DOCSLIB.ORG

League Tables

Total Page：16

File Type：pdf, Size：1020Kb

Download full-text PDF Read full-text
League Tables GLOBAL FIXED INCOME LEAGUE TABLES FY 2016 FY 2016 MANAGER RANKINGS GLOBAL FIXED INCOME CONTENTS Bloomberg’s corporate bond database consists of more than 1.9 million active securities--including convertible bonds and preferred securities--along with more than 4.1 million matured, called or retired bonds, covering over 24,000 unique issuers across more than 130 countries and 100 1. Global market review different currencies. 2. US market review 3. Canada market review LEAG<GO> for a full range of league tables 4. Latin America market review NIM<GO> for Bloomberg’s new issue monitor 5. EMEA market review 6. Asia market review Due to the dynamic nature of the Professional Service product, league table rankings may vary between this release 7. Table criteria and data found on the Bloomberg Professional Service. DATA SUBMISSIONS AND QUERIES Contact Phone Email North America Dean Psomaras +1 609 279 3449 [email protected] EMEA Dimitris Gogos +44 20 3525 8149 [email protected] Asia Pacific Shaili Mehta +91 22 61203770 [email protected] © 2016 Bloomberg Finance L.P. All rights reserved. Bloomberg Global Fixed Income | FY 2016 Global Corporate Leveraged Finance: Quarterly Volume Corporate High Yield Bonds Global Fixed Income Review Global Sponsor-Led Loans 400 FY 2016 credited Corporate & Financial Bonds volume increased 2.08% to USD 4.1 Trln while deal count decreased 0.35% to 15,732 offerings year-on-year. Corporate Bonds volume increased 6.11% year-on-year to USD 2.1 Trln while the deal n n count decreased 4.38% to 6,270. Financial Bonds volume decreased 1.61% year-on-year to USD 2.1 Trln over 9,462 deals. l l B B JP Morgan ranked as the top Corporate & Financial Bonds underwriter for FY 2016 with 5.73% market share. The bank D D 200 S S underwrote 1,364 deals over the period. Citi and Bank of America Merrill Lynch ranked second and third with 5.27% and U U 5.17% market share, respectively. 0 111 122 133 144 155 166 001 001 001 001 001 001 22 22 22 22 22 22 44 44 44 44 44 44 QQ QQ QQ QQ QQ QQ Corporate & Financial Bonds: Highlights of FY 2016 Quarters Top Underwriter Issuer Industry Volume (USD Mln) Date Corporate & Financial Bonds: Industry Breakdown Anheuser-Busch InBev Finance Inc Consumer Staples 11,000 01/13/2016 JP Morgan Anheuser-Busch InBev Finance Inc Consumer Staples 11,000 01/13/2016 Number of deals 1,364 Rosneft Oil Co PJSC Energy 9,417 12/07/2016 Financials 52% Volume (USD Mln) 237,182 Anheuser-Busch InBev Finance Inc Consumer Staples 7,500 01/13/2016 Avg Deal size (USD Mln) 173.9 Bank of Communications Co Ltd Financials 6,737 09/02/2016 21% Industrials 9% Anheuser-Busch InBev Finance Inc Consumer Staples 6,000 01/13/2016 Consumer Discretionary 7% Market Summary Anheuser-Busch InBev Finance Inc Consumer Staples 6,000 01/13/2016 UniCredit Bank Austria AG Financials 5,582 09/16/2016 5% Energy 6% Number of deals 15,732 52% SFR Group SA Communications 5,190 04/06/2016 Volume (USD Mln) 4,139,956 6% Utilities 5% Petrobras Global Finance BV Energy 5,000 05/17/2016 Avg Deal size (USD Mln) 263.2 7% Others 21% 9% Corporate & Financial Bonds: Quarterly Volume Deal Count Other High Yield Investment Grade 1,400 6,000 1,200 1,200 5,000 5,000 Corporate & Financial Bonds: Spread to Benchmark 1,000 4,000 D D e e High Yield n n a a l l 800 l l B B C C Investment Grade D D 3,000 o o u u S S n n U U 600 700 600 t t 2,000 600 400 s s t t n n i i 1,000 o o 400 200 p p 200 s s i i s s a a 0 0 B B 200 11 22 33 44 55 66 11 11 11 11 11 11 00 00 00 00 00 00 22 22 22 22 22 22 44 44 44 44 44 44 Q Q Q Q Q Q 0 11 22 33 44 55 66 Quarters 11 11 11 11 11 11 Quarters 00 00 00 00 00 00 22 