Resettlement Monitoring Report PRC: Jilin Urban Environmental

Home , Erdao District, Jilin, Yanji, Zhengzhou

Resettlement Monitoring Report

Project Number: 40050 April 2013

PRC: Jilin Urban Environmental Improvement Project

Prepared by the Project Management Office of the Jilin Provincial Government With assistance of External Resettlement Monitor.

For Jilin Provincial Government (JPG) Changchun Municipal Government Yanji Municipal Government Changchun Water Supply Company (CWSC) Changchun Jingyuetan Tourism Development Company (CJDC) Changchun Municipal Liya Environmental Sanitation and Infrastructure Construction Co. Yanji Water Supply Company (YWSC) Yanji Sewerage Treatment Company (YSTC) Yanji Investment and Development Company (YIDC)

This report has been submitted to ADB by the Project Management Office of Jilin Provincial Government and is made publicly available in accordance with ADB’s Public Communications Policy (2011). It does not necessarily reflect the views of ADB. Your attention is directed to the “Terms of Use” section of this website.

SECOND EXTERNAL RESETTLEMENT MONITORING REPORT AND RESETTLEMENT COMPLETION REPORT

People’s Republic of China:

Jilin Urban Environmental Improvement Project

ADB Loan No.: 2360-PRC

Submitted to: Jilin Provincial Government and Asian Development Bank

Prepared by: Project Management Office ADB Loan Jilin Urban Environmental Improvement Management Project

This report has been submitted to ADB by the Project Management Office of Jilin Provincial Government and is made publicly available in accordance with ADB’s public communications policy (2005). It does not necessarily reflect the views of ADB.

PEOPLE’S REPUBLIC OF CHINA – ASIAN DEVELOPMENT BANK LOAN 2360-PRC: JILIN URBAN ENVIRONMENTAL IMPROVEMENT PROJECT SECOND EXTERNAL RESETTLEMENT MONITORING REPORT AND RESETTLEMENT COMPLETION REPORT

TABLE OF CONTENTS

TABLE OF CONTENTS ABBREVIATIONS

1. Introduction ...... 1

1.1 Background ...... 1 1.2 Project Summary ...... 1

2. Description of the Project ...... 3

2.1 Project Components ...... 3 2.2 Project Investment Plan ...... 6 2.3 Flow of Funds and Onlending Arrangements ...... 6 2.4 Implementation Arrangements ...... 8

3. Implementation Progress of the Project ...... 9

3.1 Overall Progress ...... 9 3.2 Investment Progress ...... 9 3.3 Subproject Progress ...... 10 3.4 Updated Implementation Schedule ...... 13

4. Implementation of the LAR ...... 16

4.1 Changchun City No. 5 WTP and Distribution Mains ...... 19 4.2 Changchun City Domestic Solid Waste Management ...... 21 4.3 Changchun Dongnan WWTP and Sewerage Networks ...... 27 4.4 Yanji Water Supply and Network Upgrade and Expansion ...... 28 4.5 Yanji Effluent Reuse and Sewerage Upgrade and Expansion ...... 30 4.6 Yanji Thermal Power Plant Heating Networks and Yanji Central Heating Secondary Networks ...... 32

5. Conclusion and Recommendations ...... 40

i PEOPLE’S REPUBLIC OF CHINA – ASIAN DEVELOPMENT BANK LOAN 2360-PRC: JILIN URBAN ENVIRONMENTAL IMPROVEMENT PROJECT SECOND EXTERNAL RESETTLEMENT MONITORING REPORT AND RESETTLEMENT COMPLETION REPORT

ABBREVIATIONS

ADB - Asian Development Bank APs - Affected Persons CFB - Changchun Finance Bureau CJTDC - Changchun Jingyuetan Tourism Development Co. CMG - Changchun Municipal Government CWSC - Changchun Water Supply Co. EA - Executing Agency FYP - Five Year Plan JFB - Jilin Finance Bureau JPG - Jilin Provincial Government JPMO - Jilin Project Management Office JUEIP - Jilin Urban Environmental Improvement Project Km - Kilometer IAs - Implementing Agencies ICB - International Contract Bidding LAR - Land Acquisition and Resettlement LIYA - Changchun Liya Environmental Sanitation Infrastructure Construction Co. MOF - Ministry of Finance MOU - Memorandum of Understanding MTR - Mid-Term Review N/A - Not Available PIU - Project Implementation Unit PLG - Project Leading Group PMO - Project Management Office PRC - People’s Republic of China PS - Pumping Station RP - Resettlement Plan SWM - Solid Waste Management t/d - Ton/day WTP - Water Treatment Plant WWTP - Wastewater Treatment Plant YCWIC - Yanji City Water Industry Co., Ltd. YFB - Yanji Finance Bureau YIDC - Yanji Investment and Development Co. YMG - Yanji Municipal Government

ii PEOPLE’S REPUBLIC OF CHINA – ASIAN DEVELOPMENT BANK LOAN 2360-PRC: JILIN URBAN ENVIRONMENTAL IMPROVEMENT PROJECT SECOND EXTERNAL RESETTLEMENT MONITORING REPORT AND RESETTLEMENT COMPLETION REPORT

iii PEOPLE’S REPUBLIC OF CHINA – ASIAN DEVELOPMENT BANK LOAN 2360-PRC: JILIN URBAN ENVIRONMENTAL IMPROVEMENT PROJECT SECOND EXTERNAL RESETTLEMENT MONITORING REPORT AND RESETTLEMENT COMPLETION REPORT

- 15.7 km water transmission main - 32.09 km distribution main - Two booster pumping stations

- 26 Solid Waste Transport Trucks

iv PEOPLE’S REPUBLIC OF CHINA – ASIAN DEVELOPMENT BANK LOAN 2360-PRC: JILIN URBAN ENVIRONMENTAL IMPROVEMENT PROJECT SECOND EXTERNAL RESETTLEMENT MONITORING REPORT AND RESETTLEMENT COMPLETION REPORT

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vi PEOPLE’S REPUBLIC OF CHINA – ASIAN DEVELOPMENT BANK LOAN 2360-PRC: JILIN URBAN ENVIRONMENTAL IMPROVEMENT PROJECT SECOND EXTERNAL RESETTLEMENT MONITORING REPORT AND RESETTLEMENT COMPLETION REPORT

vii PEOPLE’S REPUBLIC OF CHINA – ASIAN DEVELOPMENT BANK LOAN 2360-PRC: JILIN URBAN ENVIRONMENTAL IMPROVEMENT PROJECT SECOND EXTERNAL RESETTLEMENT MONITORING REPORT AND RESETTLEMENT COMPLETION REPORT

viii PEOPLE’S REPUBLIC OF CHINA – ASIAN DEVELOPMENT BANK LOAN 2360-PRC: JILIN URBAN ENVIRONMENTAL IMPROVEMENT PROJECT SECOND EXTERNAL RESETTLEMENT MONITORING REPORT AND RESETTLEMENT COMPLETION REPORT

1. Introduction

1.1 Background

1. This report is the second External Resettlement Monitoring Report and Resettlement Completion Report for the Jilin Urban Environmental Improvement Project (the Project, JUEIP) covering the period up to the end of March 2013, the completion of the Project. It is prepared by the JUEIP Project Management Office (JPMO) with the assistance of domestic external resettlement specialists.

1.2 Project Summary

2. The basic information about the Loan Project is provided in Table 1.

Table 1: Basic Information ADB Loan No. 2360-PRC Project Title Jilin Urban Environmental Improvement Project Borrower People’s Republic of China Executing Agency Jilin Provincial Government Implementing Agencies 1. Changchun Water Supply Co. 2. Changchun Jingyuetan Tourism Development Co. 3. Changchun Liya Environmental Sanitation Infrastructure Construction Co. 4. Yanji Sewerage Treatment Co. 5. Yanji City Water Industry Co., Ltd. 6. Yanji Investment and Development Co. Total Estimated Cost $324.11 Million ADB Loan $100.00 Million Counterpart Financing $224.11 Million ADB Loan Approval Date 2007/10/29 ADB Loan Agreement Signed Date 2008/02/26 ADB Loan Effectiveness Date 2008/06/20 Planned Project Completion Date 31 December, 2012 Original Loan Closing Date 30 June, 2013 Revised Loan Closing Date N/A Total Number of Months for Implementation 60 Elapsed Months from Loan Effectiveness 57 Date Exchange Rate $1 = CNY 6.58 Type of This Report 2nd External Resettlement Monitoring Report and Resettlement Completion Report Note: recalculate the data during March 2011 ADB Loan Review Mission, the exchange rate is 1 dollar = RMB 6.58.

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2. Description of the Project

2.1 Project Components

3. The project is a multi-sector urban environmental improvement initiative which aims to integrate urban development and environmental management to ensure long-term sustainable growth. It is intended to help: (i) reduce water pollution; (ii) protect water resources; (iii) address water shortage (through recycling effluent) and meet the demand for high quality treated water through 2012; (iv) control non-point source of pollution through effective solid waste management (SWM); (v) reduce air pollution through reduction in coal consumption and more efficient central heating; (vi) promote sustainable economic development; and (vii) improve the environment and living conditions in Changchun and Yanji cities of Jilin Province. The project supports the Government’s 11th Five-Year Plan (FYP) which includes goals of improving living conditions and health in the project cities and promoting sustainable economic development.

4. The revised Project scope has three engineering components, broken down into seven subcomponents as shown in Table 2. The locations of the subcomponents can be found in the maps preceding this chapter.

5. The project also includes a component on project management and capacity building to the PMO and IAs for effective project management including: (i) providing training to strengthen their organizational structures and staff resources to implement, operate, and maintain the project components; (ii) strengthening management practices in human resources, finance, and corporate planning, and (iii) training managers and staffs to ensure efficient project implementation and sustainability of project benefits. This component is intended to strengthen institutional capacity to facilitate the adoption of an integrated approach to water resource management, including pollution control.

Table 2: Revised Project Scope and IAs Implementation Subcomponent Scope of Work Agencies Component I: Urban Infrastructure in Changchun City Build Changchun No. WTP with treatment capacity of 1 Changchun No. 5 WTP 300,000 t/d; Pave 25.5 km water transmission pipelines, Changchun Water Supply Co. and Distribution Mains 58.15 km distribution network, and two booster pumping (CWSC) stations. 2 Changchun Domestic Changchun Liya Environmental Solid Waste Build a sanitary landfill with treatment capacity of 2,600 t/d. Sanitation Infrastructure Management Construction Co. (LIYA) Build Changchun Dongnan WWTP and Sewerage Networks Changchun Jingyuetan 3 Changchun Dongnan with treatment capacity of 100,000 t/d; Pave 53.46 km of Tourism Development Co. WWTP sewer network, 34.2 km of storm-water pipelines, and 23.5 (CJTDC) km of wastewater interceptors. Component II: Urban Infrastructure in Yanji City Build Yanji WTP with treatment capacity of 60,000 t/d; Pave 4 Yanji WTP and Network Yanji City Water Industry Co., 10. 5 km raw water transmission main, and 9 km distribution Upgrade and Expansion Ltd. (YCWIC) mains, and 35.7 km of water distribution pipelines. 5 Yanji Effluent Reuse and Build Yanji effluent reuse WWTP with treatment capacity of Yanji City Wastewater Sewerage Upgrade and 50,000 t/d; Pave 15.1 km water reuse transmission mains, Treatment Co., Ltd. Expansion and 40 km sewerage networks. Component III: Central Heating in Yanji City

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Implementation Subcomponent Scope of Work Agencies Provide heating supply for 7.415 million m2 area in the south 6 Yanji Thermal Power of Buerhatong River, including installation of 42.52 km Yanji Investment and Plant Heating Networks heating pipe networks, 6.2 km of steam pipelines, Development Co. (YIDC) construction of 35 heat exchange stations, and closure of 128 low efficiency small boilers. Provide heating supply for 9.3 million m2 area in the north of 7 Yanji Central Heating Buerhatong River, including installation of 77.6 km heating Yanji Investment and Secondary Networks pipelines, upgrade 30 km heating pipelines, construction of Development Co. (YIDC) 64 heat exchange stations. Source: ADB Review Mission MOU, February 2012.

