Eötvös Loránd University
Faculty of Humanities
DOCTORAL DISSERTATION
MÁRTON RÓZSA
BYZANTINE SECOND-TIER ÉLITE
IN THE ‘LONG’ TWELFTH CENTURY
Doctoral School of History
Head of the doctoral school: Dr. Gábor Erdődy
Doctoral Programme of Medieval and Early Modern World History
Head of the doctoral programme: Dr. Balázs Nagy
Supervisor: Dr. Balázs Nagy
Members of the assessment committee:
Dr. István Draskóczy, Chair
Dr. Gábor Thoroczkay, PhD, Secretary
Dr. Floris Bernard, opponent Dr. Andreas Rhoby, opponent
Dr. István Baán, member
Dr. László Horváth, PhD, member
Budapest, 2019
Contents
Contents ........................................................................................................................................3 Acknowledgements........................................................................................................................4 Abbreviations ................................................................................................................................5 1 Introduction ..............................................................................................................................11
1. 1 Defining the élite: The historiography and the definition of Byzantine ruling stratum.........13
1. 2 Sources .............................................................................................................................21
2 The Komnenian political system and the élite............................................................................28
2. 1 The political system and the imperial relatives...................................................................28 2. 2 The positions of the second-tier élite..................................................................................43
3 Families from the second-tier élite.............................................................................................58
3. 1 The Akropolitai.................................................................................................................58 3. 2 The Aristenoi ....................................................................................................................64 3. 3 The Pantechnai..................................................................................................................75 3. 4 The Pepagomenoi..............................................................................................................84 3. 5 The Sarantapecheis and Tessarakontapecheis.....................................................................91 3. 6 A comparative analysis of families ....................................................................................97
4 Individuals in the Byzantine élite ............................................................................................103
4. 1 John Melidones and Thessalonike....................................................................................103 4. 2 The man of Alexios I: Constantine Choirosphaktes..........................................................108 4. 3 The man of Alexios III: John Belissariotes.......................................................................114 4. 4 A comparative analysis of individual prospects................................................................122
5 Lands and landowners: Distinct cases from the local élites of the provinces.............................129
5. 1 The patrimony of the Kephalades ....................................................................................130
5. 2 Eudokia’s dowry and the hungry landlords: the social background of a sales contract ......139 5. 3 The patrimony of the Bourtzai: the provincial branch of an élite family ...........................145
5. 4 Dispute over land: a case from the chartulary of Latros....................................................151 5. 5 A comparative analysis of individual affairs ....................................................................158
6 The value of office- and titleholding in the letters of the second-tier élite................................161
6. 1 Office- and titleholding in the letters of Theophylact of Ochrid........................................161 6. 2 Office- and titleholding in the letters of Michael Italikos and George Tornikes ................169 6. 3 Office- and titleholding in the letters of Michael Choniates..............................................174 6. 4 A comparative analysis of narratives on office- and titleholding.......................................177
7 Conclusion..............................................................................................................................181 Bibliography..............................................................................................................................185
3
Acknowledgements
My work could be not accomplished without the help of numerous people. I would like
to express my gratitude to my supervisor, Balázs Nagy who supported my efforts through
many years and to Niels Gaul who advised me the topic of this dissertation. My deepest
appreciation goes to István Lénárd Magyar, my former supervisor, Marianne Sághy and Terézia Olajos who helped me from the early stages of my university studies, in their memory, after they tragically passed away last year. I am indebt to István Baán, Péter Molnár, Albrecht Berger and Péter Bara who read the earlier versions of my dissertation and
provided invaluable comments for me. I am deeply grateful to Claudia Rapp, Andreas Rhoby, Eric McGeer, Jonathan Shaw, Sergei Mariev, Werner Seibt, Alexandra-Kyriaki Wassiliou-Seibt, Floris Bernard and Nikolaos Zagklas who helped me during my studies and
research projects. Special thanks also to all the Medievalists who taught me at the Eötvös Loránd University.
I could not complete my dissertation without the help of several foundations and insti-
tutions such as the Balassi Institute, the Österreichischer Austauschdienst, the Aktion Öster-
reich-Ungarn Stiftung, the Hungarian Academy in Rome and the Dumbarton Oaks Research Library and Collection. I owe my deepest gratitude to my family who patiently supported
me in many ways. Finally, I would like to thank my friends, Mónika, Judit, Pisti, Giulia,
Grigori and Maria for the long discussions and their help in the years of my studies.
4
Abbreviations
- AHR
- American Historical Review.
- Alexiad
- Annae Comnenae Alexias, 2 vols., ed. by Diether
R. Reinsch and Athanasios Kambylis (Berlin and New York, 2001). English translation: The Alex-
iad of Anna Comnena, trans. E. R. A. Sewter
(Harmondsworth, 1969).
