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Year End Report for the Period: April 1, 2016 – March 31, 2017 Project No 2016 Year End Report For the period: April 1, 2016 – March 31, 2017 Project No. S-065811 2017 408-6190 Agronomy Road Vancouver, BC Canada V6T 1Z3 www.cirdi.ca LIST OF ACRONYMS AMDC African Mineral Development Centre ANA Autoridad Nacional de Agua APMS Action Planning and Monitoring System APROPLASMIN Association of Owners of Plants of Ore Reduction, Smelting and Refining of Mineral Substances of El Oro Province (Ecuador) ASGM Artisanal and small-scale gold mining ASM Artisanal and small-scale mining ASSIT Agency for the Assessment and Implementation of Technology (Indonesia) CADEP Centro Andino de Educación y Promoción CCAIJO Asociación Jesús Obrero3 CEO Chief executive officer CIES Consorcio de Investigación Económica y Social CIRDI Canadian International Resources and Development Institute Co-Lab Peru Collaboratory DDH Département du Développement Humain (Mali) DFATD Department of Foreign Affairs, Trade and Development, Canada DNGM Direction Nationale de la Géologie et des Mines (Mali) DSAME Département de la Sécurité Alimentaire, de l’Agriculture, des Mines et de l’Environnement (Burkina Faso) EIA Environmental Impact Assessment EITI Extractive Industries Transparency Initiative Ethiopia SUMM Supporting the Ministry of Mines (SUMM) in Ethiopia EWB Engineers Without Borders FARC Revolutionary Armed Forces of Colombia FCM Federation of Canadian Municipalities FEMIMA Fédération des femmes minières du Mali FPIC Free prior and informed consent FAC Finance and Audit Committee FY Fiscal year GAA Graduate academic assistants GAC Global Affairs Canada GDMDS Grupo de Diálogo, Minería y Desarrollo Sostenible GEMM Global Energy, Minerals and Markets Dialogue GIZ German Development Cooperation GRADE Group for the Analysis of Development Hg Mercury HIA Health Impact Assessment ICF International Cooperation Fund CIRDI Year End Report: April 1, 2016 to March 31, 2017 / 2 ICIRD Institut canadien international des ressources et du développement ICMM International Council for Mining and Metals IDB Inter-American Development Bank IGF Intergovernmental Forum on Mining, Minerals, Metals and Sustainable Development ILEAP International Learning Engagement and Awards Program IMAGinE Integrated management and governance in extractives Mongolia INCAM International centre for artisanal mining INGEMMET El Instituto Geológico Minero y Metalúrgico (Peru) INIGEMM Instituto Nacional de Investigación Geológico Minero y Metalurgico (Ecuador) ISID Institute for the Study of International Development (McGill University) ITCAM International Training Centre for Artisanal Miners ITT-LLDC UN International Think Tank for Landlocked Countries IWRM Integrated Water Resource Management LC Local content LC/LP Local content/local procurement LP Local procurement M&E Monitoring and Evaluation MANFORS Mancomunidad and Independencia MASc Master of applied science degree MGS Mexican Geological Survey MoSS Ministry of Strategic Sectors (Ecuador) MOU Memorandum of understanding MSV Mining Shared Value MUST Mongolian University of Science and Technology N/A Not applicable NBK Norman B. Keevil Institute of Mining Engineering NGO Non-government organizations PCQVD Payez ce que vous devez PI Principal Investigator PM Polytechnique Montréal PMF Performance Measurement Framework PWIAS Peter Wall Institute for Advanced Studies Q1 April – June (CIRDI) Q2 July – September (CIRDI) Q3 October – December (CIRDI) Q4 January – March (CIRDI) RBM Results-based management RID Resource Impact Dashboard RMD Responsible Mineral Development RRM Rapid response mechanism CIRDI Year End Report: April 1, 2016 to March 31, 2017 / 3 SEIA National System of Environmental Impact Assessment (Peru) SENA Servicio Nacional de Aprendizaje (Colombia) SENACE Servicio Nacional de Certificación Ambiental Para Las Inversiones Sostenibles (National Service of Environmental Certification for Sustainable Investments) (Peru) SFU Simon Fraser University SNGRH Sistema Nacional de Gestión de Recursos Hídricos (Peru) TBC To be confirmed UBC University of British Columbia UEMOA West African Economic and Monetary Union UNASAM Universidad Nacional Santiago Artunez de Mayolo (Peru) UNEP United Nations Environment Program UNIDO United Nations Industrial Development Organization UNSAAC Universidad Nacional de San Antonio Abad del Cusco (Peru) WUSC World University Service Canada YTS Yayasan Tambuhka Sinta (Indonesia) CIRDI Year End Report: April 1, 2016 to March 31, 2017 / 4 CONTENTS List of Acronyms ................................................................................................................................................................................... 2 1 Executive Summary .................................................................................................................................................................. 6 2 Project Description and Context .......................................................................................................................................... 6 3 Operations ................................................................................................................................................................................... 7 3.1 Implementation .................................................................................................................................................................. 7 3.2 Institutional Governance ............................................................................................................................................... 15 3.3 Management Issues and Adjustments ........................................................................................................................ 15 3.3.1 Management for Results................................................................................................................................................................... 15 3.3.2 Risk Management ................................................................................................................................................................................ 17 4 Outcomes ................................................................................................................................................................................... 18 4.1 Highlights of Programmatic Outcomes Achieved ...................................................................................................... 18 4.2 Canadian Engagement .................................................................................................................................................... 25 5 Crosscutting Themes and Priorities ................................................................................................................................ 26 5.1 Gender ............................................................................................................................................................................... 26 5.2 Environment ..................................................................................................................................................................... 30 5.3 Governance ....................................................................................................................................................................... 33 6 Financial report – Summary ............................................................................................................................................... 35 7 Lessons Learned and next steps ....................................................................................................................................... 36 Appendices .......................................................................................................................................................................................... 39 A) Financial reporting – detail ............................................................................................................................................................. 40 B) Institutional assessment overview.............................................................................................................................................. 52 C) CIRDI active project list .................................................................................................................................................................... 54 D) Annual Progress Reports for Projects under the Contribution Agreement ............................................................. 61 Governance strengthening program of the extractive sector in West Africa [2014-009] ............................................... 62 Strengthening collaborative practice and enhancing the role of universities as development partners for inclusive growth in Peru (Co-Laboratorio Perú) .............................................................................................................................. 65 The Rise in Conflict Between Mining Companies and Communities: What Lies Beneath [2014-070] ....................... 70 Education and Research for Integrated Water Resources Management (IWRM) in Peru [2014-071] ....................... 72 Supporting capacity-building and multi-level governance of small-scale gold mining: a collaborative project on mercury, deforestation and rural livelihoods in Indonesia [2014-077].................................................................................. 75 The Relationship Between Local
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