22 22 22 22 22 44 44 44 44 44 44 Q Q Q Q Q Q Quarters Bloomberg League Table Reports Page 1 Bloomberg Global Fixed Income | FY 2016 Corporate Bonds Financial Bonds FY 2016 FY 2015 FY 2016 FY 2015 Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Bank of America Merrill Lynch 1 6.569 135,229 860 2 7.261 -0.692 JP Morgan 1 5.092 105,987 539 1 5.495 -0.403 JP Morgan 2 6.373 131,195 825 1 7.644 -1.271 HSBC 2 4.601 95,767 555 4 3.796 0.805 Citi 3 5.975 122,998 804 3 5.596 0.379 Citi 3 4.580 95,331 537 2 4.961 -0.381 Barclays 4 4.730 97,361 639 7 4.990 -0.260 Morgan Stanley 4 4.315 89,806 470 6 3.704 0.611 Deutsche Bank 5 4.689 96,531 586 4 5.409 -0.720 Goldman Sachs 5 3.962 82,457 437 3 4.216 -0.254 Goldman Sachs 6 4.352 89,590 555 6 5.050 -0.698 Bank of America Merrill Lynch 6 3.796 79,008 450 5 3.794 0.002 Morgan Stanley 7 4.174 85,916 677 5 5.127 -0.953 Wells Fargo 7 2.955 61,500 240 12 2.200 0.755 HSBC 8 3.375 69,472 499 8 3.870 -0.495 Deutsche Bank 8 2.892 60,200 332 9 3.297 -0.405 BNP Paribas 9 3.110 64,021 474 11 2.866 0.244 UBS 9 2.841 59,139 347 7 3.469 -0.628 Mizuho Financial 10 3.028 62,332 596 12 2.188 0.840 Barclays 10 2.730 56,828 346 10 3.036 -0.306 Wells Fargo 11 2.640 54,339 399 9 3.243 -0.603 Credit Suisse 11 2.544 52,942 312 8 3.425 -0.881 Credit Suisse 12 2.406 49,523 357 10 2.997 -0.591 Credit Agricole CIB 12 2.087 43,433 243 15 1.777 0.310 RBC Capital Markets 13 2.146 44,175 333 13 1.964 0.182 BNP Paribas 13 1.830 38,091 244 11 2.216 -0.386 Mitsubishi UFJ Financial Group Inc 14 1.913 39,382 331 15 1.629 0.284 China Securities Co Ltd 14 1.752 36,476 207 17 1.396 0.356 Societe Generale 15 1.549 31,892 248 14 1.672 -0.123 Guotai Junan Securities Co Ltd 15 1.647 34,286 168 21 1.007 0.640 Sumitomo Mitsui Financial 16 1.490 30,670 324 23 0.766 0.724 RBC Capital Markets 16 1.452 30,230 201 14 1.822 -0.370 China Securities Co Ltd 17 1.373 28,264 195 45 0.422 0.951 CITIC Securities Co Ltd 17 1.345 27,996 108 13 2.079 -0.734 UBS 18 1.259 25,919 213 16 1.457 -0.198 Societe Generale 18 1.216 25,304 167 16 1.501 -0.285 Banco Santander 19 1.254 25,821 181 28 0.666 0.588 UniCredit 19 1.140 23,730 136 19 1.314 -0.174 Bank of China 20 1.211 24,921 165 17 1.390 -0.179 Natixis 20 1.103 22,964 124 18 1.357 -0.254 TOTAL 100% 2,058,519 6,270 100% TOTAL 100% 2,081,436 9,462 100% Syndicated Government Bonds International Bonds FY 2016 FY 2015 FY 2016 FY 2015 Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Barclays 1 9.040 134,320 400 1 9.583 -0.543 JP Morgan 1 7.838 299,552 1,688 1 8.013 -0.175 HSBC 2 7.151 106,250 517 2 7.343 -0.192 Citi 2 7.215 275,744 1,452 3 6.511 0.704 Citi 3 6.748 100,270 391 5 5.345 1.403 Barclays 3 6.797 259,772 1,160 2 7.015 -0.218 JP Morgan 4 6.401 95,112 584 3 5.569 0.832 HSBC 4 6.584 251,631 1,371 5 6.197 0.387 Deutsche Bank 5 5.102 75,802 311 4 5.561 -0.459 Bank of America Merrill Lynch 5 6.358 242,996 1,308 4 6.377 -0.019 Bank of America Merrill Lynch 6 4.840 71,917 321 6 5.004 -0.164 Goldman Sachs 6 5.659 216,281 1,005 7 5.588 0.071 TD Securities 7 4.830 71,772 402 7 4.406 0.424 Deutsche Bank 7 5.089 194,505 985 6 5.889 -0.800 Goldman Sachs 8 4.689 69,676 237 8 4.083 0.606 BNP Paribas 8 3.982 152,193 886 9 3.915 0.067 Nomura 9 4.155 61,735 375 10 3.386 0.769 Morgan Stanley 9 3.887 148,567 774 8 4.535 -0.648 BNP Paribas 10 3.610 53,640 213 9 3.760 -0.150 Credit Agricole CIB 10 2.587 98,868 618 11 2.523 0.064 Morgan Stanley 11 2.596 38,578 304 11 3.108 -0.512 Credit Suisse 11 2.519 96,268 605 10 3.626 -1.107 RBC Capital Markets 12 2.207 32,799 178 13 2.520 -0.313 Wells Fargo 12 2.348 89,750 480 12 2.410 -0.062 Credit Agricole CIB 13 2.164 32,153 185 14 2.364 -0.200 Societe Generale 13 2.170 82,943 529 13 2.331 -0.161 UniCredit 14 1.922 28,552 128 