SCALES at ℵω in This Paper We Analyze the PCF Structure of a Generic Extension by the Main Forcing from Our Previous Paper [1
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Axiomatic Set Teory P.D.Welch
Axiomatic Set Teory P.D.Welch. August 16, 2020 Contents Page 1 Axioms and Formal Systems 1 1.1 Introduction 1 1.2 Preliminaries: axioms and formal systems. 3 1.2.1 The formal language of ZF set theory; terms 4 1.2.2 The Zermelo-Fraenkel Axioms 7 1.3 Transfinite Recursion 9 1.4 Relativisation of terms and formulae 11 2 Initial segments of the Universe 17 2.1 Singular ordinals: cofinality 17 2.1.1 Cofinality 17 2.1.2 Normal Functions and closed and unbounded classes 19 2.1.3 Stationary Sets 22 2.2 Some further cardinal arithmetic 24 2.3 Transitive Models 25 2.4 The H sets 27 2.4.1 H - the hereditarily finite sets 28 2.4.2 H - the hereditarily countable sets 29 2.5 The Montague-Levy Reflection theorem 30 2.5.1 Absoluteness 30 2.5.2 Reflection Theorems 32 2.6 Inaccessible Cardinals 34 2.6.1 Inaccessible cardinals 35 2.6.2 A menagerie of other large cardinals 36 3 Formalising semantics within ZF 39 3.1 Definite terms and formulae 39 3.1.1 The non-finite axiomatisability of ZF 44 3.2 Formalising syntax 45 3.3 Formalising the satisfaction relation 46 3.4 Formalising definability: the function Def. 47 3.5 More on correctness and consistency 48 ii iii 3.5.1 Incompleteness and Consistency Arguments 50 4 The Constructible Hierarchy 53 4.1 The L -hierarchy 53 4.2 The Axiom of Choice in L 56 4.3 The Axiom of Constructibility 57 4.4 The Generalised Continuum Hypothesis in L. -
Singular Cardinals: from Hausdorff's Gaps to Shelah's Pcf Theory
SINGULAR CARDINALS: FROM HAUSDORFF’S GAPS TO SHELAH’S PCF THEORY Menachem Kojman 1 PREFACE The mathematical subject of singular cardinals is young and many of the math- ematicians who made important contributions to it are still active. This makes writing a history of singular cardinals a somewhat riskier mission than writing the history of, say, Babylonian arithmetic. Yet exactly the discussions with some of the people who created the 20th century history of singular cardinals made the writing of this article fascinating. I am indebted to Moti Gitik, Ronald Jensen, Istv´an Juh´asz, Menachem Magidor and Saharon Shelah for the time and effort they spent on helping me understand the development of the subject and for many illuminations they provided. A lot of what I thought about the history of singular cardinals had to change as a result of these discussions. Special thanks are due to Istv´an Juh´asz, for his patient reading for me from the Russian text of Alexandrov and Urysohn’s Memoirs, to Salma Kuhlmann, who directed me to the definition of singular cardinals in Hausdorff’s writing, and to Stefan Geschke, who helped me with the German texts I needed to read and sometimes translate. I am also indebted to the Hausdorff project in Bonn, for publishing a beautiful annotated volume of Hausdorff’s monumental Grundz¨uge der Mengenlehre and for Springer Verlag, for rushing to me a free copy of this book; many important details about the early history of the subject were drawn from this volume. The wonderful library and archive of the Institute Mittag-Leffler are a treasure for anyone interested in mathematics at the turn of the 20th century; a particularly pleasant duty for me is to thank the institute for hosting me during my visit in September of 2009, which allowed me to verify various details in the early research literature, as well as providing me the company of many set theorists and model theorists who are interested in the subject. -
Directed Sets and Cofinal Types by Stevo Todorcevic
transactions of the american mathematical society Volume 290, Number 2, August 1985 DIRECTED SETS AND COFINAL TYPES BY STEVO TODORCEVIC Abstract. We show that 1, w, ax, u x ux and ["iF" are the only cofinal types of directed sets of size S,, but that there exist many cofinal types of directed sets of size continuum. A partially ordered set D is directed if every two elements of D have an upper bound in D. In this note we consider some basic problems concerning directed sets which have their origin in the theory of Moore-Smith convergence in topology [12, 3, 19, 9]. One such problem is to determine "all essential kind of directed sets" needed for defining the closure operator in a given class of spaces [3, p. 47]. Concerning this problem, the following important notion was introduced by J. Tukey [19]. Two directed sets D and E are cofinally similar if there is a partially ordered set C in which both can be embedded as cofinal subsets. He showed that this is an equivalence relation and that D and E are cofinally similar iff there is a convergent map from D into E and also a convergent map from E into D. The equivalence classes of this relation are called cofinal types. This concept has been extensively studied since then by various authors [4, 13, 7, 8]. Already, from the first introduc- tion of this concept, it has been known that 1, w, ccx, w X cox and [w1]<" represent different cofinal types of directed sets of size < Kls but no more than five such types were known. -
