Journal of Archaeological Science 53 (2015) 391e407
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Journal of Archaeological Science
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Middle Pleistocene hominin occupation in the Danjiangkou Reservoir Region, Central China: studies of formation processes and stone technology of Maling 2A site
* Shuwen Pei a, , Dongwei Niu a, Ying Guan a, Xiaomei Nian a, Mingjie Yi a, Ning Ma a, Xiaoli Li b, Mohamed Sahnouni c a Key Laboratory of Vertebrate Evolution and Human Origins, Institute of Vertebrate Paleontology and Paleoanthropology, Chinese Academy of Sciences, Beijing 100044, China b Beijing Museum of Natural History, Beijing 100050, China c Centro Nacional de Investigacion sobre la Evolucion Humana (CENIEH), Paseo de la Sierra de Atapuerca S/N, Burgos 09002, Spain article info abstract
Article history: Danjiangkou Reservoir Region (DRR) is one of the areas where Acheulean-like stone technology (Mode 2) Received 4 March 2014 was reported in central and south China. It is located at the end of the upper reaches of the Hanshui River Received in revised form (the largest tributary of the Yangtze River). Systematic field investigations documented more than ninety 20 September 2014 Paleolithic sites along the fluvial terraces of the Hanshui and Danjiang Rivers (the latter a tributary of the Accepted 27 October 2014 upper reach of the Hanshui River). Subsequent excavations at more than 30 sites led to the discovery of a Available online 6 November 2014 large number of Paleolithic stone artifacts in the past decade, showing that early hominins lived in the region at least by the early part of the Middle Pleistocene. However, little is known from the archaeo- Keywords: Maling locality 2A (ML2A) logical record about the context of the sites and their formation processes, the technological charac- Late Middle Pleistocene teristics of the stone artifact assemblages, and whether they truly belong to Mode 2 technology or just to Site formation processes core and flake technology, and the overall hominin behavioral patterns and adaptation during the Middle Mode 2 technology to Late Pleistocene. Danjiangkou Reservoir Region (DRR) Maling locality 2A (ML2A) is buried in the front edge of the third alluvial terrace of the Danjiang River. Central China Archaeological excavations, undertaken at the site in 2011, recovered 1026 stone artifacts from a red clay deposit. Preliminary OSL dating and geomorphological comparisons between the terraces in the Hanshui River system suggest that the site is dated to the late Middle Pleistocene. Patterns of artifact concen- tration suggest that the site was buried in secondary context where the stone artifacts were transported by water from a relatively higher location nearby. The artifacts, primarily made on quartzite and quartz cobbles, include cores, whole flakes, various fragments, retouched pieces, two bifaces and a hammer- stone. All flaking is by direct hard hammer without core preparation. The majority of flakes in the early stages of core reduction indicate that the cores are not extensively reduced. Choppers are the pre- dominant core category, together with discoids, polyhedrons, and core scrapers. It should be noted that two bifacially flaked cobbles can classed as mode 2 implements. Eleven retouched pieces are recognized, and they were casually modified by direct hammer percussion. Although only two bifaces were exca- vated from this site, many more are recorded in the larger study area. The ML2A artifact assemblage may be considered as a Chinese variant of an Acheulean-like (Mode 2) industry. It can be deduced that Homo erectus was likely the responsible for manufacturing the stone artifacts. © 2014 Elsevier Ltd. All rights reserved.