12 2.546 -0.624 RBC Capital Markets 14 1.902 72,694 468 16 1.898 0.004 Societe Generale 15 1.846 27,431 126 16 1.741 0.105 UniCredit 15 1.862 71,145 388 15 1.926 -0.064 Wells Fargo 16 1.808 26,864 362 15 2.079 -0.271 UBS 16 1.801 68,846 407 14 2.280 -0.479 Daiwa Securities 17 1.589 23,606 317 20 1.363 0.226 TD Securities 17 1.709 65,301 319 20 1.279 0.430 National Bank Financial Inc 18 1.475 21,915 149 18 1.665 -0.190 Mizuho Financial 18 1.655 63,255 565 22 1.138 0.517 Scotiabank 19 1.437 21,351 66 23 1.153 0.284 Nomura 19 1.594 60,903 387 19 1.359 0.235 BMO Capital Markets 20 1.420 21,095 88 21 1.357 0.063 Mitsubishi UFJ Financial Group Inc 20 1.350 51,593 401 24 0.970 0.380 TOTAL 100% 1,485,848 5,630 100% TOTAL 100% 3,821,790 9,548 100% Bloomberg League Table Reports Page 2 Bloomberg Global Fixed Income | FY 2016 Global Bonds Corporate High Yield Bonds FY 2016 FY 2015 FY 2016 FY 2015 Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) JP Morgan 1 10.944 146,181 641 1 11.426 -0.482 JP Morgan 1 6.588 29,363 274 1 7.431 -0.843 Bank of America Merrill Lynch 2 9.598 128,196 577 3 9.809 -0.211 Bank of America Merrill Lynch 2 6.539 29,145 247 4 6.929 -0.390 Citi 3 9.237 123,378 491 4 9.202 0.035 Goldman Sachs 3 6.534 29,123 216 3 6.954 -0.420 Barclays 4 8.784 117,328 361 2 9.976 -1.192 Deutsche Bank 4 6.366 28,373 214 5 6.236 0.130 Goldman Sachs 5 7.112 94,992 338 5 8.091 -0.979 Citi 5 6.169 27,496 210 2 7.171 -1.002 HSBC 6 6.225 83,149 243 9 5.237 0.988 Barclays 6 5.673 25,285 206 7 5.496 0.177 Morgan Stanley 7 5.878 78,512 312 6 7.490 -1.612 Credit Suisse 7 4.750 21,173 181 8 5.002 -0.252 Wells Fargo 8 5.073 67,752 290 7 5.958 -0.885 Morgan Stanley 8 3.663 16,326 144 6 5.657 -1.994 Deutsche Bank 9 4.688 62,613 248 8 5.864 -1.176 Guotai Junan Securities Co Ltd 9 3.198
Load more

Recommended publications
  • 2010 Employment Report Career Management Center Visit the Career Management Center Online At
    2010 Employment Report Career ManageMent Center Visit the Career Management Center online at www.gsb.columbia.edu/recruiters. Post positions online at www.gsb.columbia.edu/jobpost. reCruItIng at CoLumbia Business schooL Columbia Business School students continue to distinguish themselves with their ability to be nimble and flexible during a shifting economic and hiring landscape. employers report that Columbia MBas have the right mix of tangible business skills and social intelligence—enduring assets for any organization. the School’s focus on educating versatile business leaders who can excel in any environment is proven by a curriculum that bridges academic theory and real-world practice through initiatives like Columbia CaseWorks and the Master Class Program. the School’s cluster system and learning teams, as well as the Program on Social Intelligence, foster a team-oriented work ethic and an entrepreneurial mindset that makes creating and capturing opportunity instinctual. Students are able to add value to a wide range of organizations on day one, and the School’s extraordinary network of alumni, global business partners, and faculty members, along with its seamless integration with new York City, makes Columbia Business School stand out among its peers. the Career Management Center (CMC) works with hiring organizations across the public, private, and nonprofit sectors to develop effective and efficient recruiting strategies. recruiters can get to know the School’s talented students in a variety of ways, such as on-campus job fairs, prerecruiting functions, drop-in sessions, interviews, and educational presentations with student clubs, among other opportunities. Companies can also collaborate with the CMC to interview students closer to the time of hiring on an as-needed basis.