Universes for Category Theory
Universes for category theory Zhen Lin Low 28 November 2014 Abstract The Grothendieck universe axiom asserts that every set is a member of some set-theoretic universe U that is itself a set. One can then work with entities like the category of all U-sets or even the category of all locally U-small categories, where U is an “arbitrary but fixed” universe, all without worrying about which set-theoretic operations one may le- gitimately apply to these entities. Unfortunately, as soon as one allows the possibility of changing U, one also has to face the fact that univer- sal constructions such as limits or adjoints or Kan extensions could, in principle, depend on the parameter U. We will prove this is not the case for adjoints of accessible functors between locally presentable categories (and hence, limits and Kan extensions), making explicit the idea that “bounded” constructions do not depend on the choice of U. Introduction In category theory it is often convenient to invoke a certain set-theoretic device commonly known as a ‘Grothendieck universe’, but we shall say simply ‘uni- verse’, so as to simplify exposition and proofs by eliminating various circum- arXiv:1304.5227v2 [math.CT] 28 Nov 2014 locutions involving cardinal bounds, proper classes etc. In [SGA 4a, Exposé I, §0], the authors adopt the following universe axiom: For each set x, there exists a universe U with x ∈ U. One then introduces a universe parameter U and speaks of U-sets, locally U- small categories, and so on, with the proviso that U is “arbitrary”. -
The Axiom of Choice. Cardinals and Cardinal Arithmetic
Set Theory (MATH 6730) The Axiom of Choice. Cardinals and Cardinal Arithmetic 1. The Axiom of Choice We will discuss several statements that are equivalent (in ZF) to the Axiom of Choice. Definition 1.1. Let A be a set of nonempty sets. A choice function for A is a function f with domain A such that f(a) 2 a for all a 2 A. Theorem 1.2. In ZF the following statement are equivalent: AC (The Axiom of Choice) For any set A of pairwise disjoint, nonempty sets there exists a set C which has exactly one element from every set in A. CFP (Choice Function Principle) For any set A of nonempty sets there exists a choice function for A. WOP (Well-Ordering Principle) For every set B there exists a well-ordering (B; ≺). ZLm (Zorn's Lemma) If (D; <) is a partial order such that (∗) every subset of D that is linearly ordered by < has an upper bound in D,1 then (D; <) has a maximal element. Corollary 1.3. ZFC ` CFP, WOP, ZLm. Proof of Theorem 1.2. AC)CFP: Assume AC, and let A be a set of nonempty sets. By the Axiom of Replacement, A = ffag × a : a 2 Ag is a set. Hence, by AC, there is a set C which has exactly one element from every set in A. • C is a choice function for A. 1Condition (∗) for the empty subset of D is equivalent to requiring that D 6= ;. 1 2 CFP) WOP: Assume CFP, and let B be a set. -
Ineffability Within the Limits of Abstraction Alone
Ineffability within the Limits of Abstraction Alone Stewart Shapiro and Gabriel Uzquiano 1 Abstraction and iteration The purpose of this article is to assess the prospects for a Scottish neo-logicist foundation for a set theory. The gold standard would be a theory as rich and useful as the dominant one, ZFC, Zermelo-Fraenkel set theory with choice, perhaps aug- mented with large cardinal principles. Although the present paper is self-contained, we draw upon recent work in [32] in which we explore the power of a reasonably pure principle of reflection. To establish terminology, the Scottish neo-logicist program is to develop branches of mathematics using abstraction principles in the form: xα = xβ $ α ∼ β where the variables α and β range over items of a certain sort, x is an operator taking items of this sort to objects, and ∼ is an equivalence relation on this sort of item. The standard exemplar, of course, is Hume’s principle: #F = #G ≡ F ≈ G where, as usual, F ≈ G is an abbreviation of the second-order statement that there is a one-one correspondence from F onto G. Hume’s principle, is the main support for what is regarded as a success-story for the Scottish neo-logicist program, at least by its advocates. The search is on to develop more powerful mathematical theories on a similar basis. As witnessed by this volume and a significant portion of the contemporary liter- ature in the philosophy of mathematics, Scottish neo-logicism remains controver- sial, even for arithmetic. There are, for example, issues of Caesar and Bad Com- pany to deal with. -
