Prof. Dr. Gregor Dorfleitner Curriculum Vitae

Academic Education

06/2003 Professorial degree (Habilitation) in Business Administration at the Faculty of Business Administration and Economics, University of Augsburg 12/1998 Doctorate in Social Science at the University of Augsburg, Thesis: “Zum Glattstellen von Index-Futures” 11/1990 – 09/1995 Studies in Mathematics, minor field of study in Business Administration at the University of Augsburg (Degree: Diploma in Mathematics) 01/1988 – 12/1990 Studies at the University of Cooperative Education (Berufsakademie) Ra- vensburg (Degreed Engineer (BA) in Electrical Engineering)

Positions since 10/2007 Head of the Department of Finance, University of Regensburg 11/2010 – 10/2011 Visiting Professor at the Université libre de Bruxelles, Solvay Brussels School of Economics and Management 10/2007 – 06/2010 Visiting Professor at the Institute for Finance and Securities Design, Vienna University of Economics and Business Administration 07/2005 – 09/2007 Professor of Finance and Head of the Financial Engineering and Derivatives Group, Vice Chairman of the Institute of Finance and Financial Markets, both at the Vienna University of Economics and Business Administration 04/2004 – 06/2005 Professor of Finance at the Department of Corporate Finance, Vienna Uni- versity of Economics and Business Administration, Austria 08/2003 – 03/2004 Research Assistant with habilitation at the Department of Statistics, Uni- versity of Augsburg 02/1999 – 07/2003 Research Assistant at the Department of Statistics, University of Augsburg 10/1998 – 01/1999 Research and Teaching Assistant at the Department for Statistics, Universi- ty of Augsburg 01/1996 – 09/1998 Research Assistant at the Department of Statistics, University of Augsburg (Prof. Bamberg) in a research project within the DFG programme “Efficient Design of Financial Markets and Financial Institutions” 10/1995 – 12/1995 Research and Teaching Assistant at the Department of Stochastics and its Applications, University of Augsburg (Prof. Pukelsheim) Honours and Awards

06/2015 2nd Prize Postbank Finance Award 2015 12/2014 „Handelsblatt-Betriebswirteranking“ Top-200 Lifework: Rank 158 07/2014 2nd Prize Postbank Finance Award 2014 04/2013 Reviewer of the Year 2012 (Finance) of Journal BuR-Business Research 09/2012 “Handelsblatt-Betriebswirteranking“ Top-200 Lifework: Rank 174 07/2011 2nd Prize Postbank Finance Award 2011 06/2010 2nd Prize Postbank Finance Award 2010 06/2010 F.A.Z. Finance Essay Award 2010 07/2009 “Handelsblatt-Betriebswirteranking“ Top-200 Lifework: Rank 198 06/2008 3rd Prize Postbank Finance Award 2008

Further Activities and Memberships since 10/2015 Member of the Fakultätsrat of the Faculty of Business, Economics and Management Information Systems at the University of Regensburg since 03/2015 Editorial Board Member of the journal Heliyon (Elsevier) since 09/2014 Chairman of the board of directors of the investment company Lacuna AG, Regensburg since 06/2014 Associate Editor of Journal of Management and Sustainability since 04/2013 Mentor of the Max Weber-Programm Bayern since 04/2013 Cooperation in the university choice of the studies foundation of the Ger- man people 01/2011 – 09/2015 Chairman of the commission for conference participation grants at the University of Regensburg, Faculty of Business, Economics and Manage- ment Information Systems 2014 Member of the Program Committee of the European Conference on Data Analysis 2014 05/2012 – 05/2014 Editorial Board Member of Journal of Management and Sustainability 2011 Member of the Organizing and Program Committee of the 18th Annual Meeting of the German Finance Association at the University of Regens- burg since 2010 Faculty Advisor of SIFE Regensburg (SIFE National Champion Germany 2011; SIFE World Cup Champion 2011) since 02/2010 Associate researcher at the Centre for European Research in Microfinance, ULB Brüssel, Solvay Brussels School of Economics and Management 06/2009 – 08/2014 Member of the board of directors of the investment company Lacuna AG, Regensburg 06/2009 – 04/2011 Chairman of the investment advisory committee of the LACUNA SIF, a fund specialized in investing into sustainable energy since 04/2008 Director of the Center of Finance at the University of Regensburg since 03/2008 Chairman of the Auditing Committee of the Board of the University of Regensburg 2007 Member of the Organizing Committee of the EFMA Annual Conference at the Vienna University of Economics and Business Administration 2006 – 2007 Member of the Research Institute for Computational Methods at the Vienna University of Economics and Business Administration, in charge of Computational Finance since 2005 Member of Verband der Hochschullehrer für Betriebswirtschaft e.V. (VHB) since 1997 Member of the Society for Operations Research (GOR) and of the German Finance Association (DGF) 02/1992 – 03/1995 Scholarship holder of the German National Academic Foundation

