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List of Marginable OTC Stocks
List of Marginable OTC Stocks @ENTERTAINMENT, INC. ABACAN RESOURCE CORPORATION ACE CASH EXPRESS, INC. $.01 par common No par common $.01 par common 1ST BANCORP (Indiana) ABACUS DIRECT CORPORATION ACE*COMM CORPORATION $1.00 par common $.001 par common $.01 par common 1ST BERGEN BANCORP ABAXIS, INC. ACETO CORPORATION No par common No par common $.01 par common 1ST SOURCE CORPORATION ABC BANCORP (Georgia) ACMAT CORPORATION $1.00 par common $1.00 par common Class A, no par common Fixed rate cumulative trust preferred securities of 1st Source Capital ABC DISPENSING TECHNOLOGIES, INC. ACORN PRODUCTS, INC. Floating rate cumulative trust preferred $.01 par common $.001 par common securities of 1st Source ABC RAIL PRODUCTS CORPORATION ACRES GAMING INCORPORATED 3-D GEOPHYSICAL, INC. $.01 par common $.01 par common $.01 par common ABER RESOURCES LTD. ACRODYNE COMMUNICATIONS, INC. 3-D SYSTEMS CORPORATION No par common $.01 par common $.001 par common ABIGAIL ADAMS NATIONAL BANCORP, INC. †ACSYS, INC. 3COM CORPORATION $.01 par common No par common No par common ABINGTON BANCORP, INC. (Massachusetts) ACT MANUFACTURING, INC. 3D LABS INC. LIMITED $.10 par common $.01 par common $.01 par common ABIOMED, INC. ACT NETWORKS, INC. 3DFX INTERACTIVE, INC. $.01 par common $.01 par common No par common ABLE TELCOM HOLDING CORPORATION ACT TELECONFERENCING, INC. 3DO COMPANY, THE $.001 par common No par common $.01 par common ABR INFORMATION SERVICES INC. ACTEL CORPORATION 3DX TECHNOLOGIES, INC. $.01 par common $.001 par common $.01 par common ABRAMS INDUSTRIES, INC. ACTION PERFORMANCE COMPANIES, INC. 4 KIDS ENTERTAINMENT, INC. $1.00 par common $.01 par common $.01 par common 4FRONT TECHNOLOGIES, INC. -
Tuesday July 30, 1996
7±30±96 Tuesday Vol. 61 No. 147 July 30, 1996 Pages 39555±39838 federal register 1 II Federal Register / Vol. 61, No. 147 / Tuesday, July 30, 1996 SUBSCRIPTIONS AND COPIES PUBLIC Subscriptions: Paper or fiche 202±512±1800 FEDERAL REGISTER Published daily, Monday through Friday, Assistance with public subscriptions 512±1806 (not published on Saturdays, Sundays, or on official holidays), by General online information 202±512±1530 the Office of the Federal Register, National Archives and Records Administration, Washington, DC 20408, under the Federal Register Single copies/back copies: Act (49 Stat. 500, as amended; 44 U.S.C. Ch. 15) and the Paper or fiche 512±1800 regulations of the Administrative Committee of the Federal Register Assistance with public single copies 512±1803 (1 CFR Ch. I). Distribution is made only by the Superintendent of Documents, U.S. Government Printing Office, Washington, DC FEDERAL AGENCIES 20402. Subscriptions: The Federal Register provides a uniform system for making Paper or fiche 523±5243 available to the public regulations and legal notices issued by Assistance with Federal agency subscriptions 523±5243 Federal agencies. These include Presidential proclamations and For other telephone numbers, see the Reader Aids section Executive Orders and Federal agency documents having general applicability and legal effect, documents required to be published at the end of this issue. by act of Congress and other Federal agency documents of public interest. Documents are on file for public inspection in the Office of the Federal Register the day before they are published, unless earlier filing is requested by the issuing agency. -
NASD Notice to Members 98-47
