiSSi? are juagnetic. Elevations and altitudes are in feet MSL. Ceilings are in feet above airport elevation. Distances are in nautical miles unless otherwise Indicated, except visibilities which are in statute miles. If an instrument approach procedure of the above type is conducted at the below named airport, it shall be in accordance with the following instrument approach procedure, ^ , aPPr?acbi,s, conducted in accordant with a different procedure for such airport authorized by the Administrator. Initial approaches shall be made over specified routes. MlnlmUm altitudes shall correspond with those established for en route operation in the particular area or as set forth below.
Transition Ceiling and visibility minimums _ 2-engine or less More than Course and Minimum ------2-engine, Dxom— To— distance altitude Condition 65 knots - More more than (feet) or less than 66 66 knots knots
T -dn...... _ ; 300-1 300-1 20043 C-dn...... 600-1 600-1 600-1)5 S-dn-13L 30044 30044 30044 A-dn______600-2 600-2 600-2 Glide slope inoperative minimums: 8-dn-13L#...... 600-1 600-1 600-1
Radar required. Procedure turn not authorized. Crs and distance OM to airport, 132°—4.1 miles. Minimum altitude at glide slope interception Inbnd. 1500'. Altitude of glide slope and distance to approach end of runway at OM, 1371'—4.1 miles; at MM, 212'—0.6 mile. •d estobhshe3 upondescent to ^ttorteedlanding minimumsor if landing not accomplished, climb straight ahead, intercept and proceed via the JFK R 077° to DPK VORTAC climbing to 3000'. Hold at DPK VORTAC, 1 minute, left turns, 257° Inbnd. Supplementary charting information: (1) Start profile at glide slope interception altitude. (2) TDZ elevation, 12'. ^Inoperative components table does not apply to HIRLs. City, New York; State, N.Y.; Airport name, John F. Kennedy International; Elev., 12'; Fac. Class., ILS; Ident.; I-TLK; Procedure No. ILS Runway 13L; Arndt. 1; Efl. date, 30 Jan. 69; Sup. Arndt. No. LOC Runway 13L, Orig.; Dated, 19 Dec. 68 y
FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY« JANUARY 13* 1969 RULES AND REGULATIONS 713
Standard I nstrum ent Approach P rocedure—-Type ILS Bearings, headings, courses and radials are magnetic. Elevations and altitudes are in feet MSL. Ceilings are in feet above airport elevation. Distances are in nautical miles unless otherwise indicated, except visibilities which are in statute miles...... ___ If an instrument approach procedure of the above type is conducted at the below named airport, it shall be in accordance with the following instrument approach procedure, unless an approach is conducted in accordance with a different procedure for such airport authorized by the Administrator. Initial approaches shall be made over specified routes. Minimum altitudes shall correspond with those established for en route operation in the particular area or as set forth below.
Transition Ceiling and visibility minimums 2-engine or less More than Course and Minimum 2-engine, From— To— distance altitude Condition 65 knots More more than, (feet) or less than 65 65 knots knots
...... LOM...... Direct...... 3000 T-dn*—...... 300-1 300-1 200-% TOP VOR...... —...... ______LOM...... Direct...... , 2500 C-dn______600-1 600-1 600-1% S-dn-13@...... 300-% 300-% 300-% A-dn...... 600-2 600-2 600-2
Radar available. ' , ...... Procedure turn N side of crs, 306° Outbnd, 126° Inbnd, 2500' within 10 miles. Minimum altitude at glide slope interception Inbnd, 2100'. , ■ ___ , .. Altitude of glide slope and distance to approach end of runway at LOM, 2030'—3.9 miles; at MM, 1078 —0.6 nme. - „ If visual contact not established upon descent to authorized landing mimmums or if landing not accomplished within 3.9 miles after passing TOP LOM, climb to 2600 on SE crs of ILS within 15 miip.q or, when directed by ATC, turn left, climbing to 2600', proceed to TOP VOB or turn left, climbing to 2500' and return to TOP LOM. N otes: (1) Final approach from holding pattern at TOP LOM not authorized, procedure turn required. (2) Glide slope unusable below 1078 . @400-1 required when glide slope not utilized. Reduction not authorized. , . . .. % hen weather is below 1200-3, westbound IFR departures climb to 2500' within 5 miles of the Municipal Airport before proceeding on crs due to 2031 tower, 6.2 miles W6SMSAwtthin 2S miles of TOP LOM: 000°-090°—2700'; 090°-180°—2700'; 180°-270°—3600'; 270°-360°—2700'. Citv ToDeka- State Kans.; Airport name, Philip Bfflard Municipal; EleA., 880'; Facility Class;, ILS; Ident., I-TOP; Proceduft No. ILS Runway 13, Arndt. 21; Eff. date, y’ xupejs-a, v 30 Jan. 69; Sup. Arndt. No. 20; Dated, 4 Feb. 67 7. By amending § 97.17 of Subpart B to delete instrument landing system (ILS) procedures as follows: Charlotte, N.C.—Douglas Municipal, ILS Bunway 5, Amdt. 21, 6 Jan. 1968 (established under Subpart C). 8. By amending § 97.19 of Subpart B to amend radar procedures as follows: Standard I nstrum ent Approach P rocedure—T ype R adar Bearings, headings, courses and radials are magnetic. Elevations and altitudes are in feet MSL. Ceilings are in feet above airport elevation. Distances are in nautical miles unless otherwise indicated, except visibilities which are in statute miles...... , , . . If a radar instrument approach is conducted at the below named airport, it shall be in accordance with the following instrument procedure, unless an approach is conducted in accordance with a different procedure authorized for such airport by the Administrator. Initial approaches shall be made over specified routes. Minimum altitude(s) shall correspond with those established for en route operation in the particular area or as set forth below. Positive identification must be established with the radar controller. From initial contact with radar to final authorized landing minimums, the instructions of the radar controller are mandatory except when (A) visual contact is established on final approach at or before descent to the authorized landing minimums, or (B) at pilot’s discretion if it appears desirable to discontinue the approach. Except when the radar con troller may direct otherwise prior to final approach, a missed approach shall be executed as provided below when (A) communication on final approach is lost for more than 5 seconds during a precision approach, or for more than 30 seconds during a surveillance approach; (B) directed by radar controller; (C) visual contact is not established upon de scent to'authorized landing minimum s; or (D) if landing is not accomplished.
Transition Ceiling and visibility minimums 2-engine or less More than Course and MlnimunT ------2-engine, From— To— distance altitude Condition 65 knots More more than (feet) or less than 65 65 knots ’ knots
000°. 360°. 0-25 m iles...... ,2600 Surveillance approach 330°. 030°. 25-35 miles______3000 T-dn*##...... 300-1 300-1 200-% 030°. 090°. 25-35 m iles...... 2700 C-dn ...... 400-1 500-1 500-1% S-dn-12, 30,5#.. 400-1 400-1 400-1 A -d n ...... 800-2 800-2 800-2
All bearings and distance are from radar site located on airport. If visual contact not established upon descent to authorized landing minimums or if landing not accomplished, climb to 2600', proceed direct toDSM VOR, orw hen directed by ATC, climb to 2700', proceed direct to T N U VO R. , , ‘When 1546' tower, 3.2 mil as N N E of airport not visible on takeofls to N and NW, climb to 2100' on 305° heading and takeoffs to N E climb to 2100' on 060° heading before turning toward tower. #400-% authorized Runway 12 with operative SALS, except for 4-engine turbojets, 400-% (RVR 4000) authorized Runway 30 with operative HIRL; 400-% (RVR 2400) authorized with operative ALS, except for 4-engine turbojets. ##RVR 2400' authorized Runway 30. City, Des Moines; State, Iowa; Airport name, Des Moines Municipal; Elev.,957'; Facility, Des Moines Radar; Procedure No. Radar-1, Amdt. 7; Eff. date,. 30 Jan. 69; Sup. Amdtj No. 6; Dated, 23 Dec. 67 9. By amending § 97.19 of Subpart B to delete radar procedures as follows: Charlotte, N.C.—Douglas Municipal, Radar 1, Amdt. 6, 30 Sept. 1967 (established under Subpart C).
FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 714 RULES AND REGULATIONS
10. By amending § 97.23 of Subpart C to establish very high frequency omnirange (VOR) and very high frequency-distance measuring equipment (VOR/DME) procedures as follows:
Standard I nstrument Approach P rocedure—‘T ype VOR Bearings, headings, courses and radials are magnetic. Elevations and altitudes are in feet MSL, except HAT, HAA, and RA. Ceilings are In feet above airport elevation Distances are in nautical miles unless otherwise indicated, except visibilities which are in statute miles or hundreds of feet RVR. If an instrument approach procedure of the above type is conducted at the below named airport, it shall be in accordance with the following instrument approach procedure unless an approach is conducted in accordance with a different procedure for such airport authorized by the Administrator. Initial approach m inimum altitudes shall correspond with those established for en route operation in the particular area or as set forth below.
Terminal routes Missed approach Minimum From— To— Via altitudes MAP: 5.1 miles after passing Salem City Int. (feet)
CGE N D B ...... SBY R 303°...... 1700 Climb to 1700', right turn direct to Salem PX T VORTAC...... Salem City Int...... 2000 City Int. and hold. SBY VORTAC...... , ...... ::...... Salem City Int (N O P T )...... _____ Direct...... 1700 Supplementary charting information: Hold SE of Salem City Int, 1 minute, right turns, 303° Inbnd.
Procedure tum N side of crs, 123° Outbnd, 303° Inbnd, 1700' within 10 miles of Salem City Int. FAF, Salem City Int. Final approach crs, 303°. Distance FAF to MAP, 5.1 miles. Minimum altitude over Salem City Int, 1700'. MSA: 000°-090°—1700'; 090°-180°—1700'; 180°-270°—1700'; 270°-360°—1700'. N ote: Use Salisbury, Md., altimeter setting. D ay and Night Minimums
A B C D MDA VIS HAA VIS VIS VIS
C ...... 600 1 530 NA NA NA A ...... Not authorized. T 2-eng. or less—Standard. T over 2-eng.--Not authorized.
City, Cambridge; State, Md.; Airport name, Cambridge Municipal; Elev., 20'; Facility SBY; Procedure No. VOR-1, Arndt. Orig.; Eff. date, 30 Jan. 69
Terminal routes Missed approach Minimum From— To— Via altitudes MAP: CLT VORTAC. (feet)
Bradley Int...... CLT VORTAC...... Direct. 3000 Climb to 3000' on CLT VORTAC, R 063° Weddington Int...... CLT VORTAC...... Direct. 2300 to Bradley Int; or, when directed by Bethany I n t ...... CLT VORTAC...... Direct. 2300 ATC, climbing right turn to 2300' on W acolnt...... CLT VO RTAC...... 1...... Direct. 2900 CLT VORTAC, R 133° to Weddington Stanley Int...... CLT VORTAC...... Direct. 2900 Int. Supplementary charting information: Final approach crs intercepts runway center- line 2500' from threshold, REIL Runway 36. TDZ elevation, 717'.
Procedure tum N side of crs, 225° Outbnd, 045° Inbnd, 2300' within 10 miles of Lake Int or 6.5-mile DME Fix. Final approach crs, 045°. Minimum altitude over Lake Int or 5.5-mile DME Fix, 1700'. MSA: 000°-090°—3000'; 090°-180°—3000'; 180°-270°—2800'; 270°-360°—2900'. N ote: ASR. Day and Night Minimums
A B C D . Cond...... — ...... MDA VIS HAT MDA VIS HAT MDA VIS HAT MDA VIS HAT
S-6...... 1160 RVR 24 443 1160 RVR 24 443 1160 RVR 24 443 1160 RVR 50 443 MDA VIS HAA MDA VIS HAA MDA VIS HAA MDA VIS HAA C ...... 1220 1 472 1220 1 472 1220 1H 472 1300 2 552 A------Standard. T 2-eng. or less—RVR 24, Runway 5; Standard all other T over 2-eng.—RVR 24, Runway 5; Standard all other runways. runways.
City, Charlotte; State, N.C.; Airport name, Douglas Municipal; Elev., 748'; Facility, CLT; Procedure No. VOR Runway 5, Arndt. 3; Eft. date, 30 Jan. 69; Sup. Arndt. No; VOR/DME Runway 5, Arndt. 2; Dated, 8 July 67
FEDERAL REGISTER, VOL 34, NO. 12— FRIDAY, JANUARY 17, 1969 RULES AND REGULATIONS 715
Standard I nstrument Approach P rocedure—T ype VOR— Continued
Terminal routes Missed approach Minimum From— To— Via altitudes MAP : C LT V O RTAC. (feet)
FML VORTAC...... CLT VO RTAC...... Direct______2300 Climb to 2300' on CLT VO RTAC, R 185° Bradley Int______CLT VORTAC...... Direct...... 3000 and proceed to FML VO RTAC; or, when ...... CLT VO RTAC...... _____ Direct...... 2300 directed by ATC, climb to 2300' right Bethany Int______CLT VORTAC______...... Direct...... 2300 turn to York Iñt via CLT VORTAC, Waco Int...... CLT V O R T A C ...... _____ Direct...... 2900 R 229°. ßtanley Int...... — ...... CLT VO RTAC...... Direct...... 2900 Supplementary charting information: Final approach crs intercepts runway center line 4100' from threshold. REIL Run- way 36. TDZ elevation, 747'.
Procedure tum W side of crs, 005° Outbnd, 186° Inbnd, 2300' within 10 miles of CLT VORTAC. Final approach crs, 185°. Minimum altitude over Railroad 5-mile DME Fix, 1640'. MSA: 000°-090°—3000'; 090°-18P°—3000'; 180°-270°—2800'; 270°-360°—2900'. N otes: (1) ASR. (2) Inoperative component table does not apply to HIRL Runway 18. Day and Night Minimums
MDA VIS HAT MDA VIS HAT MDA VIS HAT MDA VIS HAT g-18...... 1640 IK 893 1640 IK 893 1640 IK 893 1640 2 893 MDA VIS HA A MDA * VIS HAA MDA VIS HAA MDA VIS HAA C...... 1640 IK 892 1640 IK 892 1640 IK 892 1640 2 892 VOR/DM E/RADAR Minimums: MDA VIS HAT MDA VIS HAT MDA VIS HAT MDA VIS HAT g-I8...... 1300 1 553 1300 1 553 1300 1 553 1300 IK 553 ' MDA VIS HAA MDA VIS HAA MDA VIS HAA MDA VIS HAA C...... 1300 1 562 1300 1 552 1300 IK 552 1300 2 552 A Standard. T 2-eng. or less—RVR 24, Runway 5; Standard all other T over 2-eng.—RVR 24, Runway 5; Standard all other runways. runways.
City, Charlotte: State, N.C.; Airport name, Douglas Municipal; Elev., 748'; Facility; CLT; Procedure No. VOR Runway 18, Arndt. 4; Eft. date, 30 Jan. 69; Sup. Arndt. No. VOR/DME No. 1, Arndt. 3; Dated, 23 Jan. 66
Terminal routes Missed approach Minimum From— To— Via altitudes MAP: CLT VORTAC: (feet)
Bradley Int. ______CLT VORTAC______Direct. 3000 Climb to 2300' on CLT VORTAC, R 229° Weddington I n t l...... CLT VORTAC...... Direct. 3000 to York Int; or, when directed by ATC, Bethany I n t ... . . ______CLT VORTAC______Direct. 3000 ¿limb to 2300' left turn via R 185°, CLT Waco Int...... CLT VORTAC...... Direct. 3000 VORTAC to FML VORTAC. Stanley Int."” . " ” " ! . .I ...... CLT VORTAC...... Direct. 3000 Supplementary charting information: Final approach crs intercepts runway centerline 3000' from threshold. REIL Runway 36. TDZ elevation, 748'
Procedure tum N side of crs, 060°, Outbnd, 240° Inbnd, 3000' within 10 miles of Parks Int: Final approach crs, 240°. Minimum altitude over Parks Int or 5-mile DME Fix, 1800'. MSA: 000°-090°—3000'; 090°-180°—3000'; 180°-270°—2800'; 270°-360°—2900'. N otes; (1) ASR. (2) Inoperative component table does not apply to HIRL Runway 23. Day and Night Minimums
A B C D MDA VIS HAT MDA VIS HAT MDA VIS HAT MDA VIS HAT
S-23...... 1300 1 552 1300 1 552 *1300 1 562 1300 IK 552 MDA VIS HAA MDA VIS HAA MDA VIS HAA MDA VIS HAA C...... 1300 1 552 1300 1 552 1300 IK 552 1300 2 552 A...... Standard: T 2-eng. or less—RVR 24, Runway 5; Standard all other T over 2-eng.—RVR 24, Runway 5; Standard all other runways. runways.
City, Charlotte; State, N.C.; Airport name, Douglas Municipal; Elev., 748'; Facility, CLT; Procedure No. VOR Runway 23, Arndt. 2; Eft. date, 30 Jan. 69; Sup. Arndt. No: - VOR/DME No. 2, Arndt. 1; Dated, 23 June 66
FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 716 RULES AND REGULATIONS
Standard I nstrument Approach P rocedure—T y pe VOR—Continued
Terminal routes Missed approach Minimum From— To— Via altitudes MAP: CLT VORTAC. (feet)
FML VORTAC...... _...... Ross la t Procedure tum E side of crs, 173° Outbnd, 353° Inbnd, 2200' within 10 miles of Ross Int. Final approach crs, 353°. Minimum altitude over Ross Int or 6.5-mile DME Fix, 1800'. MSA: O00°-090°—3000'; 090°-180°—3000'; 180°-270°—2800'; 270°-360°—2900'. N ote: ASR. D ay and N ight Minimums AB C D Cond. MDAVIS- HAT MDA ‘ VIS HAT MDAVISHAT MDA VIS HAT S-36___ ...... 1120 i* 394 1120 % 394 1120 % 394 1120 1 394 MDAVIS HAA MDA VIS HAA MDAVIS HAA MDA VIS HAA C...... ____ 1220 1 472 1220 1 472 1220 m 472 1300 2 552 A ...... Standard. T 2-eng. or less—RVR 24, Runway 5; Standard all other T over 2-eng. —RVR 24, Runway 5; Standard all other runways. runways. City, Charlotte; State, N.C.; Airport name, Douglas Municipal; Elev., 748'; Facility, CLT; Procedure No. VOR Runway 36, Arndt. 3; Eff. date, 30 Jan. 69; Sup. Arndt. No. VOR/DME Runway 36, Arndt. 2; Dated, 8 July 67 Terminal routes Missed approach Minimum From— To— Via altitudes MAP: 5.8 mUes after passing Green HUl Int; (feet) Solberg VORTAC. Flemington Id t ...... Direct______2300 Climbing right turn to 2300' direct to Green Yardley VORTAC Green Hill In t...... Direct...... 2300 Hill Int and hold. Dublin Int______Green Hill Int...... Direct______2300 Supplementary charting information: Hold Flemington Int___ Green Hill Int (NOPT)...... D ireet...... 1200 N E, SBJ R 239°, Inbnd crs, 239°, 1 minute, right turns, 2300'. Procedure turn N side of crs, 059° Outbnd, 239° Inbnd, 2300' within 10 miles of Green Hill Int. FAF, Green Hill Int. Final approach crs, 239®. Distance FAF to MAP, 5.8 miles. Minimum altitude over Flemington Int, 2300'; over Green Hill Int., 1200'. MSA: 000°-090°—2500'; 090®-180°—1800'; 180°-270°—2000'; 270°-360e—2500'. #Night minimums not authorized. D ay and Night Minimums A B C D Cond. MDAVIS HAT VIS VIS VIS S-23#_...... 1000 1 606 N A NA NA MDA VISHAA C#...... 1000 1 606 NA NA NA A ...... Not authorized. T 2-eng. or less—-Standard. T over 2-eng.—Not authorized. City, Doylestown; State, Pa.; Airport name, Central Bucks County; Elev., 394'; Facility, SBJ; Procedure No. VOR Runway 23, Arndt. Orig; Eft. date, 30 Jan. 69; Sup. Arndt: No. Orig.; Dated, 30 Jan. 69 FEDERAL REGISTER, VOL 34, NO. 12— FRIDAY, JANUARY 17, 1969 RULES AND REGULATIONS 717 11. By amending § 97.25 of Subpart C to establish localizer (LOC) and localizer-type directional aid (LDA) procedures as follows: Standard I nstrument Approach P rocedure—T ype LOC Bearings, headings, courses and radials are magnetic. Elevations and altitudes are in feet MSL, except HAT, HAA, and RA. Ceilings are in feet above airport elevation; Distances are in nautical miles unless otherwise indicated, except visibilities which are in statute miles or hundreds of feet RVR. If an instrument approach procedure of the above type is conducted at the below named airport, it shall be in accordance with the following instrument approach procedure, unless an approach is conducted in accordance with a different procedure for such airport authorized by the Administrator. Initial approach minimum altitudes shall correspond with those established for en route operation in the particular area or as set forth below. Terminal routes Missed approach Minimum From— To— Via altitudes MAP: 6 miles after passing Como Int. (feet) Grandview LOM____ Como I n t...... CBP LOC crs.______2700 Climb to 2500' direct Grandview LOM and Summit Station LOM. Como Int...... D R 006° and CBP LOC crs__ 2700 hold. Hanover Int______Como Int (NOPT). DR 320° and CBP LOC crs... 2700 Supplementary charting information: Hold APEVORTAC...... Como Int (NOPT) APE R 186° and CBP LOC 2700 W, 1 minute, right turns, 096° Inbnd. crs. Chart 1150' trees located 40°00'25" N., 82°45'35" W. TDZ elevation, 812'. Procedure turn N side of crs, 096° Outbnd, 276° Inbnd, 2700' within 10 miles of Como Int. FAF, Como Int. Final approach crs, 276°. Distance FAF to MAP, 6 miles. Minimum altitude over Como Int, 2700'. N otes: (1) ASR. (2) Inoperative table does not apply to HIRLs Runway 28R. D ay and Night Minimums MDA VIS HAT MDA VIS HAT MDA VIS HAT MDA VIS HAT S-28R...... 1360 1 548 1360 1 548 1360 1 548 1360 VA 548 MDA VIS HAA MDA VIS HAA MDA VIS HAA MDA VIS TTA A C...... 1360 1 544 1360 1 544 1360 1M 544 1380 2 564 A ...... Standard. T 2-eng. or less—RVR 24, Runways 10L and T over 2-eng.—RVR 24, Runways 10L and 28L; Standard all other 28L; Standard all other runways. runways. City, Columbus; State, Ohio; Airport name, Port Columbus International; Elev., 816'; Facility, I-CBP; Procedure No. LOC (BC) Runway 28R, Arndt. Orie.: Eft date. 30 Jan. 69 ' 12. By amending § 97.27 of Subpart C to establish nondirectiona! beacon (automatic direction finder) (NDB/ADF) procedures as follows: Standard I nstrument Approach P rocedure—T ype N D B (A D F ) Bearings, headings, courses and radials are magnetic. Elevations and altitudes are in feet MSL, except HAT, HAA, and RA. Ceilings are in feet above airport elevation. Distances are in nautical miles unless otherwise indicated, except visibilities which are in statute miles or hundreds of feet RVR. If an instrument approach procedure of the above type is conducted at the below named airport, it shall be in accordance with the following instrument approach procedure, “mess an approach is conducted in accordance with a different procedure for such airport authorized by the Administrator. Initial approach m inimum altitudes shall correspond With those established for en route operation in the particular area or as set forth below. Terminal routes Missed approach Minimum From— To— Via altitudes MAP: 4.6 miles after passing LOM. (feet) CLTVORTAC...... ;...... LO M ...______2300 Turn left, climb to 3000' on FML VO RTAC Fort Mill VORTAC______Clover Int______Direct ...... 2300 R 007° to Mount Holly Int and hold; or, Clover Int_____ ...... LOM (NOPT)...... , ...... Direct ...... 2100 when directed by ATC, turn right, York Int...... Direct ...... 2300 climb to 2300' on FML VORTAC Bradley Int. ______LOM______...... 3000 R 007° to Fort Mill VORTAC and hold. Mount Holly Int___ ...... LOM...... 3000 Supplementary c h a r tin g information: Bethany Int...... LOM...... _____ Direct____ ...... 2300 Mount Holly Int hold N, 1 minute, left turns, 187° Inbnd. FML VORTAC hold S, 1 minute, right turns, 006° Inbnd. REIL Runway 36. TDZ elevation, 717'. Procedure turn N side of crs, 230° Outbnd, 050° Inbnd, 2300' within 10 miles of CL LOM. î» .F , CL LOM. Final approach crs, 050°. Distance FAF to MAP, 4.6 miles. Minimum altitude over LOM, 2100'. MSA: 000°-090°—3000'; 090“-180°—2300'; 180°-270°—2900'; 270°-360°—2900'. N ote: ASR. Day and Night Minimums _ . A B C D Cond; .------,------,.------_ MDA VIS HAT MDA VIS HAT MDA VIS HAT MDA VIS HAT 8-5...... 1200 RVR 40 483 1200 RVR 40 483 1200 RVR 40 483 1200 RVR 50 483 MDA VIS HAA MDA VIS HAA MDA VIS HAA MDA VIS HA A C...... 1220 1 472 1220 1 472 1220 ljg 472 1300 2 552 ------Standard; T 2-eng. or less—RVR 24, Runway 5; Standard all other T over 2-eng.—RVR 24, Rnway 5; Standard all other runways. runways. City, Charlotte; State, N.C.; Airport name, Douglas Municipal; Elev., 748'; Facility, CL; Procedure No. N D B (ADF) Runway 5, Arndt. 21: Efl. date, 30 Jan. 69; Sud. Arndt; No. 20; Dated, 6 Jan. 68 FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 718 RU1ES ANO REGULATIONS 13. By amending § 97.27 of Subpart C to cancel nondirectional beacon {automatic direction finder) (NDB/ADF) procedures cis ioiiowsi Crescent Beach, S.C.—Myrtle Beach, NDB (ADF) Runway 23, Orlg., 27 June 1968, canceled, effective 30 Jan. 1969. 14. By amending § 97.29 of Subpart C to establish instrum oat landing system (ILS) procedures as follows: Standard I nstrument Approach P rocedure—T ype ILS Bearings, headings, courses and radials are magnetic. Elevations and altitudes are in feet MSL, except H AT, HA A, and BA . Ceilings are in feet above airnort « w w Distances are in nautical miles unleM otherwise indicated, except visibilities which are in statute miies or hundreds o ff^ t JEWEL g m ieet above airport elevation. ,,r,iílí í ^ lnStrUln^3f approach procedure of the above type is conducted at the below named airport, ^ii”itsball **°**^-be in accordance with the following instrument annroaeh asga nrn»Hnp» Terminal routes Missed approach Minimum MAP: ILS DH , 917'; LOC 4.6 miles after From— To— Via altitudes passing LOM. (feet) CLT VOKTAC___ LOM...... Direct. Fort Mill VORTAC. 2300 Turn left, climb to 3000'on FML VORTAC Clover Int____ Direct. 2300 R 007° to Mount Holly Int and hold; or, Clover I n t..._ ...... DOM (NOPT) Direct. Union Int...... 2100 when directed by ATC, right turn, climb York Int_____ Direct. 2300 to 2300' on R OOT to FML VO RTAC and Bradley Int...... LOM...... Direct. 3000 hold. Mount Holly Int___ LOM...... Direct. Fort Mill VORTAC. 3000 Supplementary charting information: LOM...... Direct. 2300 Mount Holly Int, hold N, 1 minute, left Bethany Int______LOM...... Direct. York Int______!__ 2300 turns, 187° Inbnd. FML VORTAC hold Clover______Direct. 2300 S, 1 minute, right turns, 006° Inbnd. REIL Runway 36. LOC back crs un usable. Front crs unusable beyond 75° either side of centerline. TDZ elevation, 717'. Procedure turn N side of crs, 230° Outbnd, 050° Inbnd, 2300' within 10 miles of CL LOM. FAF, CL LOM. Final approach crs, 050°. Distance FAF to MAP, 4.6 mil as Minimum glide slope interception altitude, 2300'. Glide slope altitude at OM, 2090'; at MM, 917' Distance to runway threshold at OM, 4.6 miles; at MM, 0.5 mile. MSA: 000°-090—3000'; 090°-180°—2300'; 180°-270?—2900'; 270°-360°—2900'. Note: ASR. Day and N ight Minimums Cond. ------? ______®______^ ______DH VIS HAT DH VIS HAT DH VIS HAT DH VIS HAT 8-5...... — 917 RVR 24 200 917 RVR 24 200 917 RVR 24 200 917 RVR 24 200 L0C: MDA VIS HAT MDA VIS HAT MDA VIS HAT MDA VIS HAT 8-5...... -...... 1080 RVR 24 363 1080 RVR 24 363 1080 RVR 24 363 1080 RVR 40 363 MDA VIS HAA MDA VIS HAA MDA VIS HA A MDA VIS ha a ® ------1220 1 472 1220 1 472 1220 lfS 472 1300 2 552 A ...... Standard. T 2-eng. or less—RVR 24, Runway 5; Standard all other T over 2-eng.—RVR 24, Runway 5; Standard all other runways. runways. City, Charlotte; State, N.C.; Airport name, Douglas Municipal; Elev., 748'; Facility, I-CLT; Procedure No. ILS Runway 6, Arndt. 22; Efl. date, 30 Jan. 69: Sup. Arndt No. 21; Dated, 6 Jan. 68 FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 196» RULES AND REGULATIONS 719 15. By amending § 9.7.29 of Subpart C to amend instrument landing system (ILS) procedures as follows: STANDARD INSTRUMENT APPROACH PROCEDURE----TYPE I L S Bearings, headings, courses and radials are magnetic. Elevations and altitudes are In feet MSL, except HAT, HA A, and BA . Ceilings are in feet above airport elevation. Distances are in nautical miles unless otherwise indicated,' except visibilities whicirare in statute miles or hundreds of feet E V E. ___ If an instrument approach procedure of the above type is conducted at thebelownamed airport, it shall be in accordance withthe following instrument approach procedure, unless an approach is conducted in accordance with a different procedure for such airport authorized by the Administrator. Initial approach minimum altitudes shall correspond with those established for en route operation in the particular area or as set forth, below. Terminal routes Missed approach Minimum MAP: ILS D H 607'; LOC 3.9 miles after From— To— Via altitudes passing SL LOM. (feet) McCoy Int______'.______SL LOM______Direct______3200 'Climbing right turn to 2500' on SE ers of Crabtree Int____ ;______S cioln t______Direct______3000 ILS within 10 miles of SL LOM. gcio Int___ ” ”______SL LOM-(NOPT)______Direct______1600 Supplementary charting information; CVO V O B ...... - ...... S cioln t...... Direct...... - 3000 LEGO. Chart Turner Int. ¡¡/Procedure turn S’aide of ers, 129° Outbnd, 309° Inbnd, 2500' within 10 miles of SL LOM. FAF, SL LOM. Final approach ers, 309°. Distance FAF to MAP, 3.9 miles. Minimum glide slope Interception altitude, 1600'. Glide slope altitude at OM, 1490'; at MM, 438'. Distance to runway threshold at OM, 3.9 miles; at MM, 0.6 mile. MSA: 000°-090°—6100'; 090o-180°—5800'; 180°-270°—4800'; 270°-360°—3900'. Note: Final approach from holding pattern at SL LOM not authorized, procedure turn required. %IFE departure procedures: Takeoff Eunways 31 and 34 turn right, Eunway 16 turn left; climb direct to SL LOM before proceeding on ers. ¿Procedure turn may commence at Turner Int. •Sliding scale not authorized. Day and Night Minimums A B CD Cond. DHVIS HAT DHVIS HATDH Vis HATVIS s-31...... ;...... 607 H 300 507 % 300 607 A 300 NA LOC: MDAVIS HAT MDA VIS HAT MDAVIS HAT S-31*...... 920 1 713 920 1 713 920 VA 713 NA MDA VISHAA MDAVISHAA MDAVISHAA C...... 1000 1 793 1000 VA 793 1000 IJi 793 NA A______...... 800r2. T 2-eng. or less—Eunways 34, 31, & 13, Standard; Eun- T over 2-eng.—Eunways 34, 31, & 13, Standard; Eun- way 16, 500-1%. way 16, 500-1%. City, Salem; State, Oreg.; Airport name.'McNary Field; Elev., 207'; Facility, I-SLE; Procedure No. ILS Eunway31, Amdt. 9; Efl. date, 30 Jan. 69; Sup. Arndt. No. 8; Dated, 21 Nov. 68 FEDERAL ¿REGISTER, V O L . 3 4 , N O . 1 2 — FRIDAY, JANUARY 1 7 , 1 9 6 9 [|K0kl2—Pt. I---- 4 720 RULES AND REGULATIONS 16. By amending § 97.31 of Subpart C to establish precision approach radar (PAR) and airport surveillance radar (ASR) procedures as follows: Standard I nstrum ent Approach P rocedure—T ype Radar _ Bearings, headings, courses and radials are magnetic. Elevations and altitudes are in feet MSL, except H AT, HAA, and RA. Ceilings are In feet above airport elevation Distances are in nautical miles unless otherwise indicated, except visibilities which are in statute miles or hundreds of feet RVR ^ M anon. If a radar instrument approach is conducted at the below named airport, it shah be in accordance with the following instrument procedure, unless an approach is conducted m accordance with a different procedure authorized for such airport by the Administrator. Initial approach minimum altitude^) shall correspond with those established for en route operation in the particular area or asset forth below. Positive identification must be established with the radar controller. From initial contact with radar to final author- ized landing mimmums, the instructions of the radar controller are mandatory except when (A) visual contact is established on final approach at or before descent to the author ized landing mimmums, or (B) at Pilot s discretion if it appears desirable to discontinue the approach. Except when the radar controller may direct otherwise prior to final approach, a missed approach shall be executed as provided below when (A) communication on final approach is lost for more than 6 seconds during a precision approach or for more than 30 seconds during a surveillance approach; (B) directed by radar controller; (C) visual contact is not established upon descent to authorized km lingm tnim nm r or (JJ) if landing is not accomplished. “ 1 Radar terminal area maneuvering sectors and altitudes (sectors and distances measured from radar antenna) Notes From— To— Distance Altitude Distance Altitude Distance Altitude Distance Altitude Distance Altitude 000° 360° 0-15 *2300 1. Descend aircraft after passing FAF. 000° 105° 15-30 3000 2. Runway 18 FAF 6 miles from threshold. Mini 105° 260° 15-30 2300 mum altitude over 2-mile Radar Fix, 1300'. TDZ 260° 360° 15-30 3000 elevation, 747'. 3. Runway 23 FAF 6 miles from threshold. Mini mum altitude over 2-mile Radar Fix, 1300'. TDZ elevation, 748'. 4. Rtrnway 36 FAF 6 miles from threshold. Mini mum altitude over 3-mile Radar Fix, 1380'. TDZ elevation, 726'. 5. Runway 6 FAF 6 miles from threshold. Mini mum altitude over 2-mile Radar Fix, 1160'. TDZ elevation, 717'. N otes: MTI required for all surveillance approaches. REIL Runway 36. Inoperative component table does not apply to HIRL Runways 18 and 23. All airways segments 0-35 miles published MEA or sector altitudes whichever is lower. All bearings and distance are from radar site on Douglas Municipal Airport with sector azimuths progressing clockwise. Radar control will provide 1000' vertical clearance within a 3-mile radius of the following towers: 1932', 10 miles N E , 2049', 13 miles E, 1733', 16.5 miles W, 1866', 10 miles NW. Missed approach: Runway 18—Climb to 2300' direct to FML VORTAC, hold S, 1 minute, right turns, 006° Inbnd. Runway 23—Climb to 2300' direct to CLT LOM, hold SW, 1 minute, left turns, 050° Inbnd. Runway 36—Climb to 2600' on FML VORTAC R 007° to Mount Holly Int, hold N, 1 minute, left turns 187° Inbnd. Runway 5—Left turn climb to 2600' on FML VORTAC R 007° to Mount Holly Int, hold N, 1 minute, left turns, 187° Inbnd. D ay and N ight Minimums A B C D Cond. MDA _ VIS HAT MDA VIS HAT MDAVIS HAT MDAVIS HAT S-18„.„...... 1160 1 413 1160 1 413 1160 1 413 1160 1 413 S-23______1160 1 412 1160 1 • 412 1160 1 412 1160 1 412 S-36___ ...... 1060 RVR 40 334 1060 RVR 40 334 1060 RVR 40 334 1060 RVR 50 334 S-5____ ...... 1080 RVR 24 363 1080 RVR 24 363 1080 RVR 24 363 1080 RVR 50 363 MDA VIS HAA MDA VIS HAA MDA VIS HAA MDA VIS HAA C ...... _____ 1220 1 472 1220 1 472 1220 1'A 472 1300 2 552 A ...... Standard. T 2-eng. or less—RVR 24, Runway 5; Standard all other T over 2-eng. —RVR 24, Runway 5; Standard all other runways. runways. City, Charlotte; State, N.C.; Airport name, Douglas Municipal; Elev., 748'; Facility, Charlotte Radar; Procedure No. Radar-1, Arndt. 7; Eff. date, 30 Jan. 69; Sup; Arndt. No. Radar 1, Arndt. 