    [Show full text]
  • Domestic and Global Commissions Report
    Kentucky Retirement Systems Domestic and Global Commissions Report Quarter Ending: March 31, 2015 Kentucky Retirement Systems Domestic Equity - Common Stock Commissions Quarter Ended March 31, 2015 Broker/Account Shares Traded Commission Value of Trade Per Share % Cost of Trade ANCORA SECURITIES INC, JERSEY CITY 880 31 30,354 0.0350 0.1015% ASCENDIANT CAPITAL MARKETS, LLC, IRVINE 84,300 3,372 3,014,254 0.0400 0.1119% BAIRD, ROBERT W & CO INC, MILWAUKEE 98,265 3,359 4,322,425 0.0342 0.0777% BARCLAYS CAPITAL INC, JERSEY CITY 9,581 240 911,504 0.0250 0.0263% BARCLAYS CAPITAL LE, JERSEY CITY 1,362,283 138,958 65,135,774 0.1020 0.2133% BERNSTEIN SANFORD C & CO, NEW YORK 22,805 707 1,631,259 0.0310 0.0433% BMO CAPITAL MARKETS CORP, NEW YORK 3,725 112 139,954 0.0300 0.0798% BNY CONVERGEX, NEW YORK 21,920 718 737,082 0.0327 0.0974% BTIG LLC, SAN FRANCISCO 307,904 5,283 11,727,888 0.0172 0.0450% BUCKINGHAM RESEARCH GRP INC, BROOKLYN 18,990 573 710,704 0.0302 0.0806% CANACCORD GENUITY INC.NEY YORK 7,160 286 517,934 0.0400 0.0553% CITIGROUP GBL MKTS INC, NEW YORK 152,792 3,643 6,393,940 0.0238 0.0570% CITIGROUP GBL MKTS/SALOMON, NEW YORK 930,089 2,464 1,658,458 0.0026 0.1486% COWEN AND COMPANY LLC, NEW YORK 52,300 1,797 2,029,962 0.0344 0.0885% CRAIG HALLUM, MINNEAPOLIS 25,300 759 545,021 0.0300 0.1393% CREDIT SUISSE, NEW YORK (CSUS) 790,960 10,056 43,534,436 0.0127 0.0231% DEUTSCHE BK SECS INC, NY (NWSCUS33) 150,720 4,097 3,910,883 0.0272 0.1048% DOWLING & PARTNERS, JERSEY CITY 26,300 1,052 2,381,174 0.0400 0.0442% FBR CAPITAL MARKETS & CO, ARLINGTON
    [Show full text]
  • Fees – for Plan Related Accounts That Do Not Indicate a Specific Outsid
    March 23, 2017 ADP Inc. Re: Form 5500 Schedule C Information To Whom It May Concern: This correspondence is in response to your request dated January 13, 2017, regarding the Form 5500 Schedule C reporting requirements created by regulations issued by the Department of Labor (“DOL”) and its instructions and related guidance (“Schedule C”). We’ve been asked to provide certain information regarding direct or indirect compensation received by our mutual funds and affiliates or paid by our mutual funds to third parties in connection with the investment by the retirement plan clients of ADP Inc. (“Plan”) in our mutual funds for the Plan’s year ended 2016. As an initial matter, please note that the information contained in this response relates solely to reportable compensation, for purposes of Schedule C, received by Morgan Stanley Investment Management Inc. and its affiliated mutual fund service providers (“MSIM”) but does not purport to report compensation for third parties or for any banks or broker dealers that may be affiliated with MSIM. While we are happy to help coordinate inquiries to any other service provider for which the Plan may wish our assistance in contacting, please note we view the reporting of compensation received by such other entities to be beyond the scope of what MSIM is legally obligated to report for Schedule C purposes (as MSIM is not the ultimate recipient of such compensation). For direct or indirect compensation received by MSIM related to the Plan, we intend that all such compensation, as described as follows, is within the definition of Eligible Indirect Compensation (“EIC”) under Schedule C: • Management Fees – Morgan Stanley Investment Management Inc.