Set Theory Without Choice: Not Everything on Cofinality Is Possible
Sh:497 Arch. Math. Logic (1997) 36: 81–125 c Springer-Verlag 1997 Set theory without choice: not everything on cofinality is possible Saharon Shelah1,2,? 1 Institute of Mathematics, The Hebrew University of Jerusalem, Jerusalem, Israel∗∗ 2 Department of Mathematics, Rutgers University, New Brunswick, NJ, USA Received May 6, 1993 / Revised December 11, 1995 Abstract. We prove in ZF+DC, e.g. that: if µ = H (µ) and µ>cf(µ) > 0 then µ+ is regular but non measurable. This is in| contrast| with the resultsℵ on measurability for µ = ω due to Apter and Magidor [ApMg]. ℵ Annotated content 0 Introduction [In addition to presenting the results and history, we gave some basic definitions and notation.] 1 Exact upper bound (A∗) [We define some variants of least upper bound (lub, eub)in( Ord,<D) for D a filter on A∗. We consider <D -increasing sequence indexed by ordinals δ or indexed by sufficiently directed partial orders I , of members of (A∗)Ord or of members of (A∗)Ord/D (and cases in the middle). We give sufficient conditions for existence involving large cofinality (of δ or I ) and some amount of choice. Mostly we look at what the ZFC proof gives without choice. Note in particular 1.8, which assumes only DC (ZF is not mentioned of course), the filter is 1- complete and cofinality of δ large and we find an eub only after extendingℵ the filter.] 2 hpp [We look at various ways to measure the size of the set f (a)/D, like a A ∈ ∗ supremum length of <D -increasing sequence in f (a) (calledQ ehppD ), or a A ∈ ∗ Q ? Research supported by “The Israel Science Foundation” administered by The Israel Academy of Sciences and Humanities. -
Elements of Set Theory
Elements of set theory April 1, 2014 ii Contents 1 Zermelo{Fraenkel axiomatization 1 1.1 Historical context . 1 1.2 The language of the theory . 3 1.3 The most basic axioms . 4 1.4 Axiom of Infinity . 4 1.5 Axiom schema of Comprehension . 5 1.6 Functions . 6 1.7 Axiom of Choice . 7 1.8 Axiom schema of Replacement . 9 1.9 Axiom of Regularity . 9 2 Basic notions 11 2.1 Transitive sets . 11 2.2 Von Neumann's natural numbers . 11 2.3 Finite and infinite sets . 15 2.4 Cardinality . 17 2.5 Countable and uncountable sets . 19 3 Ordinals 21 3.1 Basic definitions . 21 3.2 Transfinite induction and recursion . 25 3.3 Applications with choice . 26 3.4 Applications without choice . 29 3.5 Cardinal numbers . 31 4 Descriptive set theory 35 4.1 Rational and real numbers . 35 4.2 Topological spaces . 37 4.3 Polish spaces . 39 4.4 Borel sets . 43 4.5 Analytic sets . 46 4.6 Lebesgue's mistake . 48 iii iv CONTENTS 5 Formal logic 51 5.1 Propositional logic . 51 5.1.1 Propositional logic: syntax . 51 5.1.2 Propositional logic: semantics . 52 5.1.3 Propositional logic: completeness . 53 5.2 First order logic . 56 5.2.1 First order logic: syntax . 56 5.2.2 First order logic: semantics . 59 5.2.3 Completeness theorem . 60 6 Model theory 67 6.1 Basic notions . 67 6.2 Ultraproducts and nonstandard analysis . 68 6.3 Quantifier elimination and the real closed fields . -
Notes on Set Theory, Part 2
§11 Regular cardinals In what follows, κ , λ , µ , ν , ρ always denote cardinals. A cardinal κ is said to be regular if κ is infinite, and the union of fewer than κ sets, each of whose cardinality is less than κ , is of cardinality less than κ . In symbols: κ is regular if κ is infinite, and κ 〈 〉 ¡ κ for any set I with I ¡ < and any family Ai i∈I of sets such that Ai < ¤¦¥ £¢ κ for all i ∈ I , we have A ¡ < . i∈I i (Among finite cardinals, only 0 , 1 and 2 satisfy the displayed condition; it is not worth including these among the cardinals that we want to call "regular".) ℵ To see two examples, we know that 0 is regular: this is just to say that the union of finitely ℵ many finite sets is finite. We have also seen that 1 is regular: the meaning of this is that the union of countably many countable sets is countable. For future use, let us note the simple fact that the ordinal-least-upper-bound of any set of cardinals is a cardinal; for any set I , and cardinals λ for i∈I , lub λ is a cardinal. i i∈I i α Indeed, if α=lub λ , and β<α , then for some i∈I , β<λ . If we had β § , then by i∈I i i β λ ≤α β § λ λ < i , and Cantor-Bernstein, we would have i , contradicting the facts that i is β λ β α β ¨ α α a cardinal and < i . -
Souslin Trees and Successors of Singular Cardinals