6; Dated, 30 Sept. 67 These procedures shall become effective on the dates specified therein. (Secs. 307(c), 313(a), 601, Federal Aviation Act of 1958; 49 U.S.C. 1348 (c), 1354(a), 1421; 72 Stat. 749, 752, 775) Issued in Washington, D.C., on Dec. 24,1968. J a m e s F. R u d o l p h , ___ __ - Director, Flight Standards Service. [F.R. Doc. 69-171; Filed, Jan. 16, 1969; 8:45 a.m.] FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 RULES AND REGULATIONS 721 Chapter V— National Aeronautics PART 1025— SETTLEMENT an unintentional compliance problem and Space Administration PROCEDURES may exist, and has furnished the Office with full particulars thereof; PART 1209— 'BOARDS AND Subpart A— General Statement of Policy on Administrative Enforcement (2) That the party has submitted COMMITTEES Sec. affidavits establishing facts which show that noncompliance was unintended, Subpart 2— Source Evaluation Boards 1025.111 General policy. 1025.112 Factors bearing on intent, etc. that it was the result of circumstances 1. Subpart 1209.2 is deleted in its en which could not reasonably have been tirety and reserved. Subpart B— Informal, Voluntary Settlement foreseen, and that all available steps to 1025.211 Policy. avoid noncompliance and to correct its T . O . P a i n e , 1025.212 Conditions. effects were promptly taken. Acting Administrator. 1025.213 Form. 1025.221 Formal procedures. (b) The Office may, however, conduct [F.R. Doc. 69-626; Filed, Jan. 16, 1969; an independent inquiry to determine 8 :4 7 a jn .] Subpart C— Consent Agreement Policy and whether noncompliance was uninten P ro ced u res tional and unforeseeable, and that 1025.311 Preliminary notice of proposed available steps to avoid it and to cor formal proceeding. rect its effects wqpe promptly taken. Title 15— COMMERCE AND 1025.312 Conditions of administrative set tle m e n t. Subpart B— Informal, Voluntary FOREIGN TRADE 1025.313 Form of agreement. Settlement 1025.321 Nonconsent procedures. Chapter X— Office of Foreign Direct Au t h o r it y : The provisions of this Part § 1025.211 Policy. Investments, Department of Com 1025 issued pursuant to sec. 5 of the Act When the Office has information indi merce of Oct. 6, 1917, 40 Stat. 415, as amended, 12 cating that a party may inadvertently U.S.C. 95a; E.O. 11387, Jan. 1, 1968, 33 F.R. have failed or may be failing to comply PART 1025^-SETTLEMENT 47; Department Order 184-A, Jan. 1, 1968, 33 F.R. 54. with the FDIP, the Office may, if it be PROCEDURES lieves that such procedure will not prej Subpart A— General Statement of Pol PART 1040— COMPLIANCE PROCE udice the public interest, afford the icy on Administrative Enforcement party the opportunity to have the matter DURES: REPORTS, ADVISORY OPIN disposed of on an informal, voluntary IONS, AND ENFORCEMENTS §1025.111 General policy. " administrative basis. (a) Although the act of October 6, PART 1050— MISCELLANEOUS RULES 1917, section 5(b) (3) and section 17, as § 1025.212 Conditions. Notice is given that the Office of For amended (12 U.S.C. 95a(3), 50 U.S.C. In determining whether such informal eign Direct Investments, acting under App. 5(b)(3), 17), among other pro administrative action will not prejudice the authority conferred in E.O. 11387 visions of law, provides both criminal the public interest, the Office will con and pursuant to Department of Com and civil procedures to enforce regula sider: (1) The nature of the noncom merce Order 184-A, hereby amends tions, conditions of exemptions there pliance; (2) the prior conduct of the Chapter X of Title 15 of the Code of from, orders, and other agency actions party; and (3) other factors, including Federal Regulations by adding new Parts relating to the Foreign Direct Invest adequate assurance of the party’s volun 1025, 1040, and 1050 thereto. ments Program (hereinafter referred to tary future compliance. Generally, the The purpose of these parts is to set in this part as the “FDIP”), it is the Office will agree to dispose of compliance forth and establish general statements general policy of the Office1 to utilize matters on the basis of an informal of policy and rules of agency organiza administrative or civil, rather than crim settlement where the noncompliance is tion, procedure, and practice for the inal, enforcement procedures where the an isolated, inadvertent occurrence in administration of the Office’s enforce person (referred to hereinafter in this volving a relatively insubstantial ment program. Part 1025 sets forth pro part as the “party”) who has failed to amount of money and the party assures cedures and rules governing voluntary comply with the regulations, conditions the Office that it has taken or will take settlements; Part 1040 sets forth proce or exemptions therefrom, orders, or other prompt, adequate steps to undo the vio dures and rules governing compliance agency actions relating to the FDIP, es lation, correct its effects, and prevent its reports and advisory opinion facilities tablishes that: recurrence. available to respondents to orders under (1) The party’s noncompliance was § 1025.213 Form. Part 1030; and Part 1050 sets forth vari unintentional; ous miscellaneous rules applicable* to (2) The party acted at all times in (a) Disposition of a matter by an in appearances, filing of documents, service good faith; and formal settlement will be in the form of of documents, witnesses, and ex parte (3) The party has cooperated with an exchange of agreed-upon letters communication. the Office in ascertaining the facts, and passing between the party and the Di has not attempted to conceal or falsify rector or Deputy Director of the Com These amendments shall become effec pliance Division. The Office will only tive thirty (30) days following the date information. (b) Where the criteria of paragraph settle compliance matters in writing in of publication in the F ed e r a l R e g is t e r . such form. Interested persons are invited to submit (a) of this section are not met, the Office written comments or suggestions con may utilize administrative and/or judi (b) The letter from the party to the cerning the amendmfents, in duplicate, cial enforcement procedures. Office will set forth the pertinent cir cumstances relating to and constituting to the Chief Counsel, Legal Division, § 1025.112 Factors bearing on intent, Office of Foreign Direct Investments, etc. the noncompliance, the steps taken to Department of Commerce, Washington, undo, correct, and prevent recurrence of (a) The Office will ordinarily considernoncompliance, and other matters agreed D.C. 20230. All such communications the following, among other things, as received within thirty (30) days after upon by the party and Office. The letter relevant in determining that the condi from the Office to the party will state publication of this notice in the F e d tions of § 1025.111(a) have been met: the intention of the Office, based on the eral R e g ist e r will be considered. The (1) That the party has voluntarily adrepresentations in the party’s letter, to amendments may be further amended or vised the Office, prior to notification of withdrawn by publication in the F ederal an investigation in respect thereto, that dose the matter; the power will be ex R eg ister if the comments warrant such pressly reserved to reopen the matter action; in the absence of such further should the public interest so require. comments or withdrawal, the amend 1 As used in Parts 1025, 1040, and 1050, the ments shall be effective as published. “Office” means the Office of Foreign Direct § 1025.221 Formal procedures. Investments, U.S. Department of Commerce. The texts of Parts 1025,1040, and 1050 The term “person” is defined in § 1000.307 When the Office, in its discretion, de are as follows: ( a ) . termines that informal disposition of a FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 722 RULES AND REGULATIONS compliance matter is inappropriate, con PART T 040— COMPLIANCE PROCE § 1040.114 Noncompliance with report sent settlement procedures are available, DURES: REPORTS, ADVISORY OPIN ing requirements. on a formal basis, as provided in Sub IONS, AND ENFORCEMENT In cases of failure to comply with com part C of this part. pliance report requirements, the Office Subpart A— Compliance Reports Subpart C— Consent Agreement Policy S ec. may initiate or recommend appropriate and Procedures 1040.111 Compliance reports following Part action (see § 1020.141 of this chapter). 1030 orders. § 1040.121 Comment on report. § 1025.311 Preliminary notice of pro 1040.112 Interim compliance reports. posed formal proceeding. 1040.113 Modification, extension. The Office will review compliance re Where time, the nature of the matter 1040.114 Noncompliance with reporting ports. The Director or Deputy Director requirements. of the Compliance Division may com involved, and the public interest permit, 1040.121 Comment on report. the Office will notify the party (1) of its ment in writing to the respondent in intention to institute a formal proceed Subpart B——Advisory Opinions on Compliance respect to whether the actions set forth ing against him and (2) that he will be 1040.211 Request for opinion. in such a report evidence compliance afforded an opportunity to confer with 1040.212 Response by Office. with the order of the presiding officer. the agency staff and to submit an appro 1040.213 Form of advisory opinion. Subpart B— Advisory Opinions on priate consent agreement proposal for 1040.214 Advisory opinion during compli consideration by the Office. The party ance investigation. Compliance 1040.221 Revocation. may appear personally or he may be rep 1040.222 Reliance. § 1040.211 Request for opinion. resented by a person who has entered an Any respondent subject to an order appearance under § 1050.101 of this Subpart C— Enforcement issued under Part 1030 may request ad chapter. 1040.311 Enforcement. vice from the Office as to whether a pro § 1025.312 Conditions of administrative Au th o rity : The provisions of this Part posed course of action, if pursued by it, settlement. 1040 issued pursuant to sec. 5 of the Act of will constitute compliance with such The Office will consider each case of Oct. 6, 1917, 40 Stat. 415, as amended, 12 order. The request for advice should be noncompliance individually, on the basis U.S.C. 95a; E.O. 11387, Jan. 1, 1968, 33 F.R. submitted in writing to the Office, Atten 47; Department Order 184-A, Jan. 1, 1968, tion: Director of Compliance Division; of all relevant facts and circumstances, 33 F.R. 54. including any mitigating or extenuating and should include full information re factors. Depending upon the circum Subpart A— Compliance Reports garding the proposed course of action. stances of the case, administrative set § 1040.111 Compliance reports follow §1040.212 Response by office. tlement of compliance matters by a con ing Part 1030 orders. sent agreement may entail one or more On the basis of the facts submitted as of the remedies set forth in § 1030.514 of (a) Whenever in a proceeding under well as other information properly avail this chapter. Part 1030, an order is entered requiring able to it, the Office will, where it is the respondent to refrain from or to un practicable and otherwise appropriate, § 1025.313 Form of agreement. dertake any future act or practice, the inform the respondent whether the pro (a) Every consent agreement shall Office will further require the respondent posed course of action, if pursued, would contain an appropriate form of order or to file a compliance report with the Of constitute compliance with the order. judgment to be entered, an admission of fice. Such requirement will be by action The Office expressly reserves the power to take such other and/or additional ac all jurisdictional facts, and express of the Director or Deputy Director of the Compliance Division pursuant to tion as the public interest may require waivers of further procedural steps, of § 1020.121(a) (2) of this chapter. in the premises. any requirement of findings, and of all (b) Such report shall be in writing, § 1040.213 Form of advisory opinion. rights to seek any form of judicial or signed by the respondent or an officer appellate review or otherwise to chal thereof, be made under oath or affirma The response of the Office, under § 1040.212, will be in writing, signed by lenge or contest the content, validity, or tion, and be filed with the Office, At tention: Director of Compliance Division. the Director or Deputy Director of the finality of the order. In addition, the Compliance Division. agreement may contain a statement that (c) Such report shall set forth in de tail the manner and form of the re § 1040.214 Advisory opinion during the signing thereof is for settlement pur spondent’s compliance with each of the compliance investigation. poses only and does not constitute an provisions of the order of the presiding Once the Office has instituted an inves admission by the party that the law has officer. tigation to determine whether a respond been violated. (d) Such report shall be filed within ent is in violation of an outstanding (b) The Office will determine whether twenty (20) days after the decision of the order issued against it, the Office will the public interest would be better presiding officer becomes final (see ordinarily consider it inappropriate to served by an agreement providing for § 1030.515 of this chapter), except as give the respondent an advisory opinion otherwise provided under § 1040.113. on the subject. No request for an advisory an administrative consent order or a Further and subsequent such reports opinion, in such circumstances, will cause judicial consent judgment. Among the may also be required. the Office to discontinue such investiga factors which the Office will ordinarily § 1040.112 Interim compliance reports. tion. consider in making such determination § 1040.221 Revocation. are: (1) The nature and gravity of the The Office, acting through the Direc tor of Deputy Director of the Compli The Office may, at any time, reconsider alleged violation, (2) the prior conduct ance Division, may further order the any advice or comment made under of the respondent, and (3) the likeli respondent to file an interim report § 1040.121 or § 1040.213, and rescind, al hood that subsequent enforcement pro stating whether and how the respondent ter, or revoke the same. If it does so, ceedings will be necessary. intends to Comply with the order of the the Office will, whenever possible, give presiding officer. Such order may require prompt notice to the respondent. § 1025.321 Nonconsent procedures. that the report be filed before or after In cases of noncompliance where an the date that the order of the presiding § 1040.222 Reliance. administrative disposition by consent is officer becomes effective. (a) When the Office believes that a. not appropriate or feasible, the Office respondent has violated an order issued § 1040.113 Modification, extension. against it under Part 1030, but the re will institute a formal administrative The provisions of §§ 1020.122-1020.123 spondent establishes to the Office that it proceeding in respect thereto, as pro of this chapter shall be applicable to acted in actual, properly warranted, and vided in Part 1030. compliance report requirements. good faith reliance upon written advice ' FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 RULES AND REGULATIONS 723 to it under § 1040.121 or § 1040.213, then countant maintains his principal place the Clerk from performing any other the Office will not proceed or recommend of business. functions within the Office. any proceeding against such respondent (b) If the Office has reason to believe§ 1050.105 Time computation. in respect to such possible violation with that any person is not conforming to out first giving respondent notice under such standards, or that he has been Computation of any period of time § 1040.221 and an opportunity to discon otherwise guilty of conduct warranting prescribed or allowed under Parts 1030 tinue the questioned practice or transac disciplinary action, the Office may issue or 1040 shall begin with the first business tion and to correct the effects thereof. an order requiring such person to show day following that on which the act, (b) If the respondent effects such discause why he should not be suspended event, or development initiating such continuance and correction promptly and or disbarred from practice before, or period of time shall have occurred. When fully, and satisfies the Office that it is from the preparation of reports or other the last day of the period so computed complying with the requirements of the documents for submittal to, the Office. is a Saturday, Sunday or national holi FDIP in regard to the matter, then the The alleged offender shall be granted day, or other day on which the Office Office will take no further action. due opportunity to be heard and may be is closed, the period shall run until the represented by counsel. Thereafter, if end of the next following business day. Subpart C— Enforcement warranted by the facts, the Office may When such period of time, with the in §1040.311 Enforcement. issue against the person an order of rep tervening Saturdays, Sundays, and na rimand, suspension, disbarment, or tional holidays counted, is 5 days or less, When the Office has information indi other appropriate sanction. each Saturday, Sunday, and any such cating that a respondent has failed or is holiday shall be excluded from the com failing to comply with the provisions of § 1050.103 Requirements as to form and putation. When such period of time, with an order entered against the respondent filing of documents. the intervening Saturdays, Sundays, and under Part 1030, the Office may institute (a) Filing. In formal administrative national holidays counted, exceeds 5 or recommend a civil or criminal enforce proceedings under Part 1030, except as days, each of the Saturdays, Sundays, ment proceeding (see, e.g., 50 U.S.C. App. otherwise provided, all documents sub and such holidays shall be included in 5(b) (3), 17) or a further administrative mitted to the Office shall be addressed the computation. proceeding under Part 1030 of this to the presiding officer designated in re § 1050.106 Service. chapter. spect thereto. Where practicable, such documents shall be filed with him; other (a) By the Office. (1) Service of no PART 1050— MISCELLANEOUS wise, they shall be filed with the Clerk tices, orders, and other processes of the RULES (see § 1050.104). Informational applica Office may be effected as follows: Sec. tions or requests, however, may be sub (1) By registered or certified mail. A 1050.101 Appearances. mitted directly to the official in charge copy of the document shall be addressed 1050.102 Standards of conduct. thereof or to the Director of the appro to the person to be served, at its resi 1050.103 Requirements as to form and filing priate Division. dence, office, or place of business, and of documents. (b) Title. Documents shall clearly sent thereto by registered or certified 1050.104 Clerk. show the file or docket number and title mail; or 1050.105 Time computation. (ii) By delivery to an individual. A 1050.106 S erv ice. of the matter in connection with which 1050.107 Fees. they are filed. copy thereof may be delivered to the 1050.108 Ex parte communications. (c) Copies. Five copies of all formal natural person to be served, or to a mem ber of the partnership to be served, or to Authority : The provision of this Part documents shall be filed, unless other 1050 issued pursuant to Sec. 5 of the Act of wise specified. Informal applications and any officer or director of the corporation Oct. 6, 1917, 40 Stat. 415, as amended, 12 correspondence should be submitted in or unincorporated association to be U.S.C. 95a; E.O. 11387, Jan. 1, 1968, 33 F.R. the form of an original and two copies served; or 47; Department Order 184-A, Jan. 1, 1968, 33 thereof. (iii) By delivery to an address. A copy F.R. 54. (d) Form. (1) Documents shall be thereof may be left at the office or place § 1050.101 Appearances. printed, typewritten, or otherwise proc of business of the person, or it may be left essed in permanent form. at the residence of the person or of a (a) Qualifications. (1) Members of the (2) It is requested that documents bemember of the partnership or of an bar of a Federal Court or of the highest officer or director of the corporation or court of any State or territory of the on paper approximately 8Y2 inches by 11 inches, bound or stapled on the left unincorporated association to be served. United States are eligible to practice be side. (2) All other documents may be simi fore the Office in any proceeding under larly served, or they may be served by Part 1020 or Part 1030. (e) Signature. (1) One copy of each ordinary first-class mail. (2) Any individual or member of a document filed shall be signed by a per son who has entered an appearance (or (b) By other parties. Service of docu partnership involved in any such pro ments by parties other than the Office ceeding may appear on behalf of -himself in informal matters by a person quali fied to do so). shall be by delivering copies thereof as ?r of such partnership upon adequate follows: Upon the Office, by personal de identification. A corporation or associa (2) Signing a document constitutes alivery or delivery by first-class mail to the tion may be represented by an officer representation by the signer that he has Clerk; upon any other party, by delivery thereof. read it; that to the best of his knowledge, to the party, as specified in paragraph (b) Notice of appearance. Any person information, and belief, the statements (a) of this section. desiring to appear before the Office on made in it are true; and that it is not interposed for delay. (c) Service on attorney of party. behalf of a person or party shall file a When a party is represented by a person written notice of his appearance, stating § 1050.104 Clerk. qualified pursuant to § 1050.101(a), and the basis of his eligibility under this sec such representative has filed a notice of tion. No other application shall be re The Director of the Office shall desig nate an employee of the Office to serve appearance as required by § 1050.101(b), quired for admission to practice, and no any notice, order, or other process or register of attorneys will be maintained. as clerk of the Office. The Clerk shall, in general, perform the functions of the communication required or permitted to § 1050.102 Standards of conduct. Clerk of a district court, in respect to be served upon a person or party may be (a) All persons practicing before theproceedings under Part 1030 and where served upon such representative in lieu Office shall conform to the standards of otherwise appropriate. Papers may be of any other service. ethical conduct required of practitioners filed with him; he shall accept and re- (d) Proof of service. (1) When service ln the courts of the United States. Ac cbrd receipt of formal papers; he shall is by registered, certified, or ordinary first countants who prepare reports or other enter the orders of presiding officers and class, it is complete upon delivery of the documents for submittal to the Office cause them to be served upon parties. document by the post office to the person shah conform to the standards of ethical Where it is appropriate, the Clerk shall served. conduct prescribed by the State Board sign documents and other papers in the (2) The return post office receipt for a oi Accountancy or other licensing au name of the Office. Nothing contained in document registered or certified and thority for the State in which such ac this section shall be deemed to preclude mailed, or the verified return or certifi- FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 724 RULES AND REGULATIONS cate by the person serving the document respect to the legality of payment by (b) Specifically, the Commission ruled by personal delivery, shall be proof of the manufacturers for the purchase of ad upon the following two questions: service of the document. All documents vertising space in a periodical published (1) Must a semimanufactured product served by ordinary mail shall have ap by a firm which has no connection what with less than 50 percent of the value pended thereto a certificate of servicer ever with any retail customer of such added in a foreign country be labeled in setting forth the manner of said service, manufacturers and which will supply or any way before entering the U.S. terri including the address of any person so otherwise make the periodical available tory? served. without cost to all retailers. (2) If said product is then finished in § 1050.107 Fees. (b) The advisory opinion noted that Puerto Rico and shipped for distribution payments by a manufacturer for the pur (a) Witnesses. Any person compelled in the U.S. mainland, can it be labeled chase of advertising space in a periodi “Made in U.S.A.”? to appear in person in response to com cal published by a firm which is not pulsory process shall, upon his applica owned or controlled by, or in any way (c) In response to the first question, tion therefor, be paid the same fees and directly or indirectly affiliated with, any the Commission said that it will not be mileage as are paid witnesses in the customer of that manufacturer, or group necessary to disclose the foreign country courts of the United States. or class of such customers, do not vio of origin where less than 50 percent of (b) Responsibility. The fees and mile late sections 2 (d) or (e) of the amended the value is added to the product insofar age referred to in this section shall be Clayton Act where no discriminatory as the laws of the Commission are paid by the party at whose instance the benefit is conferred by such payments on concerned. witness appears. a particular customer, or class or group (d) In regard to the second question, § 1050.108 Ex parte communications. of customers, over competitors. The the Commission expressed the opinion periodical will be given nationwide dis that it would be improper to label such (a) In a formal administrative pro tribution and will be supplied and other a product as “Made in U.S.A.” because ceeding, no person not employed by the wise made available without cost to all this would constitute an affirmative mis Office and no employee or agent of the industry retailers; the periodical is not representation that the product is made Office who performs any investigative designed to be usable only by particular in its entirety in the United States. or prosecuting function in connection retailers, or classes or groups of retailers; (38 Stat. 717, as amended; 15 U.S.C. 41-58) with the proceeding, shall communicate every effort will be made to distribute ex parte, directly or indirectly, with any the periodical as broadly as possible Issued: January 16, 1969. person involved in the decisional process among industry retailers; and distribu By direction of the Commission. in such proceeding, with respect to the tion will not be limited to any particular merits of that or a factually related retailer, or group or class of industry [ s e a l ] J o s e p h W . S h e a , proceeding. retailers. Secretary'. (b) In a formal administrative pro [F .R . D oc. 69-667; F iled , J a n . 16, 1969; ceeding, no person involved in the de (c) The Commission advised that if 8 :5 0 a m .] cisional process of such proceeding shall the periodical is made available, in a communicate ex parte, directly or in practicable business sense, to all compet directly, with any person not employed ing customers of a participating manu PART 15— ADMINISTRATIVE by the Office, or with any employee or facturer, then no objection would be OPINIONS AND RULINGS agent of the Office who performs any raised to payments by that manufacturer investigative or prosecuting function in for advertising space therein. Further, Foreign Origin Disclosure of Imported connection with the proceedings, with that appropriate measures should be Bearings respect to the merits of that or a fac taken by the publisher to advise partici pating manufacturers that the periodical § 15.316 Foreign origin disclosure of tually related proceeding. imported bearings. (d) In a formal administrative pro will serve to supplement, not supplant, ceeding, if an ex parte communication their usual methods of notifying retail (a) The Commission rendered an ad is made to or by any employee involved customers regarding the availability of visory opinion in regard to the proper in the decisional process, in violation of their sales programs and that advertis marking of imported bearings. paragraph (a) or (b) of this section, ing the details of such program in the (b) According to the facts presented such employee shall promptly inform periodical will not relieve them from this in the matter, the top of the container the Office of the substance of such com statutory obligation. in which the bearings will be packaged munication and the circumstances (38 Stat. 717, as amended; 15 U.S.C. 41-58; 49 will carry the following statement: “The thereof. The Office will take such action Stat. 1526; 15 U.S.C. 13, as amended) (word of a particular foreign country) thereon as it may consider appropriate. Bearing”. Also printed on the top of the Issued: January 16,1969. container is the statement: “Made in C h a r l e s E . F ie r o , By direction of the Comm ission. (country of origin) ”. Etched on the outer Director, Office of race of each bearing is the inscription of Foreign Direct Investments. [ s e a l ] J o s e p h W . S h e a , the name of the foreign country of Secretary. J a n u a r y 14, 1969. origin. [F.R. Doc. 69-666; Filed, Jan. 16, 1969; (c) Most of the bearings are sold to [F.R. Doc. 69-651; Filed, Jan. 16, 1969; 8 :5 0 a.m .] 