Executive Summary Interpretive Material 2310-3 (IM-2310- NASD On May 29, 1998, the Securities and 3) describes members’ suitability obli- Exchange Commission (SEC) gation in making recommendations to approved amendments to National institutional customers. The primary Notice to Association of Securities Dealers, considerations under IM-2310-3 Inc. (NASD®) Rule 3110 (the Books include the customer’s capability to and Records Rule) that (i) change evaluate risk independently and the Members the definition of “institutional account” extent to which individual judgment is to include the accounts of investment exercised when making investment 98-47 advisers that are now required to decisions. register with the states pursuant to the National Securities Markets Accounts Of Registered Improvement Act of 1996 (NSMIA), Investment Advisers and (ii) exclude certain customer SEC Approves Changes accounts from the requirement to NSMIA and new rules recently To Books And Records obtain certain tax and employment adopted by the SEC under the Requirements information from the customer. Investment Advisers Act of 1940 (Advisers Act) reallocated regulatory Questions concerning this Notice oversight of investment advisers may be directed to Joseph E. Price, between the SEC and the states. Counsel, Advertising/Investment Under the new rules, advisers to reg- Suggested Routing Companies Regulation, NASD Regu- istered investment companies and Senior Management lation, Inc., at (202) 728-8877 or those with assets under manage- Robert J. Smith, Assistant General ment of at least $25 million generally Advertising Counsel, Office of General Counsel, will register exclusively with the SEC. Continuing Education NASD RegulationSM, at (202) 728- Most others will register exclusively 8176. -
Speaker Bios
36TH ANNUAL SEMINAR PRESENTED BY Wednesday, April 24th, 2019 Chicago’s Multi-Modal CSCMP CHICAGO, NASSTRAC, 8:00 am – 6:00 pm Supply Chain: and the TRAFFIC CLUB OF CHICAGO Air, Water, Rail, and Road Union League Club of Chicago SPEAKER BIOS George Abernathy Stephen Bindbeutel President Director of Product Solutions FreightWaves Truckstop.com George Abernathy is President at Stephen Bindbeutel grew up in the Metro FreightWaves. In this role, George over- Detroit area. After graduating from sees all revenue generating activities Michigan State University with a degree for the company and is flanked by one in Economics, he moved to Atlanta to of the deepest benches in the freight join AT&T’s Leadership Development startup scene. Program. Prior to joining FreightWaves,, Abernathy led the Transflo sales Bindbeutel joined Truckstop.com in Chicago as Director of Product and business development organization. He has also served as Solutions after spending nearly five years in the transportation President of Transplace during the company’s rapid ascension industry at Coyote Logistics. During that time he focused on into becoming a top 3PL, managing billions in North American understanding Carrier/Driver challenges, finding ways to make freight spend. Also at Transplace, he held the role of Executive the freight industry more efficient, and improving the digital Vice President and Chief Operating Officer and was a key products that helped carriers run their business. contributor in the company’s sale to Greenbriar Equity Partners in 2013. At Truckstop.com he will continue to work on improving digital service offerings, enhancing overall user experience, and will In addition to Transflo and Transplace, Abernathy has had an ex- lead the organization’s emerging technology and transportation tensive career that includes more than 30 years of supply chain market research. -
LBEX-AM 008114-008208.Pdf
Schedule B CUSIP Security Description Par Amount 901200105 20TH CENTURY ENERGY CORP 100 90131B108 21ST CENTURY FILM CORP 2,000 90130C305 21ST CENTURY TECHNOLOGIES 2,585 90206R103 2-INFINITY INC 40,610 316811108 50 OFF STORES INC 1,050 28251TAQ6 801 GRAND COO SERIES 2006-1 LLC 11.79% 675,000 001075100 A G AUTOMOTIVE WAREHOUSE-A 7,100 002062107 A T & E CORPORATION 146,163 00088U108 A.D.A.M. INC 857 002528107 AADAN CORP 50 000336305 AAG HOLDING CO INC 7.25% 01/23/34 PFD 21 00252W104 AAIPHARMA INC USD0.001 247,908 002919108 ABACAN RESOURCE CORP NEW 34 000375204 ABB LTD-SPON ADR 43,522 003450BN2 ABILENE TEX HEALTH FACILITY DEV CORP. 150,000 000780KM7 ABN AMRO MORTGAGE CORP 4.75% 07/25/1 135,000 00374N107 ABOVENET INC 66 003748100 ABRAHAM LINCOLN FEDERAL SAVINGS BAI\ 700 003830106 ABRAXAS PETROLEUM CORP 1,381 003865102 ABSOLUTE FUTURE.COM 10,000 00386SAB8 ABU DHABI NATIONAL ENERGY COMPANY F 9,000 004315305 ACCESS HEALTHNET INC NEW 19,030 004337101 ACCESS NATIONAL CORP 148 004325205 ACCLAIM ENTERTAINMENT INC 100 00437W102 ACCRUE SOFTWARE INC 319,310 004480201 ACHILLION PHARMACEUTICALS 154 004631107 ACME COMMUNICATIONS INC 35 004845202 ACOM CO LTO-SPONSORED ADR 1,204 004848107 ACORN ENERGY INC 200 00503U105 ACTERNA CORP 19,900 00506P103 ACTIVIDENTITY CORP 1,775 00507P102 ACTRADE FINL TECHNOLOGIES LTD 3,100 00509L703 ACURA PHARMACEUTICALS INC 37 005315205 ADACORP INC NEW 3 005208103 ADA-ES INC 2,473 00651F108 ADAPTECINC 12,500 006847107 ADELPHIA BUSINESS SOLUTIONS INC CL A 12,950 006ESC982 ADELPHIA COMMUNICATIONS CORP 13% PE 14,899 00685R870 ADELPHIA -
