contents

Section 1. Documents Document #1 Giant/Martin's Management 10/15/2012 Leaflet to Giant/Martin's Employees in Pennsylvania Document #2 Giant/Martin's Management NO DATE New Associate Union Philosophy Document #3 Giant/Martin's Management NO DATE Produce Manager Training Program Document #4 American Sales Company Management NO DATE American Sales Company Handbook - Mission Statement Document #5 American Sales Company Management NO DATE American Sales Company Handbook - Direct Dealing Document #6 Lynn Blasio (Site Director at American 7/13/2012 Letter to American Sales Company Employees in Sales Company) Lancaster, New York Document #7 American Sales Company Management NO DATE “Direct Dealing” Policy at American Sales Company Document #8 Giant/Martin’s Management 6/27/2012 Letter to Giant/Martin’s Employees in Pennsylvania Document #9 Giant/Martin's Management 3/30/2012 Leaflet to Giant/Martin's Employees in Richmond, Virginia Document #10 Rick Herring (President of Giant/Martin's) 3/12/2012 Letter to Giant/Martin's Employees in Richmond, Virginia Document #11 Ahold 3/6/2012 2011 Corporate Responsibility Report Document #12 Giant/Martin's Management 3/2/2012 Poster in Glen Allen, Virginia Store Document #13 Rick Herring (President of Giant/Martin's) 10/20/2011 Letter to Giant/Martin's Employees in Pennsylvania and Virginia Document #14 Giant/Martin's Management 10/6/2011 Leaflet to Giant/Martin's Employees in Winchester, Virginia Document #15 Rick Herring (President of Giant/Martin's) 8/29/2011 Letter to Giant/Martin's Employees in Pennsylvania Document #16 UFCW 6/17/2011 NLRB Surveillance Charge Document #17 UFCW 6/3/2011 NLRB Parking Lot Charge Document #18 Jackson Lewis (Law Firm) 4/1/2011 Bio of Thomas M. Lucas (Attorney Hired by Ahold) Document #19 Rick Herring (President of Giant/Martin's) 2/17/2011 Letter to Giant/Martin's Employees in Richmond, Virginia Document #20 Christopher Brand (Spokesperson for 2/2/2011 Public Statement in Richmond Times-Dispatch on Union Giant/Martin's) Organizing Activities in Virginia Document #21 Rick Herring (President of Giant/Martin's) 12/1/2010 Letter to Giant/Martin's Employees in Richmond, Virginia Document #22 Giant/Martin's Management 11/2/2010 Leaflet to Giant/Martin's Employees in Richmond, Virginia Document #23 Rick Herring (President of Giant/Martin's) 10/12/2010 Letter to Giant/Martin's Employees in Richmond, Virginia Document #24 Dennis L. Williams 5/17/2002 NLRB Charge Document #25 UAW 11/7/2001 NLRB Charge Document #26 Giant/Martin's NO DATE Excerpt from Giant/Martin's Employee Handbook Document #27 John Rishton (Former CEO of Ahold) 10/6/2010 Letter of Intent to the UN Global Compact contents

