Executive Summary $250, and two or more Market NASD Effective July 1, 1999, the maximum Ma k e r s . Small Order Execution SystemSM (S O E S SM ) order sizes for 336 Nasdaq In accordance with Rule 4710, Nas- Notice to National Market¨ (NNM) securities daq periodically reviews the maxi- will be revised in accordance with mum SOES order size applicable to National Association of Securities each NNM security to determine if Members Dealers, Inc. (NASD¨) Rule 4710(g). the trading characteristics of the issue have changed so as to warrant For more information, please contact an adjustment. Such a review was 99-46 ¨ Na s d a q Market Operations at conducted using data as of March (203) 378-0284. 31, 1999, pursuant to the aforemen- Maximum SOES Order tioned standards. The maximum Sizes Set To Change SOES order-size changes called for Description by this review are being implemented July 1, 1999 Under Rule 4710, the maximum with three exceptions. SOES order size for an NNM security is 1,000, 500, or 200 shares, ¥ First, issues were not permitted to depending on the trading characteris- move more than one size level. For Suggested Routing tics of the security. The Nasdaq example, if an issue was previously ¨ Senior Management Workstation II (NWII) indicates the categorized in the 1,000-share maximum SOES order size for each level, it would not be permitted to Ad v e r t i s i n g NNM security. The indicator “NM10,” move to the 200-share level, even if Continuing Education “NM5,” or “NM2” displayed in NWII the formula calculated that such a corresponds to a maximum SOES move was warranted. The issue Corporate Finance order size of 1,000, 500, or 200 could move only one level to the Executive Representatives shares, respectively.1 500-share level as a result of any Government Securities single review. The criteria for establishing maxi- In s t i t u t i o n a l mum SOES order sizes are as fol- ¥ Second, for securities priced below In s u r a n c e lo w s : $1 where the reranking called for a Internal Audit reduction in the level, the maximum (1) a 1,000-share maximum order SOES order size was not reduced. Legal & Compliance size shall apply to NNM securities Mu n i c i p a l on SOES with an average daily ¥ Third, for the top 50 Nasdaq securi- non-block volume of 3,000 shares ties based on market capitalization, Mutual Fund or more a day, a bid price of less the maximum SOES order sizes Op e r a t i o n s than or equal to $100, and three or were not reduced, regardless of Op t i o n s more Market Makers; whether the reranking called for a re d u c t i o n . Registered Representatives (2) a 500-share maximum order size Re g i s t r a t i o n shall apply to NNM securities on In addition, with respect to initial pub- Re s e a r c h SOES with an average daily non- lic offerings (IPOs), the SOES order- block volume of 1,000 shares or size reranking procedures provide Sy n d i c a t e more a day, a bid price of less than that a security must first be traded on Sy s t e m s or equal to $150, and two or more Nasdaq for at least 45 days before it Market Makers; and is eligible to be reclassified . Tr a d i n g Tr a i n i n g (3) a 200-share maximum order size Thus, IPOs listed on Nasdaq within Variable Contracts shall apply to NNM securities with the 45 days prior to March 31, 1999, an average daily non-block volume were not subject to SOES order-size of less than 1,000 shares a day, a reranking procedures. bid price of less than or equal to

NASD Notice to Members 99-46 June 1999 303 Following is a listing of the 336 NNM size for an NNM security in an amount equal ing unit when a Market Maker is not display- issues that will have the maximum to the maximum SOES order size for that ing a limit order, and which thus eliminated SOES order size changed on July 1, security. See generally, NASD Rule the requirement that Market Makers quote a 1999. 4613(a)(1) - (2). On July 15, 1998, the Secu- size equal to the maximum SOES order size. rities and Exchange Commission approved Endnote an amendment to NASD Rule 4613(a)(1)(C), © 1999, National Association of Securities Dealers, 1Previously, Nasdaq Market Makers were which reduced the minimum quotation size Inc. (NASD). All rights reserved. required to maintain a minimum quotation for all Nasdaq securities to one normal trad-

Ma x i m um SOES Order Size Changes In NNM Securities All Issues In Alphabetical Order By Security Name (E f fe c t i v e July 1, 1999)

Old New Old New Symbol Security Name Level Level Symbol Security Name Level Level