1. Introduction
In the last half century, the integration of site formation pro- cesses inquiry into Paleolithic studies has revolutionized the way archaeologists explain hominin behavior from material remains * Corresponding author. No. 142 Xizhimenwai Street, P.O. Box 643, Beijing 100044, China. Tel.: þ86 10 88369260; fax: þ86 10 68337001. (Isaac, 1967; Schick, 1986, 1991; Schiffer, 1987; Sahnouni and E-mail address: [email protected] (S. Pei). Heinzelin, 1998; Dibble et al., 2006; Bernatchez, 2010). http://dx.doi.org/10.1016/j.jas.2014.10.022 0305-4403/© 2014 Elsevier Ltd. All rights reserved. 392 S. Pei et al. / Journal of Archaeological Science 53 (2015) 391e407
Understanding site formation processes is crucial for interpreting The Danjiangkou Reservoir Region (thereafter DRR) is located in artifact patterns and hominin behavior (Schick, 1987a,b; Kuman, the southern margin of Qinling Mountains in central China, which 1994, 2003; Bertran and Texier, 1995; Sahnouni et al., 2002; is conventionally regarded as the boundary between the southern Hovers, 2003; Lenoble and Bertran, 2004; McPherron, 2005; Sisk and northern climatic zones of China. In the MayeJune 1989 field and Shea, 2008; Domínguez- Rodrigo et al., 2010; Pollarolo et al., season, two damaged but relatively complete hominin crania were 2010; Benito-Calvo and de la Torre, 2011; Malinsky-Buller et al., discovered in the fourth terrace deposits of Hanshui River in 2011). It is well documented that natural processes may affect the Quyuanhekou, Yunxian (Yun county) (Xu, 1978; Li et al., 1991; Li formation of Paleolithic sites and the spatial distribution of their and Etler, 1992; Wu and Poirier, 1995). They were associated with archaeological remains (Petraglia and Potts, 1994; Kluskens, 1995; a late Early Pleistocene to early Middle Pleistocene fauna and 453 Shea, 1999; Ward and Larcomb, 2003; Brantingham et al., 2007; stone artifacts. Based on magneto e stratigraphic studies, Yan Marder et al., 2011), including flowing water which was recog- (1993) suggested that the site was formed between 0.87 Ma and nized as a primary disturbing agent affecting artifact assemblages 0.83 Ma while Feng (2008) estimated it to date to 0.8 Ma. However, and their concentration. Potentially disturbed Paleolithic sites are Electron Spin Resonance (ESR) dating, carried out on ten commonly encased in high energy deposits such as sandy channels, mammalian fossil animal teeth stratigraphically associated with gravel bars, river terraces, etc., where notable concentrations of the hominin skulls, yielded an age of 0.581 Ma ± 0.093 Ma (Chen stone artifacts occur (Schick, 1992, 2001; Petraglia and Potts, 1987, et al., 1996). In spite of the relative discrepancies of the proposed 1994; Demeter et al., 2010). Archaeologists have realized that ages, an end Early Pleistocene to early Middle Pleistocene age for fluvial sedimentary processes had great impact on the formation of the locality seems reasonable. The in situ associated stone artifacts Paleolithic sites and on the integrity of stone artifact assemblages total 317 comprising primarily casual cores and bifacially flaked (Shea, 1999; Schick, 1992; Sahnouni and Heinzelin, 1998; Benito- cobbles (Etler and Li, 1994). Recently, Feng (2008) identified 14 Calvo and de la Torre, 2011). Therefore, it is a necessity to eval- stone artifacts as Acheulean-like handaxes, cleavers, and picks. In uate Paleolithic sites for possible fluvial disturbance prior to mak- 1994 and 2004, systematic field investigations were launched in ing any hominin behavioral inferences from stone artifact the region as part of a salvage archaeological project funded by the assemblages. national government prior to the construction of the Danjiangkou The occurrence of Acheulean (Mode 2) handaxe technologies Reservoir dam. Eighty-seven Paleolithic sites have been discovered has been a matter of debate (known as “the handaxe issue”) for a along the fluvial terraces of the Hanshui River and Danjiang Rivers. long time in East Eurasian Paleolithic studies (Movius, 1948; Schick Subsequent excavations at more than 30 sites led to the discovery of and Dong, 1993; Gao and Norton, 2002; Norton et al., 2006; Norton more than ten thousand Paleolithic stone artifacts, suggesting that and Bae, 2009; Lycett and Bae, 2010; Lycett and Norton, 2010, early hominins occupied the region at least by the early part of among many others). It was generally accepted in the last century Middle