CORPORATECOMPLIANCE TAXATION SERIES SERIES conferences – PROGRAM AGENDA

5th Annual BUSINESS ETHICS ANTI-CORRUPTION COMPLIANCE STRATEGIES IN CEE 20 to 21 March 2014 • • Registration Call +44 203 286 4071

COMPLIANCE IN CEE PTION RRU -CO TI Y DUE DILIGENCE AN IRD PART G & TH ORIN ONIT CE M IAN COMP MPL LIANCE CO WH PROGRAMS-BEST PRACTICES ITE C OLLAR CRIME & INVESTIGATIONS ENFO RCEME NTS FCPA SPEAKERS: , BRIBERY ACT

Howard Tripp Arkadiusz Korzeniewski Laurenz Schmitt Senior Anti-Corruption Counsel Partner Partner Ethics & Compliance Office CMS Linklaters, Munich Hewlett-Packard Bogdan Bibicu Thomas Schürrle Maria Hernandez Partner Managing Partner Chief Compliance Counsel Europe Kinstellar, Debevoise & Plimpton, Frankfurt Senior Regional Counsel Southern Europe Pentair Inc. Bryan J. Sillaman Brian J. Fonville Partner Partner Dr. Armin Toifl Hughes Hubbard & Reed, LLP TaylorWessing, Prague Senior Counsel Siemens AG, Austria Anne Hukkelaas Gaustad Hans Jürgen Stephan International Specialist Managing Director Jan Lescinsky Hughes Hubbard & Reed, LLP Control Risks Germany General Counsel ( and ) Skanska a.s. Martin Eckel Ulrich Büchsenschütz Partner Associate Director Svetlana Kuznetsova TaylorWessing, Vienna Control Risks Germany Group Counsel Russia CIS Johnson Controls Roberta Guaineri Jochen Benz Partner Managing Director David Harris Studio Moro Visconti, de Castiglione, Guaineri Alvarez & Marsal Head of Business Conduct BAE Systems Susanne Korsgaard Tom Kolaja Executive Director, Global Ethics Officer Managing Director SBU Head Oliver Weiss Ferring Pharmaceuticals A/S Alvarez & Marsal Senior Legal Counsel Hitachi Data Systems Miroslav Uricar Joseph Suich General Counsel Chief Compliance Officer Jitka Logesova T-Mobile Czech Republic GE Power & Water Partner Kinstellar, Prague Zdeněk Blažek Assistant Vice-President, LSO Commerzbank AG Prague

SPONSORS compliance series

5th Annual BUSINESS ETHICS ANTI-CORRUPTION COMPLIANCE STRATEGIES IN CEE 20 to 21 March 2014 • Prague • Registration Call +44 203 286 4071

Previous Anti-Corruption Conference Testimonials:

About the Conference: As someone not familiar with this part of the world I was Acquiring new companies, expanding into new markets, high employee able to get a real feel for and insight into issues we are all turnover or engaging third parties, sales agents and distributors can dealing with and how different approaches are being taken. expose a business to significant regulatory risk. Recent research across Europe has shown that companies will be increasingly exposed to Fraud David Harris & Corruption in 2014. One of the key drivers for this will be the current Head of Business Conduct economic conditions. With recent news of bribery investigations in BAE Systems plc Germany, Italy, Poland, Austria and other countries in CEE, Corporate Fraud and Corruption is taking centre stage in Europe. While many multinational Interesting content good presentations and a great companies having Ethics & Anti-Corruption compliance programs, they opportunity for networking. may always not be effective especially when operating in less transparent Michal Kakolecki jurisdictions. Controls, Compliance & Ethics Director Russia and Eastern Europe DIAGEO Polska Sp. z o.o.