    [Show full text]
  • Ellenoff Grossman & Schole
    Ellenoff Grossman & Schole LLP Representative SPAC Initial Public Offering Transactions Areas of Practice Include: Far Point Acquisition Corp. Trinity Merger Corp. Fintech Acquisition Corp. III CORPORATE AND (NYSE:FPAC) (NASDAQ:TMCXU) (NASDAQ:FTAC) SECURITIES $632,500,000 $345,00,000 $345,000,000 PUBLIC OFFERING Credit Suisse and BofA Merrill Lynch B.Riley, FBR, Inc. Cantor Fitzgerald acted as joint book-running managers acted as the sole book-running manager acted as joint book-running managers in an initial public offering in an initial public offering in an initial public offering PRIVATE EQUITY/ VENTURE CAPITAL June 14, 2018 May 15, 2018 January 16, 2018 EG&S acted as counsel to Far Point EG&S acted as counsel to the underwriter EG&S acted as counsel to Fintech MERGERS AND ACQUISITIONS PRIVATE Nebula Acquisition Corp. CF Finance Acquisition Corp. (NASDAQ:CFFAU) Thunder Bridge Acquisition Ltd. INVESTMENT FUNDS (NASDAQ:NEBU.U) (NASDAQ:TBRGU) $225,000,000 $275,000,000 $258,000,00000 REAL ESTATE DEVELOPMENT & Deutsche Bank Securities and Cantor Fitzgerald & Co. Cantor Fitzgerald & Co. FINANCE Goldman Sachs & Co. LLC acted as the sole book-running manager acted as joint book-running managers acted as the sole book-running manager in an initial public offering in an initial public offering in an initial public offering COMMERCIAL LEASING January 16, 2018 December 12, 2018 June 21, 2018 EG&S acted as counsel to Nebula EG&S acted as counsel to CF Financey EG&S acted as counsel to Thunder Bridge BROKER-DEALER REGULATION INTERNATIONAL AND 1345 Avenue of the Americas New York, NY 10105-0302 DOMESTIC TAX phone (212) 370-1300 fax (212) 370-7889 www.egsllp.com Ellenoff Grossman & Schole LLP Representative SPAC Initial Public Offering Transactions Areas of Practice Include: .
    [Show full text]
  • Bailout-Related Underwriting Fees Earned by GM IPO Underwriters
    Bailout-Related Underwriting Fees Earned by GM IPO Underwriters $ in Millions Total Underwriting Fees Paid for Bailout Activities: Support from U.S. Government Equity Offerings TLGP Debt TLGP Debt Total % of Total % of Equity, Equity-Linked Underwriting to on Behalf of Issuance Underwriting Fees Underwriting Fees Funds Received U.S. Government TARP Funds Issued to Repay Fees from Recapitalize Issuing for Earned on Bailout Earned on Bailout GM IPO Underwriters TARP (1) TLGP (2) Other Borrowing Support(3) Received(4) TARP Funds(5) GM IPO(6)(7) Itself (5)(7) Bank (5)(7) Others (5)(7) Activities Activities Bookrunners Morgan Stanley $10,000.0 $25,075.0 $1,877,550.0 $1,912,625.0 1.4% $6,923.0 $36.9 $125.0 $68.5 $26.1 $256.5 8.3% JP Morgan Chase 25,000.0 39,679.0 898,442.8 963,121.8 3.6% 16,505.5 36.9 425.2 107.8 22.9 592.8 19.2% BofA Merrill Lynch 45,000.0 44,500.0 2,036,494.9 2,125,994.9 6.4% 36,200.0 22.5 690.3 73.9 67.6 854.2 27.7% Citigroup 50,000.0 64,600.0 1,642,169.0 1,756,769.0 7.1% 29,162.0 22.5 603.5 86.6 80.2 792.8 25.7% Bookrunners Total $130,000.0 $173,854.0 $6,454,656.7 $6,758,510.7 18.6% $88,790.5 $118.7 $1,844.0 $336.8 $196.7 $2,496.3 80.9% Lead Managers Barclays Capital $0.0 $0.0 $410,437.0 $410,437.0 0.0% $0.0 $22.5 $0.0 $0.0 $8.4 $30.9 1.0% Credit Suisse 0.0 0.0 1,500.0 1,500.0 0.0% 0.0 22.5 0.0 0.0 0.0 22.5 0.7% Deutsche Bank 0.0 0.0 500.0 500.0 0.0% 0.0 22.5 0.0 0.0 0.0 22.5 0.7% Goldman Sachs 10,000.0 21,235.0 558,072.5 589,307.5 1.4% 11,500.0 22.5 317.0 24.7 29.2 393.3 12.7% RBC Capital Markets 0.0 0.0 0.0 0.0 0.0% 0.0