8 :4 5 a.m .] domestic manufacturers who use said bearings in their manufacture of heavy PART 15— ADMINISTRATIVE earth moving equipment and farm ma chinery. The bearings normally represent Title 16— COMMERCIAL OPINIONS AND RULINGS less than 2 percent of the total cost of Foreign Origin Disclosure of Wearing the finished equipment. Domestic manu PRACTICES facturers who use the bearings in their Apparel Partly Made in a Foreign production of machinery and equipment Chapter I—-Federal Trade Commission Country compete with one another for both do PART 15— ADMINISTRATIVE § 15.315 Foreign origin disclosure of mestic and foreign markets. wearing apparel partly made in a (d) Specifically, the following two OPINIONS AND RULINGS foreign country. questions were raised: Advertising by Manufacturers in an (a) The Commission rendered an ad (1) Are the bearings marked with suf Independently Published Periodical visory opinion in regard to the question ficient clarity to disclose they are manu of whether it is necessary to disclose the factured in a certain foreign country? § 15.314 Advertising by manufacturers origin of textile products processed in (2) Is it necessary for the manufactur in an independently published pe Puerto Rico and the Dominican Repub ers who use the imported bearings in riodical. lic from fabric produced in the United their machinery and equipment to dis (a) The Federal Trade CommissionStates, and thereafter exported to the close the country of origin of the was asked to express an opinion with mainland United States. bearings? FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 RULES AND REGULATIONS 725 (e) In response to the first question, gas companies, 58 responses representing ment will impose an added burden on the the Commission said that its examina 70 electric utilities, and 15 responses rep reporting companies. However, the In tion of the markings revealed they were resenting 25 natural gas companies. ternal Revenue Service already requires adequately marked to show their foreign The Bureau of the Budget held con any person engaged in a trade or busi country of origin. ferences on November 7,1968 and Decem ness to report to it payments of $600 or (f) With respect to the second ques ber 19, 1968, pursuant to the Federal more for services paid to outside con tion, the Commission said that it would Reports Act, for the presentation of tractors, including consultants and other not be necessary for the manufacturers views by the Commission and the report professionals. Under that requirement who use the bearings in their machinery ing utilities. The rule as modified was companies must report the name and ad and equipment to disclose the foreign thereupon approved by the Budget dress of the payee and the amount paid. country of origin of the bearings. Bureau. The only additional information which (38 Stat. 717, as amended; 15 U.S.C. 41-58) It is our conclusion, after analyzing we are requesting is a brief description the full range of the comments received, (e.g., legal, engineering, etc.) of the na Issued: January 16,1969. that the proposed révision should be ture of the services rendered. Adoption of By direction of the Commission. adopted in a modified form. In arriving the rule as modified will impose the mini at this judgment we recognized that the mum additional burden on reporting [ se a l ] J o s e p h W. S h e a , benefits to be gained by more extensive utilities consistent with insuring that Secretary. reporting of payments for outside con there is made available to the Commis [F.R. Doc. 69-668; Piled, Jan. 16, 1969; sultative and other professional services sion and to the public all relevant infor 8 :5 1 a .m .] must be balanced against the burdens mation in a meaningful form. that would be imposed upon the report The Commission further finds: (1) The ing utilities and the staff of the Commis notice and opportunity to participate in sion. We believe that an appropriate ac this rulemaking proceeding with respect Title 18— CONSERVATION OF commodation can be reached by to the matters presently before this Com modifying the proposed requirement to mission through the submission, in writ POWER AND WATER RESOURCES require detailed reporting of payments ing, of data, views, comments, sugges by Class A companies of $10,000 or more tions, and arguments in the manner as Chapter I— Federal Power and payments by Class B companies of described above, are consistent and in Commission $5,000 or more and to permit the report accordance with all procedural require ing of only the name of the payee, the ments therefor as prescribed in the Ad [Docket No. R-332; Order 378] nature of the services rendered, and the ministrative Procedure Act (5 U.S.C. PART 141— STATEMENTS AND amount of the payment for all remaining 553). REPORTS (SCHEDULES) payments in excess of $600 made to an (2) The public should have made individual, group, or partnership. Pay available to it more specific information PART 260—-STATEMENTS AND ments to corporations by Class A com concerning the expenditures by natural REPORTS (SCHEDULES) panies of less than $10,000 and by Class gas companies, public utilities, and B companies of less than $5,000 need not licensees, concerning outside consulta Uniform System of Accounts; Outside be reported. In response to some of the tive and professional services. Consultative and Professional Serv comments received, we have excluded (3) The amendment here prescribed ices; Annual Report Forms 1 and 2 from the reporting requirement pay will supply that information and is neces ments made for medical and related sary and appropriate for the administra J a n u a r y 7,1969. services. tion of the Federal Power Act and the On October 31, 1967, the Commission We cannot accept the suggestions that Natural Gas Act. issued a notice of proposed rulemaking the additional information which will be The Commission, acting pursuant to (32 F.R. 15434, November 4, 1967) pro elicited as a result of this expanded re the provisions of the Federal Power Act posing to amend the schedule “Charges porting requirement serves no useful as amended, particularly sections 304 and for Professional Services”, page 354, of purpose. If the Commission’s rate and 309 thereof (49 Stat. 855, 858; 16 U.S.C. F.P.C. Form No. 1 and FP.C. Form No. accounting surveillance programs are to 825c, 835h) and the Natural Gas Act, as 2. Those schedules currently require the be effective it is imperative that sched amended, particularly sections 10 and 16 reporting of specified information on any ules be maintained in sufficient detail so thereof (52 Stat. 826, 830; 15 U.S.C. outside professional service for which as to enable the Commission’s staff to 717i, 717o), orders: payment is made ii. the amount of (1) isolate areas of discrepancy without the (A) Effective for the reporting year $5,000 by a Class B utility, (2) $10,000 by need to undertake a full scale audit. This 1969, the Commission’s annual reports, a Class A utility having operating rev is particularly so with respect to outside FPC Form No. 1 and FPC Form No. 2, enues under $25 million and (3) $25,000 consultative and professional services in prescribed respectively by 141.1 of Sub by Class A utilities having operating view of the breadth of the activities that chapter D and 260.1 of Subchapter G, revenues of $25 million or more. The pro are included within that classification. In Chapter I, Title 18 of the Code of Federal posed revision would have required re our view the Commission, and the public, Regulations, are amended with respect to porting on all outside services of a should be in a position to readily ascer the schedule “Charges for Professional Professional nature procured by Classes tain the amounts and nature of such Services”, A and B utilities, regardless of the payments particularly as they relate to ( 1 ) By revising the title of such sched amount of payment. public relations and legislative services. ule to read “Charges for Outside Pro The Commission received comments While we recognize that the specific in fessional and Other Consultative from 276 respondents, 197 in support and formation which will be required to be Services”, 79 in opposition to' the proposed revision. reported under the revised forms could (2) By revising Instruction 1 of such The 197 respondents who recommended be obtained by the staff of the Commis schedule to read as follows: either adoption of the proposed revision sion through compliance audits or by 1. For payments by Class A companies or an expanded version thereof included issuing specific requests to the individual of $10,000 or more and payments by Class Senator Lee Metcalf, the Borough of utilities, neither of those procedures B companies of $5,000 or more, report the Chambersburg, Pa., the Scenic Hudson would facilitate the Commission’s sur information specified below for all Preservation Conference, 51 local un veillance program. Moreover, we believe charges made during the year included ions representing approximately 495,000 that we have an obligation to see to it in any account (including plant ac members, 10 electric cooperatives and that the public generally has such infor counts) for outside consultative and me Kansas City Power and Light mation readily at its disposal. That other professional services, such as serv L°.> a Public utility and licensee. The 79 obligation can be discharged only by re ices concerning rate, management, con respondents in opposition included the quiring the systematic filing of such in struction, engineering, research, finan ■Edison Electric Institute, the Inde formation on prescribed forms. cial, valuation, legal, accounting, pur pendent Natural Gas Association of There is no question but that the adop chasing, advertising, labor relations, and America, four combination electric and tion of this expanded reporting require public relations, rendered the respondent FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 726 RULES ANO REGULATIONS under written or oral arrangements by 1. There is no reasonable expectation PART 120— TOLERANCES AND EX any corporation, partnership, individual of residues of the insecticide or its EMPTIONS FROM TOLERANCES FOR (other than for services as an employee metabolites in meat, milk, or eggs. The PESTICIDE CHEMICALS IN OR ON or for payments made for medical and usage is classified in the category RAW AGRICULTURAL COMMODI related services), or organization of any specified in § 120.6(a) (3). kind, including legislative services ex 2. The tolerances established by this TIES cept for those which should be reported order will protect the public health. Coumaphos in Account 426:4, Expenditures for Cer Therefore, pursuant to the provisions A petition (PP 8F0678) was filed with tain Civic, Political and Related of the Federal Food, Drug, and Cosmetic the Food and Drug Administration by the Activities. Act (sec. 408(d)(2), 68 Stat. 512; 21 Chemagro Corp., Post Office Box 4913, For payments by Class A companies of U.S.C. 346a(d) (2) ) and under authority Kansas City, Mo. 64120, proposing the less than $10,000 and in excess of $600 delegated to the Commissioner (21 CFR establishment of a tolerance of 0.1 part and payments by Class B companies of 2.120) Part 120 is amended as follows; per million for residues of the insecticide less than $5,000 and in excess of $600 to 1. Section 120.3(e)(5) is amended by coumaphos (O.O-diethyl 0-3-choloro-4- any one individual, group or partnership alphabetically inserting in the list of methyl-2-oxo - 2H - 1 - benzopyran-7-yl there shall be reported the name of the pesticides two new items, as follows: phosphorothioate) in or on eggs. payee, the predominant nature of the The Secretary of Agriculture has cer services performed and the amount of § 120.3 Tolerances for related pesticides. tified that this pesticide chemical is use payment. * * • * * ful for the purposes for which the (3) By revising Instruction 1(d) of * * # tolerance is being established. such schedule to read as follows: “Total (5) * * * Based on consideration given the data charges for the year detailing utility de Carbofuran (2,3 - dihydro-2,2-dimethyl-7- submitted in the petition and other rel partment and account charged;” and benzofuranyl N-methylcarbamate ). evant material, the Commissioner of (4) By deleting the word “profes Carbofuran metabolite (2,3-dihydro-2,2- Food and Drugs concludes: sional” in Instruction 2. dimethyl - 3 - hydroxy-7-benzofuranyl N- A. That the tolerance established by methylcarbamate ). (Secs. 304, 309, 49 Stat. 855, 858; 16 U.S.C. this order will protect the public health. 825c, 825h; Secs. 10, 16 Stat. 826, 830; 15 * * * * * B. That residues of the cholinesterase- U.S.C. 7171, 717o) 2. The following new section is added inhibiting oxygen analog of coumaphos (b) The Secretary of the Commissionto Subpart C : may be present as a component of its shall cause prompt publication of this residues and should be included in the § 120.254 Carbofuran; tolerances for tolerances. This applies to the tolerances order to be made in the F ed e r a l R e g is t e r . residues. already established as well as that added By the Commission. Tolerances are established for com by this order. bined residues of the insecticide carbo [ s e a l ] K e n n e t h F . P l u m b , Therefore, pursuant to the provisions Acting Secretary. furan (2,3-dihydro-2,2-dimethyl-7-ben- of the Federal Food, Drug, and Cosmetic zofuranyl IV-methylcarbamate) and its Act (sec. 408(d)(2), 68 Stat. 512; 21 [F.R. Doc. 69-592; Filed, Jan. 16, 1969; metabolite 2,3- dihydro - 2,2 - dimethyl - 3 - U.S.C. 346a(d) (2)) and under authority 8 :4 5 a.m .] hydroxy- 7-benzofuranyl N-methylcar- delegated to the Commissioner (21 CFR bamate in or on the following raw 2.120), Part 120 is amended as follows: agricultural commodities: 1. Section 120.3(e)(5) is amended Title 21— FOOD AND DRUGS 0.5 part per million in or on corn fodder by deleting the item “Q,0-Diethyl and forage. 0-3-chloro-4-methyl-2-oxo-2H-l-benzo- Chapter I— Food and Drug Adminis 0.1 part per million in or on com grain. pyran-7-yl phosphorothioate” and by tration, Department of Health, Edu Any person who will be adversely af alphabetically inserting two new items, cation, and Welfare fected by the foregoing order may at as follows: SUBCHAPTER B— FOOD AND FOOD PRODUCTS any time within 30 days from the date § 120.3 Tolerances for related pesticide of its publication in the F ed e r a l R e g is t e r PART 120— TOLERANCES AND EX chemicals. file with the Hearing Clerk, Department • * * • • EMPTIONS FROM TOLERANCES FOR of Health, Education, and Welfare, Room 5440, 330 Independence Avenue SW., (e) * * * PESTICIDE CHEMICALS IN OR ON (5) * * * RAW AGRICULTURAL COMMODI Washington, D.C. 20201, written objec tions thereto, preferably in quintuplicate. Coumaphos (0,0-diethyl . 0-3-chloro-4- TIES Objections shall show wherein the person methyl-2-oxo-2H-1 -benzopyran-7-y 1 phos Carbofuran phorothioate) . filing will be adversely affected by the Coumaphos oxygen analog (0,0-di- A petition (PP 8F0711) was filed with order and specify with particularity the ethyl 0-3-chloro-4-methyl-2-oxo-2H-l-ben- the Food and Drug Administration by the provisions of the order deemed objec zopyran-7-yl phosphate). FMC Corp., 100 Niagara Street, Middle- tionable and the grounds for the objec * * * * * port, N.Y. 14105, proposing the establish tions. If a hearing is requested, the objections must state the issues for the 2. Section 120.189 is revised to read as ment of a tolerance of 0.1 part per million follows: for residues of the insecticide carbofuran hearing. A hearing will be granted if the (2,3-dihydro-2,2-dimethyl - 7 - benzo- objections are supported by grounds §120.189 Coumaphos; tolerances for furanyl 2V-methylcarbamate) including legally sufficient to justify the relief residues. its metabolite 2,3-dihydro-2,2-diemthyl- sought. Objections may be accompanied Tolerances are established for residues 3-hydroxy - 7 - benzofuranyl AT-methyl- by a memorandum or brief in support Df the insecticide coumaphos (0,0- carbamate in or on the raw agricultural thereof. diethyl 0 -3 -chloro-4-methyl-2 -oxo-2H- commodity com grain. Effective date. This order shall become 1 -benzopy ran-7 -y 1 phosphorothioate ) Subsequently, the petitioner amended effective on the date of its publication and its oxygen analog (O.O-diethyl the petition to request a tolerance of 0.5 D-3-chloro-4-methyl-2-oxo-2H-l-benzo- in the F ed e r a l R e g is t e r . part per million for such residues in or on pyran-7-yl phosphate) in or on raw corn fodder and forage. (Sec. 408(d)(2), 68 Stat. 512; 21 U.S.C. 346a agricultural commodities as follows: The Secretary of Agriculture has certi (d)(2)) 1 part per million in or on meat, fat, fied that this pesticide chemical is useful Dated: January 9, 1969. and meat byproducts of cattle, goats, for the purposes for which the tolerances hogs, horses, poultry, and sheep. are being established. J . K . K i r k , ___S i ' l l ______.iilr FûflATT,- Based on consideration given the data Associate Commissioner tor Compliance. ing negligible residues in milk. submitted in the petition, and other 0.1 part per million in eggs. relevant material, the Commissioner of [F.R. Doc. 69-634; Filed, Jan. 16, 1969; Food and Drugs concludes that: 8 :4 8 a m . ] (See also § 121.304 of this chapter.) FEDERAL REGISTER, VOL. 3 4 , N O . 1 2 — FRIDAY, JANUARY 1 7 , 1 9 6 9 RULES AND REGULATIONS 727 Any person who will be adversely af received which opposed it or recom the proposing of § 3.17, nor its deletion, fected by the foregoing order may at any mended substantial changes. A number have any impact on any person’s right time within 30 days from the date of its of these comments warrant discussion. to seek court review of highway decisions. publication in the F e d e r a l R e g is t e r file . A number of comments objected to the The appellate procedures were also with the Hearing Clerk, Department of issue of the procedures in the form of a objected to on the grounds that the term Health, Education, and Welfare, Room proposed new Part 3 and recommended “interested person” was too broad and 5440, 330 Independence Avenue SW., instead that, if the procedures were to that since there was no time limit con Washington, D.C. 20201, written objec be issued at all, they be issued in the cerning the disposition of the appeal, tions thereto, preferably in quintuplicate. form of a Bureau of Public Roads Policy highway construction could be delayed Objections shall show Wherein the person and Procedure Memorandum (PPM). indefinitely. Objections were also raised filing will be adversely affected by the This recommendation has been adopted. concerning the automatic “stay” of order and specify with particularity the However, in view of the widespread pub highway projects upon the filing of an provisions of the order deemed objection lic interest in the proposal, as evidenced appeal. These objections do have merit able and the grounds for the objections. by the large number of comments re and accordingly, the proposed appellate If a hearing is requested, the objections ceived, both in writing and at the public procedures are being withdrawn for fur must state the issues for the hearing. A hearing, the Administration is convinced ther review and reconsideration. Pend hearing will be granted if the objections that the PPM should be given wide dis ing further action in this area, the pres are supported by grounds legally suffi tribution and should be readily accessible ent practice of entertaining informal cient to justify the relief sought. Objec to all affected persons. Accordingly, appeals will continue. The Administra tions may be accompanied by a memo while the PPM will be printed and dis tion intends to solicit suggestions con randum or brief in support thereof. tributed in the usual manner, it is also cerning an appellate procedure that will being included in a new Appendix A to serve to facilitate the ultimate disposi Effective date. This order shall become Part lr tion of highway issues without unduly effective on the date of its publication in A large number of comments objected delaying needed highway construction. the F ed e r a l R e g is t e r . to the proposal on the grounds that it A number of commentators objected to (Sec. 408(d) (2), 6 8 Stat. 512; 21 U.S.C. 346a would destroy the present State-Federal the proposed § 3.3(a) (4) which stated (d) ( 2 ) ) relationship with respect to the Federal- that a primary purpose of the corridor Dated: January 9,1969. Aid-Highway program. In particular, it public hearing was to “explore the ques was argued that by providing an ap tion of whether alternative methods of J. K . K i r k , pellate review by the Administrator, transportation would better serve the Associate Commissioner final highway decisionmaking would be public interest.” It was argued that such for Compliance. transferred from the States to the Ad an issue should be explored at a much [F.R. Doc. 69-635; Piled, Jan. 16, 1969; ministrator. However, under the laws earlier stage, during the comprehensive 8 :4 8 a .m .j governing the Federal-Aid-Highway transportation planning process required program, final approval authority con by 23 U.S.C. 134. The Administration cerning Federal participation is, and has recognizes thè validity of this contention always been, reserved to the Secretary provided that the public has the right to Title 23— HIGHWAYS of Transportation and this authority has actively participate in that process. Ac Chapter 1—Bureau of Public Roads, consistently been exercised by the Ad cordingly, proposed § 3.3(a)(4) has been ministrator pursuant to a delegation of deleted and PPM 50-9 “Urban Transpor Department of Transportation authority from the Secretary contained tation Planning” is being amended to re [Docket No. 36] in § 1.37 of Title 23 of the Code of quire that the public be given the right Federal Regulations. to express their views with respect to PART 1— ADMINISTRATION OF The purpose of the proposal was to such issues as the choice between alter FEDERAL AID FOR HIGHWAYS strengthen the role of the State in ex-; native methods of transportation. A number of other changes have been Public Hearings and Location and ercising its responsibilities to make ini tial decisions on highway location and made as a result of coments received and Design Approval design by ensuring an increased dialogue further internal review of the proposal. On October 21, 1968, the Federal between the State highway departments A provision has been added to paragraph Highway Administration published a no and those persons affected by highway 3 (proposed § 3.1) to provide for except tice in the F ed e r a l R e g is t e r (33 F.R. development. It was designed to help ing from the applicability of Part 3 high 15663) proposing the adoption of a new resolve controversies at the State and way projects urgently needed because Part 3 “Public Hearings and Location local level where they can be best dealt of a national emergency, a natural disas and Design Approval.” The notice re with. In recent years, more and more ter or a catastrophe. The phrase “process quested that interested persons submit highway controversies have required the of determining” has been substituted for written comments by the close of busi personal attention of the Administrator the term “determination” in subpara ness on November 22, 1968. On Novem and the Secretary because the present graphs (a )(2) and (b )(2) of paragraph ber 21, 1968, by notice published in the coordination and hearing procedures did 4 to make it clear that the actual deter F ederal R e g is t e r (33 F.R. 17364 (1968D not provide for adequate public partici mination is made by State and Federal the Administrator extended the time for pation in the development of highway officials while interested persons may filing comments to the close of business decisions. Appeals to the Administrator participate in the process of reaching on December 13, 1968. More than 4,000 have become commonplace, many relat that determination. comments on the proposed regulation ing to highway decision approvals The listing in paragraph 4c of social, were received. Interested persons were rendered over 10 years ago. economic, and environmental factors has also invited by the latter notice to The appellate procedures contained in been modified as follows: present their views on the proposed regu proposed § 3.17 were designed to formal 1. Additional language has been added lation at an informal public hearing held ize the present informal appellate pro to make it clear that the list is only a cedures and to ensure that appeals were group of examples of factors that may in Washington, D.C., during the period filed in a timely fashion to facilitate their be relevant to a particular undertaking December 16 through 20, 1968. Over 150 disposition. The references to 5 U.S.C. and that the weight of each factor is not Persons appeared to present their views 704 concerning administrative finality necessarily equal. orally. All comments received, oral and were included to preclude repetitive or 2. “Fast, safe, and efficient transpor written, have been carefully considered untimely appeals, and not, as many com tation” was added as the first factor in in the formulation of the action taken mentators suggested, for the purpose of response to criticism that the proposal conferring jurisdiction over highway dis ignored the considerations set forth in herein. While the majority of the com putes to Federal courts. This Department 23 U.S.C. 101. ments received supported the purposes has no authority to either confer or take 3. “Parks” was added to paragraph 4c of the proposal, many comments were away Federal court jurisdiction. Neither (5) (proposed § 3.3(c) (4)). * REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 1 7 , 1 9 6 9 «No. —12—Pt. I----5 FEDERAL 728 RULES AND REGULATIONS 4. The phrase “including effect on local before the design hearing. Many com come fully acquainted with highway pro ments were received that the originally posals of concern to them and to express tax base and social service costs” was their views at those stages of a proposal’s added to paragraph 4c (12) (proposed proposed provision would conflict with development when the flexibility to respond § 3.3(c) (ID ). the intent of 23 U.S.C. 108(c) encourag to these views still exists. 5. “Conservation” was further defined ing the advance acquisition of right-of- • 2. A u th o rity. This PPM is issued under to include “wildlife and ecology” in para way. Therefore, instead of providing that authority of the Federal-aid Highway Act, graph 4e(13) proposed § 3.3(c)(12)). the acquisition of right-of-way may be 23 U.S.C. 101 et seq., 128, 315; sections 2(a), 6. Noise and air pollution were added authorized by the division engineer be 2(b) (2), and 9(e) (1) of the Department of and combined with water pollution in fore design hearing only in “exceptional Transportation Act, 49 U.S.C. 1651(a) and cases”, it is provided that acquisition of (a) (2), 1657(e) (1); 49 CFR § 1.4(c); and 23 paragraph 4c(15). CFR § 1.32. A number of comments expressed con right-of-way may be acquired under 3. Applicability. cern over the language “whose functions, criteria to be prescribed by the Federal a. This PPM applies to all Federal-aid interests, and responsibilities can reason Highway Administrator. highway projects. ably be anticipated to be affected” used In addition to the foregoing, a number b. If preliminary engineering or acquisi in paragraph 5(a) and 8 (proposed of nonsubstantive editorial changes have tion of right of way related to an under §§ 3.7(a) and 3.11) concerning coordina been made to conform the proposal to taking to construct a portion of a Federal- the format of a PPM and to clarify the aid highway project is carried out without tion of proposals and notification of Federal-aid funds, subsequent phases of the hearings, respectively. It was argued that intent of certain provisions. work are eligible for Federal-aid funding state highway departments would be sub This amendment is issued under au only if the nonparticipating work after the ject to “second guessing” and charges thority of the Federal-aid Highway Act, effective date of this PPM was done in that they failed to coordinate with, or 23 U.S.C. 101 et seq., 128, 315; sections accordance with this PPM. notify, those agencies and groups which 2(a), 2(b)(2), and 9(e)(1) of the De c. This PPM shall not apply to the con the proposed language attempted to partment of Transportation Act, 49 struction of highway projects where the Fed cover. Upon further review, it has been U.S.C. 1651(a) and (a)(2), 1657(e)(1). eral Highway Administrator has made a In view of the foregoing, and after formal determination that the construction determined more appropriate to require of the project is urgently needed because of the establishment of mailing lists to be full consideration of all comments re a national emergency, a natural disaster or maintained by State highway depart ceived, Part 1 of Title 23 of the Code of a catastrophic failure. ments. Appropriate persons desiring to Federal Regulations is amended as fol 4. Definitions. A s u s e d in th is PPM be notified of proposals and hearings will lows, effective 18 January 1969. a. A “corridor public hearing” is a public be placed on these lists and the highway 1. Section 1.32 is amended by adding hearing that: department will be relieved of the burden the following sentence at the end there (1) Is held before the route location is of seeking these persons out. Paragraphs of: “Selected Policy and Procedure approved and before the State highway de Memoranda are contained in Appendix partment is committed to a specific proposal; 5(a) and 8 (proposed §§ 3.7(a) and 3.11) (2) Is held to ensure that an opportunity have been revised accordingly. A to this part.” is afforded for effective participation by in Paragraph 6 (proposed § 3.5) has been 2. An Appendix A “Policy and Proce terested persons in the process of determining revised to specify the specific instances dure Memoranda,” reading as follows, is the need for, and the location of, a Federal- when two hearings are required. Two added to the end of Part 1: aid highway; and (3) Provides a public forum that affords a Appen d ix A hearings are required for (1) all Inter full opportunity for presenting views on each state and primary highway projects, and POLICY AND PROCEDURE MEMORANDA of the proposed alternative highway locations, (2) secondary highway projects on larger This appendix contains selected Policy and and the social, economic, and environmental roads; where the project is on a new lo Procedure Memoranda issued by the Bureau effects of those alternate locations. cation or will have a different social, of Public Roads. b. A “highway design public hearing” is economic or environmental effect. Two a public hearing that: P olicy and P rocedure Mem orandum 20-8 (1) Is held after the route location has hearings are also required on projects P ublic H earings and Location Approval where the function of connecting roads been approved, but before the State highway would be changed. This would include in Par. department is committed to a specific design 1 . P u rp ose. p roposal; stances where a project limits access 2. Authority. (2) Is held to ensure that an opportunity from other roads to the highway in 3. Applicability. is afforded for effective participation by in volved. These revisions were made in 4. Definitions. terested persons in the process of determin response to comments that the original 5. Coordination. ing the specific location and major design provisions were vague, and that the 6 . Hearing Requirements. features of a Federal-aid highway; and smaller secondary road projects should 7. Opportunity for Public Hearings. (3) Provides a public forum that affords be exempted from the requirement for 8 . Public Hearing Procedures. a full opportunity for presenting views on two hearings. The administration be 9. Consideration of Social, Economic, and major highway design features, including the Environmental Effects. social, economic, environmental, and other lieves that issues concerning those proj 10. Location and Design Approval. effects of alternate designs. ects can be adequately dealt with at a 11. Publication of Approval. c. “Social, economic, and environmental single combined corridor-design hearing. 12. Reimbursement for Public Hearing effects” means the direct and indirect bene In addition, it was felt that the necessity E xp en ses. fits or losses to the community and to high way users. It includes all such effects that for two hearings should depend upon the 1. Purpose. The purpose of this PPM is to effect of a project rather than whether are relevant and applicable to the particular ensure, to the maximum extent practicable, location or design under consideration such it was located in an urban area of 5,000 that highway locations and designs reflect as: population. The Administration also con and are consistent with Federal, State, and (1) Fast, safe and efficien t transportation. local goals and objectives. The rules, poli curs in the comments received concern (2) National defense. ing the vagueness of proposed § 3.5(c) (3) cies, and procedures established by this PPM (3) Economic activity. and it has been deleted from Paragraph are intended to afford full opportunity for (4) Employment. effective public participation in the consid (5) Recreation and parks. 