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Audit Engagement Partners – sorted by Engagement Partner Last Name

300 engagements reported to date as of Feb. 21, 2017

Data obtained from PCAOB AuditorSearch.

See NOTE at bottom of chart.

Firm Name Issuer Name Engagement Engagement Partner Last Partner First Name Name Farber Hass Hurley LLP West Texas Resources, Inc. Abedian Michel PricewaterhouseCoopers LLP DOVER Corp Agugliaro B. J. & Touche LLP SNAP-ON Inc Arensmeier Bruce Grant Thornton LLP Invesco Unit Trusts, Taxable Income Au Yeung Carney Series 590 Grant Thornton LLP Invesco Unit Trusts, Series 1734 Au Yeung Carney Grant Thornton LLP Invesco Unit Trusts, Series 1733 Au Yeung Carney Grant Thornton LLP Invesco Unit Trusts, Municipal Series Au Yeung Carney 1279 Grant Thornton LLP Invesco Unit Trusts, Series 1741 Au Yeung Carney Grant Thornton LLP Invesco Unit Trusts, Series 1739 Au Yeung Carney Grant Thornton LLP Invesco Unit Trusts, Series 1736 Au Yeung Carney Grant Thornton LLP Invesco Unit Trusts, Municipal Series Au Yeung Carney 1284 Haynie & Company Creative Medical Technology Avis Steven Holdings, Inc. Crowe Horwath LLP Old National Bancorp Baldwin Kara Deloitte & Touche LLP WEST CORP Barton Trevor Ernst & Young LLP Silicon Laboratories Inc. Belew Jason Ernst & Young LLP Facebook, Inc. Bender Alexander Deloitte & Touche LLP TIER REIT INC Berry Jimmy Deloitte LLP (French ARC Resources Ltd. Bhogal Raj Translation: Deloitte S.E.N.C.R.L./s.r.l.) Deloitte & Touche LLP Vantiv, Inc. Bitter Robert PricewaterhouseCoopers LLP MASCO CORP /DE/ Bittinger Andrew Ernst & Young LLP Lockheed Martin Corporation Blount Michael KPMG LLP Nuveen Credit Opportunities 2022 Boehmer Patrick Target Term Fund KPMG LLP Nuveen Unit Investment Trust, Series Boehmer Patrick 167 Ernst & Young LLP Equity Commonwealth Bolden Kyle Ernst & Young LLP CHANNELADVISOR CORPORATION Bongiorno James WithumSmith+Brown, PC Electrum Special Acquisition Boutillette Frank Corporation PricewaterhouseCoopers LLP PayPal Holdings, Inc. Bradshaw Kevan PricewaterhouseCoopers LLP KINDER MORGAN, INC. Brady John Ernst & Young Auditores Azul S.A. Braga Pinto Julio Independentes S.S. Gregory, Sharer & Stuart, P.A. institutional Investor Trust Brault Bo PricewaterhouseCoopers LLP BIOGEN INC. Braunstein Michael Deloitte & Touche LLP CAESARS ENTERTAINMENT Corp Bremer Timothy Grant Thornton LLP Energy Transfer Equity, L.P. Brown Andrew Ernst & Young LLP CNL Healthcare Properties II, Inc. Brown Karen Ernst & Young LLP National Retail Properties, Inc. Brown Karen Ernst & Young LLP Snap Inc. Cabral David PricewaterhouseCoopers LLP MEDNAX, INC. Cameron Donald Crowe Horwath LLP BankFinancial Corporation Camp Christopher KPMG LLP Navigant Consulting Inc. Carstens Shannon Ernst & Young LLP Everett SpinCo, Inc. Cassidy John PricewaterhouseCoopers LLP Seventy Seven Energy Inc. Cheshier Gregg Deloitte & Touche LLP Financial Company, Cohen Howard Inc. Ernst & Young LLP CSX Corporation Constantino Michael Ernst & Young LLP CNX COAL RESOURCES LP Cook Vaughn Ernst & Young LLP