    [Show full text]
  • On Page 3 and Important Disclosures Beginning on Page 4 1
    Equity Research April 16, 2010 United States of America Financial Services Goldman Sachs Group Inc. (GS - US$ 184.27) 2-Equal Weight Brokers & Asset Managers Market Commentary/Strategy Roger A. Freeman, CFA Eric Bertrand 1.212.526.4662 1.212.526.1369 Administration Steps Up Support for Bill [email protected] [email protected] BCI, New York BCI, New York Investment Conclusion With revised derivatives legislation pending from EPS (US$) (FY Dec) Senator Blanche Lincoln from the Senate Ag subcommittee, which appears to have taken a turn 2009 2010 2011 % Change towards a more restrictive set of rules and Actual Old New St. Est. Old New St. Est. 2010 2011 regulations in recent days based on a letter from 1Q 3.39A 3.79E 3.79E 4.01E N/A N/A 4.71E 12% N/A Senator Lincoln earlier this week outlining likely 2Q 4.93A 4.19E 4.19E 4.37E N/A N/A 4.94E -15% N/A components of her bill, the Administration has 3Q 5.25A 3.76E 3.76E 4.17E N/A N/A 4.72E -28% N/A likely created a more difficult challenge for itself in 4Q 8.20A 6.48E 6.48E 5.39E N/A N/A 5.49E -21% N/A securing the 60 votes necessary to push the Year 22.13A 18.28E 18.28E 18.15E 20.23E 20.23E 20.31E -17% 11% Senate financial reform bill to the floor of the P/E 10.1 9.1 Senate for a majority vote.
    [Show full text]
  • Wallstreet's Otherbookvalue
    Cover071607.qxd 7/11/07 2:52 PM Page 1 RBS Enters Commodities Fray Ex-Houlihan Lokey Bankers Set Up Shop Untapped Potential In Africa The insider’s guide to investment banking and capital markets July 16,2007/$25/www.iddmagazine.com Wall Street’s Other BookValue A novel idea: dealmakers cast aside Brooks Brothers jackets for book jackets 01_TOC071607.qxd 7/12/07 7:59 PM Page 1 IDD CONTENTS July 16, 2007 www.iddmagazine.com Vol. 73 No. 28 PRIVATE EQUITY 3 Ex-Houlihan Lokey Bankers Set Up Shop Small firm has plans for major growth in the next few years. By Joshua Hamerman COMMODITIES 4 RBS Enters the Commodities Fray Did other banks blow it by letting RBS get Sempra? By Dan Freed GLOBAL INVESTING 6 Untapped Potential in Africa Banking reform and a bounty of natural resources have investors paying attention. By Joshua Hamerman HEDGE FUNDS 8 SPAC Invaders While Blackstone stole the headlines, hedge fund GLG Partners used a backdoor method to achieve a public listing. By Ken MacFadyen WEEK ON THE STREET 10 Goldsmith Sells Out, Who’s Next? Firm seen helping Lazard’s new financial advisory division. By IDD Staff GLOBAL INVESTING 13 The Middle Market Finds China Midmarket dealmakers have debunked the misconception that there’s a size requirement for entry into China. By Danielle Fugazy PERSONNEL FILE 30 Credit Suisse Builds Out Financial Institutions Group REFERENCE 22 IPIPELINE 23 I IPOS COVER STORY 25 I WHO’S HOT 14 Wall Street’s 26 I AFTERMARKET Other Book Value 27 I SECURITIES IN REGISTRATION A novel idea: dealmakers cast 29 I EMPLOYMENT OPPORTUNITIES aside Brooks Brothers jackets for book jackets.
