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List of Marginable OTC Stocks
List of Marginable OTC Stocks @ENTERTAINMENT, INC. ABACAN RESOURCE CORPORATION ACE CASH EXPRESS, INC. $.01 par common No par common $.01 par common 1ST BANCORP (Indiana) ABACUS DIRECT CORPORATION ACE*COMM CORPORATION $1.00 par common $.001 par common $.01 par common 1ST BERGEN BANCORP ABAXIS, INC. ACETO CORPORATION No par common No par common $.01 par common 1ST SOURCE CORPORATION ABC BANCORP (Georgia) ACMAT CORPORATION $1.00 par common $1.00 par common Class A, no par common Fixed rate cumulative trust preferred securities of 1st Source Capital ABC DISPENSING TECHNOLOGIES, INC. ACORN PRODUCTS, INC. Floating rate cumulative trust preferred $.01 par common $.001 par common securities of 1st Source ABC RAIL PRODUCTS CORPORATION ACRES GAMING INCORPORATED 3-D GEOPHYSICAL, INC. $.01 par common $.01 par common $.01 par common ABER RESOURCES LTD. ACRODYNE COMMUNICATIONS, INC. 3-D SYSTEMS CORPORATION No par common $.01 par common $.001 par common ABIGAIL ADAMS NATIONAL BANCORP, INC. †ACSYS, INC. 3COM CORPORATION $.01 par common No par common No par common ABINGTON BANCORP, INC. (Massachusetts) ACT MANUFACTURING, INC. 3D LABS INC. LIMITED $.10 par common $.01 par common $.01 par common ABIOMED, INC. ACT NETWORKS, INC. 3DFX INTERACTIVE, INC. $.01 par common $.01 par common No par common ABLE TELCOM HOLDING CORPORATION ACT TELECONFERENCING, INC. 3DO COMPANY, THE $.001 par common No par common $.01 par common ABR INFORMATION SERVICES INC. ACTEL CORPORATION 3DX TECHNOLOGIES, INC. $.01 par common $.001 par common $.01 par common ABRAMS INDUSTRIES, INC. ACTION PERFORMANCE COMPANIES, INC. 4 KIDS ENTERTAINMENT, INC. $1.00 par common $.01 par common $.01 par common 4FRONT TECHNOLOGIES, INC. -
Tuesday July 30, 1996
7±30±96 Tuesday Vol. 61 No. 147 July 30, 1996 Pages 39555±39838 federal register 1 II Federal Register / Vol. 61, No. 147 / Tuesday, July 30, 1996 SUBSCRIPTIONS AND COPIES PUBLIC Subscriptions: Paper or fiche 202±512±1800 FEDERAL REGISTER Published daily, Monday through Friday, Assistance with public subscriptions 512±1806 (not published on Saturdays, Sundays, or on official holidays), by General online information 202±512±1530 the Office of the Federal Register, National Archives and Records Administration, Washington, DC 20408, under the Federal Register Single copies/back copies: Act (49 Stat. 500, as amended; 44 U.S.C. Ch. 15) and the Paper or fiche 512±1800 regulations of the Administrative Committee of the Federal Register Assistance with public single copies 512±1803 (1 CFR Ch. I). Distribution is made only by the Superintendent of Documents, U.S. Government Printing Office, Washington, DC FEDERAL AGENCIES 20402. Subscriptions: The Federal Register provides a uniform system for making Paper or fiche 523±5243 available to the public regulations and legal notices issued by Assistance with Federal agency subscriptions 523±5243 Federal agencies. These include Presidential proclamations and For other telephone numbers, see the Reader Aids section Executive Orders and Federal agency documents having general applicability and legal effect, documents required to be published at the end of this issue. by act of Congress and other Federal agency documents of public interest. Documents are on file for public inspection in the Office of the Federal Register the day before they are published, unless earlier filing is requested by the issuing agency. -
Growth of the Internet
Growth of the Internet K. G. Coffman and A. M. Odlyzko AT&T Labs - Research [email protected], [email protected] Preliminary version, July 6, 2001 Abstract The Internet is the main cause of the recent explosion of activity in optical fiber telecommunica- tions. The high growth rates observed on the Internet, and the popular perception that growth rates were even higher, led to an upsurge in research, development, and investment in telecommunications. The telecom crash of 2000 occurred when investors realized that transmission capacity in place and under construction greatly exceeded actual traffic demand. This chapter discusses the growth of the Internet and