Merrill Lynch Security Risk Evaluation 1-07
Security Risk Evaluation ALPHA January 2007 Price As of December 2006 Month End COPYRIGHT 1998 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MLPF&S). APPROVED FOR PUBLICATION IN THE UNITED KINGDOM BY MERRILL LYNCH, PIERCE, FENNER & SMITH LIMITED, AN AFFILIATED COMPANY AND REGULATED BY THE SECURITIES AND FUTURES AUTHORITY LIMITED. THE INFORMATION HEREIN WAS OBTAINED FROM VARIOUS SOURCES; WE DO NOT GUARANTEE ITS ACCURACY. ADDITIONAL INFORMATION AVAILABLE. GLOBAL SECURITIES RESEARCH & ECONOMICS RESEARCH TECHNOLOGY ALPHA (1) 800 255-9107 CONTINENTAL UNITED STATES January 2007 (1) 212 449-1072 WORLD WIDE PRICE AS OF December 2006 MONTH END Merrill Lynch, Pierce, Fenner & Smith, Inc. Market Sensitivity Statistics 2006/ 12 Resid Number Ticker Close Std --Std Error-- Adjusted Of Symbol Security Name Price Beta Alpha R-Sqr Dev-n Beta Alpha Beta Observ DOWI DOW JONES & CO 30 INDUSTRIALS 12463.150 0.96 0.03 0.91 1.09 0.04 0.14 0.98 60 DJ 20 DOW JONES & CO 20 TRANS ACTUAL 4560.200 0.94 0.65 0.42 3.86 0.14 0.50 0.96 60 DJ 15 DOW JONES & CO 15 UTIL ACTUAL 456.770 0.57 0.60 0.19 4.12 0.15 0.54 0.72 60 DJ 65 DOW JONES & CO 65 STOCK COMPOSITE 4120.960 0.89 0.28 0.86 1.29 0.05 0.17 0.93 60 SPALNS S&P 500 500 STOCKS 1418.300 1.00 0.00 1.00 0.00 0.00 0.00 1.00 60 Based on S&P 500 Index Using Straight Regression Merrill Lynch, Pierce, Fenner & Smith, Inc. -
Third Quarter Ended September 30, 2020 Forward-Looking Statements
Third Quarter Ended September 30, 2020 Forward-Looking Statements In the interest of providing shareholders and potential investors with information regarding TFI International, including management’s assessment of future plans and operations, certain statements in this presentation are forward-looking statements subject to risks, uncertainties and other important factors that could cause the Company’s actual performance to differ materially from those expressed in or implied by such statements. Such factors are further discussed under Risks and Uncertainties in the Company’s Annual Information Form and MD&A, but readers are cautioned that the list of factors that may affect future growth, results and performance is not exhaustive, and undue reliance should not be placed on forward- looking statements. The expectations conveyed by the forward-looking statements are based on information available to it on the date such statements were made, and there can be no assurance that such expectations will prove to be correct. All subsequent forward-looking statements, whether written or orally attributable to the Company or persons acting on its behalf, are expressly qualified in their entirety by these cautionary statements. Unless otherwise required by applicable securities laws, the Company expressly disclaims any intention, and assumes no obligation, to update or revise any forward-looking statements, whether as a result of new information, future events or otherwise. 2 TFI International: Who We Are Diversified: Full service: Package & Courier, -
Public Notices & the Courts