TC H C 21ST CENTURY HLDG 50 0 10 0 0 BB H F BARBERS HAIRSTYLIN 50 0 10 0 0 BP F H BOSTON PVT FIN 50 0 10 0 0 A EP A Y BOTTOMLINE TECH INC 20 0 50 0 BO Y D BOYD BROS TRANS IN 50 0 10 0 0 AS B P A S B FINANCIAL CP 50 0 20 0 BR A D BRADLEES INC 20 0 50 0 AB A N P ABI CAP TRUST PFD 50 0 10 0 0 BC S T BR O A D C A S T . C O M 10 0 0 50 0 AB O V ABOVENET COMMUNICTNS 20 0 50 0 BR C M BROADCOM CORP CL 50 0 10 0 0 AA A B B ADMIRALTY BCP B 50 0 10 0 0 BV R S BVR SYSTEMS LTD 50 0 10 0 0 DI N E W ADVANTICA WTS 10 0 0 50 0 AM R I ALBANY MOLECULAR RES 20 0 50 0 C AO R G B ALLEN ORGAN CO B 20 0 50 0 AL N C ALLIANCE FINL CP 20 0 50 0 CB B I C B BANCSHARES 50 0 10 0 0 AL L N ALLIN COMMUNICATIO 50 0 20 0 CE R B C E R B C O INC 50 0 20 0 AI F C AMER INDEMNITY FIN 50 0 10 0 0 FL Y A F C H C HELICO CL A 20 0 50 0 AN F I AMERICAN NATL FINL 20 0 50 0 CS P I C S P INC 50 0 10 0 0 AS C A AMERISTAR CASINO 10 0 0 50 0 CF F I C&F FINANCIAL CP 20 0 50 0 AF S C ANCHOR FIN CORP 10 0 0 50 0 CN E B F CALL-NET ENTRPR CL B 50 0 10 0 0 AN D R ANDERSEN GROUP INC 20 0 50 0 CL Z R W CANDELA CP WTS 20 0 50 0 AS I G F ANSALDO SIGNAL NV 10 0 0 50 0 CN T B Y CANTAB PHARM ADR 20 0 50 0 AR C A F ARCADIS NV 50 0 10 0 0 CS W C CAPITAL SOUTHWEST 10 0 0 50 0 AR I S ARI NETWORK 10 0 0 50 0 CB C L CAPITOL BANCORP LT 10 0 0 50 0 AR M H Y ARM HLDGS ADS 10 0 0 50 0 CB C L P CAPITOL TRUST I PF 50 0 10 0 0 AT Y T ATI TECHNOLOGIES 20 0 50 0 CP R K CAPROCK COMM 50 0 10 0 0 AT L P P ATLANTIC PFD CAP CP 20 0 50 0 CR R B CARROLLTON BANCORP 50 0 20 0 AI I I AUTOLOGIC INFO INT 10 0 0 50 0 CE C X CASTLE ENERGY CP 50 0 10 0 0 AX H M AXIOHM TRANS SOL 50 0 20 0 CA T T CATAPULT COMM CP 20 0 50 0 CL P A CELL PATHWAYS INC 50 0 10 0 0 B CC B N CENTRAL COAST BCP 50 0 10 0 0 CF A C CENTRAL FIN ACCEPT 10 0 0 50 0 BE S I B E SEMICON ORD 20 0 50 0 CH N L CHANNELL COML CORP 10 0 0 50 0 BF E N B F ENTERPRISES IN 50 0 20 0 CH E R B CHERRY CP CL B 50 0 20 0 BN B C P B N B CAP TR PFD 20 0 50 0 CN R M F CINRAM INTL INC 20 0 50 0 BT B T B T SHIP SP ADR 50 0 20 0 CI V C CIVIC BANCORP 50 0 10 0 0 BW I N B BALDWIN LYONS CL B 50 0 10 0 0 CL K B CLARK/BARDES HLDGS 50 0 10 0 0 BP A O BALDWIN PIANO ORGA 10 0 0 50 0 CN B B CNB INC 20 0 50 0 BM C C P BANDO MCGLOC PFD A 50 0 20 0 CN Y F CNY FINANCIAL CP 50 0 10 0 0 BN S C BANK OF SANTA CLAR 50 0 20 0 CT B P COAST BANCORP 20 0 50 0 BK F R BANKFIRST CORP 50 0 10 0 0 CO H B COHOES BANCORP 20 0 50 0