compares it with that of other communication services. Internet traffic is growing, approximately doubling each year. There are reasonable arguments that it will continue to grow at this rate for the rest of this decade. If this happens, then in a few years, we may have a rough balance between supply and demand. Growth of the Internet K. G. Coffman and A. M. Odlyzko AT&T Labs - Research [email protected], [email protected] 1. Introduction Optical fiber communications was initially developed for the voice phone system. The feverish level of activity that we have experienced since the late 1990s, though, was caused primarily by the rapidly rising demand for Internet connectivity. The Internet has been growing at unprecedented rates. Moreover, because it is versatile and penetrates deeply into the economy, it is affecting all of society, and therefore has attracted inordinate amounts of public attention. The aim of this chapter is to summarize the current state of knowledge about the growth rates of the Internet, with special attention paid to the implications for fiber optic transmission. -
The Great Telecom Meltdown for a Listing of Recent Titles in the Artech House Telecommunications Library, Turn to the Back of This Book
The Great Telecom Meltdown For a listing of recent titles in the Artech House Telecommunications Library, turn to the back of this book. The Great Telecom Meltdown Fred R. Goldstein a r techhouse. com Library of Congress Cataloging-in-Publication Data A catalog record for this book is available from the U.S. Library of Congress. British Library Cataloguing in Publication Data Goldstein, Fred R. The great telecom meltdown.—(Artech House telecommunications Library) 1. Telecommunication—History 2. Telecommunciation—Technological innovations— History 3. Telecommunication—Finance—History I. Title 384’.09 ISBN 1-58053-939-4 Cover design by Leslie Genser © 2005 ARTECH HOUSE, INC. 685 Canton Street Norwood, MA 02062 All rights reserved. Printed and bound in the United States of America. No part of this book may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying, recording, or by any information storage and retrieval system, without permission in writing from the publisher. All terms mentioned in this book that are known to be trademarks or service marks have been appropriately capitalized. Artech House cannot attest to the accuracy of this information. Use of a term in this book should not be regarded as affecting the validity of any trademark or service mark. International Standard Book Number: 1-58053-939-4 10987654321 Contents ix Hybrid Fiber-Coax (HFC) Gave Cable Providers an Advantage on “Triple Play” 122 RBOCs Took the Threat Seriously 123 Hybrid Fiber-Coax Is Developed 123 Cable Modems -
Designated Agents for Local Exchange Carriers
Designated Agents for Local Exchange Carriers Document Processor Document Processor 321 Communications, Inc. Access Point, Inc. InCorp Services, Inc. Illinois Corporation Service Company 2501 Chatham Rd., Ste. 110 801 Adlai Stevenson Dr. Springfield IL 62704-7100 Springfield IL 62703-4261 Lisa Brown John Petrakis 321 Communications, Inc. Access2Go, Inc. Regulatory and Tax Consultants 4700 N. Prospect Rd. 3483 Satellite Blvd., Ste. 202 Peoria Heights IL 61616 Duluth GA 30096-5800 Document Processor Document Processor ACN Communication Services, Inc. 360networks (USA) inc. C T Corporation System C T Corporation System 208 S. LaSalle St. 208 S. LaSalle St. Chicago IL 60604 Chicago IL 60604 Doug Forster Document Processor ACN Communication Services, Inc. AboveNet Communications, Inc. Technologies Management, Inc. d/b/a AboveNet Media Networks PO Drawer 200 Illinois Corporation Service Company Winter Park FL 32790-0200 801 Adlai Stevenson Dr. Springfield IL 62703-4261 James W. Broemmer Jr Adams Telephone Co-Operative Robert Sokota PO Box 217 AboveNet Communications, Inc. Golden IL 62339 d/b/a AboveNet Media Networks 360 Hamilton Blvd. James W. Broemmer Jr White Plains NY 10601 Adams TelSystems, Inc. PO Box 217 Robert Neumann Golden IL 62339 Access Media 3, Inc. 900 Commerce Dr., Ste. 200 Gary Pieper Oak Brook IL 60523 Advanced Integrated Technologies Inc. PO Box 51 Brian McDermott Columbia IL 62236 Access Media 3, Inc. Synergies Law Group, PLLC Mark Lammert 1002 Parker St. Advanced Integrated Technologies Inc. Falls Church VA 22046 Compliance Solutions Inc. 740 Florida Central Pkwy., Ste. 2028 Document Processor Longwood FL 32750 Access One, Inc. Corporation Service Company Ronald Dougherty 422 N. -