6. The original Project scope and the revised Project scope upon the completion are presented in Table 3.

Table 3: Original Scope and Adjustment for Each Subcomponent Name of Subcomponent Original Scope of Work During Appraisal Revised Scope of Work Component I: Changchun Urban Infrastructure Changchun No. 5 WTP and  Construct a WTP with a capacity of  Construct a WTP with a capacity of Distribution Mains 300,000 m3/day by 2010. 300,000 m3/d.  Construct 25.5 km water transmission  Construct 25.5 km water transmission main (diameter 1,400 – 1,600 mm). main (diameter 1,400-1,600 mm), and  Construct 58.15 km distribution main two booster pumping stations. (diameter 1,400 – 1,600 mm).  Construct 58.15 km distribution main  Construct northern booster pumping (diameter 400-1,600 mm). 3 station (120,000 m /d capacity) and  Construct two booster pumping southern booster pumping station (180,000 stations. m3/d). Changchun Domestic Solid  Construct 2,600 tons/day sanitary  Construct 2,600 t/d sanitary landfill Waste Management landfill with 10-year service life and an with 10-year service life and an expected expected additional life of 12 years after additional life of 12 years after expansion. 3 expansion.  Construct a 300 m /d leachate 3  Construct a 300 m /d leacheate treatment plant, 410 meter retention treatment plant, retention walls, and 36,800 walls, 35,640 m3 regulating tank. 3 m regulating tank.  Lay 2.219 km internal roads.  Lay 1.6 km internal roads.  Procure 26 solid waste transport  Construct one transfer station with trucks and machineries to be used in the 2,000 t/d capacity and associated landfill and transfer station. machinery and equipment.  Procure 30 solid waste transport vehicles to be used in the landfill and transfer station. Changchun Dongnan WWTP  Construct a WWTP with a capacity of  Construct a WWTP with a capacity of and Sewerage Networks 100,000 m3/d. 100,000 m3/d.  Construct 54.36 km wastewater  Install 53.46 km of sewer network. collection system, and 34.2 km of  Install 34.2 km of storm-water stormwater pipelines. pipelines.  Construct 23.5 km wastewater  Install 23.5 km of wastewater interceptor. interceptors.

Component II: Yanji Urban Infrastructure Yanji WTP and Network  Construct a WTP with capacity of  Construct a WTP with capacity of Upgrade and Expansion 60,000 m3/d. 60,000 m3/d.  Install 10.5 km water transmission main  Install 10.5 km water transmission (diameter 800 mm). main (diameter 1,000 mm).  Install 9 km distribution main (diameter  Install 9 km distribution main 700 – 1,000 mm). (diameter 200 – 800 mm).

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Name of Subcomponent Original Scope of Work During Appraisal Revised Scope of Work

 Install 35.7 km water supply networks,  Install 35.7 km of water distribution including new pipe and existing pipe pipelines. replacement. Yanji Effluent Reuse and  Construct a tertiary wastewater plant  Construct a tertiary wastewater plant Sewerage Upgrade and with a capacity of 50,000 m3/d. with a capacity of 50,000 m3/d. Expansion  Install 15.1 km water reuse  Install 15.1 km water reuse transmission main (diameter 500 - 800 transmission main (diameter 500 - 800 mm). mm).  Install 40 km sewerage networks,  Install 40 km sewerage networks, including new pipe, existing pipe including new pipe, existing pipe replacement. replacement. Component III: Yanji Central Heating 2 2 Yanji Thermal Power Plant  Provide heating for 6.97 million m area  Provide heating for 7.415 million m Heating Networks with the maximum heating demand of area with the maximum heating demand 425.51 MW. of 452.39 MW  Construct 42.52 km heating pipe  Construct 41.08 km heating pipe networks. networks.  Construct 6.2 km of steam pipelines  Construct 3.34 km steam pipe.  Construct 35 heat exchange stations.  Construct 42 heat exchange stations.  Construct 1 booster pumping station. 2 2 Yanji Central Heating  Provide heating for 9.3 million m area.  Provide heating for 9.3 million m Secondary Networks  Install 77.6 km heating pipe networks, area. including new pipe and existing pipe  Install 77.6 km heating pipe replacement. networks.  Construct 64 heat-exchange stations.  Construct 64 heat-exchange stations. Component IV: Institutional Capacity Development for Effective Project Management Project Management  Project total investment: US$1.57  Project total investment: US$1.57 million. million.  Complete organizational arrangements  Complete organizational for the Jilin PMO to be able to implement arrangements for the Jilin PMO to be able the ADB loan by 2012. to implement the ADB loan by 2012.  Complete necessary organizational  Complete necessary organizational arrangements for IA’s (hiring staff, set up arrangements for IA’s (hiring staff, set up accounting systems and financial, accounting systems and financial, administrative, and human resource policies administrative, and human resource and procedures) by 2012. policies and procedures) by 2012.  Develop plans, budgets, procedures for  Develop plans, budgets, procedures loan implementation and project control in for loan implementation and project PMO. control in PMO.  Complete JPG, PMO and IA staff  Complete JPG, PMO and IA staff training by 2012 (training in ADB training by 2012 (training in ADB procedures, procurement, pollution control procedures, procurement, pollution and wastewater treatment, solid waste control and wastewater treatment, solid treatment, environmental monitoring and waste treatment, environmental financial management). monitoring and financial management).  Establish the PPMS  Establish the PPMS

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2.2 Project Investment Plan

7. The estimated cost of the Project during appraisal totals at US$352.68 million. ADB’s loan of US$100 million from the ordinary capital resources will cover 28% of the Project cost. During last ADB review mission of February 2012, the Project Investment was re-calculated at the estimate of $324.11 million. Details please see Table 4. The Borrower is PRC. The Government of the PRC will relend the loan proceeds to JPG. The loan will have a term of 25 years, including a grace period of 5 years. The interest rate is determined in accordance with the LIBOR-based lending facility, commitment charge and such other terms and conditions set forth in the Loan Agreement.

Table 4: Project Investment Plan ($ million) Item Total Cost A. Base Costs Component 1: Changchun Urban Infrastructure a. Changchun No.5 WTP and Distribution Mains 72.68 1. b. Changchun Domestic Solid Waste Management 66.45 c. Changchun Dongnan WWTP 48.18 Component 2: Yanji Urban Infrastructure 2. a. Yanji Water Supply 17.05 b. Yanji Wastewater Treatment 28.60 Component 3: Yanji Central Heating 3. a. Yanji Thermal Power Plant Heating Networks 44.46 b. Yanji Central Heating Secondary Networks 18.67 4. Project Management 1.57 Subtotal (A) 297.65 B. Contingencies 15.68

C. Financial Charges during Implementation 10.78

Total (A+B+C) 324.11

2.3 Flow of Funds and Onlending Arrangements

8. The flow of funds and relending arrangements are shown in Figure 1.

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Yanji Water Industries Co. (YWIC) Yanji WTP + Network Upgrade and Expansion

Figure 1: Flow of Funds and Onlending Arrangements

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2.4 Implementation Arrangements

9. The JPG is the Executing Agency (EA) who has overall responsibility for the loan project. The Project Leading Group (PLG) under JPG is headed by a Vice Governor and comprising the heads of the Jilin Development Reform Commission, Housing and Urban- Rural Development Department, and Finance Department. The PLG provides overall policy guidance, facilitates interagency coordination and resolve any institutional problems affecting project implementation. The Jilin Project Management Office (JPMO) is led by the Jilin Provincial Housing and Urban-Rural Development Department. The Project Management Offices in CMG and YMG coordinate and monitor activities of the IAs. The Project Implementation Unit (PIU) in each IA is responsible for day-to-day implementation.

10. The project implementation arrangements are shown in Figure 2.

Figure 2: Project Implementation Arrangements

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3. Implementation Progress of the Project

3.1 Overall Progress

11. At the time for the preparation of the Second External Resettlement Monitoring Report and Resettlement Completion Report, the weighted progress for the whole project is 92% against the 95% of the time elapsed. The weighted progress of each Project component is summarized in Table 5. The construction accounts for 70% of the weight, and the remaining 30% of the weight, including 10% for design, 6% for bid and construction award and 14% for land acquisition and resettlement.

Table 5: Summary of Weighted Progress for Subcomponent Subcomponent Engineering Weight Weight Weight Completed No. Cost Completed (%) Value (%) Rate CNY 10,000 (%) 1 Construction 70 1.1 Changchun No. 5 WTP and Distribution Mains 47,805 20.5 0.63 12.9 1.2 Changchun Domestic Solid Waste Management 23,318 10.0 1.00 10.0 Changchun Dongnan WWTP and Sewerage 1.3 23,755 10.2 0.97 9.9 Networks 1.4 Yanji WTP and Network Upgrade and Expansion 11,886 5.1 1.00 5.1 Yanji Effluent Reuse and Sewerage Upgrade and 1.5 18,913 8.1 1.00 Expansion 1.6 Yanji Thermal Power Plant Heating Networks 27, 749 11.9 1.00 11.9 1.7 Yanji Central Heating Secondary Networks 10,199 4.4 1.00 4.4 Subtotal 163,625 70.0 0.89 62.2 2 Design 10 10.0 3 Bid and Contract Award 6 6.0 4 Land Acquisition and Resettlement 14 14.0 Total 100 100.0 92.2

3.2 Investment Progress

12. At the time for the preparation of the Second External Resettlement Monitoring and Resettlement Completion Report. The investment progress is 89% as detailed in Table 6.

Table 6: Summary of Investment Progress for Each Subproject 1 2 3 4=2/1 Disbursement No. of Period of Name of Updated Cost Value Reviewed & Completion the Report Subcomponent Estimate Completed Approved Percentage (CNY 10,000) (CNY 10,000) (CNY 10,000) A.Changchun No. 5 WTP and 47,805 30,247 25,277 63 Distribution Mains Fourteenth B.Changchun Report Domestic Solid 23,318 23,318 23,318 100 Waste Management C.Changchun 23,755 23,135 21,277 97 Dongnan

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1 2 3 4=2/1 Disbursement No. of Period of Name of Updated Cost Value Reviewed & Completion the Report Subcomponent Estimate Completed Approved Percentage (CNY 10,000) (CNY 10,000) (CNY 10,000) WWTP and Sewerage Networks D.Yanji WTP and Network 11,886 11,886 11,886 100 Upgrade and Expansion E.Yanji Effluent Reuse and Sewerage 18,913 18,913 18,913 100 Upgrade and Expansion F.Yanji Thermal Power Plant 27749 27,749 27,749 100 Heating Networks G.Yanji Central Heating 10,199 10,199 10,199 100 Secondary Networks Total 163,625 145,448 138,619 89

Fifteenth Report Total 159,662 140,817 132,129 88

Fourteenth Report Total 158,979 131,628 115,093 83 TirteenthThirteenth Total 158,979 125,543 97,017 79 Report Twelfth Total 158,979 125,543 97,131 79 Report Eleventh Total 160,517 108,623 81,458 68 Tenth Report Total 164,848 95,485 75,955 58 Ninth Report Total 195,386 85,506 56,516 44 Eighth Report Total 192,854 74,744 55,459 39 Note: 1. The updated cost estimate is the revised civil work and equipment installation cost estimate. If bidding is completed, the successful bid price is adopted as cost estimate; if contract is awarded, the contract price is adopted as cost estimate. For the contracts which have not completed the bid, the cost is the planned cost estimate. 2..Value completed: for Civil Works, the value is the value of works completed on-site; for the Goods/ Equipment supply contracts, the value is the value of goods delivered. 3. Amount reviewed and approved: refers to the amount of issued disbursement certificate by the supervisor.

