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Bailout-Related Underwriting Fees Earned by GM IPO Underwriters

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Bailout-Related Underwriting Fees Earned by GM IPO Underwriters Bailout-Related Underwriting Fees Earned by GM IPO Underwriters $ in Millions Total Underwriting Fees Paid for Bailout Activities: Support from U.S. Government Equity Offerings TLGP Debt TLGP Debt Total % of Total % of Equity, Equity-Linked Underwriting to on Behalf of Issuance Underwriting Fees Underwriting Fees Funds Received U.S. Government TARP Funds Issued to Repay Fees from Recapitalize Issuing for Earned on Bailout Earned on Bailout GM IPO Underwriters TARP (1) TLGP (2) Other Borrowing Support(3) Received(4) TARP Funds(5) GM IPO(6)(7) Itself (5)(7) Bank (5)(7) Others (5)(7) Activities Activities Bookrunners Morgan Stanley $10,000.0 $25,075.0 $1,877,550.0 $1,912,625.0 1.4% $6,923.0 $36.9 $125.0 $68.5 $26.1 $256.5 8.3% JP Morgan Chase 25,000.0 39,679.0 898,442.8 963,121.8 3.6% 16,505.5 36.9 425.2 107.8 22.9 592.8 19.2% BofA Merrill Lynch 45,000.0 44,500.0 2,036,494.9 2,125,994.9 6.4% 36,200.0 22.5 690.3 73.9 67.6 854.2 27.7% Citigroup 50,000.0 64,600.0 1,642,169.0 1,756,769.0 7.1% 29,162.0 22.5 603.5 86.6 80.2 792.8 25.7% Bookrunners Total $130,000.0 $173,854.0 $6,454,656.7 $6,758,510.7 18.6% $88,790.5 $118.7 $1,844.0 $336.8 $196.7 $2,496.3 80.9% Lead Managers Barclays Capital $0.0 $0.0 $410,437.0 $410,437.0 0.0% $0.0 $22.5 $0.0 $0.0 $8.4 $30.9 1.0% Credit Suisse 0.0 0.0 1,500.0 1,500.0 0.0% 0.0 22.5 0.0 0.0 0.0 22.5 0.7% Deutsche Bank 0.0 0.0 500.0 500.0 0.0% 0.0 22.5 0.0 0.0 0.0 22.5 0.7% Goldman Sachs 10,000.0 21,235.0 558,072.5 589,307.5 1.4% 11,500.0 22.5 317.0 24.7 29.2 393.3 12.7% RBC Capital Markets 0.0 0.0 0.0 0.0 0.0% 0.0 22.5 0.0 0.0 0.0 22.5 0.7% Lead Manager Total $10,000.0 $21,235.0 $970,509.5 $1,001,744.5 1.4% $11,500.0 $112.4 $317.0 $24.7 $37.5 $491.6 15.9% Senior Co-Managers Bradesco BBI $0.0 $0.0 $0.0 $0.0 0.0% $0.0 $7.1 $0.0 $0.0 $0.0 $7.1 0.2% CIBC 0.0 0.0 0.0 0.0 0.0% 0.0 7.1 0.0 0.0 0.0 7.1 0.2% Commerzbank 0.0 0.0 0.0 0.0 0.0% 0.0 7.1 0.0 0.0 0.0 7.1 0.2% Senior Co-Manager Total $0.0 $0.0 $0.0 $0.0 0.0% $0.0 $21.2 $0.0 $0.0 $0.0 $21.2 0.7% Co-Managers BNY Mellon Capital Markets $3,000.0 $603.4 ND $3,603.4 0.4% $1,200.0 $2.4 $1.2 ND $54.8 $58.4 1.9% ICBC International 0.0 0.0 0.0 0.0 0.0% 0.0 2.4 0.0 0.0 ND 2.4 0.1% Itau BBA 0.0 0.0 0.0 0.0 0.0% 0.0 2.4 0.0 0.0 ND 2.4 0.1% Lloyds TSB Corporate Markets 0.0 0.0 0.0 0.0 0.0% 0.0 1.2 0.0 0.0 ND 1.2 0.0% CICC 0.0 0.0 0.0 0.0 0.0% 0.0 1.2 0.0 0.0 ND 1.2 0.0% Loop Capital Markets 0.0 0.0 0.0 0.0 0.0% 0.0 1.2 0.0 0.0 ND 1.2 0.0% The Williams Capital Group 0.0 0.0 0.0 0.0 0.0% 0.0 1.2 0.0 0.0 2.1 3.3 0.1% SMBC Capital Markets 0.0 0.0 0.0 0.0 0.0% 0.0 1.2 0.0 0.0 ND 1.2 0.0% Scotia Capital 0.0 0.0 0.0 0.0 0.0% 0.0 1.2 0.0 0.0 ND 1.2 0.0% Piper Jaffray 0.0 0.0 0.0 0.0 0.0% 0.0 1.2 0.0 0.0 ND 1.2 0.0% Co-Managers Total $3,000.0 $603.4 $0.0 $3,603.4 0.4% $1,200.0 $15.7 $1.2 $0.0 $56.8 $73.8 2.4% Underwriters CastleOak Securities $0.0 $0.0 $0.0 $0.0 0.0% $0.0 $0.4 $0.0 ND ND $0.4 0.0% CL King & Associates 0.0 0.0 0.0 0.0 0.0% 0.0 0.4 0.0 ND ND 0.4 0.0% FBR Capital Markets 0.0 0.0 0.0 0.0 0.0% 0.0 0.4 0.0 ND ND 0.4 0.0% Gardner Rich & Company 0.0 0.0 0.0 0.0 0.0% 0.0 0.4 0.0 ND ND 0.4 0.0% Lebenthal & Company 0.0 0.0 0.0 0.0 0.0% 0.0 0.4 0.0 ND ND 0.4 0.0% M. R. Beal & Company 0.0 0.0 0.0 0.0 0.0% 0.0 0.4 0.0 ND ND 0.4 0.0% Muriel Siebert & Company 0.0 0.0 0.0 0.0 0.0% 0.0 0.4 0.0 ND ND 0.4 0.0% Samuel A. Ramirez & Company 0.0 0.0 0.0 0.0 0.0% 0.0 0.4 0.0 ND ND 0.4 0.0% Sanford C. Bernstein 0.0 0.0 0.0 0.0 0.0% 0.0 0.4 0.0 ND ND 0.4 0.0% Cabrera Capital Markets 0.0 0.0 0.0 0.0 0.0% 0.0 0.2 0.0 ND ND 0.2 0.0% CF Global Trading 0.0 0.0 0.0 0.0 0.0% 0.0 0.2 0.0 ND ND 0.2 0.0% Soleil Securities 0.0 0.0 0.0 0.0 0.0% 0.0 0.1 0.0 ND ND 0.1 0.0% CRT Investment Banking 0.0 0.0 0.0 0.0 0.0% 0.0 0.0 0.0 ND ND 0.0 0.0% Underwriters Total $0.0 $0.0 $0.0 $0.0 0.0% $0.0 $4.2 $0.0 $0.0 $0.0 $4.2 0.1% Total $143,000.0 $195,692.4 $7,425,166.2 $7,763,858.6 20.4% $101,490.5 $272.3 $2,162.2 $361.5 $291.1 $3,087.1 100.0% Note: ND refers to not disclosed. (1) Source: Company filings, press releases. (2) Source: Bloomberg. (3) Source: Federal Reserve. (4) Total TARP funds provided to institution as percentage of $700B TARP funds allocated. (5) Source: Thomson Reuters. (6) Includes Series B preferred shares and assumes exercise of underwriter over-allotment on common and preferred shares. (7) Source: Capital IQ. (8) Wall Street estimates..
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