Section 2. UFCW-Ahold Correspondence Document #28 UFCW NO DATE Principles for Discussion Between UFCW and Ahold Delivered to Executive Board 6/6/2011 and Supervisory Board 4/24/2012 Document #29 Michael Bride (Deputy Organizing Direc- 7/20/2012 Letter to (CEO of Ahold) tor for Global Strategies at UFCW) Document #30 Michael Bride (Deputy Organizing Direc- 7/19/2012 Letter to Rick Herring (President of Giant/Martin’s) tor for Global Strategies at UFCW) Document #31 Dick Boer (CEO of Ahold) 7/16/2012 Letter to Michael Bride (Deputy Organizing Director for Global Strategies at UFCW) Document #32 Rick Herring (President of Giant/Mar- 7/9/2012 Letter to Michael Bride (Deputy Organizing Director for tin’s) Global Strategies at UFCW) Document #33 Michael Bride (Deputy Organizing Director 4/25/2012 Letter to Dick Boer (CEO of Ahold) for Global Strategies at UFCW) Document #34 Aaron Brenner (Assistant Director of 4/24/2012 Letter to Rene Dahan (Chairman of the Supervisory Capital Stewardship at UFCW) Board at Ahold) Document #35 UFCW Locals in Northeastern United 10/11/2011 Letter to Lodewijk Hijmans van den Bergh (Chief States Corporate Governance Counsel at Ahold) Document #36 Gail Goolkasian (Vice President of 7/8/2011 Letter Declining to Meet with the UFCW Employment, Labor and Benefits Law at Ahold USA) Document #37 Jim Saccary (Vice President of Human 7/8/2011 Letter Declining to Meet with the UFCW Resources at Giant/Martin's) Document #38 Patrick J. O'Neill (Executive Vice President 6/8/2011 Letter to Lodewijk Hijmans van den Bergh (Chief and Director of Organizing at UFCW) Corporate Governance Counsel at Ahold) requesting a meeting Document #39 Emily Stewart (Special Assistant to the 6/6/2011 Letter to Jim Saccary (VP Human Resources at Giant/ Director of Organizing at UFCW) Martin's) requesting a meeting Document #40 Jochem van de Laarschot (Vice President 5/19/2011 Email Declining to Meet with the UFCW of Corporate Communications at Ahold) Section 3. Worker Statements Document #41 Aaron Johnson (Giant/Martin's Worker) 5/10/2012 Worker Statement Document #42 Amanyea King (Former Giant/Martin's 5/10/2012 Worker Statement Worker) Document #43 Jeff Goldhaber (Stop & Shop Worker 8/28/2012 Worker Statement and UFCW Representative) Document #44 Aaron Johnson (Giant/Martin's Worker) 5/10/2012 Worker Statement Document #45 Franklin Hunter (Giant/Martin's Worker) 5/10/2012 Worker Statement Document #46 George Miles (Giant/Martin's Worker) 5/10/2012 Worker Statement Document #47 Kevin Richardson (Giant/Martin's 5/10/2012 Worker Statement Worker) Document #48 Shaquanna Battle (Giant/Martin's 5/10/2012 Worker Statement Worker) Document #49 Judy Nesselrodt (Giant/Martin's Worker) 5/8/2012 Worker Statement Document #50 Donald Gathers (Giant/Martin’s Worker) 5/4/2012 Worker Statement Document #51 Loriann Graven (Giant/Martin's Worker) 5/4/2012 Worker Statement Document #52 Kayla Mock (Giant-Landover Worker and 3/15/2012 Worker Statement UFCW Representative) Document #53 Carrie Hepner (Giant-Landover Worker 3/11/2012 Worker Statement and UFCW Representative) Document #54 Tracey Barrentine (Giant/Martin's 3/2/2012 Worker Statement Worker) Section 1 Ahold Documents Document #1 | Giant/Martin’s Management | 10/15/2012 | Leaflet to Giant/Martin’s Employees in Pennsylvania Document #1 | Giant/Martin’s Management | 10/15/2012 | Leaflet to Giant/Martin’s Employees in Pennsylvania Document #2 | Giant/Martin’s Management | NO DATE | New Associate Union Philosophy Document #2 | Giant/Martin’s Management | NO DATE | New Associate Union Philosophy Document #3 | Giant/Martin’s Management | NO DATE | Produce Manager Training Program Document #4 | American Sales Company Management | NO DATE | American Sales Company Handbook - Mission Statement Document #4 | American Sales Company Management | NO DATE | American Sales Company Handbook - Mission Statement Document #4 | American Sales Company Management | NO DATE | American Sales Company Handbook - Mission Statement Document #5 | American Sales Company Management | NO DATE | American Sales Company Handbook - Direct Dealing Document #5 | American Sales Company Management | NO DATE | American Sales Company Handbook - Direct Dealing Document #6 | Lynn Blasio (Site Director at American Sales Company) | 7/13/2012 | Letter to American Sales Company Employees in Lancaster, New York Document #7 | American Sales Company Management | NO DATE | “Direct Dealing” Policy at American Sales Company

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       

                      