NASD Notice to Members 99-46 June 1999 304 Old New Old New Symbol Security Name Level Level Symbol Security Name Level Level CB A N COLONY BANKCORP 20 0 50 0 EX A P EXCHANGE APPLICATNS 20 0 50 0 CB B O COLUMBIA BANCORP 50 0 10 0 0 EX D S EXODUS COMMUN 10 0 0 50 0 CN A F COMMERCIAL NATL FI 20 0 50 0 CF I C COMMUNITY FIN CP 10 0 0 50 0 F CM S V COMMUNITY SVGS 20 0 50 0 CN Q R CONCUR TECHNOLOGIES 20 0 50 0 FC B F F C B FINANCIAL CP 50 0 10 0 0 CN X T CONEXANT SYSTMS 20 0 50 0 FL A G F L A G FINANCIAL 50 0 10 0 0 CN R D CONRAD INDS INC 50 0 10 0 0 FR P P F R P PROPERTIES I 20 0 50 0 CW C O CONS WATER CO INC 50 0 10 0 0 FT M T F FANTOM TECHS INC 50 0 10 0 0 CM E T S CONTL MORTGAGE EQUIT 50 0 10 0 0 FA T B FATBRAIN.COM INC 20 0 50 0 CO M M F CORECOMM LTD 50 0 10 0 0 FF L C FFLC BNCP INC 10 0 0 50 0 CO C O CORINTHIAN COLLEGES 20 0 50 0 FS B I FIDELITY BANCORP I 50 0 20 0 CS C Q W CORRECTIONAL SVCS 50 0 20 0 FF F L P FIDELITY CAP TR I 10 0 0 50 0 CR T Q CORTECH INC 20 0 50 0 FA C T FIRST ALBANY COS 50 0 10 0 0 CO V D COMMUN GROUP 20 0 50 0 FB N C FIRST BANCP TROY 20 0 50 0 CY O E COYOTE NETWORK SYS 50 0 10 0 0 FB S I FIRST BANCSHARES 20 0 50 0 CM S T CREATIVE MASTER INTL 20 0 50 0 FS T C FIRST CITIZENS COR 50 0 10 0 0 CR N S CRONOS GROUP THE 10 0 0 50 0 FF E S FIRST FED S L E 10 0 0 50 0 CN G R CROWN GROUP INC 50 0 10 0 0 FM S B FIRST MUTUAL SVGS 50 0 10 0 0 CT C I CT COMMUNICATIONS 20 0 50 0 FP F C FIRST PLACE FINL 20 0 50 0 CU R T CURTIS INTL LTD 50 0 10 0 0 FR G B FIRST REGIONAL BNC 20 0 50 0 FS L B FIRST STERLING BKS 50 0 10 0 0 D FU N C FIRST UNITED CORP 50 0 10 0 0 FE L E FRANKLIN ELEC INC 10 0 0 50 0 DR A I DATA RESEARCH ASSO 50 0 10 0 0 FT B K FRONTIER FIN CORP 50 0 10 0 0 HY T D L DECS TRUST IV 20 0 50 0 FF H H FSF FINANCIAL CP 50 0 10 0 0 DS G X DESCARTES SYS GRP 20 0 50 0 FT N B FULTON BANCORP INC 10 0 0 50 0 DC B K DESERT COMMUNITY B 20 0 50 0 DC P I DICK CLARK PROD IN 20 0 50 0 G DT E K DISPLAY TECHS 50 0 10 0 0 DO C D DOCDATA NV 10 0 0 50 0 GB N K GASTON FED BANCP 10 0 0 50 0 DH O M DOMINION HOMES INC 10 0 0 50 0 GF L S P GCB CAP TRUST PFD 50 0 20 0 DC L K DOUBLECLICK INC 10 0 0 50 0 GS L I GEN SCANNING INC 20 0 50 0 DR R A P DURA AUTO CAP TR 10 0 0 50 0 GE N B B GENESEE CP B 10 0 0 50 0 DX P E DXP ENTERPRISE 20 0 50 0 GZ M O GENZYME MOLEC 50 0 10 0 0 GC T Y GE O C I T I E S 10 0 0 50 0 E GS C I GEOSCIENCE CP 50 0 10 0 0 GA B C GERMAN AMER BANCOR 50 0 10 0 0 ET E K E-TEK DYNAMICS INC 20 0 50 0 GS P T GLOBAL SPORTS INC 50 0 10 0 0 EL X S E L X S I CP 10 0 0 50 0 GB I X GLOBIX CORP 50 0 10 0 0 EG L B EAGLE BANCGROUP IN 10 0 0 50 0 GN E T GO2NET INC 10 0 0 50 0 EW B X EARTH WEB INC 50 0 10 0 0 GU C O GRAND UNION CO 50 0 10 0 0 EW B C EAST WEST BANCORP 20 0 50 0 EB A Y EBAY INC 20 0 50 0 H DI S H P ECHOSTAR CV PFD C 50 0 20 0 ED C O EDISON CONTROL CP 20 0 50 0 HP S C H P S C INC 50 0 10 0 0 EL E T ELLETT BROTHERS IN 10 0 0 50 0 HA B C HABERSHAM BANCORP 20 0 50 0 EN B R F ENBRIDGE INC 20 0 50 0 HA C H A HACH COMPANY CL A 10 0 0 50 0 EN G E F ENGEL GNRL DEV 10 0 0 50 0 HA B K P HAMILTON CAP TR I 20 0 50 0 EN T U ENTRUST TECHS INC 50 0 10 0 0 HR B F HARBOR FED BNCP IN 50 0 10 0 0 EQ S B EQUITABLE FED SAV 10 0 0 50 0 HA R L HARLEYSVILLE SAV B 20 0 50 0