3.3 Subproject Progress

I Changchun No. 5 WTP and Distribution Mains

a) Procurement and Contract Awarded

13. The Changchun No. 5 WTP and Distribution Mains Project has decreased to 4 contract packages using the ADB loan according to the updated procurement plan in

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February 2012. The contract cost is CNY221.22 million. All the four contracts have been awarded.

b) Water Treatment Plant

 Civil Works Bid I: All the civil works construction except the piecemeal engineering such as sprinkle systems, land surface of the underground are completed.

 Civil Works Bid II: Main bodies of 1#, 2#, 3# clear water tanks and walls for 4# clear water tanks have been completed.

 Process equipment for the WTP were all delivered to the site, equipment installation is almost completed except the sludge treatment equipment.

 All the electrical equipment for the WTP has been installed.

c) Pipeline Engineering

14. 9.2 km of transmission pipeline installation from No. 5 WTP to the North Pumping Station has been completed.

15. 21,300 m of distribution pipeline installation has been completed.

II Changchun Domestic SWM

a) Procurement and Contract Award

16. The Project still has 7 contract packages in total using the ADB loan according to updated procurement plan in February 2012. The contract cost is CNY 228.18 million. All the seven contracts have been awarded.

b) Civil Works Construction

17. Civil works have been completed; 18.

c) Transportation Vehicles and Landfill Mechanical Equipment

19. The goods for contracts with No. CCMSW/2.1 transportation vehicles and CCMSW/2.2 landfill mechanical equipment have been delivered.

III Changchun Dongnan WWTP and Sewerage Networks

a) Procurement and Contract Award

20. The Project still has 3 contract packages using the ADB loan according to the updated procurement plan in February 2012. The contract cost is CNY 224.18 million. All the three contracts have been awarded.

b) Civil Works Construction

21. Civil Works I: two oxidation ditches and four sedimentation tanks have all been completed;

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22. Civil Works II: single buildings are almost complete except deeply treatment unit. c) Equipment Installation

23. Equipment Bid I: All the equipments have been delivered. Installation for the equipment has been completed except part of equipment of the deeply treatment plant.

24. Equipment Bid II: Installation for all the equipment are all completed.

IV Yanji WTP and Network Upgrade and Expansion a) Procurement and Contract Award

25. The Project still has 9 contracts in total using the ADB loan according to the updated procurement plan in February 2012. The contract cost estimate is CNY 57.80 million. All the nine contracts have been awarded. b) Water Plant

26. Civil works and equipment installation are completed. c) Pipeline Engineering

27. A total of 19.55 km of transmission and distribution pipelines pavement has been completed.

V Yanji Effluent Reuse and Sewerage Upgrade and Expansion a) Procurement and Contract Award

28. The subcomponent still has 6 contract packages using the ADB loan according to the updated procurement plan in February 2012. The contract cost estimate is CNY 63.98 million. All six contracts have been awarded. b) Engineering

 Civil works construction has been fully completed.

 100% of investments for sewage pipeline engineering have been completed.

VI Yanji Thermal Power Plant Heating Networks a) Procurement and Contract Award

29. The Subcomponent still has 13 contract packages using the ADB loan according to the updated procurement plan in March 2011. The updated contract cost is CNY 87.13 million. All the 13 contracts have been awarded. b) Civil Works Construction

 paved 41.08 km primary pipeline;

 paved 17.89 km secondary pipeline;

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 paved 3.34 km steaming pipeline;

 completed 42 heat exchange stations.

VII Yanji Central Heating Plant and Secondary Networks a) Procurement and Contract Award

30. Yanji Central Heating Secondary Networks has 2 contract packages using the ADB loan with the total investment of CNY 12.53 million. b) Pipeline Engineering Works

31. All pipeline engineering works have been completed. Civil works for 64 heating exchange stations and the equipment installation work have been completed. About 107.6 km of pipelines, with pipe diameter ranging from DN50 to DN500, have been paved.

3.4 Updated Implementation Schedule

32. The updated implementation schedule is provided in the following table (Table 8).

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33.

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4. Implementation of the LAR

34. Based on the updated figures in the RPs, the Project involves permanent land acquisition of 88.42 ha, affecting 196 households (HHs) and 695 persons; temporary land occupation of 154.86 ha, affecting 350 HHs and 1,461 persons, and 9 institutions and 1 private rental house; demolition of residential structure of 26,786.87 m2, with relocation of 156 HHs and 463 persons; demolition of non-residential structure of 242 m2, affecting 5 enterprises and shops and 6 workers.

35. Up to the completion of LAR, 87.5 ha (100.00%) has been acquired permanently (reduced 0.92 ha of land acquired permanently in comparison with the updated resettlement figure, or 98.96% of the updated resettlement figure); 57.05 ha (36.84%) has been occupied temporarily; 26,738.87 m2 of residential structures (reduced 48 m2 in comparison with the updated residential structure demolition figure, or 99.82% of the updated residential structure demolition figure) and 242 m2 (100%) of commercial buildings have been demolished. Accordingly, 196 HHs and 695 persons (100%) have been affected by permanent land acquisition; 478 HHs and 1,693 persons (100%) by temporary land occupation; 156 HHs and 463 persons (100%) by residential structure demolition; and 242 m2 non-residential, 2 enterprises (100%) and 3 shops (100%) by non-residential structure demolishment. A total of CNY 121.38 million (89.19%) have been disbursed for LAR. Table 9-1a is the progress of permanent and temporary land acquisition and residential structure demolishment while Table 9-1b is the progress of non-residential structure demolishment and settlement compensation.

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Table 9-1a: Progress of Permanent Land Acquisition, Temporary Land Occupation and Residential House Demolishment Permanent Land Acquisition Project Components Total (ha) Affected Household Affected People Plan Actual ±Change Plan Actual ±Change Plan Actual ±Change Changchun No. 5 WTP and Distribution Mains 11.88 9.96 - 1.92 39 39 0 126 126 0 Changchun Domestic Solid Waste Management 60.25 60.25 0.00 140 140 0 520 520 0 Changchun Dongnan WWTP and Sewerage Networks1 13.27 13.27 0.00 ------Yanji WTP and Network Upgrade and Expansion2 3.00 3.996 + 0.996 16 16 0 43 43 0 Yanji Effluent Reuse and Sewerage Upgrade and ------Expansion3 Yanji Thermal Power Plant Heating Networks 0.02 0.02 4 0.00 1 1 0 6 0 0 Yanji Central Heating Secondary Networks ------Total 88.42 87.50 - 0.92 196 196 0 695 695 0 Temporary Land Occupation Total (ha) Affected Household Affected People Plan Actual Progress % Plan Actual Progress % Plan Actual Progress % Changchun No. 5 WTP and Distribution Mains 121.02 - - 236 - - 898 - - Changchun Domestic Solid Waste Management ------Changchun Dongnan WWTP and Sewerage Networks ------Yanji WTP and Network Upgrade and Expansion 10.5 42.8 40.76% 35 45 128.57% 102 145 142.16% Yanji Effluent Reuse and Sewerage Upgrade and 12.14 3.051 25.13% 79 47 59.49% 252 151 59.92% Expansion Yanji Thermal Power Plant Heating Networks 5.90 5.90 100.00% - - - 209 209 100.00% Yanji Central Heating Secondary Networks 4 5.30 5.30 100.00% ------Total 154.86 57.05 36.84% 350 92 26.29% 1,461 505 34.57% House demolishment Total (ha) Affected Household Affected People Plan Actual ±Change Plan Actual ±Change Plan Actual ±Change Changchun No. 5 WTP and Distribution Mains 48 - - 48.00 1 - - 1 3 0 - 3 Changchun Domestic Solid Waste Management 25,902.87 25,902.87 0.00 155 155 0 460 460 0 Changchun Dongnan WWTP and Sewerage Networks ------Yanji WTP and Network Upgrade and Expansion 0.00 0.00 0.00 0 0 0 0 0 0 Yanji Effluent Reuse and Sewerage Upgrade and ------Expansion Yanji Thermal Power Plant Heating Networks 836.00 836.00 0.00 ------Yanji Central Heating Secondary Networks ------Total 26,786.87 26,738.87 - 48.00 156 155 - 1 463 460 - 3

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Table 9-1b: Progress of Non-residential House Demolishment Updated Actual Project Components Number of affected Number of affected Number of affected Number of affected Total (m2) Total (m2) enterprises and shops workers enterprises and shops workers Changchun No. 5 WTP and Distribution Mains ------Changchun Domestic Solid Waste Management 141.00 3 6 141.00 3 6 Changchun Dongnan WWTP and Sewerage Networks ------Yanji WTP and Network Upgrade and Expansion ------Yanji Effluent Reuse and Sewerage Upgrade and Expansion ------Yanji Thermal Power Plant Heating Networks & Secondary 101.00 2 - 101.00 2 - Networks Total 242.00 5 6 242.00 5 6

Table 9-1b: Progress of Resettlement Costs RP Updated Actual Project Components RMB (10,000) RMB (10,000) RMB (10,000) % of Progress Changchun No. 5 WTP and Distribution Mains 14,143.59 696.08 696.08 100.00% Changchun Domestic Solid Waste Management 13,145.22 10,281.31 8,865.97 86.23% Changchun Dongnan WWTP and Sewerage Networks 4,069.00 2,136.81 2,136.81 100.00% Yanji WTP and Network Upgrade and Expansion 5.26 32.00 32.00 100.00% Yanji Effluent Reuse and Sewerage Upgrade and Expansion 2.50 96.76 40.98 42.35% Yanji Thermal Power Plant Heating Networks 145.84 145.84 100.00% 405.38 Yanji Central Heating Secondary Networks 220.07 220.07 100.00% Total 31,770.95 13,608.87 12,137.75 89.19% Note: 1 According to resettlement plan, the permanent land acquisition of the Project to be affected is 12.12 ha, including 10.87 ha un-used land and 0.46 ha un-used land by the construction of two WWTP pumping stations, and 4,989 m2 of residential houses and 3,891 m2 non-residential houses would be demolished. During the implementation, in order to avoid house demolition and comply with the Changchun City Master Plan of the Changchun City Planning Bureau, the wastewater treatment plant has been finalized to be located close to the original proposed WWTP site. The WWTP is located in the east of Yitong River, north of the South Loop high-speed road, and south of State Road 102 in Changchun City. The land was used as the brick field by the Changchun Construction Engineering Group. After several years production, it has become to the messily excavated land and water pond. In 2003, the land of 98.44 ha was acquired by Changchun Urban Development (Group), and has been unused since then. In 2008, the State-Owned Land Reserve Center reserved this piece of land. Currently, the land is intended to be allocated to Changchun Dongnan WWTP, and the procedures are under processing. Thus, structure demolishment has been avoided. 2 A total of 39.96 ha of farmland was acquired in February 2007 with 16 households or 43 persons affected and a due diligence has been conducted by Economic and Management Institute of Tongji University at the same year. 3 A total of 20.303 ha of land (9.329 ha paddy land, 9.169 ha dryland, and 1.805 ha other land) for tertiary wastewater plant was acquired in 2004 and a due diligence has been conducted by Economic and Management Institute of Tongji University in February 2007. 4 According to the RP, temporary land occupation will affect 34 households or 136 persons. During actual implementation, only the road surface of nine institutions and enterprises as well as one private rental houses was affected temporarily.