Benefits of Attending: Useful event not only for the compliance officers community but also for corporate executives who need • How to implement a cost effective Anti-Corruption compliance to understand the impact of legislation and practices for program in Central & Eastern Europe everyday business life. Dr. Alexander Picker • Learn how to reduce corruptions risks when doing business in high CEO risk countries HYPO ALPE-ADRIA-BANK d.d. • Get to grips with Anti-Corruption laws and enforcement in Europe Thank you for this event. Very useful, new view from • Learn how to conduct Anti-Corruption due diligence during M&A different business areas. Waiting for next year’s event. I and Joint Ventures learnt a lot, thank you again. Marcela Lassakova • Reduce risks by clearly defining policy for payments, hospitality Director Corporate Compliance and entertainment Valeant Pharmaceuticals • Learn how you can manage corruption risks in the supply chain and when dealing with third parties, distributors and agents I was happy to have a chance to hear about good practices about compliance programs and to connect to compliance • Get the latest on how to conduct an effective fraud and professionals from our region. compliance investigation Andrijana Zrinji Compliance Officer Manager Triglav Insurance Company

An excellent platform to share best practice compliance programs between compliance professionals in different kinds of industries. Alexander Grunicke Regional General Counsel EE Kuehne + Nagel

Great organisation, good location and service. Very interesting and professional speakers from various industries, the best opportunity to share common problems, best practice and share ideas. Denis Glukov Compliance Officer CIS Alcatel Lucent

Great platform for sharing knowledge and experience on way forward to compliance in CEE & CIS. Alexandru David Head of Compliance OMV Petrom

www.gcmparker.com 2 compliance series

5th Annual BUSINESS ETHICS ANTI-CORRUPTION COMPLIANCE STRATEGIES IN CEE

20 to 21 March 2014 • Prague • Registration Call +44 203 286 4071

08.30 Registration & Morning Coffee 13.40 Session 08.50 Chair Opening Address Third Party due diligence programs and business partner compliance • Transferred Compliance hazards in M&A’s 09.00 Keynote Session • Identify Red Flags /Corruption Risks in your partner network and supply chain Is your compliance program state-of-the-art? • Minimizing Risks with Business Intermediaries • What makes a compliance program state-of-the- art? • Integrating Corruption Controls with existing partner network • Prioritizing compliance resources in the area of business that pose highest • Recent Guidance from the DOJ relating to the FCPA corruption risk Howard Tripp • Cost effective and compliant?- Best Practices Senior Anti-Corruption Counsel, Ethics & Compliance Office • Benchmarking and relevance of external certification Hewlett-Packard Dr. Armin Toifl 14.20 Session Senior Counsel Siemens AG, Austria Comparing and Contrasting the L. 231/2001 ItalianLaw on Liability of Legal Entities and the U.S. FCPA 09.40 Session • Relation between corruption and other corporate offences investigations, Internal Investigations and Enforcement Trends in the CEE including tax offences • Insider’s guide to internal investigations in the CEE • Key areas in common with the US FCPA • Criminal liability of companies and enforcement trends (focus on the Czech • Lessons to be learned from recent investigations Republic, Slovakia and ) • Adapting your compliance programs to Italian Law, FCPA and Bribery Act

Jitka Logesova Bogdan Bibicu Roberta Guaineri Partner Partner Partner Kinstellar Kinstellar Studio Moro Visconti, de Castiglione, Guaineri

10.20 Morning Refreshments & Networking 15.00 Session A Board Perspective on Internal Investigations and Compliance 10.40 Session • What is the economic benefit of investigating a case? “Where prior due diligence was not enough: crisis management in CEE” • Why time is a crucial aspect? countries • What to expect before, during and after an investigation? Hans Jürgen Stephan • Leniency programs: internal and external view Managing Director Jochen Benz Tom Kolaja Control Risks Germany Managing Director Managing Director SBu Head Alvarez & Marsal Alvarez & Marsal 11.20 Session Getting to Grips With Conflict of Interest and Building an Ethical Corporate 15.40 Afternoon Refreshments & Networking Culture • Comparing “law based” and “value” based systems of corporate culture 16.00 Session • Managing between ethics rules, and state conflict of interest’s statutes and Antitrust / Competition Law and Compliance within the company regulations • Legal Treatment of Bribery and Anti-Trust concerns • Creating management tools and reports to measure programme • Aspects where there is convergence between Anti-Corruption and Anti-Trust effectiveness • Risk identification and achieving synergies between Anti-Trust and Anti- • Development, training and presentation of ethical decision-making tools Corruption compliance programs

Susanne Korsgaard Martin Eckel Brian Fonville Executive Director, Global Ethics Officer Partner Partner Ferring Pharmaceuticals A/S TaylorWessing, Vienna TaylorWessing, Prague