NASD Notice to Members 99-46 June 1999 305 Old New Old New Symbol Security Name Level Level Symbol Security Name Level Level HL T H CORP 20 0 50 0 MK F C F MACKENZIE FIN CP 20 0 50 0 HM L K HEMLOCK FED FIN CO 50 0 10 0 0 FM A R P MARINER CAP TR PFD 10 0 0 50 0 HT B K HERITAGE COMMERCE 20 0 50 0 MA R N MARION CAP HLDGS 50 0 10 0 0 HR L Y Z HERLEY INDS WTS 20 0 50 0 MK T W MARKETWATCH.COM INC 20 0 50 0 HI F N HI/FN INC 20 0 50 0 MS D X MASON-DIXON BCSHS 50 0 10 0 0 HB N K HIGHLAND FEDERAL B 20 0 50 0 MA T E MATEWAN BCSHS INC 50 0 10 0 0 HO E N HOENIG GP INC 50 0 10 0 0 MA X E MAX ERMAS RESTR IN 50 0 10 0 0 HO M E F HOME CTRS (DIY) LTD 10 0 0 50 0 MA X C MAXCO INC 10 0 0 50 0 HL F C HOME LOAN FINL CP 10 0 0 50 0 MD C A MDC COMMUN CORP 50 0 10 0 0 HP B C HOME PORT BNCP INC 10 0 0 50 0 ME D E MEDE AMERICA CORP 20 0 50 0 HF B C HOPFED BANCORP INC 50 0 10 0 0 MB F C MEGABANK FIN CORP 20 0 50 0 MI G I MERIDIAN INS GP IN 50 0 10 0 0 I MR E T MERIT HOLDING CP 50 0 10 0 0 ME R K MERKERT AMERICA CORP 20 0 50 0 IN D B P INDEP CAP TR I PFD 50 0 20 0 MC B I METROCORP BANCSHARES20 0 50 0 IN H O INDEPENDENCE HLDG 20 0 50 0 ME T F P METROPOLITAN CAP 50 0 10 0 0 IH I I Z INDUSTRIAL HLDG WT 50 0 10 0 0 ME T F METROPOLITAN FIN C 50 0 10 0 0 IS C X INDUSTRIAL SCI COR 50 0 10 0 0 MS I X MINING SVC INTL CP 10 0 0 50 0 IN C X INFOCURE CP 20 0 50 0 MM A N MINUTEMAN INTL INC 50 0 20 0 IN S P INFOSPACE.COM INC 20 0 50 0 MM P T MODEM MED POPPE 20 0 50 0 IN K T CORP 50 0 10 0 0 MM T M MOMENTUM BUS APPLICA 20 0 50 0 IL A B Y INSTRUMENTATION ADR 10 0 0 50 0 MB B C MONTEREY BAY BANCO 10 0 0 50 0 IN M G INSURANCE MGMT SOLUT 20 0 50 0 MO R P MOORE PRODUCTS CO 10 0 0 50 0 GE E K INC 20 0 50 0 CR G O MOTOR CARGO INDS 10 0 0 50 0 IN T T INTEST CORPORATION 10 0 0 50 0 MO T R MOTOR CLUB OF AMER 50 0 10 0 0 IB H V F INTL BRIQUETTES 50 0 20 0 IR O Q IROQUOIS BNCP 50 0 10 0 0 N