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4.1 Changchun City No. 5 WTP and Distribution Mains

4.1.1 Impacts of Land Acquisition and Resettlement

36. According to the resettlement plan, 15.15 ha of land will be acquired permanently, including 10.09 ha of rural collective farmland, 2.59 ha of state-owned land, and 2.47 ha of enterprise land owned by Changchun Tap Water Supply Co.. Of the total land to be acquired, 0.45 ha (all dryland) of rural collective land and 0.77 ha of state-owned land (0.04 ha of wasteland and 0.73 ha of non-motorized road) will be acquired permanently for transmission pipeline. Water treatment plant will acquire 9.05 ha (all dryland with 3,000 small young trees), and 2.47 ha of self-owned rural collective land (all waste land). The northern booster station for the water distribution mains engineering will acquire 0.59 ha of rural collective land (all vegetable land), 0.47 ha of state-owned land (all open space) in the city. Southern booster station will acquire 1.2 ha of state-owned land (all open space) in the city. The water distribution network will acquire 0.15 ha of state-owned land (0.05 ha of motorized road and 0.10 ha of non-motorized road).

37. According to the resettlement plan, the water transmission pipeline construction will acquire 121.02 ha of land. Of which, 90.24 ha are rural collective land (79.51 ha dryland, 0.34 ha vegetable land, 0.26 ha paddy land, 6.32 rural road, and 3.81 ha un-used land), and 30.78 ha of state-owned land (1.31 ha dryland, 3.26 ha un-used land, 19.45 ha non- motorized road, and 6.76 ha motorized road).

38. The Project will not involve any structure demolition.

39. The land use of the Project will affect six (6) district/economic development zone, three (3) townships and twelve (12) villages. The permanent land acquisition will affect 39 households or 126 persons and temporary land occupation 236 households or 898 persons. No structure demolition will be involved in the Project, thus no households or persons to be affected.

40. According to the updated resettlement figure, the permanent land acquisition of No. 5 WTP and Distribution Mains Subcomponent totals at 11.88 ha, 39 households or 126 persons are affected. The temporary land occupation totals at 121.02 ha, 236 households or 898 persons are affected. Residential house demolition added by 48 m2, 1 household or 3 persons are affected.

41. The construction of the Southern Booster Pumping Station is the associated engineering component of the Changchun No. 5 WTP and Distribution Main. So far, although there is no change for the location of the Southern Booster Pumping Station, the impact of LAR has been changed. According to the “Comments of the Construction Project Site Selection” of the Southern Booster Pumping Sttaion reviewed and approved by the Changchun City Planning Bureau in March 2008, the planned land use of the Southern Booster Pumping Station is 19,281 m2, of which 11,673 m2 of land use is from Changchun City Land Reserve Center (It land was agricultural land and was reserved as construction land by Changchun City Land Reserve Center from Jilin Province Yifang Real Estate Co., Ltd, in October 2007) and 7,608 m2 from Heizuizi Village. The land compensation agreement between Changchun Tap Water Supply Company and Heizuizi Village of Nanguan District was signed in November 2009. Currently, the structure and auxiliaries on the land have not been demolished, and the compensation payment has not been made yet. The scope of structure and auxiliary demolition impacts is presented in Table 10.

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Table 10: Statistical Table of Structure and Auxiliary Demolition in Heizhuzi Village of Nanguan District Structure Auxiliary Structure without Colored Property Side Ware- Green- Crops in Brick Water Iron Brick Tube Filtration Fruit No. Name Steel Shops Shed Pig Pen Latrine Trees Certificate Room House house Green- Wall Pond Gate Ground Well Well Trees House (m2) (m2) (m2) (no.) (m2/no.) (Floating (m2) (m2) (m2) house (m) (no.) (no.) (m2) (no.) (no.) (m2/no.) (m2) House) (m2) 32.40 18.76 64.84 690.59 Grape 58.80 17 1 5 40.00 2 390.5 m2 A1 Sun Yanqin 59.13 A2 Shan Jihua 58.13 731.12 Grape 27 3 4 27.00 3 1.00 10 65.52 734.40 Grape 7 1 1 547 m2 20 A3 Liu Baoguo 45.76 A4 Cheng Li 65.62 660.00 Grape 1 1 396 m2 36.57 12.00 28.98 669.60 Plum 1 7.5 51.85 3 124 m2 A5 Qin Nianqi 9.52 A6 Li Ying 35.75 21.90 64.24 538.56 Grape 5 1 3 2 1 224 m2 14.40 57.85 511.36 Grape 1 3 2 163.2 m2 25 m2 A7 Wang Fu 48.75 66.00 19.20 27.44 362.88 Pig house 78.84 3 177 m2 A8 Yu Jinfeng 33.00 477.36 Grape 50.40 169.40 Grape 73.50 14.18 36.89 791.30 Grape 7 1 3 2 592 m2 45.60 482.88 Grape A9 Yuan Yanhai 201.00 Grape 111.89 Total 359.74 18.76 35.75 67.28 469.51 7178.10 129.24 117.93 63 7 12 18.5 118.85 18 1.00 Note: Ground attachment demolishment for the Southern Booster Pumping Station Engineering Component was contracted to the Nanguan District Resettlement Office under the administration of the Changchun Nanguan District Government. This table is provided by the Resettlement Office. The data in this table are preliminary findings, and slight changes may be involved during the concrete relocation process.

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42. During actual implementation, Changchun No. 5 WTP and Distribution project construction have occupied 9.96 ha of the land, reduced 5.19 ha of land in comparison with the figure of the RP, and reduced 1.92 ha of land in comparison with the updated resettlement figure. Construction of water transmission line has been cancelled from the ADB loan proceeds and no temporary land occupation and house demolition was involved any more. The permanent land acquisition has affected a total of 39 households or 126 rural persons, and temporary occupation of collective land 15 households or 58 persons.

4.1.2 Compensation Standards and Disbursement

43. A total of CNY 6.4898 million (of which 3.3032 million paid as social insurance) were directly disbursed to the affected villagers for the loss of permanent collective land acquisition, CNY 3.2817 million for the loss of temporary land occupation. The compensation standards for Jiutai area are CNY 100,000/km for village cement road, CNY 50,000/km for tun road. The compensation standards of standing crops for Changchun City are CNY 3.5/m2 for vegetable land, CNY 2.2/m2 for paddy land, CNY 2.0/m2 for dryland; and for Jiutai area are CNY 3.5/m2 for vegetable land, CNY 1.6/m2 for paddy land, CNY 1.5/m2 for dryland. Table 11 is the compensation standards for permanent land acquisition. A total of CNY 77.7897 million were disbursed.

Table 11: Compensation Standards for Permanent Acquisition of Collective Land Compensation Standards Type of Land Unit RP Actual Compensation ± Change Dryland CNY 10,000/ha 64.00 64.00 0.00 Vegetable land CNY 10,000/ha 72.50 72.50 0.00 Poplar nursery Tree CNY/no. 90.00 90.00 0.00

4.2 Changchun City Domestic Solid Waste Management

4.2.1 Impacts of Land Acquisition and Resettlement

44. According to the RP, the Project will acquire part of land and demolish some houses from Shangmogugou Tun, Yaomogugou Tun, Xiamogugou Tun in Shuangshan Village, Erdaoququanyan Township. The construction of the sanitary landfill will acquire land permanently. In total, 64.36 ha of rural collective land will be acquired, including 34.79 ha farmland, 13.86 ha wood land, 12.36 ha construction land and 3.35 ha un-used land. Of the total 34.79 ha of rural collective farmland acquired, 30.99 ha is in Shangmo Group and 3.8 ha in Yaomo Group. Permanent land acquisition will affect 46 rural households or 198 APs.

45. As a result of the landfill construction, a total of 25,902.87 m2 structures (including 16,254.87 m2 of houses with certificates and 9,648 m2 simple structures without certificates) will be demolished and 155 households or 460 persons will be relocated. The simple structures temporarily built for grain and agricultural machine storage by the farmers have no house certificates because the structures are not used for living. The quality of the simple houses is usually poorer and the costs of the materials are lower than the houses with certificates. Almost all the affected households have both houses with certificates and without certificates. In addition, 37,298 scattered trees will also be cut down (including 24,205 regular trees and 13,093 fruit trees. Those trees are owned by the individual villagers.

46. According to the updated resettlement figure, the project acquires permanent land acquisition of 60.25 ha land in total, and affects 140 households or 520 persons. During the construction period, the current rural roads are used as entry road and all equipment are

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stored and used within the construction field, so the project does not need temporary land occupation.

47. Permanent land acquisition affects 140 households and 520 persons, and 155 households or 460 persons are affected by house demolition, 6 persons (including 3 shop owners) are affected. All these affected people are rural population living in Shuangshan Village, Quanyan Township, Erdao District of Changchun City, of which 7 persons are classified as vulnerable people (4 disabled, 1 elder and 2 especially poor).

48. Permanent land acquisition of the Project was started in January 2007. In total, 60.25 ha of land have been acquired permanently. The actual figure of permanent land acquisition is 4.11 ha reduction in comparison with the figure of the RP, and is consistent with the updated resettlement figure.

49. House demolition of this Project was started in 27 August, 2008. Changchun City Urban Construction Development and House Demolishment Co., Ltd. are responsible for concrete house demolition. All residential houses have already been demolished, and the actual figure of demolition is consistent with the one of RP. The actual cutting down for various types of fruit and regular trees were higher than the numbers in the resettlement report. The difference is that the impact numbers are estimated number in the resettlement report, while the actual involved is from actual statistics. See Table 12 for impacts and progress of residential house demolition, Table 13 for impacts and progress of auxiliary demolition, Table 14 for the impacts of scattered trees cutting, and Table 15 for the shop demolition (reduced 3 shops’ demolition and avoided 11 workers affected).

Table 12: Residential House Demolition Area (m2) Affected Households (No.) Affected Persons (No.) Structures RP Actual ± Change RP Actual RP Actual New-style brick- 12,238.37 12,238.37 00.00 123 123 344 344 wood One-side brick 00.00 1,335.00 1,335.00 11 11 40 40 structure Mud 1,330.00 1,330.00 00.00 10 10 36 36 Other 1,351.50 1,351.50 00.00 11 11 40 40 Simple structure1 9,647.59 9,647.59 00.00 - - - - Total 25,902.87 25,902.87 00.00 155 155 460 460 Note: 1 The simple structures are the houses with poor quality and without certificates.

Table 13: Auxiliaries Demolition Quantities Item Unit RP Actual ± Change Brick barn m2 5,752.14 1,082 - 4,670.14 Fences m 4,761.54 5,980 +1,218.46 Floating m2 9,647.59 10,265 +617.41 structures Hand-pumped No. 130 147 +17 well Door No. 116 128 +12 Pig pens m2 38,400 22,684 -15,716 Trees No. 40,994 1,587,531 +1,546,537 Foyer m2 46.73 0 -46.73

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Quantities Item Unit RP Actual ± Change Cement and asphalt ground m2 12,276.32 22,688 +10,411.68 floor Platform m2 2,982.62 3,410 +427.38 Toilet No. 157 124 -33 Sideward m2 1,763.61 1,143 -620.61 structure Greenhouse m2 4,413.96 5,578 +1,164.04 Telephone No. 48 1 -47 Animal pens, dog Electric poles–450 m; vegetable cellars-16, Others houses, plant 65 chicken pens frame-84; cement pole-136; structures, etc. wood pole-5; dog houses-2

Table 14: Affected Trees (No.) Type of Trees Poplar Size Total 5cm 10cm 15cm 20cm 25cm 30cm 35cm 40cm 45cm 50cm 70cm RP 9,677 5,621 412 3,048 43 399 51 40 50 2 11 0 Actual 45,313

Type of Trees Elm Size Total 5cm 10cm 15cm 20cm 25cm 30cm 35cm 40cm 45cm 50cm 70cm RP 578 307 19 53 52 42 55 22 0 28 Actual 7,322

Type of Trees Willow Size Total 6cm 10cm 20cm 25cm 15cm 30cm 100cm RP 393 296 88 5 0 2 2 0 Actual 4,145

Type of Trees Fruit Trees Size Total Grapes 1 Year 2 years 3 years 4-6 years over 6 years RP 13,093 1,676 807 102 771 4,270 4,254 1,213 Actual 204,110 84,593 22,004 44,511 33,939 19,063

Young Trees Type of Trees Total Fruit Tree Poplar Elm Willow RP 13,557 11,794 1,744 0 19 Actual 122,748

Table 15: Demolition of Shops Population to Be Affected by Shop Demolishment Shops to Be Affected (No.) Village Group (No.) RP Actual ± Change RP Actual ± Change Shangmo 2 1 -1 6 3 -3 Shuangshan Yaomo 2 0 -2 6 0 -6 Xiamo 2 2 0 5 3 -2 Total 6 3 -3 17 6 -11

50. Upon completion, a total of 140 households and 520 persons have been affected by permanent land acquisition, and 155 households and 460 persons have been affected by

23 PEOPLE’S REPUBLIC OF CHINA – ASIAN DEVELOPMENT BANK LOAN 2360-PRC: JILIN URBAN ENVIRONMENTAL IMPROVEMENT PROJECT SECOND EXTERNAL RESETTLEMENT MONITORING REPORT AND RESETTLEMENT COMPLETION REPORT residential house demolition, 3 households and 6 persons have been affected by shop demolition.