The Contracts Highlighted in Yellow Below Are Being Assumed by Purchaser Pursuant to the Asset Purchase Agreement. Cure Amounts Are Listed on Exhibit a by Vendor
Vendor Name+ Type II Vendor Contact Name Vendor Contact Address Lehman Entity The contracts highlighted in yellow below are being assumed by Purchaser pursuant to the Asset Purchase Agreement. Cure amounts are listed on Exhibit A by vendor. Two Chatham Center Access Data Corp. Access Data Corp. 24th FL Pittsburgh, PA 15219 LBHI 110 Parkway Dr. South Dimension Data Dimension Data Hauppauge, Ny 11788 LBI 3760 14th Avenue Platform Computing, Inc. Platform Computing, Inc. Markham Ontario Attn: General Counsel L3R 3T7 LBI Red Hat, Inc. 1801 Varsity Drive Red Hat, Inc. Attn: General Counsel Raleigh, NC 27606 LBI @STAKE, INC Master Agreement Ray Scutari, Royal Hansen, Emily Sebert 2 Wall Street, New York, NY 10005 Lehman Brothers, Inc. 1010 DATA, INC Trial N/A 65 Broadway, Suite 1010, New York, NY 10006 Lehman Brothers Holdings 2 TRACK GLOBAL Master Agreement N/A 1270 Broadway, Suite 208, New York, NY 10001 Lehman Brothers Holdings Inc. 2 TRACK GLOBAL Amendment / Addendum / Schedule N/A 1270 Broadway, Suite 208, New York, NY 10001 Lehman Brothers Holdings Inc. 2 TRACK GLOBAL Amendment / Addendum / Schedule N/A 1270 Broadway, Suite 208, New York, NY 10001 Lehman Brothers Holdings Inc. 2 TRACK GLOBAL Transaction Schedule N/A 1270 Broadway, Suite 208, New York, NY 10001 Lehman Brothers Holdings Inc. 2 TRACK GLOBAL Transaction Schedule N/A 1270 Broadway, Suite 208, New York, NY 10001 Lehman Brothers Holdings Inc. 2 TRACK GLOBAL Transaction Schedule N/A 1270 Broadway, Suite 208, New York, NY 10001 Lehman Brothers Holdings Inc. 2 TRACK GLOBAL Transaction Schedule N/A 1270 Broadway, Suite 208, New York, NY 10001 Lehman Brothers Holdings Inc. -
NASD Notice to Members 98-47
Executive Summary Interpretive Material 2310-3 (IM-2310- NASD On May 29, 1998, the Securities and 3) describes members’ suitability obli- Exchange Commission (SEC) gation in making recommendations to approved amendments to National institutional customers. The primary Notice to Association of Securities Dealers, considerations under IM-2310-3 Inc. (NASD®) Rule 3110 (the Books include the customer’s capability to and Records Rule) that (i) change evaluate risk independently and the Members the definition of “institutional account” extent to which individual judgment is to include the accounts of investment exercised when making investment 98-47 advisers that are now required to decisions. register with the states pursuant to the National Securities Markets Accounts Of Registered Improvement Act of 1996 (NSMIA), Investment Advisers and (ii) exclude certain customer SEC Approves Changes accounts from the requirement to NSMIA and new rules recently To Books And Records obtain certain tax and employment adopted by the SEC under the Requirements information from the customer. Investment Advisers Act of 1940 (Advisers Act) reallocated regulatory Questions concerning this Notice oversight of investment advisers may be directed to Joseph E. Price, between the SEC and the states. Counsel, Advertising/Investment Under the new rules, advisers to reg- Suggested Routing Companies Regulation, NASD Regu- istered investment companies and Senior Management lation, Inc., at (202) 728-8877 or those with assets under manage- Robert J. Smith, Assistant General ment of at least $25 million generally Advertising Counsel, Office of General Counsel, will register exclusively with the SEC. Continuing Education NASD RegulationSM, at (202) 728- Most others will register exclusively 8176. -
NASD Notice to Members 99-46