K NA R A NARA BANK N A 50 0 10 0 0 NT B K NET.BANK INC 50 0 10 0 0 KN A P KNAPE AND VOGT MFG 50 0 10 0 0 NE C S NETCOM AB ADR 10 0 0 50 0 KO S S KOSS CP 50 0 10 0 0 NE T S NETWORK EVENT THEA 20 0 50 0 NB S C NEW BRUNSWICK SCI 50 0 10 0 0 L NH T B NEW HAMPSHIRE THRI 50 0 10 0 0 NS C F NORTHSTAR COMPUTER 10 0 0 50 0 LX B K L S B BANCSHARES 50 0 10 0 0 TO N S NOVAMERICAN STEEL 10 0 0 50 0 LA B H LAB HOLDINGS INC 50 0 10 0 0 NV D A NVIDIA CORP 20 0 50 0 LA C O LAKES GAMING INC 20 0 50 0 LC C O LAMAR CAP CORP 20 0 50 0 O LA N D LANDAIR CORP 50 0 10 0 0 LA R K LANDMARK BSCHS INC 20 0 50 0 OD F L OLD DOMINION FREIG 50 0 10 0 0 LW I N LEAP WIRELESS 50 0 10 0 0 OW O S OWOSSO CP 10 0 0 50 0 LG S A LGS GROUP CL A 20 0 50 0 LI B H A LIBERTY HOMES INC 20 0 50 0 P LN C B LINCOLN BANCORP 20 0 50 0 LI C B LONG ISLAND FIN 10 0 0 50 0 PF C B P.F. CHANG'S CHINA 20 0 50 0 PC N T F PACIFIC INTERNET SE 20 0 50 0 M IC E D PACKAGED ICE INC 20 0 50 0 PC C I P PCC CAPITAL I PFD 50 0 20 0 ML C H M L C HOLDINGS INC 10 0 0 50 0 PM F G PEERLESS MFG CO 10 0 0 50 0 MA C C MACC PRIVATE EQU 50 0 20 0 PE B K PEOPLES BANK 50 0 20 0