51. The impacts of basic infrastructures and special facilities are presented in Table 16. In total, 14 380v concrete electric poles have been demolished.

Table 16: Basic Infrastructures and Special Facilities Quantities Item Unit RP Actual 10kv concrete electric pole No. 48 0 220v concrete electric pole No. 1 61 380v concrete electric pole No. 135 14 (within construction area) Toilet No. 1 0

4.2.2 Compensation Standards and Disbursement

52. For the permanent acquisition of agricultural land, the compensation rate in the RP is CNY 700,000/ha, but during actual implementation, a total of CNY 800,000/ha was compensated, CNY 100,000/ha higher than the standards of the RP. According to the actual evaluation, the rate of unused land is lower than the standard in the RP. The construction land has been compensated by land replacement without cash payment. Table 17 is the compensation standards for permanent land acquisition of unused land and construction land. The compensation for house demolition with certificates and without certificates is presented in Table 18-1a and Table 18-1b, the replacement houses were evaluated by Changchun Baitai Real Estate Company, the actual compensation was CNY 45/m2 higher than the rates of other projects, and higher than the average house price of CNY 790/m2. As a result, the APs have benefitted from the Project. According to Changchun City Structure Demolition Management and Regulation, compensation for the loss of working days is provided to each relocated family at CNY 300 per household and the transition cost is CNY 8 per square meter. For the 3 demolished shops, a total of CNY 75,114 was paid to the affected owners based on actual evaluation and negotiation. As the owners of the shops used the extra space for business, the compensation for the loss of working days is included in the compensation of residential structure demolition. The compensation standards of auxiliaries and infrastructures and special facilities are presented in Table 19-1 and Table 19-2.

53. In total, CNY 119.920 million or 100% of the total resettlement funds based on the updated figures of the RP have been disbursed. Table 20 is the progress of resettlement fund disbursement. Due to the fact that the higher compensation standards for permanent land acquisition and some auxiliaries as well as the quantity increase of some auxiliaries, the actual disbursement is higher than the total figure in the RP. Especially the increase of cost for permanent land acquisition in the resettlement area and affected area.

Table 3: Compensation Rates for Unused Land and Construction Land Compensation (CNY) Type of Land Unit RP Actual ± Change Unused land ha 700,000 450,000 250,000 No, land replacement as Construction land ha 463,739 Not Applicable compensation

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Table 4-1a: Compensation Rates for the Houses with Certificates Compensation (CNY) Structures Unit RP Actual ± Change New style brick-wood CNY/m2 1,023 1,316-1,404 +293-381 One-side brick CNY/m2 929 1,115 +186 Mud CNY/m2 929 1,115 +186 Other CNY/m2 929 1,115 +186

Table 18-1b: Compensation Rates for the Houses without Certificates Compensation (CNY) Structures Unit RP Actual ± Change New style brick-wood CNY/m2 422 422 0 One-side brick CNY/m2 422 422 0 Mud CNY/m2 422 422 0 Other CNY/m2 422 422 0

Table 19-1: Compensation Rate for Auxiliaries Compensation (CNY) Items Unit RP Actual ±Change Brick Silo m2 80 90 0 Wall M 100 99 -1 Hand-pressed Well no. 1,000 2000 +1,000 Door no. 300 300 0 Pig pen m2 50 351 +302 Tree no. 1-190 3.25 - Foyer m2 80 - - Concrete and asphalt road m2 80 48 -32 Platform m2 80 80 0 Side structure no. 50 150 +100 Outbuilding m2 130 130 0 Greenhouse m2 140 26 -114 Telephone no. 120 80 -40 Others (poultry, doghouse, etc.) no. 35-5000 Total: 630,828

Table 19-2: Compensation Rate for Facilities and Equipment Compensation (CNY) Item Material RP Actual 10kv electric pole Concrete 100 380v electric pole Concrete 1,000 14 poles, included in the construction cost 220v electric pole Concrete 800 61 poles, RMB 21,600 Toilet Brick-concrete 100 Note: Compensation for ground attachments are directly paid to the owners, compensations for special facilities are paid to Changchun Power Company.

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Table 5-20: Resettlement Fund Disbursement No. Item Updated (CNY) Actual (CNY) 1 Permanent Land Acquisition 34,577,431 70,139,609 2 House Demolition 28,013,417 10,022,761 3 Temporary Land Occupation 4 Others 5 Tax and Management Fee 40,222,293 8,497,301 6 Total 102,813,141 88,659,671

4.2.3 Resettlement and Rehabilitation Plan

54. According to the detailed survey results, a total of 155 households have moved, this is the same number as that presented in the RP. The house demolition started on 27 August 2008. Up to the completion, 48 households (farmers without land) have moved into the resettlement houses (economy houses) near the outskirt of Quannongshan Town. The remaining 115 households have been relocated within the same village (south of Shuangshan Village Committee, Quannongshan Township, west of village committee road) in a centralized way. The total area of the resettlement site is 10.47 ha, with total construction structure area of 20,951 m2. The new community is facilitated with day care center and community center. The detailed plan of the resettlement site is presented in Table 21. Currently, the road of the resettlement site has completed. The basic infrastructures including electricity, internet, telecommunication, water supply, and drainage have been fully completed, and greening have been completed. All the APs have moved into their new houses.

Table 21: Detailed Plan of Resettlement Site Item Unit Quantity Total area of land use m2 104,684 Area of residential land use m2 104,684 Residential houses (set) HH (set) 155 Population of the moving in residents (No.) person 775 Average number of population per household person/HH 5 Average housing area per household HH 135 Total area of structure m2 20,951 Area of public building m2 2,351 Area of residential structures m2 18,600 Ratio of floor area 0.2 Ratio of greening land % 31.2 Parking lot of motor vehicles No. 155 Density of structure % 18.8

55. For the loss of livelihood due to the permanent land acquisition, the village committee has disbursed 60% of the land compensation and resettlement subsidy to the APs for the purchase of social insurance and interest income generation by depositing the payment into bank for income earnings from interests, engaging in taxi service, purchase of commercial shops for rental income, migrant labors, and provision of various employment and income generation opportunities during the project construction and operation phases, such as the jobs as workers in charge of landscaping and cooking meals and security guards. The owner of the Project and contractor hire in preference to the farmers who lost their land. Technical training was provided to the APs to increase their skills to be employed in the increasing demand of community services, such as day care and medical care, and auto accessories manufacturing. The remaining 40% of land compensation and resettlement subsidy have been kept in the village committees to be used for the social

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insurance and purchase of new land for the APs whose land were newly acquired. Table 22 shows the choice of compensation by APs affected by permanent land acquisition. The results indicate that to ensure future living standard, more villagers have chosen the social insurance than originally planned.

Table 22: Choice of Compensation by APs Affected by Permanent LA Choice of Compensation by the APs (no.) Total APs APs below 16 APs Eligible for Direct Cash Social (No.) Years Old Social insurance Compensation Insurance RP 198 40 50 198 21 Actual 169 29 140 0 112 % of Progress 85% 73% 280% 0% 533%

4.3 Changchun Dongnan WWTP and Sewerage Networks

56. According to the updated RP, during the implementation, in order to avoid house demolition and comply with the Changchun City Master Plan of the Changchun City Planning Bureau, the wastewater treatment plant has been finalized to be located close to the original proposed WWTP site. Thus, only 13.27 ha land transfer are involved in the Project without any structure and auxiliary demolition. It involved CNY 21.368 million for the land transfer and tariff (Table 23).

57. According to the updated RP, the pipeline construction will involve 248,686 m2 temporary land occupation of the state-owned land (road and pedestrian road). Table 24 is the impacts of temporary land occupation. As the pipeline construction now is included in other project construction, the impact of the temporary land occupation will not be included in the Project any more. Thus no temporary land cost will be involved.

Table 23: Resettlement Fund Disbursement No. Item Updated (CNY) Actual (CNY) 1 Permanent Land Acquisition 21,237,600.00 21,237,600.00 2 Housing 3 Temperary Land Occupation 4 Others 5 Tarriff and Management Fee 130,463.34 130,463.34 6 Total 21,368,063.34 21,368,063.34 Note : A total of CNY 21,237,600 has been disbursed for permanent land acquisition as the land transfer cost, CNY 10,670 for land registeration and CNY 119,793.34 for land management fee.

Table 24: Temporary Land Occupation Temporary Land Use Total No. Item Length (m) Asphalt Road (m2) Pedestrian Road (m2) RP Actual RP Actual RP Actual 1 Sewer Pipeline 54,360.00 38,296.00 0 73,412.00 0 111,708.00 0 Stormwater 2 34,199.00 35,513.00 0 49,765.00 0 85,278.00 0 Pipeline 3 Trunk Sewer 23,500.00 0.00 0 51,700.00 0 51,700.00 0 Total 112,059.00 73,809.00 0 174,877.00 0 248,686.00 0

27 PEOPLE’S REPUBLIC OF CHINA – ASIAN DEVELOPMENT BANK LOAN 2360-PRC: JILIN URBAN ENVIRONMENTAL IMPROVEMENT PROJECT SECOND EXTERNAL RESETTLEMENT MONITORING REPORT AND RESETTLEMENT COMPLETION REPORT

4.4 Yanji Water Supply and Network Upgrade and Expansion

4.4.2 Impacts of Land Acquisition and Resettlement

58. The construction of the WTP would acquire 3.996 ha dryland. The People's Republic of China Construction Project Planning License (No. DG20050001) obtained on 23rd August 2005. The land acquisition and compensation agreement was signed between Yanji Water Supply Co. (now Yanji City Water Industry Co., Ltd.) and the affected Xingan village committee on 14 December, 2006 and the compensation payment was made to the APs on 9 January, 2007. A total of 16 households and 43 persons in the village were affected, of which 14 households and 33 persons were Korean. Table 25 is the impact of permanent land acquisition. The permanent land acquisition of the WTP was fully completed in 2006. A due diligence report on the permanent land acquisition of the WTP was conducted by the Economic Management Institute of Tongji University in February 2007. Based on the results of the interviews, the affected villagers are satisfied with the compensation and income restoration measures, and no remaining issues left. The water transmission pipeline and distribution mains and pipeline would not involve permanent land acquisition.