- Basilakes, Orations
- Nicephori Basilacae Orationes et epistolae, ed.
by Antonio Garzya (Leipzig, 1984).
BCH
Bulletin de correspondance hellénique.
- Byzantinische Forschungen.
- BF
- Birch, Seals
- Walter de Gray Birch, Catalogue of seals in the
Department of Manuscripts in the British Mu-
seum, 6 vols (London, 1887–1900).
Blachernai
Paul Gautier, ‘Le synode des Blachernes (fin 1094). Étude prosopographique’, RÉB, 29 (1971), pp. 213–284.
- BS
- Byzantinoslavica. Revue internationale des
études byzantines.
Bryennios
Nicephori Bryenii Historiarum libri quattuor, ed.
by Paul Gautier (Brussels, 1975).
- Byzantine Aristocracy
- Michael Angold (ed.), The Byzantine Aristoc-
racy, IX to XIII Centuries (Oxford, 1984).
Βυζαντινά Σύμμεικτα.
Byz. Sym.
- BZ
- Byzantinische Zeitschrift.
- Cheynet and Vannier, Études
- Jean-Claude Cheynet and Jean-François Van-
nier, Études prosopographiques (Paris, 1986).
Jean-Claude Cheynet, The Byzantine Aristocracy and its Military Function (Aldershot, 2006).
Jean-Claude Cheynet, Pouvoir et contestations à
Byzance (963 – 1204) (Paris, 1990).
Cheynet, Aristocracy Cheynet, Pouvoir
5
Cheynet and Theodoridis, Sceaux
Chilandar
Jean-Claude Cheynet and Dimitri Theodoridis,
Sceaux byzantins de la collection D. Theodoridis. Les sceaux patronymiques (Paris, 2010).
Mirjana Živojinovič, Vasiliki Kravari and Chris-
tophe Giros (eds.), Actes de Chilandar, vol. 1. (Paris, 1998).
- Choniates, History
- Nicetae Choniatae historia, 2 vols., ed. by Jan
Louis van Dieten (Berlin, 1975). English transla-
tion: O city of Byzantium, Annals of Niketas Cho-
niatēs, trans. by Harry J. Magoulias (Detroit, MI, 1984).
- Choniates, Orations and Letters
- Nicetae Choniatae Orationes et epistulae, ed. by
Jan Louis van Dieten. Berlin and New York, 1972.
- Docheiariou
- Nicolas Oikonomidès (ed.), Actes de Docheiar-
iou (Paris, 1984).
DOP DOS
Dumbarton Oaks Papers. John Nesbitt et al., Catalogue of Byzantine Seals at Dumbarton Oaks and in the Fogg Museum of
Art, 6 vols. (Washington, DC, 1991–2009).
- English Historical Review.
- EHR
Eustathios of Thessalonike, Capture
Eustazio di Tessalonica. La Espugnazione di
Tessalonica, ed. by Stilpon Kyriakidis (Palermo, 1961).
- Guilland, Institutions
- Rodolphe Guilland, Recherches sur les institu-
tions byzantines (Berlin and Amsterdam, 1967).
IRAIK
- Извѣстія
- Русскаго
- археологическаго
института въ Константинополѣ (Izvestija
Russka go Arheologičesk ago Instituta v Konstan- tinopole).
- Italikos
- Michel Italikos, Lettres et discours, ed. by Paul
Gautier (Paris, 1972).
Iviron
Jacques Lefort et al. (ed.), Actes d’Iviron, 4 vols. (Paris, 1985–95).
6
- Jordanov, Corpus
- Ivan Jordanov, Corpus of Byzantine Seals from
Bulgaria, 3 vols. (Sofia, 2003–9).
Kazhdan and Wharton-Epstein, Change Alexander Kazhdan and Ann Wharton-Epstein,
Change in Byzantine culture in the eleventh and twelfth centuries (Berkeley, CA, 1985).
Kazhdan and Ronchey, L’aristocrazia
Alexander Kazhdan and Silvia Ronchey, L’aris-
tocrazia bizantina dal principio dell’XI alla fine
del XII secolo (Palermo, 1997).
Kinnamos, History
Ioannis Cinnami Epitome rerum ab Ioanne et Alexio Comnenis gestarum. In: Ioannes Cinna-
mus. Nicephorus Bryennius, ed. by August Mein-
eke (Bonn, 1836), no. 1.
Latros
Christian Gastgeber and Otto Kresten, Das Char-
tular des Paulos-Klosters am Berge Latros (Vi-
enna, 2015).