PUBLIC NOTICES B1 DAILY BUSINESS REVIEW WEDNESDAY, SEPTEMBER 29, 2021 dailybusinessreview.com & THE COURTS MIAMI-DADE PUBLIC NOTICES BUSINESS LEADS THE COURTS WEB SEARCH FORECLOSURE NOTICES: Notices of Action, NEW CASES FILED: US District Court, circuit court, EMERGENCY JUDGES: Listing of emergency judges Search our extensive database of public notices for Notices of Sale, Tax Deeds B5 family civil and probate cases B2 on duty at night and on weekends in civil, probate, FREE. Search for past, present and future notices in criminal, juvenile circuit and county courts. Also duty Miami-Dade, Broward and Palm Beach. SALES: Auto, warehouse items and other BUSINESS TAX RECEIPTS (OCCUPATIONAL Magistrate and Federal Court Judges B14 properties for sale B6 LICENSES): Names, addresses, phone numbers Simply visit: and type of business of those who have received CALENDARS: Suspensions in Miami-Dade, Broward, https://www.law.com/dailybusinessreview/public-notices/ FICTITIOUS NAMES: Notices of intent business licenses B2 and Palm Beach. Confirmation of judges’ daily motion to register B10 calendars in Miami-Dade B14 To search foreclosure sales by sale date visit: MARRIAGE LICENSES: Name, date of birth FAMILY MATTERS: Marriage dissolutions, adoptions, https://www.law.com/dailybusinessreview/foreclosures/ and city of those issued marriage licenses B3 DIRECTORIES: Addresses, telephone numbers, and termination of parental rights B7 names, and contact information for circuit and CREDIT INFORMATION: Liens filed against PROBATE NOTICES: Notices to Creditors, -
United Parcel Service
United Parcel Service By Michael Vida Carmela Miele Salvatore Samà 1 of 34 St. John’s University Undergraduate Student Managed Investment Fund United Parcel Service, Inc. (UPS) $58.40 Date: April 14, 2003 Type of Report: Recommendation & Analysis Recommendation: Limit order to buy 175 shares at $55.00 Market order to buy 175 shares Industry: Transportation - Air Delivery, Freight & Parcel Services Analysts: Michael Vida - [email protected] Carmela Miele – [email protected] Salvatore Samà – [email protected] Share Data Price - $58.40 Fundamentals Date – April 14, 2003 P/E (12/02): 20.2 Target Price - $60.35 P/E (12/03E): 26.46 52 Week Price Range - $53.00 - $67.10 Book Value/Share: $11.09 Market Capitalization - $ 64.644 Billion Price/Book Value: 5.167 Shares Outstanding – 1.12 Billion Dividend Yield: 1.46% Revenue - $31.272 Billion Proj. LT EPS Growth Rate: 14% ROE 2002: 26.10% Earnings Per Share and Projections FY Ending Full Year Consensus Est. 12/01A 2.13 12/02A 2.84 12/03E 2.29 Avg=2.33 (yahoo) 12/04E 2.67 Avg=2.67 (yahoo) 12/05E 2.94 N/A 2 of 34 Executive Summary We are recommending the purchase of 350 shares of UPS, currently trading on the NYSE at $57.30. United Parcel Services has one of the most extensive global ground and air networks for transportation. The largest transportation company, UPS, has been outperforming S&P by 30%. UPS is not solely a transportation company; they also act as consultants for the logistics of major companies in 130 countries. -
Global Freight Management Small Package Express Web Service 10 October, 2017 MILITARY SURFACE DEPLOYMENT and DISTRIBUTION COMMAND Disclaimer
Global Freight Management Small Package Express Web Service 10 October, 2017 MILITARY SURFACE DEPLOYMENT AND DISTRIBUTION COMMAND Disclaimer Transportation University encourages a free flow of ideas. In the spirit of this academic setting, the views of the instructors and participants are assumed to be their own and not those of NDTA, USTRANSCOM, or anybody's parent organization/company. TRUSTED PROFESSIONALS…DELIVERING READINESS! 2 MILITARY SURFACE DEPLOYMENT AND DISTRIBUTION COMMAND Purpose • Discuss the various Global Freight Management (GFM)- hosted web services that can be used to support the Next Generation Delivery Services (NGDS) contract • Discuss how Cargo Movement Operations System (CMOS) will utilize these web services to migrate away from their I2P/OSI2P modules • Open discussion with GFM, CMOS, and NGDS carriers on the small package capability TRUSTED PROFESSIONALS…DELIVERING READINESS! 3 MILITARY SURFACE DEPLOYMENT AND DISTRIBUTION COMMAND Panel Members John Mannino, HQ SDDC, GFM Functional GFM Program Management Office Bernard Crosby, AFLCMC/HIA, CMOS Functional CMOS Program Management Office Jay Powelson, Federal Express Worldwide Sales Manager, U.S. Department Of Defense Michael Taylor, DHL, Global Director Governments, Defense, Administration, Education, NGO, Aid & Relief Bud Wiser, United Parcel Service UPS Customer Solutions TRUSTED PROFESSIONALS…DELIVERING READINESS! 4 MILITARY SURFACE DEPLOYMENT AND DISTRIBUTION COMMAND Agenda • GFM Small Package Web Services • CMOS Migration from I2P to SPE Web Service • DHL/Polar -