6. In paragraphs (d), (e), and (f), the eration of highway location and design pro phrase “opportunity for a hearing” has ( 6 ) Fire protection. posals by highway departments before (7) Aesthetics. been added to make clear that a hearing submission to the Federal Highway Adminis ( 8 ) Public utilities. must not necessarily have been held. tration for approval. They provide a medium (9) Public health and safety. Various State highway departments for free and open discussion and are designed (10) Residential and neighborhood char requested that they be permitted to fol to encourage early and amicable resolution acter and location. low established State hearing and notice of controversial issues that may arise. (11) Religious institutions and practices. procedures. Provisions have been made The PPM requires State highway depart (12) Conduct and financing of G o v e rn ments to consider fully a wide range of fac m ent (including effect on local tax base an in paragraph 7 to allow the use of those tors in determining highway locations and social service costs). procedures if they are found comparable highway designs. It provides for extensive (13) Conservation (including erosion, sed to these procedures. coordination of proposals with public and imentation, wildlife and general ecology ° Paragraph lO.d (proposed § 3.15(d)) private interests. In addition, it provides for has been revised to allow the acquisition a two-hearing procedure designed to give th e a r e a ). of right-of-way in appropriate instances all interested persons an opportunity to be (14) Natural and historic landmarks. FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 RULES AND REGULATIONS 729 (15) Noise, and air and water pollution. proval, except as provided in paragraph 6 .C. substantially different social, economic, or (16) Property values. b elow . environmental effect. (17) Multiple use of space. c. Hearings are not required for those proj d. The opportunity for a public hearing (18) Replacement housing. ects that are solely for such improvements shall be afforded in each case in which either (19) Education (including disruption of as resurfacing, widening existing lanes, add the State highway department or the di school district operations). ing auxiliary lanes, replacing existing grade vision engineer is in doubt as to whether a (20) Displacement of families and separation structures, installing traffic con public hearing is required. businesses. trol devices or similar improvements, unless e. Public hearing procedures authorized (21) Engineering, right-of-way and con the project: and required by State law may be followed struction costs of the project and related (1) Requires the acquisition of additional in lieu of any particular hearing require facilities. right-of-way; or ment of paragraph 7 or 8 of this PPM if, in (22) Maintenance and operating costs of (2) Would have an adverse effect upon the opinion of the Administrator, such pro the project and related facilities. abutting real property; or cedures are reasonably comparable to that (23) Operation and use of existing high (3) Would change the layout or function requirement. way facilities and other transportation fa of connecting roads or streets or of the facil 8 . Public hearing procedures. cilities during construction and after ity being improved. a. Notice of public hearing: completion. d. With respect to a project on which a (1) When a public hearing is to be held, hearing was held, or an opportunity for a a notice of public hearing shall be published This list of effects is not meant to be exclu hearing afforded, before the effective date of at least twice in a newspaper having general sive, nor does it mean that each effect con this PPM, the following requirements apply: circulation in the vicinity of the proposed sidered must be given equal weight in mak (1) With respect to projects which have undertaking. The notice should also be pub ing a determination upon a particular not received location approval: lished in any newspaper having a substantial highway location or design. (a) If location approval is not requested circulation in the area concerned; such as 5. Coordination. within 3 years after the date of the hearing foreign language newspapers and local com a. When a State highway department be or an opportunity for a hearing, compliance munity newspapers. The first of the required gins considering the development or im with the corridor hearing requirements is publications shall be from 30 to 40 days be provement of a traffic corridor in a par required unless a substantial amount of fore the date of the hearing; and the second ticular area, it shall solicit the views of that right-of-way has been acquired. shall be from 5 to 12 days before the date State’s resources, recreation, and planning (b) If location approval is requested of the hearing. The timing of additional agencies, and of those federal agencies and within 3 years after the date of the hearing publications is optional. local public officials and agencies, and pub or an opportunity for a hearing, compliance (2) In addition to publishing a formal lic advisory groups which the State highway with the corridor hearing requirements is not notice of public hearing, the State highway department knows or believes m ight be inter req u ired . department shall mail copies of the notice ested in or affected by the development or to appropriate news media, the State’s re improvement. The State highway department (2) With respect to those projects which have not received design approval: source, recreation, and planning agencies, shall establish and maintain a list upon and appropriate representatives of the De which any federal agency, local public offi (a) If design approval is not requested within 3 years after the date of the hearing partments of the Interior and Housing and cial or public advisory group may enroll, Urban Development. The State highway de upon its request, to receive notice of proj or an opportunity for a hearing, compliance with the design hearing requirements is partment shall also mail copies to other fed ects in any area specified by that agency, eral agencies, and local public officials, pub req u ired . official, or group. The State highway depart lic advisory groups and agencies who have re ments are also encouraged to establish a (b) If design approval is requested within quested notice of hearing and other groups or list upon which other persons and groups 3 years after the date of the hearing or an agencies who, by nature of their function, interested in highway corridor locations opportunity for a hearing, compliance with interest, or responsibility the highway de may enroll in order to have their views the design hearing requirements is neverthe partment knows or believes might be inter considered. If the corridor affects another less required unless the division engineer ested in or affected by the proposal. The State, views shall also be solicited from the finds that the hearing adequately dealt with State highway department shall establish appropriate agencies within that State. All design issues relating to major design and maintain a list upon which any federal written views received as a result of coordi fe a tu re s. agency, local public official, public advisory nation under this paragraph must be made e. If location approval is not requested group or agency, civic association or other available to the public as a part of the pub within 3 years after the date of the related community group may enroll upon its request lic hearing procedures set forth in para corridor hearing held, or an opportunity for to receive notice of projects in any area speci graph 8 . a hearing afforded, under this PPM, a new fied by that agency, official or group. b. Other public hearings or informal hearing must be held or the opportunity (3) Each notice of public hearing shall public meetings, clearly identified as such, afforded for such a hearing. specify the date, time, and place of the hear may be desirable either before the study of f. If design approval is not requested ing and shall contain a description of the alternate routes in the corridor begins or as within 3 years after the date of the related proposal. To promote public understand it progresses to inform the public about design hearing held, or an opportunity for a ing, the inclusion of a map or other drawing highway proposals and to obtain informa hearing afforded, under this PPM, a new as part of the notice is encouraged. The notice tion from the public which might affect the hearing must be held or the opportunity of public hearing shall specify that maps, scope of the study or the choice of alterna afforded for such a hearing. drawings, and other pertinent information tives to be considered, and which might aid 7. Opportunity for public hearings. developed by the State highway department in identification of critical social, economic and written views received as a result of the a. A State may satisfy the requirements and environmental effects at a stage per coordination outlined in Paragraph 5.a will for a public hearing by ( 1 ) holding a public mitting maximum consideration of these be available for public inspection and copy hearing, or ( 2 ) publishing two notices of effects. State highway departments are en ing and shall specify where this information opportunity for public hearing and holding couraged to hold such a hearing or meeting is available; namely, at the nearest State a public hearing if any written, requests for whenever that action would further the highway department office or at some other such a hearing are received. The procedure objectives of this PPM or would otherwise convenient location in the vicinity of the for requesting a public hearing shall be ex serve the public interest. proposed project. plained in the notice. The deadline for sub 6 . Hearing requirements. (4) A notice of highway design public mission of such a request may not be less a. Both a corridor public hearing and a hearing shall indicate that tentative sched th a n 2 1 days after the date of publication design public hearing must be held, or an ules for right-of-way acquisition and con of the first notice of opportunity for public opportunity afforded for those hearings, with struction will be discussed. hearing, and no less than 14 days after the respect to each Federal-aid highway project (5) Notices of public hearing shall indi date of publication of the second notice of th at: cate that relocation assistance programs will opportunity for public hearing. (1) Is on a new location; or be discussed. (2 ) Would have a substantially different b. A copy of the notice of opportunity for ( 6 ) The State highway department shall social, economic or environmental effect; or public hearing shall be furnished to the furnish the division engineer with a copy of (3) Would essentially change the layout division engineer at time of publication. If the notice of public hearing at the time of or function of connecting roads or streets. no requests are received in response to a first publication. However, with respect to secondary road notice within the time specified for the sub b. Conduct of public hearing: programs, two hearings are not required on a mission of those requests, the State highway (1) Public hearings are to be held at a project covered by paragraph 6 (a ) ( 1 ) or (2 ) department shall certify that fact to the place and time generally convenient for per unless it will carry an average of 750 vehicles division engineer. sons affected by the proposed undertaking. a day in the year following its completion. c. The opportunity for another public (2) Provision shall be made for submission o. A single combined corridor and highway hearing shall be afforded in any case where of written statements and other exhibits in design public hearing must be held, or the proposed locations or designs are so changed place of, or in addition to, oral statements at opportunity for such a hearing afforded, on from those presented in the notices specified a public hearing. The procedure for the a i other projects before route location ap- above or at a public hearing as to have a submissions shall be described in the notice FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 730 RULES AND REGULATIONS of public hearing and at the public hearing. other contacts with interested persons or (d) The State highway department has The final date for receipt of such statements groups. submitted the public hearing transcripts and or exhibits shall be at least 1 0 days after 10. Location and design approval. certificates required by section 128, title 23, the public hearing. a. This section applies to all requests for United States Code. (3) At each required corridor public hear location or design approval whether or not (e) The requirements of this PPM and of ing, pertinent information about location public hearings, or the opportunity for other applicable laws and regulations. alternatives studied by the State highway public hearings, are required by this PPM. d. The division engineer, under criteria department shall be made available. At each b. Each request by a State highway de to be promulgated by the Federal Highway required highway design public hearing in partment for approval of a route location Administrator, may in other appropriate formation about design alternatives studied or highway design must include a study instances authorize the acquisition of right- by the State highway department shall be report containing the following: of-way before a design hearing. made available. (1) Descriptions of the alternatives con e. Secondary Road Plans shall be amended (4) The State highway department shall sidered and a discussion of the anticipated as necessary to incorporate procedures similar make suitable arrangements for responsible social, economic, and environmental effects to those required for other projects. Second highway officials to be present at public hear of the alternatives, pointing out the signifi ary Road Plans shall include provisions re ings as necessary to conduct the hearings cant differences and the reasons supporting q u irin g ( 1 ) route location and highway and to be responsive to questions which may the proposed location or design. In addition, design approval, ( 2 ) preparation of study arise. the report must include an analysis of the reports as described in paragraph 1 0 (b ), and (5) The State highway department shall relative consistency of the alternatives with (3) corridor and highway design public hear describe the State-Federal relationship in the the goals and objectives of any urban plan ings in all cases where they would be required Federal-aid highway program by an appro that has been adopted by the community for Federal-aid projects not administered priate brochure, pamphlet, or statement, or co n cern ed . under the Secondary Road Plan. Project ac by other means. (a) Location study reports must describe tions by the division engineer or submissions ( 6 ) A State highway department may ar the termini, the general type of facility, the to the division engineer which are not now range for local public officials to conduct a nature of the service which the highway is required should not be established for Sec required public hearing. The State shall be intended to provide, and other major features ondary Road Plan projects as a result of this appropriately represented at such public of the alternatives. PPM. hearing and is responsible for meeting other (b) Design study reports must describe 11. Publication of approval. In cases where requirements of this PPM. essential elements such as design standards, a public hearing was held, or the opportunity (7) The State highway department shall number of traffic lanes, access control fea for a public hearing afforded, the state high explain the relocation assistance program tures, general horizontal and vertical align way department shall publish notice of the and relocation assistance payments available. ment, right-of-way requirements and loca action taken by the division engineer on ( 8 ) At each public hearing the State high tion of bridges, interchanges, and other each request for approval of a highway loca way department shall announce or otherwise structures. tion or design, or both, in a newspaper meet explain that, at any time after the hearing ( 2 ) Appropriate maps or drawings of the ing the requirements of paragraph 8 .a .( l) , and before the location or design approval location or design for which approval is w ith in 1 0 days after receiving notice of that related to that hearing, all information de req u ested . action. The notice shall include a narrative veloped in support of the proposed location (3) A summary and analysis of the views description of the location and/or design, as or design will be available upon request, for received concerning the proposed under approved. Where practicable, the inclusion public inspection and copying. ta k in g . of a map or sketch of that location or design (9) To improve coordination with the (4) A list of any prior studies relevant to is desirable. In any event, the publication State highway department, It is desirable the undertaking. shall state that such maps or sketches as that the division engineer or his representa c. At the time it requests approval under well as all other information concerning the tive attend a public hearing as an observer. this paragraph, each state highway depart approval is publicly available at a convenient At a hearing, he may properly explain pro ment shall publish in a newspaper meeting lo c a tio n . cedural and technical matters, if asked to the requirements of paragraph 8 . a .( l ) , a 1 2 . Reimbursement for public hearing ex do so. A Federal Highway Administration notice describing the location or design, or penses. Public hearings are an integral part decision regarding a proposed location or both, for which it is requesting approval. of the preliminary engineering process. Rea design will not be made before the State The notice shall include a narrative descrip sonable costs associated with public hearings highway department has requested location tion of the location or design. Where prac are eligible for reimbursement with federal- or design approval in accordance with para ticable, the inclusion of a map or sketch of aid funds on the same basis as other prelim gra p h 1 0 . that location or design is desirable. In any inary engineering costs. c. Transcript: event, the publication shall state that such (1) The State highway department shall maps or sketches as well as all other infor Issued in Washington, D.C., on Janu provide for the making of a verbatim writ mation submitted in support of the request ary 14,1969. ten transcript of the oral proceedings at each for approval is publicly available at a con public hearing. It shall submit a copy of venient location. [ s e a l ] P. C. T u r n e r , the transcript to the division engineer d. The following requirements apply to the Director of Public Roads. within a reasonable period (usually less than processing of requests for highway location L o w e l l K. B r id w e l l , 2 months) after the public hearing, together or highway design approval: w ith : (1 ) Location approval. The division en Federal Highway Administrator. (a) Copies of, or reference to, or photo gineer may approve a route location and au [F.R. Doc. 69-621; Filed, Jan. 16, 1969; graphs of each statement or exhibit used or thorize design engineering only after the 8 :4 7 a.m .] filed in connection with a public hearing. following requirements are met: (b) Copies of, or reference to, all informa (a) The State highway department has tion made available to the public before the requested route location approval. public hearing. (b) Corridor public hearings required by Title 26— INTERNAL REVENUE (2) The State highway department shall this PPM have been held, or the opportunity make copies of the materials described in for hearings has been afforded. Chapter I— Internal Revenue Service, subparagraph 8 .c.(l) available for public in (c) The State highway department has spection and copying not later than the date Department of the Treasury submitted public hearing transcripts and the transcript is submitted to the division certificates required by section 128, title 23, en g in eer. SUBCHAPTER A— INCOME TAX United States Code. 9. Consideration of social, economic, and [T.D. 6989] (d) The requirements of this PPM and of environmental effects. State highway de other applicable laws and regulations. partments shall* consider social, economic, pa rt I — INCOME TAX; TAXABLE and environmental effects before submis (2 ) Design approval. The division engineer YEARS BEGINNING AFTER DECEM sion of requests for location or design ap may approve the highway design and au BER 31, 1953 proval, whether or not a public hearing has thorize right-of-way acquisition, approve been held. Consideration of social, economic, right-of-way plans, approve construction Distributions by Foreign Trusts and environmental effects shall include an plans, specifications, and estimates, or au analysis of information submitted to the thorize construction, only after the follow On September 13, 1966, notice of pro State highway department in connection ing requirements have been met: posed rule making to conform the Income with public hearings or in response to the (a) The route location has been approved. Tax Regulations (26 CPR Part 1) under notice of the location or design for which (b) The State highway department has sections 641, 643, 665, 666, 668, and 669 a State highway department intends to re requested highway design approval. of the Internal Revenue Code of 1954 to quest approval. It shall also include consid (c) Highway design public hearings re eration of information developed by the quired by this PPM have been held, or the section 7 of the Revenue Act of 1962 (76 State highway department or gained from opportunity for hearings has been afforded. Stat. 985), relating to distributions by FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 RULES AND REGULATIONS 731 foreign trusts, was published in the F e d or which distribute corpus (Subpart C), Par. 4. Section 1.643 (a)-6 is amended eral R e g is t e r (31 F.R. 11978). After treatment of excess distributions by to read as follows : consideration of all such relevant mat trusts (Subpart D), grantors and other § 1.643(a)—6 Income of foreign trust. ter as was presented by interested persons persons treated as substantial owners regarding the rules proposed, the amend (Subpart E), and miscellaneous provi (a) Distributable net income of a for ment of the regulations as proposed is sions relating to limitations on charitable eign trust. In the case of a foreign trust hereby adopted, subject to the changes deductions, income of an estate or trust (see section 7701(a) (31)), the determi set forth below: in case of divorce, and taxable years to nation of distributable net income is sub 1. Section 1.643 (d)-l, as set forth in which the provisions of Subchapter J are ject to the following rules: paragraph 5 of the notice of proposed applicable (Subpart F ). Part I has no (1) There is included in distributable rule making, is changed by revising para application to any organization which is net income the amounts of gross income graphs (a) and (b). not to be classified for tax purposes as a from sources without the United States, 2. Section 1.665 (a)-1, as set forth in trust under the classification rules of reduced by disbursements allocable to paragraph 7 of the notice of proposed rule §§ 301.7701-2, 301.7701-3, and 301.7701-4 such foreign income which would have making, is changed by revising new para of this chapter (Regulations on Proce been deductible but for the provisions of graph (b). dure and Administration). Part II of section 265 (relating to disallowance of 3. Paragraphs (a) and (c) of § 1.666 Subchapter J relates to the treatment of deductions allocable to tax exempt in (a)-l, as set forth in paragraph 13 of income in respect of decedents. However, come). See paragraph (b) of § 1.643 the notice of proposed rule making, are the provisions of Subchapter J do not (a)-5 for rules applicable when an estate changed by revising paragraph (a) (3) apply to employee trusts subject to Sub or trust is allowed a charitable contri and example (3) of paragraph (c) -and chapters D and F, Chapter 1 of the Code, butions deduction under section 642(c). by adding a new example (4) after ex and common trust funds subject to Sub (2) In the case of a distribution made ample (3) in paragraph (c). chapter H, Chapter 1 of the Code. by a trust before January 1, 1963, for 4. Section 1.669 (a)-2, as set forth in *e * * * * purposes of determining the distributable paragraph 17 of the notice of proposed net income of the trust for the taxable P a r . 2. Section 1.643(a) is amended year in which the distribution is made, or rule making, is changed by revising by revising section 643(a)(6) and by paragraphs (a)(1) and (c) (1) and (3). for any prior taxable year; adding a historical note. These amended (i) Gross income from sources within 5. Section 1.669 (a)-4, as set forth in and added provisions read as follows: paragraph 17 of the notice of proposed the United States is determined by tak rule making, is changed by revising § 1.643(a) Statutory provisions; estates ing into account the provisions of section paragraph (b). and trusts; definition of distributable 894 (relating to income exempt under 6. There are added immediately after net income. treaty) ; and paragraph 17 the fallowing new para S ec. 643. Definitions applicable to Subparts (ii) Distributable net income is deter graphs: A, B, C, and D— (a ) Distributable net income. mined by taking into account the provi For purposes of this part, the term “distribut P ar. 18. Section 1.643 (a)-4 is amended. sions of section 643(a)(3) (relating to able net income” means, with respect to any Par. 19. Section 1.643(b)-2 is amended. exclusion of certain gains from the sale taxable year, the taxable income of the es or exchange of capital assets). P ar. 20. Paragraph (a) of § 1.665 (a)-1 tate or trust computed with the following is amended. modifications— (3) In the case of a distribution made Par. 21. Paragraph (b) of § 1.665(e)-2 * * * * * by a trust after December 31, 1962, for is amended. purposes of determining the distributable ( 6 ) Income of foreign trust. In the case P ar. 22. Paragraph (a) of § 1.666 (b)-l of a foreign trust— net income of the trust for any taxable is amended. (A) There shall be included the amounts year, whether ending before January 1, P ar. 23. Paragraph (a) of § 1.666(c)-l of gross income from sources without the 1963, or after December 31, 1962; is amended. United States, reduced by any amounts which (i) Gross income (for the entire for P ar. 24. Paragraph (a) of § 1.667-1 is would be deductible in respect of disburse eign trust) from sources within the amended. ments allocable to such income but for the United States is determined without re provisions of section 265(1) (relating to dis P ar. 25. Paragraph (a) (2) of § 1.671-3 gard to the provisions of section 894 (re is amended. allowance of certain deductions). (B) Gross income from sources within the lating to income exempt under treaty) ; [ se a l ] S h e l d o n S . C o h e n , United States shall be determined without (ii) In respect of a foreign trust Commissioner of Internal Revenue. regard to section 894 (relating to income create«.' by a U.S. person (whether such exempt under treaty). trust constitutes the whole or only a por Approved: January 10, 1969. (C) Paragraph (3) shall not apply to a tion of the entire foreign trust) (see sec foreign trust created by a U.S. person. In S t a n l e y S . S u r r e y , tion 643(d) and § 1.643(d )-l), there Assistant Secretary the case of such a trust, (i) there shall be shall be included in gross income gains of the Treasury. included gains from the sale or exchange of from the sale or exchange of capital as capital assets, reduced by losses from such sets reduced by losses from such sales or In order to conform the Income Tax sales or exchanges to the extent such losses do not exceed gains from such sales or ex exchanges to the extent such losses do Regulations (26 CFR Part 1) under sec changes, and (ii) the deduction under sec not exceed gains from such sales or ex tions 641, 643, 665, 666, 668, and 669 of tio n 1 2 0 2 (relating to deduction for excess changes, and the deduction under section the Internal Revenue Code of 1954 to of capital gains over capital losses) shall not 1202 (relating to deduction for capital section 7 of the Revenue Act of 1962 (76 be taken into account. gains) shall not be taken into account; Stat. 985), such regulations are amended ***** as follows: and [Sec. 643(a) as amended by sec. 7(a), Rev. (iii) In respect of a foreign trust P aragraph 1. Section 1.641 (a)-0 is Act 1962 (76 Stat. 985) ] amended by revising paragraph (a) to created by a person other than a U.S. read as follows: P a r . 3. Section 1.643 (a)-3 is amended person (whether such trust constitutes by revising so much of paragraph (a) the whole or only a portion of the entire § 1.641 (a)—0 Scope of Subchapter J. as precedes subparagraph (1) to read as foreign trust) (see section 643(d) and (a) In general. Subchapter J (secfollows: § 1.643 (d )-l), distributable net income tions 641 and following), Chapter 1 of is determined by taking into account all the Code, deals with the taxation of in § 1.643 (a)—3 Capital gains and losses. of the provisions of section 643 except come of estates and trusts and their (a) Except as provided in § 1.643(a)-section 643(a)(6)(C) (relating to gains beneficiaries, and of income in respect of 6, gains from the sale or exchange of from the sale or exchange of capital as decedents. Part I of Subchapter J con capital assets are ordinarily excluded sets by a foreign trust created by a U.S. tains general rules for taxation of estates from distributable net income, and are person). and trusts (Subpart A), specific rules not ordinarily considered as paid, (b) The application of this section, relating to trusts which distribute cur credited, or required to be distributed to showing the computation of distributable rent income only (Subpart B), estates any beneficiary unless they are: net income for one of the taxable years and trusts which may accumulate income ***** for which such a computation must be FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17« 1969 732 RULES AND REGULATIONS made, may be illustrated by the following trust constitutes a foreign trust created by property transferred directly or indirectly by examples: a U.S. person. a U.S. person (as defined in section 7701(a) (2) The distributable net income for the (30) ), or under the will of a decedent who at E xam ple (1). (1) A trust is created in taxable year 1964 of the foreign trust created the date of his death was a U.S. citizen or 1952 under the laws of Country X by the by a U.S. person, determined under section r esid e n t. transfer to a trustee in Country X of money 643(a), is $42,000 computed as follows: and property by a U.S. person. The entire [Sec. 643(d) as added by sec. 7(a), Rev. Act trust constitutes a foreign trust created by Interest on bonds of a U.S. corpora 1962 (76 Stat. 985) ] a U.S. person. The income from the trust tion (60 percent of $ 1 0 ,0 0 0 ) ______$ 6 , 0 0 0 corpus is to be accumulated until the bene Gross income from investments in § 1.643(d)—1 Definition of “foreign ficiary, a resident citizen of the United Country X (60 percent of $40,000) _ 24, 000 trust created by a United States States who was born in 1944, reaches the age Net long-term capital gain person.” o f 2 1 years, and upon his reaching that age, from U.S. sources (60 per (a) In general. For the purpose of the corpus and accumulated income are to cent of $30,000)______$ 1 8 ,0 0 0 be distributed to him. The trust instru Less: Net short-term capital Part I, subchapter J, chapter 1 of the ment provides that capital gains are to be loss from U.S. sources (60 Internal Revenue Code, the term “for allocated to corpus and are not to be paid, percent of $5,000)______3 ,0 0 0 eign trust created by a United States per credited, or required to be distributed to any son” means that portion of a foreign beneficiary during the taxable year or paid, 15, 000 trust (as defined in section 7701 (a) (31) ) permanently set aside, or to be used for the attributable to money or property (in purposes specified in section 642(c). Under T o ta l ______4 5 ,0 0 0 cluding all accumulated earnings, profits, the terms of a tax convention between the Less: Expenses allocable to income United States and Country X, interest in from investments in Country X or gains attributable to such money or come received by the trust from U.S. sources (60 percent of $5,000)______3, 000 , property) of a U.S. person (as defined in is exempt from U.S. taxation. In 1965 the section 7701(a) (30) ) transferred di corpus and accumulated income are dis Distributable net income ______42, 000 rectly or indirectly, or under the will of tributed to the beneficiary. During the (3) The distributable net income for thea decedent who at the date of his death taxable year 1964, the trust has the follow taxable year 1964 of the portion of the entire was a U.S. citizen or resident, to the ing items of income, loss, and expense: foreign trust which does not constitute a foreign trust. A foreign trust created Interest on bonds of a U.S. corpora foreign trust created by a U.S. person, deter by a person who is not a U.S. person, to tio n _____ - ______$ 1 0 , 0 0 0 mined under section 643(a), is $18,000, com which a U.S. person transfers his money Net long-term capital gain from U.S. puted as follows: or property, is a foreign trust created so u rces ______30, 000 Interest on bonds of a U.S. corpora by a U.S. person to the extent that the Gross income from investments in tion (40 percent of $10,000)______$4, 000 fair market value of the entire foreign C o u n try X ______!______40, 000 Gross income from investments in trust is attributable to money or property Net short-term capital loss from Country X (40 percent of $40,000) _ 16, 000 U.S. sources____ ;______Z____ 5, 000 of the U.S. person transferred to the for Expenses allocable to gross income T o ta l ______..