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  Document #8 | Giant/Martin’s Management | 6/27/2012 | Letter to Giant/Martin’s Employees in Pennsylvania Document #8 | Giant/Martin’s Management | 6/27/2012 | Letter to Giant/Martin’s Employees in Pennsylvania Document #9 | Giant/Martin’s Management | 3/30/2012 | Leaflet to Giant/Martin’s Employees in Richmond, Virginia Document #10 | Rick Herring (President of Giant/Martin’s) | 3/12/2012 | Letter to Giant/Martin’s Employees in Richmond, Virginia Document #11 | Ahold | 3/6/2012 | 2011 Corporate Responsibility Report               ›                    



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     –       †    Document #12 | Giant/Martin’s Management | 3/2/2012 | Poster in Glen Allen, Virginia Store Document #13 | Rick Herring (President of Giant/Martin’s) | 10/20/2011 Letter to Giant/Martin’s Employees in Pennsylvania and Virginia Document #13 | Rick Herring (President of Giant/Martin’s) | 10/20/2011 Letter to Giant/Martin’s Employees in Pennsylvania and Virginia Document #14 | Giant/Martin’s Management | 10/6/2011 Leaflet to Giant/Martin’s Employees in Winchester, Virginia Document #15 | Rick Herring (President of Giant/Martin’s) | 8/29/2011 Letter to Giant/Martin’s Employees in Pennsylvania

Document #16 | UFCW | 6/17/2011 | NLRB Surveillance Charge

Document #17 | UFCW | 6/3/2011 | NLRB Parking Lot Charge Document #18 | Jackson Lewis [Law Firm] | 4/1/2011 | Bio of Thomas M. Lucas (Attorney Hired by Ahold)

3/2/12 Jackson Lewis LLP | People

THOMAS M. LUCAS Partner

500 E. Main Street, Suite 800 Norfolk, VA 23510 P: (757) 648-1445 F: (757) 648-1418

Norfolk office

Thomas M. Lucas is Resident Manager and Partner in the Norfolk, Virginia office of Jackson Lewis LLP. Mr. Lucas represents management exclusively in the full range of employment and labor law matters, including employment discrimination litigation and traditional labor law. He has represented corporate clients throughout the Mid-Atlantic Region and nationally for more than 25 years, including clients in the maritime, ship repair, manufacturing, healthcare and service industries. Prior to entering private practice, Mr. Lucas practiced with the National Labor Relations Board as a Trial Specialist and Deputy to the Assistant General Counsel.

An experienced trial attorney, Mr. Lucas defends clients in litigation arising under Title VII, the Age Discrimination in Employment Act, the Family and Medical Leave Act, the Americans with Disabilities Act, and in other employment-related civil litigation. He also represents clients before federal and state administrative and regulatory agencies, including the Equal Employment Opportunity Commission, the Department of Labor (Wage & Hour, OFCCP, OSHA), the National Labor Relations Board, the Department of Justice and ICE.

Mr. Lucas' counseling practice includes drafting employment policies, handbooks, employment and non-competition agreements, and advising clients on the difficult day-to-day issues arising in the workplace. He trains managers and supervisors in the law and practice of union avoidance, and he counsels and represents clients in organizational campaigns, collective bargaining and related litigation.

Mr. Lucas was recognized for his employment and labor law expertise by his election as a Fellow in The College of Labor and Employment Law of the American Bar Association in 2009. He has been designated in The Best Lawyers in America, Labor and Employment Law, for the past nineteen years. He is a past Chair of the Labor and Employment Section of the Virginia Bar Association and an active member of the Employment Law Committee of the Virginia Chamber of Commerce. He is also a contributing editor to The Developing Labor Law. www.jacksonlewis.com/people.php?PeopleID=1541 1/3 Document #19 | Rick Herring (President of Giant/Martin’s) | 2/17/2011 Letter to Giant/Martin’s Employees in Richmond, Virginia Document #20 | Christopher Brand (Spokesperson for Giant/Martin’s) | 2/2/2011 Public Statement in Richmond Times-Dispatch http://www2.timesdispatch.com/business/2011/feb/09/TDBIZ01-union-trying-to-organize-martins-workers-aar-829738/

Published: February 09, 2011

Home / business / local / Union trying to organize Martin's workers

By Louis Llovio

A union has begun efforts to organize Martin's Food Markets employees in the Richmond area.

But Martin's officials say representation by the United Food and Commercial Workers Local 400 union isn't needed.