Table 25: Impact of Permanent Land Acquisition Total Area of Land in Affected HHs Farmland (Dryland) Township Village Group APs (No.) the Village Group (ha) (No.) Acquired (ha) Yilan Xingan 4 12.476 16 43 3.996 Subtotal 12.476 16 43 3.996 Note: The land acquisition and compensation agreement was signed between Yanji Water Supply Co. (now Yanyi City Water Industry Co., Ltd.) and the affected Xing’an village committee on 14 December, 2006 and the compensation payment was made to the APs on 9 January, 2007.

59. The APs have used the compensation payment of resettlement subsidy and standing crops to make arrangements to get employment in Korean and rent remaining land of the APs to maintain their previous livelihood. The affected village committee has used the land compensation for the improvement of education and basic infrastructure and facilities of the village. Their income has been increased than the level before the land acquisition, and they are much better-off. A due diligence report on the permanent land acquisition of the WTP was conducted by the Economic Management Institute of Tongji University in February 2007. It demonstrates that the APs are satisfied with the compensation and livelihood rehabilitation measure, and no issues remained for the permanent land acquisition due to the WTP construction.

60. In the original RP, temporary land use of both state-owned land and rural collective land will be involved in the Project. The construction will occupy a total of 10.498 ha of state land and rural collective land temporarily, including 6.693 ha of state land (6.218 ha urban road and 0.475 ha river channel) and 3.805 ha rural collective land (including 3.015 ha dryland and 0.79 ha wasteland). In the updated RP, a total of 8.3 ha state and rural collective lands will be temporarily occupied. The total numbers of the affected people are all rural residents. The land of 46 households will be temporarily occupied for a period of one month and thus the losses will be insignificant. The APs will be compensated for the loss of crops and the land will be restored to their original condition. The temporary land occupation will affect 46 households or 214 persons.

61. No houses or other structures will be affected by the construction of the Project.

28 PEOPLE’S REPUBLIC OF CHINA – ASIAN DEVELOPMENT BANK LOAN 2360-PRC: JILIN URBAN ENVIRONMENTAL IMPROVEMENT PROJECT SECOND EXTERNAL RESETTLEMENT MONITORING REPORT AND RESETTLEMENT COMPLETION REPORT

62. Upon completion, water transmission pipeline and distribution networks construction have involved 42.8 ha or 428,000 m2 collective-owned land and state-owned land have been used temporarily, which is increased by 323,000 m2 or 407.7% of the original RP. Totally 45 households or 145 persons are affected by the project, which is increased by 16 households or 43 persons than the original RP.

63. Table 26 is the impacts of temporary land occupation.

Table 26: Impacts of Temporary Land Occupation Temporary Land Occupation Affected Households APs (No.) Type of (m2) (No.) No. Land Updated Actual ±Change RP Actual ±Change RP Actual ±Change RP State- Owned 66,931 ------Land Of Rural 428,000 323,021 which Collective 38,048 35 45 +10 102 145 +43 Land Total 104,979 35 45 +10 102 145 +43

4.4.3 Compensation Standards and Disbursement

64. For the agricultural land acquisition, the compensation at CNY 100/m2 has been paid, with a total of disbursement of CNY 3.996 million. The payment has been made before the construction of the Project, thus the cost is not included in the budget of the RP.

65. For the temporary farmland occupation, the compensation standard is CNY 6.54/m2, which is higher than the rates in the RP. The total compensation for land loss totals at CNY 280,000 or 532.32% according to the original RP, and 100% according to the updated figures of the RP. The compensation for temporary land occupation of pipeline construction is presented in Table 27.

Table 27: Compensation of Temporary Land Occupation Compensation Disbursement Compensation Standards Type of Land Unit (CNY 10,000) RP Actual RP Updated Actual % Urban road CNY/m2 318 River channel CNY/m2 80 Wasteland CNY/m2 0 Farmland CNY/m2 0.95 6.54 5.26 28.00 28.00 532.32%

4.4.4 Livelihood and Income Rehabilitation

66. According to the interview result of the APs affected by the WTP, it indicates that they are satisfied with the compensation. After land acquisition, their production and living level have been increased, and their income has also been increased greatly in comparison with 2009 and 2006. Table 28 is the income level change of the APs whose land was acquired. Up to the end of 2011, average income per capita of the local residents reached CNY 3,450.

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Table 28: Change of Income Level Total Population Average Income (CNY/per capita) Farmland Name of HHs Farmland Acquired (ha) Total Agri. Non-Agri. 2006 2009 Increase (ha) Li Zhezhu 0.599 0.171 4 3 1 1,000 1,500 500 Piao Canhao 0.874 0.34 4 4 3,000 4,000 1,000 Piao Lianjin 0.74 0.17 3 3 2,000 3,200 1,200 Piao Chenghao 0.673 0.255 4 2 2 3,000 4,500 1,500 Piao Yuanyi 1.809 0.678 3 3 1,500 2,500 1,000 Li Chongshu 0.754 0.17 3 3 1,000 2,600 1,600 Cui Changchun 0.532 0.161 4 4 2,000 3,600 1,600 Jiang Jizi 0.661 0.13 3 2 1 1,500 3,900 2,400 Quan Yongfu 1.226 0.27 2 2 1,000 2,500 1,500 Wang Jinlin 0.5 0.132 3 3 1,000 2,600 1,600 Piao Lianyu 0.436 0.17 4 3 1 2,000 3,700 1,700 Li Chengquan 1.304 0.463 3 3 1,000 2,800 1,800 Li Zhechun 0.525 0.171 3 2 1 1,500 3,800 2,300 Fang Yingshu 0.584 0.17 2 2 1,000 2,600 1,600 Wang Jinming 0.42 0.203 3 2 1 2,000 4,800 2,800 Li Dengzhe 0.839 0.342 3 3 2,000 4,600 2,600 Total 12.476 3.996 50 43 7 / / /

67. Interview with Wang Jinmin, team leader of No. 4 Team informed that the land acquisition compensation was paid to his family 3 years ago. The living and production of the people affected have been completely rehabilitated and their current average income is CNY 2,800/ per capita which is higher than the level of 2006. For each family, there are persons go out of village as migrant labor, and quite a few people have been abroad with some of them been abroad for 3 to 5 years. So far, the production and living level of the APs have been fully recovered and increased after land acquisition. Ms. Ying Xinhua’s family has 3 persons. Before land acquisition, her family relied on agricultural production, but now engaging in rice-wine production and also in animal breeding. The income of her family has been increase greatly, with average income per capita over CNY 20,000 per year. Her family has several sets of houses and is very satisfied with their living. She indicates that the quality of the villagers is high and their income is very stable. Everybody is living very happily.

4.5 Yanji Effluent Reuse and Sewerage Upgrade and Expansion

4.5.2 Impacts of Land Acquisition and Resettlement

68. According to the RP, 1.6 ha of land east to the newly constructed Yanji Effluent Reuse Plant was required as the site for the effluent reuse plant. The Project site of the effluent reuse plant is located in Xiaoying Village, Xiaoying Township, and the north bank of Buerhatong River. The plant is 10 km away from the urban center of Yanji City and 1.8 km away from the border of the Yanji Development Zone. The land was acquired during the construction of the WWTP in 2002. A total of 20.3033 ha of rural collective land were acquired, accounting for 36.4% of the total village owned land. The total area of land acquisition is 9.329 ha which are paddy land, 9.1694 ha dryland, and 1.8049 ha other types of land. The permanent land acquisition affected 4 village groups of Xiaoying Village, namely Group 1, Group 2, Group 3 and Group 11. In total, 330 APs were affected and all of them are Korean. Table 29 provides the details of the permanent land acquisition impacts. The compensation payment has been allocated to affected villages and families for the permanent land losers. The WWTP was completed in 2006 and operated in the

30 PEOPLE’S REPUBLIC OF CHINA – ASIAN DEVELOPMENT BANK LOAN 2360-PRC: JILIN URBAN ENVIRONMENTAL IMPROVEMENT PROJECT SECOND EXTERNAL RESETTLEMENT MONITORING REPORT AND RESETTLEMENT COMPLETION REPORT same year. The newly built effluent reuse plant will not involve any new land acquisition. The pipeline construction will not involve permanent land acquisition also.

Table 29: Impacts of Permanent LA due to the Construction of WWTP Affected Village Group Number of APs Permanent Land Acquisition (m2) Group 1 58,418 Group 2 90,769 330 Group 3 26,923 Group 11 26,923 Total 330 203,033

69. For the construction of of effluent distribution pipeline and sewer networks, temporary land use of both rural collective- and state-owned land will be involved. The construction will occupy 64,719 m2 urban road and river embankment road of state land and 56,657 m2 of rural collective land, including 3,888 m2 of dryland with corn crops in Group 5 and Group 8 of Xiaoying Village, which is close to the existing thermal power plant next to the WWTP.

70. Within the WWTP site, a 1,877 m2 laboratory shed of agricultural technology extension station owned by the Yanji Agricultural Technology Extension Station was demolished in 2002. Cash compensation has been paid to the affected owner. A due diligence has been conducted, which indicates that no issues remained for the land acquisition of the WWTP construction.

71. The construction of wastewater pipeline will affect 79 households or 252 persons.

72. Upon completion, 38 km wastewater pipeline DN 400 to DN 1,000 has been paved, 3.051 ha of land or 25.13% in comparison with the original figures of the RP has been occupied temporarily and a total of 47 households and 151 persons have been affected. Table 30 is the impact and progress of temporary land occupation according to the original RP.

Table 30: Progress of Temporary Land Occupation Rural Collective- State-Owned Land No. of Affected Type of Owned Land No. of Affected HHs (m2) Persons Land (m2) RP Actual RP Actual RP Actual RP Actual Urban Road 42,158 0 ------River ------Embankment 22,561 26,147 Road Rural Road - - 52,769 52,769 - - - - Agri. Land - - 3,888 3,888 79 47 252 151 Total 64,719 26,147 56,657 56,657 79 47 252 151

4.5.3 Compensation Standards and Disbursement

73. Table 31 is the compensation standards of temporary land occupation.

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Table 31: Compensation Rates of Temporary Land Occupation Compensation Standards Type of Land Unit RP Actual ±Change Urban Road CNY/m2 318 318 0 River Embankment Road CNY/m2 80 80 0 Village Road (Mud) CNY/m2 40 40 0 Agri. Land CNY/m2 0.66 0.66 0

4.6 Yanji Thermal Power Plant Heating Networks and Yanji Central Heating Secondary Networks

4.6.2 Impacts of Land Acquisition and Resettlement

74. According to the RP, for the construction of Yanji Thermal Power Plant Heating Networks in Henan District, it will involve permanent acquisition of 300 m2 farmland due to the construction of booster PS, and affect 1 household or 6 rural residents. The heat exchange stations will be built on the land where small boilers to be demolished, therefore, no land acquisition will be involved.

75. The construction of pipelines of Yanji Thermal Power Plant Heating Networks in Henan District will occupy 6,000 m2 farmland temporarily, and 34 households and 124 agricultural populations and 12 non-agricultural populations will be affected in Xiaoying Village.

76. The Project will not involve residential structure demolition.

77. The construction of Yanji Central Heating Secondary Networks will not involve permanent land acquisition. The construction of Yanji Central Heating Secondary Networks in Hebei District is along the urban road, it will occupy 16,000 m2 of road temporarily.

78. According to the RP, the construction of Yanji Central Heating Secondary Networks in Hebei District will involve demolishment of 270 m2 residential houses and affect 3 urban households and 9 people. The 3 households who will lose brick and wood structures will also lose simple structures which are extensions of houses. The materials used for construction are simple structures with poorer quality. In addition, some ground attachments will also be demolished.