___ 2 0 ,0 0 0 eign trust. The transfer of money or from investments in Country X __ 5 ,0 0 0 Less: Expenses allocable to income property to - the foreign trust may be (2) The distributable net income for the from investments in Country X made either directly or indirectly by a taxable year 1964 of the foreign trust created (40 percent of $5,000)______2, 000 U.S. person. Transfers of money or prop by a U.S. person, determined under section erty to a foreign trust do not include 643(a), is $70,000, computed as follows: Distributable net income _____ 18, 000 transfers of money or property pursuant Interest on bonds of a U.S. corpora (4) The distributable net income of the to a sale or exchange which is made for tio n ______$ 1 0 , 0 0 0 entire foreign trust for the taxable year 1964 a full and adequate consideration. Trans Gross income from investments in is $60,000, computed as follows: fers to which section 643 (d) and this sec C o u n try X ______4 0 ,0 0 0 Distributable net income of the for tion apply are transfers of money or Net long-term capital grain eign trust, created by a U.S. per property which establish or increase the from U.S. sources______$30, 000 so n ______$42, 000 corpus of a foreign trust. The rules set Less: Net short-term capital Distributable net income of that loss from U.S. sources___ 5, 000 forth in this section with respect to portion of the entire foreign trust transfers by a U.S. person to a foreign which does not constitute a for trust also are applicable with respect to Excess of net long-term capital gain eign trust created by a U.S. * over net short-term capital loss __ 2 5 ,0 0 0 p e r s o n ______:______18, 0 0 0 transfers under the will of a decedent who at the date of his death was a U.S. T o ta l ______7 5 ,0 0 0 Distributable net income of citizen or resident. For provisions relat Less: Expenses allocable to income the entire foreign trust____ 60, 0 0 0 ing to the information returns which from investments in Country X __ 5, 000 It should be noted that the difference be are required to be filed with respect to Distributable net income ___ 70, 000 tween the $70,000 distributable net income the creation of or transfers to foreign of the foreign tnist in example ( 1 ) a n d th e trusts, see section 6048 and § 16.3-1 of (3) In determining the distributable net$60,000 distributable net income of the entire this chapter (Temporary Regulations income of $70,000, the taxable income of the foreign trust in this example is due to the under the Revenue Act of 1962). trust is computed with the following modi $10,000 (40 percent of $25,000) net capital fications: No deduction is allowed for the gain which under section 643(a)(3) is ex (b) Determination of a foreign trust personal exemption of the trust (section cluded from the distributable net income of created by a U.S. person— (1) Trans 643(a)(2)); the interest received on bonds that portion of the foreign trust in example fers of money or property only by of a U.S. corporation is included in the trust ( 2 ) which does not constitute a foreign trust a U.S. person. If all the items of money gross income despite the fact that such in created by a U.S. person. terest is exempt from U.S. tax under the or property constituting the corpus of a provisions of the tax treaty between Country Par, 5. Section 1.643(c)-2 is redesig foreign trust are transferred to the trust X and the United States (section 643(a) ( 6 ) nated § 1.643(d)-2, and §§ 1.643(d) and by a U.S. person, the entire foreign trust (B) ) ; the excess of net long-term capital 1.643 (d )-l are added immediately after is a foreign trust created by a U.S. gain over net short-term capital loss allocable person. to corpus is included in distributable net § 1.643 (c)-l. These added and redesig nated sections read as follows: (2) Transfers of money or property by Income, but such excess is not subject to the both a U.S. person and a person other deduction under section 1202 (section 643 § 1.643(d) Statutory provisions; estates ( a ) ( 6 )(C )); and the amount representing than a U.S. person; transfers required to gross income from investments in Country and trusts; definition of foreign be treated as separate funds. Where X is included, but such amount is reduced trusts created by United States there are transfers of money or property by the amount of the disbursements al» persons. by both a U.S. person and a person other locable to such income (section 643(a)(6) S ec. 643. Definitions applicable to sub- than a U.S. person to a foreign trust, (A)). p a rts A, B, C, an d D. * * * and it is necessary, either ,by reason E xam ple (2 ) . ( 1 ) The facts are the same (d ) Foreign trusts created by U.S. persons. of the provisions of the governing instru as in example ( 1 ) except that money or property has also been transferred to the For purposes of this part, the term “foreign ment of the trust or by reason of some trust by a person other than a U.S. person trust created by a U.S. person” means that other requirement such as local law, that and, pursuant to the provisions of § 1.643(d)- portion of a foreign trust (as defined in sec the trustee treat the entire foreign trust 1, during 1964 only 60 percent of the entire tion 7701(a) (61)) attributable to nioney or as composed of two separate funds, one FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 RULES AND REGULATIONS 733 consisting of the money or property U.S. person transfers to it property having a Immediately after these transfers, the foreign (including all accumulated earnings, fair market value of $60,000 and a person trust created by a U.S. person is 60 percent profits, or gains attributable to such other than a U.S. person transfers to it prop- of the entire foreign trust, determined as money or property) transferred by the erty having a fair market value of $40,000. follows: U.S. person and the other consisting of $60,000 (Value of property transferred by U.S. person) the money or property (including all ac $100,000 (Value of entire property transferred to trust) =60 percent cumulated earnings, profits, or gains The undistributed net income for the cal of $40,000 increasing the value of the entire attributable to such money or property) endar years 1964 and 1965 is $20,000 which foreign trust to $160,000 ($ 1 2 0 , 0 0 0 p lu s transferred by the person other than the increases the value of the entire foreign $40,000) and increasing the value of the U.S. person, the foreign trust created by tr u s t t o $ 1 2 0 , 0 0 0 ($ 1 0 0 , 0 0 0 p lu s $ 2 0 ,0 0 0 ). portion of the foreign trust created by the a U.S. person shall be the fund consisting Accordingly, as of December 31, 1965, the U.S. person to $112,000 ($72,000 plus $40,000). of the money or property transferred by portion of the foreign trust created by the Immediately, after this transfer, the foreign the U.S. person. See example (1) in para U.S. person is $72,000 (60 percent of $120,- trust created by .the U.S. person is 70 percent 000). On January 1, 1966, the U.S. person of the entire foreign trust, determined as graph (c) of this section. transfers property having a fair market value fo llo w s : (3) Transfers of money or property by both a U.S. person and a person other $112,000 (Value of property transferred by U.S. person) than a U.S. person; transfers not required $160,000 (Value of entire property transferred to the trust) = 70 percent to be treated as separate funds. Where Par. 6. Section 1.665 (a)-0 is amended visions of Chapter 1 of the Internal Rev the corpus of a foreign trust consists of to read as follows: enue Code. Subpart D does not apply to money or property transferred to the any estate. trust (simultaneously or at different § 1.665(a)—0 Excess distributions by trusts; scope of subpart D. Par. 7. Section 1.665 (a)-1 is amended times) by a U.S. person and by a person by revising so much of paragraph (a) as who is not a U.S. person, the foreign Subpart D (section 665 and following), precedes subparagraph (1) thereof, by trust created by a U.S. person within the Part I, Subchapter J, Chapter 1 of the redesignating paragraph (b) as para meaning of section 643(d) is that por Internal Revenue Code, in the case of graph (c), and by adding a new para tion of the entire foreign trust which, trusts other than foreign trusts created graph (b). These revised, redesignated, immediately after any transfer of money by U.S. persons, is designed generally and added paragraphs read as folows: or property to the trust, the fair market to prevent a shift of tax burden to a value of money or property (including trust from a beneficiary or beneficiaries. § 1.665(a)—1 Undistributed net income. all accumulated earnings, profits, or In the case of a foreign trust created by (a) The term “undistributed net in gains attributable to such money or a U.S. person, Subpart D is designed to come”, except in the case of a foreign property) transferred to the foreign prevent certain other tax avoidance pos trust created by a U.S. person, means for trust by the U.S. person bears to the fair sibilities. To accomplish these ends, any taxable year the distributable net market value of the corpus (including all Subpart D provides special rules for income of the trust for that year as de accumulated earnings, profits, or gains treatment of amounts paid, credited, or termined under section 643(a), less: attributable to the corpus) of the entire required to be distributed by a complex ***** foreign trust. trust (subject to Subpart C (section 661 (b) The undistributed net income of a (c) The provisions of paragraph (b) and following) of such Part I) in foreign trust created by a U.S. person for of this section may be illustrated by the any year in excess of distributable net any taxable year is the distributable net following examples. Example (1) illus income for that year. Such an excess income of such trust (see § 1.643 (a)-6 trates the application of paragraph (b) distribution is defined as an accumula and the examples set forth in paragraph (2) of this section. Example (2) illus tion distribution, subject to the limita (b) thereof), less: trates the application of paragraph (b) tions in section 665 (b) or (c). An ac (1) The amount of income required (3) of this section in a case where there cumulation distribution, in the case of a to be distributed currently and any other is no provision in the governing instru trust other than a foreign trust created amounts properly paid or credited or ment of the trust or elsewhere which by a U.S. person, is “thrown back” to required to be distributed to beneficiaries would require the trustee to treat the each of the 5 preceding years in inverse in the taxable year as specified in para corpus of the trust as composed of more order. In the case of a foreign trust graphs (1) and (2) of section 661(a), created by a U.S. person such an accu and than one fund. mulation distribution is “thrown back,” Exam ple (1). On January i, 1964, the date in inverse order, to each of the preceding (2) The amount of taxes imposed on of the creation of a foreign trust, a U.S. per years to which the Internal Revenue such trust by chapter 1 of the Internal son transfers to it stock of a U.S. corporation Code of 1954 applies. That is, an ac Revenue Code, which are attributable to with a fair market value of $50,000. On the items of income which are required to be same day, a person other than a U.S. person cumulation distribution will be taxed to included in such distributable net in transfers to the trust Country X bonds with the beneficiaries of the trust in the year come. For purposes of subparagraph (2) a fair market value of $25,000. The govern the distribution is made or required, but, of this paragraph, the amount of taxes ing instrument of the trust provides that the in general, only to the extent of the dis income from the stock of the U.S. corporation imposed on the trust (for any taxable tributable net income of those years year), by chapter 1 of the Internal Reve is to be accumulated until A, a U.S. benefi which was not in fact distributed. How ciary, reaches the age of 2 1 years, and upon ever, with respect to a distribution by a nue Code is the amount of taxes imposed his reaching that age, the stock and income trust other than a foreign trust created pursuant to the provisions of section 871 accumulated thereon are to be distributed to which is properly allocable to the un him. The governing instrument of the trust by a U.S. person, the resulting tax will distributed portion of the distributable further provides that the income from the not be greater than the aggregate of the net income. See § 1.665 (d)-l. The Country X bonds is to be accumulated until taxes that would have been attributable amount of taxes imposed pursuant to the B, a U.S. beneficiary, reaches the age of 21 to the amount thrown back to previous provisions of section 871 is the difference years, and upon his reaching that age, the years had they been included in gross bonds and income accumulated thereon are between the total tax imposed pursuant income of the beneficiaries in those years. to the provisions of that section on the to be distributed to him. To comply with In the case of a foreign trust created by the provisions of the governing instrument foreign trust created by a U.S. person for of the trust that the income from the stock a U.S. person, the resulting tax is com the year and the amount which would of the U.S. corporation be accumulated and puted under the provisions of section 669. have been imposed on such trust h^td all distributed to A and that the income from To prevent double taxation, both in the the distributable net income, as deter the Country X bonds be accumulated and case of a foreign trust created by a U.S. mined under section 643(a), been dis distributed to B, it is necessary that the person, and a trust other than a foreign tributed. The application of the rule in trustee treat the transfers as two separate trust created by a U.S. person, the bene funds. The fund consisting of the stock of this paragraph may be illustrated by the the U.S. corporation is a foreign trust created ficiaries receive a credit for any taxes following examples: hy a U.S. person. previously paid by the trust which are E xam ple (1). A trust was created in 1952 Exam ple ( 2 ). On January 1 , 1964, the attributable to the excess thrown back under the laws of Country X by the transfer date of the creation of a foreign trust, a and which are creditable under the pro t o a trustee in Country X of money or FEDERAL REGISTER, VOL 34, NO, 12— FRIDAY, JANUARY 17, 1969 734 RULES AND REGULATIONS property by a U.S. person. The entire trust 60% of $30,000 Country X divi excluded from the definition of an ac constitutes a foreign trust created by a U.S. d en d s ______1 8 ,0 0 0 cumulation distribution under section person. The governing instrument of the trust provides that $7,000 of income is re T o t a l______3 6 ,0 0 0 665(b), or which are excluded under sec quired to be distributed currently to a U.S. L ess: tion 663(a) (1), relating to gifts, bequests, beneficiary and gives the trustee discretion (i) Amounts distributed etc. See paragraph (f) (5) of § 1.668(b)-2 to make additional distributions to the bene to the beneficiary— for an illustration of the reduction of ficiary. During the taxable year 1963 the Income currently dis undistributed net income for any year trust had income of $ 1 0 ,0 0 0 from dividends tributed to the ben by a subsequent accumulation distri of a U.S. corporation (on which Federal in eficiary (60% of bution. come taxes of $3,000 were imposed pursuant $ 7 ,0 0 0 ) ______$ 4 ,2 0 0 to the provisions of section 871 and withheld Other amounts dis P ar. 8 . Section 1.665(b) is amended under section 1441 resulting in the receipt tributed to the ben by revising so much of section 665(b) as by the trust of cash in the amount of eficiary (60% of precedes paragraph (1) and by adding $7,000), $20,000 An capital gains from the $ 2 1 ,5 0 0 )______1 2 ,9 0 0 a historical note. These revised and sale of stock of a Country Y corporation, and Taxes under sec. 871 added provisions read as follows; $30,000 from dividends of a Country X cor deemed distributed poration, none of the gross income of which to the beneficiary § 1.665(b) Statutory provisions; accu was derived from sources within the United (60% of $1,500)____ 900 mulation distributions of trusts other States. The trustee did not file a U.S. income than certain foreign trusts. tax return for the taxable year 1963. The Total amounts dis S ec. 665. distributable net income of the trust before Definitions applicable to sub tributed to the p a rt D. * * * distributions to the beneficiary for 1963 is benefiiciary _____ 1 8 ,0 0 0 $60,000 ($57,000 of which is cash). During (ii) Amount of taxes (b ) Accumulation distributions of trusts 1963 the trustee made distributions to the Imposed on the trust other than certain foreign trusts^ F or p u r U.S. beneficiary equaling one-half of the under chapter 1 o f th e poses of this subparfc, in the case of a trust trust’s distributable net income or $30,000. Code (See § 1.665(d)- (other than a foreign trust created by a U.S. Thus, the UJS. beneficiary is treated as hav 1) (60% of $1,500)— 900 person), the term “accumulation distribu ing had distributed to him $5,000 (composed tion” for any taxable year of the trust means of $3,500 as a cash distribution and $1,500 T o ta l ______1 8 ,9 0 0 the amount (if in excess of $ 2 ,0 0 0 ) b y w h ich as the tax imposed pursuant to the provi the amounts specified in paragraph ( 2 ) of sions of section 871 and withheld under sec Undistributed net income ____ 17 ,1 0 0 section 661(a) for such taxable year exceed tion 1441) , representing one-half of the in distributable net income reduced by the (2) The undistributed net income of the amounts specified in paragraph ( 1 ) o f sec come from U.S. sources; $10,000 in cash, portion of the entire trust which is not a tion 661(a). For purposes of this subsection, representing one-half of the capital gains foreign trust created by a U.S. person for the amount specified in paragraph ( 2 ) of from the sale of stock of the Country Y 1963 is $11,400, computed as follows: section 661(a) shall be determined without corporation; and $15,000 in cash, represent Distributed net income (40% of regard to section 6 6 6 and shall not include— ing one-half of the income from Country X each item of gross income of ***** entire trust) sources for a total of $30,000. The undis [Sec. 665(b) as amended by sec. 7(b), Rev. tributed net income of the trust at the close 40% of $10,000 U.S. dividends___ $4, 000 Act 1962 (76 Stat. 985) ] of taxable year 1963 is $28,500 computed as 40% of $20,000 Country X capital g a in s ------8 , 0 0 0 Par. 9. Section 1.665 (b )-l is amended fo llo w s: 40% of $30,000 Country X divi by revising the title and paragraphs (a) Distributable net income ______$ 6 0 ,0 0 0 d en d s ______1 2 , 0 0 0 and (b). These amended provisions read L ess: as follows: (1) A m ounts distrib T o ta l ______24, 000 uted to the bene L ess: § 1.665(b)—1 Accum ulation distribu ficia ry — (i) Amounts distributed tions of trusts other than certain for Income currently dis- " to the beneficiary— eign trusts; in general. tributed to the Income currently dis beneficiary ______$ 7 ,0 0 0 tributed to the ben (a) Subject to the limitations set forth Other amounts dis eficiary (40% of in § 1.665(b)-2, in the case of a trust tributed to the $7,000) ______$ 2 ,8 0 0 other than a foreign trust created by a beneficiary ______2 1 ,5 0 0 Other amounts dis U.S. person, the term “accumulation dis Taxes under sec. 871 tributed to the ben tribution” for any taxable year means an deemed distributed eficiary (40% of amount (if in excess of $2,000), by which to the beneficiary __ 1, 500 $ 2 1 ,5 0 0 )______8 ,6 0 0 Taxes under sec. 871 the amounts properly paid, credited, or Total amounts dis deemed distributed required to be distributed within the tributed to the to the beneficiary meaning of section 661(a)(2) for that beneficiary ______3 0 ,0 0 0 (40% of $1,500)____ 600 year exceed the distributable net income (2) Amount of taxes (determined under section 643(a)) of the imposed on the trust Total amounts dis trust, reduced (but not below zero) by under chapter 1 o f tributed to the the amount of income required to be dis the Code (See § 1.665 beneficiary ______1 2 , 0 0 0 tributed currently. (In computing the ( d ) - l ) ______1 ,5 0 0 (ii) Amount of taxes imposed on the trust amount of an accumulation distribution T o ta l ______3 1 ,5 0 0 under chapter 1 o f th e pursuant to the preceding sentence, there Code (See § 1.665(d)- is taken into account amounts applied or Undistributed net income __$ 2 8 ,5 0 0 1) (40% of $1,500) ___ 600 distributed for the support of a depend ent under the circumstances specified in Exam ple (2). The facts are the same as T o t a l ______■_____ 12, 600 in example ( 1 ) except that property has section 677(b) or section 678(c) out of corpus or out of other than income for been transferred to the trust by a person Undistributed net income __ 1 1 ,4 0 0 other than a U.S. person, and during 1963 the taxable year and amounts used to the foreign trust created by a U.S. person (c) However, the undistributed net indischarge or satisfy any person’s legal was 60 percent of the entire foreign trust. come for any year to which an accumula obligation as that term is used in § 1.662 The trustee paid no income taxes to Country tion distribution for a later year may be (a)-4.) If the distribution as so com X in 1963. thrown back may be reduced by accumu puted is $2,000 or less, it is not an accu (1) The undistributed net income of the lation distributions in intervening years mulation distribution within the mean foreign trust created by a U.S. person for 1963 and also by any taxes imposed on the ing of Subpart D (section 665 and follow is $17,100, computed as follows: trust which are deemed to be distributed Distributable net income (60% of ing) , Part X Subchapter J, Chapter 1 of under section 666 by reason of the ac the Code. If the distribution exceeds each item of gross income of cumulation distributions. On the other entire trust): hand, undistributed net income for any $2,000, then the full amount is an accu 60% of $10,000 U.S. dividends____ $ 6 , 000 mulation distribution for the purposes of 60% of $20,000 Country X capital year will not be reduced by any distribu g a in s ______1 2 , 0 0 0 tions in an intervening year which are Subpart D„ FEDERAL REGISTER, VOL. 3 4 , N O . 1 2 — FRIDAY, JANUARY 1 7 , 1 9 6 9 RULES AND REGULATIONS 735 Cb) Although amounts properly paid, means the amount by which the amounts U.S. person by the trust. For example, if credited, or required to be distributed specified in pargaraph ( 2 ) o f s e c tio n 6 6 1 (a ) a nonresident alien receives a distribu for such taxable year exceed distributable tion from a foreign trust created by a under section 661(a) (2) do not exceed net income, reduced by the amounts speci the income of the trust during the tax fied in paragraph (1) of section 661(a). For U.S. person and then pays the amount able year, an accumulation distribution purposes of this subsection, the amount of the distribution over to a U.S. person, may result if such amounts exceed dis specified in paragraph (2 ) of section 661(a) the payment of such amount to the U.S. tributable net income reduced (but not shall be determined without regard to sec person represents an accumulation dis below zero) by the amount required to be tio n 6 6 6 . Any amount paid to a U.S. person tribution to the U.S. person from the distributed currently. This may result which is from a payor who is not a U.S. trust to the extent that the amount from the fact that expenses allocable to person and which is derived directly or in directly from a foreign trust created by a received would have been an accumula corpus are taken into account in deter U.S. person shall be deemed in the year of tion distribution had the trust paid the mining taxable income and hence dis payment to have been directly paid by the amount directly to the U.S. person in tributable net income. However, in the foreign trust. the year in which the payment was re case of a trust other than a foreign trust ceived by the U.S. person. This section created by a U.S. person, the provisions ♦ * # * [Sec. 665(c) as added by sec. 7(b), Rev. Act also applies in a case where a nonresi of Subpart D will not apply unless there 1962 (76 Stat. 985) ] dent ahen receives indirectly an ac is undistributed net income in at least cumulation distribution from a foreign one of the five preceding taxable years. § 1.665(c)—1 Accumulation distributions trust created by a U.S. person and then See section 666 and the regulations of certain foreign trusts; in general. pays it over to a U.S. person. An ex thereunder. (a) In the case of a foreign trust cre ample of such a transaction is one ***** ated by a U.S. person, the term “accu where the foreign trust created by a P ar. 10. Section 1.665(b)-2 is amend mulation distribution” for any taxable U.S. person makes the distribution to ed by revising the title and paragraph year means an amount by which the an intervening foreign trust created (a). These amended provisions read as amounts properly paid, credited, or re by either a U.S. person or a person other follows: quired to be distributed within the mean than a U.S. person and the intervening ing of section 661(a)(2) for that year trust distributes the amount received § 1.665(b)—2 Exclusions from accumu exceed the distributable net income (de to a nonresident alien who in turn pays lation distributions in the case of termined under section 643(a)) of the it over to a U.S. person. Under these trusts (other than a foreign trust cre trust, reduced (but not below zero) by ated by a U.S. person). circumstances, it is deemed that the the amount of income required to be dis payment received by the U.S. person (a) In the case of a trust other than tributed currently. (In computing the was received directly from a foreign a foreign trust created by a U.S. person, amount of an accumulation distribution trust created by a U.S. person. certain amounts paid, credited, or re pursuant to the preceding sentence, there (b) Limitation. In the case of a dis quired to be distributed to a beneficiary is taken into account amounts applied or tribution to a beneficiary who is a U.S. are excluded under section 665 (b) in de distributed for the support of a depend person, paragraph (a) of this section termining whether there is an accumula ent under circumstances specified in sec does not apply if the distribution is re tion distribution for the purposes of Sub tion 677(b) and section 678(c) out of ceived by such beneficiary under cir part D (section 665 and following), Part corpus or out of other than income for the taxable year and amounts used to cumstances indicating lack of intent on I, Subchapter J, Chapter 1 of the Code. the part of the parties to circumvent the These exclusions are solely for the pur discharge or satisfy any person’s legal pose of determining the amount allocable obligation as that term is used in § 1.662 purposes for which section 7 of the to preceding years under section 666 and (a)-4.) Revenue Act of 1962 (76 Stat. 985) was in no way affect the determination under (b) Although amounts properly paid, enacted. Subpart C (section 661 and following) credited, or required to be distributed § 1.665(d) Statutory provisions; excess of such Part I of the beneficiary’s tax under section 661(a) (2) do not exceed distributions by trusts; definition of liability for the year of distribution. tile income of the trust during the tax taxes imposed on the trust. Further, amounts excluded from ac able year, an accumulation distribution Sec. 665. Definitions applicable to Sub cumulation distributions do not reduce may result if such amounts exceed dis p a rt D. 1 * * the amount of undistributed net income tributable net income reduced (but not (d ) Taxes imposed on the trust. * * * for the 5 years preceding the year of below zero) by the amount required to be [S ec. 6 6 d(d) as redesignated by sec. 7(b) distribution. distributed currently. This may result Rev. Act 1962 (76 Stat. 985) ] ***** from the fact that expenses allocable to corpus are taken into account in deter § 1.665(d)—1 Taxes imposed on the P ar. 11. Sections 1.665(c), 1.665(c)- mining taxable income and hence dis trust. 1, 1.665(d), 1.665(d)-l, and 1.665(d)-2 * * * * * are redesignated §§ 1.665(d), 1.665(d)-l, tributable net income. However, the 1.665(e), 1.665(e)-l, and 1.665(e)-2, re provisions of Subpart D will not apply § 1.665(e) Statutory provisions; excess unless there is undistributed net income distributions by trusts; definition of spectively. In redesignated § 1.665(d), preceding taxable year. section 665(c) is redesignated section in at least one of the preceding taxable 665(d) and a historical note is added. years which began after December 31, Sec. 665. Definitions applicable to Sub 1953, and ended after August 16, 1954. part D. * * * In redesignated § 1.665(e), section 665 (e ) Preceding taxable year. * * * (d) is redesignated section 665(e) and a See section 666 and the regulations historical note is added. Redesignated thereunder. [Sec. 665(e) as redesignated by sec. 7(b), § 1.665 (e) —1 is amended by revising para FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 No. 12—Pt. i- 736 RULES AND REGULATIONS (required under the trust instrument to subsection, undistributed net income for a U.S. person In the proportion that the distribute all of its income currently) each of such 5 preceding taxable years shall total undistributed net income for all which received in the preceding taxable be computed without regard to such accu mulation distribution and without regard to preceding years of the foreign trust year extraordinary dividends or taxable any accumulation distribution determined created by a person other than a U.S. stock dividends which the trustee in for any succeeding taxable year. In the case person bears to the total undistributed good faith allocated to corpus, but which of a foreign trust created by a U.S. person, net income for all years of the entire for are subsequently determined to be cur this subsection shall apply to the preceding eign trust. Accordingly, an accumulation rently distributable to the beneficiary. taxable years of the trust without regard to distribution of such a trust is composed See section 643(a)(4) and § 1.643(a)-4. any provision of the preceding sentences of two portions with one portion relat The trust would qualify for treatment which would (but for this sentence) limit its application to the 5 preceding taxable ing to the undistributed net income of under such Subpart C for the year of years. the foreign trust created by the U.S. per distribution of the extraordinary divi son and the other portion relating to the dends or taxable stock dividends, be [S ec. 6 6 6 (a) as amended by sec. 7(c), Rev. undistributed net income of the foreign cause the distribution is not out of in Act 1962 (76 Stat. 986) ] trust created by the person other than a come of the current taxable year and P ar. 13. Section 1.666(a)-l is amended U.S. person. For these purposes, each would be treated as other amounts prop by revising paragraphs (a) and (c) to portion of an accumulation distribution erly paid or credited or required to be read as follows: made in any taxable year is first allo distributed for such taxable year within cated to each of such preceding taxable the meaning of section 661(a) (2). Also, § 1 .6 6 6 (a )—1 Amount allocated. years in turn, beginning with the most in the case of a trust other than a foreign (a) (1) If a trust other than a foreign recent year, to the extent of the undis trust created by a U.S. person, the dis trust created by a U.S. person makes an tributed net income for the applicable tribution would qualify as an accumula accumulation distribution in any taxable foreign trust for each of those years. tion distribution for the purposes of such year, the distribution is included in the Thus, each portion of an accumulation Subpart D if in excess of $2,000 and not beneficiary’s gross income for that year distribution is deemed to have been made excepted under section 665(b) and the to the extent of the uiidistributed net in from the most recently accumulated in regulations thereunder. In the case of come of the trust for the preceding 5 come of the applicable trust. If the for a foreign trust created by a U.S. person, years. It is therefore necessary to de eign trust created by a U.S. person makes the distribution, regardless of the termine the extent to which there is un an accumulation distribution in any year amount, would qualify as an accumula distributed net income for the preceding after December 31, 1962, the distribution tion distribution for the purposes of 5 years. For this purpose, an accumula is included in the beneficiary’s gross in Subpart D. For the purposes only of tion distribution made in any taxable come for that year to the extent of the such Subpart D, the trust would be year is allocated to each of the 5 preced undistributed net income of the trust for treated as subject to the provisions of* ing taxable years in turn, beginning with the trust’s preceding taxable years which such Subpart C for the preceding taxable the most recent year, to the extent of the began after December 31, 1953, and year in which the extraordinary or tax undistributed net income of each of those ended after August 16, 1954. If the for able stock dividends were received and in years. Thus, an aecumulation distribu eign trust created by a person other than computing undistributed net income for tion is deemed to have been made from a U.S. person makes an accumulation such preceding year, the extraordinary the most recently accumulated income of distribution in any taxable year, the dis or taxable stock dividends would be in the trust. tribution is included in the beneficiary’s cluded in distributable net income under (2) If a foreign trust created by a gross income for that year to the extent section 643(a). The rule stated in the U.S. person makes an accumulation dis of the undistributed net income of the preceding sentence would also apply if tribution in any year after December 31, trust for the preceding 5 years. the distribution in the later year were 1962, the distribution is included in the (c) Paragraphs (a) and (b) of this made out of corpus without regard to a beneficiary’s gross income for that year section may be illustrated by the follow determination that the extraordinary to the extent of the undistributed net ing examples. dividends or taxable stock dividends in income of the trust for the trust’s preced Example (1) . In 1964, a domestic trust, question were currently distributable to ing taxable years which began after reporting on the calendar year basis, makes the beneficiary. December 31, 1953, and ended after an accumulation distribution of $25,000. In § 1.665(e)—2 Application of separate August 16,1954. It is therefore necessary 1963, the trust had $7,000 of undistributed to determine thè extent to which there net income; in 1962, none; in 1961, $ 1 2 ,0 0 0 ; share rule. in 1960, $4,000; in 1959, $4,000. The accumu * * * * * is undistributed net income for such pre ceding taxable years. For this purpose, lation distribution is deemed distributed P ar. 12. Section 1.666(a) is amended an accumulation distribution made in $7,000 in 1963, none in 1962, $12,000 in 1961, by revising section 666(a) and by adding $4,000 in 1960, and $2,000 in 1959. any taxable year is first allocated to each E xam ple (2). In 1964, a foreign trust a historical note. These amended and of such preceding taxable years in turn, created by a U.S. person, reporting on the added provisions read as follows: beginning with the most recent year, to calendar year basis, makes an accumulation § 1.666(a) Statutory provisions; excess the extent of the undistributed net in distribution of $50,000. In 1963, the trust had distributions by trusts; allocation of come of each of those years. Thus, an $12,000 of undistributed net income; in 1962, accumulation distribution is deemed to none; in 1961, $10,000; in 1960, $8,000; in accumulation distribution. 