12.00 Session 16.40 Session White Collar Crime & Managing Corruption Criminal Law in Poland Mitigating Compliance Risks: Beyond the Tone at the Top • Anti-corruption in Poland – Law and Practice • Mitigating Business Risks: What Compliance Programs are doing • Recent developments in case-law, procedures and enforcement trends • Third Party Program - Best Practices • Acting to detriment of a company by its managers, and managerial bribery – • Initiatives addressed to Middle Management legal provisions, interpretation,practice • FCPA Proactive Reviews • Bribery of public officials by a manager or an employee of a company • Criminal liability of a company for an offense committed by its manager or Maria Hernandez employee Chief Compliance Counsel Europe • Practical issues connected with professional privilege in anti-bribery and Senior Legal Counsel Southern Europe Pentair Inc corruption issues and compliance • Collateral civil consequences for companies of anti-bribery and corruption 17.20 Session cases Implementing a Multinationals compliance program in CEE: tools available and

Arkadiusz Korzeniewski best practices Partner • Implementing a global compliance program: complying with the FCPA, UKBA CMS and local CEE laws • Developing a strong compliance culture and awareness in CEE 12.40 Lunch & Networking • Using a local approach to training Joseph Suich Chief Compliance Officer GE Power & Water, Prague Day 1 18.00 Evening Drinks Reception & Networking / End of Day 1 www.gcmparker.com 3 compliance series

5th Annual BUSINESS ETHICS ANTI-CORRUPTION COMPLIANCE STRATEGIES IN CEE 20 to 21 March 2014 • Prague • Registration Call +44 203 286 4071

08.30 Registration & Morning Coffee 14.00 Session Effectiveness of compliance and ethics programs: Does it work and how do you 08.50 Chair Opening Address know ? • Joining and assessing often disparate data and information such as Ethics 09.00 Session Helpline, Employee Surveys, Compliance Training reports, Internal Audit Managing the flow of information in Internal Investigations findings. HR activities, Gifts and Hospitality Registers, Risk Assessments etc. • Management of the investigation information • Looking for significant trends, inconsistencies and risks • Restrictions to information sourcing • Designing, developing and deploying interventions aimed at causes, not • Controlling the reporting interfaces: inside and outside the company symptoms Thomas Schürrle • Measure impact and change Managing Partner Debevoise & Plimpton, Frankfurt David Harris Head of Business Conduct BAE Systems 09.40 Panel Session Challenges to Conducting Global Investigations in a Corporate Environment • Timely response to allegations and planning of investigations 14.40 Session • Key legal issues Business Ethics from perspective of Construction Company in CEE • Functions and 3rd parties being involved in investigations • Situation in construction industry • Data privacy implications • Main ethical risks • Leveraging Internal Controls to Detect Corrupt Payments and Minimise the • Experience with code of conduct application and hotline Risk of Books and Records Violations • Compliance system • Concluding investigations and remedial actions management • Leveraging Internal Controls to Detect Corrupt Payments and Minimise the Jan Lescinsky Risk of Books and Records Violation General Counsel Skanska Oliver Weiss Ulrich Büchsenschütz Senior Legal Counsel Associate Director 15.20 Session Hitachi Data Systems Control Risks Corruption in IT - Case Study • Corruption in IT, a bit forgotten problem 10.40 Morning Refreshments & Networking • IT projects as a matter of corruption - examples • Examples of bribery scenarios 11.00 Session • Laws, ethic rules and their role in IT corruption Anti-Corruption Compliance Case study - Responding to Corruption Allegations Zdenek Blazek • Responding to a compliance breach in your organization Vice President • Being proactive and presenting your case to authorities in order to prevent a Commerzbank AG Prague search • Cooperation with Prosecutor’s and other relevant authorities 16.00 Afternoon Refreshments & Networking • Damage limitation through a confidential investigation and settlement 16.20 Session Laurenz Schmitt Complexities of Data Protection Laws during Compliance Monitoring and Partner Linklaters, Munich Conducting Investigations Czech Republic

Miroslav Uricar 11.40 Session General Counsel Detecting and Dealing with Corruption in your Local Operations in CEE T-Mobile Czech Republic • How to conduct effective risk assessments in high risk markets • Understanding the difficulties of running investigations in different high risk 17.00 Closing remarks from the Chair / End of Conference countries • Protecting the company from prosecution for corruption • Practical guidance on measuring, monitoring and managing third party risk in high risk areas • Managing an investigation in a high risk jurisdiction