TRANSPORTATION and LOGISTICS INDUSTRY UPDATE | Spring 2019 Houlihan Lokey Transportation and Logistics Update
TRANSPORTATION AND LOGISTICS INDUSTRY UPDATE | Spring 2019 Houlihan Lokey Transportation and Logistics Update Dear Clients and Friends, Houlihan Lokey is pleased to present its Transportation and Logistics Industry Update for spring 2019. We have included important news stories, transaction announcements, a public markets overview, and industry insights to help you stay ahead in our dynamic and constantly evolving industry. We hope you find this quarterly update to be informative and that it serves as a valuable resource to you in staying abreast of the market. If there is additional content you would find useful for future updates, please don’t hesitate to call or email us with your suggestions. We look forward to staying in touch with you. Regards, Kris Hopkins Director Head of Transportation and Logistics 245 Park Avenue, 20th Floor New York, NY 10167 [email protected] 212.497.7856 Additional Transportation and Logistics Contacts Phil Keffer, CFA Brandon Bleakley Jason Weisbaum [email protected] [email protected] [email protected] 212.497.7851 646.259.7488 212.497.4265 Austen Dixon Caroline Weakland Yash Srivastav [email protected] [email protected] [email protected] 646.259.7474 212.497.7916 212.497.7863 Industry Sectors Covered LOGISTICS ASSET-BASED TRUCKING MARINE RAIL TRANSPORTATION EQUIPMENT LEASING AVIATION TECH-ENABLED SERVICES 1 Houlihan Lokey is the trusted advisor to more top decision-makers than any other independent global investment bank. Houlihan Lokey is the trusted advisor to more top decision makers than any other independent Corporate Financeglobal investmentFinancial Restructuring bank. Financial Advisory 2018 M&A Advisory Rankings 2018 Global Distressed Debt & Bankruptcy 1999 to 2018 Global M&A Fairness All U.S. -
Don't Let This Happen to You!!!
04/2002 Don't Let this Happen to You!!! NEOPOINT, INC. its use only by the company named on the license, but was then illegally transferred. BXA controls the export of this type of In February of 2002, the Bureau of Export camera for national security reasons because Administration imposed a $95,000 civil of its potential application in military penalty on Neopoint, Inc., of San Diego, surveillance. California, to settle charges that on ten occasions between March 1998 and June 1999, the company exported 128-bit BS&B PROCESS SYSTEMS encryption software to South Korea without the requisite export licenses. BS&B Process Systems Inc. settled charges that on or about April 15, 1996, on or about ELI COHEN May 5, 1997, and on or about February 5, 1998, BS&B Process Systems, Inc. exported On January 30, 2002, the Commerce oil production equipment from the United Department imposed a $10,000 civil States to Iran, through the United Kingdom, penalty, and a five year denial of export without obtaining the authorization it knew privileges, on Eli Cohen of Haifa, Israel, or had reason to know was required, pursuant to a settlement agreement. The thereby committing violations of Sections Department's Bureau of Export 764.2(a) and 764.2(e) of the Regulations, Administration (BXA) had alleged that and that in connection with the export to Cohen had concealed an illegal transfer of Iran on or about May 5, 1997, BS&B Process an infrared camera from BXA agents. Systems Inc. prepared a Shipper's Export According to BXA's charging letter, Eli Declaration stating that the ultimate Cohen provided false and misleading destination of the export was the United information to Special Agents of BXA's Kingdom, when in fact the ultimate Office of Export Enforcement concerning destination was Iran, thereby making a false the camera's location when the agents or misleading representation directly or sought to verify its end-use in Israel.