Laurent, Bulles métriques
Laurent, Corpus, vol. 2 Laurent, Corpus, vol. 5
Laurent, Orghidan Lavra
Vitalien Laurent, Les bulles métriques dans la
Sigillographie byzantine (Athens, 1932).
Vitalien Laurent, Le corpus des sceaux de l’Em-
pire byzantin, vol. 2 (Paris, 1981).
Vitalien Laurent, Le corpus des sceaux de l’Em-
pire byzantin, vol. 5 (Paris, 1963–72).
Vitalien Laurent, La collection C. Orghidan
(Paris, 1952). Paul Lemerle et al. (ed.), Actes de Lavra, 4 vols. (Paris, 1970–82).
The Life of Saint Meletios
Chrysostomou Papadopoulou (ed.), Συμβολαὶ εἰς
τὴν ἰστορίαν τοῦ μοναχικού βίου ἐν Ἑλλάδι, vol. 2: Ὁ ὅσιος Μελέτιος “ὁ Νέος” (Athens, 1968).
Nicolas Katasképénos, La vie de Saint Cyrille le Philéote moine byzantin (+1110), ed. by Étienne
Sargologos (Brussels, 1964).
The Life of Saint Cyril
- The Life of Saint Nikon
- Dennis Sullivan (ed.), The Life of Saint Nikon:
Text, Translation, and Commentary (Brookline,
MA, 1987).
7
- Magdalino, Empire
- Paul Magdalino, The Empire of Manuel I Kom-
nenos, 1143 – 1180 (Cambridge, 1993).
Spyridon P. Lampros ‘Ὁ Μαρκιανὸς κῶδιξ 524’,
2 parts, NE, 8/1–2 (1911), no. 1, pp. 3–59, no. 2, pp. 8–192.
Marcianus 524
Michael Choniates, Letters
Michael Choniatae Epistulae, ed. by Foteini Ko-
lovou (Berlin and New York, 2001).
Michael Choniates, Σωζόμενα
Μιχαὴλ Ἀκομινάτου τοῦ Χωνιάτου Τὰ σωζόμενα,
2 vols., ed. by Spyridon P. Lampros (Athens, 1879–80).
- MM
- Acta et diplomata graeca medii aevi. Sacra et
profana, 6 vols., ed. by Franz Miklosich and Josef Müller (Vienna, 1860–90).
NE
Νέος Ἑλληνομνήμων.
- Neville, Authority
- Leonora Neville, Authority in Byzantine Provin-
cial Society, 950 – 1100 (Cambridge, 2004). Oxford Dictionary of Byzantium, 3 vols., ed. by
Alexander Kazhdan (New York and Oxford, 1991).
ODB
- Oikonomides, Dated Seals
- Nicolas Oikonomides, A Collection of Dated
Byzantine Lead Seals (Washington, DC, 1986).
Βυζαντινά ἔγγραφα τῆς Μονῆς Πάτμου, 2 vols.,
ed. by Era L. Vranousi and Maria Nystazopoulou-Pelekidou (Athens, 1980).
Patmos
- PbmZ
- Prosopographie der mittelbyzantinischen Zeit,
ed. by Ralph-Johannes Lilie et al. 2 parts (Berlin and New York, 1998–2013).
Prodromos, Historische Gedichte Psellos, Chronographia Psellos, Scripta minora
RÉB
Theodoros Prodromos, Historische Gedichte, ed.
by Wolfram Hörandner (Vienna, 1974).
Michaelis Pselli Chronographia, 2 vols., ed. by
Diether Roderich Reinsch (Berlin, 2014).
Michaelis Pselli Scripta minora, 2 vols., ed. by
Eduard Kurtz (Milan, 1936–41).
Revue des études byzantines.
8
Šandrovskaja, Sfragistika
Valentina Šandrovskaja, ‘Сфрагистика (Sfragis-
tika)’, in Alisa V. Bank (ed.), Искусство
Византии в собраниях СССР. Каталог
выставки (Iskusstvo Vizantii v sobranijach SSSR. Katalog vystavki), 3 vols. (Moscow,
1977), vol. 1, pp. 132–8, vol. 2, pp. 16–7, 133– 53, vol. 3, pp. 163–66.
- Šandrovskaja and Seibt, Bleisiegel
- Valentina S. Šandrovskaja and Werner Seibt,
Byzantinische Bleisiegel der Staatlichen Er- emitage mit Familiennamen, vol. 1 (Vienna,
2005).
Schlumberger, Sigillographie
Gustave Schlumberger, Sigillographie de l’Em-
pire byzantin (Paris, 1884).
Scylitzes Continuatus
Ἡ συνέχεια τῆς χρονογρφίας τοῦ Ἰωάννου
Σκυλίτση, ed. by Eudoxos Th. Tsolakes (Thessalonike, 1968).