Executive Summary $250, and two or more Market NASD Effective July 1, 1999, the maximum Ma k e r s . Small Order Execution SystemSM (S O E S SM ) order sizes for 336 Nasdaq In accordance with Rule 4710, Nas- Notice to National Market® (NNM) securities daq periodically reviews the maxi- will be revised in accordance with mum SOES order size applicable to National Association of Securities each NNM security to determine if Members Dealers, Inc. (NASD®) Rule 4710(g). the trading characteristics of the issue have changed so as to warrant For more information, please contact an adjustment. Such a review was 99-46 ® Na s d a q Market Operations at conducted using data as of March (203) 378-0284. 31, 1999, pursuant to the aforemen- Maximum SOES Order tioned standards. The maximum Sizes Set To Change SOES order-size changes called for Description by this review are being implemented July 1, 1999 Under Rule 4710, the maximum with three exceptions. SOES order size for an NNM security is 1,000, 500, or 200 shares, • First, issues were not permitted to depending on the trading characteris- move more than one size level. For Suggested Routing tics of the security. The Nasdaq example, if an issue was previously ® Senior Management Workstation II (NWII) indicates the categorized in the 1,000-share maximum SOES order size for each level, it would not be permitted to Ad v e r t i s i n g NNM security. The indicator “NM10,” move to the 200-share level, even if Continuing Education “NM5,” or “NM2” displayed in NWII the formula calculated that such a corresponds to a maximum SOES move was warranted. -
Service List Dennis Kelley Director of Operations (Provisioning)
Service List Dennis Kelley Director of Operations (Provisioning) 1-800-Reconex Inc. 2500 Industrial Avenue Hubbard, OR 97032 William E. Braun Vice President and General Counsel 1-800-Reconex Inc. 2500 Industrial Avenue Hubbard, OR 97032 Andrew M. Klein A.R.C. Networks Inc. Kelley Drye & Warren LLP 1200 19th Street, NW Suite 500 Washington, DC 20036 Genevieve Morelli A.R.C. Networks Inc. Kelley Drye & Warren LLP 1200 19th Street, NW Suite 500 Washington, DC 20036 Paola M. Bulloch Director of Regulatory Affairs A.R.C. Networks Inc. 1333 Broadway, Suite 1001 New York, NY 10018 Jill Sandford Senior Attorney AboveNet Communications Inc. 360 Hamilton Avenue White Plains, NY 10601 Robert Sokota, Esquire General Counsel AboveNet Communications Inc. 360 Hamilton Avenue White Plains, NY 10601 Service List Brian M. Kelleher, Esquire ACC National Telecom Corp. AT&T Corp. 14 Mark Lane New City, NY 10956 Manager - ICA Negotiations Local Service & Access Management ACC National Telecom Corp. AT&T Corp. 32 Avenue of the Americas 5th Floor New York, NY 10013 Regional V.P. - Law & Government Affairs ACC National Telecom Corp. AT&T Corp. 32 Avenue of the Americas 6th Floor New York, NY 10013 Kaye Davis Access Point Inc. 16 Hyland Road Suite D Greenville, SC 29615 Daniel J. Kelley President, COO AccessBridge Communications, Inc. 1 Federal Street, Bldg 102-3 Springfield, MA 01105 Douglas R. Norton President AccessPlus Communications Inc. 7 Knobb Hill Byfield, MA 01922 David Stevanovski ACN Communications Services Inc. 32991 Hamilton Court Farmington Hills, MI 48334 Service List Teny J. Romine Director of Legal and Regulatory Affairs Adelphia Business Solutions Operations Inc. -
• the 1984AT&T
DAIN RAUSCHER WESSELS " ~. '~! ~ ~ i : • , " , .: . ,.. -- " . i Simply put, regulation is the basis by which nearly all competitors offer broadband access. Over the past 16 years, several landmark laws and court rulings have spurred the development of competition, initially in the long-distance market and more recently in the local market. Although current trends point to a generally favorable environment for competitive providers, the regulatory climate is always fraught with some degree of contention and is therefore worthy of investor scrutiny. In this section, we describe the key role that regulation plays in the development ofcompetitive broadband services. • The 1984AT&T Divestiture Evolution of the Current Structure The genesis of today's local market structure was created in the wake of a 1984 federal court ruling, the Modified Final Judgement (MFJ), which mandated the separation ofAT&T's local operations from its long-distance operations. The local operations were divided into seven Regional Bell Operating Companies (RBOCs), each serving a separate, contiguous set of states, and each prohibited from providing long-distance services. ,-- Pre-Divestiture: One Monopoly I Exhibit 3-1 • Lang LI,.. AT&T Oepanment InI' Clnclnll8U Self Wisconsin New Vorl< Telepllo,. Telephone Michigan Se" CloP Tel. 