The union made its case public for the first time Tuesday by sponsoring a vigil to commemorate the one- year anniversary of the sale of the Ukrop's Super Markets chain to Royal Ahold NV, the Dutch conglomerate that owns Martin's.

About 70 people showed up for the vigil outside the Martin's store in Carytown, mostly union members from local stores and union members from Ahold's Giant stores in Northern Virginia. Kroger is the only grocery chain that is unionized in the Richmond area.

The union, which represents grocery workers at area Kroger stores and aabout 70,000 Ahold employees in the U.S, said it wants the opportunity to speak with employeees and let them choose whether to unionize.

"We're asking Martin's to step up and allow the breadwinners to organize and to vote. That's all we're asking for," said the Rev. Lester Frye, pastor of Healing and Living Waters Ministry in Richmond.

"It's unfortunate that union activities are disrupting the shopping experience for customers," said Christopher Brand, a spokesman for the grocery chain. "Martin's is a uniion-free chain committed to providing the best working environment for our associates — one that allows us to communicate directly without the interference of an outside third party."

In a flier distributed Tuesday, the union compliments Ukrop's for its "progressive business model" but said Martin's "has failed to sustain the policies, practices and culture that had made its predecessor such a positive force in the area." Ukrop's was nonunion.

Brand said Martin's commitment to the area includes investing millions in stores, giving to charities, sponsoring events and hiring all of Ukrop's store employees.

"UFCW 400 is engaging in a misleading campaign, with the goal of unionizing our associates," Brand said.

[email protected] (804) 649-6348 Richmond Times-Dispatch © Copyright 2012 Media General Communications Holdings, LLC. A Media General company. Document #21 | Rick Herring (President of Giant/Martin’s) | 12/1/2010 Letter to Giant/Martin’s Employees in Richmond, Virginia

Document #22 | Giant/Martin’s Management | 11/2/2010 Leaflet to Giant/Martin’s Employees in Richmond, Virginia Document #23 | Rick Herring (President of Giant/Martin’s) | 10/12/2010 Letter to Giant/Martin’s Employees in Richmond, Virginia Document #23 | Rick Herring (President of Giant/Martin’s) | 10/12/2010 Letter to Giant/Martin’s Employees in Richmond, Virginia Document 24 | Dennis L. Williams | 5/17/2002 | NLRB Charge Document 25 | UAW | 11/7/2001 | NLRB Charge Document #26 | Giant/Martin’s | NO DATE | Excerpt from Giant/Martin’s Employee Handbook Document #26 | Giant/Martin’s | NO DATE | Excerpt from Giant/Martin’s Employee Handbook Document 27 | John Rishton (Former CEO of Ahold) | 10/6/2010 | Letter of Intent to the UN Global Compact Section 2 UFCW-Ahold Correspondence Document #28 | UFCW | NO DATE | Principles for Discussion Between UFCW and Ahold Delivered to Executive Board 6/6/2011 and Supervisory Board 4/24/2012

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       

     

        

   

              

             

