Draft of the Environmental and Social Management Plan (ESMP)
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Strengthening Capacity on Development and Management of Nam Et-Phou Louey National Protected Area (NPA) Project Draft of the Environmental and Social Management Plan (ESMP) By: DFRM, National Community Development and Safeguard Specialist (NCSS), 9 March 2017 | P a g e ABBREVIATIONS AND ACRONYMS ANP Acute National Priority ARL At Risk in Lao PDR (see conventions) CAP Community Action Plan CBI Community and Biodiversity Investments CCA Community Conservation Agreement CEF Community Engagement Framework CITES Convention on International Trade in Endangered Species CSO Civil Society Organization CUZ Controlled Use Zone DAFO District Agriculture and Forestry Office DEQP Department of Environment Quality and Promotion DESIA Department of Environment and Social Impact Assessment DFRM Department of Forest Resources Management DGC District Grievance Committee DoA Department of Agriculture DoF Department of Forestry DoFI Department of Forest Inspection DoNRE District Office of Natural Resources Management DPC Department of Planning and Cooperation DPO Department of Personnel and Organization DSC District Steering Committee EG Ethnic Group ECoP Environment Code of Practice EGPF Ethnic Group Planning Framework EIA Environmental Impact Assessment EPF TC EPF Technical Committee EPF Environmental Protection Fund EPFO Environment Protection Fund Office ESIA Environment and Social Impact Assessment ESMF Environmental and Social Management Framework ESMP Environment and Social Management Plan FLUPAM Forest and Land Use Planning and Management GNT Globally Near-Threatened (see conventions) GIZ Deutsche Gesselschaft fur Internationale Zusammenarbeit GoL Government of Lao PDR GRC Grievance and Redressal Committees GEF4 Graphical Editing Framework HNP High National Priority INP Indeterminate National Priority IEE Initial Environmental Examination IESE Initial Environmental and Social Examination IPM Integrated Pest Management 0 LKL Little Known in Lao PDR (see conventions) LaoWEN Lao Wildlife Enforcement Network LFNC Lao Front for National Construction LWU Lao Women Union LENS2 Lao Environment and Social 2 M&E Monitoring and Evaluation MAF Ministry of Agriculture and Forestry MoNRE Ministry of Natural Resources and Environment NCBA National Conservation Biodiversity Area NEPL Nam Et-Phou Louey National Protected Area NCSS National community Development and Safeguard Specialist NGO Non-Government Organization NTFP Non Timber Forest Product NUoL National University of Laos O&M Operation and Maintenance OP/BP Operational Policy/Best Practices (of the World Bank) PARL potentially at Risk in Lao PDR (see con-ventions) PA Protected Area PAFO Provincial Agriculture and Forestry Office PAW Protected Area and Wildlife Project PDO Project Development Objective PFA Protection Forest Area PFRM Provincial Forest Resources Management PICE Policy Implementation and Capacity Enhancement PLUP Participatory Land Use Planning PMP Pest Management Plan PoFI Provincial Office of Forest Inspection PoNRE Provincial Office of Natural Resources and Environment PSC Provincial Steering Committee REDD+ Reducing Emissions from Deforestation and Forest Degradation RPF Resettlement Policy Framework SDA Subproject Delivery Agency SIA Social Impact Assessment SMMP Social and Mitigate Monitoring Plan TPZ Total Protected Zone TABI The Agro-biodiversity Initiative VDC Village Development Committee VDF Village Development Fund VMU Village Mediation Unit VFI Village Focus International WB The World Bank WCS Wildlife Conservation Society WHO World Health Organization 0 Contents ABBREVIATIONS AND ACRONYMS .......................................................................................................... 0 1. Introduction .................................................................................................................. 1 1.1 Project Development Objective and Overall Components ......................................................... 3 1.2 Rational of Subproject ................................................................................................................ 3 1.3 Subproject Components ............................................................................................................. 8 1.3.1 Subproject Indicators ................................................................................................................ 10 1.4 Summary of Subproject Implementation Arrangements ......................................................... 11 1.5 Development Partners and Contribution ................................................................................. 18 2. Summary of Applicable Policy and Legal Framework ...................................................19 2.1 National Policy, Decrees, and Guidelines ................................................................................. 19 3. Environmental Safeguard Policies Triggered by the NEPL Subproject .........................22 4. Description of the Environmental Features of the Sub-project Site .............................23 4.1 Biophysical Features ................................................................................................................. 23 (1) Topography ................................................................................................................................ 24 4.2 Vegetation and Natural Habitat ................................................................................................ 25 (1) Forest and Flora ......................................................................................................................... 25 (2) Rivers ......................................................................................................................................... 27 (3) Climate ....................................................................................................................................... 29 4.3 Wildlife ...................................................................................................................................... 29 5. Socio-economic Status of the National Protected Area .................................................31 5.1 Demography and Ethnicity ........................................................................................................ 31 5.2 Sources of Livelihoods, Incomes, Access and Market Linkages ................................................ 32 5.3 Education, Health and Sanitation, Access, Utilities, Communication ....................................... 33 5.4 Relation with the NPA and Its Resources .................................................................................. 33 (1) Land tenure ............................................................................................................................... 34 (2) Customary Land Tenure ............................................................................................................ 34 (3) Livestock production ................................................................................................................. 35 (4) Sanams....................................................................................................................................... 35 6. Environmental and Social Impact and External Threats ..............................................41 6.1 Village Consolidation................................................................................................................. 41 6.2 Road Through and Around the NPA .......................................................................................... 41 6.3 Hydropower, Mining, Agricultural Concessions in the Protected Area and Power Grid Installation Plan .................................................................................................................................... 43 6.4 Illegal Fishing, Wildlife and Timber Harvesting and Trade ....................................................... 49 6.5 Expansion of Shifting Cultivation and Undesirable Fires .......................................................... 51 7. Environment and Social Safeguards Mitigation Measures due to subproject. ..............52 7.1 Environment Impact due to NEPL Sub-project .......................................................................... 52 7.3 Law enforcement and increased patrolling activities under Component 4 .............................. 54 7.4 Development of Small Infrastructure ........................................................................................ 55 7.5 Pesticide Use ............................................................................................................................. 56 7.6 Physical Cultural Resources ....................................................................................................... 57 7.7 Ecotourism and other NPA-Related Business Development ..................................................... 57 8. Safeguards Implementation and Monitoring ................................................................60 8.1 Safeguards Integration .............................................................................................................. 60 8.2 Gender Mainstreaming ............................................................................................................. 61 8.3 Safeguards Management and Monitoring ................................................................................ 61 8.4 Management of Data Collected During Implementation ........................................................