Svetlana Kuznetsova Senior Group Counsel Johnson Controls

12.20 Session Anti-Corruption Compliance - the FCPA and Beyond • Enforcement environment in the US • Perspective from Europe • Regulation by International financial institutions • Corruption risks in global supply chain management Bryan J. Sillaman Anne Hukkelaas Gaustad Partner International Specialist Hughes Hubbard & Reed LLP Hughes Hubbard & Reed LLP

13.00 Lunch & Networking Day 2 www.gcmparker.com 4 corporate taxation series

4th Annual BUSINESS ETHICS ANTI-CORRUPTION COMPLIANCE STRATEGIES IN CEE 21 to 22 March 2013 • Prague • Registration Call +44 203 286 4071

Preferred Partner: Associate Sponsor:

www.kinstellar.com www.alvarezandmarsal.com Kinstellar is a premium independent regional law firm focused primarily on the markets of Emerging Europe, which includes the countries of central, eastern and south-eastern Europe and the Commonwealth of Independent States (CIS). We have an Alvarez & Marsal Global Forensic and Dispute Services’ professionals have assisted exceptional record handling the most important and complex transactions for clients in audit committees, special committees, boards of directors, and management of private diverse industries and sectors across the region and beyond. and public companies. In particular, we have assisted in responses to investigations and inquiries initiated by or involving regulatory and law enforcement bodies related Kinstellar was formed in 2008 from the , Bucharest, and Prague offices to financial reporting (GAAP, IFRS and IAS), whistleblower allegations, Foreign Corrupt of Linklaters, a global leader in the legal services market. In March 2010, Kinstellar Practices Act (FCPA) or UK Bribery Act violations, regulatory compliance reviews, opened an office in , to serve the countries of the former Yugoslavia. A securities law violations and other misappropriation of assets. new office for was opened in in June 2010. Kinstellar has established a network of “best friend” law firms acting with us as local counsel to provide advisory Our skilled professionals are also adept at business valuation and asset valuation services. and transactional work in the Baltic States (Estonia, Latvia and Lithuania) and across the We interpret and apply accounting and economic principles to determine purchase price CIS (Armenia, Azerbaijan, Belarus, Georgia, , Kyrgyzstan, Moldavia, Russia, allocations, and value tangible and intangible assets. Our expertise has been successfully Tajikistan, Turkmenistan, ). utilized in dispute resolution, strategic planning, mergers and acquisitions, transfer pricing and compliance and reporting. Kinstellar’s lawyers combine expert knowledge of international and local legal, regulatory and commercial issues with on-the-ground experience and know-how to achieve results in Emerging Europe. With the quality and scope of our services, we rank among the top law firms in the region. The individual Kinstellar offices have consistently achieved top directory rankings, and their market leadership has been repeatedly recognised by independent reviewers.

Associate Sponsor: Associate Sponsor:

www.taylorwessing.com www.controlrisks.com

Taylor Wessing is a leading International law firm with a single-minded approach: to Control Risks is a global risk consultancy specialising in helping organisations manage help its clients succeed by thinking innovatively about their business issues. political, integrity and security risks. Our renowned expertise, the breadth of our services and the geographical reach of our organisation enables us to help you meet your Taylor Wessing numbers around 900 lawyers working across 22 offices in Europe, the challenges and realise new business opportunities across the world. Middle East and Asia, offering an integrated service across the full range of practice areas, with core strengths in corporate, finance, real estate, IP and private wealth. Our services range from providing strategic consultancy, expert analysis and in-depth investigations through to handling sensitive political issues and providing practical on the ground protection and support. Whatever the nature of the political, security or integrity risk you are facing, we will tailor a solution that effectively meets your requirements.

Control Risks’ Berlin team consists of experts that have either lived or worked in CEE. These in-house skills mean that Control Risks has developed a robust information-gathering capability in a part of the world known for its lack of transparency. This capability, combines with our analytical expertise and practical know-how, can be a powerful resource in the hands of first-time as well as experienced investors in the region.

For more information, please visit our website www.controlrisks.com or contact us under: [email protected]

Sponsor Profiles www.gcmparker.com 5