Consol Energy Inc. Cook Vaughn PricewaterhouseCoopers LLP LAUREATE EDUCATION, INC. Corey William Ernst & Young LLP Alphabet Inc. Cotton Andrew PricewaterhouseCoopers LLP CALPINE CORP Crawford Allan KPMG LLP Sirius XM Holdings Inc. Damiano Aldo PricewaterhouseCoopers LLP METTLER TOLEDO INTERNATIONAL Desmond John INC/ KPMG LLP MuleSoft, Inc. DeVaughn Lynn Grant Thornton LLP Invesco Unit Trusts, Series 1738 D'Introno Joseph Grant Thornton LLP Invesco Unit Trusts, Series 1737 D'Introno Joseph Grant Thornton LLP Invesco Unit Trusts, Taxable Income D'Introno Joseph Series 584 Grant Thornton LLP Invesco Unit Trusts, Series 1748 D'Introno Joseph Grant Thornton LLP Invesco Unit Trusts, Series 1740 D'Introno Joseph Grant Thornton LLP Invesco Unit Trusts, Series 1735 D'Introno Joseph KPMG LLP Fastenal Company Dosedel Angela PricewaterhouseCoopers LLP CATERPILLAR FINANCIAL SERVICES English Michael CORP Freed Maxick CPAs, P.C. Realmark Property Investors Limited Ervin James VI-A Freed Maxick CPAs, P.C. Realmark Property Investors LTD Ervin James Partnership II Freed Maxick CPAs, P.C. Realmark Property Investors LTD Ervin James Partnership V Freed Maxick CPAs, P.C. Ultralife Corporation Ervin James Deloitte & Touche LLP Caesars Acquisition Co Etherington Kristina Deloitte & Touche LLP Caesars Growth Properties Holdings, Etherington Kristina LLC PricewaterhouseCoopers LLP FORD MOTOR CO Fato Saverio Deloitte & Touche LLP ATHENAHEALTH INC Finnerty David KPMG LLP Cerner Corporation Foote Dana Ernst & Young LLP FDO Holdings, Inc. Franz Nicholas PricewaterhouseCoopers LLP CHARLES RIVER LABORATORIES Freyermuth Christine INTERNATIONAL INC Deloitte & Touche LLP WELLCARE HEALTH PLANS, INC. Friedrichs Lynn PricewaterhouseCoopers LLP INTUITIVE SURGICAL INC Fuell Anthony Deloitte & Touche LLP BAKER HUGHES INC Fuhrman Douglas RSM US LLP Aware, Inc. Gaffey Daniel Grant Thornton LLP Credit Acceptance Corporation Giacolone Ryan Eide Bailly LLP Arts Way Manufacturing Co. Inc. Glenz Ann PricewaterhouseCoopers LLP FORD MOTOR CREDIT CO LLC Golden Timothy Deloitte & Touche LLP Morgan Stanley Global Investment Goldstein Beth Solutions Global Best Business Models, Series 1 PricewaterhouseCoopers LLP Hanesbrands Inc. Good Jessica Hein + Associates LLP Lapolla Industries, Inc. Grace Kenneth Hein + Associates LLP Flotek Industries, Inc. Grace Kenneth Deloitte & Touche LLP SCIENTIFIC GAMES CORP Griffin Christopher GBH CPAs, PC Cosmo Ventures Inc. Grossman David Peterson Sullivan LLP Cray Inc. Hartman Nathan Grant Thornton LLP ION Geophysical Corporation Heep Gerrad Deloitte & Touche LLP UNITEDHEALTH GROUP INC Herchuk Jannie PricewaterhouseCoopers LLP NeuroMetrix, Inc. Herron Joshua Ernst & Young LLP Amazon.com, Inc. Heselton David Ernst & Young LLP Graphic Packaging Holding Company Heston Gregory Accell Audit & Compliance, Stem Sales, Inc. Hiestand Christopher P.A. Deloitte & Touche LLP PARNASSUS FUNDS Hoffman Matthew Ernst & Young LLP EQT GP Holdings, LP Hoffman Leon Ernst & Young LLP EQT Midstream Partners, LP Hoffman Leon Ernst & Young LLP EQT Corporation