79. According to the updated resettlement figure, the inspection wells and valve wells of Yanji Thermal Power Plant Heating Pipe Network Project will acquire 247 m2 of land permanently, and 1 rural household with 6 persons will be affected. The networks construction will occupy 59,000 m2 of land temporarily, and affect 209 persons. Demolitions for the Project include 836 m2 of residential structure and 101 m2 of non-residential structure, 2 enterprises or shops will be affected. Yanji Central Heating Secondary Networks Project will not involve permanent land acquisition and structure demolition. The networks construction will occupy 53,000 m2 of land temporarily, and no household or person will be affected.

80. Upon completion, the Yanji Thermal Power Plant Heating Networks Project has acquired a total of 247 m2 or 0.02 ha of land, which is consistent with the updated resettlement figure. The temporary land occupation is 59,000 m2 or 5.9 ha, with reduction of 0.1 ha of land in comparison with the figure of the original RP, and consistency with the updated resettlement figure (100% completion). The temporary land occupation has affected 209 persons in total, with 73 persons increase than the figure of the RP, and consistency

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with the updated resettlement figure. A total of 836 m2 residential structure was demolished, with increase of 836 m2 increase than the figure of the RP, and consistency with the updated resettlement figure.

81. The temporary land occupation of Yanji Central Heating Secondary Networks was fully completed in 2010. It has temporarily occupied 114.6 m2 road surface of Friendship Massage Center, 300 m2 road surface, 10 boutiques houses closed for 7 days, 30 booths closing for 15 days of Yanji Guofu Engineering Investment Management Co., Ltd., Mr. Liu Shuangcong’s 260 m2 rental houses closed for 8 months. The quantity of temporary land occupation is consistent with the updated resettlement figure. The Project has taken the optimal design to reduce the demolition of houses. The damage of road surface and urban greening during the construction period has been recovered according to regulation. The loss of business stoppage has also been compensated. Table 31 is the progress of ground attachments demolition in comparison with the RP. During the construction period, the demolition of auxiliaries has been avoided as much as possible, as a result, the actual auxiliaries demolished have been reduced greatly.

82. Also the Project construction will demolish the non-residential structures of Wanjia Property Management Service and Bus Company. The non-residential structure demolition was completed by the end of December 2009. The area of non-residential structures demolished was 101 m2, which has reduced 22 m2 in comparison with the figure in the RP and the same with the updated figures of the RP. The ground attachment demolition is the same with the RP. Table 32 is the impact and progress of non-residential structure demolition and Table 33 is the ground attachment demolition of Wanjia Property Management Service and non-residential area of Bus Company.

Table 5: Ground Attachment Demolition Quantity Item Unit Increase or RP Actual Decrease Fences M 776 240 - 536 Door No. 11 5 - 6 Mud cellar No. 6 0 - 6 Sunlight room m2 3,980 0 - 3,980 Cement ground m2 283 80 - 203 Telephone line M 300 80 - 220 Tree No. 3 1 - 2 Warm cellar m2 3,200 0 - 3,200 Machine-operated well and culvert No. 11 0 - 11 Low voltage power line M 120 30 - 90

Table 6: Non-Residential Demolition Area of Structures (m2) Name of Unit Increase or Decrease RP Actual of Area Wanjia Property Management Service 72 50 - 22 Bus Company 51 51 0 Total 123 101 - 22

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Table 33: Ground Attachment Demolition of Wanjia Property Management Service and Non-residential Area of Bus Company Fences (m) Trees (No.) Flower Bed (m2) Fences (m) Section of Road RP Actual RP Actual RP Actual RP Actual Shuangyang Lane 3 3 Lancao Lane 28 28 Fengmei Lane 60 60 Within the Medical Institute 120 120 Min’an Lane 10 10 Zhuidong Community 4 4 Minfang Community 60 50 Lihua Road 30 30 45 45 Niushi Street 25 25 Tucai Lane 36 36 Total 72 72 45 45 28 28 276 266

4.6.3 Compensation Standards and Resettlement Fund Disbursement

Yanji Central Heating Secondary Networks

83. The compensation rate for the loss of business closure is negotiated between Yanji Investment and Development Co. (YIDC) and the affected units. For the road recovery, Jilin Province Urban Road Excavation and Recovery Compensation Standard are executed. Table 34 shows the specific rate of compensation.

Table 7: Compensation Standards Rate Affected People/Unit Items Quantity Unit (CNY) Loss of business mont 8 1,870 stoppage h Liu Shuangcong Modeling (1) 3 No. 1,600 Modeling (2) 2 No. 480 Modeling (3) 9 m 70 Tree 3 No. 600 Yanji Civil Air Defense and Maintenance Management Parterre 1 No. 3,000 Division Road surface 139 m2 200 Fences 200 m2 30 Friendship Massage Center Road surface 114.6 m2 50 Road surface 300 m2 300 Yanji Guofu Engineering Investment Management Co., Ltd. Boutique house 7 day 200 Booth 15 day 50 Broad-leaf trees No. 200 Conifers No. 500 Shrubs No. 100 Road Surface Climbing trees No. 50 Lawn m2 50 Road surface m2 20-318

84. According to the compensation policy and the result of negotiation, the compensation for land occupation of Yanji Heating Plant and Secondary Networks Project

34 PEOPLE’S REPUBLIC OF CHINA – ASIAN DEVELOPMENT BANK LOAN 2360-PRC: JILIN URBAN ENVIRONMENTAL IMPROVEMENT PROJECT SECOND EXTERNAL RESETTLEMENT MONITORING REPORT AND RESETTLEMENT COMPLETION REPORT totals at CNY 2,200,685. Yanji City Investment Management Co., Ltd. paid the compensation fees according to the agreement. The original income levels of the affected units have recovered their original income level. All road surface excavation has been recovered after obtaining compensation.

Yanji Thermal Power Plant Heating Networks

85. For the construction land use of the Yanji Thermal Power Plant Heating Networks of the Project, the Yanji Investment and Development Co. has signed two compensation agreements for the land loss with the Xiaoying Village Committee and Guangjin Village Committee of Xiaoyin Town, Yanji City on 3 September 2010 and on 5 September 2010 respectively. Those agreements clearly state that the construction mainly involves temporary land occupation (only small portion of the land use for inspection wells involves permanent land acquisition, and the compensation differs according to the location of the land acquired: ranges from CNY 200 to CNY 300). The compensation is for 3 years, from 3 August, 2010 to 3 August, 2013. The compensation standard is CNY 6.66/m2 per year with a total of CNY 20/m2 over the three year periods. The project has affected 97 households in Xiaoying Village and 112 households in Guangjin Village, the total land area compensated is: 37,485.51 m2 and 21,710.23 m2 respectively, and the total compensation is CNY 849,217.00 and CNY 609,204.5 respectively. The compensation details are presented in the following tables. To date, all the compensation for temporary land occupation has been paid, totaling at CNY 1,458,421.50. See Tables 35 and 36.

86. In conclusion, the land occupation area is 59,195.23 m2, of which permanent land occupation is 242.74 m2. Standing crops total at 41,515 m2, which have all been compensated. All the people affected have received the compensation payment, and they are satisfied. Yanji Municipal Investment and Development Co. has completed all the resettlement activities involved in the RP.

35 PEOPLE’S REPUBLIC OF CHINA – ASIAN DEVELOPMENT BANK LOAN 2360-PRC: JILIN URBAN ENVIRONMENTAL IMPROVEMENT PROJECT SECOND EXTERNAL RESETTLEMENT MONITORING REPORT AND RESETTLEMENT COMPLETION REPORT

Table 35: Detailed Compensation for Construction Land Use in Guangjin Village Compensation Standard Village Area (m2) Amount (CNY) Nature of Land Head of Household (CNY/m2) Guangjin No. 2 Team 5,060 20 101,200 Temporary Land Occupation Guangjin No. 2 Team 2,352 20 47,040 Temporary Land Occupation See name list Guangjin No. 2 Team 8.5 200 1,700 Permanent Land Acquisition Subtotal 7,420.5 149,940 Guangjin No. 1 Team 10,030 20 200,600 Temporary Land Occupation Guangjin No. 1 Team 4,216 20 84,320 Temporary Land Occupation See name list Guangjin No. 1 Team 43.73 200 8,746 Permanent Land Acquisition Subtotal 14,289.73 293,666 Guangjin No. 1 Team 1,535 65 99,775 Luobeier Tree Wang Dunming Guangjin No. 1 Team 1,500 2 3,000 Standing Crops Wang Dunming Guangjin No. 2 Team 11,966 4.25 50,855.5 Vegetables Wang Chengwen Guangjin No. 2 Team 1,456 4 5,824 Vegetables Liu Zhigang Guangjin No. 2 Team 1,280 2 2,560 Vegetables Pan Xinde Guangjin No. 2 Team 896 4 3,584 Vegetables Pan Xinde Total 609,204.5 Note: Land use compensation in Guangjin No. 1 Team involves a total of 55 rural households, with the total compensation of CNY 293,666.00, and the compensation standard is CNY 5,339.4 per household. The heads of the households are listed below: Jin Chengzhe Yin Chengzhe Piao Dongxun Li Fenghua Piao Junzhe Jin Mingshu Piao Changzhu Shen Yuzi Jin Xiongde Li Xiangjin Li Yongchun Chi Shunnan Jin Jinshu Jin Yuzi Piao Jingzhu Shen Fujin Sun Chunji Li Zhongxi Cai Zhuwang Piao Zhenzi Jin Guiyu Yi Guanghao Zhao Chunyu Yi Yujin Jin Longshan Jin Qianshi Jin Yinzi Tai Mingji Cai Guanglong Yi Guangri Song Wenfeng Yi Guangxi Jin Hongge Jin Zhenshun Yi Yinshu Piao Yi Li Yangri Han Xinnan Li Honghua Li Zhelong Li Guanglong Jin Yuzheng Tian Jinzhe Jiang Renshi Li Furi Han Xinxue Xu Yueyu Shen Renzi Han Xiuyu Jin Changshi Tian Jinlong Jiang Renhua Lin Zelong Hong Jinyu Yi Xinyuan Note: Land use compensation in Guangjin No. 2 Team involves a total of 57 households, with the total compensation of CNY 149,940.00 and the compensation standard is CNY 2,631 per household. The heads of the households are listed below:: Li Jichun Shen Yongchun Jin Chengfang Quan Dacheng Jin Zheyun Jin Tiecheng Fang Chengzhe Jin Daxie Li Jicheng Shen Yonghao Jin Ling Shen Longbi Yi Yujin Xu Yongtai Jin Fenshan Yu Qiuyue Fang Xiangxu Han Rizhu Jin Jiongzhu Jin Jiyun Jin Shunji Jin Zhenghao Jin Xizhe Jin Chengwu Jin Zhenglu Han Rilong Jing Jingzhu Jin Minghao Li Hengfu Li Zhongshi Shen Zhe Jin Chengzhong Wu Jiwan Jin Yongzhe Fang Mingshu Wu Zaigong Xu Yonghao Li Meiyu Jin Meifu Cui Jingshu Yan Shunyu Fang Jinzhe Zhu Yuzi Jin Shenglong Jin Zhengxu Jin Yongsong Jin Longfan Jin Chengxue Jin Yongyun Jin Yongri Jin Zhenshu Jin Chengguo Jin Risong Li Zhongxuan Han Changlie Li Renshu Fang Zhenglong

36 PEOPLE’S REPUBLIC OF CHINA – ASIAN DEVELOPMENT BANK LOAN 2360-PRC: JILIN URBAN ENVIRONMENTAL IMPROVEMENT PROJECT SECOND EXTERNAL RESETTLEMENT MONITORING REPORT AND RESETTLEMENT COMPLETION REPORT