    [Show full text]
  • 4,500,000 Shares Common Stock Morgan Stanley Barclays Citigroup
    TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell the securities, nor a solicitation of an offer to buy the securities, in any jurisdiction where an offer or sale thereof is not permitted. Filed Pursuant to Rule 424(b)(5) Registration No. 333-200152 SUBJECT TO COMPLETION, DATED MARCH 22, 2017 PRELIMINARY PROSPECTUS SUPPLEMENT (To Prospectus Dated December 3, 2014) 4,500,000 Shares Common Stock Cherry Hill Mortgage Investment Corporation is offering to the public 4,500,000 shares of its common stock, par value $0.01 per share. Our common stock is traded on the New York Stock Exchange, or the NYSE, under the symbol “CHMI.” On March 21, 2017, the last reported sale price of our common stock on the NYSE was $18.59 per share. There are restrictions on transfer and ownership of our common stock intended to, among other purposes, preserve our qualification as a real estate investment trust, or REIT, for U.S. federal income tax purposes. Please see the section entitled “Restrictions on Ownership and Transfer” in the accompanying prospectus. Investing in our common stock involves risk. See “Risk Factors” beginning on page S-3 of this prospectus supplement and in the documents incorporated by reference in this prospectus supplement and the accompanying prospectus. Per Share Total(1) Price to the public Underwriting discounts and commissions Proceeds to us (before expenses) (1) Assumes no exercise of the underwriters’ option to purchase additional shares.
    [Show full text]
  • Top 50 Banking Employers
    “For those hoping to climb the ladder of success, 2011 EDITION 2011 EDITION [Vault’s] insights are priceless.” — Money TOP 50 BANKING EMPLOYERS TOP 50 BANKING EMPLOYERS “Excellent.” — Library Journal GET INSIDE INFO ON: IN THIS GUIDE: Barclays Capital • Company overviews and Credit Suisse recent firm news Deutsche Bank • Info on the hiring process for each firm Evercore Partners • Inside info on workplace culture Goldman Sachs and compensation Greenhill & Co. • And much more! J.P. Morgan Lazard AT VAULT.COM: Moelis & Company • Employee surveys for VAULT GUIDE TO THE Morgan Stanley thousands of top employers UBS Investment Bank • Tens of thousands of top job And many more! listings TOP 50 www.vault.com BANKING About Vault.com, Inc. Vault.com is the source of employer and university rankings, ratings and insight for highly credentialed, in-demand candidates. Vault.com is organized EMPLOYERS GET THE INSIDE SCOOP ON THE BEST FIRMS TO WORK FOR IN THE BANKING industry by profession, industry, company and schools. Vault’s profiles, rankings and assessment tools deliver the insider perspective and career research candidates need to successfully match themselves to the best available job, employer and career opportunity. The Vault.com website features profiles on Carrier/Reference more than 4,500 employers, 4,000 universities and hundreds of industries $34.95 and professions including the law, finance, accounting and consulting sectors. Founded in 1996, Vault.com is the only career resource of its kind and attracts more than 1000 employer and recruiter advertisers, more than ® 1200 school and institutional subscribers and millions of individual visitors and members.