Hoffman Leon Deloitte & Touche LLP PARNASSUS INCOME FUNDS Hoffman Matthew GBH CPAs, PC American Gene Engineer Corp. Houston Jeffrey GBH CPAs, PC Natural Destiny Inc. Houston Jeffrey Deloitte & Touche LLP FT 6532 Huber Amy Deloitte & Touche LLP FT 6537 Huber Amy Deloitte & Touche LLP FT 6503 Huber Amy Deloitte & Touche LLP FT 6493 Huber Amy Deloitte & Touche LLP FT 6512 Huber Amy Deloitte & Touche LLP FT 6494 Huber Amy Deloitte & Touche LLP FT 6535 Huber Amy Deloitte & Touche LLP FT 6499 Huber Amy Deloitte & Touche LLP FT 6498 Huber Amy Deloitte & Touche LLP FT 6517 Huber Amy Deloitte & Touche LLP FT 6482 Huber Amy Deloitte & Touche LLP FT 6506 Huber Amy Deloitte & Touche LLP FT 6495 Huber Amy Deloitte & Touche LLP FT 6523 Huber Amy Deloitte & Touche LLP FT 6558 Huber Amy Deloitte & Touche LLP FT 6525 Huber Amy Deloitte & Touche LLP FT 6507 Huber Amy Deloitte & Touche LLP FT 6489 Huber Amy Deloitte & Touche LLP FT 6491 Huber Amy Deloitte & Touche LLP FIRST TRUST COMBINED SERIES 550 Huber Amy Deloitte & Touche LLP FT 6509 Huber Amy Deloitte & Touche LLP FT 6533 Huber Amy Deloitte & Touche LLP FT 6501 Huber Amy Deloitte & Touche LLP FT 6521 Huber Amy Deloitte & Touche LLP FT 6510 Huber Amy Deloitte & Touche LLP FT 6524 Huber Amy Deloitte & Touche LLP FT 6520 Huber Amy Deloitte & Touche LLP FT 6492 Huber Amy Deloitte & Touche LLP FT 6546 Huber Amy Deloitte & Touche LLP FT 6534 Huber Amy Deloitte & Touche LLP FT 6502 Huber Amy Deloitte & Touche LLP FT 6490 Huber Amy Deloitte & Touche LLP FT 6536 Huber Amy Deloitte & Touche LLP FT 6559 Huber Amy Deloitte & Touche LLP NORTHWESTERN CORP Humbert Suzanne Schumacher & Associates, Retrospettiva, Inc. Huston Lois Inc. PricewaterhouseCoopers LLP GOODYEAR TIRE & RUBBER CO /OH/ Jain Sharad PricewaterhouseCoopers Novo Nordisk Jensen Torben Statsautoriseret Revisionspartnerselskab Ernst & Young LLP AB Trust Jivraj Al-Adeel Ernst & Young LLP AB Global Risk Allocation Fund, Inc. Jivraj Al-Adeel Ernst & Young LLP AB Core Opportunities Fund, Inc. Jivraj Al-Adeel Ernst & Young LLP AB Cap Fund, Inc. Jivraj Al-Adeel Ernst & Young LLP AB Cap Fund, Inc. Jivraj Al-Adeel PricewaterhouseCoopers LLP Trade Desk, Inc. Johnson David Deloitte & Touche LLP DHI GROUP, INC. Johnson Larissa Ernst & Young LLP General New York AMT-Free Johnson Todd Municipal Money Market Fund Ernst & Young LLP DREYFUS NEW YORK AMT-FREE Johnson Todd MUNICIPAL BOND FUND Ernst & Young LLP General Government Securities Johnson Todd Money Market Funds, Inc. Ernst & Young LLP General California Municipal Money Johnson Todd Market Fund Ernst & Young LLP General Municipal Money Market Johnson Todd Funds, Inc. Ernst & Young LLP KBS Growth & Income REIT, Inc. Johnston Christopher Grant Thornton LLP FTS International, Inc. Jones Tyler PricewaterhouseCoopers LLP ALLETE INC Joppich Mitchell DELOITTE CERTIFIED PUBLIC CAPITAL PRODUCT PARTNERS L.P. KATSIBOKIS DIMITRIOS ACCOUNTANTS S.A. PricewaterhouseCoopers LLP Reynolds Group Holdings Ltd Kellerman John PricewaterhouseCoopers LLP DUPONT E I DE NEMOURS & CO Kiely John Ernst & Young LLP DCT