'ilnol. Bell We.tVA Source: San Francisco Consulting Group June 2000 • Page 31 DAIN RAUSCHER WESSELS Exhibit 3-2 • Post-Divestiture: Several Local Monopolies r: ! Note: Mergers have since taken place between Bell AlianticlNYNEX and SBC/Pacific Telesis!Ameritech. Source: FCC _____________________--1 During the twelve years between the MFJ and the Telecommunications Act of 1996, the telecommunications industry changed significantly. In the long-distance market, MCI, Sprint, and a host of other long-distance carriers built networks and took approximately 50% of AT&T's market share. -
Merrill Lynch Security Risk Evaluation 1-07
Security Risk Evaluation ALPHA January 2007 Price As of December 2006 Month End COPYRIGHT 1998 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MLPF&S). APPROVED FOR PUBLICATION IN THE UNITED KINGDOM BY MERRILL LYNCH, PIERCE, FENNER & SMITH LIMITED, AN AFFILIATED COMPANY AND REGULATED BY THE SECURITIES AND FUTURES AUTHORITY LIMITED. THE INFORMATION HEREIN WAS OBTAINED FROM VARIOUS SOURCES; WE DO NOT GUARANTEE ITS ACCURACY. ADDITIONAL INFORMATION AVAILABLE. GLOBAL SECURITIES RESEARCH & ECONOMICS RESEARCH TECHNOLOGY ALPHA (1) 800 255-9107 CONTINENTAL UNITED STATES January 2007 (1) 212 449-1072 WORLD WIDE PRICE AS OF December 2006 MONTH END Merrill Lynch, Pierce, Fenner & Smith, Inc. Market Sensitivity Statistics 2006/ 12 Resid Number Ticker Close Std --Std Error-- Adjusted Of Symbol Security Name Price Beta Alpha R-Sqr Dev-n Beta Alpha Beta Observ DOWI DOW JONES & CO 30 INDUSTRIALS 12463.150 0.96 0.03 0.91 1.09 0.04 0.14 0.98 60 DJ 20 DOW JONES & CO 20 TRANS ACTUAL 4560.200 0.94 0.65 0.42 3.86 0.14 0.50 0.96 60 DJ 15 DOW JONES & CO 15 UTIL ACTUAL 456.770 0.57 0.60 0.19 4.12 0.15 0.54 0.72 60 DJ 65 DOW JONES & CO 65 STOCK COMPOSITE 4120.960 0.89 0.28 0.86 1.29 0.05 0.17 0.93 60 SPALNS S&P 500 500 STOCKS 1418.300 1.00 0.00 1.00 0.00 0.00 0.00 1.00 60 Based on S&P 500 Index Using Straight Regression Merrill Lynch, Pierce, Fenner & Smith, Inc. -
Telecommunications Provider Locator
Telecommunications Provider Locator Industry Analysis & Technology Division Wireline Competition Bureau January 2010 This report is available for reference in the FCC’s Information Center at 445 12th Street, S.W., Courtyard Level. Copies may be purchased by contacting Best Copy and Printing, Inc., Portals II, 445 12th Street S.W., Room CY-B402, Washington, D.C. 20554, telephone 800-378-3160, facsimile 202-488-5563, or via e-mail at [email protected]. This report can be downloaded and interactively searched on the Wireline Competition Bureau Statistical Reports Internet site located at www.fcc.gov/wcb/iatd/locator.html. Telecommunications Provider Locator This report lists the contact information, primary telecommunications business and service(s) offered by 6,493 telecommunications providers. The last report was released March 13, 2009.1 The information in this report is drawn from providers’ Telecommunications Reporting Worksheets (FCC Form 499-A). It can be used by customers to identify and locate telecommunications providers, by telecommunications providers to identify and locate others in the industry, and by equipment vendors to identify potential customers. Virtually all providers of telecommunications must file FCC Form 499-A each year.2 These forms are not filed with the FCC but rather with the Universal Service Administrative Company (USAC), which serves as the data collection agent. The pool of filers contained in this edition consists of companies that operated and collected revenue during 2007, as well as new companies that file the form to fulfill the Commission’s registration requirement.3 Information from filings received by USAC after October 13, 2008, and from filings that were incomplete has been excluded from this report.