1959, $5,000; in 1958, $14,000; in 1957, none; S e c . 666. Accumulation distribution allo have been made from the most recently in 1956, $3,000; in 1955, $2,000; and in 1954, cated to 5 preceding years— (a ) A m o u n t a l accumulated income of the trust. $1,000. The accumulation distribution is located. In the case of a trust (other than (3) If a trust that is in part a foreign deemed distributed $12,000 in 1963, none in a foreign trust created by a U.S. person) trust created by a U.S. person and in part 1962, $10,000 in 1961, $8,000 in 1960, $5,000 in which for a taxable year beginning after a foreign trust created by a person other 1959, $14,000 in 1958, none in 1957, $1,000 in December 31, 1953, is subject to Subpart C, than a U.S. person makes an accumula 1956. the amount of the accumulation distribu tion distribution in any year after De E xam ple (3). A trust is created in 1952 tion of such trust for such taxable year shall under the laws of Country X by the transfer be deemed to be an amount within the mean cember 31, 1962, the distribution is to a trustee in Country X of money and prop ing of paragraph (2 ) of section 661(a) dis deemed made from the undistributed net erty by both a U.S. person and a person other tributed on the last day of each of the 5 income of the foreign trust created by a than a U.S. person. Both the trust and the preceding taxable years to the extent that U.S. person in the proportion that the only beneficiary of the trust (who is a U.S. such amount exceeds the total of any un total undistributed net income for all person) report their taxable income on a distributed net incomes for any taxable years preceding years of the foreign trust cre calendar year basis. On March 31, 1964, the intervening between the taxable year with trust makes an accumulation distribution of respect to which the accumulation distribu ated by the U.S. person bears to the total $150,000 to the U.S. beneficiary. The distrib tion is determined andi such preceding tax undistributed net income for all years utable net income of both the portion of the able year. The amount deemed to be distrib of the entire foreign trust. In addition, trust which is a foreign trust created by a uted in any such preceding taxable year un U.S. person and the portion of the trust der the preceding sentence shall not exceed such distribution is deemed made from which is a foreign trust created by a person the undistributed net income of such pre the undistributed net income of the for other than a U.S. person for each year is com ceding taxable year. For purposes of this eign trust created by a person other than puted in accordance with the provisions of FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 RULES AND REGULATIONS 737 paragraph (b)(3) of § 1.643 (d)-l and the ber 31, 1964, the undistributed net income 1965. Thus, of the $25,000 distribution made undistributed net income for each portion of for 1964 is determined to be $20,000, and that in 1965, the beneficiary is required to include the trust for each year is computed as de in accordance with the provisions of para a total of $ 2 1 ,0 0 0 in his gross Income for scribed in paragraph (b) of § 1.665(a) -1. For graph (b)(3) of § 1.643(d )-l and paragraph 1965. , (b) of § 1.665 (a)-1, $10,000 is allocated to the taxable years 1952 through 1963, the por * ' * * * * tion of the trust which is a foreign trust the portion of the trust which is a foreign created by a U.S. person and the portion of trust created by a U.S. person and $10,000 is P a r . 14. Section 1.668(a) is amended the trust which is a foreign trust created by a allocated to the portion of the trust which is by revising section 668(a) and by adding person other than a U.S. person had the a foreign trust created by a person other a historical note. These amended and following amounts of undistributed net than a U.S. person. On March 31, 1965, the added provisions read as follows: incom e: trust makes an accumulation distribution of $25,000 to the U.S. beneficiary. For the tax § 1.668(a) Statutory provisions; excess able years 1952 through 1964, the portion of distributions by trusts; treatment of Undistributed net Undistributed net the trust which is a foreign trust created by income—portion of income—portion of amounts deemed distributed in pre Year the trust created the trust created a U.S. person and the portion of the trust ceding taxable years; amounts by a U.S. person by a person other which is a foreign trust created by a person treated as received in prior taxable than a U.S. person other than a U.S. person had the following years. amounts of undistributed net income: S e c . 668. Treatment of amounts deemed $10,000 1963...... $20,0C0 distributed in preceding years— (a ) A m ou n ts 1962.______^ 25,000 12,000 1961...... H None None Undistributed Undistributed net treated as received in prior taxable years. 1960.__ __ _ 16,000 9,000 net income— income—portion of The total of the amounts which are treated 8,000 Year portion of the the trust created by 1959______17,000 under section 6 6 6 as having been distributed 4,000 2,000 trust created by a person other than a 1958______by the trust in a preceding taxable year shall 1957...... « 4 None None a U.S. person U.S. person 1 9 56.. ______8,000 3,000 be included in the income of a beneficiary or 1955___ 11,000 5,000 beneficiaries of the trust when paid, credited, 1964...... $1 0 ,0 00 $1 0 ,0 00 1954...... None None or required to be distributed to the extent 1953...... 12,000 7,000 1963...... None None 1952______7,000 4,000 1962...... None None that such total would have been included 1961______None None in the income of such beneficiary or bene Totals___ 120,000 6ft 000 I960...... None None 1959...... None None ficiaries under section 662 (a) ( 2 ) and (b) if 1958...... None None such total had been paid to such beneficiary The accumulation distribution in the amount 1957...... None None or beneficiaries on the last day of such pre of $150,000 is deemed to have been distributed 1956...... None None ceding taxable year. The portion of such 1955— ...... 1 ,0 0 0 None in the amount of $ 1 0 0 , 0 0 0 (120,000/180,000 1954...... None None total included under the preceding sentence X $150,000) from the portion of the trust 1953...... 1 2 ,0 00 6 ,0 0 0 in the income of any beneficiary shall be which is a foreign trust created by a U.S. per 1952...... 7,000 4,000 based upon the same ratio as determined under the second sentence of section 662(a) son, and in the amount of $50,000 (60,000/ T otals.. 30,000 2 0 ,0 0 0 180,000 X $150,000) from the portion of the ( 2 ) for the taxable year in respect of which trust which is a foreign trust created by a the accumulation distribution is determined, person other than a U.S. person computed as The accumulation distribution is deemed to except that proper adjustment of such ratio follow s: have been distributed in the amount of shall be made, in accordance with regula $15,000 (30,000/50,000 x $25,000), from the tions prescribed by the Secretary or his dele portion of the trust which is a foreign trust gate, for amounts which fall within para Throwback to Throwback to preced created by a U.S. person, and in the amount graphs (1) through (4) of section 665(b). preceding years ing years of portion of of $10,000 (20,000/50,000 x $25,000) from the Year of foreign trust the entire foreign trust The tax of the beneficiaries attributable to created by U.S. which is not a foreign portion of the trust which is a foreign trust the amounts treated as having been received person trust created by a U.S. created by a person other than a U.S. person on the last day of such preceding taxable person computed as follows: year of the trust shall not be greater than the aggregate of the taxes attributable to 1963...... $2 0 ,0 0 0 $1 0 ,0 00 Throwback to Throwback to preced those amounts had they been included in 1 9 6 2 .___ 25,000 1 2 ,0 0 0 preceding years ing years of portion of the gross income of the beneficiaries on such 1961...... None None I960.-__ Year of foreign trust the entire foreign day in accordance with section 662 (a) ( 2 ) 16,000 9,000 created by UJ3. trust which is not a 1959.... 17,000 8 .0 0 0 and (b). Except as provided in section 669, 1958__ person foreign trust created 4,000 2 ,0 0 0 by a U.S. person in the case of a foreign trust created by a 1957...... None None U.S. person the preceding sentence shall not 1956...... 8 ,0 0 0 3,000 apply to any beneficiary who is a U.S. person. 1955... 1 0 ,0 00 5,000 1954...... None None 1964...... $1 0 ,0 00 $1 0 ,0 0 0 1963...... None None [S ec. 6 6 8 (a) as amended by sec. 7(d), Rev. 1953____ None 1 ,0 0 0 1952..... 1962...... None None Act 1962 ( 76 Stat. 986) ] None None 1961...... None None 1960...... None None Totals.. 1 00,000 P a r . 15. Section 1.668 (a)-4 is amended 50,000 1959...... None None 1958______None None by revising so much of paragraph (a) as 1957...... None None precedes subparagraph (1) thereof to Pursuant to paragraph (a) (3) of this section, 1956...... None None the accumulation distribution in the amount 1955...... 1 ,0 0 0 None read asTollows: of $ 1 0 0 ,0 0 0 from the portion of the trust 1954...... None None which is a foreign trust created by a U.S. 1953...... 4,000 None § 1.668(a)—4 Tax attributable to throw person is included in the beneficiary’s gross 1952...... None None back. income for 1964, as this amount represents T otals.. 15,000 1 0 ,0 0 0 (a) The tax attributable to amounts undistributed net income of the trust for deemed distributed under section 666 is the trust’s preceding taxable years which began after December 31, 1953, and ended Pursuant to paragraph (a) (3) of this section, imposed on the beneficiary for the tax af ter August 16, 1954. The accumulation dis o n ly $ 1 1 ,0 0 0 of the accumulation distribution able year of the beneficiary in which the tribution in the amount of $50,000 from the in the amount of $15,000 from the portion accumulation distribution is made unless portion of the trust which is a foreign trust of the trust which is a foreign trust created the taxable year of the beneficiary is created by a person other than a U.S. person by a U.S. person is includible in the benefi different from that of the trust (see sec is included in the beneficiary’s gross income ciary’s gross income for 1965 as the $11,000 amount represents undistributed net income tion 662(c) and the regulations there for 1964 to the extent of the undistributed under). In the case of a trust (other net income of the trust for the preceding of the trust for the trust’s preceding taxable 5 years. Accordingly, with respect to the por years which began after December 31, 1953, than a foreign trust created by a U.S. tion of the trust which is a foreign trust and ended after August 16, 1954. The ac person), the tax cannot be greater than created by a person other than a U.S. person cumulation distribution in the amount of the aggregate of the taxes attributable only the undistributed net income for the $ 1 0 ,0 0 0 from the portion of the trust which to those amounts had they been included, years 1959 through 1963 which totals $39,000 is a foreign trust created by a person other in accordance with the provisions of sec is includible in the beneficiary’s gross income than a U.S. person is included in the bene ficiary’s gross income for 1965 to the extent tion 662 (a) (2) and (b), in the gross in for 1964. Thus, of the $150,000 distribution come of the beneficiary for the preceding niade in 1964, the beneficiary is required to of the undistributed net income of the trust nclude a total of $139,000 in his gross in for the preceding 5 years. Accordingly, the taxable year or years in which they were come for 1964. e n tir e $ 1 0 ,0 0 0 (representing the undistrib deemed distributed. In the case of a for Example (4) . Assume the same facts as in uted net income for the year 1964) is includ eign trust created by a U.S. person, the example (3) and, in addition, that by Decem ible in the beneficiary’s gross income for tax on the beneficiary shall be computed FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 738 RULES AND REGULATIONS in accordance with the provisions of sec gard to the inclusion in income required by required to be distributed, and tax for I £ tion 669 ahd the regulations thereunder. s e c tio n 6 6 8 (a) of any amount other than such year will be computed on the basis I ^ The tax liability of the beneficiary of pursuant to paragraph ( 1 ) ( B ) . of the beneficiary’s total taxable income I r a trust (other than a foreign trust cre (3 ) Effect of prior election. In computing the limitation on tax under paragraph ( 1 ) for the year after taking into account I ated by a U.S. person), including the of this subsection for any beneficiary— such inclusion in gross income. portion of an entire foreign trust which (A ) Subsequent election under paragraph (c) Year for which tax is payable. The I does not constitute a foreign trust cre (1) (A). If an election has been made under tax, regardless of the manner in which I ated by a U.S. person (see § 1.643(d )-l), paragraph (1) (B) of this subsection, for pur computed, of the beneficiary which is at- I r for the taxable year is computed in the poses of a subsequent election under para tributable to an accumulation distribu- ] following manner: graph (1) (A) the income of any year with tion is imposed on the beneficiary for the I * * * * * respect to which an amount is deemed dis tributed to a beneficiary under section 6 6 6 taxable year of the beneficiary in which I 0 P a r . 16. Section 1.668(b)-2 is amended (a) shall include amounts previously deemed the accumulation distribution is made to I c by revising so much thereof as precedes distributed to such beneficiary for such year him unless the taxable year of the bene- I * the example to read as follows: as a result of an accumulation distribution ficiary is different from that of the trust. with respect to which an election under para See section 662(c) and § 1.662(c)-1. I 1 § 1.668(b)—2 Illustration of the provi graph (1) (B) was made. sions o f Subpart D. (B ) Subsequent election under paragraph § 1 .6 6 9 (a )—2 Rules applicable to sec- I | tion 669 computations. I . The provisions of Subpart D (section (1) (B). If with respect to an accumulation 665 and following), Part I, Subchapter J, distribution an election has been made under (a) In general. (1) Section 668(a) I < either paragraph (l)'(A) or paragraph ( 1 ) Chapter 1 of the Code, other than provi provides that the total of the amounts I 1 (B) of this subsection, or the next to the last treated under section 666 as having been I < sions relating to a foreign trust created sentence of section 6 6 8 (a) has applied, for by a U.S. person, may be illustrated by purposes of a subsequent election under distributed by the foreign trust created the following example: paragraph (1)(B) the number of preceding by a U.S. person on the last day of a pre * * * * * taxable years of the trust with respect to ceding taxable year of such trust shall which an amount is deemed distributed to a be included in the gross income of the P a r . 17. Immediately after § 1.668 benefiiciary under section 6 6 6 (a) shall be de beneficiary or the beneficiaries who are Ob) -2, there are added the following new termined without regard to any such year U.S. persons receiving them. The total of sections: with respect to which an amount was previ such amounts is includible in the gross ously deemed distributed to such beneficiary. § 1.669(a) Statutory provisions; special income of each beneficiary to the extent ! rules applicable to certain foreign [Sec. 669(a) as added by sec. 7(e), Rev. Act the amount would have been included in | trusts; limitation on tax. 1962 (76 Stat. 986) ] his gross income under section 662(a) (2) S e c . 669. Special rules applicable to cer § 1.669(a)—1 Limitation on tax. and (b) if the total had actually been paid by the trust on the last day of such tain foreign trusts — (a ) Limitation on tax — (a) In general. Section 669 provides (1 ) General rule. At the election of a bene preceding taxable year. The total is in ficiary who is a U.S. person (as defined in that, at the election of a beneficiary who cluded in the gross income of the bene section 7701 (a) (30)) and who satisfies the is a U.S. person (as defined in section ficiary for the taxable year of the bene requirements of subsection (b), the tax at 7701(a) (30)) and who satisfies the re ficiary in which such amounts are in tributable to the amounts treated under sec quirements of section 669(b) (that cer fact paid, credited, or required to be dis t io n 6 6 8 (a) as having been received by him tain information with respect to the from a foreign trust created by a U.S. person tributed unless the taxable year of the operation and accounts of the trust be beneficiary differs from the taxable year on the last day of a preceding taxable year supplied), the tax attributable to the of the trust shall not be greater than— of the trust (see section 662(c) and (A) The tax determined under the* next amounts treated under section 668(a) as § 1.662(c)-l). The character of the to the last sentence of section 6 6 8 ( a ) , or having been received by him, from a amounts treated as received by a bene (B) The tax determined by multiplying by foreign trust created by a U.S. persofi, on ficiary in prior taxable years, including the number of preceding taxable years of the the last day of a preceding taxable year taxes deemed distributed, in the hands trust, on the last day of each of which an of the trust shall not be greater than the of the beneficiary is determined by the amount is deemed under section 6 6 6 (a ) to tax computed under section 669(a) (1) rules contained in section 662(b) and have been distributed, the average of the in (A) (the computation under this provi crease in tax attributable to recomputing the §§ 1.662 (b )-l and 1.662 Ob)-2. sion will hereinafter be referred to as the (2) The total of the amounts treated beneficiary’s gross income for the taxable “exact throwback” method) or under year and each of his 2 taxable years imme under section 666 as having been distrib diately preceding the year of the accumula section 669(a) (1}(B) (the computation uted by the trust on the last day of a tion distribution by adding tp the income of under this provision will hereinafter be preceding taxable year of the trust are each of such years an amount determined by referred to as the “short-cut throwback” included as prescribed in subparagraph dividing the amount required to be included method). This election of the benefici (1) of this paragraph in the gross in in income under section 6 6 8 (a) by such num ary with respect to the taxable year of come of the beneficiary even though as ber of preceding taxable years of the trust. the beneficiary in which the distribution The recomputation for the taxable year shall of that day the beneficiary would not is made shall be made with the district have been entitled to receive them had be made without regard to the inclusion in director before the expiration of the income required by section 6 6 8 (a ) o f a n y they actually been distributed on that amount other than pursuant to this para period of limitations for assessment pro day. g rap h . vided in section 6501 for such taxable (3) Any deduction allowed to the trust (2 ) Exceptions. (A) When an accumula year. in computing distributable net income tion distribution is deemed under section Cb) Where no election is made. If the for a preceding taxable year (such as 6 6 6 (a) to have been distributed on the last beneficiary does not make the election depreciation, depletion, etc.) is not ■ day of less than 3 taxable years of the trust, provided in section 669(a) in the manner the taxable years of the beneficiary for which deemed allocable to a beneficiary be a recomputation is made under subsection required in section 669(b) and § 1.669 cause of the amounts included in a bene (a) (1) (B) shall equal the number of years to (b) -2, or furnish the information with ficiary’s gross income under this section which section 6 6 6 (a) applies, commencing respect to the operation and accounts of since the deduction has already been with the most recent taxable year of the the foreign trust created by a U.S. person utilized in reducing the amount included beneficiary. required by section 669(b) and § 1.669 in the beneficiary’s income. (B) If a beneficiary was not alive on the (b)-l, the tax on an accumulation distri (b) Allocation among beneficiaries of last day of each preceding taxable year of bution treated under section 668(a) as a foreign trust. Where there is more the trust with respect to which a distribution having been received by him from such than one beneficiary the portion of the is deemed made under section 6 6 6 (a ) , p ara foreign trust on the last day of a preced graph (1) (A) of this subsection shall not total amount includible in gross income apply. In applying paragraph (1) (B) of this ing taxable year of the trust shall be under paragraph (a) of this section subsection, no recomputation shall be made computed without reference to section which is includible in the gross income for a beneficiary for a taxable year for which 668 or 669. In such case, the entire ac of a beneficiary who is a U.S. person is he was not alive; if he has no preceding tax cumulation distribution will be included based upon the ratio determined under able year, the recomputation shall be made in the gross income of the beneficiary in the second sentence of section 662(a) (2) on the basis of his taxable year without re- the year in which it is paid, credited, or for the taxable year in w h ich distributed FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 RULES AND REGULATIONS 739 (and not for the preceding taxable year). tion. The beneficiary may not elect to taxable year was computed by the short This paragraph may be illustrated by use the exact throwback method of com cut throwback method provided in sec the example in § 1.668 (a)-2. puting, his tax on an accumulation dis tion 669(a)(1)(B) and § 1.669(a)-4. (c) Treatment of income taxes paid by tribution as provided in section 669(a) § 1.669(a)—4 Tax attributable to short the trust—(1) Current distributions. The (1) (A) if he were not alive on the last cut throwback method. income taxes imposed by the provisions day of each preceding taxable year of the of section 871 on the income of a foreign foreign trust created by a U.S. person (a) Manner of computing tax. If a trust created by a U.S. person shall be with respect to which a distribution is beneficiary has elected under section included in the gross income of the bene deemed made under section 666(a). 669(a) to compute the tax on the ficiary, who is a U.S. person, for the tax Thus, if a portion of an amount received amounts deemed distributed under sec able year in which such income is paid, as an accumulation distribution was ac tion 666 by the short-cut throwback cumulated by the trust during years be method provided in section 669(a) (1) credited, or required to be distributed to (B), the tax liability of the beneficiary the beneficiary. fore the beneficiary was bom, the bene (2) Accumulation distribution, (i) If ficiary is not permitted to elect the exact for the taxable year is computed in the an accumulation distribution is deemed throwback method provided in section following manner: under § 1.666(a)-l to be distributed on 669(a)(1)(A). See § 1.669(a)-4 for the (1) First, determine the number of the last day of a preceding taxable year computation of the tax on am accu preceding taxable years of the trust, on and the amount is not less than the un mulation distribution by the short-cut the last day of which an amount is distributed net income for such preceding throwback method provided in section deemed under section 666(a) to have taxable year, then an additional amount 669(a) (1) (B) under these circumstances. been distributed. In any case where there equal to the taxes imposed on the trust (b) Computation of tax. The tax re has been a prior accumulation distribu pursuant to the provisions of section 871 ferred to in paragraph (a) of this section tion with respect to which the bene for such preceding taxable year is like is computed as follows: ficiary has elected to compute his tax (1) First, compute the tax attributable either by the exact throwback method or wise deemed distributed under section by the short-cut throwback method, or 661(a)(2). to the section 666 amounts for each of (ii) If an accumulation distribution is the preceding taxable years. To deter to which the next to the last sentence of deemed under § 1.666(a)-l to be distrib mine the section 666 amounts attribut section 668(a) has applied, for purposes uted on the last day of a preceding tax able to each of the preceding taxable of an election to use the short-cut throw able year and the amount is less than the years, see § 1.666 (a)-1. The tax at back method with respect to a subse undistributed net income for such pre tributable to such amounts in each such quent accumulation distribution, in de ceding taxable year, then an additional preceding taxable year is the difference termining the number of preceding tax amount (representing taxes) is likewise between the tax for such preceding tax able years of the trust with respect to deemed distributed under section 661(a) able year computed with the inclusion which an amount of the subsequent ac of the section 666 amounts in gross in cumulation distribution is deemed dis (2). The additional amount is equal to tributed to a beneficiary under section the taxes imposed on the trust pursuant come, and the tax for such year com to the provisions of section 871 for such puted without including them in gross 666(a), there shall be excluded any preceding taxable year, multiplied by the income. Tax computations for each preceding taxable year during which any fraction the numerator of which is the preceding year shall reflect the taxpayer’s part of the prior accumulation distribu marital and dependency status for that tion was deemed distributed to the bene amount of the accumulation distribution ficiary. For example, assume that an attributable to such preceding taxable year. (2) Second, add accumulation distribution of $90,000 year and the denominator of which is the made to a beneficiary in 1963 is deemed undistributed net income for such pre (i) The sum of the taxes for the pre distributed in the amounts of $25,000 in ceding taxable year. ceding taxable years attributable to the each of the years 1962, 1961, and 1960, (3) Credits under sections 32 and section 666 amounts (computed in ac and in the amount of $15,000 in 1959, 668(b). Credit under section 32 is allow cordance with subparagraph (1) of this and a subsequent accumulation distribu able to the beneficiary for income taxes paragraph), and tion of $85,000 made to the same bene withheld at source under subchapters A (ii) The tax for the taxable year of the ficiary in 1964 is deemed distributed in and B of chapter 3 and which are deemed beneficiary in which the accumulation the amount of $10,000 during 1959, and distributed to him. Credit under section distribution is paid, credited, or required $25,000 during each of the years 1958, 668(b) is allowable to the beneficiary for to be distributed to him, computed with 1957, and 1956. The accumulation dis income taxes imposed upon the foreign out including the section 666 amounts tribution made in 1963 is deemed dis trust by section 871(b). These credits in gross income. tributed in 4 preceding taxable years of shall be allowed against the tax of the The total of these amounts is the bene the trust (1962, 1961, 1960, and 1959). beneficiary for the taxable year of the Inasmuch as the year 1959 was a year beneficiary in which the income is paid, ficiary’s tax, computed under section 669(a) (1) (A) for the taxable year in during which part of the 1963 accumula credited, or required to be distributed to tion distribution was deemed distributed, him, or in which the accumulation dis which the accumulation distribution is paid, credited, or required to be dis for purposes of determining the number tribution to which such taxes relate is of preceding taxable years in which the made to him. tributed to him. (c) Effect of prior election. In com accumulation distribution of $85,000 (d) Credit for foreign income taxes made in 1964 is deemed distributed, the Paid by the trust. To the extent pro puting the tax attributable to an accu mulation distribution for the taxable year 1959 is excluded and the $85,000 vided in section 901, credit under section accumulation distribution is deemed 33 is allowable to the beneficiary for the year in which such accumulation dis tribution is paid, credited, or required to distributed in three preceding taxable foreign taxes paid or accrued by the trust years (1958, 1957, and 1956), to a foreign country. be distributed to him, the beneficiary in computing the tax attributable to sec (2) Second, divide the number of pre § 1.669(a)—3 Tax computed by the exact tion 666 amounts for each of the preced ceding taxable years of the trust, on the throwback method. ing taxable years, must include in his last day of which an amount is deemed (a) Tax attributable to amounts gross income for each such year the sec under section 666(a) to have been dis treated as received in preceding taxable tion 666 amounts deemed distributed to tributed (determined as provided in sub- years. If a taxpayer elects to compute him in such year resulting from prior paragraph (1) of this paragraph) into the tax, on amounts deemed distributed accumulation distributions made to him the amount (representing an accumula under section 666, by the exact throw in taxable years prior to the current tion distribution made by a foreign trust back method provided in section 669(a) taxable year. These section 666 amounts created by a U.S. person) required to be (1)(A), the tax liability of the benefici resulting from such prior accumulation included under section 668(a) in the ary for the taxable year in which the ac distributions must be included in the gross income of the beneficiary for the cumulation distribution is paid, credited, gross income for such preceding taxable taxable year, or required to be distributed Is computed year even though the tax on the accu (3) Third, compute the tax of the as provided in paragraph (b) of this sec mulation distribution of such prior beneficiary for the current taxable year FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17t 1969 740 RULES AND REGULATIONS (the year in which the accumulation the accumulation distribution is paid, in which the taxpayer files his return (or distribution is paid, credited, or required credited, or required to be distributed and the