Industrial Trust Inc. Klein Warren Ernst & Young LLP DCT INDUSTRIAL OPERATING Klein Warren PARTNERSHIP LP PricewaterhouseCoopers LLP Mastercard Inc Klemm Robert PricewaterhouseCoopers LLP DTE ENERGY CO Koppin John PricewaterhouseCoopers LLP DTE Electric Co Koppin John KPMG LLP Tristate Capital Holdings, Inc. Krizner Robert Deloitte & Touche LLP MOBILEIRON, INC. LaCamp James Ernst & Young LLP Zillow Group Inc Lang-Furr Oren Deloitte & Touche LLP UNITIL CORP Lee Christopher PricewaterhouseCoopers LLP ALTRIA GROUP, INC. Lemelin Kenneth PricewaterhouseCoopers LLP RAVEN INDUSTRIES INC Linder Thomas MaloneBailey, LLP The Diamond Cartel Inc. Lourie Matthew Deloitte & Touche LLP TreeHouse Foods, Inc. Lyons Diane Ernst & Young LLP Sabre Corporation MacKenna Marney Ernst & Young LLP Spirit Airlines, Inc. MacKenna Marney Ernst & Young LLP Spirit Airlines, Inc. MacKenna Marney Deloitte & Touche LLP COMCAST CORP Malvisi John PricewaterhouseCoopers LLP NEWMARKET CORP Martin Sarah RSM US LLP Griffin Industrial Realty, Inc. Martinelli Susan Ernst & Young LLP Sensata Technologies Holding N.V. Mastrocola Stephen Ernst & Young LLP Alexandria Real Estate Equities, Inc. McCaulley James Grant Thornton LLP MaxLinear, Inc. McCombs Douglas Grant Thornton LLP Masimo Corporation McCombs Douglas Baker Tilly Virchow Krause, Citizens & Northern Corporation McGowan William LLP DBBMCKENNON Cipherloc Corporation McKennon Michael PricewaterhouseCoopers LLP Express Scripts Holding Co. McPartlin Susan Ernst & Young LLP Hess Midstream Partners LP Meighan Paul KPMG LLP Autonation, Inc. Melendez Rodrigo Deloitte & Touche LLP Eaton Vance Unit Trust - Series 10 Melito Mark Deloitte & Touche LLP HCP, INC. Meono Melissa Ernst & Young LLP VanEck Vectors ETF Trust Michel Mark Ernst & Young LLP Stryker Corporation Miller William Grant Thornton LLP Advisors Disciplined Trust 1769 Mleko Frank Grant Thornton LLP Advisors Disciplined Trust 1559 Mleko Frank Grant Thornton LLP Guggenheim Defined Portfolios, Mleko Frank Series 1569 Grant Thornton LLP Guggenheim Defined Portfolios, Mleko Frank Series 1571 Grant Thornton LLP Advisors Disciplined Trust 1243 Mleko Frank Grant Thornton LLP Guggenheim Defined Portfolios, Mleko Frank Series 1568 Grant Thornton LLP Guggenheim Defined Portfolios, Mleko Frank Series 1570 Grant Thornton LLP Guggenheim Defined Portfolios, Mleko Frank Series 1464 Grant Thornton LLP Advisors Disciplined Trust 1240 Mleko Frank Grant Thornton LLP Advisors Disciplined Trust 1554 Mleko Frank Grant Thornton LLP Guggenheim Defined Portfolios, Mleko Frank Series 1567 Grant Thornton LLP Guggenheim Defined Portfolios, Mleko Frank Series 1566 Grant Thornton LLP Advisors Disciplined Trust 1558 Mleko Frank Grant Thornton LLP Advisors Disciplined Trust 1483 Mleko Frank Grant Thornton LLP Guggenheim Defined Portfolios, Mleko Frank Series 1564 Grant Thornton LLP Advisors Disciplined Trust 1746 Mleko Frank Grant Thornton LLP Guggenheim Defined Portfolios, Mleko Frank Series 1565 Deloitte & Touche LLP CABELAS INC Moline David PricewaterhouseCoopers LLP 3M CO Montminy