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Journal of Perinatology (2013) 33, 581–585 & 2013 Nature America, Inc. All rights reserved 0743-8346/13 www.nature.com/jp

STATE-OF-THE-ART : an emerging opportunistic pathogen associated with neonatal , sepsis and necrotizing enterocolitis

CJ Hunter1,2 and JF Bean1

Members of the genus Cronobacter are an emerging group of opportunist Gram-negative pathogens. This genus was previously thought to be a single species, called sakazakii. Cronobacter spp. typically affect low-birth-weight neonates, causing life-threatening meningitis, sepsis and necrotizing enterocolitis. Outbreaks of disease have been associated with contaminated infant formula, although the primary environmental source remains elusive. Advanced understanding of these and better classification has been obtained by improved detection techniques and genomic analysis. Research has begun to characterize the virulence factors and pathogenic potential of Cronobacter. Investigations into sterilization techniques and protocols for minimizing the risk of contamination have been reviewed at national and international forums. In this review, we explore the clinical impact of Cronobacter neonatal and pediatric infections, discuss virulence and pathogenesis, and review prevention and treatment strategies.

Journal of Perinatology (2013) 33, 581–585; doi:10.1038/jp.2013.26; published online 28 March 2013 Keywords: ; meningitis; necrotizing enterocolitis; neonatal infections; infant formula

INTRODUCTION single clinical setting.10 Cronobacter neonatal infection rates Cronobacter is an emerging genus of opportunistic Gram-negative remain low and are reported in the USA as one Cronobacter pathogens associated with potentially fatal neonatal infections, infection per 100 000 infants, 8.7 per 100 000 low-birth-weight including meningitis, sepsis and necrotizing enterocolitis (NEC).1 neonates, and one Cronobacter infection per 10 660 very low- 13 These infections typically affect our smallest and most vulnerable birth-weight neonates. It is suggested that the incidence of patients. Historically, Cronobacter spp. were thought to be a single infection may be under-reported in developing and less species known as Enterobacter sakazakii.2 With improved culture developed countries, perhaps due to a lack of medical 8 and identification techniques, including partial 16S ribosomal microbiology analysis facilities. Figure 1 demonstrates the DNA, hsp60 sequencing and polyphasic analysis, Cronobacter was worldwide distribution of reported cases, the majority are within recognized as its own genus within the the United States; however, widespread locations are noted. These 8,14–17 family.3 Subsequent genomic sequencing data confirmed the data were generated from multiple reports worldwide. It is change in .4 The first Cronobacter genome to be not the frequency of these infections, but rather their impact, sequenced was that of an isolate recovered from a neonatal lethality and vulnerable population affected, which makes this a unit in Tennessee after an outbreak in 2001.5 Sequencing revealed serious health issue. Cronobacter-induced neonatal disease had 18 a single chromosome of 4.4 Mb and 2 plasmids.4 Currently been previously cited to have a mortality of 80%. Friedmann 8 the genus contains eight species that include C. sakazakii, et al. analyzed the microbiologically confirmed cases and C. malonaticus, C. turicensis, C. muytjensii, C. dublinensis, reported an overall lethality of Cronobacter infection as 26.9%. C. condiment and C. universalis.3 In this review, we will explore Cronobacter-associated meningitis is fatal in almost 42% of the clinical impact of Cronobacter neonatal and pediatric patients and Cronobacter-associated sepsis and NEC lethality 8 infections, discuss virulence and pathogenesis and review rates are cited at B10 and 20%, respectively. Meningeal prevention and treatment strategies. Cronobacter infection is established between the fourth and fifth post partum days, and can be fatal within hours to days following the initial clinical symptom.9 Even when infants survive the acute CLINICAL IMPACT insult, long-term neurological delay and poor lifelong outcomes 19 The sentinel case of Cronobacter infection was reported in 1961 by may occur in more than 74% of survivors. Although the majority Urmenyi and Franklyn.6 In that description of terminal neonatal of affected patients are less than 3 months of age; a study from the United Kingdom found infants up to 11 months with meningitis, the bacterial culprit was described as a ‘yellow 20 pigmented Enterobacter cloacae’. This infectious entity was given Cronobacter-associated meningitis. Although older populations 2 may be infected including the elderly,21 premature infants and species-status in 1980 (E. sakazakii), and subsequently redefined 8 as the genus Cronobacter in 2008.7 As this initial description there those weighing less than 2.5 kg remain the most susceptible. are now in excess of 150 reported cases of Cronobacter-related infections.8 The most commonly reported consequences of infection are meningitis, NEC and sepsis.9,10 Other resultant PATHOGENESIS AND VIRULENCE diseases have been reported, including conjunctivis, urinary tract Virulence is the degree of pathogenesis of a species or its ability to infections, diarrhea, tonsillitis and osteomyelitis.11,12 Outbreaks are induce disease in a host. A variety of in vitro and in vivo models most commonly sporadic, but have occurred within clusters in a have been used to investigate the mechanisms by which