NASD Notice to Members 99-46 June 1999 306 Old New Old New Symbol Security Name Level Level Symbol Security Name Level Level PE B O PEOPLES BNCP INC 50 0 10 0 0 SA T H SHOP AT HOME INC 50 0 10 0 0 PB K B P PEOPLES CAP TR PFD 20 0 50 0 SF N C A SIMMONS FIRST NATL A 50 0 10 0 0 PE R M PERMANENT BNCP INC 10 0 0 50 0 SI X R SIX RIVERS NAT BK 10 0 0 50 0 PN T G F PETROMET RES LTD 50 0 10 0 0 SK A N SKANEATELES BANCP 50 0 10 0 0 PH L Y L PHIL CONS GR PRIDE 20 0 50 0 SG A I SM I T H - G A R D N E R & A S S O C 20 0 50 0 PI N G PINNACLE GLOBAL GRP 20 0 50 0 SN B J SNB BANCSHARES INC 20 0 50 0 PH F C P PITT HOME CAP TR 50 0 20 0 SE C A Y SOCIETE EUR ADS A 20 0 50 0 PW C C POINT WEST CAP CP 50 0 10 0 0 SF F S SOUND FED BANCORP 50 0 10 0 0 PL M D POLYMEDICA CORP 20 0 50 0 SJ F C SOUTH JERSEY FINL CP 20 0 50 0 BP O P P POPULAR INC PFD A 20 0 50 0 OK S B SOUTHWEST BNCP INC 50 0 10 0 0 PR B C PRESTIGE BNCP INC 50 0 20 0 CT L G SPECIALTY CATALOG 10 0 0 50 0 PR E N P PRICE ENTERPR PFD 50 0 10 0 0 SP Z N SPEIZMAN INDS INC 50 0 10 0 0 PS M T PRICESMART INC 50 0 10 0 0 SN B C O SUN CAPITL TR II 50 0 10 0 0 PR V T PRIVATE MEDIA GROUP 20 0 50 0 SI V B P SVB CAPITAL I PFD 10 0 0 50 0 PF A C P PRO-FAC COOP PFD A 50 0 10 0 0 SV B F SVB FIN SVCS INC 20 0 50 0 PR G Y COMM CORP 20 0 50 0 SW M A Y SWEDISH MATCH AB ADR 10 0 0 50 0 PR S P PROSPERITY BNCSHS 50 0 10 0 0 PA M C PROVIDENT AMER 50 0 10 0 0 T PB C P PROVIDENT BANCORP 20 0 50 0 CA R D PUBLICARD INC 20 0 50 0 TB F C P TELEBANC CAP TR 50 0 10 0 0 PL F C PULASKI FURNITURE 10 0 0 50 0 TE R N TERAYON COMMUN SYS 50 0 10 0 0 TB N C THE BANC CORPORATION 20 0 50 0 Q TG L O THEGLOBE.COM INC 50 0 10 0 0 TM C S TICKETMASTER ONLINE 20 0 50 0 QL G C QLOGIC CP 50 0 10 0 0 TR K A TRAK AUTO CP 10 0 0 50 0 TR N I TRANS INDS INC 10 0 0 50 0 R TR E V W TREEV INC WTS 20 0 50 0 TR B O TURBOCHEF INC 20 0 50 0 RN W K REALNETWORKS INC 10 0 0 50 0 TU T S TUT SYSTEMS INC 20 0 50 0 RE B C REDWOOD EMPIRE BCP 50 0 10 0 0 RI M M RESEARCH IN MOTION 20 0 50 0 U RS B I RIDGEWOOD FINL INC 20 0 50 0 RN I C ROBINSON NUGENT IN 10 0 0 50 0 US L M U S LIME & MINERAL 50 0 10 0 0 RM I I ROCKY MTN INTNET 50 0 10 0 0 US P H U S PHYSICAL THERA 10 0 0 50 0 RU S M F RUSSELL METALS 20 0 50 0 UB I D UBID INC 20 0 50 0 UC B H UCBH HOLDINGS INC 50 0 10 0 0 S UL T D ULTRADATA CP 10 0 0 50 0 UB S H UNION BANKSHARES 50 0 10 0 0 SF E D S F S BANCORP INC 10 0 0 50 0 UN P H UNIPHASE CORP 10 0 0 50 0 SG V B S G V BANCORP INC 20 0 50 0 UF C S UNITED FIRE CASUAL 50 0 10 0 0 SJ N B S J N B FINANCIAL 50 0 10 0 0 UN E W Y UNITED NEWS & MEDIA 20 0 50 0 ST V I S T V GROUP INC 10 0 0 50 0 UP C O Y UNITED PAN-EUR ADS 20 0 50 0 SC H R SCHERER HEALTHCARE 50 0 10 0 0 UN T Y UNITY BANCORP INC 50 0 10 0 0 SC O P SCOOT.COM ADR 50 0 10 0 0 SC O T SCOTTISH ANNUITY&LIF 20 0 50 0 V SC F S SEACOAST FIN SVC 20 0 50 0 SE W Y SEAWAY FOOD TOWN I 50 0 10 0 0 VD R Y VACU DRY CO 50 0 10 0 0 AI R B SELECT COMFORT CP 20 0 50 0 VA I L VAIL BANKS INC 20 0 50 0 SE N E A SENECA FOODS CP A 50 0 10 0 0 VA L N VALLEN CP 50 0 10 0 0 SE P R SEPRACOR INC 10 0 0 50 0 VN G I VALLEY NATL GASES 50 0 10 0 0 SR N A SERENA SOFTWARE INC 20 0 50 0 VE N T VENTURIAN CP 10 0 0 50 0

NASD Notice to Members 99-46 June 1999 307 Old New Old New Symbol Security Name Level Level Symbol Security Name Level Level VR S N VERISIGN INC 10 0 0 50 0 X VE R T VERTICALNET INC 20 0 50 0 VL O G VIALOG CORP 20 0 50 0 XM C M XOOM.COM INC 20 0 50 0 VC A P VIRGINIA CAP BANCSHS 20 0 50 0 VB N J VISTA BANCORP INC 50 0 10 0 0 Y VI N F VISTA INFO SOL 50 0 10 0 0 VI S X VISX INC 10 0 0 50 0 YD N T YOUNG INNOVATIONS 10 0 0 50 0

W Z

WV F C W V S FINANCIAL CP 50 0 10 0 0 ZV X I ZEVEX INTL INC 50 0 10 0 0 WA I N WAINWRIGHT BK TR C 10 0 0 50 0 WB S T P WEBSTER PFD CAP B 50 0 20 0 WE B K WEST ESSEX BANCORP 50 0 10 0 0 WO F C WESTERN OHIO FIN 50 0 10 0 0 WG B C WILLOW GROVE BANCORP 20 0 50 0 WS B K WILSHIRE STATE BK 20 0 50 0

NASD Notice to Members 99-46 June 1999 308