Thomas PricewaterhouseCoopers LLP TAMPA ELECTRIC CO Mooney Miles PricewaterhouseCoopers LLP ASSURANT INC Morrison Todd Ernst & Young LLP FS Credit Real Estate Income Trust, Moss Barry Inc. Ernst & Young LLP Hamilton Lane Incorporated Mulhall Robert Ernst & Young LLP Fiduciary/Claymore MLP Opportunity Mulhall Robert Fund PricewaterhouseCoopers LLP EBAY INC Muller Kris Deloitte & Touche LLP POWER INTEGRATIONS INC Nasman Ian Ernst & Young LLP Manhattan Associates, Inc. Nastopoulos John PricewaterhouseCoopers LLP ALLIANCEBERNSTEIN HOLDING L.P. Niang Nabi PricewaterhouseCoopers LLP ALLIANCEBERNSTEIN L.P. Niang Nabi Ernst & Young LLP Brookdale Senior Living Inc. Ofenloch Brian Deloitte & Touche LLP WORLD WRESTLING Oliver Christine ENTERTAINMENTINC Deloitte & Touche LLP Foundation Building Materials, Inc. Palme Gregory Ernst & Young LLP PennTex Midstream Partners, LP Parks Craig Deloitte & Touche LLP BOEING CO Patrick Lawrence PricewaterhouseCoopers LLP Trilogy Metals Inc. Patterson Mark Deloitte & Touche LLP ProPetro Holding Corp. Patton Christopher Hein + Associates LLP Iron Sands Corp. Pfahl Gregory Deloitte & Touche LLP General Motors Co Phillips Henry PricewaterhouseCoopers LLP REGENERON PHARMACEUTICALS INC Pierce Chris Ernst & Young LLP Chipotle Mexican Grill, Inc. Price James KPMG LLP H.B. Fuller Company Rabe Travis Ernst & Young LLP Deutsche Value Series, Inc. Real Shaun Ernst & Young LLP Deutsche Strategic Income Trust Real Shaun Ernst & Young LLP Deutsche Strategic Municipal Income Real Shaun Trust Ernst & Young LLP Deutsche Municipal Income Trust Real Shaun Ernst & Young LLP Neuberger Berman MLP Income Fund Real Shaun inc Ernst & Young LLP Deutsche Multi-Market Income Trust Real Shaun Deloitte & Touche LLP DCP Midstream, LP Reisner Troy KPMG LLP Associated Banc-Corp Rodi John KPMG LLP Reynolds American Inc. Rodriguez Jose Ernst & Young LLP Southwest Airlines Co. Rowland Brandon Deloitte & Touche LLP BLACKSTONE MORTGAGE TRUST, Rubin Eric INC. Ernst & Young LLP Cullen/Frost Bankers, Inc. Rummel Jeffrey Grant Thornton LLP Coeur Mining, Inc. Rusk Gregory Cherry Bekaert LLP HedgePath Pharmaceuticals, Inc. Rux Christopher Deloitte & Touche LLP UNION PACIFIC CORP Ryan Amy PricewaterhouseCoopers LLP HALF ROBERT INTERNATIONAL INC Sasson Jaime /DE/ Deloitte & Touche LLP EverBank Financial Corp Sauer Scott Deloitte & Touche LLP COLUMBIA PROPERTY TRUST, INC. Scalese Mark Deloitte & Touche LLP NBCUniversal Media, LLC Scanlon Erin Ernst & Young LLP AB Equity Income Fund, Inc. Schall Edwin Ernst & Young LLP AB Global Real Estate Investment Schall Edwin Fund, Inc. Ernst & Young LLP AB Cap Fund, Inc. Schall Edwin Ernst & Young LLP AB Trust Schall Edwin PricewaterhouseCoopers LLP CONSUMERS ENERGY CO Schlee Jeremy PricewaterhouseCoopers LLP CMS ENERGY CORP Schlee Jeremy PricewaterhouseCoopers LLP Owens Corning Schlosser Pamela Deloitte & Touche LLP RETAIL PROPERTIES OF AMERICA, Schultz James INC. PricewaterhouseCoopers LLP CUMMINS INC Schupmann Laurie PricewaterhouseCoopers LLP PATTERSON UTI ENERGY INC Shappard Richard RBSM LLP