1Division of Pediatric Surgery, Ann and Robert H. Lurie Children’s Hospital of Chicago, Chicago, IL, USA and 2Department of Surgery, Northwestern University’s Feinberg School of Medicine, Chicago, IL, USA. Correspondence: Dr CJ Hunter, Northwestern University’s Feinberg School of Medicine, 303 E Chicago Avenue, Chicago, IL 60611, USA. E-mail: [email protected] Received 26 October 2012; revised 24 January 2013; accepted 11 February 2013; published online 28 March 2013 Cronobacter and neonatal infections CJ Hunter and JF Bean 582 Cronobacter induces disease.22–24 Although the distinct results in the loss of mucosal integrity, intestinal barrier mechanisms are not fully elucidated, promising data from the compromise and permits the passage of bacteria into the host genome sequencing effort have highlighted several potential environment. Studies using an in vitro epithelial cell line virulence factor candidates.25 As described, the genome of demonstrated that some strains may be able to disrupt gap Cronobacter sakazakii has B4392 genes.4 Of these, 223 genes junctions between cells.32 Loss of normal intestinal integrity is a were annotated as relevant to virulence and disease.4 Of the 21 key feature in the development of NEC.33 Figure 2 outlines a genes unique to C. sakazakii, the resultant encoded proteins have possible model for Cronobacter infection after oral inoculation. The been identified to have a role in pilus assembly, photransferase bacteria adhere to the intestinal epithelial barrier, causing barrier systems, acid transport and toxin/antitoxin transport systems.26 degradation and soliciting an inflammatory response in the host. Outer membrane protein A, encoded by the ompA gene, is one of This inflammatory response is characterized by the production of the best characterized virulence factors.27 It is required for binding cytokines, which in turn recruit immune cells to the site. Once the and invasion of brain endothelial cells, which are necessary steps barrier is breached Cronobacter spp. may enter the blood stream, during development of meningitis.28 The ompA-encoded gene is resulting in sepsis and meningitis. thought to be universally present in Cronobacter. OmpA is also of In addition to facilitating host damage, virulence factors may crucial importance in the virulence of another meningitis causing provide protection from the detection and response of the innate bacteria, Escherichia coli K1.29 Although the sequences of ompA and adaptive host immune system. Recently, Franco et al.34 between various strains are different, the mechanism of demonstrated resistance to complement-mediated killing in the attachment and invasion of Cronobacter and E.coli K1 at the presence of a plasmid-encoded protein. Cronobacter may also blood–brain barrier may theoretically be similar. E.coli K1 has not effect alterations in immune cell recruitment in the intestine of been specifically associated with outbreaks of NEC. Cronobacter affected subjects.35 Cronobacter has been shown to trigger an virulence is also associated with the production of an enterotoxin- inflammatory cascade and inducible nitric oxide synthase, and like compound, which may further enhance virulence and its interleukin-6 have been implicated in facilitating the downstream translocation across the gut and blood–brain barrier.30 The role of affects.22,35 Both nitric oxide and interleukin-6 have pro-apoptotic this toxin may act in a similar fashion to lipopolysaccaride, activity, and are found at high levels in animal models of mediating Toll-like receptor 4 activation and activating a host Cronobacter infection. In addition to causing local barrier inflammatory response. The production of an enterotoxin was disruption, these cytokines may have profound effects on established in a suckling mouse assay.30 Intraperitoneal injection systemic immunity and inflammation.36 of Cronobacter and oral administration both result in the clinical manifestations of disease; injection of 108 colony forming units resulted in death regardless of the strain used.30 The ability of ENVIRONMENTAL SOURCES Cronobacter to induce death in a mouse model through the oral Contamination of powder infant formula (PIF) leading to administration appears both strain and dose-dependent. The role Cronobacter-associated disease garnered attention both within of Cronobacter enterotoxin remains an area of active investigation. the scientific literature and popular press.37,38 The natural We have previously demonstrated that Cronobacter is able to environment of Cronobacter remains unclear but soil samples, adhere to intestinal epithelial cells both in cultured cell lines and powdered milk substitutes, processed cheese, meats, herbs and in the gavage-fed neonatal rat pup model of NEC22 This spices, the gut of a Mexican fruit fly and the stable fly have all association results in increased epithelial apoptosis and loss of been identified as containing the bacteria.39,40 Although the stable epithelial barrier integrity.31 Our prior data suggest that the fly was thought to have importance as a potential vector, further normal balance of cell proliferation, restitution and programed cell investigation revealed that the true incidence of Cronobacter death may be altered in the presence of Cronobacter infection. in this species was very low and thus it was an unlikely Although programed cell death (apoptosis) is an important aspect candidate. Typically, Cronobacter is not present within the of the gut health and maintenance, a greater degree of apoptosis normal mammalian intestinal tract, and there is only a single