Pleistocene. However, little is known about the mode of that there are also casual cores and flakes with the focus of the accumulation of the sites and to which extent fluvial agencies “chopper-chopping tool” designation (Movius, 1948). This term contributed to their formation, as well as whether the excavated now in large measure has been discarded and changed to Oldowan- stone artifact assemblages are suitable for early hominin behavior like or Mode 1 [as defined by Clark (1969, 1970) core and flake inferences. Here we report a preliminary study undertaken at a technologies (Schick and Dong, 1993; Schick, 1994; Clark, 1998; newly excavated site of Maling locality 2A in the Danjiang River Norton and Bae, 2009; Lycett and Bae, 2010; Bar-Yosef and Wang, region highlighting its formation processes and the technological 2012; Gao, 2013; Pei et al., 2013). Following the initial announce- patterns of its lithic artifact assemblage. ment of the presence of a well-documented Acheulean-like in- dustry in the Middle Pleistocene locality of Bose basin, southern China (Hou et al., 2000), more and more similar industries were 2. Stratigraphy and dating reported not only in Bose Basin (Wang et al., 2008, 2012, 2014; Huang et al., 2012; Xu et al., 2012), but also in Luonan basin The Maling locality 2A (hereafter ML2A) site (32 55052.000N, (Wang, 2005, 2007), and Danjiangkou Reservoir Region (DRR) 111 28032.500E, 145e160 m a.s.l.) is located in the Maling village, (Feng, 2008; Li et al., 2009, 2012, 2013, 2014; Kuman et al., 2014)in Shengwan town, Xichuan county, Henan province, Central China Central China. At present, there seems to be a consensus that (Fig. 1). The site was excavated in MarcheApril 2011 by archaeol- bifacially worked implements (including Acheulean-like handaxes, ogists of the Institute of Vertebrate Paleontology and Paleoan- cleavers, and picks) have been discovered at some Middle to early thropology (IVPP) (Chinese Academy of Sciences), as part of a Late Pleistocene localities in south and central China and South salvage archaeology project around the construction of the Dan- Korea (Norton et al., 2006; Norton and Bae, 2009; Bae et al., 2012). jiangkou reservoir dam to a higher latitude. The excavation exposed The presence of bifaces in East Asia is regarded as evidence to an area of about 300 m2 yielding a 1026 of stone artifacts. invalidate the hypothesis of the so-called “Movius Line” and to The Hanshui River, the largest tributary of the middle reaches of suggest that there is no obvious technological and typological dif- the Yangtze River, has its source south of the Qinling Mountains. ference between the East and West. However, although some of The river is 1577 km long and has a 174,300 km2 catchment area. As bifaces have been collected from river terraces as surface finds and the largest branch of Hanshui River, the Danjiang River has a length lack of stratigraphic information and dating information (Gao, of 244 km and a 7551 km2 catchment area (Ma et al., 2003). The 2012), more and more Acheulean-like implements were from in DRR, situated at the confluence of the Hanshui and Danjiang Rivers, situ context (Wang et al., 2014; Li et al., 2014; Kuman et al., 2014). is an intermontane depression with an elevation of 120 m above sea Moreover, such a low density of stone artifacts (<1/m2) for the large level. Up to four alluvial terraces were well developed and widely area investigated is characteristic of all river terraces and basins in distributed in the Hanshui River System, which is closely related to central and south China where bifaces are found. This seems to be a the uplift of the QinghaieTibet Plateau and the development of the genuine pattern when study on the site formation processes and Hanshui and Danjiang Rivers (Chu, 1955; Shen, 1956). The flood- compared with west Acheulean sites (Wang et al., 2014; Li et al., plain or the first Terrace (T1) is less than 10 m above the riverbed; 2014; Kuman et al., 2014). Therefore, it is important that the the Alluvial Terrace (T2) is 10e15 m, the Red Clay Terrace (T3) is characteristics of these assemblages (mode 1 or mode 2) should be 30e40 m, and the Eroded Terrace (T4) is 60e70 m (Shen, 1956). obtained from in situ occurrences instead of surface collections. Particularly in the DRR, the Red Clay Terrace (T3), with an elevation S. Pei et al. / Journal of Archaeological Science 53 (2015) 391e407 393
Fig. 1. Map showing the location of Maling Locality 2A site.