Referee Responsibility

Journals German Economic Review, Journal of Risk, Journal of Management and Sustainability, BuR-Research, Journal of Banking and Finance, Journal of Money, Credit and Banking, European Journal of Operational Research, Tourism Management, Statistical Papers, OR Spectrum, Managerial Fi- nance, Zeitschrift für Betriebswirtschaft, Österreichisches Bankarchiv, Jour- nal für Betriebswirtschaft, Journal of Small Business and Entrepreneurship, Critical Finance Review, Review of Managerial Science, Financial Markets and Portfolio Management, Energy Economics, Homo Economicus, Inter- national Review of Financial Analysis, Journal of Asset Management Conferences Colloquium on Financial Markets (Kölner Finanzmarkt Kolloquium), Annual Conference of the Swiss Society for Financial Market Research, European Financial Management Association (EFMA) Conference, Annual Conference of the German Academic Association for Business Research (VHB), Annual Conference of the German Finance Association

Selected Publications

Dorfleitner, G.; Priberny, C.; Schuster, S., Stoiber, J.; Weber, M.; de Castro, I., Kammler, J. (2016): De- scription-text related soft information in peer-to-peer lending - Evidence from two leading European platforms. Journal of Banking and Finance 64, 169-187. Dorfleitner, G.; Utz, S.(2014): Profiling German-speaking socially responsible investors. Qualitative Research in Financial Markets 6, 118-156. Dorfleitner, G.; Jahnes, H.(2014): What factors drive personal loan fraud? Evidence from Germany. Review of Managerial Science 8, 89-119. Dorfleitner, G.; Leidl, M.; Priberny, C.; von Mosch, J.(2013): What determines microcredit interest rates?. Applied Financial Economics 23, 1579-1597. Dorfleitner, G.; Belousova, J.(2012): On the diversification benefits of commodities from the perspective of euro investors. Journal of Banking and Finance 36, 2455-2472. Dorfleitner, G.; Utz, S.(2012): Safety first portfolio choice based on financial and sustainability returns. European Journal of Operational Research 221 (1), 155-164. Buch, A.; Dorfleitner, G.; Wimmer, M. (2011): Risk capital allocation for RORAC optimization. Journal of Banking and Finance 35, 3001–3009. Dorfleitner, G.; Wimmer, M. (2010): The pricing of temperature futures at the Chicago Mercantile Exchange. Journal of Banking and Finance 34, 1360–1370. Buch, A.; Dorfleitner, G.(2008): Coherent risk measures, coherent capital allocations and the gradient allocation principle. Insurance: Mathematics and Economics 42, 235–242. Dorfleitner, G.; Schneider, P.; Hawlitschek, K.; Buch, A. (2008): Pricing Options with Green’s Functions when Volatility, Interest Rate and Barriers Depend on Time. Quantitative Finance 8, 119–133. Dorfleitner, G.; Krapp, M. (2007): On multiattributive risk aversion: Some clarifying results. Review of Managerial Science 1, 47–63. Dorfleitner, G. (2004): How short-termed is the trading behaviour in Eurex futures markets? Applied Financial Economics 14, 1269–1279. Dorfleitner, G. (2003): Why the Return Notion Matters. International Journal of Theoretical and Applied Finance 6, 73–86.