Director of International Operations to be distributed to him) and for each then divide this amount by three (or two, where appropriate), or in a statement of the 2 taxable years immediately pre where applicable). The resulting amount attached to his return, the following in ceding such year, is then multiplied by the number of pre formation with respect to the operation (i) With the inclusion in gross income ceding taxable years of the trust on the and accounts of the foreign trust created of the beneficiary for each of such 3 last day of which an amount is deemed by a U.S. person for each of the preced years of the amount determined under under section 666(a) to have been dis ing taxable years, cm the last day of subparagraph (2) of this paragraph, and tributed (previously determined under which an amount is deemed distributed (ii) Without such inclusion. subparagraph (1) of this paragraph). under section 666(a): The difference between the amount of The resulting amount is the tax, under (a) The gross income of the trust: tax computed under subdivision (i) of the short-cut throwback method pro The gross income should be separated to this subparagraph for each year and the vided in section 669(a) (1) (B), which is show the amount of each type of income amount computed under subdivision (ii) attributable to the amounts treated un received by the trust and to identify its of this subparagraph for that year is the der section 668(a) as having been re source. For example, the beneficiary additional tax resulting from the in ceived by the beneficiary from a foreign should list separately, by type (dividends, clusion in gross income for that year of trust created by a U.S. person on the rents, capital gains, taxable interest, ex the amount determined under subpara last day of a preceding taxable year. empt interest, etc.) and source (name graph (2) of this paragraph. If the (5) Fifth, add the amount determinedand country of payor), each item of in number of preceding taxable years of the under subparagraph (4) of this para come included in the gross income of the trust, on the last day of which an amount graph to the beneficiary’s tax for the trust. For this purpose, the gross in is deemed under section 666(a) to have taxable year in which the accumulation come of the trust includes gross income been distributed, is less than three, the distribution was paid, credited, or re from U.S. sources which is exempt from taxable years of the beneficiary for which quired to be distributed to him, computed taxation under section 894. this recomputation is made shall equal without inclusion of the accumulation (b) The amount of tax withheld under the number of years in which an amount distribution in gross income for that section 1441 by the United States on in is deemed under section 666(a) to have year. The total is the beneficiary’s in come from sources within the United been distributed, commencing with the come tax for such year. States. taxable year of the beneficiary in which (b) Credit for tax paid by trust. The (c) The amount of the tax paid to the accumulation distribution is paid, income taxes deemed distributed to a each foreign country by the trust. credited, or required to be distributed to beneficiary in the manner described in (d) The expenses of the trust attrib him. If tiie beneficiary was not alive paragraphs (c) and (d) of § 1.669 (a)-2 utable to each type of income disclosed during one of the two taxable years im are included in the beneficiary’s gross in in paragraph (b) of this section, and the mediately preceding the taxable year, come for purposes of the computations general expenses of the trust. the tax resulting from the inclusion of required by this section. To the extent (e) The distributions, if any, made by the amount determined in subparagraph provided in § 1.669(a)-2, credits for such the trust to the beneficiaries (including (2) of this paragraph in the gross income taxes are allowable to the beneficiary. those who are not U.S. persons). These of the beneficiary will be computed only In the computations under the short-cut distributions should be separated into for the taxable year in which the ac throwback method provided in section amounts of income required to be dis cumulation distribution was paid, cred 669(a) (1) (B ), the rules set forth in sec tributed currently within the meaning of ited, or required to be distributed to him tion 662(b) and § 1.662(b)-1 shall be ap section 661(a)(1), and any other and the preceding year during which the plied in determining the character, in amounts properly paid, credited, or re beneficiary was alive. In the event the the hands of the beneficiary, of the quired to be distributed within the mean beneficiary was not alive during either amounts, including taxes includible in ing of section 661 (a) (2). of the 2 years immediately preceding the the distribution or deemed distributed, (f) Any other information which is taxable year in which the accumulation treated as feceived by a beneficiary in necessary for the computation of tax on distribution was paid, credited, or re prior taxable years. For example, if one- .the accumulation distribution as pro quired to be distributed, the tax shall be fifth of such amounts represents tax-free vided in section 669(a). computed on the basis of the beneficiary’s income, then one-fifth of the amount (g) If the foreign trust created by a taxable year without regard to the in determined under paragraph (a) (2) of U.S. person is less than the entire foreign clusion in income required by section this section shall be treated as tax-free trust, the information listed in para 668(a) of any amount other than pur income. graphs (a) through (f) of this section suant to section 669(a)(1)(B). For § 1.669 (b) Statutory provisions; special shall also be furnished with respect to example, assume that a foreign trust rules applicable to certain foreign that portion of the entire foreign trust created by a U.S. person accumulates trusts; information requirements. which is not a foreign trust created by $3,000 of income in 1964 and $7,000 in S ec. 669. Special rules applicable to cer aUJS. person. 1963 and then distributes the accumu tain foreign trusts * * * lated income on January 1, 1965, to a § 1.669 (b)-2 Manner o f exercising elec- (b ) Information requirement. T h e elec tion. beneficiary who is a U.S. person. The tion of a beneficiary to apply the limitations limitation on tax is determined by re on tax provided in subsection (a) of this sec (a) By whom election is to be made. computing the beneficiary’s gross income tion shall not be effective unless the bene Except as otherwise provided in this for 1964 and 1965 by adding $5,000 to his ficiary at the time of making the election paragraph, a taxpayer whose tax liabil gross income for each year. If the same supplies such information with respect to the ity is affected by the election shall make operation and accounts of the trust; for each distribution were made to an infant who taxable year on the last day of which an the election provided in section 669(a). was bom in 1965, the limitation on tax amount is deemed distributed under section In the case of a partnership, or a cor would be computed by adding $5,000 to 6 6 6 (a), as the Secretary or his delegate may poration electing under the provisions of his gross income for such year. In the by regulations prescribe. Subchapter S, Chapter 1 of the Code, the election shall be exercised by the part case of the infant, the resulting increase ISec. 669(b) as added by sec. 7(e), Rev. Act in tax would be multiplied by two to ar 1962 (76 Stat. 986)) nership or such corporation. rive at the limitation on the increase in (b) Time and manner of making elec his tax for 1965 attributable to such § 1.669(b)—1 Information requirements. tion. The election under section 669(a) distribution. The election of a beneficiary who is a may be made, or revoked, at any time (4) Fourth, add the additional taxesU.S. person to apply the limitations on before the expiration of the period pro resulting from the application of sub tax provided in section 669(a) shall not vided in section 6501 for assessment ox paragraph (3) of this paragraph for the be effective unless the beneficiary, at or the tax. If an election is revoked, a new taxable year and the 2 taxable years (or before the time the election is made, sup election may be made at any time before the 1 taxable year, where applicable) plies, in a letter addressed to the district the expiration of such period, 'pie elec immediately preceding the year in which director for the internal revenue district tion (or a revocation of an election) may FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 RULES AND REGULATIONS 741 be made in a letter addressed to the dis E xam ple. Assume that under the terms the trust are $3,032. During the taxable trict director of internal revenue for the of the trust, $ 1 0 ,0 0 0 of Income is required to year 1955, an accumulation distribution district in which the taxpayer files his be distributed currently to A and the trustee of $8,000 is made to the beneficiary, has discretion to make additional distribu tax return (or the Director of Interna tions to A. During the taxable year 1954 the which is deemed under § 1.666(a)-1 to tional Operations where appropriate) or trust had distributable net income of $30,100 have been distributed on the last day of may be made in a statement attached to derived from royalties and the trustee made 1954. The taxes imposed on the trust for the return. In any case where all the distributions of $20,000 to A. The taxable 1954 of $3,032 are also deemed to have information described in § 1.669(b)-1 income of the trust is $ 1 0 ,0 0 0 on which a been distributed on the last day of 1954 is not furnished at or before the time the tax of $2,640 is paid. The undistributed net since the 1955 accumulation distribution beneficiary signifies his intention of mak income of the trust as of the close of the is not less than the 1954 undistributed taxable year 1954 is $7,460 computed as ing an election and by reason thereof an fo llo w s : net income. Thus, a total of $11,032 will election has not been made, and subse be deemed to have been distributed on quent thereto, but before the expiration D istr ib u ta b le n e t in c o m e ______$30, 100 the last, day of 1954 because of the ac of the period provided in section 6501 for L ess: cumulation distribution of $8,000 made Income currently dis in 1955. the assessment of the tax, there is fur tributable to A______$10, 000 nished the required information not Other amounts distrib * * * * * , previously furnished, the election will be u te d to A ______1 0 ,0 0 0 P ar. 23. Paragraph (a) of § 1.666(c)-l considered as made at the time such Taxes imposed on the is amended to read as follows: additional information is furnished. trust (see § 1.665(d)- P ar. 18. S e c tio n 1.643 ( a ) -4 is a m e n d e d 1) ------2 ,6 4 0 § 1.666(c)—1 Pro rata portion of taxes to read as follows: deemed distributed. 22, 640 § 1.643(a)—4 Extraordinary dividends (a) If an accumulation distribution is and taxable stock dividends. Undistributed net income ____ 7, 460 deemed under § 1.666 (a)-1 to be distrib uted on the last day of a preceding tax In the case solely of a trust which See also paragraphs (e)(1) and (f)(1) of able year and the amount is less than the qualifies under subpart B (section 651 § 1 .6 6 8 ( b ) - 2 for additional illustrations of the application of the rule in this paragraph undistributed net income for such pre and following) as a “simple trust”, there to the first year of a trust in which income ceding taxable year, then an additional are excluded from distributable net in is accumulated. amount is likewise deemed distributed come extraordinary dividends (whether * * * * * . under section 661(a) (2). The additional paid in cash or in kind) or taxable stock amount is equal to the taxes imposed on dividends which are not distributed or P ar. 21. Paragraph (b) of § 1.665(e)-2 the trust, as defined in § 1.665 (d )-l, for credited to a beneficiary because the is amended to read as follows: such preceding taxable year, multiplied fiduciary in good faith determines that § 1.665(e)—2 Application of separate by the fraction of which the numerator under the terms of the governing instru share rule. is the amount of the accumulation dis ment and applicable local law such divi * * * * * tribution and the denominator is the un dends are allocable to corpus. See section distributed net income for such preced 665(e) and paragraph (b) of § 1.665 (e )-l (b) The taxes so determined for eaching taxable year. See paragraph (b) of for the treatment of such dividends upon separate share are then reduced by that example (1) and paragraphs (c) and (f) subsequent distribution. portion of the credits against tax allow able to the trust under section 642(a) in of example (2) in § 1.666(c)-2, and para Par. 19. Section 1.643(b)-2 is amended graph (f)(2) of § 1.668(b)-2 for illus computing the “taxes imposed on the trations of this paragraph. to read as follows: trust” which bear the same relation to § 1.643(b)—2 Dividends allocated to the total that the items of income allo ***** corpus. cable to the separate share with respect P a r . 24. Paragraph (a) of § 1.667-1 is amended to read as follows: Extraordinary dividends or taxable to which the credit is allowed bear to the stock dividends which the fiduciary, act total of such items of the trust. The § 1.667—1 Denial of refund to trusts. amount of taxes imposed on the trust ing in good faith, determines to be al (a) If an amount is deemed under lowable to corpus under the terms of the allocable to a separate share as so de termined is then reduced by the amount section 666 to be an amount paid, cred governing instrument and applicable ited, or required to be distributed on local law are not considered “income” of the taxes allowed under sections 667 and 668 as a credit to a beneficiary of the last day of a preceding taxable year, for purposes of subpart A, B, C, or D, the trust is not allowed a refund or part I, subchapter J, chapter 1 of the the separate share on account of any accumulation distribution determined for credit of the amount of “taxes imposed Code. See section 643(a) (4), § 1.643(a)- on the trust”, as defined in § 1.665 (d) —1, 4, § 1.643(d)-2, section 665(e) and para any taxable year intervening between the year for which the determination is which would not have been payable for graph (b) of § 1.665 (e )-l for the treat the preceding taxable year had the trust ment of such items in the computation of made and the year of an accumulation distribution with respect to which the in fact made such distribution on the distributable net income. determination is made. See paragraph last day of such year. However, such P ar. 20. Paragraph (a) of § 1.665 (a)-1 (b) of § 1.665(d )-l. taxes are allowed as a credit under sec is amended to read as follows: P a r . 22. Paragraph (a) of § 1.666 (b) —1 tion 668(b) against the tax of the bene § 1.665(a)—1 Undistributed net income. is amended to read as follows: ficiaries who are treated as having re ceived the distributions in the preceding (a) The term “undistributed net in§ 1.666(b)—1 Total taxes deemed dis taxable year. The amount of taxes which come” means for any taxable year the tributed. may not be refunded or credited to the distributable net income of the trust for (a) If an accumulation distribution istrust under this paragraph and which that year as determined under section deemed under § 1.666 (a)-1 to be distrib are allowed as a credit under section 643(a), less: uted on the last day of a preceding tax 668(b) against the tax of the benefi (1) The amount of income required to able year and the amount is not less than ciaries, is an amount equal to the excess be distributed currently and any other the undistributed net income for such of: amounts properly paid or credited or re preceding taxable year, then an addi (1) The taxes imposed on the trust quired to be distributed to beneficiaries tional amount equal to the “taxes im (as defined in section 665(d) and in the taxable year as specified in para posed on the trust” (as defined in § 1.655(d)-l) for any preceding taxable graphs (1) and (2) of section 661(a), and § 1.665(d )-l) for such preceding taxable year (computed without regard to the (2) The amount of taxes imposed on year is likewise deemed distributed under accumulation distribution for the taxa the trust, as defined in § 1.665 (d )-l. section 661(a) (2). For example, a trust ble year) over The application of the rule in this has taxable income of $11,032 (not in (2) The amount of taxes for such pre paragraph to the first year of a trust in cluding any capital gains) and undis ceding taxable year which would be im which income is accumulated may be tributed net income of $8,000 for the posed on the undistributed portion of illustrated by the following example: taxable year 1954. The taxes imposed on distributable net income of the trust for FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 742 RULES AND REGULATIONS such preceding taxable year after the In order to conform the Income Tax chase of educational services providing application of subpart D (section 665 and Regulations (26 CFR Part 1) under sec for payment of part or all of the pur following), part I, subchapter J, chapter tion 163 of the Internal Revenue Code chase price in installments and there 1 of the Code, on account of the accumu of 1954 to section 224(c) of the Revenue is a separately stated carrying charge lation distribution determined for the Act of 1964 (78 Stat. 79) and to make a (including a finance charge, service taxable year. clarifying change therein, such regula charge, and the like) but the actual in It should be noted that the credit under tions are amended as follows: terest charge cannot be ascertained, a section 667 is computed by the use of a P a r a g r a ph 1. Section 1.163 is amended portion of the payments made during the different ratio from that used for com by revising section 163(b)(1) and the taxable year under the contract shall be puting the amount of taxes deemed historical note to read as follows: treated as interest and is deductible un distributed under section 666(c). der section 163 and this section. See ***** § 1.163 Statutory provisions; interest. paragraphs (b) and (c) of this section S ec. 163. In terest. * * * for the applicable computation and limi P ar . 25. Paragraph (a) (2) of § 1.671-3 (b ) Installment “purchases where interest tations rules. For purposes of section is amended to read as follows: charge is not separately stated — (1 ) G eneral 163(b) and this section, the term “edu § 1.671—3 Attribution or inclusion of in rule. If personal property or educational cational services” means any service (in come, deductions, and credits against services are purchased under a contract— cluding lodging) which is purchased (A) Which provides that payment of part tax. or all of the purchase price is to be made from an educational institution (as de (a) * * * in installments, and fined in section 151(e)(4) and para (2) If the portion treated as owned (B) In which carrying charges are sep graph (c) of § 1.151-3) and which is consists of specific trust property and arately stated but the interest charge can provided for a student of such institution. its income, all items directly related to not be ascertained, (3) Section 163(b) and this section that property are attributable to the por then the payments made during the taxable do not apply to a contract for the loan tion. Items directly related to trust prop year under the contract shall be treated for of money, even if the loan is to be re erty not included in the portion treated purposes of this section as if they included paid in installments and even if the bor as owned by the grantor or other person interest equal to 6 percent of the average rowed amount is used to purchase per unpaid balance under the contract during sonal property or educational services. are governed by the provisions of sub the taxable year. For purposes of the pre parts A through D (section 641 and fol ceding sentence, the average unpaid balance In cases to which the preceding sentence lowing) , part I, subchapter J, chapter 1 is the sum of the unpaid balance outstand applies, the portion of the installment of the Code. Items that relate both to ing on the first day of each month beginning payment which constitutes interest (as the portion treated as owned by the during the taxable year, divided by 12. For distinguished from payments of princi grantor and to the balance of the trust purposes of this paragraph, the term "edu pal and charges such as payments for must be apportioned in a manner that cational services” means any service (in credit life insurance) is deductible cluding lodging) which is purchased from under section 163(a) and § 1.163-1. is reasonable in the light of all the cir an educational institution (as defined in cumstances of each case, including the section 151 (e) (4)) and which is provided ***** terms of the governing instrument, local for a student of such institution. (d) Illustrations. * * * law, and the practice of the trustee if ***** E xam ple ( 4 ). (i) On September 15, 1968, it is reasonable and consistent. [Sec. 163 as amended by sec. 1 (a) and (c), C registered at X University for the 1968-69 ***** Act of Apr. 10, 1963 (Public Law 88-9, 77 academic year. C entered into an agreement with the X University for the purchase dur (Sec. 7805 of the Internal Revenue Code of S ta t. 6 ); sec. 224(c), Rev. Act 1964 (78 S ta t. 7 9 )] ing such academic year of educational serv 1054; 6 8 A Stat. 917; 26 U.S.C. 7805) ices (including lodging and tuition) for a [F.R. Doc. 69-490; Filed, Jan. 16, 1969; Par. 2. Section 1.163-2 is amended by total fee of $ 1 ,0 0 0 , including a separately 8 :4 5 a m .] revising paragraph (a), by adding ex stated carrying charge of $50. Under the terms amples (4) and (5) to paragraph (d), of the agreement, an initial payment of $ 2 0 0 and by revising paragraph (e). These was to be made by C on September 15, 1968, SUBCHAPTER A— INCOME TAX amended and added provisions read as and the balance was to be paid in 8 m o n th ly installments of $100 each, on the 15th day [TJ3. 6691] follows: of each month commencing with October PART 1— INCOME TAX; TAXABLE § 1.163—2 Installment purchases where 1968. C made all of the required 1968 pay interest charge is. not separately ments. Assuming that C is a cash method, YEARS BEGINNING AFTER DECEM stated. calendar year taxpayer and that no other BER 31 r 1953 installm ent purchases of services or property (a) In general. (1) Whenever there iswere made, the amount to be treated as in Deduction for Interest on Installment a contract with a seller for the purchase terest in 1968 is $10.50, computed as follows: Purchases of personal property providing for pay ment of part or all of the purchase price Year 1968 On December 4, 1968, notice of pro in installments and there is a separately U npaid "balance posed rule making with respect to the stated carrying charge (including a First day of: outstanding amendment of the Income Tax Regula January-September ______finance charge, service charge, and the O c t o b e r ______8 0 0 tions (26 CPR Part 1) under section 163 like) but the actual interest charge can of the Internal Revenue Code of 1954 to N o v e m b e r ______700 not be ascertained, a portion of the pay D e c e m b e r ______6 0 0 reflect the changes made by section ments made during the taxable year 224(c) of the Revenue Act of 1964 (78 under the contract shall be treated as 2,100 Stat. 79) and to make a clarifying change interest and is deductible under section The sum of unpaid balances ($2,100) divided F ed e r a l therein was published in the 163 and this section. Section 163(b) con by 12 is $175; 6 percent thereof is $10.50. The R e g is t e r (33 F.R. 18039). No objection to tains a formula, described in paragraph carrying charges attributable to 1968 are the rules proposed having been received (b) of this section, in accordance with $18.75 (i.e., the total carrying charges ($50), during the 30-day period prescribed in which the amount of interest deductible divided by the total number of payments the notice, the regulations as proposed in the taxable year must be computed. ( 8 ), multiplied by the number of payments are hereby adopted. made in 1968 (3)). Since the amount to be This formula is designed to operate treated as interest in 1968 ($10.50) does not (Section 7805 of the Internal Revenue Code automatically in the case of any install exceed the carrying charges attributable to o f 1954; 6 8 A Stat. 917; 26 U.S.C. 7805) ment purchase, without regard to 1968 ($18.75), the limitation set forth in whether payments under the contract paragraph (e) of this section is not [ s e a l ] S h e l d o n S . C o h e n , Commissioner of Internal Revenue. are made when due or are in default. applicable. For applicable limitations when an (ii) The result in this example would be Approved: January 13,1969. obligation to pay is terminated, see the same even if the X University assigned the agreement to a bank or other financial S t a n l e y S . S u r r e y , paragraph (c) of this section. institution and C made his payments di Assistant Secretary (2) Whenever there is a contract withrectly to the bank or other financial of the Treasury. an educational institution for the pur institution. FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 RULES AND REGULATIONS 743 Exam ple (5). On September 15, 1968, D change the requirements and to amend Subpart B— Anchorage Grounds registered at Y University fpr the 1968-69 the regulations if and when necessary academic year. The tuition for such year was in the public interest. § 110.155 [Amended] $1,500. In order to pay his tuition, D bor 2. Paragraph (f) (3) of § 110.155 is rowed $1,500 from the M Corporation, a lend 2. The purpose of this document is ing institution, and remitted that sum to to establish and describe the special amended by adding an explanatory note the Y University. The loan agreement be anchorage area in Great Kills Harbor in at the end of the paragraph, reading as tween M Corporation and D provided that General Anchorage No. 28, Raritan Bay, follows: D was to repay the loan, plus a service charge, New York Harbor, as described in 33 N o te: A special anchorage area in th is in 1 0 equal monthly installments, on the CFR 110.60 (r-1) below, wherein ves anchorage is described in §110.60 (r- 1 ). first day of each month commencing with October 1968. The service charge consisted of sels not more than 65 feet in length, (Sec. 7, 38 Stat. 1053, as amended, sec. interest and the cost of credit life insurance when at anchor in such special anchor 6(g)(1), 80 Stat. 940; 33 U.S.C. 471, 49 on D’s life. Since section 163(b) and this sec age area, are not required to carry or U.S.C. 1655(g) (1); 49 CFR 1.4(a) (3)) tion do not apply to a contract for the loan exhibit anchor lights The area is prin of money, D is not entitled to compute his cipally for use by yachts and other rec Dated: January 13,1969. interest deduction with respect to his loan reational craft. The issuing of mooring W . J . S m i t h , from M Corporation under such sections. D Admiral, U.S. Coast Guard, may deduct that portion of each installment permits and the assignment of moor payment which constitutes interest (as dis ings is under the jurisdiction of the Commandant. tinguished from payments of principal and Captain of the Port, New York. The [F.R. Doc. 69-601; Filed, Jan. 16, 1969; the charge for credit life insurance) under Captain of the Port regulations in 33 8 :4 6 a .m .] section 163(a) and § 1.163-1, provided that CFR 110.155(1) (7) apply. the amount of such interest can be 3. The further purpose of this doc ascertained. ument is to amend the description of (e) Effective date. Except in the casethe anchorage grounds in 33 CFR 110.- Title 36— PARKS, FORESTS, of payments made under a contract for 155(f)(3). educational services, the rule provided 4. By virtue of the authority vested AND MEMORIALS in section 163(b) and this section applies in me as Commandant, U.S. Coast to payments made during taxable* years Guard, by 14 U.S.C. 632 and the delega Chapter II— Forest Service, Depart beginning after December 31, 1953, and tion in 49 CFR 1.4(a)(3) of the Secre ment of Agriculture ending after August 16, 1954, regardless tary of Transportation under 49 U.S.C. PART 221— TIMBER of when the contract of sale was made. 1655(g) (1), 33 CFR Part 110 is amend In the case of payments made under a ed as follows, to become effective on Export Restrictions contract for educational services, the and after 30 days after publication of Part 221 of Title 36, Code of Federal rule provided in section 163(b) and this this document in the F ed e r a l R e g is t e r . section applies to payments made during Regulations, is amended by revoking taxable years beginning after December Subpart A— Special Anchorage Areas paragraph (c) of § 221.3 and by adding the following: 31,1963, regardless of when the contract 1. Section 110.60 is amended by ad for educational services was made. ding a new paragraph (r-1) following § 221.25 Timber export restrictions, re [F.R. Doc. 69-655; Filed, Jan. 16, 1969; § 110.60(r), reading as follows: quirements for domestic processing. 8 :4 9 a.m .j The regulations in this section are to § 110.60 Port of New York and vicinity. implement the provisions of Part IV of * * * * * the Foreign Assistance Act of 1968 (82 (r-1) Great Kills Harbor. Beginning Stat. 966) which amends the Act of April Title 33— NAVIGATION AND at a point on the shoreline at latitude 12, 1926 (16 U.S.C. 616), and limits the 40°32'05.6", longitude 74°08'24.2"; amount of unprocessed timber which may NAVIGABLE WATERS thence to latitude 40°32'06.7", longitude be sold for export from Federal lands Chapter I— Coast Guard, Depart 74°08'27.6"; thence to latitude 40°- located west of the 100th Meridian to not 32'19", longitude 74°08'23.1"; thence to more than 350 million board feet for ment of Transportation latitude 40°32'27.8", longitude 74°08'- each of the calendar years 1969 through SUBCHAPTER I— ANCHORAGES 25.9"; thence to latitude 40°32'40.2", 1971, inclusive. The Secretary of Agri [CGFR 68-161] longitude 74°08'10.5"; thence to lati culture, after public hearing, is author tude 40°32'44.2"; longitude 74°08'12.9"; ized to designate as available for export PART 110— ANCHORAGE thence along the northern and eastern specific quantities and species of unproc REGULATIONS shoreline to the point of beginning. essed timber surplus to the needs of N o t e : Tlie special anchorage area is prin domestic users and processors in addition Subpart A— Special Anchorage Areas cipally for use by yachts and other rec to the quantity stated above. The Secre Subpart B— Anchorage Grounds reational craft. A temporary float or buoy tary may issue rules and regulations to for marking the location of the anchor of carry out the purposes of the Act, in G rea t K il l s H a r b o r , N .Y . a vessel at anchor may be used. Fixed moor cluding the prevention of substitution of ing piles or stakes are prohibited. Vessels timber restricted from export for ex 1. The Commander, Third Coast shall be anchored so that no part of the Guard District, New York, N.Y., by letter vessel comes within FO feet of the marked ported non-Federal timber, and to ex dated November 29, 1968, requested the channel. No vessel shall be anchored in clude from the limitations imposed by establishment of a special anchorage such a manner as to interfere with the the Act sales having an appraised value area in Great Kills Harbor in General use of a mooring bucy authorized to be of less than $2,000. Anchorage No. 28, Raritan Bay, New placed by the Captain of the Port, New (a) Unless restricted as provided in York Harbor. A public notice dated Oc York. No mooring buoy shall be placed in this section or unless it is determined by this special anchorage area except as au the Secretary of Agriculture that the sup tober 17,1968, was issued by Commander, thorized by the Captain of the Port, New Third Coast Guard District, New York, York. The Captain of the Port regulations ply of timber for local use is endangered, N.Y., describing the proposed anchorage. in | 110.155(1) (7) apply. timber lawfully cut on any National For All known interested parties were noti est may be exported from the State where This special anchorage area is with fied and requested to comment on the grown to any other State for processing. in the limits of General Anchorage No. As used in this paragraph, “supply of proposal. No objections were received. 