Fig. 2. Quaternary geomorphology of the ML2A site, showing the terraces of the Danjiang River. 1. Clay, 2. Silt clay, 3. Sands, 4. Cobble layer, 5. Bedrock, 6. ML2A site. 394 S. Pei et al. / Journal of Archaeological Science 53 (2015) 391e407 of 30e40 m, most likely was formed due to climate change (Pei to Late Pleistocene (Shen, 1956; Pei et al., 2008; Li et al., 2009, 2012, et al., 2008). 2013; Zhou et al., 2009; Feng et al., 2012; Niu et al., 2012; Sun et al., ML2A is buried in the anterior margin of the third terrace (T3) 2012). No dating estimate was available for the lower three terraces on the right bank of the Danjiang River (Fig. 2). The Danjiang River (T3eT1) before our investigations. valley was most probably formed in the Late Tertiary and was The optically stimulated luminescence (OSL) technique was also chiefly developed during the Quaternary. Stratigraphic in- applied to date the ML2A site. Nine sediments were sampled from vestigations were centered on the third terrace (rock-seated two stratigraphic profiles, from which fine-grained (4e11 mm) terrace) around the ML2A site. The base of the third terrace consists fractions of quartz and medium-grained polymineral (45e63 mm) of Cambrian limestone, dolomitic limestone, and shale. Resting were extracted using the procedures published by Zhang and Zhou directly on bedrock is a lag deposits of gravel consisting of cobbles, (2007) and Nian et al. (2012). However, the results of De mea- pebbles, and sands. The upper section above the gravel layer is surements showed that the De values obtained for the studied composed of fluvial deposits 6e10 m thick of brown-red clay and samples range from 261 ± 29 Gy to 395 ± 41 Gy, which exceeded red silt clay (latosol). The stratigraphic sequence of the site may be the quartz dating limit using the SAR protocol resulting in age described, from top to bottom, as follows (Fig. 3): underestimation. For this reason we measured the feldspar signals to extend the luminescence chronology to older archaeological 1. Gray cultivated layer, 0.5e1.0 m thick; deposits at Maling site. The results show that sample L2223-2226 2. Red clay with numerous carbonate concretions, 4.0e5.0 m from ML2A-S1 dates to ~200 ka and samples from ML2A-S2 date thick; between ~238 ka and ~385 ka using medium-grained polymineral 3. Brown-yellow silt clay with numerous carbonate concretions, pIRIR225 C protocol (Table 1). 2.0e2.5 m thick; 4. Gravel layer, 1.0e1.5 m thick; 3. Materials and methods 5. Cambrian limestone, dolomitic limestone, and shale. 3.1. Excavation and materials As a result of the lack of datable material, the dating of most Middle to Late Pleistocene archaeological sites from river terraces After undertaking systematic mapping of the research area and in central and south China, in particular those younger than studying the geomorphology and stratigraphy of the river terraces Brunhes/Matuyama boundary (0.78 Ma), is not available. In DRR, and the localities yielding in situ archaeological materials, we magnetostratigraphic results show that the fourth terrace (T4) was identified an area of 300 m2 for excavation. Prior to the excavation, most probably formed during the end Early to Middle Pleistocene we collected 40 stone artifacts from the surface and subsurface (Yan, 1993; Chen et al., 1996; Feng, 2008; Sun et al., 2012). Based on scraping that were eroding from the archaeological deposit. The geological and stratigraphic comparisons of Hanshui River systems, archaeological layer was excavated in 5e10 cm increments; and researchers deduced that the third terraces (T3) and second terrace large test trenches were dug to check sterile layers. All the exca- (T2) were probably formed from the end of the Middle Pleistocene vated material was recorded using taphonomically-based
Fig. 3. A profile of the ML2A site. S. Pei et al. / Journal of Archaeological Science 53 (2015) 391e407 395
Table 1 U, Th, K concentration, depth of the samples collected from Maling 2A site, and pIRIR290 C dating results of medium-grained polymineral extracts.