Figure 1. Worldwide distribution of reported cases of neonatal Cronobacter spp. infection. PubMed was queried for all reports of E. sakazakii or Cronobacter infant and pediatric infection. Each case was grouped based on the country, in which it was recorded. Geographical locations of cases are summarized in pie chart format. The others segment include Canada, India, Korea, the Netherlands, New Zealand and Slovenia. The majority of cases are reported in the USA (27.9%).

Journal of Perinatology (2013), 581 – 585 & 2013 Nature America, Inc. Cronobacter and neonatal infections CJ Hunter and JF Bean 583 report of Cronobacter being isolated from a human vaginal develop strategies to eliminate Cronobacter from PIF when canal,41 thereby making vertical transmission less likely. The present. The FAO/WHO (Food and Agriculture Organization and prospect of contaminated PIF constitutes an intolerable mainline the World Health Organization) recommends that formula be access to the most at risk populations. In 1990 an outbreak of reconstituted with hot water (4 70 1C)51 in an effort to reduce the Cronobacter neonatal infection was clearly linked to contaminated bacterial load and reduce the incidence of Cronobacter-associated PIF.42 Two unopened cans were found to contain Cronobacter spp. infections.52 However, certain nutritional elements including One hundred and forty-one breast milk substitutes from 35 vitamins may be altered or lost after heating to such high countries have identified Cronobacter spp. in over 20 samples.43 temperatures. Inappropriate storage and temperature control after The concentrations ranged from 0.36 colony forming units/100 g reconstitution, and poor bottle and plastic nipple cleanliness are a to 66 colony forming units/100 mg of PIF. More recently, potential reservoir of infection. The ability of Cronobacter to form Cronobacter was isolated from 2 of 82 PIF, 5 of 49 weaning biofilms may also provide it protection to host defenses and the foods, 3 of 72 milk powders, 40 of 122 herbs and spices and 15 of ability to survive regular clinical sterilization methods.53 Other 66 other dry food ingredients.44 A total of seven countries sterilization strategies have been investigated.54 Reports have participated in a study to determine the incidence of Cronobacter shown that essential oils and polyphenols are effective biocides in in desiccated products made for infant consumption.17 These a laboratory environment.55 However, the majority of these countries included Brazil, England, Mexico, Indonesia, Jordan, compounds are toxic to human beings, and elevated levels with Korea, Portugal and Malaysia.45 They reported the isolation of PIF would likely pose their own threat. The addition of ultrasound Cronobacter spp. from 1 of 84 samples of follow-up formula and 30 or ultraviolet radiation to heating protocols may improve of 203 weaning foods. Therefore, it is clear that Cronobacter spp. is sterilization processes.56,57 The efficacy of standard detergents recoverable from the desiccated state in a number of powdered has also been investigated,53 and in general Cronobacter appear food products that are provided to infants. In December of 2011, fairly resistant to routine cleaning techniques. Ionizing radiation the Food and Drug Administration reported a series of neonatal has been investigated as a strategy to reduce the presence of disease outbreaks in Florida, Illinois, Missouri and Oklahoma.46 bacteria in PIF.58 Doses of up to 10 kGy have demonstrated a Although temporally related, the sources of these outbreaks reduction in pathogens without causing disturbance of the appear to be different, and unlike the 1990 cases, factory-sealed quality, safety or composition of the formula.59 These data PIF is not the likely source. Contamination of the product after appear promising; however, desiccated