HEALTHLYNKED CORP. SHARMA RAJESH Ernst & Young LLP Delphi Automotive PLC Sheckell Steven PricewaterhouseCoopers LLP SHUTTERFLY INC Shirsekar Sameer WithumSmith+Brown, PC Matlin & Partners Acquisition Silverman Marc Corporation Ernst & Young LLP Century Communities Inc Simmons Shawn KPMG LLP Celgene Corporation Simone James PricewaterhouseCoopers LLP BORGWARNER INC Smallwood Kristin Deloitte & Touche LLP Boardwalk Pipeline Partners, LP Smith Stephen Deloitte & Touche LLP HIGHWOODS REALTY LTD Snodgrass Lori PARTNERSHIP Deloitte & Touche LLP HIGHWOODS PROPERTIES INC Snodgrass Lori MNP LLP Intellipharmaceutics International Sran Ajmer Inc. Ernst & Young LLP Cushing MLP Total Return Fund Stephenson Mary Ernst & Young LLP Cushing Energy Income Fund Stephenson Mary Ernst & Young LLP Cushing Renaissance Fund Stephenson Mary Grant Thornton LLP Smart Trust 296 Stomper John Grant Thornton LLP Smart Trust 295 Stomper John BKD, LLP 1st Source Corporation Stout Matthew PricewaterhouseCoopers LLP MOLSON COORS BREWING CO Stover Tracey Ernst & Young LLP Sysco Corporation Strait William PricewaterhouseCoopers LLP RYDER SYSTEM INC Sturm Robert Ernst & Young LLP CVS Health Corporation Sullivan Raymond PricewaterhouseCoopers LLP CORNING INC /NY Sur Pierre-Alain Ernst & Young LLP OMNOVA Solutions Inc. Swartz Aaron Wipfli LLP Actuant Corporation 401(k) Plan Szidon Daniel Deloitte & Touche LLP Archrock, Inc. Tackett Joseph PricewaterhouseCoopers LLP DANA INC Telang Ramesh PricewaterhouseCoopers LLP RAYTHEON CO/ Thomas Kevin Deloitte & Touche LLP Apollo Global Management LLC Thompson Michael KPMG LLP Ventas, Inc. Tomazin William KPMG LLP Ventas, Inc. Tomazin William Grant Thornton LLP Cognex Corporation Trenholm Scott MaloneBailey, LLP Skkynet Cloud Systems, Inc. Vertucci Steven MaloneBailey, LLP Arkanova Energy Corporation Vertucci Steven Deloitte & Touche LLP FEDERAL NATIONAL MORTGAGE Vollertsen Troy ASSOCIATION FANNIE MAE Deloitte & Touche LLP AMERICAN AXLE & MANUFACTURING Wahrman Julie HOLDINGS INC Deloitte & Touche LLP DOW CHEMICAL CO /DE/ Walker Thomas MaloneBailey, LLP Crypto-Services, Inc. Wang Jaddy Deloitte & Touche LLP HUNTINGTON INGALLS INDUSTRIES, Warner Debra INC. Ernst & Young LLP Limelight Networks, Inc. Whittington Cale Ernst & Young LLP Republic Services, Inc. Whittington Cale PricewaterhouseCoopers Ltd. The Bank of N.T. Butterfield & Son Wightman Arthur Limited Ernst & Young LLP Nivalis Therapeutics, Inc. Wilson James Ernst & Young LLP Northern Institutional Funds Witcher Stacy PricewaterhouseCoopers LLP T-Mobile US, Inc. Wolff Dennis Ernst & Young LLP PulteGroup, Inc. Wyper David AMC Auditing, LLC All Marketing Solutions, Inc. Yi Alexandria Ernst & Young LLP M.D.C. Holdings, Inc. Zofrea Peter

NOTE: 300 reported in PCAOB AuditorSearch as of Feb. 21, 2017. This select, condensed data has been prepared by the MACPA’s CPA Success blog (macpa.org/blog) from data provided by PCAOB AuditorSearch. Refer to PCAOB AuditorSearch for complete data, which is updated daily by the PCAOB, at: https://pcaobus.org/Pages/AuditorSearch.aspx