28 described in § 110.155(f) (3). timber for local use” means the supply Therefore, the request is granted and of timber necessary for consumption by the establishment of a special anchorage (R.S. 4233, as amended, 28 Stat. 647, as amended, 30 Stat. 98, ac amended, sec. 6 (g ) local users. area as described in 33 CFR 110.60 (r-1) (1), 80 Stat. 940; 33 U.S.C. 180, 258, 322; (b) Unprocessed timber from National below is granted, subject to the right to 49 U.S.C. 1655(g)(1); 49 CFR 1.4(a)(3)) Forest System lands located west of the „ FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 No. 12—Ft. I----7 744 RULES AND REGULATIONS 100th Meridian shall not be sold for ex Chief, Forest Service, shall give notice to meet national emergencies or to meet port from the United States during the in the F ed e r a l R e g is t e r of the quantities urgent and unusual needs of the Nation. period January 1, 1969, through Decem and species of unprocessed timber which (30 Stat. 34, 35 as amended, 16 U.S.C. 475, ber 31,1971, except that such timber may are determined to be surplus. Hearings 476, 551; 44 Stat. 242, 82 Stat. 966, 16 U.S.C. be sold for export from the United States will be conducted in accordance with the 616) as follows: following procedures: O r v il l e L . F r e e m a n , (1) A total annual volume which, to (1) Notice will be published in a news Secretary of Agriculture. gether with a volume of unprocessed tim paper of general circulation within the ber from other Federal lands located area of the specific quantities and species J a n u a r y 13, 1969. west of the 100th Meridian, does not ex under consideration at least 15 days prior [F.R. Doc. 69-619; Filed, Jan. 16, 1969; ceed 350 million board feet; to the hearing, and known parties or or 8 :4 7 a.m .] (2) Timber in sales of less than $2,000 ganizations with special interest in the appraised value; quantities and species should be notified (3) After public hearing, such specific directly, quantities and species of unprocessed (2) The time, place, and conduct of Title 41— PUBLIC CONTRACTS timber as determined by the Chief, For the hearing will be coordinated with the est Service, to be surplus to the needs Department of the Interior and held at AND PROPERTY MANAGEMENT of domestic users and processors. a convenient, centralized location within Chapter 60— Office of Federal Con The regulations in this section shall the area of the specific quantities and tract Compliance, Equal Employ apply to timber settlements made pursu species under consideration. ant to § 221.29 and to timber sales, in (3) The hearing record shall remain ment Opportunity, Department of cluding those set aside under the Small open for at least 5 calendar days follow Labor Business Act, but shall not apply to any ing the hearing for receipt of additional PART 60-1— OBLIGATIONS OF CON sales or settlements made prior to Janu written statements. TRACTORS AND SUBCONTRACTORS ary 1, 1969. (4) The hearing record shall be sent (c) As used in this section, the term to the Chief, Forest Service, with the Miscellaneous Amendments “unprocessed timber” shall mean any Regional Forester’s findings and recom logs such as sawlogs, peeler logs, and mendations. Pursuant to Executive Order 11246 (30 pulp logs; cants and squares to be sub F.R. 12319), as amended by Executive sequently remanufactured exceeding a (f) Where appropriate contracts for Order 11375 (32 F.R. 14303), 41 CFR nominal 8 inches in thickness; and split the sale of timber from National Forest Part 60-1, as revised on May 28, 1968 System lands located west of the 100th (33 F.R. 7804), is hereby amended in the or round bolts, or other roundwood not Meridian shall include: processed to standards and specifica manner set forth below. tions suitable for end-product use. Un (1) Restrictions on the export of un As these amendments concern matters processed timber shall not mean timber processed timber, including a provision relating to public contracts, neither no processed into the following: that if the purchaser sells, exchanges, or tice of proposed rule-making, nor public (1) Lumber and construction timbers, otherwise disposes of the included timber participation therein, nor delay in their regardless of size, manufactured to restricted from export, the purchaser effective date is required by 5 U.S.C. 553. standards and specifications suitable for shall require his buyer, exchangee, or Accordingly, good cause is hereby found end-product uses,-- other recipient to enter into an agree to dispense with notice of proposed rule- (2) Chips, pulp, and pulp products ment not to export unprocessed timber as making, public participation, and delay (except that, in Alaska, chips from log defined in this section; in effective date. Therefore, these ging and milling wastes only shall be (2) The quantities and species of un amendments shall become effective im considered to be processed); processed timber, if any, which may be mediately. exported; (3) Green veneer and plywood; § 60—1.1 [Revised] (4) Poles and piling cut or treated for (3) Requirements for showing com use as such; pliance with the timber export restric In § 60-1.1, the phrase “without regard (5) Cants, squares, and lumber cut for tions and exemptions. to race, creed, color, or national origin”, remanufacture, of a nominal 8 inches in (g) Subject to the other provisions of wherever it appears, is revised to read thickness or less. this Section, timber cut from the Na “without regard to race, color, religion, (d) The Secretary of Agriculture and tional Forests in the State of Alaska may sex, or national origin.” the appropriate Secretaries of other De not be exported from Alaska in the form § 60—1.4 [Revised] partments administering Federal lands of logs, cordwood, bolts, or other similar west of the 100th Meridian shall deter In §60-1.4 (a) and (b), the phrase products necessitating primary manu “without regard to race, creed, color, or mine annually the distribution among facture elsewhere without prior consent the Federal lands of the 350 million of the Regional Forester. This require national origin”, wherever it appears, is board feet of unprocessed timber which revised to read “without regard to race, ment is determined to be necessary in color, religion, sex, or national origin.” may be sold for export. The volume of order to assure the development and exportable unprocessed timber allocated continued existence of adequate wood § 60—1.8 [Revised] to National Forest System lands shall be processing capacity in that state es In § 60-1.8 (a), the phrase “on the basis distributed by the Chief, Forest Service, sential to the sustained utilization of among Forest Service Regions, the Na of race, creed, color, or national origin”, timber from the National Forests located wherever it appears, is revised to read tional Forests, and individual timber therein which is geographically isolated sales. “on the basis of race, color, religion, or from other processing capacity. In de national origin.” (e) No specific quantities and species termining whether consent will be given of unprocessed timber may be sold for to the export of such timber, considera § 60-1.20 [Revised] — export as surplus to the needs of domestic tion will be given, among other things, In § 60-1.20(a), the phrase “without users and processors unless: A public to whether such export will (1) permit regard to race, creed, color, or national hearing is authorized by the Chief, a more complete utilization of material origin”, wherever it appears, is revised Forest Service, and is held to seek ad on areas being logged primarily for prod to read “without regard to race, color, vice and counsel as to the quantities and ucts for local manufacture, (2) prevent religion, sex, or national origin.” species of unprocessed timber, if any, sur loss or serious deterioration of logs un plus to the needs of domestic users and salable locally because of an unforeseen § 60—1.41 [Revised] processors, and a determination is made loss of market, (3) permit the salvage In §60-1.41 (a) and (c), the phrase by the Chief, Forest Service, that the of timber damage by wind, insects or fire, “without regard to race, creed, color, or specific quantities and species of un (4) bring into use a minor species of little national origin”, wherever it appears, is processed timber are surplus to the needs importance to local industrial develop revised to read “without regard to race, of domestic users and processors. The ment, or (5) provide material required color, religion, sex, or national origin.” FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 RULES AND REGULATIONS 745 following terms shall have the meaning §j 60—1.42 [Revised] Public Law 81—815, by Public Law 90—247, approved January 2,1968. indicated in paragraphs (a) thru (v) of In § 60-1.42 (a), the phrase “because of Part 114, as revised, reads as follows: this section: Race, Color, Creed, or National Origin” (a) The “Act” means Public Law 815, is revised to read “because of Race, Color, Subport A— Definitions 81st Congress (64 Stat. 967), as Religion, Sex, or National Origin.” Sec. 114.1. Definitions. amended. Section 60-1.3 is hereby amended by (b) “Commissioner” means the Com adding thereto a new paragraph (z) to Subpart B— Fifing Complete Applications and missioner of Education, Department of read as follows: Determining Priority Indices Health, Education, and Welfare. 114.2 Cutoff dates for filing applications. (c) “L o c a 1 educational a g e n c y ” § 60—1.3 Definitions. 114.3 Procedure if funds are inadequate to means a board of education or other ***** make all payments. legally constituted local school authority (z) The term “minority group” as 114.4 Determination of priority indices for (including, where applicable, a State used herein shall include, where appro applications. 114.5 Determination of subpriority indices agency which directly operates and priate, female employees and prospective for applications. maintains facilities for providing free female employees. 114.6 Priority and approval conditioned public education) having exclusive ad In § 60-1.7, paragraph (a) (3) is upon readiness to proceed with ministrative control and direction of hereby revised to read as follows: construction. free public education, or some phase thereof, in a county, township, inde § 60-1.7 Reports and other required in Subpart C— Policy Determinations in Processing pendent, or other school district located formation. of Applications within a State. If the local educational (a) * * * 114.11 Membership of nonresident pupils. agency so defined does not have respon (3) The Director, the agency or the 114.12 Determination of available and sibility for providing school facilities applicant, on their own motions, may re usable school facilities. 114.13 Determination of undue financial and such responsibility is vested in a quire a contractor to keep employment or b u rd en . State agency, the term shall include other records and to furnish, in the form 114.14 Additional payments under section such State agency together with the requested, within reasonable limits, such 8 of the Act. agency having exclusive administrative information as the Director, agency or 114.15 School facilities for children whose control and direction of other phases of the applicant deems necessary for the membership is of temporary dura free public education. administration of the order. tio n o n ly . 114.16 Determination of eligibility under (d) “Free public education” means ***** section 14. education which is provided at public (E.O. 11246, 30 F.R. 12319; E.O. 11375, 32 F.R. expense, under public supervision and 14303) Subpart D— Criteria for W aivers Under the Act direction, and without tuition charge Signed at Washington, D.C., this 14th 114.31 Criteria for waiver under section 5 and which is provided as elementary or day of January 1969. (e) of minimum number require secondary school education in the ap ment of 20 in section 5(c). plicable State. Elementary education W il l a r d W ir t z , 114.32 Criteria for waiver under section 5 may include kindergarten education Secretary of Labor. (e) of percentage requirements for federally connected and non-fed- meeting the above criteria. [F.R. Doc. 69-664; Filed, Jan. 16, 1969; erally connected membership in (e) An “applicant” is a local educa 8:5 0 a m .] section 5(c). tional agency which has filed a complete 114.33 Criteria for waiver under section 5 application for assistance in school con (e) of the Act for children residing struction under the Act and this part. on ^Federal property. (f) A “complete application” in the 114.34 Criteria for waiver of substantial per Title 45— PUBLIC WELFARE centage requirement in section case where an applicant submits only one project by a filing date, consists of Chapter I— Office of Education, De 1 4 (a ). 114.35 Criteria for waiver of substantial both Part I (Maximum Grant) and partment of Health, Education, and percentage requirement in section Part n (Project) of the application Welfare 1 4 (b ). Form RSF-2 prescribed by the Com missioner for use under this Act, prop PART 114— FEDERAL ASSISTANCE Subpart E'— Certification of Payments erly completed and executed, together, UNDER PUBLIC LAW 815, 81 ST 114.41 Certification of payments. with all documents, amendments, and CONGRESS, AS AMENDED, IN CON 114.42 Certification of payments, section 14. communications in support thereof. STRUCTION OF MINIMUM SCHOOL Subpart F— General Provisions Where applicant submits more than one FACILITIES IN AREAS AFFECTED BY 114.51 Works of art. project by a filing date, the Part I form FEDERAL ACTIVITIES 114.52 School facilities accessible to, and and all Part II forms, properly executed usable by, the handicapped. and completed, together with all docu Federal financial assistance made pur 114.53 Excellence of architecture and de ments, amendments, and communica suant to the regulations' set forth below sign of minimum school facilities. tions in support thereof on file at that is subject to the regulations in 45 CFR 114.54 Flood plains. time, shall be considered as the “com Part 80, issued by the Secretary of 114.5§, Preceding provisions not exhaus tive of jurisdiction of the Com plete application.” Where more than Health, Education, and Welfare and ap m issio n er. one Part n application is submitted by proved by the President to effectuate the an applicant, the applicant shall indi provisions of section 601 (42 U.S.C. Subpart G— Retention of Records cate the order in which its project ap 2000d) of the Civil Rights Act of 1964 plications are to be considered by the (Public Law 88-352). 114.61 Retention of records. Commissioner. Only applications meet Auth o rity : The provisions of this Part Part 114, 45 CFR, Chapter I, estab 114 issued under sec. 12, 72 Stat. 554. In ing the conditions for approval under lishes regulations for applications for terpret or apply secs. 3—6, 8-9, 13—15, 72 the Act shall be considered complete Federal grants for school construction Stat. 548. ^ applications. under Public Law 815, 81st Congress, as (g) “Project application” means amended. The regulations, among other Subpart A— Definitions Form RSF-2, Part II, properly com things, provide for cutoff dates for filing pleted and executed, making application such applications and provide for priority § 114.1 Definitions. for Federal assistance for constructing indices to establish the order of approval All terms used in this part which are or providing school facilities under the of such applications and of making pay defined in the Act and not defined in this Act. ments from funds available on any cut section shall have the meaning given to (h) “Filed” means that all necessary off date. them in the Act. As used in this part, for parts of the complete application, bear Part 114 is revised to incorporate purposes of this part and determinations ing the required certifications and veri amendments to sections 1 through 15 of under the Act as hereinafter defined, the fications by the State educational FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 746 RULES AND REGULATIONS agency, are received by the Commis (q) The “piority indices” are the in § 114.3 Procedure if funds are inade sioner, or enclosed in a cover addressed dices established pursuant to this part quate to make all payments. to the Commissioner and postmarked on based on relative urgency of need for the or before the applicable filing date. purpose of determining, under the Act (a) Section 3 of the Act provides that (i) “Minimum school facilities” means the order of approval of project applica the Commissioner shall by regulation those instructional and auxiliary rooms tions, and the order of payments. • prescribe an order of priority, based on and initial equipment necessary to oper (r) The “subpriority indices” are the relative urgency of need, to be followed ate a program of free public education for indices established pursuant to this part in approving applications in the event the the school members of the applicant at for the purpose of determining the order funds appropriated under the Act and normal capacity in accordance with the of approval of project applications hav remaining available on any cutoff date laws and customs of the State. They do ing identical priority indices, when ap for payment to local educational agen not include athletic stadiums, or struc propriated funds are insufficient to fund cies are less than Federal share of the tures, or facilities intended primarily for all such project applications. cost of the projects with respect to which athletic exhibitions, contests, or games (s) The term “base year” means the applications have been filed prior to such or other events for which admission is to third or fourth school year preceding the date (and for which funds under this Act be charged to the general public. fiscal year in which an application was have not already been obligated). Only (j) “Available and usable school facil filed under the Act, as may be designated applications meeting the conditions for ities” means those facilities containing in the application, except that in the approval under this Act (other than sec pupil stations counted in ascertaining case of an application based on children tion 6(b) (2) (C)) shall be considered children who are “unhoused” or with referred to in paragraphs (2) or (3) of applications for purposes of the preced out “minimum school facilities.” section 5(a) of the Act, the base year ing sentence. (k) The “normal capacity” of a school shall in no event be later than the regu (b) With respect to applications made room is the number of pupil stations lar school year 1965-66. under section 14 of the Act, section 14 which the room accommodates under (t) The term “increase period” means (d) provides in part as follows: ordinary conditions in accordance with the period of four consecutive regular In determining the order in which such the laws and customs of the State gov school years immediately following such applications shall be approved, the Com erning free public education. Where base year. missioner shall consider the relative educa kindergartens may be conducted on a (u) For the purpose of eligibility and tional and financial needs of the local edu two-session-per-day basis the number of entitlement under section 5(a) (3) of the cational agencies which have submitted pupil stations of the rooms used for that approvable applications and the nature and Act, the estimated number of children in extent of the Federal responsibility. purpose shall be doubled in determining average daily membership during the kindergarten needs. year shall be 97 percent of the difference (20 U.S.C. 633, 644) (l) Children who are “unhoused” or between (1) the total number of children § 114.4 Determination of priority in without “minimum school facilities” are in membership whose parents are em dices for applications. those children in excess of the normal ployed (as determined by a parent-pupil capacity of available and usable mini survey made as of any specific date dur When the Commissioner , has set a date mum school facilities. ing the increase period) in establish by which complete applications must be (m) “Contracts-let date” is the date ments with respect to which a responsi filed, the priority indices for approval of on which the Commissioner’s notice set such applications shall be determined as ble official thereof certifies that there has follows: ting the cutoff dates for the receipt of been an increase in employment subse applications for a fiscal year is filed with quent to the base year in order to fulfill (a) A priority index will be deter the Office of the Federal Register. Federal contracts or subcontracts, and mined for the first construction project (n) Unless governed by State law or (2) the number of such children whose for each applicant under section 6 or State regulation, a “member” of a class parents moved into the applicant school section 14 of the Act by adding (1) the is a child who presents himself at school district subsequent to such a base year. percentage that the estimated number and is placed on the current roll. Such (v) “Works of art” means those items, of federally connected children count a child shall be considered a “member” which may be in the nature of fixtures, able for payment in the school district from the date of enrollment until he that are incorporated in school facilities (or in the approved attendance area ex permanently leaves the class or school primarily because of their esthetic value. cept under section 14) is of the total for one of the causes recognized as suffi The cost of a work of art that is in the estimated membership of all children in cient by the State. The date of perma nature of a fixture shall be the estimated such an area at the close of the appli nent withdrawal should be the date on additional cost of incorporating those cable period to (2) the percentage of the which it is officially known that the pupil special esthetic features which exceed the estimated school membership within the has left school, and not necessarily the general requirement of excellence of school district (or in the approved at first day after the date of last architecture and design. tendance area except under section 14) attendance. which at the same time is without mini (o) “Average daily membership” for a (20 U.S.C. 633, 634, 635, 645) mum school facilities. However, in no given school in a given school year is the Subpart B— Filing Complete Applica case shall the amount used in determin aggregate days of membership of indi tions and Determining Priority ing the priority index exceed twice the vidual children in the school divided by percentage in subparagraph (1) of this the number of days school was actually Indices paragraph. No priority, except under in session. Only days on which pupils § 114.2 Cutoff dates for filing applica section 14, shall be established for any were under the guidance and direction of tions. applicant having less than 20 unhoused teachers in the teaching process may be (a) Pursuant to section 3 of the Act, children in the school district (or in the considered as days in session. The aver approved attendance area). age daily membership for groups of the Commissioner will from time to time set dates by which applications for pay (b) In those cases where an applicant schools having varying lengths of terms has filed more than one project appli is the sum of the average daily member ments under the Act with respect to con ships obtained for the individual schools. struction projects must be filed, except cation, the priority index for the second (p) “Membership of children of tem that the last such date with respect to project will be determined by: (1) Divid porary duration only” means the school applications for payments on account of ing the normal capacity of the first proj membership of children whose residence children referred to in paragraphs (2) or ect by the total estimated membership at (3) of section 5(a) of the Act shall be not in the school area the Commissioner de later than June 30,1970. the close of the period and (2) reducing termines probably will be for less than the applicant’s priority index by twice 6 years beyond the date of the approval (b) The cutoff dates for applications of the complete applications and whose during each fiscal year will be set by the the percentage so obtained. Where more number is required to be excluded from Commissioner by notices published in the than two project applications have been computation of maximum payments F ed e r a l R e g is t e r . filed, the applicant’s priority index for under section 5 of the Act. (20 U.S.C. 633) each succeeding project shall be reduced FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 RULES AND REGULATIONS 747 by the cumulative total capacity, as pro counted in the applicant’s membership § 114.14 Additional payments under vided in the first sentence of this para when a written agreement for such at section 8 of the Act. graph, of all the approved projects of the tendance has been entered into between Pursuant to section 8 of the Act: applicant. the local educational agencies concerned, and if that agreement is approved by the (a) Not to exceed 10 percent of any (20 U.S.C. 633, 644) Commissioner. amount appropriated under the Act ex clusive of any sums appropriated for ad § 114.5 Determination of subpriority (20 U.S.C. 635) indices for applications. ministration) is reserved and may be § 114.12 Determination of available and used by the Commissioner to make grants (a) In the event that the appropriated usable school facilities. to applicants under the Act (except sec funds are sufficient to fund only a por tion 14 thereof) when (1) the application tion of the project applications with The following school facilities will be would be approved but for the appli identical priority indices as determined counted as usable and available in de cant’s inability, unless aided by such a under section 114.4 (a) or (b) of this termining “unhoused children” or “chil grant, to finance the non-Federal share part, the subpriority index (relative po dren without school facilities”: of the cost of a project; or (2) after the sition) of such project applications shall (a) All school facilities which were approval of the application the project be determined by computing the per constructed for school use and which cannot, without such grant, be com centage that the estimated number of have been used continuously for class pleted because of flood, fire, or similar the federally connected children count room purposes, unless such facilities emergency affecting either the work on able for payment in the school district have become unsafe or otherwise un the project or the applicant’s ability to (or in the approved attendance area ex usable to the extent that use of such finance the non-Federal share of the cept under section 14) is of the total facilities or partial use of such facilities cost of the project. estimated membership of all children in has been abandoned or must be aban (b) Under paragraph (a) (1) of this such an area at the close of the appli doned by the end of the second year section, a complete application (except cable period. following the increase period for which applications under section 14 of the Act (b) In those cases where an applicant the application is filed. Basement rooms, and applications with respect to which has more than one eligible project ap hallways, or other space the use of which the Commissioner has waived or reduced plication in an identical priority index for classroom purposes, in view of their eligibility requirements under section group, the subpriority index of the first character, inaccessibility, or other 5(e) of the Act) may be considered for project in such group will be computed equally cogent reason, seriously preju payment of part or all of the non-Fed in accordance with paragraph (a) of this dices educational objectives or has im eral share of the cost of any project section, and the subpriority index of the paired or will impair the health or safety which does not include more than mini second project will be determined by (1) of the school children, will not be con mum facilities for unhoused children: dividing the normal capacity of the first sidered to be available and usable. These Provided, (1) That the application con project by the total estimated member criteria shall apply to all facilities owned tains a request for payment hereunder; ship at the close of the applicable period by other Federal agencies which are (2) that the estimated number of chil and (2) reducing the applicant’s sub available or which may be made avail dren countable for payment under sec priority index as determined in para able for the education of children tion 5 of the Act for the increase period graph (a) of this section by twice the counted by applicants. equals or exceeds the number obtained percentage so obtained. The subpriority (b) All school facilities which are by taking 12 percent of the average daily index for each succeeding project will under contract as of the contracts-let membership of the applicant district, for be reduced by the cumulative total ca date. the base year applicable to the increase pacity, as provided in the first sentence (c) All school facilities projects which period under consideration, except that of this paragraph, of all the approved as of the date of approval of the appli if 1 or more years in the increase period projects of the applicant. cation, have been approved for the ap plicant school district under the Act. were included in a previous application (20 U.S.C. 633, 644) for which payment has been made or (d) With respect to section 14(a) of may be made, the percent shall be 9 per § 114.6 Priority and approval condi the Act, all minimum school facilities cent if 1 year was included; 6 percent if tioned upon readiness to proceed with which with full utilization of practicably 2 years were included; 3 percent if 3 construction. available financial resources could be years were included; (3) that the appli Initial approval of a project applica provided from local, State, or other cant has exhausted all fiscal resources, tion meeting the conditions for approval Federal sources will be considered as including State aid, bonding authority, under the Act and under this part will available and usable in making determi and Federal aid, which are practicably be subject to cancellation in the event nations, the use of which by the applicant available to it and is unable to pay the the applicant is not ready to proceed shall be a condition precedent to Federal . non-Federal share of the cost of the with construction within 120 days after assistance for the providing of school project; (4) that it has been reached the date of initial approval unless such facilities. In determining practicably on the priority or subpriority indices period is extended by the Commissioner available financial resources, the amount established by this part; and (5) that for good cause shown; and the appli representing unused bonding authority Federal money reserved under paragraph cant’s rights to approval and payment of the applicant, up to the legal maxi (a) of this section is available. The addi may be subordinated by reason thereof mum bonding limit in the State, but not tional payment to the applicant under to other project applications of lower in excess of 12 percent of the assessed this provision will not exceed the cost of rank or the applicant may forfeit its valuation of the applicant school district, providing minimum school facilities for priority in the discretion of the will be considered as an available the number of unhoused children as of Commissioner. resource. the end of the increase period less all (20 U.S.C. 633, 644) (20 U.S.C. 634, 644) financial resources practicably available § 114.13 Determination of undue finan to the applicant as of the same period §§ 114.7—114.10 [Reserved] cial burden. nor will it exceed the difference between (i) the actual cost of providing mini Subpart C—■Policy Determinations in A determination under section 5(c) of Processing of Applications mum facilities for the federally connect undue financial burden on the taxing and ed pupils eligible for payment under the § 114.11 Membership of nonresident borrowing authority of an applicant will Act, or the average cost in the State of pupils. be made on the basis of estimated pupil providing such facilities, whichever is For purposes of sections 5, 8, 9, and 14 membership and the number of children the lesser, and (ii) the Federal funds of the Act and the regulations in this without minimum school facilities as of made available to the applicant under part, in determining an applicant’s mem the end of the increase period covered by bership, a nonresident pupil who attends section 5 of the Act plus local and State a school in the applicant district on a the application. funds which may be made available for tuition or nontuition basis may be (20 U.S.C. 635) this purpose. FEDERAL REGISTER, VOL. 34, NO. 12— FRIDAY, JANUARY 17, 1969 748 RULES AND REGULATIONS