Rail Accident Report Overspeed at Fletton Junction, Peterborough 11 September 2015 Report 14/2016 August 2016 This investigation was carried out in accordance with: l the Railway Safety Directive 2004/49/EC; l the Railways and Transport Safety Act 2003; and l the Railways (Accident Investigation and Reporting) Regulations 2005. © Crown copyright 2016 You may re-use this document/publication (not including departmental or agency logos) free of charge in any format or medium. You must re-use it accurately and not in a misleading context. The material must be acknowledged as Crown copyright and you must give the title of the source publication. Where we have identified any third party copyright material you will need to obtain permission from the copyright holders concerned. This document/publication is also available at www.raib.gov.uk. Any enquiries about this publication should be sent to: RAIB Email: [email protected] The Wharf Telephone: 01332 253300 Stores Road Fax: 01332 253301 Derby UK Website: www.gov.uk/raib DE21 4BA This report is published by the Rail Accident Investigation Branch, Department for Transport. Preface Preface The purpose of a Rail Accident Investigation Branch (RAIB) investigation is to improve railway safety by preventing future railway accidents or by mitigating their consequences. It is not the purpose of such an investigation to establish blame or liability. Accordingly, it is inappropriate that RAIB reports should be used to assign fault or blame, or determine liability, since neither the investigation nor the reporting process has been undertaken for that purpose. The RAIB’s findings are based on its own evaluation of the evidence that was available at the time of the investigation and are intended to explain what happened, and why, in a fair and unbiased manner. Where the RAIB has described a factor as being linked to cause and the term is unqualified, this means that the RAIB has satisfied itself that the evidence supports both the presence of the factor and its direct relevance to the causation of the accident. However, where the RAIB is less confident about the existence of a factor, or its role in the causation of the accident, the RAIB will qualify its findings by use of the words ‘probable’ or ‘possible’, as appropriate. Where there is more than one potential explanation the RAIB may describe one factor as being ‘more’ or ‘less’ likely than the other. In some cases factors are described as ‘underlying’. Such factors are also relevant to the causation of the accident but are associated with the underlying management arrangements or organisational issues (such as working culture). Where necessary, the words ‘probable’ or ‘possible’ can also be used to qualify ‘underlying factor’. Use of the word ‘probable’ means that, although it is considered highly likely that the factor applied, some small element of uncertainty remains. Use of the word ‘possible’ means that, although there is some evidence that supports this factor, there remains a more significant degree of uncertainty. An ‘observation’ is a safety issue discovered as part of the investigation that is not considered to be causal or underlying to the event being investigated, but does deserve scrutiny because of a perceived potential for safety learning. The above terms are intended to assist readers’ interpretation of the report, and to provide suitable explanations where uncertainty remains. The report should therefore be interpreted as the view of the RAIB, expressed with the sole purpose of improving railway safety. The RAIB’s investigation (including its scope, methods, conclusions and recommendations) is independent of any inquest or fatal accident inquiry, and all other investigations, including those carried out by the safety authority, police or railway industry. Report 14/2016 August 2016 Fletton Junction This page is intentionally left blank Report 14/2016 4 August 2016 Fletton Junction Overspeed at Fletton Junction, Peterborough, 11 September 2015 Contents Preface 3 Summary 7 Introduction 8 Key definitions 8 The incident 9 Summary of the incident 9 Context 9 The sequence of events 15 Key facts and analysis 18 Identification of the immediate cause 18 Identification of causal factors 18 Identification of underlying factors 28 Observations 33 Previous occurrences of a similar character 34 Summary of conclusions 36 Immediate cause 36 Causal factors 36 Underlying factors 36 Observations 36 Actions reported as already taken or in progress relevant to this report 38 Other reported actions 38 Recommendations and learning points 39 Recommendations 39 Learning points 41 Appendices 42 Appendix A - Glossary of abbreviations and acronyms 42 Appendix B - Glossary of terms 43 Appendix C - Investigation details 46 Appendix D - TPWS set speed of 76 mph (122 km/h) 47 Report 14/2016 5 August 2016 Fletton Junction This page is intentionally left blank Report 14/2016 6 August 2016 Fletton Junction Summary Summary At around 17:11 hrs on Friday 11 September 2015, the 14:25 hrs Virgin Trains East Coast passenger train service from Newcastle to London King’s Cross passed through Fletton Junction, near Peterborough at 51 mph (82 km/h) around twice the permitted speed of 25 mph (40 km/h). This caused the carriages to lurch sideways resulting in minor injuries to three members of staff and one passenger. It is likely that the train driver had forgotten about the presence of the speed restriction because he was distracted and fatigued due to issues related to his family. Lineside signs and in-cab warnings may have contributed to him not responding appropriately as he approached the speed restriction and engineering controls did not prevent the overspeeding. Neither Virgin Trains East Coast, nor the driver, had realised that family-related distraction and fatigue were likely to be affecting the safety of his driving. Virgin Trains East Coast’s route risk assessment had not recognised the overspeeding risks particular to Fletton Junction and Network Rail had not identified that a speed limit sign at the start of the speed restriction was smaller than required by its standards. The incident could have had more serious consequences if the train had derailed or overturned. The risk of this was present because the track layout was designed for a maximum speed of 27 mph (43 km/h). The RAIB has made five recommendations. Two addressed to Virgin Trains East Coast relate to enhancing the management of safety critical staff who are experiencing problems related to their home life, and considering such issues during the investigation of unsafe events. A recommendation addressed to Virgin Trains East Coast and an associated recommendation addressed to Network Rail relate to assessing and mitigating risks at speed restrictions. A further recommendation to Network Rail relates to replacement of operational signage when this is non-compliant with relevant standards. The RAIB report also includes learning points relating to managing personal problems that could affect the safety performance of drivers. A further learning point, arising because of a delay in reporting the incident, stresses the importance of drivers promptly reporting incidents which could have caused track damage. A final learning point encourages a full understanding of the effectiveness of safety mitigation provided by infrastructure and signalling equipment. Report 14/2016 7 August 2016 Fletton Junction Introduction Introduction Key definitions 1 Metric units are used in this report, except when it is normal railway practice to give speeds and locations in imperial units. Where appropriate the equivalent metric value is also given. 2 Distances from Peterborough station are measured from the approximate position of the front of the incident train when it was standing at the station. 3 The report contains abbreviations and technical terms (shown in italics the first time they appear in the report). These are explained in appendices A and B. Sources of evidence used in the investigation are listed in appendix C. Report 14/2016 8 August 2016 Fletton Junction The incident Summary of the incident The accident 4 At around 17:11 hrs on Friday 11 September 2015, the 14:25 hrs Virgin Trains East Coast passenger train service from Newcastle to London King’s Cross, reporting number 1Y38, passed through Fletton Junction, near Peterborough (figure 1) at around twice the permitted speed of 25 mph (40 km/h). This caused the carriages to lurch sideways and resulted in minor injuries to three members of staff and one passenger. 5 The train’s driver did not report the overspeeding incident, but the injuries to the on-train staff and passenger were reported to Virgin Trains East Coast control by staff on the train. Location of incident © Crown Copyright. All rights reserved. Department for Transport 100039241. RAIB 2016 Figure 1: Extract from Ordnance Survey map showing location of the incident Context Location 6 Fletton Junction is on the East Coast main line around 1.25 miles (2 km) south of Peterborough station and 75 miles and 2 chains1 from King’s Cross station. At this junction, the up slow and up fast lines merge to become the up main line (figure 2). 7 These lines carry trains travelling south from Peterborough. The up slow line passes through platform 1 at Peterborough station and the up fast passes through platform 3. Southbound trains departing from platform 1 can be routed onto the up fast line at a crossover immediately south of the station, or continue along the up slow line to Fletton Junction.