    [Show full text]
  • Hearing on Legislation to Further Reduce Impediments to Capital Formation
    Hearing on Legislation to Further Reduce Impediments to Capital Formation Statement of David Weild, Founder, Chairman & CEO of IssuWorks Holdings LLC, before the U.S. House of Representatives Financial Services Committee, Capital Markets and Government Sponsored Enterprises Subcommittee, October 23, 2013. [email protected] • (212) 705-8731 • www.IssuWorks.com 1 Contents Page Introduction 2 Specific responses to legislative proposals 3 Call for a JOBS Act 2 (Significant ways Congress can help the U.S. economy) 9 Conclusion: IPOs lead to job growth 13 Additional materials 15 About David Weild 17 About IssuWorks Holdings . 19 Hearing on Legislation to Further Reduce Impediments to Capital Formation © 2013 IssuWorks Holdings LLC, All Rights Reserved 2 Introduction Chairman Garrett, Ranking Member Maloney and members of the Subcommittee, thank you for inviting me to speak today about an issue of great importance to many Americans: “Legislation to Further Reduce Impediments to Capital Formation.” My name is David Weild. I am the Chairman & CEO of IssuWorks Holdings (“IssuWorks”), which was recently founded to develop technologies to improve capital formation in the public markets. I was formerly vice chairman of The NASDAQ Stock Market with responsibility for all of its listed companies, and I ran the equity new issues business of Prudential Securities, back when Prudential Securities was one of the ten largest underwriters of new issues equities in the United States. Improving access to equity capital in the United States is one of the most important needs for our economy. Access to equity capital fuels job growth and innovation, which, in turn, enables free markets to solve problems from poverty and unemployment to finding cures to cancer, global warming and many of the other challenges that this generation, and every other generation, will face.
    [Show full text]
  • League Tables
    GLOBAL FIXED INCOME LEAGUE TABLES First 3Q 2017 2 October 2017 FIRST 3Q 2017 MANAGER RANKINGS GLOBAL FIXED INCOME CONTENTS Bloomberg’s corporate bond database consists of more than 1.9 million active securities--including convertible bonds and preferred securities--along with more than 4.1 million matured, called or 1. Global market review retired bonds, covering over 24,000 unique issuers across more than 130 countries and 100 different currencies. 2. US market review 3. Canada market review LEAG<GO> for a full range of league tables 4. Latin America market review NIM<GO> for Bloomberg’s new issue monitor 5. EMEA market review 6. Asia market review Due to the dynamic nature of the Professional Service product, league table rankings may vary between this release 7. Table criteria and data found on the Bloomberg Professional Service. DATA SUBMISSIONS AND QUERIES Contact Phone Email North America Dean Psomaras +1 609 279 3449 [email protected] EMEA Dimitris Gogos +44 20 35258149 [email protected] Asia Pacific Shaili Mehta +91 22 61203770 [email protected] © 2017 Bloomberg Finance L.P. All rights reserved. Bloomberg Global Fixed Income | 1st 3Q 2017 Global Corporate Leveraged Finance: Quarterly Volume Corporate High Yield Bonds Global Fixed Income Review Global Sponsor-Led Loans 500 1st 3Q 2017 credited Corporate & Financial Bonds volume increased 0.46% to USD 3.4 Trln while deal count decreased 2.75% to 12,129 offerings year-on-year. Corporate Bonds volume decreased 0.26% year-on-year to USD 1.7 Trln while the 400 n n deal count increased 2.85% to 5,019.
    [Show full text]
  • Growth Capital Investor
    Growth Capital Investor Vol. I Issue 5 The Journal of Emerging Growth Company Finance September 17, 2012 IN THIS ISSUE Emerging Growth Issuers Largely Muddy Solicitation Proposal Takes Wind Out of Crowdfunders Immune to Broad Market Sentiment The SEC’s proposed rules on general solicitation of investments draws jeers from the crowd cap- by Joe Gose italists ..............................................................2 or all the focus being placed on boosting small business to create jobs and NIR Group Investors Faced fuel an economic recovery, emerging growth companies struggling to find with 97% Loss Ftraction in the public markets. Investors in beleaguered PIPE fund manager received As a group, small issuers that have conducted private placements over the last harsh news last week ............................................3 several months have generally lagged the stock market’s rise over the last year – the PIPE Player Rodman Dow Jones Industrial Average Index has risen 20% – suggesting that the firms are Closes Banking Business less influenced by broad market sentiment. The long-time most active banker in the PIPE market But exactly how far out of whack is the performance of small private place- closes its doors .......................................................4 ment issuers with the rest of the market? Growth Capital Investor reviewed equity ALSO INSIDE private placement (EPP) activity from June 1, 2011 through May 30, 2012, using Direct Markets Investor Pared Holdings Ahead of Sagient Research’s PlacementTracker database. News; Internal Fixation Accused of Manipulation, The analysis focused on growth equity private placements (GEPPs): unregis- Misleading Reporting; China Hydroelectric Sues tered and registered common stock sales, rights offerings, fixed-price convertible Dissidents in Value Fracas; Fairfax Financial Shorting issuances, and non-convertible debt and preferred stock sales, issued at fixed-price Case Tossed; SEC Suspends Shell Accountant Hatfield; issuance and conversion terms.
    [Show full text]