Cronobacter exhibit opening appears more likely. PIF is a clean but not sterile product increased radiation-resistance when compared with non- that must conform to specified international microbiological desiccated cells. Several preventative strategies have been criteria. PIF is manufactured through a process of high investigated in vivo. We were able to demonstrate that temperature heating and desiccation. C. sakazakii has been pretreatment with the probiotic bacteria Lactobacillus decreased demonstrated to have remarkable thermotolerance,47 and can the severity of C. sakazakii-induced NEC in an animal model.60 withstand temperatures up to 60 1C for limited periods of time.48 Improved intestinal barrier health and decreased apoptosis were Additionally, Cronobacter may survive up to 12 months at 4 1C.49 also noted. Lactobacillus is a lactic acid producing bacteria, and the Reconstituted formula is an excellent substrate for Cronobacter. presence of lactic acid in the presence of copper has been shown There are also reports of Cronobacter surviving desiccated states to inhibit Cronobacter spp. in vitro.61 Other investigators have for several weeks and being resistant to osmotic stresses.50 It suggested that prebiotics may inhibit Cronobacter intestinal further appears that clinically relevant strains are the most heat adherence, thereby providing clinical protection from disease.62 and desiccation resistant, perhaps having provided them with a The current recommendations regarding formula preparation are survival benefit and the ability to reach their host. It is important summarized in Table 1. It has not been proved definitively that to both identify potential environmental contamination and hospital staff are themselves not a vector for Cronobacter

Figure 2. Model of Cronobacter infection following ingestion of contaminated PIF. Oral inoculation of Cronobacter into an infant after ingestion of contaminated PIF. The bacteria release enterotoxin ( þ E), which may increase bacterial virulence and disrupt the intestinal barrier causing necrotizing enterocolitis. Cronobacter adheres to the intestinal layer. In the setting of a disrupted epithelial barrier, microbes traverse the mucosal layers, gaining access to lower immune and nonimmune cell populations. Mucosal microvascular endothelial cells, which represent the final anatomic border before the host’s microcirculation, sense microbial antigens and respond rapidly by mounting an immune response. Cronobacter may enter to vasculature thereby gaining access to the blood–brain barrier resulting in bacteremia and meningitis.

& 2013 Nature America, Inc. Journal of Perinatology (2013), 581 – 585 Cronobacter and neonatal infections CJ Hunter and JF Bean 584 Although great strides have been made in successfully identifying Table 1. Table summarizing problems and proposed solutions to Cronobacter, we lack full understanding of its environment, minimize the likelihood of Cronobacter contamination of infant transmission, pathogenesis and treatment. Work both in vitro formula. Information modified from Centers for Disease Control, and in vivo will hopefully continue to elucidate the underpinning World Health Organization and Food and Drug Administration of Cronobacter-related infection. Furthermore, better regulation recommendations66–69 and preventative strategies will continue to aid in the control of Problem Solution(s) the introduction of this potentially fatal neonatal pathogen to human food sources. Cronobacter risk Encourage use of breast milk or liquid milk formula, which is usually sterile CONFLICT OF INTEREST Cronobacter Improved surveillance international and contamination at national criteria strategies and monitoring. The authors declare no conflict of interest. factory

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