      Document #29 | Michael Bride (Deputy Organizing Director for Global Strategies at UFCW) | 7/20/2012 | Letter to Dick Boer (CEO of Ahold) Document #30 | Michael Bride (Deputy Organizing Director for Global Strategies at UFCW) | 7/19/2012 | Letter to Rick Herring (President of Giant/Martin’s) Document #30 | Michael Bride (Deputy Organizing Director for Global Strategies at UFCW) | 7/19/2012 | Letter to Rick Herring (President of Giant/Martin’s) Document #31 | Dick Boer (CEO of Ahold) | 7/16/2012 | Letter to Michael Bride (Deputy Organizing Director for Global Strategies at UFCW) Document #32 | Rick Herring (President of Giant/Martin’s) | 7/9/2012 | Letter to Michael Bride (Deputy Organizing Director for Global Strategies at UFCW) Document #33 | Michael Bride (Deputy Organizing Director for Global Strategies at UFCW) | 4/25/2012 Letter to Dick Boer (CEO of Ahold) Document #33 | Michael Bride (Deputy Organizing Director for Global Strategies at UFCW) | 4/25/2012 Letter to Dick Boer (CEO of Ahold) Document #34 | Aaron Brenner (Assistant Director of Capital Stewardship at UFCW) | 4/24/2012 Letter to Rene Dahan (Chairman of the Supervisory Board at Ahold) Document #35 | UFCW Locals in Northeastern United States | 10/11/2011 Letter to Lodewijk Hijmans van den Bergh (Chief Corporate Governance Counsel at Ahold) Document #36 | Gail Goolkasian (Vice President of Employment, Labor and Benefits Law at Ahold USA) | 7/8/2011 Letter Declining to Meet with the UFCW Document #36 | Gail Goolkasian (Vice President of Employment, Labor and Benefits Law at Ahold USA) | 7/8/2011 Letter Declining to Meet with the UFCW Document #37 | Jim Saccary (Vice President of Human Resources at Giant/Martin’s) | 7/8/2011 Letter Declining to Meet with the UFCW Document #38 | Patrick J. O’Neill (Executive Vice President and Director of Organizing at UFCW) | 6/8/2011 Letter to Lodewijk Hijmans van den Bergh (Chief Corporate Governance Counsel at Ahold) Requesting a Meeting Document #38 | Patrick J. O’Neill (Executive Vice President and Director of Organizing at UFCW) | 6/8/2011 Letter to Lodewijk Hijmans van den Bergh (Chief Corporate Governance Counsel at Ahold) Requesting a Meeting Document #39 | Emily Stewart (Special Assistant to the Director of Organizing at UFCW) | 6/6/2011 Letter to Jim Saccary (VP Human Resources at Giant/Martin’s) Requesting a Meeting

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 

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    



                                      

                                              

                        





   

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      Document #40 | Jochem van de Laarschot (Vice President of Corporate Communications at Ahold) | 5/19/2011 Email Declining to Meet with the UFCW

                                                        Document #40 | Jochem van de Laarschot (Vice President of Corporate Communications at Ahold) | 5/19/2011 Email Declining to Meet with the UFCW

                                            Section 3 Worker Statements Document #41 | Jeff Goldhaber (Stop & Shop Worker and UFCW Representative) | 8/28/2012 | Worker Statement Document #42 | Aaron Johnson (Giant/Martin’s Worker) | 5/10/2012 | Worker Statement Document #43 | Amanyea King (Former Giant/Martin’s Worker) | 5/10/2012 | Worker Statement Document #43 | Amanyea King (Former Giant/Martin’s Worker) | 5/10/2012 | Worker Statement Document #44 | Ebony Crawford (Giant/Martin’s Worker) | 5/10/2012 | Worker Statement Document #45 | Franklin Hunter (Giant/Martin’s Worker) | 5/10/2012 | Worker Statement Document #46 | George Miles (Giant/Martin’s Worker) | 5/10/2012 | Worker Statement Document #47 | Kevin Richardson (Giant/Martin’s Worker) | 5/10/2012 | Worker Statement Document #48 | Shaquanna Battle | 5/10/2012 | Worker Statement Document #49 | Judy Nesselrodt | 5/8/2012 | Worker Statement Document #49 | Judy Nesselrodt | 5/8/2012 | Worker Statement Document #49 | Judy Nesselrodt | 5/8/2012 | Worker Statement Document #49 | Judy Nesselrodt | 5/8/2012 | Worker Statement Document #50 | Donald Gathers (Giant/Martin’s Worker) | 5/4/2012 | Worker Statement Document #50 | Donald Gathers (Giant/Martin’s Worker) | 5/4/2012 | Worker Statement Document #51 | Loriann Graven (Giant/Martin’s Worker) | 5/4/2012 | Worker Statement Document #52 | Kayla Mock (Giant-Landover Worker and UFCW Representative) | 3/15/2012 | Worker Statement Document #52 | Kayla Mock (Giant-Landover Worker and UFCW Representative) | 3/15/2012 | Worker Statement Document #52 | Kayla Mock (Giant-Landover Worker and UFCW Representative) | 3/15/2012 | Worker Statement Document #53 | Carrie Hepner (Giant-Landover Worker and UFCW Representative) | 3/11/2012 | Worker Statement Document #54 | Tracey Barrentine (Giant/Martin’s Worker) | 3/2/2012 | Worker Statement