Seyrig
Jean-Claude Cheynet, Cécile Morrisson and
Werner Seibt, Les sceaux byzantins de la collec- tion Henri Seyrig (Paris, 1991).
Skylitzes
Ioannis Scylitzae Synopsis historiarum, ed. by
Hans Thurn (Berlin and New York, 1973).
The social history of Byzantium, ed. by John Hal-
don (Oxford, 2009).
Social History
- SOsl
- Symbolae Osloenses.
- Stavrakos, Bleisiegel
- Christos Stavrakos, Die byzantinischen Ble-
isiegel mit Familiennamen aus der Sammlung des Numismatischen Museums Athen. (Wiesba-
den, 2000).
Theophanes
Theophanis Chronographia, ed. by Carl de Boor,
2 vols. (Leipzig, 1885). English translation: The
Chronicle of Theophanes the Confessor, trans. by
Cyril Mango and Roger Scott (Oxford, 1997).
Theophylacti Achridensis Epistulae, ed. by Paul
Gautier (Thessaloniki, 1986).
Theophylact, Letters
9
TM
Travaux et mémoires.
Tornikes, Letters
Georges et Démétrios Tornikès. Lettres et dis-
cours, ed. by Jean Darrouzès (Paris, 1970).
Ioannis Tzetzae Epistulae, ed. by Pietro Luigi M.
Leone (Leipzig, 1972).
Tzetzes, Letters
- Wassiliou-Seibt, Corpus
- Alexandra-Kyriaki Wassiliou-Seibt, Corpus der
byzantinischen Siegel mit metrischen Legenden,
2 vols. (Vienna, 2011–16).
Zacos and Veglery, Lead Seals
George Zacos and Alexander Veglery, Byzantine Lead Seals, vol. 1 (Basel, 1972).
Zonaras
Ioannis Zonarae Epitome historiarum, ed. by
Moritz Pinder and Theodor Büttner-Wobst
(Bonn, 1841–97).
ZRVI
Зборник радова Византолошког института (Zbornik Radova Vizantološkog instituta).
10
1 Introduction
Second-tier élite means to be subordinate among the privileged. This is a curious situa-
tion, as the members of such social stratum experience their superiority to the lower echelons of the society, and their vulnerability to and dependence on the leading circle at the real top of the community. These are highly general ideas, but they characterise the specific group that is the focus of this thesis, the Byzantine second-tier élite. This is a curious phenomenon of the Byzantine society that frequently attracted the attention of modern scholars in the past. The reason for this scholarly interest is mainly related to the fact that this stratum played an important and active role in the literary production of the Komnenian period. Nevertheless,
the Byzantinists’ concern for the stratum is less visible due to the inconsistencies in the ter-
minology.1 Despite the considerable interest in second-tier élite, there is no extensive study, which focuses on this particular social group. This deficiency is the main reason for this dissertation.2
The designation of the Byzantine second-tier élite implies little about the chronological confines of the study. The main interest of this dissertation is an era, which was called after the imperial house of the Komnenoi. The Komnenian dynasty ruled the Byzantine Empire from 1081 to 1185, but the end of the period bearing their name is usually placed to later events, the fourth crusade, the sack of Constantinople and the collapse of the empire in 1204. It is not surprising that scholars occasionally refer to the era as the Byzantine ‘long’ twelfth century too. The thesis applies this extended periodisation, admitting that it simply relies on political dates. In fact, the development of the second-tier élite chronologically did not suit the confines of the period. This dissociation may cause a problem in regard to the terminology of the social group. Therefore, a short explanation is necessary here. In this dissertation,
the Komnenian second-tier élite does not designate a group in a given period solely. Instead,
the term denotes a distinct social phenomenon, which had specific characteristics developing in the era in question. The situation will be described in details in the following parts of the dissertation. It is also important to note that vertical classification was not the peculiarity of
the Komnenian period. The term ‘second-tier élite’ can be used in connection to other eras
too. Therefore, a precise terminology is necessary, and I apply the pure term ‘second-tier
1
The problem of terminology and the secondary literature on the stratum is presented with more details in subchapter 1. 1, pages 13–21.
2
It is worth noting here that Niels Gaul drew my attention to the second-tier élite in the beginning of my doctoral studies.
11
élite’ when the argument does not need distinction. The study deals with the chronological
matters of the development of the stratum in details later.
The Byzantine second-tier élite as a whole is a very large topic. An extensive study that
treats all the aspects of the stratum would be too long for the limits of a doctoral dissertation. Furthermore, the former observations have revealed numerous characteristics of this social group. However, some previously studied elements still need reconsideration due to the results of historical studies made in the recent years. Therefore, the thesis deals with the relations between the political system and the second-tier élite and the nature of the distinction