Sh:203 Annals of Pure and Applied Logic 30 (1986) 207-217 207 North-Holland SOUSLIN TREES AND SUCCESSORS OF SINGULAR CARDINALS Shai BEN-DAVID and Saharon SHELAH Institute of Mathematics, The Hebrew University of Jerusalem, Jerusalem, Israel Communicated by A. Nerode Received 1 December 1983 Introduction The questions concerning existence of Aronszajn and Souslin trees are of the oldest and most dealt-with in modern set theory. There are many results about existence of h+-Aronszajn trees for regular cardinals A. For these cases the answer is quite complete. (See Jech [6] and Kanamory & Magidor [8] for details.) The situation is quite different when A is a singular cardinal. There are very few results of which the most important (if not the only) are Jensen’s: V = L implies K-Aronszajn, K-Souslin and special K-Aronszajn trees exist iff K is not weakly- compact [7]. On the other hand, if GCH holds and there are no A+-Souslin trees for a singular h, then it follows (combining results of Dodd-Jensen, Mitchel and Shelah) that there is an inner model (of ZFC) with many measurable cardinals. In 1978 Shelah found a crack in this very stubborn problem by showing that if A is a singular cardinal and K is a super-compact one s.t. cof A < K < A, then a weak version of q,* fai1s.l The relevance of this result to our problem was found by Donder through a remark of Jensen in [7, pp. 2831 stating that if 2’ = A+, then q,* is equivalent to the existence of a special Aronszajn tree. -
Set Theory in Computer Science a Gentle Introduction to Mathematical Modeling I
Set Theory in Computer Science A Gentle Introduction to Mathematical Modeling I Jose´ Meseguer University of Illinois at Urbana-Champaign Urbana, IL 61801, USA c Jose´ Meseguer, 2008–2010; all rights reserved. February 28, 2011 2 Contents 1 Motivation 7 2 Set Theory as an Axiomatic Theory 11 3 The Empty Set, Extensionality, and Separation 15 3.1 The Empty Set . 15 3.2 Extensionality . 15 3.3 The Failed Attempt of Comprehension . 16 3.4 Separation . 17 4 Pairing, Unions, Powersets, and Infinity 19 4.1 Pairing . 19 4.2 Unions . 21 4.3 Powersets . 24 4.4 Infinity . 26 5 Case Study: A Computable Model of Hereditarily Finite Sets 29 5.1 HF-Sets in Maude . 30 5.2 Terms, Equations, and Term Rewriting . 33 5.3 Confluence, Termination, and Sufficient Completeness . 36 5.4 A Computable Model of HF-Sets . 39 5.5 HF-Sets as a Universe for Finitary Mathematics . 43 5.6 HF-Sets with Atoms . 47 6 Relations, Functions, and Function Sets 51 6.1 Relations and Functions . 51 6.2 Formula, Assignment, and Lambda Notations . 52 6.3 Images . 54 6.4 Composing Relations and Functions . 56 6.5 Abstract Products and Disjoint Unions . 59 6.6 Relating Function Sets . 62 7 Simple and Primitive Recursion, and the Peano Axioms 65 7.1 Simple Recursion . 65 7.2 Primitive Recursion . 67 7.3 The Peano Axioms . 69 8 Case Study: The Peano Language 71 9 Binary Relations on a Set 73 9.1 Directed and Undirected Graphs . 73 9.2 Transition Systems and Automata . -
Cofinality Spectrum Problems: the Axiomatic Approach
COFINALITY SPECTRUM PROBLEMS: THE AXIOMATIC APPROACH M. MALLIARIS AND S. SHELAH Abstract. Our investigations are framed by two overlapping problems: find- ing the right axiomatic framework for so-called cofinality spectrum problems, and a 1985 question of Dow on the conjecturally nonempty (in ZFC) region of OK but not good ultrafilters. We define the lower-cofinality spectrum for a regular ultrafilter D on λ and show that this spectrum may consist of a strict initial segment of cardinals below λ and also that it may finitely alternate. We define so-called `automorphic ultrafilters’ and prove that the ultrafilters which are automorphic for some, equivalently every, unstable theory are precisely the good ultrafilters. We axiomatize a bare-bones framework called \lower cofinal- ity spectrum problems", consisting essentially of a single tree projecting onto two linear orders. We prove existence of a lower cofinality function in this context and show by example that it holds of certain theories whose model theoretic complexity is bounded. Dedicated to Alan Dow on the occasion of his birthday. 1. Introduction Recall that two models M, N are elementarily equivalent, M ≡ N, if they satisfy the same sentences of first-order logic. A remarkable fact is that elementary equivalence may be characterized purely algebraically, without reference to logic: Theorem A (Keisler 1964 under GCH; Shelah unconditionally). M ≡ N if and only if M; N have isomorphic ultrapowers, that is, if and only if there is a set I and an ultrafilter D on I such that M I =D =∼ N I =D. To prove this theorem, Keisler established that ultrafilters which are both reg- ular and good exist on any infinite cardinal and that they have strong saturation properties.