Table 36: Detailed Compensation for Construction Land Use in Xiaoying Village Compensation Compensation Village Area (m2) Nature of Land Remark Head of Household Standard (CNY/m2) Amount (CNY) Xiaoying No. 5 Team 4,488 20 89,760 Temporary Land Occupation Xiaoying No. 5 Team 936 20 18,720 Temporary Land Occupation Xiaoying No. 7 Team 837 20 16,740 Temporary Land Occupation Xiaoying No. 7 Team 1,638 20 32,760 Temporary Land Occupation Xiaoying No. 7 Team 966 20 19,320 Temporary Land Occupation Exit of Power Plant to Xiaoying Village 15,120 20 302,400 Temporary Land Occupation Xiaoying Street Section See the name list Xiaoying Street End to Xiaoying Village 13,310 20 266,200 Temporary Land Occupation River Dike West Section Xiaoying Village 60.57 300 18,171 Permanent Land Acquisition Xiaoying Village 13.78 300 4,134 Permanent Land Acquisition Xiaoying Village 60 300 18,000 Permanent Land Acquisition Xiaoying No. 5 Team 56.16 300 16,848 Permanent Land Acquisition Xiaoying No. 5 Team 5,424 2 10,848 Ground Attachments Li Gangxun Xiaoying No. 7 Team 837 2 1,674 Piao Guangyuan Xiaoying No. 7 Team 5,280 2 10,560 Piao Guangyuan Xiaoying Village 11,541 2 23,082 Li Gangxun Total 849,217 Note: The land use compensation in Xiaoying Village involves 97 households, and the total compensation is CNY 803,053, and the compensation standard is CNY 8,279/household. The heads of the households are listed below: Quan Jinji Li Fengchun Li Lianhua An Chengfu Jin Yingshu Jin Meihua Li Gangbi Jin Zhe Jin Shengjin Piao Ying Cui Fanshan Jin Guosong Piao Yongnan Piao Jinshan Jin Renshu Li Yuhua Quan Jinghua Li Shunzi Zhang Enhua Nan Hongxie Li Shanzhe Yan Zhenshi Yin Fengshu Piao Fuhua Piao Shenglie Piao Chunquan Piao Meiling Zhang Yongri Zheng Renshu Li Xingzhu Xu Xinyu Nan Hongji Cui Xi Jin Jinyu Quan Haishun Cui Shunzi Li Xiangzai Piao Wanshi Jin Yuxian Li Yuanxi Luo Yufu Lv Shanzi Jin Jinhua Li Zhezhu Quan Zonghua Jin Mingyu Piao Guanglong Wen Haishan Jin Longxun Nan Hongji Quan Yueshun Jin Xingming Piao Jinlong Jin Jishun Piao Chunquan Song Chunfu Jin Zhenshu Liu Zhongjie Chen Jingzi Cui Yingshu Liu Songshu Cui Zhezhu Piao Richeng Quan Haishun Cui Songchun Hong Huishu Jin Shihua Zhang Yongri Li Meihua Li Zhejun Li Cangen Quan Zongjie Jin Yingshu Wu Shunai Li Shun Wen Nvnan Li Ganghou Piao Huji Li Fenyu Piao Renshi Jin Chengkui Piao Jinshan Li Shunde Huang Yushu Jin Xingsan Cui Songlin Wang Guidong Li Junzai Cui Jingzhu Wang Guixin Yin Fengshu Li Xuelin Lu Wenlong Piao Lianshu Wang Yuwu Yu Xiguang Cui Lianhua

37 PEOPLE’S REPUBLIC OF CHINA – ASIAN DEVELOPMENT BANK LOAN 2360-PRC: JILIN URBAN ENVIRONMENTAL IMPROVEMENT PROJECT SECOND EXTERNAL RESETTLEMENT MONITORING REPORT AND RESETTLEMENT COMPLETION REPORT

4.6.4 Closure of Small Boilers and Re-Deployment Status

87. In addition, the Yanji Thermal Power Plant Heating Networks Project and Yanji Heating Plant and Secondary Networks Project will involve the closure of 318 small coal burning boilers. The small boilers create severe urban air pollution to the surrounding residential areas of Yanji City. The closure will affect a total of 452 employees. All of the affected employees are living within the same city and no resettlement will be involved. More specifically, the Yanji Thermal Power Plant Heating Networks Project will close 120 low-efficiency high-pollution small boilers, with 210 workers to be affected. The Yanji Heating Plant and Secondary Networks Project will close 198 small boilers, with 242 workers to be affected. All the employees are living in the city of Yanji, and no relocation will be involved. The Project IAs will re-deploy all the affected employees in the newly built exchange stations or other units of their businesses. Training will be provided to the employees to make them adapt to new working environment and positions, with common goal that the affected employees will not be financially worse off than they would have been without the Project.

Yanji Heating Plant and Secondary Networks

88. Between 2007 and 2009, the Yanji Heating Plant and Secondary Networks Project has closed 198 small boilers. These boilers have not only the low heat efficiency of 55% to 65%, but also have no sufficient pollution control devices, which have caused serious environmental pollution. The closure of the small boilers will affect 242 employees.

89. While closing the small boilers, the Project of Yanji Central Heating Secondary Networks will newly build 64 new heat exchange stations. A total of 113 affected workers will be employed in the new heat exchange stations and be in charge of the operation. Yanji Central Heating Company hired 129 employees including Ma Yuqin, etc. No workers lost their jobs due to the closure of small boilers. The average monthly income per capita ranges from CNY 1,200 to CNY 3,500. The name list of employees working in Yanji Central Heating Company is shown below.

90. Ma Yuqin, Xu Lijuan, Yin Zhezhu, Yu Xiuying, Li Hongzhe, Zhang Yanchuan, Wang Bailin, Cao Chuanmin, Jiang Zhengzhou, Deng Kedong, Fu Guobin, Liu Baoying, Zhang Shaohui, Liu Chungui, Zhang Dongmei, Wen Jinghao, Li Shengqing, Zhang Zhen, Sun Jiangong, Zhang Liying, Ye Shulin, Yang Gang, Wang Chenggang, Wang Mei, Sun Lianqing, Xu Baoku, Pei Chunyu, Wang Suoyin, Jiang Ri, Shi Yingji, Zhou Zhijun, Ma Yuling, Jia Shikui, Zhao Yingben, Qiao Yuanhua, Wang Chunyan, Liu Jiali, Jia Shuhong, Xu Xiangyang, Wang Xiaojun, Su Ming, Li Renkui, Du Mingjiang, Li Meishan, Lu Xiaobo, Jiang Tao, Shi Yong, Chang Youli, Sun Shengyun, Cheng Guo, Wang Jihong, Yuan Ruijuan, Han Qiuyun, Wang Xiue, Zhang Xinchun, Liu Huanchao, Wang Huanlu, Wang Qiang, Liu Kunzhu, Liu Guoqiang, Li Jianzhu, Song Jianping, Lu Jingyou, Yue Zhengguo, Gao Fengqin, Li Zhiguo, Lu Wansheng, Meng Fanlin, Liu Guoli, Sun Guoshi, Zhang Weizhu, Li Juncheng, Nie Hui, Song Manli, Lu Changyi, Chang Deli, Wu Lixin, Wang Zhiwei, Jiang Dan, Li Deshi, Huang Renshan, Liu Taijun, Tang Honglin, Zhu Min, LanMinchong, Jin Deji, Xu Lei, Ren Licai, He Jianping, Yao Guangsheng, Ma Zhenguo, Wang Jing, Xu Shaopeng, Gao Guangen, Chen Bin, Shi Song, Li Mingjie, Gao Yan, Hao Jicai, Hao Yonglu, Li Guangqing, Wang Yong, Dong Wei, Dong Yanming, Huang Mingzhe, Shao Changmei, Li Xuemei, Hou Chengjun, Li Shuqin, Jiang Xinggang, Lian Zhenji, Li Xuemei, Yu Genzhu, Hou Yuguang, Wang Yan, Wang Donghui, Li Xuefeng, Zhou Zhiqiang, Wang Hui, Jin Zhe, Liu Jingli, Li Hongbin, Di Qiang, Zhang Shengli, Zhang Hanyuan, Ma Shouguo, Gao Fei, Yin Chengzhe, Wen Jinghao.

38 PEOPLE’S REPUBLIC OF CHINA – ASIAN DEVELOPMENT BANK LOAN 2360-PRC: JILIN URBAN ENVIRONMENTAL IMPROVEMENT PROJECT SECOND EXTERNAL RESETTLEMENT MONITORING REPORT AND RESETTLEMENT COMPLETION REPORT

91. In order to ensure the income of the affected workers would not be affected by this Project, Yanji City Investment and Development Co. has identified new job positions for the affected workers in the new heat exchange station or Yanji City Central Heating Company, provided assistance and relevant job training to solve the employment issues of the affected workers. Yanji Investment and Development Co. has drafted the boiler closure plan, safety regulations and environmental protection measures to ensure the safety of the employees and reduce the impacts on social security and local environment. Of the affected employees, they have got stable transit in their new positions through receiving training and counseling.

Yanji Thermal Power Plant Networks

92. While closing the small boilers, the Yanji Thermal Power Plant Heating Networks Project has built 42 new heating exchange stations to supply heat for all users in the area.

 Due to the requirement of the municipal development in Yanji City, the municipal government has decided to establish a regional heating supply source in the west area of Yanji City and provide heating supply to a new area. Forty-two (42) staff members from the Yanji Heating Supply Company have been assigned to be responsible for the implementation and future operation of the Project. Meanwhile, the Yanji Heating Supply Company has kept 13 temporary workers to work on the provision of heating supply to the areas beyond the scope of the Project. The newly constructed heating exchange stations have hired 42 affected workers including Wang Youshun and Chen Dehong, etc. to work in the new heating supply company and be responsible for the operation of the stations.

 Forty (40) persons including Cong Peili, Yan Wei, etc. have been assigned to work in heating tariff collecting department and inspection department.

 In total, 73 persons including Liu Yaoshi, Lu Haifeng, etc. have been assigned to work in the maintenance division to conduct equipment maintenance as well as emergency repair.

93. In order to ensure that the income of the affected workers will not be affected by the project, Yanji Investment and Development Co. has arranged the affected workers to work in the newly built heating exchange stations or in the operation and management divisions. Also, training related to these positions has been provided to the affected workers. After the affected workers who have received the training and counseling, they have got smooth transition to their new positions. Their incomes range between CNY 1,500 to CNY 2,500 per month, which has an increase on the basis of their original positions from different degree.

39 PEOPLE’S REPUBLIC OF CHINA – ASIAN DEVELOPMENT BANK LOAN 2360-PRC: JILIN URBAN ENVIRONMENTAL IMPROVEMENT PROJECT SECOND EXTERNAL RESETTLEMENT MONITORING REPORT AND RESETTLEMENT COMPLETION REPORT

5. Conclusion and Recommendations

(i) For the reduction of the compensation rate of the unused land of Changchun City Domestic Solid Waste Management subproject, the PMO submitted the supporting documents to ADB in November 2011 to confirm that the lower compensation was accepted by the village and that the acquired land was un-used land and there was no people affected.

(ii) In general, the land acquisition and resettlement of the Project progressed well. The implementation of land acquisition and resettlement program by the local government and respective IA is in compliance with the RPs and resettlement covenants of the loan and project agreements. The compensation rates both for land acquired and buildings and associated auxiliaries demolished were accepted by the APs. The interview with the APs demonstrates that they are satisfied with the compensation. During the LAR implementation, no appeal case has been involved.

(iii) To meet the requirement of social safeguard as stipulated in the Project Agreement, the Jilin PMO has engaged independent external resettlement monitoring specialists. According to the TOR, the Analysis Report on Living Standard Baseline Survey for Resettlement and the First External Resettlement Monitoring Report (January to June 2012) and the Second Resettlement Monitoring Report and Resettlement Completion Report have been completed.

(iv) The external resettlement monitoring specialists will continue to conduct the first annual evaluation and second annual evaluation of the resettlement to make proper recommendations for ensuring the APs’ livelihood and income rehabilitation as well as increasing the living standards of the APs.